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Abstract
Peter Pyrko, MD, PhD To minimize perioperative complications after orthopaedic
Javad Parvizi, MD, FRCS procedures, patients may undergo medical optimization, which
includes an assessment of their renal function and gastrointestinal
(GI) system. The GI and renal systems are complex, and their proper
optimization in the preoperative period can influence the success of
any procedure. Several factors can prevent complications and reduce
morbidity, mortality, and the cost of care, including a thorough
From the Rothman Institute, Thomas
evaluation and screening, with particular emphasis on anemia and its
Jefferson University, Philadelphia, PA. renal and GI causes; management of medications that are
This article, as well as other lectures metabolized by the liver and excreted by the kidneys; and careful
presented at the Academy’s Annual attention to the patient’s nutritional status.
Meeting, will be available in March
2016 in Instructional Course Lectures,
Volume 65.
Dr. Parvizi or an immediate family
member serves as a paid consultant
to CeramTec, ConvaTec, Medtronic,
Smith & Nephew, TissueGene, and
E lective orthopaedic surgery, such
as total joint arthroplasty, allevi-
ates pain and improves the quality of
renal and GI conditions share
numerous common complications,
including anemia, increased peri-
Zimmer; has stock or stock options life for patients with end-stage arthri- operative blood loss as a result of
held in CD Diagnostics, Hip
Innovation Technology, and PRN; has
tis.1 The overall rate of complications platelet dysfunction, increased infec-
received research or institutional after orthopaedic procedures is low, tion rates,4,5 wound-related issues,6
support from 3M, Cempra, CeramTec, and improvements in the quality of and the potential for fluid imbalance.
DePuy, the National Institutes of life equal or surpass those realized Other complications are specific to
Health, the Orthopaedic Research
and Education Foundation, Smith &
after procedures such as coronary each organ system. It is important to
Nephew, StelKast, Stryker, and artery bypass graft or renal dialysis.2 note that some patients with severe
Zimmer; and serves as a board To reduce postoperative complica- renal and/or GI issues should not be
member, owner, officer, or committee tions, patients typically are assessed subjected to elective orthopaedic
member of the Eastern Orthopaedic
Association and the Muller
for the presence of various conditions procedures until these issues are ad-
Foundation. Neither Dr. Pyrko nor any that could compromise the outcomes dressed fully.
immediate family member has of elective procedures. Such assess- We believe that all patients under-
received anything of value from or has ment has been shown to reduce the going elective inpatient surgery—and
stock or stock options held in a
commercial company or institution
rate of perioperative complications those deemed at risk for renal or GI
related directly or indirectly to the during and after elective orthopaedic dysfunction who are undergoing
subject of this article. surgery.3 Patients are evaluated to more minor procedures—should be
J Am Acad Orthop Surg 2016;24: identify modifiable risk factors that screened for anemia and renal dys-
e1-e8 can be controlled and optimized function. Elderly patients aged .80
http://dx.doi.org/10.5435/
before the elective procedure. Here, years should be screened for malnu-
JAAOS-D-14-00468 we describe some of the important trition, as should those with a body
renal and gastrointestinal (GI) con- mass index (BMI) ,18.5 kg/m2 and
Copyright 2015 by the American
Academy of Orthopaedic Surgeons. ditions that can be optimized before .35 kg/m2. Understandably, the
an elective procedure. Patients with additional laboratory evaluation adds
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Renal and Gastrointestinal Considerations in Patients Undergoing Elective Orthopaedic Surgery
to cost. The pricing of common lab- 13,593 patients undergoing total joint Vitamin D Metabolism
oratory tests at our institution is pre- arthroplasty, Viola et al7 demon- Human marrow stromal cells respond
sented in Table 1. strated that patients with anemia had to 1a, 25-dihydroxyvitamin D dur-
a higher rate of complications than ing their conversion to osteoblasts
did patients without anemia (odds and actively participate in vitamin D
Renal Considerations ratio, 2.11). The largest single com- metabolism by converting 25-
plication was cardiovascular and was dihydroxyvitamin D3 to 1a, 25
Patients with renal conditions have
present in 26.5% of patients with (OH)2D3. Chronic kidney disease
several issues that negatively affect
anemia compared with 11.8% of (CKD) is linked to the impaired
the outcomes of orthopaedic proce-
those without anemia. Genitourinary biosynthesis of 1a, 25(OH)2D.13
dures. Awareness of these issues may
complications occurred in 3.9% of The absence of the active form of
enable optimization of these condi-
anemic patients versus 0.9% in the vitamin D leads to hypocalcemia,
tions before elective procedures. Any
cohort without the condition. The secondary hyperparathyroidism, hy-
patient with a new diagnosis of renal
anemic patients had a fourfold increase pophosphatemia, and, as a result,
insufficiency or with known renal
in the rate of infection, at 4.5%, versus renal osteodystrophy. Patients with
dysfunction with a glomerular filtra-
1.12% in the patients without anemia. renal osteodystrophy thus can pre-
tion rate (GFR) ,50 should undergo
In addition, the length of the hospital sent with low bone quality as a result
further evaluation before undergoing
stay was substantially longer in the of osteomalacia. Although not easily
elective orthopaedic surgery. Table 2
group with anemia than in the group correctable preoperatively, the low
lists common conditions found in
without anemia. quality of bone must be recognized
patients with renal disease.
Patients with anemia should be as- because it should prompt discussion
Renal insufficiency is classified
sessed and their condition optimized with the patient about the increased
based on the GFR: 60 to 89 is mild, 30
before undergoing elective orthopae- risk of iatrogenic fractures and the
to 59 is moderate, 15 to 29 is severe,
dic procedures. The reason for the difficulty in achieving bony fixation.
and ,15 represents renal failure.
increased complication rate in patients Patients with osteomalacia may
Any level of kidney disease increases
with anemia may be multifactorial. require a modified surgical technique
the surgical risks. We recommend
These patients are more likely to and implant selection to minimize
that any elevation of creatinine and
require allogeneic blood transfusion, the potential for complications.
any reduction in GFR encountered
with all its adverse consequences.8 Increasing numbers of orthopaedic
during preoperative laboratory
Anemia as a result of renal disease is patients are at risk for vitamin D
evaluation be followed with addi-
the consequence of the underproduc- deficiency. Thus, it may be reason-
tional workup by a specialist.
tion of erythropoietin, the hormone able to check vitamin D levels in
that stimulates erythrocyte pro- patients undergoing complex ortho-
Anemia duction.9 In a diseased kidney, the paedic procedures to ensure that
The presence of anemia negatively underproduction of erythropoietin vitamin D deficiency, when present,
affects the outcome of any surgical ensues, and this process is directly is corrected before surgery. These
procedure, including orthopaedic proportional to the residual kidney patients have a higher risk of frac-
procedures. In a recent study of function. Identifying and treating ture, impaired bone healing, and
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Peter Pyrko, MD, PhD, and Javad Parvizi, MD, FRCS
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Renal and Gastrointestinal Considerations in Patients Undergoing Elective Orthopaedic Surgery
platelet count and the bleeding time dialysis. Also critical are preoperative Acute Kidney Injury After
may need to be assessed in patients optimization—focused on reducing
Orthopaedic Surgery
with CKD before they undergo elec- systemic edema—and careful surgical
tive orthopaedic surgery, particularly technique with an emphasis on cau- Acute kidney injury (AKI) after
in those with a prior history of tious soft-tissue manipulation and orthopaedic surgery is a serious
excessive bleeding.21 Evidence shows meticulous closure. The orthopaedic complication that leads to an increase
that a subpopulation of patients with procedure may need to be canceled if in mortality. Despite advances in
renal disease is resistant to the anti- these serious issues cannot be treatment, mortality in patients with
platelet action of aspirin.22 addressed. acute renal failure from all causes has
remained at approximately 50% in
the past 50 years.33 Identifying
Wound-related Increased Infection and patients at risk for AKI is critical in
Complications From Delayed Mortality Rates the perioperative period to avoid this
Healing It is well established that patients potentially fatal complication. In one
The rate of wound complications is with CKD have an increased risk of study, the overall incidence of AKI
increased in patients with CKD who infection after elective orthopaedic after elective or emergent orthopaedic
have edema, uremia, skin dryness, and surgery.4,25-27 The direct cause of procedures was 8.9%.34 The risk
rashes. A high association of CKD this phenomenon is not well under- factors for AKI in the study were
with diabetes mellitus as well as the stood but is likely multifactorial. dehydration, a history of diabetes
presence of peripheral vascular dis- Patients with renal impairment have mellitus, preexisting kidney disease,
ease together with an increased sus- more associated comorbidities, which perioperative shock, and the admin-
ceptibility to infection also increases increase complications and mortality istration of NSAIDs or nephrotoxic
the rate of wound complications in because of the underlying pathology. antibiotics. The authors recom-
patients with CKD.6,23 In addition, Patients on dialysis may be subject mended thorough preoperative eval-
patients on dialysis have been shown to the entry of pathogens into the uation and close postoperative
to have dermal angiopathy, a mac- bloodstream, which can result in a monitoring for patients with these
rovascular disease leading to delayed subsequent infection. In addition, risk factors. Jafari et al35 evaluated
wound healing.24 Understanding this some patients with CKD, especially 17,000 joint arthroplasty cases per-
phenomenon and discussing it with those who have had a renal transplant, formed during 7 years at their insti-
the patient is essential to minimizing may be on immunosuppressive ther- tution. The rate of AKI or acute renal
wound complications in patients with apy. Because of these mechanisms and injury that they found was much
CKD and in those treated with the direct effect of renal impairment, smaller than the 8.9% cited earlier, at
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Peter Pyrko, MD, PhD, and Javad Parvizi, MD, FRCS
0.55%. They identified a high BMI, joint arthroplasty for the presence of Table 4
an elevated preoperative creatinine malnutrition. Of the patients in
Gastrointestinal Conditions
level, chronic obstructive pulmonary the study, 8.5% were found to be Affecting Elective Orthopaedic
disease, congestive heart failure, malnourished. The incidence of all Surgery
hypertension, and underlying cardiac complications was substantially
Malnutrition
disease as risk factors for AKI or higher in the malnourished patients
Metabolic syndrome (eg, obesity,
acute renal injury. In their study, compared with that in patients hypertension, dyslipidemia, and
renal impairment was correlated without malnutrition (12% versus diabetes mellitus)
closely with a longer hospital stay and 3.9%). The complications included Chronic liver disease and cirrhosis
increased in-hospital mortality and 1- hematoma formation, infection, and Alcohol consumption
year all-cause mortality. The authors renal and cardiac events. Surpris- Viral hepatitis
recommended perioperative optimi- ingly, obesity, defined by a BMI of Dose adjustment of medications
zation for patients with the risk fac- .30 kg/m2, was present in .40% of metabolized by the liver
tors they had established. In addition, malnourished patients, underscoring Inflammatory bowel disease
patients with kidney and liver trans- the need for nutritional screening in Ileus
plants have an increased risk of AKI patients who are obese. In fact, some Anemia resulting from poor nutrition
after hip arthroplasty, and solid authors define malnutrition not only or acute gastrointestinal blood loss
organ transplantation was found to as the deficiency of nutrients but also
be an independent risk factor for as an excess of nutrients, as is the
AKI.36 case in patients who are obese.38
Obesity in itself is associated with
Perioperative
multiple intraoperative and post- Considerations in Patients
Gastrointestinal operative complications, including With Liver Disease
Considerations increased surgical times, persistent Many patients with liver disease are
wound drainage, and infection, asymptomatic; hence, the condition
Patients undergoing orthopaedic
which may lead to local wound may go undetected. Thus, vigilant
procedures may have underlying GI
complications.40 screening of patients through a care-
conditions that can affect the out-
Malnutrition is rarely obvious ful history and physical examination
come of the surgical intervention.
clinically and should be screened for is recommended to discover potential
Table 4 lists some of the common GI
in at-risk populations, including risk factors for liver disease. In the
conditions that may be present in
those older than 80 years and those setting of newly discovered active
these patients.
with a BMI .35 kg/m2. The most liver disease, it is recommended that
common screening tests are the elective surgery be postponed until
Malnutrition serum total lymphocyte count, which the underlying cause of liver disease
Malnutrition is a serious preop- is positive for malnutrition if ,1,500 can be determined, eliminated, or
erative risk factor for any patient cells are present per cubic millimeter, treated. Cirrhosis of the liver leads to a
undergoing elective orthopaedic sur- and the serum albumin concentra- hyperdynamic circulation, with
gery regardless of BMI. Multiple tion, which is positive for malnutri- increased cardiac output and decreased
studies have demonstrated adverse tion if the concentration is ,3.5 peripheral vascular resistance. Pulmo-
outcomes in malnourished patients g/dL. Prealbumin and transferrin nary hypertension, ascites, and bleed-
undergoing elective orthopaedic tests also are used. Anthropomor- ing varices often are present. Because of
surgery.37-39 A correlation exists phic measurements, including body these issues, perioperative morbidity
between malnutrition, poor wound composition measurements such as and mortality are greatly increased in
healing, and subsequent infection. In calf muscle circumference (,31 cm) patients with cirrhosis of the liver.41
one study, among patients with and arm muscle circumference (,22 Liver cirrhosis also is associated with
drainage who did not respond to mm), can indicate malnutrition. increased rates of periprosthetic joint
irrigation and débridement, 35% These measurements better reflect infections, prolonged hospital stay,
were found to be malnourished, the patient’s long-term nutritional discharge to a nursing facility, read-
compared with 5% in the group status while underestimating acute mission, urinary tract infection, renal
that responded to irrigation and nutritional changes. Various nutri- failure, blood transfusion, intestinal
débridement.39 In an observational tional scoring tools also have been hemorrhage, dislocation, and revision
study, Huang et al37 evaluated proposed, such as the Mini Nutri- surgery.42,43 Acute liver failure, active
.2,000 patients undergoing total tional Assessment.38 viral hepatitis, alcoholic hepatitis,
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Renal and Gastrointestinal Considerations in Patients Undergoing Elective Orthopaedic Surgery
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
Peter Pyrko, MD, PhD, and Javad Parvizi, MD, FRCS
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