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PLUS Controversy Surrounding Disposable Food Gloves ■ Campylobacter Control Measures ■ Heat-Treated Flour Validation

Volume 25 Number 1
FEBRUARY / MARCH 2018

When a crisis hits, being


prepared with a response
at the push of a button is
crucial, and social listening
plays an important role

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Contents
FEBRUARY/MARCH 2018 • VOLUME 25 NUMBER 1 • www.foodqualityandsafety.com

20
Features
COVER STORY

When a crisis hits, being prepared


with a response at the push of
a button is crucial, and social listening
XXXXXXXXXXX
BYplays
XXXXXXXXan important role
CONTENTS: ©MIKKO LEMOLA - STOCK.ADOBE.COM WWW.DENYSPRODUCTION.COM

BY KEITH LORIA

24 Safety & Sanitation


How to Handle
Food Recalls in
26
the Digital Age Are Your Disposable
Best practices in making recalls Gloves Food Safe?
more efficient and manageable to A scientific focus at why disposable gloves
avoid reputational damage can amplify safety risks and how these can
COVER: ©STAS111 / TULPAHN - STOCK.ADOBE.COM

BY PETER GILLETT be mitigated with the type of glove used


BY STEVE ARDAGH AND LYNDA RONALDSON, BSC

Food Quality & Safety (ISSN 1092-7514) is published 6 times a year in Feb/Mar, Apr/May, Jun/July, Aug/Sept, Oct/Nov, Dec/Jan by Wiley Subscription Services, Inc.,
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POSTMASTER: Returns and address changes to Food Quality & Safety magazine, PO Box 986, Levittown PA 19055-0986

February / March 2018 5


CO N T E N TS

Features Cont.

Quality
30 BEING PROACTIVE ABOUT
Columns
GRAIN QUALITY Washington Report
Understanding the quality of
farmers’ grain allows them to set 12 FDA RULES TRIPPING UP
a fair price and better negotiate FOOD IMPORTERS
with buyers across the country FSVP violations among most
BY BRENNAN TURNER common and expected to
skyrocket

32 REMINDER WHY AUDITS Manufacturing & BY TED AGRES

ARE PART OF THE FOOD


SAFETY SYSTEM
Distribution
The benefits of having a 41 MASTERING TRACEABILITY N E W CO LUM N :
BASICS FOR BLOCKCHAIN
certification system like SQF
to meet customers’ needs SUCCESS Pathogen Patrol
BY ROB CARPER Breaking down what blockchain 14 KUDOS TO CAMPYLOBACTER?
is, how it can be used in future
Advances in testing, identification,
traceability processes, and the key
and control measures continue
34 ARE YOU READY FOR YOUR steps a company needs to take
for the world’s most successful
BRC AUDIT? before attempting to implement
instigator of foodborne illness
Taking a close look at the BY MELANIE NUCE
BY LINDA L. LEAKE, MS
fundamental requirements in
BRC to help with certification/
recertification
BY CHARLES GIAMBRONE, MS
Departments
8 FROM THE EDITOR
In The Lab 10 NEWS & NOTES
36 HEAT-TREATED FLOUR 33 ADVERTISER DIRECTORY

©5PH - STOCK.ADOBE.COM / ©AUREMAR - STOCK.ADOBE.COM / ©BELLAKADIFE - STOCK.ADOBE.COM / ©CREUXNOIR - STOCK.ADOBE.COM


VALIDATION 43 INTEGRATING PRODUCT
Using dry surrogates as the basis TRACEABILITY AT THE 37 EVENTS
for a gold-standard validation in WAREHOUSE
low-moisture foods Warehouse execution systems 45 NEW PRODUCTS
BY BRIAN UMBERSON provide insights into inbound and
AND JENA ROBERTS outbound inventory, allowing quick
responses to upstream
and downstream issues
BY DAVE WILLIAMS

More Content Available at www.FoodQualityandSafety.com:


39 LIMS: MAKING LIFE IN • Cleaning Protocols to Prevent the • 5 Innovations that Will Impact
THE LAB MUCH EASIER Spread of Norovirus Warehouses BY GUILDA JAVAHERI
Using integrated informatics can BY EDWARD SHAREK
translate into increased productivity • Food Safety: Can Your Company Pass
and better management of • 7 Steps for Successful SQF Certifica- the Test?
complex global food safety tion BY DELANO CHAMBERS, PHD BY STEPHEN WILLIAMS
requirements • Op Ed: Lessons Learned in Foreign • Motors Help Baking Equipment Re-
BY BARBARA VAN CANN Object Prevention duce Factory Downtime
BY CHRIS HETHERMAN BY CHERYL HIGGINS

facebook.com/FoodQualityandSafety @FQSmag

6 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
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From The Editor PUBLISHERLisa Dionne-Lento, ldionne@wiley.com
SENIOR ACCOUNT MANAGER Ken Potuznik, kpotuzni@wiley.com
PROFESSIONAL EDITOR Marian Zboraj, mzboraj@wiley.com
DESIGN Maria Ender, mender@wiley.com

I’
PRODUCTION Claudia Vogel, cvogel@wiley.com
Jörg Stenger, jstenger@wiley.com
m excited to announce Elli Palzer, palzer@wiley.com
that Food Quality & CO-INDUSTRY EDITOR Purnendu C. Vasavada, PhD, purnendu.c.vasavada@uwrf.edu
Safety magazine has re- CO-INDUSTRY EDITOR Richard Stier, Rickstier4@aol.com
cently added two well- Advertising Director
known Co-Industry Editors to Dan Nicholas
its team: Purnendu C. Vasavada, 111 River Street, Hoboken, NJ 07030
(716) 587-2181, dnicholas@wiley.com
PhD, and Richard Stier.
Most notably, Dr. Vasavada Sales Office
U.S./Canada/International
is a Professor Emeritus of Food Ken Potuznik
Science at the University of Wis- 29822 N 51st Place, Cave Creek, AZ 85331
(480) 419-1851 • fax (480) 718-7719
consin-River Falls, and the principal and managing member kpotuzni@wiley.com
of PCV & Associates. He is a lead instructor for Preventive Con- Editorial Office
trols Qualified Individual (PCQI) training for Human Food and 111 River Street, Hoboken, NJ 07030-5774, USA
for the Foreign Supplier Verification Programs. Dr. Vasavada Reprints: E-mail kpotuzni@wiley.com
previously served as coordinator of the Food Safety Preventive
Controls Alliance. Editorial Advisory Panel
Stier works as an international consulting food scientist, Betsy Booren, PhD Mary Ann Platt
Chief Scientist President
dealing with a wide range of processing systems and products. American Meat Institute Foundation CNS/RQA, Inc.
In addition to being a food safety, GMP, and quality systems
Gerry Broski Mike Robach
auditor, he is also certified as a seafood and meat and poultry Sr. Marketing Director, Food Safety Vice President, Corporate Food Safety,
Neogen Corp. Quality, & Regulatory
HACCP instructor, and is a PCQI instructor. Cargill
Throughout the years, many of you have sat in on their sem- Christine Chaisson, PhD
Director Bob Swientek
inars/workshops at conferences, read their articles/book chap- The Lifeline Group Editor-in-Chief, Food Technology
ters/peer-reviewed papers, or even have had the opportunity to magazine
Virginia Deibel, PhD Institute of Food Technologists
work with them individually as they shared their knowledge in Director, Microbiological Consulting
improving your company’s food systems. And now I’m happy Covance Laboratories Purnendu Vasavada, PhD
PCV & Associates and Professor of
to say that these two longstanding food safety advocates will Philip H. Elliott, PhD Food Science
Food Safety, Global Quality Assurance University of Wisconsin
be contributing their expertise to help strengthen the content W.K. Kellogg Institute
of Food Quality & Safety. Numerous professional affiliations, Patricia A. Wester
Steven Gendel President
societies, and honors will come in handy as both experts will Vice President, Div. of Food Allergens PA Wester Consulting
share their insights and opinions on various topics, such as reg- IEH Laboratories & Consulting Group
Craig Wilson
ulations, microbiology, quality assurance, and sanitation. Tim Jackson Vice President, Food Safety
Dr. Vasavada and Stier will debut their editor column in the Director, Food Safety U.S. and Canada. & Quality Assurance
Nestle Costco Wholesale
next issue. Although you will no longer “see” me in the front of
Jennifer McEntire, PhD Steven Wilson
the magazine, I’ll still be behind the scenes working with our Vice President, Food Safety and Technology Chief Quality Officer
new Co-Industry Editors to ensure that our publication remains United Fresh Produce Association USDC Seafood Inspection Program
your go-to resource for delivering practical information on pro-
ducing safe, quality food products. Printed in the United States by Dartmouth Printing, Hanover, NH.
Copyright 2018 Wiley Periodicals, Inc., a Wiley Company. All rights reserved. No part
Please join me in congratulating them in their new roles! of this publication may be reproduced in any form or by any means, except as permitted
under Sections 107 or 108 of the 1976 United States Copyright Act, without either the prior
written permission of the publisher, or authorization through the Copyright Clearance
Marian Zboraj Center, 222 Rosewood Drive, Danvers, MA 01923: (978) 750-8400: fax (978) 750-4470.
Professional Editor All materials published, including but not limited to original research, clinical notes,
editorials, reviews, reports, letters, and book reviews represent the opinions and views of
the authors and do not reflect any official policy or medical opinion of the institutions with
which the authors are affiliated or of the publisher unless this is clearly specified. Materials
published herein are intended to further general scientific research, understanding, and
discussion only and are not intended and should not be relied upon as recommending or
promoting a specific method, diagnosis or treatment by physicians for any particular patient.
While the editors and publisher believe that the specifications and usage of equipment
and devices as set forth herein are in accord with current recommendations and practice
at the time of publication, they accept no legal responsibility for any errors or omissions,
and make no warranty, express or implied, with respect to material contained herein.
Publication of an advertisement or other discussions of products in this publication should
not be construed as an endorsement of the products or the manufacturers’ claims. Readers
Purnendu C. Vasavada Richard Stier are encouraged to contact the manufacturers with any questions about the features or
limitations of the products mentioned.

As always, you can continue emailing me your thoughts and comments


pertaining to the industry, or our publication, at mzboraj@wiley.com.

8 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
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NEWS & NOTES

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At USDA… of highly pathogenic avian influenza or were
USDA’s FSIS proposes to amend the egg destroyed to stop the spread of the disease.
products inspection regulations by requiring These birds accounted for about 12% of the
official plants that process egg products to U.S. table-egg laying population and 8% of
develop HACCP systems and Sanitation SOPs the estimated inventory of turkeys grown for
and to meet other sanitation requirements meat. In response to this historic animal-dis-
consistent with the meat and poultry regula- ease event, many destination markets for
tions. FSIS is proposing that facilities will be U.S. poultry commodities levied trade re-
required to produce finished egg products strictions on U.S. poultry exports, distorting
free of detectable pathogens. The regulatory markets and exacerbating economic losses. market hogs are uniform, healthy, young
amendment is also said to remove unneces- USDA’s FSIS also proposes to amend animals that can be slaughtered and pro-
sary regulatory obstacles to innovation. the federal meat inspection regulations by cessed in this modernized system more
According to “Impacts of the 2014-2015 establishing a new voluntary inspection efficiently with enhanced process control.
Highly Pathogenic Avian Influenza Outbreak system for market hog slaughter facilities For market hog establishments that opt into
on the U.S. Poultry Sector,” a new report from called the New Swine Slaughter Inspection NSIS, the proposed rule would increase the
USDA’s Economic Research Service, between System (NSIS), while also requiring ad- number of offline USDA inspection tasks,
December 2014 and June 2015, more than 50 ditional pathogen sampling for all swine while continuing 100% FSIS carcass-by-car-
million chickens and turkeys in the U.S. died slaughter facilities. According to the agency, cass inspection.

FDA Updates Supplier Verification Programs (FSVP) regula- Finding the Sources of Foodborne
FDA scientists releases their quantitative tion. The third draft guidance addresses the Illnesses
risk assessment model using a discrete term “same level of public health protection” The Interagency Food Safety Analytics
event framework to quantify and study the that is used in both the FSVP regulation and Collaboration (IFSAC) releases a report ti-
risk associated with norovirus transmission the Produce Safety regulation. This draft tled “Foodborne illness source attribution
to consumers through food contaminated guidance provides a framework for determin- estimates for 2013 for Salmonella, Esche-
by infected food employees in a retail food ing the adequacy of a process, procedure, or richia coli O157, Listeria monocytogenes,
setting. According to agency, norovirus is other action intended to provide the same and Campylobacter using multi-year out-
the leading cause of foodborne illness in level of protection as those required under break surveillance data, United States.”
the U.S. Food employee contact with raw FSMA for produce and for human or animal The authors used outbreak data to update
or other ready-to-eat foods is the food. The fourth guidance is another previous analyses. CDC estimates that, to-
most common scenario result- chapter in the draft guidance that gether, these four pathogens cause 1.9 mil-
ing in foodborne norovirus FDA has been issuing to help lion cases of foodborne illness in the U.S.
outbreaks. The objective of food processors and man- each year. The report noted that Salmonella
this risk assessment was to ufacturers comply with the illnesses came from a wide variety of
evaluate the impact of pre- regulation implementing foods; E. coli O157 illnesses were most
vention strategies and their FSMA’s requirements for often linked to vegetable row crops
level of compliance on con- hazard analysis and risk- (such as leafy greens) and beef; Liste-
taminated food servings and based preventive controls ria monocytogenes illnesses were most
the number resulting infected for human food. This chapter often linked to fruits and dairy prod-
consumers; and to provide a basis is designed to help food facilities ucts; and non-dairy Campylobacter
for potential changes regarding Employee comply with the supply-chain program illnesses were most often linked to chicken.
Health for the 2017 FDA Food Code. requirements of that regulation. The final IFSAC indicates that an attribution percent-
In other news, the U.S. FDA has released guidance announces the agency’s inten- age for dairy was not included because,
©AUREMAR - STOCK.ADOBE.COM

five guidance documents to help importers tion to exercise enforcement discretion among other reasons, most foodborne
and food producers meet key food safety with regard to FSVP for certain importers of Campylobacter outbreaks were associ-
provisions mandated by FSMA. Two of these grains brought into the U.S. as raw agricul- ated with unpasteurized milk, which is not
documents, a draft guidance and a Small En- tural commodities. More information about widely consumed, and likely over-rep-
tity Compliance Guide, are meant to help in- these guidance documents can be found at resents dairy as a source of Campylobacter
dustry meet the requirements of the Foreign FDA.gov. illness.

10 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
U.S. Approves Chinese Genetically Modified Rice Business Briefs
As reported by Reuters, a rice genetically rice, known as Huahui 1, was developed by
modified (GMO) by Chinese researchers to a team at Huazhong University in central Hu- SGS of Geneva, Switzerland, acquires
resist pests has passed safety inspections bei province to resist pests like the rice stem Vanguard Sciences.
by authorities in the U.S., allowing for its sale borer. While Chinese authorities granted
in the U.S. even though Beijing continues to the strain a safety certificate in 2009, it has The American Botanical Council
prohibit planting of any GMO food grain. The never been approved for commercial pro- (ABC)-AHP-NCNPR Botanical Adulterants
duction. Beijing has spent billions of dollars Program changes its names to ABC-AHP-
©VITALS - STOCK.ADOBE.COM

researching GMO crops but has held back NCNPR Botanical Adulterants Prevention
Program.
from commercial production of any food
grains because of consumer concerns about
Limagrain Céréales Ingredients part-
their safety. Validation of the country’s GMO ners with Novolyze to reinforce the mi-
safety testing and products by U.S. author- crobiological control of its proprietary
ities could help persuade the government heat process for flours.
and consumers in China to accept the prod-
ucts at home. PerkinElmer collaborates with
TeakOrigin to develop technology
that uses a single platform to analyze
France’s Lactalis Forced into New Recall in Baby Milk Scare food for key indicators that determine
authenticity, quality, and freshness.
As reported by Reuters in January, French
dairy group Lactalis is widening a product
Matrix Sciences acquires Neumann
recall to cover all baby milk manufactured by Risk Services.
©NAZAROVSERGEY - STOCK.ADOBE.COM

a factory at the center of a Salmonella con-


tamination. The move comes as the govern- The International Food Protection
ment seeks to contain reputational damage Training Institute moves to new office
to France’s strategic agri-business industry in Portage, Mich.
in overseas markets. At least three dozen
children have fallen ill in France and at one IEH Laboratories & Consulting Group
other in Spain. Lactalis management, indi- acquires all assets related to the
Sample6 DETECT platform.
cated the company would recall all infant for-
mula milk products made at its Craon factory crisis after France’s biggest supermarkets,
GFSI forms public-private partnership
that were still in warehouses and on store including Carrefour, Auchan, and Leclerc, with the Argentinian Ministry
shelves, regardless of the date of manufac- said that some Lactalis products subject to of Agribusiness to work together on
ture. The tough measure reflects high-level recalls in December still found their way onto a national training program based on
frustration at the botched handling of the their shelves. GFSI’s Global Markets Program.

Diversey unveils new brand identity


with the Food Waste Reduction Alliance and to differentiate itself in the global
its members, the guide supports grocery hygiene marketplace and reflect its
customer-first ethos.
retailers in developing and implementing
prevention, recovery, and recycling solu-
Sterigenics International changes
tions to help the industry prioritize and ac- its parent company name to So-
celerate waste reduction activities. It was tera Health LLC. Its three operating
created with input from more than 30 expert companies—Nelson Labs, Nordion, and
contributors, including major retailers such Sterigenics—will maintain their current
as Ahold Delhaize USA, Albertsons, Kroger, names.
Publix, Safeway, Target, Wegmans, Walmart,
and Whole Foods. The guide finds that, on Food Safety Net Services opens
average, the value of wasted food in retail is analytical laboratory for the food and
equal to roughly double the profits from food consumables industry in Atlanta, Ga.
sales; prevention solutions such as dynamic
The U.S. FDA discontinues the Food
©LADYSUZI - STOCK.ADOBE.COM

pricing and markdowns have the highest Advisory Committee.


Retail Food Waste Action Guide profit potential; and new digital technol-
ReFED launches the Retail Food Waste Ac- ogies such as ride-sharing platforms and ScanTech Sciences’ first Electronic
tion Guide, which finds that food waste chain-of-custody records are being applied Cold-Pasteurization Center is slated
represents an $18.2 billion opportunity for to food waste through solutions like dynamic to open and be operational in late
grocery retailers. Developed in partnership routing and cold chain management. Spring 2018.

February / March 2018 11


Washington Report
2. Sanitation monitoring. Not moni-
toring sanitation conditions and practices
frequently enough to conform to current
Good Manufacturing Practices. Includes
conditions of food contact surfaces and
measures to prevent cross-contamination
(516 violations).
3. Plant cleanliness. Failing to main-
tain cleanliness of the premises or the fa-
cility is not constructed in such a way as to
allow proper sanitation or maintenance
(368 violations).
4. HACCP plan implementation. Sea-
food or juice manufacturers fail to imple-

FDA Rules Tripping ment procedures in their HACCP plans (162


violations).

Up Food Importers 5. Reasonable precautions. Failing


to take precautions to prevent production
procedures from contaminating food. Rea-
FSVP violations among most common and sonable precautions include monitoring
expected to skyrocket | B Y T E D A G R E S food processing time and temperature or
monitoring freezing and heat processing
(146 violations).

D
“Failure to develop an FSVP” was cited
espite Foreign Supplier Verifi- way into the top-5 in fiscal year 2018,” Stat- 108 times last year, placing that violation
cation Program (FSVP) regula- man tells Food Quality & Safety magazine. among the top-20, even though the rule was
tions having been in effect for (Fiscal 2018 runs from Oct. 1, 2017 through in effect for only four months.
only four months during 2017, Sept. 30, 2018.) Until last year, FDA did not “It’s apparent that FDA is checking for
violations of that rule were among the 20- inspect U.S. importers unless the firm also FSVP compliance, and non-compliance is
most common infractions issued by FDA processed food. “With the advent of FSVP, a prohibited act,” Statman says. Food im-
investigators during routine inspections importers now will be introduced to this ported by a non-compliant importer is sub-
of U.S. facilities during the last fiscal year. process as FDA inspects for compliance ject to refusal of admission under section
FSVP requires all U.S. food importers with the new rule,” he says. 801(a)(3) of the Federal Food, Drug, and
(not just those registered with FDA) to de- Late last year, FDA’s Office of Regula- Cosmetic Act.
velop plans to and actively monitor foreign tory Affairs released summaries of routine
suppliers’ compliance with the Food Safety field inspections and enforcement activi- What FSVP Requires
Modernization Act (FSMA). This year, as ties conducted during fiscal year 2017 (Oct. FSVP requires U.S. importers to verify that
more U.S. importers of foreign food prod- 1, 2016 through Sept. 30, 2017). The sum- the food they import meets the same safety
ucts come under FSVP’s purview, viola- maries identify the statutory areas under standards as domestically produced items.
tions of the rule are expected to skyrocket. which thousands of Form 483s were issued U.S. importers are required to develop,
“The first FSVP compliance deadline to companies having conditions or prac- maintain, and follow a foreign supplier ver-
(May 30, 2017) was only in effect for about tices that may violate FDA requirements. ification plan (also called an FSVP) for each
four months in fiscal year 2017, and FSVP As in previous years, the following were food they import, unless an exemption ap-
made its way into the top-20 most frequent the top-five areas in terms of number of plies (such as for juice and seafood, which
inspection violations,” says Russell Stat- citations issued: are covered by separate HACCP regula-
©RTIMAGES - STOCK.ADOBE.COM

man, executive director of Registrar Corp, a 1. Lack of effective pest exclusion/ tions, and certain low-acid canned foods).
consultancy that helps companies comply screening. Not taking effective measures Each FSVP must include a hazard anal-
with FDA regulations. to protect from contamination from pests ysis, an evaluation of risk and supplier
“With the second FSVP deadline pass- or excluding pests from food production performance, documented supplier verifi-
ing in March [2018], I foresee it making its areas (541 violations). cation activities, and a plan for corrective

12 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
action, if needed. Multiple foods from a suppliers with fewer than 500 full-time for food safety and security, including for
single supplier or multiple units of a single employees), and March 18, 2019, for “quali- transportation and food defense. Enroll-
food from multiple suppliers each require fied facilities” and “very small businesses” ment in VQIP “will be particularly helpful
individual FSVPs. (foreign suppliers with less than $1 million for those (U.S. companies) importing per-
Companies have some flexibility in in average annual sales). ishable products or using ‘just in time’ pro-
determining appropriate verification For importers whose foreign suppliers cessing, in which ingredients must be at a
methods, depending upon the hazards are subject only to the produce safety rule, food facility at a certain time in the man-
needing to be controlled, the foreign sup- the compliance dates are July 29, 2019 for ufacturing process,” De Leon explained.
plier’s food safety record, and other fac- small business, and July 27, 2020 for very
tors. Verification methods could include small businesses. All other businesses ‘Enforcement Discretion’
onsite audits and inspections, sampling must comply starting July 26, 2018. While most FSVP and FSMA provisions
and testing, and review of the supplier’s “Remember that, unlike traditional have been coming into effect under pre-
safety records, says Hank Karayan, global facility inspections, FSVP inspections are viously announced timelines, on Jan. 4,
FSMA program director at SGS, a multi-in- based on the review of records, rather than 2018 FDA announced it would not be en-
dustry inspection, verification, testing, observations of food production,” FDA’s forcing certain provisions of four FSMA
and certification company. Mayl explained. Most FSVP inspections regulations because they would create
Importers must also designate a “qual- will occur at the importer’s place of busi- unanticipated burdens on industry and
ified individual,” defined as someone pos- ness, where the investigator will ask to see government. Among the four is an FSVP
sessing either appropriate training or job the importer’s FSVP records. In most cases, provision that equates food contact sub-
experience with developing a food safety if deficiencies are found, the importer will stances, such as packaging and food hold-
system, to develop and perform FSVP get an opportunity to correct them. ing material, with being “food.” Because
activities for each imported food item. “Our focus right now is on supporting these substances are already subject to
Importers that do not have a qualified compliance, except for problems that pose FDA premarket review and other regu-
individual on staff may outsource FSVP a danger to health or reflect intentional dis- lations, “FDA does not intend to require
development to a third party, such as Reg- regard for legal responsibilities,” Mayl said. importers of food contact substances to
istrar Corp, or outsource verification activ- But companies that receive a citation comply with FSVP.”
ities to companies such as SGS. for not having a FSVP may find them- “FSMA has many tentacles and im-
FDA has staggered FSVP compliance selves on FDA’s radar. This is because the pacts multiple parts of the food industry,”
dates based on the size of the foreign sup- agency’s risk analysis algorithms may au- says David Acheson, MD, founder and CEO
plier (not the size of the U.S. importer) and tomatically assign companies with prior of The Acheson Group and a former associ-
the dates of other FSMA regulations to deficiencies a higher risk score, increasing ate FDA commissioner for foods.
which the foreign supplier would be sub- scrutiny and the potential for enforcement For example, FDA can disallow import
ject. This was to give U.S. importers time actions, Registrar Corp’s Statman says. of food from a foreign supplier that has re-
to become familiar with their legal respon- “The best way to stay out of trouble with fused to be inspected. “And that ‘refusal
sibilities and develop their FSVPs. It also FDA is to stay out of trouble with FDA,” he of inspection’ doesn’t just mean answer-
aligns FSVP compliance dates with other says. “But if an importer or processor de- ing FDA’s knock, it means anything from
FSMA regulations, particularly the pro- velops a clean record early, later deficien- not responding to FDA’s request within 24
duce safety and preventive controls rules cies may have less effect.” hours, to agreeing to an inspection start
for human and animal food. Beginning this year, U.S. importers date then requesting a later date without
“We linked the FSVP compliance can apply to register in FDA’s Voluntary reasonable explanation, to a foreign gov-
dates to the other FSMA rules because we Qualified Importer Program (VQIP), which ernment not allowing the FDA investigator
wanted to minimize the likelihood that an offers expedited review and entry into the into the country,” Dr. Acheson explains.
importer would be required to comply with U.S. of food from foreign companies that It could take at least one year before
the FSVP regulations before its supplier is have been certified by auditors under the FDA can return to do the inspection, so Dr.
required to comply with other FSMA safety Accredited Third-Party Certification rule. Acheson recommends that U.S. companies
regulations,” explained Sharon Mayl, se- “Expedited shipment entry gives import- alert their suppliers to the importance of
nior advisor for policy in FDA’s Office of ers incentive to adopt robust management not refusing an FDA inspection.
Foods and Veterinary Medicine. of the safety and security of their supply “It has been our impression that many
The first FSVP compliance date was chain,” said Doriliz De Leon, a consumer foreign suppliers really don’t understand
May 30, 2017 for U.S. companies that im- safety officer in the Food Adulteration As- the impact of FSMA,” Dr. Acheson says.
port food from large foreign suppliers or sessment Branch in FDA’s Center for Food “So, making sure that they don’t find them-
from suppliers not subject to the preven- Safety and Applied Nutrition. selves on a 12-month import alert could be
tive controls or produce safety rules. For To be accepted into VQIP, U.S. import- critical to protecting your supply chain in-
foreign suppliers that are subject only to ers must not only comply with FSVP but tegrity as well as their business.” ■
the preventive controls rule, the next im- also develop and implement a Quality
porter compliance dates are March 19, 2018 Assurance Program, which includes ad- Agres is an award-winning writer based in Laurel, Md. Reach
for “small businesses” (defined as foreign ditional written policies and procedures him at tedagres@yahoo.com.

February / March 2018 13


Pathogen Patrol
culture and 2,765 cases were detected via
CIDT alone.
Since CIDTs do not require isolation
and identification of living organisms, they
can be conducted more rapidly and yield
results sooner than can be achieved with
traditional culturing methods, says Robert
Tauxe, MD, director of CDC’s Division of
Foodborne, Waterborne and Environmen-
tal Diseases.
Dr. Tauxe is quick to point out that,
while CIDTs can have immediate benefits
for treatment, they don’t collect informa-
tion needed to determine if an infection
is antibiotic-resistant or if it is linked to
an outbreak. And, while positive results
on rapid tests can be followed up by cul-
ture-based tests to get detailed data, they
often are not.
“Public health officials need food-
borne-illness trend data to monitor prog-
ress toward making our food supply safer,”
Dr. Tauxe emphasizes. “Thus, it’s import-
ant that laboratories continue to do fol-
low-up cultures on CIDT-positive patients.”

Kudos to Campylobacter? Whole Genome Sequencing


Starting in 2018, the CDC plans to begin
using whole genome sequencing (WGS)
Advances in testing, identification, and control
in the PulseNet network to “fingerprint”
measures continue for the world’s most successful Campylobacter. This work flows from the
instigator of foodborne illness pilot program CDC launched in 2013 to im-
BY LINDA L. LEAKE, MS plement WGS for Listeria subtyping and
control.

L
“Using WGS for Listeria, we found
ike it or not, congratulations are tions) and the fifth leading cause of death more outbreaks than ever, traced them to
in order for Campylobacter. This (10 deaths attributed to Campylobacter out new and unsuspected sources, and found
ubiquitous organism captured of 98 deaths attributed to all foodborne new points where prevention can be im-
first place honors on the CDC’s pathogens) in the U.S. in 2016, according proved,” Dr. Tauxe relates. “We are antic-
list of organisms responsible for food- to FoodNet’s April 21, 2017 issue of the Mor- ipating that the same thing can happen
borne illness in the U.S. in 2016, with bidity and Mortality Weekly Report. with Campylobacter and other foodborne
8,547 cases reported on CDC’s Foodborne Of note, this is the first time the report bacteria, as we apply WGS methods for
Diseases Active Surveillance Network includes in the total number of infections public health surveillance.”
©SEBASTIAN KAULITZKI - STOCK.ADOBE.COM

(FoodNet). in FoodNet sites those foodborne bacterial Ann-Katrin Llarena, DVM, PhD, a re-
In addition to this overall number infections diagnosed only by rapid diag- searcher with the University of Helsinki,
of reported campylobacteriosis cases, nostic tests, which are described collec- Finland, believes WGS is set to emerge as
Campylobacter ranks among foodborne tively as culture-independent diagnostic the typing method of choice for Campylo-
pathogens as the third leading cause of tests (CIDTs). bacter jejuni (C. jejuni) outbreak investiga-
hospitalizations (with 1,082 out of 5,512 Of the 8,547 total 2016 Campylobacter tions worldwide, and it has the potential
hospitalizations, 19 percent of hospitaliza- cases, 5,782 cases were confirmed with for implementation in routine surveillance.

14 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
“However, several issues regarding framework for integration of bacterial WGS Regulatory guidance for Campylo-
epidemiology and genomic diversity need in routine surveillance and epidemiologi- bacter in the U.S. and EU are, perhaps, re-
to be addressed before WGS can become cal investigations.” flective of these different approaches, Dr.
a useful and reliable working tool in the Teplitski notes. “While U.S. poultry pro-
public health sector response to campylo- Windy City Symposium ducers aim to almost completely eliminate
bacteriosis,” Dr. Llarena says. Some 50 scientists representing aca- this pathogen from poultry products that
In an article titled “Whole-Genome demia, government, and industry from reach consumers, often achieving up to 6
Sequencing in Epidemiology of Campylo- the U.S. and European Union (EU) gath- to 7 log reduction, the EU aims to maintain
bacter jejuni Infections,” published in the ered in Chicago on Dec. 3, 2017, for the first a threshold of less than 1,000 colony-form-
May 2017 issue of the Journal of Clinical Mi- National Campylobacter Symposium. ing units per gram of raw commercial
crobiology, Dr. Llarena and her co-authors Supported by USDA National Institute product,” he elaborates.
point out that, even though C. jejuni is one of Food and Agriculture (NIFA), presenta-
of the most frequent causes of bacterial tions at this event contrasted U.S. and EU Campy Consumer Research
gastroenteritis globally, the epidemiology approaches to reducing the burden of Researchers at Tennessee State University
of this pathogen is only partially under- Campylobacter in commercial poultry and (TSU), Nashville, are completing an am-
stood, and shedding new light on this area regulatory tolerance thresholds, says Max bitious six-year project, funded by a $2.4
is difficult since most cases are sporadic Teplitski, PhD, NIFA’s national program million NIFA grant, focused on reducing
and go unreported. leader in food safety and microbiology. illnesses from Campylobacter (and Salmo-
“Several projects aim to integrate “Much of the current U.S. industry ef- nella) by improving consumer storage,
WGS in routine surveillance and outbreak forts focus on the post-harvest reduction,” handling, and preparation of raw poultry
investigations,” Dr. Llarena mentions. he relates, “while in the EU, where sanitiz- and poultry products.
“One of these, the European consortium ers for carcasses are either entirely banned “Working with Kansas State Univer-
INNUENDO, co-funded by the European or severely restricted in use, most of the sity and RTI International, we began our
Food Safety Authority (EFSA), is aiming Campylobacter reduction efforts take place project by conducting focus groups and
to deliver a standardized, cross-sectional on the pre-harvest end of the production.” (Continued on p. 16)

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February / March 2018 15


PAT H O G E N PAT R O L

(Continued from p. 15) magnitude in the improvement of sensitiv- project leader. “The amoeba may act as a
a nationally representative Web-enabled ity toward Campylobacter compared to the protective host against some disinfection
survey to characterize consumer practices regular SPR sensor with a direct detection procedures, so the findings could be used
and awareness and understanding of format, Dr. Chen reports. to explore new ways of preventing the
existing food safety messages,” says proj- “The SPR sensor we developed bacteria’s spread by breaking the chain of
ect director Sandria Godwin, PhD, a TSU has the potential to provide a simple, infection.”
food science professor. “This research low-cost, and sensitive method for de- “Being protected inside amoebae
was supplemented by observational and tection of Campylobacter in poultry prod- allows Campylobacter to thrive, then to
laboratory-based studies to address gaps ucts,” he predicts. escape the amoebae cells in larger num-
in the scientific literature. Our studies bers,” says Kingston University microbi-
were designed to describe shopping be- Global Distinction ology professor Andrey Karlyshev, PhD,
havior and home storage practices and Not only does Campylobacter have the study supervisor. “Because amoebae
the risk of cross-contamination, assess bragging rights in the U.S., this pesky are widespread, we have shown how
the risk of extended consumer storage of bug’s influence and Number 1 status is Campylobacter are able to use them as
fresh and liquid eggs, and determine tem- global. The World Health Organization a Trojan horse for infection of the food
peratures of current consumer cooking considers the relentless Gram- nega- chain. Otherwise Campylobacter wouldn’t
practices of poultry products and eggs. tive organism to be the most common survive, as they are very sensitive to the
We also identified risky practices and used bacterial cause of human gastroenteritis environment.”
the results to develop science-based and in the world. Another research direction in Dr. Karly-
consumer-focused messages addressing Campylobacter is identified as the lead- shev’s lab is the investigation of possible
these practices.” ing pathogen causing foodborne bacterial applications of probiotics for treatment
Dr. Godwin says the study yielded a infections in the EU, according to EFSA and and prevention of Camylobacter infection
multifaceted educational program for the European Centre for Disease Preven- in humans, as well as for potential elimina-
youth aged 12 to 18 and adults. “The cur- tion and Control. From their most recent tion of these bacteria from poultry.
riculum and print resources are being de- report, in 2015 Campylobacter continued “In particular, the results of a study,
signed so that other food safety educators to be the most commonly reported gastro- ‘Lactobacillus fermentum 3872 as a poten-
can easily use them,” she points out. “The intestinal bacterial pathogen in humans in tial tool for combatting Campylobacter je-
curriculum is downloadable from the Web the EU. The number of reported confirmed juni infections,’ reported by Burhan Lehri,
and also available on a USB.” cases of human campylobacteriosis was a PhD student and the project leader in our
Don’t Wing It!, another TSU Campy- 229,213. lab, suggest that the probiotic bacterium L.
lobacter educational program funded by “In August 2017, the European Com- fermentum can compete with C. jejuni for
NIFA, targets millennial parents and older mission issued an Amendment of EU binding to host cell receptors (collagen),
adults. The site also has a section for gro- regulation 2073/2005 on microbiological which may result in competitive exclusion
cers with food safety handouts and pro- criteria for foods, stipulating EU-wide pro- of the pathogen,” Dr. Karlyshev explains.
motional items. cess hygiene criteria for broiler carcasses, “Although these experiments were con-
with a target value of 1,000 colony forming ducted in vitro, they provide a proof of
Nanotechnology Tool units per gram of pooled neck skin,” says principle of the potential application
In August 2017, Fur-Chi Chen, PhD, a Mieke Uyttendaele, PhD, a microbiolo- of beneficial bacteria for fighting these
TSU research professor, completed a gist at Ghent University in Belgium. She infections.”
NIFA-funded project aimed at developing is a co-author of “Sense and Nonsense of “Theoretically, the probiotic can be
and validating a highly sensitive surface Microbiological Analysis of Foods: Guide- used alongside rehydration therapy in hu-
plasmon resonance (SPR) sensor com- lines for the Interpretation of Results of Mi- mans to reduce the severity of infection,”
bining antibody-functionalized magnetic crobiological Testing of Foods,” available Lehri notes. “L. fermentum 3872 may also
nanoparticles for rapid detection of Cam- in March 2018. be utilized as a prophylactic in individu-
pylobacter in raw poultry products. als traveling to areas that have a high inci-
“We used magnetic nanoparticles, Trojan Horse Research dence of C. jejuni related infections. Future
which were functionalized using mono- Researchers at Kingston University, Lon- studies may be conducted to determine
clonal antibodies specific to Campylo- don, England have shown how Campylo- the effect of L. fermentum 3872 on poultry,
bacter surface antigens, to separate Cam- bacter jejuni can infiltrate amoebae and as well.” ■
pylobacter from food matrixes,” he relates. multiply within their cells—protected
“The magnetic nanoparticles used in the inside the amoebae from harsh environ- Leake, doing business as Food Safety Ink, is a food safety
consultant, auditor, and award-winning journalist based in
protocol functioned not only as probes to mental conditions. Wilmington, N.C. Reach her at LLLeake@aol.com.
selectively bind and separate Campylo- “This is significant since Campylo-
bacter, but also as an amplification agent bacter and amoebae often exist in the For extended online coverage of Cam-
to enhance the SPR signal.” same environments, drinking water for pylobacter, go to the February/March
The use of magnetic nanoparticles in chickens on poultry farms, for example,” 2018 issue at www.FoodQualityand-
Safety.com.
the SPR protocol provided three orders of says Kingston PhD student Ana Vieira, the

16 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
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CRISIS MODE When a crisis hits, being prepared with
a response at the push of a button is crucial,
and social listening plays an important role
BY KEITH LORIA

©STAS111 / TULPAHN - STOCK.ADOBE.COM

18 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
CO V E R S T O R Y : C R I S I S M O D E

I Companies that used one of the more


n this age of instant information, news
about restaurant fiascos and food
recalls can be spread to hundreds of popular social media channels when inform-
thousands of people in minutes, so ing consumers of product or packaging
when a food safety crisis hits, it’s essen-
tial that a company is prepared with a re- problems suffered from less of a negative
sponse and communicates with the public sales reaction than organizations that didn’t
immediately.
After all, when news of a crisis spreads
have Facebook or Twitter accounts.
without an adequate and timely response,
it can damage a successful brand’s repu-
tation and negatively impact customer to listen in on that conversation—and to Christof Bentele, global head of crisis
loyalty, even if the rumors are false. participate in it,” he says. “Constant mon- management for Allianz Global Corporate
Sue Reninger, client brand strategy, itoring of social channels helps brands & Specialty, Novato, Calif., says clients
managing partner for RMD Advertising, understand the real-time conversations now use social media listening platforms
Columbus, Ohio, states the strategies that are taking place. Whether in times of to pick up on issues faster than ever before
used in managing a food crisis cannot a crisis, or not, it’s important for brands to to get ahead of a crisis.
and should not waver as the latest buzz be aware of consumer chatter.” “There is now so much data constantly
dictates. Online communities are changing the being created about an organization that
“Responding to a crisis requires way food-related businesses research and it’s now critical to incorporate technol-
pre-planning, carefully crafted messag- communicate with their target audiences. ogy-based solutions to ensure critical
ing, and a calm, cool demeanor,” she Being unaware of what people are saying issues are flagged prior to their develop-
shares. “All responses within the food about a company, farm, restaurant, or ment into a crisis,” he says. “Social media
business are representative of the brand other business in a crisis on social media engagement is no longer an option for a
(and often the family that owns the food is risky business. company—if it does not have a strategy,
brand). Being proficient in food crisis Smith says there is no other method the organization will lose control over its
management is a critical discipline for any of contacting customers that combines content being shared about the business.”
food brand or agency that has a hand in the benefits of cost effectiveness, speed, Neil Steinberg, vice president, public
the food industry.” and engagement. That’s why a growing relations and communications for Data-
By fine-tuning a food crisis strategy, number of companies are turning to social minr, a New York-based technology com-
she adds, brands can ensure they con- listening to contain a crisis, prevent the pany that discovers high-impact breaking
tinue to serve the organization well and spread of misinformation, and minimize information from social media in real time,
protect their public profile while helping the impact to the bottom line. opines that brands are looking at the gen-
to instill trust between the brand and its Susan M. Tellem, a partner at Tellem eral conversation on social media to get a
consumers. Grody Public Relations, Inc., Malibu. Calif., better grasp on how it’s evolving in real
leads the crisis team and the food issues time, both positively and negatively.
The Rise of Social Listening group for the company. She feels when you “Additionally, they’re focusing on
Sean Smith, executive vice president and “listen” to social media, a company can specific hashtags—how many people are
head of reputation management for Porter correct misinformation quickly, find out retweeting and interacting with a specific
Novelli, Berkeley, Calif., notes that speed who is friend or foe, do “live” messages hashtag, and how far their message or cam-
has always been important, but it’s even from the head of the company, and rapidly paign is getting out there,” he says. “Supply
more so now, emphasizes that it’s critical make changes in strategy if the current one chain, employee behaviors, and sub-stan-
to acknowledge what is going on and work is not working. dard prep conditions are among the key
to minimize the impact. “Typically, recall success rates fall be- triggers as it relates to food safety issues.
There’s no better way, he offers, than low 30 percent, leaving huge amounts of For food brands, many of these issues can
social listening, which is free and delivers potentially dangerous products out and be discovered through social listening.”
extremely valuable insights direct from available in the marketplace,” she says. The ability to monitor, capture, and
consumers. “Social media has an important role to play react to this content early allows brands
“Consumers were always talking about to make this process more efficient and im- to kick-start a crisis response and mitigate
your brand. It’s an amazing gift to be able prove success rates.” (Continued on p. 20)

February / March 2018 19


A study by Lithium
revealed that 78 per-
cent of people who
complain to a brand via
Twitter expect
a response within
an hour.

(Continued from p. 19)


risk. This also allows them to determine
if the issue is specific to a certain store
as it relates to a national chain (e.g. the
Buffalo Wild Wings chicken head issue),
an employee, or something with a larger
scope, such as a supplier that may trigger
a regional or even a national recall.

©HANSS - STOCK.ADOBE.COM
“As it relates to food and beverage
crises, social media can both discover,
validate, and ultimately respond to a cri-
sis,” Steinberg says. “While social media
is often the tripwire of a crisis, embracing
the medium enables brands to get in front
of a situation from a public affairs and
customer relations perspective before it that mold was found inside, and more A report in socialmedia.com revealed
spirals out of control.” than 30 social media stories were posted that 71 percent of consumers who have had
Additionally, from a customer perspec- about the issue that day. a positive social media service experience
tive, customers are utilizing social media Chobani quietly communicated the with a brand are likely to recommend it to
more than ever to voice their complaints issuance of a voluntary withdrawal to others. Companies that used one of the
and highlight issues in a public manner, stores, instructing them to remove the af- more popular social media channels when
which adds increasing pressure for brands fected products. It wasn’t until September informing consumers of product or pack-
to act quickly and efficiently. 5, however, that Chobani addressed the aging problems suffered from less of a neg-
problem head on and set up an aggressive ative sales reaction than organizations that
A Stronger Connection campaign. didn’t have Facebook or Twitter accounts.
No matter the social network (Facebook, “A Facebook post was issued reporting Even so, Smith recommends that when
Twitter, Yelp, etc.), blog, or online forum, that a decision had been made to remove consumers raise a food safety related issue
the social web is offering customers a more yogurt from selected stores due to ‘isolated on social media, companies should take
personal connection, which is why social quality concerns.’” Bentele says. “To note, the conversations offline.
media involvement is vital in a crisis. carrying out a withdrawal rather than a “Food safety and customer support
“Hearing about a crisis before the issue recall did lead to some criticism on social teams need to work directly with the con-
has snowballed and developed is import- media channels as the company was per- sumer to best understand the issue,” he
ant because consumers can be protected ceived as not having taken the issue seri- says. “This involves around-the-clock
and reassured that they are doing business ously enough.” monitoring on social media channels,
with a firm that cares,” Bentele shares. “If In March of 2015, the outbreak of the maintaining a consistent voice across var-
managed effectively, social media chan- H5N2 avian influenza (bird flu) was the ious channels, and leading with the facts—
nels enable a company involved in a crisis largest in U.S. history and ravaged the whether that be a press release, respective
to manage the issue more closely and move Midwest’s poultry population. Steinberg response, or customer letter.”
an issue into an offline environment where notes Dataminr was able to provide re-
the full facts can be identified.” al-time notifications as the outbreak im- The Downside of Social Media
One example of where social media pacted supply, production, and sales for Unfortunately, there are some negatives
formed part of the process was when the commercial poultry processing and bio- to relying on social media for communi-
Greek-style yogurt company Chobani had tech companies. These notifications kept cation with consumers. For one, social
an issue on Aug. 26, 2013. Customers com- things from escalating due to false infor- media channels are open to hacks and
plained that products were exploding and mation spreading. (Continued on p. 22)

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makers in food manufacturing, food service/retail, and regulatory and research
institutions on strategic and tactical approaches required in a rapidly changing
food market by examining current products, technologies, and philosophies.
In the fast-paced era
we live in and 24-hour
news cycle, companies
need to be monitoring
the conversation
on social media and
be proactive about
handling any direction
that it might take.

(Continued from p. 20)


hoaxes, which can be very damaging to a
brand. And in the social media world, it’s
more about a company being “guilty until

©JULIEN EICHINGER - STOCK.ADOBE.COM


proven innocent,” which makes it criti-
cal to manage negative messaging very
carefully.
A study by Lithium revealed that 78
percent of people who complain to a brand
via Twitter expect a response within an
hour.
Winston Churchill once said, “A lie gets
halfway around the world before the truth
has a chance to get its pants on.” And that “As an uncontrolled media source, it’s food crisis. While the messages and con-
was before the advent of the Internet! difficult for all parties to determine what is versations being shared by consumers
The speed at which a food safety inci- and isn’t fact,” Bentele notes. “As such, it’s about a brand are more frequently brought
dent escalates can get out of control. For critical for companies to have the market- to light, being part of the conversation—or
example, on Dec. 8, 2017, a customer of ing and PR expertise to help manage social at least being aware of it—is a powerful
Primark complained about a fire risk issue media issues effectively. Honest informa- benefit that has not always available to
relating to a low-cost candle and this sin- tion will often get lost amongst sensational food brands.
gle complaint was responsible for 250,000 and inaccurate information.” “Social listening should be an active
shares among all major media streams Reninger believes the social space has and diligent practice of food brands, as
within a matter of hours. been both a curse and a gift in the area of food can either nourish us or serve as a

A Dangerous Disconnect: A Need for More Consumer Engagement


While food companies, federal regu- Federal regulatory agencies are held values, so simply providing facts or in-
latory agencies, and farmers are held most responsible for ensuring safe food, formation isn’t enough,” said Roxi Beck,
responsible for ensuring the health and following by food companies and farm- director at CFI. “Meaningful engagement
safety of food, not all are trusted to get ers, according to the survey. However, can be a game-changer.”
the job done, according to new research when it comes to trust, federal regulatory Transparency is a powerful trust-
from The Center for Food Integrity (CFI). agencies rank eighth and food compa- building tool, she said, and can be
The findings illustrate a dangerous trust nies rank last on a list of 11 choices. achieved in many ways, “ranging from
deficit that breeds increased public “A lack of trust can result in increased photos and videos to blogs that invite
skepticism and highlights the need for pressure for additional oversight and questions.”
increased consumer engagement by the regulations, rejection of products or Segmenting by influencer audiences,
food system. information, and consumers seeking including moms, millennials, foodies,
“If you’re held responsible and alternate, and perhaps unreliable, and early adopters, CFI’s research sur-
trusted for ensuring safe and healthy information sources,” said Arnot. veyed U.S. consumers on more than
food, you are seen as a credible source,” The research urges farmers and food 50 topics including most important is-
said Charlie Arnot, CEO of CFI. “However, companies to engage consumers in a sues, trusted sources, purchasing behav-
if you’re held responsible but not trusted, way that addresses their underlying con- iors, pressures impacting food choices,
that’s a dangerous disconnect that can’t cerns. “Consumers want to know that and attitudes on farming and food manu-
be ignored.” farmers and food companies share their facturing.—FQ&S

22 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
CO V E R S T O R Y : C R I S I S M O D E

toxin,” Reninger says. “The earlier a brand Still, more needs to be done. A recent media for their storytelling,” Steinberg
knows about a concern or crisis, the better study on children’s products by the con- says. “Frequently, as food-related social
able it is able to get involved and be a driv- sumer group Kids in Danger found that only media posting ‘goes viral,’ a media outlet
ing part of the solution.” 25 percent of manufacturers with a Face- will directly reach out to the poster asking
book page use it for product recall news. permission for usage, an interview, or other
Preparing for Action In the fast-paced era we live in and engagement. Seeing these interactions
A recall typically takes everyone involved 24-hour news cycle, companies need to provides brands with an opportunity to
by surprise—it’s a sudden, unplanned be monitoring the conversation on social engage with both the media and an unsat-
event, which is why Tellem notes a com- media and be proactive about handling any isfied customer, and be proactive in their
pany can reduce the fallout by having a direction that it might take. crisis response.” ■
crisis plan in place. “With limited resources, media are
Loria is an award-winning journalist based in Oakton, Va.
“It doesn’t need to be comprehensive, becoming increasingly reliant on social Reach him at freelancekeith@gmail.com.
especially if that means you won’t make
any plan,” she says. “It needs to be a clear
roadmap to follow when the bad thing hap-

Lighten
pens. You are more likely to crack it open
and follow it if it is succinct and easy to
implement. You will need a top to bottom
survey of past incidents and what could go

Up!
wrong today.”
Team members involved should be
those who can think on their feet, have rel-
evant experience, and are close geograph-
ically to the business. She also suggests
training the spokesperson (and a backup)
with a professional media coach by hold-
ing on-camera rehearsals and practicing
message points.
According to Bentele, companies need
to have a robust system in place ready to go
if a food safety issue were to pop up, and
it needs to be very clear about the compa-
ny’s understanding of what would be con-
sidered as an online crisis, and potential

Annual Lamp
options and preparations to be considered
for each.

Sale Underway.
“Establish a crisis team with clearly de-
fined roles and responsibilities and ensure
your business has access to marketing and
social media expertise,” he says. “If this
isn’t available internally, consider an out-
sourced provider to assist with strategic • Safety-Coated Lamps Available
planning and support.” • 2018 Audit/Compliance Date Labels
He also suggests regularly running
through crisis exercises and drills with the • Scatter-Free Glueboard Traps and
response team and considering including Electric Fly Killers
complex social media issues, such as false
posts and the spread of misinformation.
“Carry out a full analysis of your worst-
case scenarios and engage media liaisons
for these, should the worst occur,” Bentele
INSECT LIGHT TRAPS
says. “Ensure that when you do encounter
a crisis, all parties are secure in their as-
signed roles. Training and preparation is
(800) 966-8480
critical; the businesses that survive crisis www.insect-o-cutor.com
issues do not remain silent and will engage
with their customers to regain their trust.”

February / March 2018 23


HOW
TO HANDLE
FOOD
RECALLS
IN THE
DIGITAL AGE
Best practices in making recalls more efficient and manageable to avoid reputational damage
BY PETER GILLETT

F
ood recalls often leave a bad taste in your mouth in more tionship management (CRM) systems; fast and inexpensive noti-
ways than one. In addition to being a public health issue, fications; easy response options for customers, and automated re-
food recalls also present economic issues. A joint study by sponse reporting dashboards to show performance and hopefully
the Food Marketing Institute and the Grocery Manufacturers conformance as a result. So how can manufacturers utilize digital
Association found that the average cost of a recall to a food com- platforms to make food recalls more efficient and manageable?
pany is $10 million in direct costs.
If an individual or group of people decide to sue a company Dedicated Recall Management
over a food recall, the legal fees can add up quickly. Additionally, Food recalls can be managed seamlessly and efficiently on a
manufacturers could face government fines. In 2015, ConAgra dedicated recall response database. This eliminates the need
agreed to pay $11.2 million in fines and forfeitures connected with for complex, manually updated spreadsheets and other paper
the charge that it shipped contaminated peanut butter linked to a documents, and provides an accurate system to produce up-to-
2006-2007 nationwide outbreak of Salmonella poisoning. the-minute reports at the touch of a button. All of your customer
In addition to lasting financial effects, poorly managed prod- information is stored in one centralized place with access available
uct recalls can have devastating consequences on a company’s across departments for internal key users. This is then updated
reputation, market share, and bottom line. A Harris Poll found automatically as customers are notified and when they respond.
that 85 percent of Americans would get angry if a company has a
crisis or issues a product recall. However, there is no data that can Digital Response
exactly predict how high food recall costs might climb. The scale Social media has changed the speed at which organizations must
of a recall as well as how it’s handled will have the most lasting respond. It has provided the public with a very easy way to vent
impact in the minds of consumers. their anger, which can then escalate at significant speed. Social
media posts can quickly transform into headline headaches in
Timing is Everything traditional media outlets. However, this same tool can also allow
News of a food recall can spread rapidly. According to a Fresh- manufacturers to quickly manage responses and handle a neg-
fields Brucknhaus Deringer survey, 28 percent of all crises spread ative situation effectively. This is why having a digital channel
to international media within one hour, 69 percent spread to an strategy ready to follow is so vital.
average of 11 countries within 24 hours. When a recall occurs, the Consumer Product Safety Com-
With so many aspects of organizations moving away from mission typically requires that social media notifications be in-
paper and into the digital age, it seems that the management of cluded in corrective action plans. Steps for a product recall digital
©MIKKO LEMOLA - STOCK.ADOBE.COM

product recalls hasn’t quite kept up. Food recalls are serious tasks response include:
for any company to undertake, which is why they can’t be man- • Provide a dedicated URL in your notifications to allow your
aged with outdated processes, such as spreadsheets and paper stakeholders to respond securely online;
responses. • Allow these responses to be automatically added into your
Modernizing recall management process results in: accurate dedicated recall database, and attached directly to each con-
and up-to-date customer data stored on modern customer rela- tact’s record;

24 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
H O W T O H A N D L E F O O D R E C A L L S I N T H E D I G I TA L A G E

• Avoid the potential risk of human error when manually enter- them prepare for the unexpected occurrence of a recall or a crisis.
ing data from paper responses; and This can have the most dramatic effect on the performance of any
• Build up a seamless workflow, from notifications to responses recall, as an expert can help in the following areas.
and follow-up, thus simplifying the whole process of managing Determining responsibilities. Define terms and assign roles
recall communications. and responsibilities. Managers from across the company will be
Digital tools like marketing automation and social media mon- available to handle operations, production, purchasing, customer
itoring provide quick communication and gain immediate stake- service, marketing, and finance.
holder perception and feedback. In addition, they enable you to Developing an online recall flowchart. This becomes the core
convey your message to customers and show that you are present ingredient of every aspect of recall management.
and fully engaged with them. Messaging. Prepare a variety of messages for each recall class
and divide them according to customer, stakeholders, and media.
Accurate Reporting Have templates on hand with a choice of messages, which can eas-
When a food recall occurs, manufacturers not only have to face the ily be modified in a crisis.
public, but they typically have to report to a government agency. Identifying the product locations. It’s the company’s respon-
Recall authorities often request that companies dealing with a re- sibility to know the quantities in production, distribution, and
call submit status reports biweekly (or at least monthly), making which consumers have them and where they are. This links back
automation a priority. Automated reporting can include: to a recall CRM database, and is without doubt, the number one
• Number of consignees notified of the recall, and date and cause of recall announcement delays.
method of notification; Notifying all affected parties. During a recall, it’s important to
• Number of consignees responding to the recall communication follow the appropriate regulatory agencies’ procedures in a timely
and quantity of products on hand at the time it was received; manner, typically in this order: agency, distribution chain, and
• Number of consignees that did not respond; then consumer.
• Number of products returned or corrected by each consignee Commencing the recall and monitoring its stages. This
contacted and the quantity of products accounted for; includes:
• Number and results of effectiveness checks that were made; • Remove: All efforts made to remove the product from the
and marketplace;
• Estimated timeframes for completion of the recall. • Control: Ensuring recalled products do not re-enter the market;
When using a dedicated recall response CRM database, this • Dispose: Follow agency or other protocols for disposing of the
information is available to view and download quickly, whenever item;
the authorities require it. • Measure recall effectiveness: Check all appropriate actions
have been taken and all parties notified, and whether con-
Proactively Partner with an Expert sumer feedback is neutral, negative, or positive; and
Because food recalls are often complex, many manufacturers are • Recall termination: Only once all regulatory parties have au-
proactively partnering with recall management experts to help thorized it.
Conducting and practicing mock recalls on a quarterly
basis. This includes:
FDA’s Recall Process Needs Improvement • Choosing a product for the mock recall;
• Traceing the product from the source to the finished product;
The Department of Health and Human Services’ Office of • Verifying communication systems, i.e., emails, address, tele-
Inspector General (OIG) recently released a report to de- phone numbers; and
termine whether FDA is fulfilling its responsibility in safe- • Documenting each mock recall and modifying the strategy to
guarding the nation’s food supply now that it has man- correct any aspects not factored in.
datory recall authority. The report found that FDA did not
Preparation is key in recall management, which hasn’t
always have an efficient and effective food-recall process
changed in the digital age. However, digital tools help managers re-
that ensured food safety. OIG identified deficiencies in
FDA’s oversight of recall initiation, monitoring of recalls, spond quicker, limiting brand damage. Still, for many companies,
and the recall information captured and maintained in managing a major food recall is now too big a task and the risk too
FDA’s electronic recall data system, the Recall Enterprise great to tackle it alone. Food recalls come with real costs that can
System (RES). OIG found that FDA could not always en- damage the bottom line and destroy a brand. Investing in a partner
sure that firms initiated recalls promptly and that FDA did that can properly manage a recall can often save a company mil-
not always: evaluate health hazards in a timely manner; lions of dollars in lost sales and reputational damage.
issue audit check assignments at the appropriate level; Remember that all crisis communication strategies should be
complete audit checks in accordance with its procedures; revised on a regular basis. By ensuring you have digital channel
collect timely and complete status reports from firms that
experts in place as part of your crisis management team, your com-
have issued recalls; track key recall data in the RES; and
pany is already in a good position to defuse any potential damag-
maintain accurate recall data in the RES. For copies of the
complete report, contact Public.Affairs@oig.hhs.gov.— ing situations. ■
FQ&S Gillett is CEO of Marketpoint Recall, an international recall response agency. Reach him at
pgillett@Mktpoint.com.

February / March 2018 25


Safety & Sanitation P E R S O N A L H YG I E N E

It is possible for a glove manufacturer


to achieve FDA Title 21 CFR Part 177 certifi-
cation for a glove, then alter manufactur-
ing and hygiene practices, and use cheap
raw materials to save costs. Cheap raw ma-
terials lower glove strength, flexibility, and
durability—increasing glove failure rates,
and may also introduce toxic compounds,
including known endocrine disruptors and
potassium cyanide to glove users and food
products.
Fluctuations in raw material prices and
the demand for lower costs from the end
user puts manufacturers under pressure to
sacrifice ingredient quality and substitute
raw materials to meet these demands.
The opportunity also exists for deliber-
ate or accidental contamination within the
manufacturing process, which the FSMA is
now addressing.

Are Food Service Gloves Food Safe?


Are Your Disposable The AQL of a disposable glove is the “Ac-
ceptable Quality Level” and refers to a

Gloves Food Safe? quality standard for measuring pinhole


defects. Glove manufacturers test a ran-
dom sample of gloves from a batch during
A scientific focus at why disposable gloves can amplify initial production. The lower the AQL, the
safety risks and how these can be mitigated with the type of less defects gloves have. An AQL of 1.5, for
glove used | B Y S T E V E A R D A G H A N D L Y N D A R O N A L D S O N , B S C example, requires that gloves be manu-
factured with no more than 15 failures for

T
every 1,000 gloves produced.
he FDA Food Safety Moderniza- What are Food Service Gloves? In comparison to medical or examina-
tion Act (FSMA) was introduced Food service gloves are certified under tion grade gloves, no formal government
in 2011, aiming to prevent food FDA Title 21 CFR Part 177, which states that regulations or inspection program exists
contamination and subsequent the components of the glove must comply for food service gloves over and above the
foodborne illnesses rather than just re- with the FDA regulations and consist of FDA Title 21 CFR Part 177 regulation. There
spond to it. One overlooked element “Substances generally recognized as safe is no AQL requirement for food service
within the FSMA is disposable gloves. for use in food or food packaging.” gloves, meaning there are no guidelines for
Labeled as intermittent contact items, the However, the quality and safety of maximum pinhole defects—no guidelines
risk of contamination from these products disposable gloves is limited to Letters of for the number of failures per box.
is not seen as great enough to warrant Compliance and Guarantee on the gen-
close observation. eral make and model of the glove submit- Glove Holes and Contamination
However, growing scientific evidence ted (once) for testing, not necessarily the Moreover, the human skin is a rich en-
shows disposable gloves, in direct contact subsequent gloves produced. There are vironment for microbes consisting of
WWW.DENYSPRODUCTION.COM

with food, can and do affect food safety, few controls required for glove manu- around 1,000 species, and the skin sur-
with around 15 percent of food service facturing relating to the reliability of raw face can contain on average 2 million
foodborne outbreaks implicating contam- materials, manufacturing processes, and to 10 million microorganisms. Most are
inated gloves as contributory factors in the factory compliance after the certification resident species, some with the potential
outbreak. has been awarded. to cause disease (Staphylococcus spp. or

26 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
Streptococcus spp.), but transient patho- and meat—where they become mostly sol- Both DINP and DEHP have been found
gens are the driver of foodborne infection uble. Phthalate plasticizers can also be ab- to adversely impact human health and
transmission. sorbed through workers’ skin and quickly have been added to the Californian Prop-
Organisms can become resident col- contaminate food products. osition 65 list of chemicals known to the
onizers on hands, and combined with a Exposure to DEHP has been associated state of California to cause cancer.
glove puncture, a “liquid bridge” of mi- with adverse reproductive, neurobehav- Studies conducted in Japan found that
crobial contamination can flow to contact ioral, and respiratory outcomes in chil- use of disposable PVC gloves during the
surfaces of food. dren and metabolic disease risk factors preparation and packaging of meals was a
Studies have shown up to 18,000 such as insulin resistance in adolescents major source of dietary intake of DEHP. The
staphylococci can pass through a single and adults. (Continued on p. 28)
glove hole during a 20-minute period, even
though the hands had been scrubbed for
10 minutes prior to gloving. With more

There is no AQL require-


ment for food service
gloves, meaning
there are no guidelines
for maximum pinhole
defects—no guidelines
for the number of
failures per box.

than 250 different foodborne diseases as-


sociated with food or drink, there is ample
opportunity for leaky gloves to share re-
sponsibility for transmission.
In-use glove studies show that 50-96
percent of glove punctures go undetected
by wearers, with the potential to release
tens of thousands of bacteria from internal
glove surfaces to food.

Chemicals that Cause Cancer


Vinyl (PVC, polyvinyl chloride) gloves
are the most commonly used glove in
food handling and processing in the U.S.
due to assumed price savings. Up to 50
OUR WEBINARS SATISFY
percent of vinyl glove raw materials are
made up of plasticizers which, to reduce
costs, can contain inexpensive phthal-
YOUR APPETITE TO LEARN.
ates DINP (Diisononyl phthalate) and
DEHP (Bis(2-ethylhexyl) phthalate), and
BPA (Bisphenol A). A host of audio and video webinars are available on
Phthalates have been shown to leach
from products into the human body via
demand at www.foodqualityandsafety.com/webcast/
ingestion, inhalation, and dermal ab-
sorption. Because phthalate plasticizers
are not chemically bound to PVC, they can
easily leach and evaporate into food, par-
Take Your Pick!
ticularly fatty foods, such as butter, oils,

February / March 2018 27


SA F E T Y & SA N I TAT I O N Personal Hygiene

(Continued from p. 27) Union has banned the use of DEHP in food gloves favor transfer while the more hy-
same study also demonstrated a decline service gloves out of concern that the chem- drophobic nitrile gloves have reduced
in DEHP levels in prepared meals after the ical will leach into food and be ingested. risk.
ban of DEHP in PVC gloves in Japan. Adverse health effects of exposure to From a food safety point of view, be-
Food is likely contaminated with BPA and phthalates in U.S. food and occu- cause food worker’s gloves are in direct
phthalates and BPA during processing pational settings is estimated to result in contact with food, cross-contamination
from PVC in materials such as PVC (vinyl) $175 billion in healthcare costs. will follow the path of least resistance, in
gloves and food packaging materials. this case favoring vinyl glove pickup and
In 2001, Japan banned PVC gloves for Vinyl Gloves and Cross- transfer. Protecting food from bacterial
food handling due to the well-documented Contamination and viral transfer from a gloved hand is
adverse effects on health. The European Gloves have the potential to mitigate, essential for food and consumer safety to
transfer, or amplify cross-contamination reduce foodborne illness and death.
risks. As a result of his work Michaels com-
There is a growing accumulation of mented that, “Food safety managers are
Further Instilling scientific evidence showing vinyl gloves gambling with the odds of a Listeria mono-
Good Personal Hygiene (over other types) are responsible for a cytogenes outbreak or some other extreme
majority of cross-contamination events in event, if they do not look at the science
BY HENRY CARSBERG food handling related to glove use where involving bacterial transfer and glove
Gloves provide a barrier from bare hands, glove type is identified. use. Conditions for cross-contamination
but disposable gloves have a one-time Due to their polymeric structure, nu- can be disrupted by making scientifically
use. Case in point, in the medical field, merous studies have shown vinyl gloves based, food safe glove selection choices”
gloves are used and changed as per pa- have an increased permeability to bacteria Consider the following takeaways
tient. Likewise, when employees leave and virus, and in some cases, begin leak- when procuring your disposable gloves
the food processing area, gloves must be ing as soon as they are donned, increas- to lower the risk of adverse food-borne
removed; upon return, they must put on ing the risk of cross-contamination for events.
new gloves. both the glove users and the food they are • Only choose disposable gloves with an
When preparing RTE or other food
handling. AQL of 2.5 or less—pay for gloves that
products in a deli, gloves must also be
Recent independent research con- are suitable for food handling. The cost
changed when the employee is mov-
ing from one product to another. For in- ducted by international scientific consul- of an inferior glove is low, but failure
stance, shellfish to fin fish and fresh wa- tant on food safety and glove expert Barry rates can be high.
ter seafood to salt water seafood. When Michaels has also shown that the risk • Beware of cheap imports that may be
I conducted sanitation training for a na- of cross-contamination via vinyl gloves reject clearance lines—you may be pay-
tional supermarket’s deli department, I when used in food handling is significant ing for glove failures and the potential
noticed a food server who moved from when compared to nitrile gloves. spread of bacteria and virus.
cheese to sliced meats, then to maca- The science involved in cross-con- • Prevent glove fraud by purchasing
roni salad and to deep-fried tenders, and tamination is complex, involving the from reputable suppliers with quality
finally to handling the money—all with- physical chemistry of surfaces, soils, and control procedures in place and known
out changing their gloves. Unfortunately,
pathogens. Liquid and soil transfer to and raw material content of gloves.
this is not unusual. But it is wrong!
Gloves can provide a false hope if not from surfaces is controlled by forces of at- • Purchase cost-effective nitrile gloves to

used correctly. traction governed by the surface tension reduce the risk of cross-contamination
As a result, I recommend using a liq- of liquids (or semi-solids) and the surface of food.
uid hand dip. Employees dip their bare free energy of surfaces. • Following correct hand hygiene is es-
hands in a solution of sanitizer, then they The surfaces of polyvinyl chloride (vi- sential. Effective hand washing pro-
dry their hands. Similar to using gloves, nyl) gloves are more energetic than nitrile cedures, including washing around
employees need to be properly trained on gloves, with pickup and spread thermody- and under fingernails, limit microbes
using this system. Management needs to namically favored. This means that food exposed to the damp inner glove envi-
regularly monitor for compliance. and human soil contaminants are more ronment. ■
There are also hand sanitizing ma-
easily picked-up and spread over vinyl
chines on the market that wash employ- Ardagh is CEO and founder for Eagle Protect PBC, which
ees’ hands in a warm sanitation solution glove surfaces and anything they touch
specializes in the supply of food safe disposable gloves and
and automatically dry their hands. I’ve when compared to lower-stick nitrile clothing, while Ronaldson is VP of marketing at the organiza-
gloves. tion. Reach Ronaldson at Lynda@eagleprotect.com.
found that most food employees pre-
fer this convenient method. Any method Published studies by independent
that will encourage employees to sani- investigators confirm that glove material
For supportive literature on this article,
tize their hands is a win-win situation. ■ and glove hydrophobicity were the most go to the online version at www.Food-
important factors influencing bacterial QualityandSafety.com in the February/
Carsberg is a sanitarian with more than 30 years of experi- transfer from a contaminated surface to March 2018 issue.
ence in food plant sanitation. Reach him at henrycarsberg@
yahoo.com. a gloved hand—more hydrophilic vinyl

28 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
2018

Call for Entriс


2018 Annual Food Quality
& Safety Award

Is your company a food processor, service or retailer?


Do you uphold the highest food standards supported
by quantifiable results?
This prestigious award honors the dedication and achievement of a food quality
and safety assurance team that has made exceptional contributions to their
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Quality
at the broadest possible supply chain to
recognize the impact that a few small mis-
takes can have on end products around
the world.
The U.S. Grain Council (USGC) is re-
AG R I CU LT U R E
sponsible for marketing U.S. grain to coun-
tries all around the globe. Price and quality
remain the two primary factors on which
deals are based. In a low-price world, the
organization has heard more and more
about the importance of grain quality.
Tom Sleight, president and CEO of
USGC, recently penned an editorial in
which he explained how more buyers have
increased their complaints about grains ar-
riving on their soil. The list of complaints
ranges from broken kernels and dust, to
a diverse roster of foreign materials. This
might seem like a standard concern, until
you dig deeper and learn that the foreign
materials include anything from stainless
steel bolts and dead animals, to the “occa-
sional” cell phone. These foreign materials
did not magically appear at the final des-
tination, and buyers have grown increas-
ingly frustrated by the problem enough to
seek alternative sources of grain.
“These concerns can affect our com-
petitive position,” Sleight wrote on the
impact of these concerns. “In this mar-
Being Proactive ketplace, many customers look at all op-
tions—from South America and the Black

About Grain Quality Sea region.”


Not all of these quality concerns are the
direct result of farming operations, many
Understanding the quality of their grain allows farmers are the result of multiple transfers into dif-
to set a fair price and better negotiate with buyers across ferent vessels across a dozen time zones.
the country | B Y B R E N N A N T U R N E R However, it is important to know that
whether you are 10 miles from a mill or the

I
first stop of a trip into another hemisphere,
n recent years, sharp downturns in the local level. High-quality grains that food quality control starts at the farm level.
global corn and wheat prices have meet rigid buyer specifications can cap- As the USGC explains, farmers can take
forced farmers to re-evaluate their ture a higher price. Most farmers know a few steps to preserve grain quality. These
grain marketing strategy. While hun- that higher protein content and less crop factors can also play a major role in secur-
dreds of factors have impacted grain prices damage provides the opportunity to fetch ing a higher price when they bring their
over the last decade, the ones that gener- a better price. For farmers to get ahead grain to market.
ate headlines typically center on broader in the midst of continued grain pricing
macroeconomic issues. Two primary fac- fluctuations, they need to address buyer Protecting and Preserving
tors include: 1) the surge in corn produc- concerns and incorporate several small, Grain Quality
tion from Brazil and Argentina, which has measurable steps into their best practices. Ensuring grain quality does not need to
increased competitiveness for American be a grueling task. Once harvest is com-
©DUSAN KOSTIC - STOCK.ADOBE.COM

farmers, and 2) the rise of wheat produc- Global Reputations Start at Home plete, four simple steps can protect and
tion and exports along the Black Sea, Most farmers already know where their preserve grain for when it is time to bring
which has created new price challenges crops are heading, who their buyer is, it to market.
for producers in the U.S. and Canada. and what products will be developed 1. Understand speed of harvest. In a
Naturally, shifting dynamics have from their harvest. But to understand the conversation with Kurt Shultz, director of
driven conversations on grain quality at food quality challenges, they need to look global strategies, USGC, he says that farm-

30 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
ers don’t have a lot of control over events abroad, a direct result of cracked kernels in power. However, grain testing gives farm-
ahead of the harvest. Weather and other storage. Many farms have invested in chain ers more power in the market. For exam-
key factors can alter the pace and success conveyors or rubber belt conveyors in lieu ple, tools like FarmLead’s GrainTests.com
of the harvest on a year-to-year basis. of the traditional screw-type auger for mov- platform give farmers the ability to under-
However, the speed of the harvest can ing grains. Despite the higher cost of such stand their quality by connecting them to
certainly affect the quality of the grain as equipment over augers, the damage done over 50 independent grain testing labs to
it is gathered. Farmers rushing to gather to kernels is far less, and farmers may be test their grain.
their grain can increase the accumulation rewarded for improved grain quality. When buyers are stretched for prod-
of foreign materials. Shultz says that this 4. Monitor the grain in storage. As uct, they cite the importance of having all
begins a chain reaction that leads to the farm storage bins have grown in size, the of the data in front of them to make a quick
accumulation of foreign materials down- task of monitoring the grain in the bin has and sensible purchasing decision. “As a
stream like dust. become more difficult. Four decades ago, buyer, one of the most valuable things that
2. Clean the grain and grain storage. large farm bins were 10,000 bushels in we need to see is those tests,” said Court-
Grain sanitation during harvest is the first size; today they exceed 100,000 in some ney Boryski, a grain trader with Hansen-
line of defense against quality problems cases. The expanding height and diame- Mueller, in an interview with FarmLead.
down the supply chain. Pests do not tra- ter of grain storage bins make detecting “With durum, spring wheat, and hard
ditionally invade when crops first arrive in “hot spots” even more difficult than in the wheat, we need to see these quality specs.”
storage. They tend to enter bin openings smaller bins of years past. Today, farmers Boryski admitted that she will pay more
or have been present in bins before arrival. often choose to invest thousands of dol- money for grain and related specifications
Thus, sweeping a bin out before new grain lars towards in-bin monitoring systems. that she needs.
is dumped into it is a simple way to manage These systems are sophisticated such that However, she also stressed the impor-
against insects in the grain. they detect changes in stored grain’s tem- tance of having all of this data available.
Another simple thing to do is get the perature, humidity and moisture content, “It’s valuable to see if they have grading
grain tested to understand what good and and the amount of carbon dioxide in grain tests for what they are selling,” she added.
bad variables are in the grain. The fact is, bins. Farmers who detect spoilage quickly “I may pay a higher price because I can get
diseases like aflatoxin in corn or vomitoxin are often able to “rescue” a grain bin and what I want.”
in cereals can cause serious problems for prevent significant economic loss. The second way to get a better price in
animals who are consuming the grain, and this environment is to consider alternative
diseases can transfer up through the food Getting the Best Price for markets. One of the increasingly popular
value chain towards the consumer. Your Grain ways to meet new buyers is to engage them
As all grain companies are now testing The four processes listed above are criti- on digital marketplaces that enable farm-
for these diseases, farmers need to be more cal steps for preservation and delivery of ers to showcase their grain and quality.
proactive about knowing their grain’s qual- quality. But there is an additional step to Farmers who market their grain to more
ity. This empowers a farmer to clean and/ the process that can ensure success and buyers have more opportunities to sell
or separate good grain from bad grain, and improve a farmer’s reputation for quality. their product to new markets. In some
ensures a higher quality food chain. For farmers to compete on quality, they cases, farmers who sell grain through
3. Focus on the drying process. Dry- need to know what separates their grain online marketplaces are able to negotiate
ing grain immediately after it is harvested from local competitors. better crop prices than their local-mar-
is also critical as high moisture can create Farmers can take two important steps ket average. With access to more buyers,
major quality problems. Spoilage and loss to ensure that they find buyers who are competition for high-quality products
due to mold can begin to reduce the quality willing to pay more for their grain. increase. In addition, buyers are able to
of grains in less than 24 hours. Farmers are First, farmers should always have quickly file through a number of offers
better equipped to dry grains today than specifications on hand to ensure that they and new sources that they may not have
they have been at almost any time in the can begin the marketing process with all known existed in specific markets.
last several decades. Still, drying grain is the information needed to attract buyers. Adding a few best practices to farm
a time consuming task, and proper drying Tight markets like the ones witnessed in management and grain marketing efforts
techniques must be taken into account: the Summer of 2017 in the Dakotas had a will help farmers get a better price and
utilizing appropriate heat, having correct shortage of high-quality wheat. With that improve their reputation for quality in an
levels of static air pressure in the drying in mind, many buyers scrambled to find increasingly competitive industry. After
chamber, cooling grains at a slow rate, and higher protein levels to meet their quo- all, the farmer is catering to the consumer.
handling wet grains as little and as gently tas. Buyers are willing to pay more money Getting the most of every dollar that a con-
as possible. for grain with distinct specifications like sumer spends on food is rooted in know-
Drying grain slowly prevents stress protein content, falling number and hard ing the quality of grain as soon as it comes
cracks in kernels, a problem that can com- vitreous and non-vitreous kernels, and off the field. ■
pound. In fact, buyers from South Korea moisture levels.
and Japan have recently raised concerns In today’s agricultural markets, low Turner is the CEO of FarmLead. Reach him at b.turner@
about dust once they reach the destination prices do favor buyers and reduce a seller’s farmlead.com.

February / March 2018 31


QUALITY AUDITING/VALIDATION

the ongoing implementation and mainte-


nance of the food safety systems against
the standards coupled with the annual in-
dependent audit requirement means food
safety attributes and quality standards of

Reminder
the products are continually monitored
and improved.
Many businesses seeking certifica-

Why Audits tion thought that once they were certified,


they would be “Compliant” forever as

Are Part of the long as they did not change a thing. Un-
fortunately, this strategy did not apply to

Food Safety the “modern” GFSI-recognized schemes.


These were designed to be under constant

System
review and improvement. Since 2008, the
SQF standard has undergone five revisions
(Editions 6, 7.0, 7.1, 7.2, and 8.0). The SQF
The benefits of having a Technical Review Committee is responsi-
certification system like SQF ble for making updates to the SQF Code
and is comprised of stakeholders with
to meet customers’ needs representation from food retailers, certi-
BY ROB CARPER fication bodies, and food processing pro-
fessionals with experience and insight into
how to construct effective food safety pro-
grams. This periodic revision process has
forced SQF Practitioners and the industry

A
to embrace and manage their food safety
re you a believer in the benefits mitment to safety with direct oversight systems in a manner that manages change
of having a documented and for the food safety system through annual and constantly improves their food safety
effective food safety system? reviews and continuous improvement. systems to adapt to these changes. As an
Many food plant operators have In the past, Hazard Analysis and Critical example, the SQF Code requires that all
built a system because most of their cus- Control Point (HACCP) food systems rec- SQF-certified food processors (called “sup-
tomers indicated that they would need ommended management commitment in pliers” prior to Version 8.0 but now called
to develop that system to continue doing the guidance document, but SQF man- “sites”) comply with existing government
business with them. As a result, a large dates it. If the practitioner practices the food safety requirements. Ultimately se-
segment of the industry has charged for- program and improves its structure and nior management is kept informed as to
ward with Safe Quality Foods (SQF) and function over time, consumers will get how the system is delivering safe food and
other Global Food Safety Initiative (GFSI) products with higher and higher levels of protecting their brand and the consumer.
third-party certification systems to meet confidence in food safety.
customers’ needs. With many food produc- Constant review by this master of the The Power of Audits
tion facilities now having SQF-like systems system is required. Even though this is a re- Another important attribute to GFSI-rec-
in place, it’s a good time to explore the ben- quirement that is a benefit to the operation, ognized schemes, such as the SQF stan-
efits of having this type of system. practitioners vary in its use. If they have a dard, is that there are rigorous criteria and
strong process for review in place, it not ongoing training requirements to become
Management Commitment only serves the customers and consumers, a licensed or certified auditor. All audi-
The strength of any food safety system is it can lead to improvements that reduce li- tors within these systems must have prior
the commitment of management. This ability risk and save the company money knowledge, education, and experience in
commitment drives a cultural shift at the through efficient operation and other dis- a specific food sector. Again, the strength
establishment and is a requirement for covered improvements. The requirements and value of the audit is dependent upon
any food safety system to succeed. SQF to be continually trained and to develop the thoroughness and professional capa-
has inserted management commitment valid food safety plans also adds strength bility of the auditor. The auditor is required
as the first requirement. When going the to the development of standards. to re-register each year to confirm that they
©ARCADY - STOCK. ADOBE.COM

certification route, senior management is continue to meet their requirements for


required to assign an “SQF Practitioner” to The Power of Certification registration. One weakness that is appear-
manage the food safety system. Getting an initial certification only means ing in the GFSI-recognized systems is the
The SQF Practitioner is like the sys- that the system meets the requirements of lack of any requirement to conduct field
tem’s “doctor” and maintains the com- the standard in that moment. However, evaluations of auditor performance, which

32 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
has been demonstrated to be an issue in • Food Safety Fundamentals (prerequi- level list with these resources reallocated,
a few instances where FDA has conducted site programs and other requirements); if audits did not occur.
investigations soon after a GFSI third-party • Food Safety Plans, such as HACCP; While no system is perfect, consistent
certification audit and the differences in and annual auditing enables most operations
the finds was significant. • Quality Plans (a requirement for SQF to achieve “good” or “excellent” within the
The frequency of the audit is also Level 3 certification). current SQF or their own internal rating
important as well as whether it is “an- Food safety plans must be monitored system. Although perfection is probably
nounced,” allowing the plant to prepare, and verified throughout the year, making not obtainable, excellence is certainly a
or “unannounced,” allowing the auditor sure the entire written food safety program goal. Experience has shown that if se-
to get a good idea of the day-to-day oper- is being supported with detailed records at nior management reinforces the need to
ational norms in a food processing plant. the right frequency, capturing operational achieve “excellence,” then it becomes an
Annual audits are required by most of the data. All food safety criteria are required to organizational goal and is obtainable. The
GFSI-recognized third-party certification be supported by records, or it did not hap- audit does keep the system alive and im-
schemes, including SQF. A new feature pen. Each record must be signed by the proving, whatever level is achieved.
in recent years has been the addition of plant person conducting the activity and
mandatory unannounced SQF audits of verified by a trained supervisor or other Customer Expectations Are Met
all suppliers a minimum of once in every authorized individual. Effective audits The customers (buyers) expect excellence
three-year audit cycle. and auditors have to make decisions about in food safety systems, whether the site
With all GFSI third-party certification which records and how many records need has achieved a GFSI-based third-party cer-
programs like SQF, the Certification Body to be reviewed as part of their audit plan to tification, such as SQF, or by other means
(CB) audits the food processor (“site” in provide confidence that the plant was and and recognized systems. The main goal
SQF vocabulary) and in turn, is audited by is implementing its food safety plan in an is to demonstrate a safe and high-quality
the American National Standards Institute effective manner. product for their customer (at retail or food
who reports the outcome to SQFI to make Within the SQF system, the SQF Prac- service level). In most cases, buyers have
sure CBs are applying the SQF standard titioner must conduct verification and come to expect certification in order to ac-
correctly. The site requesting certification validation checks of the entire SQF food cept food products from suppliers/sites,
is re-audited each year by a registered SQF safety program, identify any gaps, and es- but whether choosing to go the GFSI route
auditor qualified to audit that particular tablish a corrective action plan to fix these or not, senior site managers should be al-
type of food. These site audits are required gaps. This could be done using internal locating enough resources to reaffirm their
each year in order to maintain a suppli- audits, analysis of processing data using food safety commitment annually.
er’s SQF certification. This provides a true statistical process control, trend analysis, A well-managed food processing plant
“third-party” component. ingredient and finished product testing, with an effective food safety system utilizes
Companies preparing for an auditor’s or some other metric that would indicate the skills of its food safety personnel as
visit often choose to have a pre-audit con- adequate implementation on a day-to-day well as organizational tools such as inter-
ducted with an independent third-party basis or maintenance of safety/quality. nal and external audits. All staff are held
who will come into the facility with the Without regular external and internal accountable, ensuring that the food safety
same fine-tooth comb, looking for where audits, the commitment of the organiza- team is operating properly, customer com-
food safety systems are running well and tion and the status of the food safety sys- plaints have been addressed, and improve-
where they can be improved. tem would be in question and eventually ments have occurred. ■
Annual audits are a “good” thing be- the diligence in maintaining the system
cause they protect the company and the would suffer. In other words, with com- Carper, who has been in the food safety business since 1975
when he was a veterinary specialist in the Air Force, is cur-
consumer by ensuring the products are peting interests, it is conceivable that food rently an independent consultant at EAS Consulting Group,
manufactured using adequate: safety could fall from the highest priority LLC. Reach him at rcarper@easconsultinggroup.com.

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February / March 2018 33


QUALITY AUDITING/VALIDATION

Are You Ready


for Your BRC Audit?
Taking a close look at the fundamental
requirements in BRC to help with
certification/recertification
BY CHARLES GIAMBRONE, MS

A
fter 25 years of existence, the cific raw material. This needs to be kept The utilization of Band-Aid remedies
British Retail Consortium (BRC) updated and current to show dynamic are criticized by GFSI and BRC. If non-con-
still retains a dominant role in market changes. formities are repetitive or are resolved with-
U.K. and Europe with 65 per- BRC has conducted unannounced out ascertaining “root cause analyses” of
cent of registered sites, and 11 percent in audits as part of its scheme for some time. non-conformities, the Band-Aid corrective
North America, according to BRC Global If you decide to opt for the unannounced actions do not comply with the ethos of
Standards Compliance Program 2016. Al- audit scheme you have to notify your cer- BRC. Specifically, Part 1 Clause 1.1.10 states
though the BRC food safety standard be- tification body within three months of clearly that senior management “shall en-
gan in the U.K., it is now recognized as a your last audit date. You then have to de- sure that the root causes…have been effec-
global standard in the Global Food Safety cide which option to pursue: Option 1 (full tively addressed to prevent reoccurrence.”
Initiative (GFSI) benchmarked scheme. unannounced) versus Option 2 (two-part So, if an auditor finds the same issues being
The current version of BRC is Issue 7, unannounced audit). Option 2 breaks it quickly remedied to pass an audit, that in
which began officially in July 2015. There down focusing on Good Manufacturing itself is a significant red flag.
are several key modifications/changes for Practices (GMPs) in Part 1. Once corrective Food safety plan review and reas-
BRC Issue 7 versus Issue 6. Audit protocol’s actions are completed and verified within sessment. Both the Hazard Analysis and
scopes and exclusions have been tightened a 28-day period, then Part 2 is undertaken, Critical Control Point (HACCP) plans and
to reduce exclusions to an audit. Excluded which focuses on systems and documen- prerequisite programs (PRPs) must be re-
products must be manufactured in a segre- tation. Part 2 can transpire within a 28-day viewed, adjusted, and updated prior to the
gated area of the facility. Supplier approval window. My perspective as a former QA announced or unannounced audit. HACCP
is another addition to create a convergence manager is that I would opt for Option 1 to plans and PRPs ought to be living, dynamic
with the U.S. FDA Food Safety Moderniza- get the process done in one full chunk of documents that are continually reviewed,
tion Act requirements under its Foreign time. However, I can understand why cer- fine-tuned/tweaked, or overhauled de-
Supplier Verification Program. tain plant operations would opt to truncate pending upon changes in personnel, op-
Also in Issue 7, high-risk suppliers the process using Option 2. erations, product portfolio, regulations,
must have more stringent verification and equipment, to name a few.
than simply using questionnaires or certif- Fundamental Requirements Review and reassessment CPs and
icates of analysis. The objective is to have The following are several fundamental re- CCPs must be done on a consistent basis
the supplier adhere to a certification in a quirements that involve actual food safety by the entire HACCP team, and not just the
recognized GFSI scheme, plus take part in plant issues that I have directly dealt with quality team.
first- or third-party audits. in my career. However, please keep in Internal audits and corrective and
Labeling and packaging control have mind that all requirements in BRC are crit- preventive actions. Audit teams should
also been tightened in Issue 7, with a re- ical to your program’s success. include cross functional groups and no au-
quired formalized process in label changes Senior management commitment dit team members should audit their own
©MICHAELJUNG - STOCK.ADOBE.COM

and verification. Another key change is and continual improvement. Reviewing work. The internal audit teams must have
that a BRC certified site must have a docu- programs of my GFSI customers, I find the consistent ongoing refresher training since
mented system to authenticate a facility’s most disconcerting aspect is the “Ground- BRC is a living, dynamic program.
supply chain. A risk assessment program hog Day” syndrome, namely the same is- All listed non-conformities should
must be performed on all raw material sues or problems are not resolved and are be resolved through corrective actions
types to assess adulteration of each spe- continually reoccurring. via root cause analysis to truly attain

34 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
continuous improvement. The need to for forklifts, pallet trucks, and people while Having food safety cross-training en-
assess and correct food safety failures is mapping typical traffic routes as well. This ables the plant team member in question
critical. Remember no Band-Aids here. includes traffic flow of finished product, to be more valuable to the organization
By documenting the non-conformities, in-process products, and waste products. by providing the operation with a degree
establishing clear reasonable timescales Be sure to properly plan the mapping of flexibility. This includes the sanita-
for correction, and using root cause anal- before the capital expenditures and con- tion team, a key cog to the performance
ysis to prevent recurrence, you can create struction are undertaken to eliminate the of a plant’s BRC Standard and HACCP
bonafide continual improvement in your root cause of cross-contamination due to program. An ideal training tool for pro-
food safety program. poor layout design and segregation. Issue duction personnel and sanitation staff is
Layout, product flow, and segrega- 7’s Appendix 2: Guideline on Defining Pro- to have a hands-on class reviewing a SSOP
tion. In most instances for new state-of- duction Risk Zones is a “must” read and with either a problematic piece of equip-
the-art facilities, product flow and segre- should be annually reviewed roughly six ment or environmental sanitation niche
gation in the facility design are done well. months prior to BRC certification. (i.e. drains).
But in many older plants, this fundamen- Training and allergens. For the per- And lastly, many BRC certification
tal requirement is a major concern that manent employee, continual cross-train- sites generate non-conformities due
needs significant capital improvements ing is mandatory. An employee performing to allergen mislabeling, allergen raw
and creativity to achieve proper plant a critical operation must understand the material storage, and allergen change-
design and prevent cross-contamination whole production process and appreciate overs on production lines. Equipment
due to flawed product flow and poor seg- the HACCP plan and PRPs for their current and environmental sanitation procedures
regation of the raw to finished side of plant or future job functions. The re-training must be continually reviewed to ensure
operations. must challenge the employee and re-ad- safety when a production line goes from
Any plant manufacturing RTE or RTU dress, in a new perspective, key precepts one type of allergen to another or to a
products must be diligent in mapping low- of the plant’s operation, basics of food non-allergen product. ■
and high-risk zones with high-care and safety, PRPs, and cGMPs. Plant personnel
Giambrone is vice president of technical services for the
high-risk areas being the critical focus. must understand and be able to explain food safety division at Rochester Midland Corp. Reach him
The site maps have to clearly outline doors the “why” as well as the “how to.” at cgiambrone@RochesterMidland.com.

ADD FOLLOW US:

food
Quality & Safety
@FQSmag
to your
feed www.twitter.com/FQSmag

February / March 2018 35


In The Lab
risk through supply chain and processing
controls.”
The grain products industry is adapt-
ing to environmental and consumer be-
M O I ST U R E
havior induced risk. With a series of food
illness outbreaks associated with low-wa-
ter activity foods, the long-held belief that
low-moisture foods are not a food safety
risk is no longer valid in today’s world. The
need to protect consumers and the corpo-
rate brand from the increasing risk has cre-
ated a need to treat flour with a process that
applies a kill step as a preventive control
for foodborne pathogens like Salmonella
or E. coli.

Treated Flour and Pregelatinized


Flour
Treated flour is the result of heat, stress,
and shear to reduce the risk of foodborne
pathogens. Treated flour is used primarily
as a RTE ingredient in products contain-
ing flour that might be consumed prior to
cooking, such as cookie dough, ice-cream
additives, mixes, seasoning blends, etc.
Pregelatinized flour serves a nutri-
tional and process efficiency requirement
that is also the result of heat, stress, and

Heat-Treated Flour Validation shear but not categorically enough to be


considered a RTE product. The heat, stress,
and shear required to create pregelatinized
Using dry surrogates as the basis for a gold-standard validation flours is very specific to break down the
in low-moisture foods | B Y B R I A N U M B E R S O N A N D J E N A R O B E R T S starch molecules with water and heat.
Pregelatinized flours perform well in

M
cold water applications, thus enabling
any of us have had to resist ervoir for these pathogens and with such quicker mixing methods and they can gel
the urge to lick the bowl of close proximity, Salmonella or E. coli can without high heat. Pregelatinized flours
the brownie mix or sneak be introduced into wheat fields and thus can improve dough performance, increase
a bite of cookie dough but into wheat operations. viscosity, and suspend ingredients and
many don’t resist the urge. The growth of In his recent newsletter article, David are used in prepared and frozen products,
ready-to-eat (RTE) flour can be traced to Acheson, MD, founder and CEO of The sauces, many food preparations, baby
multiple food safety recalls, most recently Acheson Group, noted that, “Flour has foods, yeast products, ice cream, etc.
in 2016, when the FDA investigated a mul- never been considered to be a ready-to-eat
tistate outbreak of Shiga toxin-producing food. It is not treated as such in the field, Treating Flour with Thermal Stress
E. coli infections linked to large domestic in production, or at the consumer’s home. Extrusion and radio frequency (RF) are
producer of flour. The impetus for these But with the regular flow of recalls caused examples of two processes used to further
recalls stems from consumers consuming by consumer consumption of raw flour, treat flour and provide a RTE ingredient.
a not-RTE product (flour) prior to the kill that may be about to change.” Dr. Acheson By nature, extrusion is a continuous
step. After months of extensive testing, the adds, “Will this impact regulation? Very process where a food material is forced
pathogens E. coli O121 and E. coli 026 were likely. Eventually. But at the speed that to flow through a die by a combination
detected in laboratory samples. regulation flows, I would recommend that, of mixing, shear force, and/or heat. A
The risk of foodborne pathogens is for both consumer and brand protection, versatile technology with origins in the
increasing in grain products. U.S. wheat any company selling a raw product to con- plastic industry, extrusion is a short-term,
©5PH - STOCK.ADOBE.COM

production is concentrated in the Midwest sumers take steps to determine if it is cost high-temperature process, used in a wide
where livestock and poultry operations are effective to add a viable kill step that would variety of products including flour, cere-
also important to the agricultural econ- not compromise the product, and look for als, snacks, pasta, pet food, and livestock
omy. Farms and wild animals serve as a res- other cost-effective ways to reduce the feed. When flour is heated by barrel heat,

36 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
internal friction, and plastic flows of the Validating a Heat Treatment/ can be fraught with inherent errors, the
product, (if validated) this process can be Kill-Step foremost being food processes are difficult
a preventive control step. FSMA Preventive Controls mandate that to scale down to laboratory scale. Perform-
With the Food Safety Modernization only process preventive controls must be ing an in-plant, preventive control valida-
Act (FSMA), there is an unquenched de- validated; allergen, sanitation, recall, and tion study is a gold standard approach to
sire for more diverse forms of pasteuriza- supplier controls do not have to be vali- validation. What better way to validate a
tion, and RF heat treatment is a growing dated. FSMA recognizes five approaches preventive control than with using the ac-
method of pasteurization for dry food to validate a process preventive control tual product and process.
products. Recent advancements in RF measure. These approaches include: 1) ref- In order to safely perform in-plant val-
have alleviated many of the hurdles as- erence to scientific or technical literature, idation work, using surrogates is ideal. An
sociated with non-uniform heating of previous validation studies, or historical appropriate surrogate is not a pathogen. It
products. Current designs allow for deep knowledge of the performance of the con- has a similar or greater thermal relation-
penetration of heat and uniform heating trol measures; 2) scientifically valid exper- ship when compared to the pathogen(s) of
to ensure food safety. imental data; 3) collection of data during pertinence, it will not establish itself as a
In RF heating, a generator creates operating conditions of food production; spoilage organism in the plant, it is easily
an alternating electric field between two 4) mathematical modeling; and 5) surveys. killed during routine sanitation, and it is
electrodes. RF waves penetrate the food As a company evaluates these ap- easy to detect and enumerate.
product and create heat energy by either proaches, it may soon discover scientific With the advent of dry surrogate tech-
orientation polarization, where the elec- and technical information is not available nology, a smarter food safety tool has
trodes cause the water molecules in the or is insufficient to support that the preven- emerged for in-plant preventive control
product to continuously reorient them- tive control controls the hazard. The next validation of low-water activity foods, in-
selves to face the opposite electrode or by step will be for the facility to conduct con- cluding validation of hurdle technology or
ionic conductivity, where hydrated ions trolled scientific studies to establish that a flour processing steps. Dry surrogate inoc-
move according to the electric field. In preventive control measure is adequate to ulation leads to minimal intrinsic property
both cases, heat energy results in the rapid control the hazard. changes. With little to no intrinsic prop-
heating of the product. RF is a good candi- While laboratory challenge studies are erty changes, flour inoculated with a dry,
date for either a bulk or bagged product. one way to conduct scientific studies, they (Continued on p. 38)

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Visit http://agsci.psu.edu/food-packaging, Visit http://www2.unitedfresh.org/forms/ Visit www.usdairy.com/events,
email CSCO@psu.edu, meeting/MeetingFormPublic. email chad.galer@dairy.org,
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February / March 2018 37


IN THE LAB Moisture

(Continued from p. 37) Validation Process • The placement and recovery of the
ready-to-use surrogate can be used imme- surrogate in the process: number of
diately after inoculation without a lengthy samples to be tested, non-treated and
time period to re-equilibrate to original control samples, required staff, etc.
%moisture or Aw. Inoculation with a dry • Target enumeration protocol (selec-
surrogate is homogenous and eliminates tive vs. non-selective vs. combination
product clumping seen when inoculating method, number of replicate enumer-
a dry powder with a liquid surrogate. The ations, etc.).
ability to produce large, stabilized volumes The second step is to verify the resis-
of dry surrogate means that large volumes tance of the surrogate at lab scale, which
of food product can be inoculated. There is particularly important for data validity.
are times when thermal bags, which are A surrogate must demonstrate similar or
product inoculated with surrogate and greater thermal resistance when com-
placed in thermally-resistant bags, are pared to the target pathogen to be con-
not appropriate for the process. Obviously sidered effective. A food matrix can have
thermal bags will not fit through an ex- significant effects on pathogen heat resis-
trusion process, they often won’t travel at tance during processing. The resistance
the same speed as free-flowing product in data is more credible after developing:
a screw process or thermal bags may not • The number of surrogates to evaluate
experience the same thermal conditions as (usually one to three) and the choice of
free-flowing product. With commercial pro- the surrogates to test;
duction, high surrogate concentrations are • The inoculation methods and levels
also realized. While validation will not be for the surrogate and the pathogen(s)
performed at high concentrations, it does and ready-to-use surrogates are blended to to test (cocktail vs. single strain, dry
allow for inoculation of product with high create inoculation with flour. The blend- vs. liquid form);
background microflora with the ability to ing can be a function of simply pouring • The inactivation stress to be applied
still evaluate for a 5-log lethality. The shelf the dry surrogate into the pre-conditioner (dry heater apparatus, oil bath, lab
life of dry surrogate has been evaluated to (mixer) of an extruder, or distributed in oven, chemical bath, chemical spray,
be at least three months when stored under thermal bags, or as a large volume inocula- etc.);
refrigeration. tion of multiple tons of product. The ther- • The processing parameters and expo-
mal bags are an efficient method of distri- sure times to be evaluated; and
Validating Extrusion and RF bution to confirm thermal penetrations by • The number of assays (two or three in
The advent of the new treated flours for RF treatment in bulk capacity bags. general) and replicate enumerations.
better nutrition or commercial cooking is An in-plant validation project with The third and last step consists of per-
inherently tied to flour treatment for mi- surrogate microorganisms commonly forming validation trials directly on the
crobial content. Treated flour has a tight includes three major steps and dry surro- kill step within the in-plant processing
processing window regarding microbial gates are no different. The first step is to equipment. The product matrices will be
lethality and nutrition modification of the define a validation strategy that is based inoculated with the surrogate and then
grain by-product. The tight processing upon the following. distributed within the in-plant processing
window for treated flour as well as con- • The level of inoculation for the sur- equipment. Post-process samples will be
sumer and brand liabilities require com- rogate organism, taking into account collected and analyzed, which can deter-
panies to fervently reduce risk with gold detection limits and background mi- mine the capacity of the kill step process to
standard validations and periodic veri- croflora of the tested product matrices. inactivate pathogens.
fication trials to insure calibration of the • The inoculation method for the surro- Dry surrogate technology is uniquely
process. gate (liquid vs. dry vs. combined inoc- capable for use in in-plant process pre-
As Dr. Acheson stated previously, man- ulation method). ventive control validations to create
ufacturers should, “…add a viable kill step • The product and in-plant process will “gold-standard” data to validate the pro-
that would not compromise the product, dictate the distribution method for the cess, which is a pivotal benefit for food
and look for other cost-effective ways to surrogate. It may require a contain- safety and regulatory compliance.
reduce the risk through supply chain and ment method with resistant bags. The Dry surrogates are great, but you still
processing controls,” so a plan to reduce dry surrogate enables bulk inocula- need to resist the urge to sneak a bite of raw
risk should combine process validations tion of large quantities that can be per- cookie dough. ■
and verifications to ensure a process is in formed in a lab or at the plant.
control and within acceptable deviations • Transportation and storage guidelines.
of the process calibration. • The number of validation trials to be Umberson is business development director at Novolyze.
A dry surrogate can easily inoculate performed (a standard industry prac- Reach him at bu@novolyze.com. Roberts is vice president
NOVOLYZE

of business development at Novolyze. Reach her at jr@


small and large quantities of food. The dried tice is three validation trials). novolyze.com.

38 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
IN THE LAB SOFTWARE

ery individual procedure, it is important to


itemize all fail points, establish a protocol
for these hazards in the LIMS, and manage
processes so not even the smallest detail
is left to chance. Integrated informatics
builds in fail points in order to preserve
data integrity across three common ar-
eas where prevention is key to success:
inventory, standard operating procedures
(SOPs), and traceability.
Inventory. Cataloging products can
initially seem like a basic management
project. Most laboratories run routine tests

LIMS: Making Life


and regularly need the same stocks replen-
ished. However, because inventory is gen-
erally a straightforward process, fail points
in the Lab Much Easier regarding pre-planned ordering or auto-
mated supply level monitoring can easily
Using integrated informatics can translate to increased be overlooked. Using a LIMS to electroni-
cally track supplies as they are used and
productivity and better management of complex global food send an alert when items are running low
safety regulations enables labs to maintain their efficiency
BY BARBARA VAN CANN and eliminate fail points in this area.
SOPs. These are one of the most sig-

I
nificant procedural necessities in any lab,
n the same way that technology ex- tive—bringing safe and healthy food from outlining what needs to be done and ex-
pands the reach of information on a farm to fork. actly how. Straying from SOPs can cause
global scale, it can aggregate infor- Data management systems have be- severely detrimental effects for food safety
mation from various divisions within come the foundation of any food safety due to unintended errors that could be
the same enterprise to create a portal for laboratory to track samples and comply avoided. A LIMS can implement electronic
superior organization and business intel- with increasingly complex regulations, SOPs to protect against this risk and sta-
ligence. Frequently, more than in other but how does implementing an integrated tistical quality controls to detect non-con-
industries, the food business is under ex- laboratory information management sys- formance, defining stepwise workflows
treme pressure to ensure the production of tem (LIMS) help to increase productivity and technical corrective actions to ensure
quality products while maintaining strict and streamline workflow without taking consistency and adherence to protocols.
regulatory compliance and a high level of too much time dealing with the system it- Traceability. Tracking and logging
productivity. Without adhering to these self? Here are some tips and best practices a product from origin to release provides
rigorous standards, companies run the for working with LIMS, how to leverage the accountability and accuracy of results
risk of audits, recalls, erosion of consumer integrated system, and why it is essential needed for quality control and regulatory
confidence, and loss of brand integrity. for managing today’s complex global food review. Given that labs typically work with
Food producers and manufactur- safety requirements. thousands of samples, this process can be
ers need to go through a complex web of laborious and full of potential fail points.
processes to bring raw materials through Identify and Manage Fail Points Without a documented and unbroken
their production lifecycle to packaging From a food safety and quality perspec- chain between data and sample, results
and release to the market. With diverse tive, there are several potential fail points become indefensible. An integrated in-
remote sources involved and multiple di- within a typical food manufacturing pro- formatics solution reinforces adherence
visions within each company, all proce- cess that must be recognized and closely to encoded guidelines, safeguards data
dures require meticulous monitoring and tracked. Monitoring these checks across quality, and accelerates the delivery of
constant improvement to keep up with the multiple processes can quickly become results so that production can continue
high demands of the world’s growing con- overwhelming, causing delays and even- uninterrupted.
sumer base. In addition, global regulations tual bottlenecks in overall production.
©PRESSMASTER - STOCK.ADOBE.COM

require stringent controls, ensuring the From receiving raw material to competent Maximize Process Improvement
food put on tables is safe for consumption. batch release, laboratories can have a sub- Most quality assurance and quality con-
Implementing data management systems stantial influence on production speed trol systems follow the Hazard Analysis
to monitor and collect a multitude of test- and efficiency. and Critical Control Points (HACCP) meth-
ing and quality control data allows these In order to increase lab efficiency and odology. HACCP aids in the development
companies to focus on their primary objec- not tie up man-hours in the tracking of ev- (Continued on p. 40)

February / March 2018 39


IN THE LAB Software

(Continued from p. 39) protocols in the event of an incident and Create a Central Repository
of relevant regulations to ensure proper decreases error response time. Once an A centralized database offers flexibility for
workflow and prevent food safety hazards. issue has been resolved, the LIMS enables users to correlate data and combine results
In order to handle the extensive volume of quick assessment of the extent of an issue for an overall depiction of the food produc-
instrument data and records generated for informed process improvement. tion process. Collecting data from every
from comprehensive HACCP programs, workflow and monitoring control into one
labs can leverage LIMS to collect and Automate Compliance Management location with a LIMS ensures robust trace-
manage data over the entire lifecycle of a Food production is truly a global business ability, confident contamination and recall
food product. Analysis of data from this and one that is scaling rapidly. Regulators management, and solid data assimilation
approach aids in the improvement of in- have therefore introduced more standards to verify regulatory compliance.
volved processes by considering the five in order to encompass global progression, An integrated informatics system
critical steps outlined below. and control the broad expansion of the stores all information in a single platform,
Hazard evaluation. Evaluation of food and beverage industries. Even stricter automatically recording and retaining
potential hazards that can arise from user regulations from the U.S. FDA and the Eu- system maps within the data records to
interaction, raw material handling, or ropean Union (EU) have been affected and describe relationships between batches
packaging can bring to light process areas updated to accommodate this growth by and the connection between instruments,
that need close monitoring or automated focusing on audits that assess industry methods, specifications, and results. Man-
protocols. Allowing LIMS to manage these practices instead of acting after an adverse aging lab activities in this way delivers
identified hazard points makes preventing event. An integrated informatics platform more consistent and reliable data since it
issues simpler and managing the effects of provides access to large amounts of in- is being collected in the same way for all
process errors less consequential. formation in a timely manner, allowing users.
Preventive steps. Prevention is ex- food producers to provide proof that ac- Implementing a LIMS to centralize
tremely important in eliminating potential tivities were performed properly, records and manage test data facilitates end-to-
hazards before they arise, removing the collected precisely, and enable access to end traceability of samples, products, and
need to cope with hazard response. Users accurate supporting information. associated laboratory procedures. This in-
should define preventive measures and Automating compliance management creased traceability of products through-
manage them with a LIMS, including auto- helps to guarantee processes and controls out their lifecycle allows companies to
mating instrument maintenance remind- meet the strictest requirements. Voluntary analyze process efficiency and adjust
ers, electronically updating user training standards such as ISO 22000 and manda- production to create improved processes,
documentation, or monitoring product tory regulations, including the U.S. Food ultimately producing better products and
quality checks for non-conforming prod- Safety Modernization Act and the EU Reg- easing regulatory reviews.
ucts. Resulting process workflows will pre- ulation No. 178/2002, enforce the quality
vent potential issues that could severely and safety of food products and provide Be Adaptable
impact product, site, and user safety. clear benchmarks for accountability. Implementing an enterprise-wide LIMS
Monitoring controls. Automatically Building in regulation parameters to a system offers versatility and improved
establishing monitoring controls in a LIMS LIMS provides a systematic approach to time management capabilities so that
after inputting hazard points and preven- ensuring compliance with multiple regu- users can efficiently perform tasks in ad-
tive measures further simplifies monitor- latory requirements across all networked dition to analyzing how procedures can
ing tasks by scheduling measurements, facilities and through every step of every be updated and improved. Integrated in-
setting alerts, applying control limits, process. formatics solutions give food companies
and analyzing data in one integrated sys- Relying on a LIMS for automated com- the tools to asses and review manufactur-
tem for easy planning. All data generated pliance promotes higher quality process- ing productivity across the supply chain,
from workflow monitoring can then be ing and manages workflows to provide while detailing each step in a process to
stored in the LIMS database for thorough accurate data to auditors and reduce con- investigate the quality and safety of work
review. tamination risk. Through the management being done. By learning from the data pro-
Record maintenance. Food safety reg- of all aspects of production, LIMS gives vided by the LIMS and adapting processes
ulations require extensive recordkeeping, users insight into data capture necessary to improve productivity, use of integrated
which can result in piles of separate data for regulatory reporting and control. This informatics can translate to enhanced
trails. Integrating a LIMS to maintain mon- benefits food producers by increasing ef- business intelligence while providing
itoring records organizes data into clear ficiency, improving product safety, and re- more innovation, powerful automation,
and comprehensive archives, simplifying ducing or minimizing the impact of recalls. and in-depth integration to accelerate
recordkeeping and offering easy retrieval As a result, optimal production practices informed decision-making and provide
for review. protect the brand by assuring food is safe the opportunity for transformation and
Corrective actions. Specifying cor- from contaminants or impurities, thus pre- growth of the enterprise. ■
rective actions in advance through a LIMS venting any instance of recall or harm to
results in more effective decision-making the public which could erode trust in the van Cann is a product specialist for chromatography soft-
ware at Thermo Fisher Scientific. Reach her at barbara.
by providing clearly defined resolution brand from consumers. vancann@thermofisher.com.

40 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
Manufacturing & Distribution T R AC K I N G & T R AC E A B I L I T Y

already know that shared databases have


benefits, but what makes blockchain spe-
cial is that it is a distributed ledger. There
is no single point of failure in a distributed
ledger—it is a consensus of replicated,
shared, and synchronized digital data geo-
graphically spread across multiple sites.
This decentralized structure makes
the data resilient to a technology or orga-
nizational failure. This, in theory, could
significantly change the way companies
access and store important documents
and transactional histories. For instance,
in developing countries, where paper
documents can be destroyed in a natural
disaster, or electronic copies can be lost
in unstable economic conditions, block-
chain represents a huge opportunity for
consistency.

Mastering Traceability Basics For the past few years, technology


providers like IBM and Microsoft have

for Blockchain Success


been focusing on taking blockchain from
being a public ledger to an enterprise
solution designed to solve supply chain
Breaking down what blockchain is, how it can be used in future problems. Enterprise blockchains are
traceability processes, and the key steps a company needs to decentralized in nature, meaning there is
no one central point to hack, and support
take before attempting to implement multiple levels of permissions for robust
BY MELANIE NUCE security around who can write to and read
from the ledger.

L
ast summer, several major food traceability, blockchains record specific Standards as a Foundation for
manufacturers and retailers in- information about products as they move Blockchain Traceability
cluding Nestle, Unilever, Tyson, throughout the supply chain. Although Driven by consumer demand for safer
Walmart, and Kroger joined to- industry analysts say blockchain is still food, the global food traceability market is
gether to announce a major exploration of very much in its infancy, now is the time expected to grow to $16.09 billion by 2022,
blockchain technology for food traceabil- for companies to educate themselves on according to a report from Research and
ity. This announcement drew attention its benefits and how it can lead to vast im- Markets. For several years, food suppliers,
to blockchain as a technology that had provements in efficiency and security in manufacturers, distributors, retailers, and
real applicability for food safety and has the food supply chain. technology providers have collaborated to
helped the food industry envision the pos- enhance the retail grocery and food ser-
sibilities of blockchain beyond its crypto- Blockchain = Shared Database vice industries’ ability to trace products
currency origins. Blockchain was first used in bitcoin—digi- from farm to fork. Industry stakeholders
As more companies explore its possi- tal currency operating independently of a participating in initiatives such as the Pro-
©CREUXNOIR - STOCK.ADOBE.COM

bilities, it has become clear that blockchain central bank. The blockchain technology duce Traceability Initiative, the Foodser-
represents an opportunity to efficiently that underpins bitcoin is proving to offer vice GS1 US Standards Initiative, and the
manage supply chain data across a com- valuable benefits to use in cases outside GS1 US Retail Grocery Initiative have made
plex network from farmers, to distributors, of the financial world. Casting the catchy significant progress in moving traceabil-
processors, retailers, regulators, and con- buzzword aside, blockchain at its core is a ity forward. While some have made more
sumers. With the promise of amplifying shared database. Many industry veterans (Continued on p. 42)

February / March 2018 41


M A N U FAC T U R I N G & D I ST R I B U T I O N Tracking & Traceability

(Continued from p. 41) uct traceability for more than 20 years.


traceability progress than others, these By contrast, the seafood industry has just
more than 200 industry participants have begun its traceability journey, as it works
at least committed to taking the first step through challenges with how to identify
toward the track and trace of products product from the source. However, there
using GS1 Standards. Many have moved has recently been an increase in the use
along to adopt other GS1 Standards for of barcodes by distributors and retail out-
automated data capture through the use lets, which may drive the adoption of GS1
of standardized barcodes, and the ability Standards for traceability upstream more
to share data in real time through a con- to fishermen and processors. Generally,
tinuously updated network of product about 25 large seafood companies have
traceability programs underway.
Consumer packaged goods companies traceability information in seconds, com-
Although industry have also widely leveraged standards as pared to what historically would take a
a means to respond to consumer demand week to procure. All the mangoes’ iden-
analysts say blockchain for e-commerce offerings and product in- tifying details are on the blockchain: the
is still very much in its formation transparency. As a result, trace- mangoes’ weight, the exact date they were
infancy, now is the time ability enables a consumer to research in- harvested, and the orchard it originated
gredients and other information that may from in Oaxaca, Mexico. It even included
for companies to educate contain allergens or conflict with dietary specific details of a hot-water treatment to
themselves on its benefits concerns, such as clean eating and gluten rid the product of any insects, the exact
and how it can lead free. date the importer received the shipment,
when it passed through customs, and all
to vast improvements in Product Recalls: A Future other transport and storage through its
efficiency and security Opportunity for Blockchain arrival at a Walmart store.
in the food supply chain. Product recalls are additionally signifi-
cantly faster with standards in place to Enabling Transparency
help break down any barriers caused by Walmart is not the only company jumping
proprietary numbering systems and man- on the blockchain train early. Last Thanks-
data called the Global Data Synchroniza- ual communication methods. During a giving, Cargill, the nation’s largest food
tion Network. With all of these standards recall, companies that maintain a stan- manufacturer, also debuted a blockchain
working together, a company can have dards-based framework can pinpoint pilot program that allowed consumers to
supply chain visibility—a crucial first step affected product down to the UPC, which track where their turkey originated. De-
that can set a company up to maximize batch it came from in the manufacturing scribed in a press release as “the first and
blockchain’s power in the future. process, and during which dates it may only major turkey brand to pilot a block-
GS1 Standards enable traceability by have become contaminated. Once all this chain-based solution for traceable tur-
ensuring all trading partners communi- information is identified, it is often shared key,” Cargill’s Honeysuckle White brand
cate in a uniform manner. Standards en- with retailers’ loyalty program members demonstrated the company’s commitment
sure systems interoperability, and provide via a simple text or email. to providing transparency for consumers.
a singular approach to maintaining prod- Food traceability is improving now Consumers in select markets were able to
uct information that supports, at the very even without blockchain capabilities, enter an on-package code at Honeysuck-
least, “one up/one down” visibility of the but a strong case is being made for how leWhite.com to access the farm’s location
product’s movement through the distribu- blockchain represents an opportunity by state and county, view the family farm
tion channel. The internal data and pro- for traceability to move faster. Speeding story, see photos from the farm, and read a
cesses a company uses to track products is up the recall process was precisely the message from the farmer.
integrated into a larger system of external impetus for Walmart’s well-publicized This example illustrates how block-
data exchange that takes place between blockchain traceability pilot involving chain can work to keep secure records of
trading partners. mangoes. Blockchain was used in tan- a product’s complete provenance. Cou-
Traceability has permeated the fresh dem with Walmart’s established system pled with GS1 Standards, a blockchain
foods industry to varying degrees. For of traceability based on GS1 Standards. can record granular information about a
example, more than 65 percent of the pro- Pallets of mangoes originating from a farm product’s transformation and journey to
duce industry has implemented traceabil- in Mexico were tagged with numeric iden- the consumer—ensuring systems interop-
©MONSITJ - STOCK.ADOBE.COM

ity based on GS1 Standards, motivated to tifiers. Every time the product made stops erability from supplier to manufacturer to
erase negative consumer perceptions of throughout the supply chain, their status distributor to retailer.
the long and dangerous food recalls of was updated on the blockchain ledger. Since not all companies are going
the early 2000s. The meat industry has After the pilot was completed, to select the same technology partner to
also been leveraging standards for prod- Walmart was able to pull up all relevant (Continued on p. 46)

42 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
MANUFACTURING & DISTRIBUTION TRACKING & TRACEABILITY

Integrating Product Once these materials arrive at the facility and are used to man-
ufacture the products, they can be scanned and documented. This

Traceability information, along with information that is gathered during the


manufacturing process, is then imported into the manufacturer’s

at the Warehouse enterprise resource planning (ERP) system where data is viewable
in near real time.

Warehouse execution systems provide insights Meeting in the Middle


into inbound and outbound inventory, Historically, manufacturers would use a warehouse management
allowing quick responses to upstream and system and/or a separate warehouse control system to manage
downstream issues warehouse inventories. These two separate systems make it dif-
ficult for manufacturers to integrate warehouse inventory track-
BY DAVE WILLIAMS
(Continued on p. 44)

I
n order to mitigate recalls and ensure product quality, food
manufacturers and distributors are turning to automation. A
warehouse execution system (WES) utilizing an automated
storage and retrieval system (AS/RS) is one of the chief tech-
nologies making waves in efforts to reduce, if not prevent, recalls,
through sophisticated track-and-trace capabilities. Further, inte-
grating a WES into a manufacturer’s supply chain management
operations—connecting it to systems both upstream and down-
stream—is the key to tracking and tracing products end to end, from
production to point of sale. This allows manufacturers to respond
to problems within the production process more quickly, ensure
that they are meeting regulation standards, and make adjustments
to manufacturing schedules in order to meet consumer demand.

Straight from the Source


For most consumer packaged goods, ingredients may be sourced
from multiple suppliers, who in turn work with multiple sources.
Whether it is corn directly from a farm or flour from a bulk sup-
plier, it is important to be able to trace these ingredients back to its
source to ensure product quality and safety. Tracing ingredients
back to their source also gives manufacturers in-depth insight into
their supply chain—where the best ingredients are coming from
and which suppliers always deliver on time.
©BELLAKADIFE - STOCK.ADOBE.COM

The first step to traceability is labeling. While most farms are


not required to label each piece of produce they sell per the Federal
Food, Drug and Cosmetic Act, manufacturers should work with
farms that label each container that leaves the farm. In addition, if
the farm uses barcoding technology in its labeling process, it makes
traceability more effective and efficient.

February / March 2018 43


M A N U FAC T U R I N G & D I ST R I B U T I O N Tracking & Traceability

(Continued from p. 43) line at midnight and later determined that replenishment events at the warehouse.
ing with the supply chain activities they there was a problem with those products. Moreover, by tying manufacturing data to
were already tracking, including product The manufacturing system can communi- a retailer’s POS system, a recall might just
delivery and on-shelf availability at the cate to the WES and locate all of the prod- entail an automated phone call to every-
store level. By connecting a single WES to ucts that were produced from that particu- one who purchased an item, requesting it
systems both upstream and downstream, lar line during the specified timeframe. The be returned to the store—instead of broad-
manufacturers are able to obtain a com- quicker the response time, the greater the casting it on the national news.
plete view of their supply chain. chance that contaminated products never
With a WES and integrated AS/RS, leave the facility and reach store shelves. Online and Door-to-Door
manufacturers can obtain real-time in- As e-commerce continues to grow and sell-
sight into their inbound and outbound In Transit ing centers change from brick-and-mortar
inventory, including when a shipment Using barcode labeling, manufacturers stores to having a product delivered to the
arrives, when it departs, and where it is can track products as they are leaving the consumer’s door, tracking and tracing
going. Therefore, if a product is recalled, it warehouse as each pallet is scanned and products through to the consumer is even
is easy to look into the system and quickly placed onto a truck for delivery. Advances more important.
identify the batch that contained the faulty in RFID technology and telematics sys- While there are always some products
goods, pinpoint departure time and desti- tems allow manufacturers to record every that are sold at super high volumes, such as
nation, and pull all items from that batch movement of each product. Combined coffee, most of the items at these retail dis-
off the shelves. By identifying and pulling with the information gathered by the WES, tribution centers will not be high volume.
the exact batch, manufacturers do not manufacturers are able to trace: In addition, the retail distributer is buying
waste valuable time and money removing • What time the product went into/out of from hundreds of manufacturers. An inte-
every product from stores in an attempt to specific controlled environments; grated WES can help manage the inven-
remove all contaminated items. And, with • What time and for how many minutes tory, as well as confirm orders are picked,
reliable data, manufacturers can prove the product was out of the controlled and upload the data into an ERP system.
compliance with any relevant safety regu- environment; The ERP then might directly communicate
lations and confidently assure consumers • What time the product was loaded with customers and print out the shipping
that they have taken fast and thorough ac- onto the vehicle for delivery; label. While the delivery destination is not
tion to withdraw all affected products. • How many minutes the product was on a brick and mortar store, these integrated
By providing a high-degree of product the vehicle and at what temperature it systems allow manufacturers to continue
traceability, an integrated WES can help was stored; to trace products all the way through to the
manufacturers discover and act upon is- • What time the product reached its consumer.
sues that have caused the recall sooner. destination;
Earlier detection often allows manufac- • How long the product sat in a particu- The Future of Traceability
turers to better understand what prod- lar location; and In the future, we will continue to see an in-
uct needs to be recalled, thus potentially • What time the product was put back crease in the number of product offerings
reducing the scope of the recall effort by into a controlled environment at deliv- in terms of flavors and package sizing as
targeting only affected inventory. ery location. well as greater demand for organic, glu-
For example, if a manufacturer ran Tracking products during the deliv- ten-free, vegan, and locally-grown prod-
a lot of a single product on a production ery phase is important not only to ensure ucts. With more products on the market,
products are on time, but tracing these ad- it is imperative that manufacturers take
Traceability and Recalls ditional variables help eliminate potential traceability matters into their own hands
product damage or food spoilage in tran- by investing in automation technology to
If not caught prior to the products leaving sit—preventing recalls and lost revenue. help manage their inventories.
the facility, utilizing a WES that is tightly WESs and AS/RSs will continue to
integrated with other supply chain sys- At the Checkout Counter advance in sophisticated track-and-trace
tems allows manufacturers to more quickly
In order for complete end-to-end traceabil- capabilities, as well as supply chain con-
and easily identify products to be recalled
by showing what vehicle(s) the products ity, ERP and WES solutions must be paired nectivity. By implementing a tightly inte-
are on, where the products are located on with supply chain management (SCM) grated WES into the supply chain process,
the vehicle, what specific stops occurred systems downstream, including retail manufacturers will be able to implement
during transit, and what other product(s) store systems. These systems keep track traceability and control requirements
might have mixed with the contaminated of on-shelf availability and point-of-sales throughout their supply chains to respond
products. (POS) data, which not only offer real-time quickly to issues both upstream and down-
Companies can then utilize data to pro-
insight into inventory, but also into con- stream—saving time, money, and, in some
vide their customers with the information
needed to identify and return the recalled sumer demand. cases, their reputation. ■
product quickly and efficiently, saving both With an integrated WES, a cloud- Williams is the vice president of software development for
the company and its customers’ time and based SCM system that is keeping track Westfalia Technologies Inc., a provider of logistics solutions
for plants, warehouses, and distribution centers. Reach him
money.—D.W. of inventory on the store level can trigger at DWilliams@westfaliausa.com.

44 F O O D Q U A L I T Y & SA F E T Y www.foodqualityandsafety.com
NEW PRODUCTS
Portable Surface Sanitation
The redesigned BIOSPRAY surface sanitation distances. The company says the BIOSPRAY
system’s anti-freeze technology allows for a D2 sanitizer contains 58% isopropyl alcohol
continuous spray up to 90 minutes, without content, which completely dries off the water
a power source. System uses CO2 delivery balance within 60 seconds after application,
technology to safely apply BIOSPRAY D2 EPA leaving the environment 100% free from re-
registered food-grade surface sanitation in sidual moisture. Goodway Technologies,
a highly calibrated stream for full coverage 800-333-7467, www.goodway.com.
that reaches smaller cracks and crevices.
While alcohol typically cannot be sprayed
due to flammability concerns, the CO2 pro- In Other News
pellant in the BIOSPRAY device renders the
Produce Marketing Association and
alcohol inflammable, making the fine mist
Purdue University’s Open Ag Technolo-
spray safe and capable of spanning greater
gies and Systems Group create Trellis,
a produce-specific framework for elec-
tronically exchanging authenticated
audit and other customer-required
information among trading partners.
Grain Moisture Tester
The D999-FR grain moisture tester has more than 250 grain United Fresh Produce Association part-
calibrations with a wide temperature range (from -4° F to ners with OFW Law to provide mem-
158° F) for testing both frozen and hot grain. Featuring bers access to legal review of prod-
uct labels, ensuring compliancy with
wireless data communication, the meter features 4.3-in.
Fair Label & Packaging Act, the Food &
LCD touchscreen display that provides moisture, tempera-
Drug Cosmetic Act, and applicable state
ture, and test weight information. Moisture range is 5% to labeling laws.
50% depending on grain. Results can be achieved in less
than 5 seconds. Users can synchronize and send results CERTUS expands its rapid food patho-
to smartphone, tablet, or computer using a Bluetooth con- gen detection menu with initiation of
nection. Gardco, Paul N. Gardner Co., Inc., 800-762-2478, an environmental Salmonella assay.
www.gardco.com.
CAT Squared and UniSoma partner
for launch of TacticalOps, a new plan-
ning and optimization tool to allow food
manufacturers to capture and manage
real-time data from the plant floor.
Sanitation Monitoring
Kikkoman’s LuciPac A3 Sanitation System, LexaGene Holdings completes pro-
distributed by Weber Scientific, measures totype assembly for fully automated,
ATP, ADP, and AMP. The A3 system technology open-access, and onsite pathogen
detects food residues left behind to ensure detection platform.
better surface sanitation and support a more
effective sanitation program that reduces the 3M Food Safety’s Molecular Detection
presence of resident organisms and the risks Assay 2—Cronobacter has been des-
ignated by AOAC INTERNATIONAL as a
from food pathogens. It can assist in develop-
Performance Tested Method (Certificate
ing and improving process and risk assess-
#101703).
ment programs. For data analysis, the system
comes with software that has programmable Hillbrush has added gray and brown to
features: 100 test plans, 200 user IDs, 251 its range of color-coded cleaning tools
locations per test plan, and 5,000 test loca- made using food contact approved
tions. Weber Scientific, 800-328-8378, www. materials.
weberscientific.com. (New products continued on p. 46)

February / March 2018 45


N E W P R O D U C TS

Mastering Traceability Basics … (Continued from p. 45)


(Continued from p. 42) for water to maximize motor life in high
implement blockchain, standards are the pressure, sanitary cleaning environments.
invaluable common language that can The product line spans single and three
streamline the transmission of detailed phase ratings in foot mounted and footless
product data on a blockchain. A standard configurations. According to the company,
called EPCIS (Electronic Product Code foot mounted designs meet NEMA standard
Information Services) is already being mounting dimensions with continuously
leveraged in the healthcare industry to re- welded independent feet allowing easier ac-
cord complete product chain of custody. In cess and clearance for proper cleaning pro-
such a heavily regulated business environ- Food Safe Motors cedures. Three phase ratings are available
ment, the track and trace of pharmaceuti- The stainless steel Baldor-Reliance Food from stock in frame sizes 56-280T, ranging
cal products throughout the supply chain Safe motors are designed around sanitary from 1/2-30 HP. Single phase ratings are
has become a requirement by law—specifi- equipment principles and compatible with available from stock in a 56C frame, ranging
cally the Drug Supply Chain Security Act or CIP procedures. Featuring smooth contours from 1/2-1 HP. Baldor Electric Co., 479-646-
DSCSA. Under this law signed by President and advanced sealing, motors exceed IP69K 4711, www.baldor.com.
Barack Obama in 2013, pharma companies
must identify individual transactions so
that all parties involved know what hap- Thermal Desorption Systems
pened to the product, where it happened, The TD-30 series of thermal desorption sys- by starting pretreatment of a sample while
and when. The safety of our drugs and med- tems are available for use with the compa- the previous sample is still being analyzed.
icines depends on the recording of this de- ny’s Nexis GC-2030 as well as its entire GCMS The ability to add an internal standard in the
tailed information. product line. The TD-30 series consists of TD-30R can allow for reliable quantitative
The food industry can learn from the two models, TD-30 and TD-30R. The TD-30 analysis, even of trace components. Shi-
implementation of EPCIS in healthcare. is equipped with a 60-sample carousel. The madzu Scientific Instruments, 800-477-
With the use of the same type of globally TD-30R has the ability to hold 120 samples, 1227, www.ssi.shimadzu.com.
unique product identifiers, EPCIS can en- making it well-suited to large-volume auto-
able true product information transparency mated analysis. Both are equipped with a
by providing everything about that prod- retrapping function that allows split sam-
uct’s chain of custody on a blockchain. As ples desorbed from the tube and loaded into
conscientious consumers scrutinize prod- the GCMS to be trapped again for potential
ucts based on their origin, sustainability, re-measurement. An overlap function dra-
socioeconomic impact, how they were matically improves processing functionality
made, and other concerns, EPCIS and
blockchain tell the story of the products’
journey with a high degree of certainty Digital Sorter
and validity. Also, in more aspirational use The VERYX B210, featuring an inspection area ties, the sorter removes foreign material and
cases, EPCIS and blockchain can support over 80-in. wide, can maximize throughput product defects to improve product quality
the Internet of Things by more efficiently on high-capacity lines. Recognizing objects’ while virtually eliminating false rejects to in-
transmitting data used in personalized color, size, shape, and/or structural proper- crease yields. It offers a production capacity
marketing, in-home replenishment, or up- in excess of 50,000 lbs. of product per hour,
selling or cross-selling beyond the sale of depending on the application.
the products. Sorter optimally singulates
product on the belt to im-
Deciding to Collaborate Now prove sorting accuracy.
Even though we may not see blockchain The B210 is ideal for wet
being used in a mainstream capacity for and frozen potato strips
years to come, discussion of its benefits and specialty potato
has created a frenzy of renewed excitement products as well as fresh
around the topic of traceability. It’s import- and frozen fruits and vegetables,
ant to look at the supply chain ecosystem leafy greens, potato chips, and
holistically before jumping to adopt any other snack foods, confections,
new technology. Now is the time to lay a seafood, and more. Key Technol-
solid foundation for blockchain. ■ ogy, Inc., 509-529-2161, www.
key.net.
Nuce is the senior vice president, corporate development,
at GS1 US, with more than 20 years of experience in retail
technology. Reach her at mnuce@gs1us.org.

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