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Engine balance
Engine balance refers to those factors in the design, production, engine tuning, maintenance and the operation of an
engine that benefit from being balanced. Major considerations are:
Contents
Overview
Items to be balanced
Mechanical
Static Balance
Dynamic Balance
Reciprocating mass
Rotating mass
Static mass
Friction
Fluid
Torque Balance
Drag
Flow resistance
Kinetic resistance
Shearing resistance
Thermal
Types of vibration
Reciprocating
Rocking
Torsional
Primary balance
Secondary (non-sinusoidal) balance
Inherent balance
Two cylinder engines
Three cylinder engines
Four cylinder engines
Five cylinder engines
Inline six cylinder engines
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V6 engines
Flat six engines
Steam locomotives
Sources of unbalance
Measuring the effects of unbalance
Static balancing of wheels
Static balancing of reciprocating weight
Dynamic balancing of wheel/axle assembly
Determination of acceptable hammer blow
Response of wheel to hammer blow
Piston thrust from connecting rod angularity
Similarities with balancing other machinery
See also
Notes
References
External links
Overview
Piston engine balancing is a complicated subject that covers many areas in the design, production, tuning and operation.
The engine considered to be well balanced in a particular usage may produce unacceptable level of vibration in another
usage for the difference in driven mass and mounting method, and slight variations in resonant frequencies of the
environment and engine parts could be big factors in throwing a smooth operation off balance. In addition to the vast
areas that need to be covered and the delicate nature, terminologies commonly used to describe engine balance are often
incorrectly understood and/or poorly defined not only in casual discussions but also in many articles in respected
publications.
Internal combustion piston engines, by definition, are converter devices to transform energy in intermittent combustion
into energy in mechanical motion. A slider-crank mechanism is used in creating a chemical reaction on fuel with air
(compression and ignition), and converting the energy into rotation (expansion). The intermittent energy source
combined with the nature of this mechanism make the engine naturally vibration-prone. Multi-cylinder configuration
and many of the engine design elements are reflections of the effort to reduce vibrations through the act of balancing.
1. Items to be balanced: lists the balancing elements to establish the basics on the causes of imbalance.
2. Types of vibration: lists different kinds of vibration as the effects of imbalance.
3. Primary balance: discusses the term "Primary balance".
4. Secondary balance: explains what Secondary balance is, and how the confusing terminologies 'Primary' and
'Secondary' came into popular use.
5. Inherent balance: goes into engine balance discussions on various multi-cylinder configurations.
6. Steam locomotives: an introduction to the balancing of 2-cylinder locomotives and includes the wheel hammer effect
unique to steam locomotives.
Items to be balanced
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There are many factors that can contribute to engine imbalance, and there are many ways to categorize them. The
following categories will be used for the purposes of this discussion. In the category descriptions, 'Phase' refers to the
timing on the rotation of crankshaft, 'Plane' refers to the location on the crankshaft rotating axis, and 'CG' refers to the
center of gravity.
Mechanical
Static Balance
- Static balance refers to the balancing of weight and the location of the CG on moving parts.
1. Reciprocating mass - e.g. Piston and connecting rod weight and CG uniformity.
2. Rotating mass - e.g. Crank web weight uniformity and flywheel eccentricity (or
lack thereof)
Dynamic Balance
- In order for a mass to start moving from rest or change direction, it needs to be accelerated. A force is required to
accelerate a mass. According to Newton's 3rd law of motion, there will be a counter force in the opposite direction of
equal size. Dynamic balance refers to the balancing of these forces and forces due to friction.
All accelerations of a mass can be divided into two components in opposite directions.
For example, in order for a piston in a single cylinder engine to be accelerated upward,
something must receive (support) the downward force, and it is usually the mass of the
entire engine that moves downward a bit as there is no counter-moving piston. This
means one cause of engine vibration usually appears in two opposing directions. Often
the movement or deflection in one direction appears on a moving mass, and the other
direction appears on the entire engine, but sometimes both sides appear on moving
parts, e.g. a torsional vibration in a crankshaft, or a push-pull cyclic stress in a chain or
connecting rod. In other cases, one side is a deflection of a static part, the energy of
which is converted into heat and dissipated into the coolant.
◾
Reciprocating mass
- Piston mass needs to be accelerated and decelerated, resisting a smooth rotation of a crankshaft. In addition to the up-
down movement of a piston, a connecting rod big-end swings left and right and up and down while it rotates. In order to
simplify the motion of a crank/slider mechanism, the connecting rod/piston assembly is generally divided into two mass
groups, a reciprocating mass, and a rotating mass. The big-end of the rod is generally said to be rotating while the small
end is said to be reciprocating. In truth, however, both ends both reciprocate and rotate.
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4. Plane balance - e.g. Boxer Twin pistons travel on two different rotational
planes of the crankshaft, which creates forces to rock the engine on Z-axis
[note 1]
Rotating mass
8.
Static mass
- A single cylinder 10 HP engine weighing a ton is very smooth, because the forces that comprise its imbalance in
operation must move a large mass to create a vibration. As power to weight ratio is important in the design of an engine,
the weight of a crankcase, cylinder block, cylinder head, etc. (i.e. static mass) are usually made as light as possible within
the limitations of strength, cost and safety margin, and are often excluded in the consideration of engine balance.
However, most vibrations of an engine are small movements of the engine itself,
and are thus determined by the engine weight, rigidity, location of the CG, and how
much its mass is concentrated around the CG. These are crucial factors in engine
dynamic balance, which is defined for the whole engine in reciprocal and rotational
movements as well as in bending and twisting deflections on the X, Y and Z axis.
All of these are important factors in the design of engine mounts and the rigidity of
static parts.
It is important to recognize that some moving masses must be considered a part of
static mass depending on the kind of dynamic balance under consideration (e.g.
camshaft weight in analyzing the Y-axis[note 1] rotational vibration of an engine).
Friction
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and the rotational speed of the load. Different main bearing sizes on a
crankshaft create plane imbalance in slide friction.
10. Rolling resistance balance - e.g. A ball in a ball bearing generates friction
while rolling in its cage
Fluid
- Pressure, Flow and Kinetic balance on gas, oil, water, mist, air, etc.
Torque Balance
- Torque here refers to the torque applied to the crankshaft as a form of power generation, which usually is the result of
gas expansion. In order for the torque to be generated, that force needs to be countered (supported) in the opposite
direction, so engine mounts are essential in power generation, and their design is crucial for a smooth running engine.
11. Amount of torque - Normally, the amount of torque generated by each cylinder
is supposed to be uniform within a multi-cylinder engine. Often, however, there are
small but measurable differences. This irregularity creates torque imbalance in
phase and plane.
12. Timing/Direction of torque - The maximum force developed on a piston and
connecting rod of a cylinder with a fast-burning mixture is exerted at a different
angle as compared to a late-igniting or slow-burning cylinder.
13. Phase balance - e.g. Combustion in a single cylinder 4 cycle engine occur
every 720 degrees of crankshaft rotation, which creates imbalance from one
rotation to another.
14. Plane balance - Torque is applied to the crankshaft on the crank rotational
plane where the connecting rod is located, which are at different distances to the
power take off (clutch surface) plane on non-radial multi-cylinder engines.
Drag
- Negative torque that resists the turning of a crankshaft which is caused by fluid elements in an engine.
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◾ Pressure balance - Not only the compression in a cylinder, but also any creation of positive (as in oil
pressure) and negative (as in intake manifold) pressure are sources of resistance, which benefit from
being uniform.
Flow resistance
17. Phase balance - e.g. If only one cylinder of a multi-cylinder engine has a
restrictive exhaust port, this condition results in increased resistance every
720 degrees on crank rotation on a 4 cycle engine.
18. Plane balance - e.g. If only one cylinder of a multi-cylinder inline engine
has a restrictive exhaust port, it results in increased resistance on the crank
rotational plane where that cylinder/conrod is located.
◾ 19.
Kinetic resistance
- Oil, water, vapor, gas and air do have mass, that needs to be accelerated in order to be moved for the operation of an
engine. Rolls Royce Merlin and Nakajima Sakae received rear-facing stub exhaust pipes in their development, resulting
in a measurable increase in the maximum speed of Supermarine Spitfire, De Havilland Mosquito and Mitsubishi A6M
Zero. This is a form of jet propulsion using kinetic energy in the exhaust, implying that the balancing of kinetic resistance
arising from fluid components of an engine is not insignificant. Crank webs partially hitting the oil in oil pan
(accelerating the oil mass rapidly) could be a big source of vibration.
◾ 20.
Shearing resistance
- Metallic parts in an engine are normally designed not to touch each other by being separated by a thin film of oil, but a
cam sometimes touches the tappet, and metal bearing surface wears with insufficient oil or with too much / too little
clearance. A film of liquid (especially oil) resists being sheared apart, and this resistance could be a source of vibration as
experienced on an over-heating engine that is nearing a seizure.
◾ 21.
Thermal
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- Thermal balance is crucial for the longevity and durability of an engine, but also has a profound effect on many of the
above balancing categories. For example, it is common for a longitudinally-mounted inline engine to have the front-most
cylinder cooled more than the other cylinders, resulting in the temperature and torque generated on that cylinder less
than on other phase and planes. Also, thermal imbalance creates variations in tolerance, creating varied sliding frictions.
Types of vibration
In contrast to the causes of imbalance listed above, effects of imbalance mainly appear as vibration. There are three
major types of vibration caused by engine imbalances:
Reciprocating
A single cylinder, 360°-crank parallel twin, or a 180°-crank inline-3 engine normally vibrates up and down because there
are no counter-moving piston(s) or there is a mismatch in the number of counter-moving pistons. This is a 3. phase
imbalance of reciprocating mass.
Rocking
Boxer engines, 180°-crank parallel twin, 120°-crank inline-3, 90° V4, inline-5, 60° V6 and crossplane 90° V8 normally
vibrate rotationally on Z or Y-axis. This is a result of plane imbalances (4., 6., 14. and 16) called the rocking couple.
Four stroke engines with 4 or fewer cylinders normally do not have overlapping power stroke, so tend to vibrate the
engine back and forth rotationally on X-axis. Also, multi-cylinder engines with counter moving pistons have a CG height
imbalance in a conrod swinging left on the top half of crank rotation, while another swings right on the bottom half,
causing the top of the engine to move right while the bottom moves slightly to the left.[note 2]
Engines with 13. phase
imbalance on torque generation (e.g. 90° V6, 180°-crank inline-3, etc.) show the same kind of rocking vibration on
X-axis.
Torsional
Twisting forces on crankshaft cannot be avoided because conrods are normally located at a (often different) distance(s)
to the power take-off plane (e.g. clutch surface) on the length of the crankshaft. The twisting vibrations caused by these
(7.Torsional imbalance) forces normally cannot be felt outside of an engine, but are major causes of crankshaft failure.
Primary balance
The term "Primary balance" is a major source of confusion in the discussion of engine balance. See the below Secondary
(non-sinusoidal) balance section for the underlying meaning and how this terminology came into popular use.
Primary, "first order" or "first harmonic" balance is supposed to indicate the balancing of items that could shake an
engine once in every rotation of the crankshaft, i.e. having the frequency equal to one crank rotation. Secondary or
"second order" balance should refer to those items with the frequency of twice in one crank rotation, so there could be
tertiary (third order), quaternary (fourth order), quinary (fifth order), etc. balances as well.
The term 'harmonic' comes from simple harmonic motion, and is equivalent to the 'sinusoidal' concept described in the
section below, thus "secondary harmonic" meant to describe the non-sinusoidal vibration caused by secondary
imbalance is incorrect.
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A cylinder in 4 cycle engines fires once in two crank rotations, generating forces with the frequency of a half the
crankshaft speed, so the concept of "half order" vibrations, is sometimes used when the discussion is on the balances on
torque generation and compression.
However, it is somewhat customary to discuss only two categories, primary and secondary, in the discussion of engine
balance in which 'Primary' is often meant to be all non-secondary imbalance items lumped together regardless of
frequency, and 'Secondary' is meant to be the effects of non-sinusoidal component of piston and conrod motions in
slider-crank mechanism as described below.
Because the small-end position is lower than the half-way point of the stroke
at 90 degrees and at 270 degrees after TDC, the piston moves less distance
when the crank rotates from 90 degrees to 270 degrees after TDC than during
0:Cylinder block & crank case
the crank rotation from 90 degrees before TDC to 90 degrees after TDC. In
1:Piston
other words, a piston must travel a longer distance in its reciprocal
2:Conrod
movement on the top half of the crank rotation than on the bottom half. 3:Crankshaft
When the location of B in the
Assuming the crank rotational speed to be constant, this means the
drawing on the right is kept at 90°
reciprocating movement of a piston is faster on the top half than on the after TDC and if conrod(2) swings
bottom half of the crank rotation. Consequently, the inertia force created by right to the vertical position, location
the mass of a piston (in its acceleration and deceleration) is stronger in the of C rises on the arc of the radius 2.
top half of crank rotation than on the bottom half. The up-down position of the new C
location (which is higher than the
So, an ordinary inline 4 cylinder engine with 180 degrees up-down-down-up original C position) is equal to the
crank throws may look like cancelling the upward inertia created by the half-way point of stroke for the small
#1-#4 piston pair with the downward inertia of the #2-#3 pair and vice versa, end.
but in fact the upward inertia is always stronger, and the vibration caused by
this imbalance is traditionally called the Secondary Vibration.
When a conrod bigend rotates, its up-down movement (as seen from the side of an inline 4 cylinder engine) can be
plotted on a graph (with the position on the stroke on Y-axis, rotational position of the crank in degrees on X-axis) with a
clean Sine curve, and so this is called the sinusoidal movement. Its left-right changes in position is exactly the same, as it
is equivalent to just changing the view point from the side to the top of the engine. However, the up-down position of a
conrod small-end (and the piston) does not move in this fashion, as described above, thus is considered not sinusoidal.
The inertia force created by this non-sinusoidal reciprocating motion is equivalent to the mass times the acceleration of
change in the position. The up/down position is normally expressed (see Crank (mechanism)) as:
where is the up-down position, is the center-to-center conrod length, is the radius of the crank (i.e. a half of stroke),
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However, the above equation is a simplified, sinusoidal motion, as it does not take into account the tilting of the conrod.
The more precise expression (see Piston motion equations), as can easily be seen by applying the Pythagorean theorem,
is:
The force in the (vertical) -direction is proportional to the second derivative of with respect to t. Assuming a
stationary motion, where is proportional to t (with angular momentum ) :
we can see, without fully performing this second derivative, that the second term in the above equation for will add a
perturbation. This perturbation is added to a perfect sinusoidal force resulting from the first term. Relative to the
sinusoidal force, this perturbation gets smaller as gets larger relative to and gets quadratically larger as the speed ( )
increases.
This non-sinusoidal motion can mathematically be considered as a combination of two hypothetical sinusoidal motions,
one with the frequency equal to the crank rotation (equivalent to the piston motion with infinitely long conrod) which is
called the 'primary' component, another with double the frequency[2] (equivalent to the effect of conrod tilting angle that
lowers the small-end position from when it is upright), which is the 'secondary' component. Although pistons do not
move in the fashion defined by either of these two components, it is easier to analyze the motion as a combination of the
two. As this method of considering the piston motion in two components became widely accepted in the field of
mathematical analysis, the use of the terms primary and secondary became popular outside of academia without a
full grasp on the terminologies and the underlying theory.
The vibration caused by this inertia force (or the difference of its strength between the top and bottom half of crank
rotation) is small at lower engine speed, but it grows with the increase in crank rotational speed squared, making it a
major problem in high-revving engines.[note 3] Inline 4, inline 6 and 90° V8 engines with flat-plane crankshaft move two
pistons always in synch, making the imbalance twice as large (and a half as frequent) as in other configurations that
move all pistons in different, evenly spaced, reciprocal phases (e.g. Crossplane inline-four and crossplane V8).
Non-sinusoidal imbalance can almost never be completely cancelled (balanced) with a single-crankshaft multi-cylinder
configuration without balancer shafts.[note 4] Boxer engines with many cylinders show the least effect by cancelling all but
the (4.) plane imbalance in the cancelling forces.
In designing a balancer for this purpose, it is common to create a sinusoidal force mirroring the hypothetical secondary
component with two counter-rotating eccentric weights that rotate at twice the crankshaft speed, as the use of a counter-
moving slider-crank as the balancer is less efficient.
Inherent balance
When comparing piston engines with different configurations in the number of cylinders, the V angle, etc., the term
"inherent balance" is used. This term often describes just two categories in the above list that are 'inherent' in the
configuration, namely, 3. Phase balance on reciprocating mass, and 13. Phase balance on torque generation.
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In rare cases when considering a boxer twin, the categories 4. Plane balance on reciprocating mass, 6. Plane balance on
rotating mass and sometimes 14. Plane balance on torque generation are included, yet statements like "A flat-8 boxer
engine has a perfect inherent balance"[3] ignore these three categories (as well as 16. Plane imbalance on compression) as
flat-8 boxer configuration has inherent imbalance in these four categories by having the left and right banks staggered
front to back (not positioned symmetrically in plan view) in the same manner as in boxer twin.
"Inherent mechanical balance" further complicates the discussion in the use of the word 'mechanical' by implying to
exclude balances on torque generation and compression for some people (as in the above categorization) while not
excluding them for others (as they are the results of mechanical interaction among piston, conrod and crankshaft).
While many items on the above category list are not inherent to a configuration of a multi-cylinder engine, it is safe for a
meaningful discussion of inherent balance on multi-cylinder engine configurations to include at least the balances on:
There are three main types of parallel twins: 360°, 180° & 270°. Secondary imbalance is the strongest on a parallel twin
with a 360° crankshaft[4] (that otherwise has the advantage of 13. an evenly spaced firing, and lack of 4. & 6.
imbalances), which moves two pistons together. A parallel twin with a 180° crankshaft[5] (that has the disadvantage of
13. uneven firing spacing and strong 4., 6., 14. & 16. imbalance) produces the vibration a half as strong and twice as
frequent. The 270° crank, first used on a Yamaha TRX850, gives a firing pattern more regular than a 180° crank, but less
regular than a 360° crank. A 270° crank gives optimum secondary engine balance for a parallel twin, and its exhaust note
and power delivery resembles those of a 90° V-twin.
In a typical V-twin with a shared crank pin, (e.g.Ducati), the strong vibration of the 360°-crank parallel twin is divided
into two different directions and phase separated by the same number of degrees as in the V angle, with 13. unevenly
spaced firing as well as the imbalances 4. Plane imbalance on reciprocating mass, 6. Plane imbalance on rotating mass,
14. Plane imbalance on torque generation and 16. Plane imbalance on compression. These four kinds of imbalance are
also known as "rocking couple".
This offset, the length of which partly determines the strength of the rocking
BMW R50/2 boxer-twin engine
vibration, is the largest on the parallel twin with a 180° crankshaft, and does
viewed from above, showing the left
not exist on a V or a flat engine that has a shared crank pin with "fork and
& right cylinders being offset
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Unlike in a crossplane V8, the bank of three cylinders have evenly spaced exhaust pulse 240° (120° if two stroke) crank
rotational angle apart, so a simple three-into-one exhaust manifold can be used for uniform scavenging of exhaust
(needed for uniform intake filling of cylinders, which is important for 11. Uniform amount of torque generated and 12.
Uniform timing of torque generation), further contributing to the size advantage.
For in-line 4's there are 3 types of crankshaft. No counter weights, fully counter weighted (FCW) and semi-counter or
half-counter weighted (SCW/HCW). Cranks without counter weights ("bent sticks") were used on in-line 4's up to the
mid 1930s for auto-mobiles but are still to be found in agricultural use with attendant problems.[7] Without counter
weights an in-line 4 crank is balanced for primary forces, primary and secondary couples but not for
secondary forces. Secondary force out balance can not be balanced on the crank, requiring 2 contra-rotating balance
shafts running at twice engine speed. These will only be fitted on premium quality cars that demand very smooth
running or on large engines in excess of 2.4L where the level of secondary vibration becomes obtrusive. The primary
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couples bend the crank to a S shape with the deflection increasing with rpm. Without counter weights this deflection
causes fatigue and main bearing failures when the deflection exceeds the bearing clearance resulting in rubs. These
failures have resulted in a public perception that high rpm is bad for the engine that lingers to this day. FCW cranks have
2 counter weights on each crank throw. SCW cranks have one counter weight on each crank throw, these are on each end
of the crank and both sides of the centre main. The counter weights produce moment couples in the crank that counter
the primary couple and pull the crank straighter to enable repeated and sustained high rpm with long fatigue and
bearing life. The moment couple is proportional to mass x radius of centre of gravity x distance from pivot, the "pivots"
being between 1-2 and 3-4. As they are close to the "pivot", the counter weights adjacent to the pivots on a FCW crank
only contribute about 1/4 to 1/3 of the moment. The counter weights balance each other completely for primary forces
and couples and have no secondary forces/couple. Counter weights do not affect overall engine balance and
vibration. There is no benefit in having FCW crank over SCW. The SCW crank is always lighter and allows
more rapid engine and vehicle acceleration but may need a heavier flywheel. FCW cranks are used on engines to save
space as the piston has to clear the counter weight at bottom dead centre, SCW although only 25-33% larger to obtain the
required couple would make the engine taller and the crankcase wider. For automotive use the switch from SCW to FCW
is typically around 1.8-2.2L engine capacity. There are a few "hybrid" cranks (Nissan Z22, LD20), these have large
counter weights in the SCW position that are as big as the crankcase and piston clearance permits and small
counterweights in the remaining positions to produce the required couple. This gives the lightest crank that the
crankcase space permits.
Many "tuning" firms producing "billet" cranks misunderstand the design criteria of counterbalance weights. They
produce cranks that although made from better materials lack sufficient counter weights and deflect more than OEM
standard at high rpm. Other "tuning" firms offer "lightening" and "knife edging" of OEM cranks, this is largely at the
expense of the counterbalance weights. To restore the couple and reduce crankshaft deflection back to OEM spec further
work has to undertaken, either installing slugs of high density metal (tungsten) in the counterweights or core drilling the
big end journals. For both billet and re-worked OEM cranks if the deflection is greater than OEM spec the results will be
poor fatigue and bearing life. For worst cases this may require frequent engine tear downs to replace bearing shells when
the crank rubs on the bearing and seasonal replacement of the crank. All of the rotating couple due to crank throw and
rotating portion of con-rod and 1/2 the reciprocating couple should be countered. As the balance mass is dependent on
the mass of the piston and con-rods if these are changed (for lighter after-market items) then the effect on the couple
should be calculated and corrected. Any reputable maker of billet or re-worked cranks should be able to either specify
the weights of con-rods and pistons or correct the crank counter weights to suit con-rods and pistons.
Dynamic balance of in-line 4's requires a weight matched set of pistons and con-rods. The con-rods must be matched for
rotating mass of the big end taken to be lower 1/3 of the rod and reciprocating mass of little end taken to be the other
2/3. It is not possible to install the rods and pistons on the crank in a dynamic balancing machine. Even if it was, any
rotating out of balance would be undetectable due to the secondary out balance. All cranks are balanced at manufacture
to OEM spec, this is adequate for domestic use. As performance cars are usually stripped of interior and have harder
suspension the vibration from the engine becomes less of a consideration so balancing to better than OEM spec is of
little worth. If a crank has been re-worked then it needs re-balancing to OEM spec.
The critical frequency of torsional vibration will change if weights of con-rods, pistons and crank counterweights are
changed. This may render the OEM torsional damper ineffective.
Ordinary flat-4 boxer engines[note 6] have excellent secondary balance at the expense of rocking couples due to opposing
pistons being staggered (offset front to back). The above-mentioned rotational vibration on the X axis[note 2]
is much
smaller than in an inline-4 because the pairs of con-rods swinging up and down together move at different centre of
gravity heights (different left-right position in this case). Another important imbalance somewhat inherent to boxer-four
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that is often not dialed out in the design is its irregular exhaust pulse on one bank of two cylinders. Please see flat-four
burble explanation part of flat-four engine article on this exhaust requirement similar to the crossplane V8 exhaust
peculiarity.
V4 engines come in vastly different configurations in terms of the 'V' angle and crankshaft shapes. Lancia Fulvia V4
engines with narrow V angle have crank pin phase offset corresponding to the V angle, so the firing spacing (phase
pattern) is exactly like an ordinary inline-four. But some V4s have irregular firing spacing, and each design needs to be
considered separately in terms of all the balancing items.
For example, Honda VFR1200F engine basically is a transversely mounted 76° V4 with a 360° shared-crank-pin
crankshaft, but the conrod orientation is an unusual front-rear-rear-front (as opposed to the normal fore-aft-fore-aft)
with much wider bore spacing (distance between cylinder centers) on the front bank than on the rear, which results in
significantly reduced rocking couples at the expense of wider engine width. Furthermore, the shared crank pin is split
and has 28° phase offset, resulting in 256°-104°-256°-104° firing spacing, which is irregular within a 360° crankshaft
rotation but evenly distributed from one rotation to another. This compares to a 90° V4 with 180° crankshaft (e.g.
Honda RC36 engine) that has 180°-270°-180°-90° firing spaced unevenly within 360 degrees and within 720 degrees of
crankshaft rotation.[8]
Compared to three and four cylinder designs, a major advantage in 4-stroke format is the overlap in power stroke, where
the combustion at every 144° of crank rotation ensures a continuous driving torque, which, while not as much noticeable
at high rpm, translates to a much smoother idle.
Modern examples such as the 2013 Audi RS3 engine have undersquare design, because the advantage in secondary
balance allows it to have longer stroke without sacrificing the higher rpm smoothness, which is desirable for a smaller
bore that results in shorter engine length. Honda G20A also with an undersquare design, was originally introduced with
a balance shaft driven at the crankshaft speed to counter the wiggling vibration caused by the 6. Plane imbalance on
rotating mass, but it evolved into 2.5 Liter G25A with heavier counterweights that does not have the balancer.
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which is another cause for large secondary imbalance unless designed with otherwise-unnecessary long conrods that
increase engine height. Moreover, 4-stroke inline 6 engines inherently have 14. (Plane imbalance on torque generation)
and 16. (Plane imbalance on compression), which are typically more or less balanced on V12 and Flat-12 configurations.
In terms of firing spacing, these typical inline 6 are like two inline 3 engines connected in the middle, so the firing
interval is evenly distributed within the front three cylinders and within the back three, with equal 240° spacing within
the trio and 120° phase shift to each other. So three-into-one exhaust manifolds on the front and on the rear three
cylinders, with each of them then connected with a two-into-one pipe results in 120° (240° if not merged in a dual
exhaust system) evenly distributed exhaust pulse.
Intake pulse, which is also important to have equal spacing for evenly filling
the cylinders with the same volume and mixture of intake charge for 11.
(uniform amount of torque) and 12. (uniform timing in torque generation), is
formed the same way, so two carburetors or throttle bodies on two one-into-
three intake manifolds each on the front and the rear three cylinders (strictly
speaking when the three runner lengths are equal) results in evenly spaced
intake pulse. Jaguar XK inline 6 had three SU carburettors each serving the
front two, middle two and the rear two cylinders in the later models, which
Jaguar XK inline six with 'three' SU
resulted in unevenly distributed intake pulse at the front and the rear
carburetors, which would cause
carburetors (the middle carb gets an evenly spaced pulse at 360° interval). irregular intake pulse at the front
This configuration, while resulting in higher power due to the increased total and the rear carburetors were it not
flow capacity of the carburetors than the earlier evenly-spaced-pulse twin for the balance passages in the
carburetor configuration, required carefully designed balance passages to be manifolding
created for the intake manifolds, and although there is a theory that uneven
filling may have contributed to the later 4.2 Liter version's "rougher running"
reputation compared to the 3.4 and 3.8 Liter versions, the more likely source was the considerably heavier pistons on the
4.2 litre version, and the fact that the combustion chambers were offset, because although the bore spacing was changed,
the cylinder head chamber spacing was unchanged.
Modern inline six engines with fuel injection (including Diesels) normally have equal length intake runners connecting
the intake ports to (often protruding into) a plenum (See Inlet manifold for parts descriptions) to keep intake pulse
evenly spaced.
V6 engines
V6 engines with un-split shared crank pin can have equally spaced firing
when the V-angle is at 120° (60° or 120° for 2-stroke). However, the 120°
bank angle makes the engine rather wide, so production V6 tend to use 60°
angle with a crank pin that is offset 60° for the opposing cylinders. As
offsetting the crank pin for as much as 60° no longer provides overlap in the
diameter of the crank pin, the actual pin is not really an offset 'split' pin, but
normally is completely separate in two parts with a thin crank web
connecting the two individual pins. This makes the crankshaft structurally
Cosworth GBA 120° V6
weaker, much more so than in the crankshaft with slight offset seen on the
Lancia Fulvia V4 with 10.5° to 13° offset, so racing V6 engines from Carlo
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Chiti-designed 1961 Ferrari 156 engine to Cosworth GBA for Formula One often used the 120° bank angle to avoid this
weakness, unless required by the formula as in all the 2014 - 2015 Formula One 1.6 Liter turbo V6 engines that has 90°
bank angle according to the regulation.[9]
60° V6 is compact in length, width and height, which is advantageous for rigidity and weight. The short crankshaft
length mitigates the torsional vibration problem, and secondary balance is better than in an inline 6 because there is no
piston pair that move together. Furthermore, each bank of three cylinders have evenly spaced induction/ignition
interval, so the intake/exhaust system advantage is shared with inline 3. However, these advantages come at the price of
having plane imbalances on 4. rotating mass, 6. reciprocating mass, 14. torque generation, and 16. compression. Also,
the left and the right banks being staggered (for the thickness of a conrod plus the thin crank web) makes the
reciprocating mass plane imbalance more difficult to be countered with heavy counterweights than in inline 3, but when
the engine and engine mounts are properly designed, it makes a smooth powerplant like Alfa Romeo V6 engines which
have counterweighted webs in between the 'split' crank pins that are as thick as crank arms.
90° V6 sometimes were designed like chopping 2 cylinders off common V8 engines to share production tooling (e.g.
General Motors 90° V6 engines up to 229 CID with 18° offset crankshaft and uneven firing interval), but newer examples
(e.g. Honda Honda C engines that evolved from not having a balancer to the 3.5 liter version with a balance shaft) are
dedicated designs with 30° offset crank pins that result in even combustion spacing. Compared to 60° V6, the offset
crank pins could have overlap in the diameter of the pin, and the V angle coincides with the angle of mean directions of
conrods swinging left and right in each bank. It also shares the four (4., 6., 14. and 16.) plane imbalances and the
staggered cylinders, but there is the secondary balance advantage over inline 6 as well.
On the other hand, secondary balance is far superior to Straight Six because there are no piston pairs moving together,
and is superior to V6 because a large part of secondary imbalance is cancelled in the opposing cylinder pairs except for
the front-to-back offset. This makes a boxer six particularly suited for high-revving operation.
Similar to Straight-six, these typical boxer 6 are like two inline 3 engines sharing a crankshaft, so the firing interval is
evenly distributed within the three cylinders on the left bank and within the right three, with equal 240° spacing within
the trio in a bank and 120° phase shift to each other. So three-into-one exhaust manifolds on the left and on the right
three cylinders, with each of them then connected with a two-into-one pipe results in 120° (240° if not merged in dual
exhaust) evenly distributed exhaust pulse. Likewise, intake pulse is evenly distributed among the three cylinders on each
bank.
Porsche flat six engine is famous for being a successful design for a long production run, with some early examples (911T
model) having a crankshaft without counter-weights.
Steam locomotives
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This section is an introduction to the balancing of two steam engines connected by driving wheels and axles as
assembled in a railway locomotive.
The effects of unbalanced inertias in a locomotive are briefly shown by describing measurements of locomotive motions
as well as deflections in steel bridges. These measurements show the need for various balancing methods as well as other
design features to reduce vibration amplitudes and damage to the locomotive itself as well as to the rails and bridges.
The example locomotive is a simple, non-compound, type with 2 outside cylinders and valve gear, coupled driving
wheels and a separate tender. Only basic balancing is covered with no mention of the effects of different cylinder
arrangements, crank angles, etc. since balancing methods for 3 and 4 cylinder locomotives can be complicated and
diverse.[10] Mathematical treatments can be found in 'further reading'. For example, Dalby's "The Balancing of Engines"
covers the treatment of unbalanced forces and couples using polygons. Johnson and Fry both use algebraic calculations.
At speed the locomotive will tend to surge fore-and-aft and nose, or sway, from side to side. It will also tend to pitch and
rock. This article looks at these motions that originate from unbalanced inertia forces and couples in the 2 steam engines
and their coupled wheels (some similar motions may be caused by irregularities in the track running surface and
stiffness). The first two motions are caused by the reciprocating masses and the last two by the oblique action of the con-
rods, or piston thrust, on the guide bars.[11]
There are 3 degrees to which balancing may be pursued. The most basic is static balancing of the off-center features on a
driving wheel, i.e. the crankpin and its attached parts. In addition, balancing a proportion of the reciprocating parts can
be done with additional revolving weight. This weight is combined with that required for the off-center parts on the
wheel and this extra weight causes the wheel to be overbalanced resulting in hammer blow. Lastly, because the above
balance weights are in the plane of the wheel and not in the plane of the originating unbalance, the wheel/axle assembly
is not dynamically balanced. Dynamic balancing on steam locomotives is known as cross-balancing and is 2-plane
balancing with the second plane being in the opposite wheel.
A tendency to instability will vary with the design of a particular locomotive class. Relevant factors include its weight and
length, the way it is supported on springs and equalizers and how the value of an unbalanced moving mass compares to
the unsprung mass and total mass of the locomotive. The way the tender is attached to the locomotive can also modify its
behaviour. The resilience of the track in terms of the weight of the rail as well as the stiffness of the roadbed can affect
the vibration behaviour of the locomotive.
As well as giving poor human ride quality the rough riding incurrs maintenance costs for wear and fractures in both
locomotive and track components.
Sources of unbalance
All the driving wheels have an out-of-balance which is caused by their off-center crank pins and attached components.
The main driving wheels have the greatest unbalance since they have the biggest crankpin as well as the revolving
portion of the main rod. They also have the valve gear eccentric crank and the back end of the eccentric rod. In common
with the linked driving wheels they also have their own portion of the side rod weight. The part of the main rod assigned
a revolving motion was originally measured by weighing it supported at each end. A more accurate method became
necessary which split the revolving and reciprocating parts based on the position of the center of percussion. This
position was measured by swinging the rod as a pendulum.[12] The unbalance in the remaining driving wheels is caused
by a crankpin and side rod weight. The side rod weights assigned to each crankpin are measured by suspending the rod
on as many scales as there are crankpins or by calculation.
The reciprocating piston/crosshead/main rod/valve motion link is unbalanced and causes a fore-and-aft surging. Their
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The effect of vertical out-of-balance, or varying wheel load on the rail, was quantified by Professor Robinson in the U.S.
in 1895. He measured bridge deflections, or strains, and attributed a 28% increase over the static value to unbalanced
drivers.[15]
The residual unbalance in locomotives was assessed in three ways on the Pennsylvania Railroad testing plant. In
particular, 8 locomotives were tested at the Louisiana Purchase Exposition in 1904. The 3 measurements were:
1. the critical speed. This was defined as the speed at which the unbalanced reciprocating parts reversed the pull of
the locomotive. At higher speeds this motion was damped by throttling oil flow in dashpots. The critical speed varied
from 95 rpm for a Baldwin tandem compound to over 310 rpm for a Cole compound Atlantic.
2. the horizontal motion at the pilot. As an example, the Baldwin compound Atlantic moved about 0.80" at 65 mph
compared with 0.10" for the Cole compound Atlantic.
3. a qualitative assessment of the load on the plant supporting wheels. A 0.060" diameter wire was run under the
wheels. Measuring the deformed wire gave an indication of the vertical load on the wheel. For example, a Cole
compound Atlantic showed little variation from a 0.020" thickness for all speeds up to 75 mph. In contrast, a Baldwin
compound Atlanic at 75 mph showed no deformation, which indicated complete lifting of the wheel, for 30 degrees
wheel rotation with a rapid return impact, over only 20 degrees rotation, to a no-hammer blow deformation of
0.020" .[16]
Qualitative assessments may be done on a road trip in terms of the riding qualities in the cab. They may not be a reliable
indicator of a requirement for better balance as unrelated factors may cause rough riding, such as stuck wedges, fouled
equalizers and slack between the engine and tender. Also the position of an out-of-balance axle relative to the locomotive
center of gravity may determine the extent of motion at the cab. A. H. Fetters related that on a 4-8-2 the effects of
26,000 lb dynamic augment under the cg did not show up in the cab but the same augment in any other axle would have.
[17]
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The term hammer blow does not describe what takes place very well since the force varies continuously and only in
extreme cases when the wheel lifts from the rail for an instant is there a true blow when it comes back down.[20]
Up until about 1923 American locomotives were balanced for static conditions only with as much as 20,000 lb variation
in main axle load above and below the mean per revolution from the unbalanced couple.[21] The rough riding and damage
led to recommendations for dynamic balancing including defining the proportion of reciprocating weight to be balanced
as a proportion of the total locomotive weight, or with Franklin buffer,[22] locomotive plus tender weight.
A different source of varying wheel/rail load, piston thrust, is sometimes incorrectly referred to as hammer blow or
dynamic augment although it does not appear in the standard definitions of those terms. It also has a different form per
wheel revolution as described later.
As an alternative to adding weights to driving wheels the tender could be attached using a tight coupling that would
increase the effective mass and wheelbase of the locomotive. The Prussian State Railways built 2-cylinder engines with
no reciprocating balance but with a rigid tender coupling.[23] The equivalent coupling for late American locomotives was
the friction-damped radial buffer.[24][25]
2-plane, or dynamic, balancing of a locomotive wheel set is known as cross-balancing.[13] Cross-balancing was not
recommended by the American Railway Association until 1931. Up to that time only static balancing was done in
America, although builders included cross-balancing for export locomotives when specified. Builders in Europe adopted
cross-balancing after Le Chatelier published his theory in 1849.[26]
Excessive hammer blow from high slipping speeds was a cause of kinked rails with new North American 4-6-4s and 4-8-
4s that followed the 1934 A.A.R. recommendation to balance 40% of the reciprocating weight.[10]
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Out-of-balance inertia forces in the wheel can cause different vertical oscillations depending on the track stiffness.
Slipping tests done over greased sections of track showed, in one case, slight marking of the rail at a slipping speed of
165 mph but on softer track severe rail damage at 105 mph.[32]
Unlike hammer blow, which alternately adds and subtracts for each revolution of the wheel, piston thrust only adds to
the static mean or subtracts from it, twice per revolution, depending on the direction of motion and whether the
locomotive is coasting, or drifting.
In a double-acting steam engine, as used in a railway locomotive, the direction of the vertical thrust on the slide bar is
always upwards when running forward. It varies from nothing at the end of stroke to a maximum at half stroke when the
angle between the con-rod and crank are greatest.[34] When the crank-pin drives the piston, as when coasting, the piston
thrust is downwards. The position of maximum thrust is shown by the increased wear at the middle of the slide bars.[35]
The tendency of the variable force on the upper slide is to lift the machine off its lead springs at half-stroke and ease it
down at the ends of stroke. This causes a pitching and, because the maximum up force is not simultaneous for the 2
cylinders it will also tend to roll on the springs.[34]
See also
◾ Balancing machine
◾ Noise, vibration, and harshness
Notes
1. Crankshaft rotating axis is referred to as the X-axis, the horizontal line perpendicular to it is referred to as the Y-axis,
and the up-down line perpendicular to X and Y axis is called the Z-axis (the cylinders in an inline engine are parallel
to the z axis.
2. When a conrod swings left on the top half of crank rotation, another swings right on the bottom half, with the conrod
CG heights located as much as the piston stroke apart. When the CG is located at different heights, the swing
motion to the left cannot cancel the swing motion to the right, and a rotational vibration is introduced.
3. In an early BRM study, a longer conrod design accounted for up to 5% increase in maximum horse power on a 1.5L
GP engine due to the energy wasted in the vibration.
4. It is theoretically possible to completely cancel secondary imbalance with unusual flat-4, flat-8, flat-16, etc. boxer
configurations where one bank of cylinders are divided equally into two groups, with one group staggered to the
front, and the other group staggered to the rear in mating with the opposite bank, but this arrangement leaves a
large gap in between the two groups of cylinders, which is not desirable for size and thermal balance points of view.
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5. Normal inline-four has up-down-down-up crank throws. See crossplane inline-four for unusual up-left-right-down or
similar crank throws.
6. 'Ordinary' means left-right-right-left crank throws.
References
Citations
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33. Ripper, William (1903), Steam Engine Theory And Practice, Longman's Green And Co., fig. 301
34. Clark 1855, p. 167.
35. Handbook for Railway Steam Locomotive Enginemen, 1998, p. 92, ISBN 0711006288
36. White, J. L.; Heidari, M. A.; Travis, M. H., Experience in Rotor Balancing of Large Commercial Jet Engines, Boeing
Commercial Airplane Group, fig .3
Sources
◾ Swoboda, Bernard (1984), Mécanique des moteurs alternatifs, 331 pages, 1, rue du Bac 75007, PARIS, FRANCE:
Editions TECHNIP, ISBN 9782710804581
◾ Foale, Tony (2007), Some science of balance
(http://www.tonyfoale.com/Articles/EngineBalance/EngineBalance.pdf) (pdf), Tony Foale Designs: Benidoleig,
Alicante, Spain, archived
(https://web.archive.org/web/20131227192449/http://www.tonyfoale.com/Articles/EngineBalance/EngineBalance.pdf)
(PDF) from the original on 2013-12-27, retrieved 2013-11-04
◾ Taylor, Charles Fayette (1985), The Internal Combustion Engine in Theory and Practice, Vol. 2: Combustion, Fuels,
Materials, Design, Massachusetts: The MIT Press, ISBN 0-262-70027-1
◾ Daniel Kinnear Clark (1855), Railway Machinery, 1st ed., Blackie and Son
◾ Johnson, Ralph (2002), The Steam Locomotive, Simmons-Boardman
◾ Fry, Lawford H. (1933), "Locomotive Counterbalancing", Transactions of the American Society of Mechanical
Engineers
◾ Dalby, W. B. (1906), The Balancing of Engines, Edward Arnold, Chapter IV – The Balancing of Locomotives
◾ Bevan, Thomas (1945), The theory of Machines, Longmans, Green and Co
External links
◾ Engine smoothness (http://www.autozine.org/technical_school/engine/smooth1.htm) (extensive article).
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