Signalling Analysis of LTE PDF

2013/1/16 Security Level: INTERNAL
LTE TDD
Signaling Procedure and
Analysis
www.huawei.com
HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential

Objective
Upon the completion of this course,
you will be able to:
 Recognize the LTE signaling

procedures.
 Understand the typical signaling
procedures of network access,
paging, and handover.
 Analyze basic problems.
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Contents
Chapter 1 Network Access Signaling Procedure
Chapter 2 Handover Signaling Procedure
Chapter 3 Paging Signaling Procedure

Contents
1 Cell Searching
2 PLMN and Cell Selection
3 Attach

Cell Searching
 Cell searching, known as downlink (DL) synchronization, is a process to
resolve primary synchronization signals (PSS) and secondary synchronization
signals (SSS) on DL.
Power on
PSS Timeslot
monitoring layer-1 timer
ID
Frame timer, cell ID,

SSS CP monitoring,
monitoring TDD/FDD
Neighboring-cell Initial
monitoring synchronization
PBCH
RS monitoring RSRP/RSRQ MIB/ SIB
decoding
PLMN and
cell selection PLMN/cell
Idle
state

Cell Searching
 In FDD mode, PSSs are on the last OFDM symbol of slot 0 and slot 10, and
SSSs on the second OFDM symbol from the end of slot 0 and slot 10.
 In TDD mode, PSSs are on the second OFDM symbol from the end of slot
2 and slot 12, and SSSs on the last OFDM symbol of slot 1 and slot 11.
PSSs are the same for transmission from the two slots. Whereas, SSSs are
different for transmission from the two slots. PSS resolution triggers a timer
of 5 ms, and SSS resolution triggers a timer of 10 ms.
 The cell ID on the physical layer can be obtained by using PSS resolution,
the cell group ID (504 cells are divided into 168 groups) can be obtained by
using the SSS resolution, and the physical cell identifiers (PCIs) of the
current cell (each cell group has three cell PCIs) can be obtained by using
both PSS resolution and SSS resolution. PCIs of the current cell = Cell
group ID x 3 + Cell ID.

Contents
1 Cell Searching
3 Attachment

PLMN and Cell Selection
 After cell searching is complete, the UE obtains the PCIs of the current cell to resolve
the master information blocks (MIBs) and system information blocks (SIBs) in the
current cell. By performing MIB resolution, the UE obtains key information, including
DL synchronization and system bandwidth of the cell, detects physical dedicated
control channel (PDCCH) in the SIB time domain, and then obtains the System
Information Block Type1 (SIB1) information based on the PDCCH before resolving
other SIB information.
UE E-UTRAN
MasterInformationBlock
SystemInformationBlockType1
SystemInformation

PLMN and Cell Selection: MIB
 The transmission period for MIBs is 40 ms. In a period, the physical broadcast channel
(PBCH) is located in subframe 0 of each radio frame and occupies the first four
symbols of slot 2 within each subframe 0. PSSs and SSSs are the same in the
frequency domain, occupying 1.08 MHz in the center, that is, the 6 RBs in the middle
of the frequency domain.

PLMN and Cell Selection: SIB1
 The transmission period for
SIB1 is 80 ms. The first
transmission is performed in
the radio frame numbered a
multiple of 8 within a TTI, and
repeated transmission is
performed on other even-
numbered radio frames in the
TTI. Transmission is fixed on
subframe 5 in the
corresponding frame. The UE
detects the PDCCH on these
subframes. If there is a system
information radio  network
temporary identity (SI-RNTI),
the UE receives SIB1 on the
physical dedicated sharing
channel (PDSCH).

PLMN and Cell Selection: SIBn
 The transmission period for SIBn
is a multiple of 80 ms. SIB2
contains radio resource–related
configuration. SIBs 3 to 5 contain
the cell reselection configuration
of the LTE system. SIBs 6 to 8
contain the reselection
configuration of the UTRA,
GERAN, and CDMA2000
systems. SIB 9 contains the HNB
configuration. SIB 10 contains the
primary earthquake and tsunami
warning system (ETWS)
notification, and SIB 11 contains
the secondary ETWS notification.

PLMN and Cell Selection
 SIB1 contains the public land mobile network (PLMN) table. The
access stratum (AS) of the UE transmits the resolved PLMN
table to the non-access stratum (NAS) of the UE. Then, the NAS
selects an appropriate PLMN.
 After selecting a PLMN, the UE selects an appropriate cell of

the PLMN to camp on a cell with the strongest signal.

Contents
1 Cell Searching
3 Attach

Attach: Attach
UE RRC connection Setup
eNB MME
Request
RRC connection Setup NAS message: :Attach
RRC connection Setup Complete Request, PDN
Initial UE message Connectivity Request
DL NAS Transfer
DL Information Transfer Authentication
UL Information Transfer UL NAS Transfer
DL Information Transfer DL NAS Transfer

UL Information Transfer NAS Encryption
UL NAS Transfer
Initial Context Setup Request NAS message: Attach

Security Mode Command
Radio Interface Accept, Active Default EPS
Security Mode Complete
Encryption Bearer Context Request
UE Capability Enquiry
UE Capability Information UE Capability Information
Indication
UE capability reporting
RRC connection Reconfiguration

RRC connection Reconfiguration NAS message: Attach
Complete Initial Context Setup Response
Complete, Active Default
UL Information Transfer
EPS Bearer Context
UL NAS Transfer

Attach: RRC Connection Setup

Attach: RRC Connection Setup Request

Attach: RRC Connection Setup

Attach: RRC Connection Setup Complete
 The UL dedicated control channel (DCCH) carries the UE registration
information and NAS messages (Initial Direct Transfer messages).

Attach: Initial UE Message (I)

Attach: Initial UE Message (II)

Attach: DL/UL NAS/Information Transfer
Uu tracing
S1 tracing

Attach: Initial Context Setup Request (I)

Attach: Initial Context Setup Request (II)
Message resolution

Attach: Initial Context Setup Request (III)
Message resolution (continued)

Attach: RRC Security Mode Command/Complete

Attach: UE Capability Enquiry/Information
UE eNB
UE Capability Enquiry
UE Capability Infomation

Attach: RRC Connection Reconfiguration
 Used to establish signaling radio bearer (SRB) 2 and data radio bearer
(DRB) 1.

Attach: Initial UE Context Setup Response

Attach: Signaling over the Uu and S1 Interfaces
Signaling over the Uu interface
Signaling over the S1 interface

Attach: IMSI-Based Entire-Network Signaling Tracing (I)

Attach: IMSI-Based Entire-Network Signaling
Tracing (II)

Attach: IMSI-Based Entire-Network Signaling
Tracing (III)

Contents
1 Introduction to a Handover
2 Intra-eNodeB Handover Between Cells
3 Inter-eNodeB Handover Between Cells

Introduction to Handovers
 Definition
 A handover is implemented when a UE in the connected state
moves to a different cell to perform the UE context update.
 Objective
 Coverage-based handover: to achieve continuity of services for
a moving UE
 Load-based handover: load-triggered handover; to ensure the
optimal performance of the whole system

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Introduction to Handovers
Three types of handovers in the LTE system

Introduction to Handovers: LTE System
 Handover is implemented in three phases: handover
measurement, handover decision, and handover execution.
 In the handover measurement phase, the UE performs measurements

according to the measurement configuration delivered by the eNodeB
and reports measurement results to the eNodeB.
 In the handover decision phase, the eNodeB checks the measurement
results reported by the UE and determines whether to initiate a handover.
 In the handover execution phase, the eNodeB controls the procedure of
UE handover to the target cell based on the decision, to complete the
handover.
 The whole handover procedure is performed based on UE-assisted

network control. The eNodeB delivers measurement configuration to
the UE, the UE reports the measurement results, and then the
eNodeB performs handover decision, resource preparation, handover
execution, and release of original resources.

Introduction to Handovers: Measurement Control

Introduction to Handovers: Measurement Report

Introduction to Handovers: Handover Command

Contents

Intra-eNodeB Handover Between Cells
Intra-eNodeB handover between cells is divided into

intra-frequency handover and inter-frequency handover.
 In the handover, only resources on the Uu interface are updated.
The eNodeBs use internal messages to apply for and release
resources of the source cell and the target cell.
 Inter-eNodeB data transfer is unnecessary, so are the random
access procedure of the UE and the signaling interaction with
the evolved packet core (EPC).

UE Source Cell Target Cell eNB MME/MMEs Serving Gateway
Area Restriction Provided
1. Measurement Control
packet data packet data packet data
UL allocation The UE reports the Legend
2. Measurement Reports Measurement Report L3 signalling

message in the source cell.
Handover Pre paration

Measurement Reports L1/L2 signalling
User Data
3. HO decision
Handover Command
DL allocation
4. Handover Command Buffer packets from The eNodeB delivers a Handover Command
MME
message after completing cell admission control
and radio resource allocation in the target cell.
Handover Execution
Detach from old cell and packet data
synchronize to new cell
5. Synchronization
The UE accesses the target cell.
6. UL allocation + TA for UE
7. Handover Confirm
After the handover is complete,
Handover Confirm
resources of the source cell are
released.
Handover Completion
Flush DL buffer, continue
delivering in transit packets
packet data packet data


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Uu tracing on the UE side
Uu tracing on the eNodeB side

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Contents

Inter-eNodeB Handover over the X2 Interface
 If the target cell and source cell belong to two different eNodeBs
over two different X2 links, an inter-eNodeB handover needs to be
triggered over the X2 interface, and event A3 or A4 is reported.
The prerequisite is that the X2 relationship has been configured
between the two eNodeBs.
After receiving the measurement report from the UE and deciding a
UE handover to the target eNodeB, the source eNodeB applies to the
target eNodeB over the X2 interface for resources for the purpose of
resource preparation in the target cell, and then informs the UE to
trigger a handover to the target cell through the reconfiguration
message over the radio interface. After the handover is successful,
the target eNodeB informs the source eNodeB to release radio
resources of the source cell. In addition, the source eNodeB transfers
non-transmitted data to the target eNodeB and updates the node
relationship on the user plane and control plane.

Inter-eNodeB Handover over the X2 Interface (I)
Handover preparation: The source eNodeB sends a
The UE has accessed to the cell and Handover Request message to the target eNodeB.
performs services. The Handover Request message contains the service
information and other access layer information
The source eNodeB delivers (encryption, integrity, and measurement information)
UE Source eNB Target eNB MME Serving Gateway
measurement control information of the current UE.
and notifies the UE of
neighboring-cell measurement. 0. Area Restriction Provided
1. Measurement Control

The UE returns the
measurement report after The source eNodeB decides a Legend
UL allocation
detecting a cell that meets handover based on the handover L3 signalling
handover conditions. 2. Measurement Reports algorithm and current state.
L1/L2 signalling
3. HO decision
User Data
The source eNodeB sends the container delivered by 4. Handover Request
Handover Preparation
the target eNodeB to the UE through the radio
5. Admission Control
message to inform the UE to trigger a handover.
6. Handover Request Ack
DL allocation
Sequence number (SN) information is used to transfer the SN
7. Handover Command status and hyper frame number (HFN) information of the UE
from the source eNodeB to the target eNodeB for the purpose of
Detach from old cell
synchronize
and to new
Deliver buffered and in transit data retransmission and encryption integrity protection.
packets to target eNB
cell
Handover Execution
8. SN Status Transfer
The target eNodeB returns the admission Data forwarding. For details, see
result and radio resource configuration
Data Forwarding subsequent description in this
information to the source eNodeB, document.
Buffer packets from
completing the handover preparation. Source eNB
9. Synchronisation

After receiving the Handover Request message from
the source eNodeB, the target eNodeB performs
admission control based on the contained service
information and radio resource configuration.

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Inter-eNodeB Handover over the X2
Interface (II)
UE Source eNB Target eNB MME Serving Gateway
11. Handover Confirm

12. Path Switch Request 13.User Plane update
After the UE complete the random request
access procedure to access the target
eNodeB, the UE sends a Handover
Confirm message to the target eNodeB. End Marker
14.Switch DL path
Handover Completion
After receiving the Handover Confirm message 15.User Plane update
from the UE, the target eNodeB initiates a path
switch to the MME to complete the user data response
transmission. 16. Path Switch Request Ack
17.Release Resource After completing the user data transmission,

the MME sends a Path Switch Request Ack
Flush DL buffer,Contiue message.
delivering transmited
packets Data Forwarding
End Marker
After the path switch procedure, the target
18.Release eNodeB informs the source eNodeB to release
Resources
related resources, completing the whole
packet data handover procedure.
packet data

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Signaling Procedure for the Inter-eNodeB Handover
over the X2 Interface (I)
 Uu tracing on the UE side
 Uu tracing on the source eNodeB side
 X2 tracing on the source eNodeB side (same as X2 tracing on the target

eNodeB side)

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Signaling Procedure for the Inter-eNodeB
Handover over the X2 Interface (II)
 Uu tracing on the target eNodeB side
 S1 tracing on the target eNodeB side

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Inter-eNodeB Handover over the S1 Interface
 Inter-eNodeB handover over the S1 interface is similar to that over
the X2 interface. The only difference lies in the fact that there is no
X2 link between two eNodeBs. If no X2 link is configured, an inter-
eNodeB handover is performed over the S1 interface. If X2 and S1
links are configured simultaneously, an inter-eNodeB handover is
preferentially performed over the X2 interface.
 If a handover uses the S1 interface, the Handover Request and

Handover Acknowledge messages and data are transmitted over the
S1 interface.

Inter-eNodeB Handover over the S1 Interface (I)
UE Source eNB Target eNB MME/MMEs Serving Gateway
Area Restriction Provided
1. Measurement Control The source eNodeB sends a Handover

Request message to the MME.
packet data The MME transfers the Handover packet data
UL allocation Request message to the corresponding Legend
2. Measurement Reports target eNodeB for handover preparation. L3 signalling
L1/L2 signalling
3. HO decision
User Data
4. Handover Reauired
5. Handover Request
After completing admission control and radio
Handover Preparation
resource configuration, the target eNodeB
returns a Handover Ack message to the MME. 7. Admission Control
7. Handover Request Acknologe

8. Handover Command
DL allocation Similar to the handover over the X2
9. Handover Command interface, the source target send the SN
information to the MME, which then
transfers the SN information to the
Detach from old cell and Deliver buffered and in
synchronize to new cell transit packets to target eNB target eNodeB.
Handover Execution
10. eNB SN Status Transfer
The MME transfers the Handover ACK 11. MME SN Status Transfer
message to the source eNodeB. Data Forwarding
Data Forwarding
Buffer packets from

MME
12. Synchronization

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Inter-eNodeB Handover over the S1 Interface (II)
UE Source eNB Target eNB MME/MMEs Serving Gateway
14. Handover Confirm

The target eNodeB notifies the
MME of the handover completion.
The UE accesses the
Completion
target eNodeB.
15. Handover Notify
The MME notifies the source
eNodeB of resource release. packet data
Handover
16. UE Context Release Command
The source eNodeB returns a resource

release completion message.
16. UE Context Release Completed

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Handover over the S1 Interface (I)
Uu tracing on the UE side
Uu tracing on the source eNodeB side
S1 tracing on the source eNodeB side

Page 53
Handover over the S1 Interface (II)
Uu tracing on the target eNodeB side
S1 tracing on the target eNodeB side

Page 54
Contents
Chapter 3 Paging Signaling Procedure
1 Introduction to Paging
2 Paging Signaling analysis

Introduction to Paging
 Paging is triggered in the following three situations:
 The UE is in the idle state and the network needs

to send data to the UE.
 The network notifies the UE of an SIB update.
 The network notifies the UE of an available ETWS

notification.

Introduction to the Paging Procedure (1)
 The UE is in the idle state and the network needs to send data to
the UE.
UE eNB SAE
S1_Paging
RRC_Paging
RRC_CONN_REQ
RRC_CONN_SETUP
RRC_CONN_SETUP_CMP
S1AP_INITIAL_UE_MSG
RRC_SECUR_MODE_CMD S1AP_INITIAL_CONTEXT_SETUP_REQ
RRC_CONN_RECFG
RRC_SECUR_MODE_CMP
RRC_CONN_RECFG_CMP
S1AP_INITIAL_CONTEXT_SETUP_RSP

Introduction to the Paging Procedure (2)
 The network notifies the UE of an SIB update or an ETWS
notification.
 If a UE receives a paging message of SIB update, the UE must
resolve the SIB again and use the network configuration parameters
contained in newly received SIBs.
 If the UE receives a paging message containing an ETWS notification,

the UE must resolve the SIB1 immediately. If the SIB1 contains the
SIB10 or SIB11 scheduling, the UE must resolve SIB10 or SIB11.
UE eNB SAE
S1_Paging
RRC_Paging

Summary
Processes of cell searching, PLMN selection, and cell selection
for a UE just powered on
UE attach procedure and different types of attach procedures
LTE handover procedure and several common handover types in

the LTE system
LTE paging procedure
3 to 5 key points upon the completion of this course

Thank you
www.huawei.com

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2013/1/16 Security Level: INTERNAL

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential

 Recognize the LTE signaling

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Chapter 1 Network Access Signaling Procedure

Chapter 2 Handover Signaling Procedure

Chapter 3 Paging Signaling Procedure

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Chapter 1 Network Access Signaling Procedure

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Frame timer, cell ID,

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Chapter 1 Network Access Signaling Procedure

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 After selecting a PLMN, the UE selects an appropriate cell of

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Chapter 1 Network Access Signaling Procedure

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DL Information Transfer DL NAS Transfer

Initial Context Setup Request NAS message: Attach

RRC connection Reconfiguration

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Signaling over the S1 interface

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Chapter 2 Handover Signaling Procedure

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 In the handover measurement phase, the UE performs measurements

 The whole handover procedure is performed based on UE-assisted

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Chapter 2 Handover Signaling Procedure

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Intra-eNodeB handover between cells is divided into

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Area Restriction Provided

2. Measurement Reports Measurement Report L3 signalling

Handover Pre paration