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Chapter 42
Abstract
Interest in malingering has grown in recent years, and is reflected in the exponential increase in academic
publications since 1990. Although malingering is more commonly detected in medicolegal practice, it is
not an all-or-nothing presentation and moreover can vary in the extent of presentation. As a nonmedical
disorder, the challenge for clinical practice remains that malingering by definition is intentional and delib-
erate. As such, clinical skills alone are often insufficient to detect it and we describe psychometric tests
such as symptom validity tests and relevant nonmedical investigations. Finally, we describe those areas
of neurologic practice where symptom exaggeration and deception are more likely to occur, e.g., postcon-
cussional syndrome, psychogenic nonepileptic seizures, motor weakness and movement disorders, and
chronic pain.
Factitious disorders are rare in clinical practice and their detection depends largely on the level of clin-
ical suspicion supported by the systematic collection of relevant information from a variety of sources. In
this chapter we challenge the accepted DSM-5 definition of factitious disorder and suggest that the tradi-
tional glossaries have neglected the extent to which a person’s reported symptoms can be considered a
product of intentional choice or selective psychopathology largely beyond the subject’s voluntary control,
or more likely, both. We present evidence to suggest that neurologists preferentially diagnose factitious
presentations in healthcare workers as “hysterical,” possibly to avoid the stigma of simulated illness.
A lie is as good as the truth if you can get some- context of human deception. In a study of absenteeism in
body to believe it. Canada of hospital workers who had just returned from a
scheduled day off or an unscheduled day off classified by
the employer as due to sickness absence, 72% admitted
not being sick on their (sick) day off (Haccoun and
INTRODUCTION DuPont, 1987).
Controversial and ubiquitous, deception describes a The key issue (and source of much controversy) in
common pervasive form of episodic human behavior that medicine remains the extent to which a person’s reported
understandably raises concerns and prejudices when symptoms can be considered a product of conscious
found and/or thought to occur in medical settings choice, a form of psychopathology (beyond the person’s
(Conroy and Kwartner, 2006). Considered by some to volitional making), and/or perhaps both. Notwithstand-
be evolutionarily adaptive (Spence, 2004), it is important ing recent experimental findings using functional
from the outset to locate illness deception within a wider brain imaging, the diagnosis established is frequently
*Correspondence to: Dr. Christopher Bass, MA MD FRCPsych, Consultant Liaison Psychiatrist, Department of Psychological
Medicine, John Radcliffe Hospital, Oxford OX3 9DU, UK. E-mail: c.bass1@btinternet.com
510 C. BASS AND P. HALLIGAN
“influenced by circumstantial factors and the physician’s decade, and recent conferences on conversion disorders
opinion of the patient’s personality or background” and psychogenic movement disorders (PMD) have led to
(Spence, 2004). the publication of a number of books (Halligan et al.,
According to Rogers (1997): 2001; Hallett et al., 2011) and in the UK the formation
of an interdisciplinary Functional Neurology Group
If we never investigate dissimulation [e.g., deceit
(Carson et al., 2011a). In tandem, there has been a grow-
subterfuge, falsification], then we may never find
ing neuropsychologic interest in illness deception and
it. I believe that our working assumption in
malingering (e.g., Halligan et al., 2003a; Rogers, 2008;
clinical practice should be that an appreciable
Bass and Halligan, 2014; Young, 2014), with neuropsy-
minority of evaluatees engage, at some time, in
chologists and clinicians introducing and refining novel
a dissimulate response style. If we accept this
methods of assessment in patients suspected of simulat-
working assumption, then we also accept the
ing illness.
responsibility to screen all referrals and activity
In addition to a brief historic review, this chapter con-
to consider the possibility of malingering and
siders some current themes and outlines the main areas of
other forms of deception.
clinical practice where deception can complicate the clin-
We have argued elsewhere (Halligan et al., 2003b; Bass ical presentation and its subsequent management, with
and Halligan, 2014) that illness deception (e.g., factitious particular reference to neurologic practice.
disorder and malingering as defined in DSM-5) is prob-
ably underestimated and is better understood within a
HISTORIC CONTEXT
wider biopsychosocial model. At the heart of the
DSM-5 definition is falsification of symptoms and/or The practice of illness deception by feigning illness has a
signs associated with deception, in the absence of exter- long history, with illustrative cases from Greek, biblical
nal rewards. The behavior is not accounted for by another and classic literature. Before the 1880s there are several
mental disorder such as delusional disorder. isolated reports on malingering (e.g., Gavin, 1838), list-
We suggest that the medicalization of illness deception ing motives such as the need to “to obtain the ease and
(such as factitious disorders and compensation neurosis) comfort of a hospital” and the “avoidance of duties.”
arose largely as an attempt to create a way of bridging Similar motives were ascribed to the behavior of soldiers
or linking diagnoses between unconsciously mediated in the American Civil War, including “choosing a career
psychiatric disorder and consciously mediated malinger- diversion as a patient rather than a soldier” (Bartholow,
ing (Bass and Halligan, 2014). Moreover, we believe that 1863). But, as Wessely (2003) argues, a key catalyst
the current DSM diagnosis of factitious disorder has little behind the growth in illness deception was the introduc-
clinical validity (Bass and Halligan, 2007). tion of the social welfare state and in particular the rise in
This is not to argue that medical factors involving workmen’s compensation schemes in the postindustrial
deception are not relevant, but that medical education revolution societies of North America and Western
needs to provide doctors with a broad conceptual, devel- Europe. Fallik (1972) goes so far as to suggest that:
opmental, and management framework from which to
laws of social welfare and work insurance were
better understand and manage deception in patient–
made mostly for law-abiding people who really
doctor interactions. It is equally important however, to
are in need. Therefore it is not the individual
ensure that medical disorders are not ignored where
who causes the problem of simulation and malin-
symptoms-based illness behavior provides for an alterna-
gering but the society which created the legal
tive working hypothesis. A study in the Israeli military
framework for exploitation.
showed that two dozen conscripts repeatedly considered
to be malingering were in fact suffering from serious
psychiatric disorders (Witztum et al., 1996). The introduction of social insurance schemes and of
A growing challenge for dealing with illness decep- steam-driven train accidents led to an increase in illness
tion is the increasing acceptance that many medical deception and moved from the social, moral, and
illnesses cannot be exclusively diagnosed or validated political to the medical sphere (Mendelson and
on the basis of the biomedical model. Medically unex- Mendelson, 1993).
plained symptoms (MUS) continue to form one of the In the UK in 1913, Sir John Collie published a book
most expensive diagnostic categories in Europe and on malingering and feigned sickness (including hyste-
are the fifth most common reason for visiting doctors ria), where the doctor was cast in the role of detective,
in the USA (Creed et al., 2011). Interest in functional utilizing a number of tricks, signs, and traps to detect
neurologic disorders has also grown steadily over the last the malingering patient.
FACTITIOUS DISORDERS AND MALINGERING IN RELATION 511
Malingering and the military have always been closely consider detection of malingering as an integral part of
linked (Palmer, 2003). The advent of the First World War, the medical enterprise” (Mendelson, 1995). From a clin-
with its focus on “psychotraumatology,” including ical and diagnostic perspective, however, there is also
“shellshock,” provided a fertile ground for revisiting non- evidence that most people, including clinicians, are
medical etiologies and diagnostic challenges for psychia- unable to reliably and consistently detect the contribu-
trists (Crocq and Crocq, 2000). Given that the military and tory role of deception (Ekman, 1985; Rosen et al.,
the governments at the time were ill prepared to accept the 2004). Unlike more established medical conditions there
large number of psychiatric casualties, “psychiatrists were is evidence that factitious disorders and malingering
often viewed as a useless burden” (Crocq and Crocq, behaviors are episodic, situation-specific, and dependent
2000). This was well illustrated in a memorandum on selective interactions with medical, social, or legal
addressed by Winston Churchill to the Lord President professionals governed by a cost–benefit analysis
of the Council in December 1942, where he wrote: (Rogers, 1990).
Moreover, feigning illness is not as difficult as some
I am sure it would be sensible to restrict as much as
doctors appear to imagine, “The possibility that an indi-
possible the work of these gentlemen [psycholo-
vidual would ever feign illness runs contrary to the empa-
gists and psychiatrists]… it is very wrong to disturb
thetic, trusting nature of the physician, so the issue often
large numbers of healthy, normal men and women
never reaches the threshold of consideration” (Lande,
by asking the kind of odd questions in which the
1989). According to Barrow (1971), who developed
psychiatrists specialize (Ahrenfeldt, 1958).
the use of “standardized” patient programs in North
In the UK, detecting malingering became part of the war America,
effort, and when Collie’s textbook was reissued in 1917, A wide range of psychiatric problems can be sim-
the second edition was nearly twice as long. After the ulated, such as depression, agitation, psychosis,
First World War, the focus of illness deception moved neurotic reactions and thought aberrations, with
from military to civilian settings, with medical practi- little problem. In neurology, the simulated patients
tioners as the main gatekeepers. can show a variety: paralysis, sensory losses,
Gavin introduced the term “factitious disorder” in reflex changes, extensor plantar responses, gait
1838 in a book on military malingering, to delineate a abnormalities, cranial nerve palsy, altered levels
subtype of malingering where the clinical evidence of consciousness, coma, seizures, hyperkinesias,
was tampered with or faked. The term was used sporad- and so forth.
ically over the next 100 years, but it was not until Richard
Asher’s paper in 1951 involving 5 cases described as Even after being warned that these “simulated patients”
“Munchausen’s syndrome” that greater awareness of ill- were among the examinees, experienced clinicians found
ness deception was raised. However, factitious disorder it difficult to detect them (Halligan et al., 2003a).
first entered the psychiatric glossaries in 1980 According to Eagles et al. (2007), “simulated
(American Psychiatric Association, 1980) and was used patients are now deployed for teaching purposes in
to describe (diagnose) those patients considered to differ almost all areas of medicine where students and health-
from hysteria, in whom the symptoms were produced care professionals interact with conscious patients.” At
consciously rather than unconsciously (Hyler and Aberdeen, Eagles and colleagues (2007) employed
Spitzer, 1978). In their essay on the origins of factitious professional actors and used live performances in-
disorder, Kanaan and Wessely (2010a) suggest that the formed by detailed life histories and scripts. Psychiat-
term developed as a “mediating diagnosis” between hys- ric conditions presented by these actors included
teria and malingering, whilst recognizing that some of depression, anxiety, alcohol misuse/dependence, hypo-
the diagnoses classified as such would have been previ- mania, schizophrenia, psychosis with aggression,
ously subsumed within the category of hysteria. One of obsessive-compulsive disorder, overdose in adoles-
the main consequence of the new nosology was appropri- cence, and early dementia. In their final year, students
ating a form of illness deception as a legitimate, medical have “a week of joint teaching from psychiatrists and
diagnosis (Bass and Halligan, 2014). general practitioners, during which actors portray
somatisation, life crisis/depression, the spouse of a
dementia sufferer, adolescent crisis and alcohol
DIAGNOSIS OF SIMULATED ILLNESS
misuse.” With actors portraying a wide range of pre-
Despite general acceptance that malingering is not a sentations with “flair and professionalism,” students
medical diagnosis “it is clear from medical literature generally found that they could not distinguish them
and the examination of law reports that many doctors from “real” patients (Eagles et al., 2007).
512 C. BASS AND P. HALLIGAN
GROWING INTEREST IN ILLNESS Scopus (accessed December 2014) showed an under-
DECEPTION standably slower uptake. Since 1891, Scopus listed a
total of nearly 2000 documents but shows a slow but
After World War II medical efforts to detect deception
growing interest, with approximately 50 papers per year
moved from clinical “intuition” to the more active search
since 1980.
for new techniques to detect it. Understanding deception
Finally, a bibliometric scan of the published journal
in the medical context was further facilitated by the intro-
papers listing the specific illness deception term
duction of concepts such as abnormal illness behavior
“Munchausen’s syndrome,” coined by Asher in 1951
(Pilowsky, 1969; Mechanic, 1978). The introduction of
(accessed December 2014) lists over 500 documents
quantitative testing by clinical psychologists however
demonstrating variable interest, with an average of
arrived relatively late, with the first modern textbook
15 papers per year since 1997.
on malingering published as late as 1988 (Rogers,
1988), but now in its third edition (Rogers, 2008).
Identifying the number of published papers using
PSYCHOSOCIAL CONTEXT
key illness deception terms provides a simple way to
capture the growing interest in the field. A bibliometric The clinical dilemmas presented by patients with ill-
scan (Fig. 42.1) of the published journal papers listing nesses without definable biomedical causes are well
the terms “malingering” using Scopus (the largest established (Hatcher and Arroll, 2008; Sharpe, 2013).
abstract and citation database of English-language In general practice, one-fifth of consultations constitute
peer-reviewed literature) over the past 123 years medical unexplained symptoms (MUS) (Burton, 2003)
(accessed December 2014) lists nearly 4000 documents and estimates of those without confirmed disease seen
and shows a slow and relatively modest interest until the in hospital outpatient clinics range from 35% to 53%
1990s. By 2000 the number of documents pertaining to (Stone et al., 2010; Creed et al., 2011). These figures
malingering was approaching 150 per year (Berry and are likely to be an underestimate, as many doctors under-
Nelson, 2010). standably remain cautious about excluding physical
A similar bibliometric scan of the published journal disease and presenting a patient with a “psychogenic,”
papers listing the terms “factitious disorder” again using less than definitive diagnosis (Espay et al., 2009).
Documents by year
175
150
125
100
Documents
75
50
25
0
1871 1889 1913 1926 1938 1947 1953 1958 1963 1968 1973 1978 1983 1988 1993 1998 2003 2008 2013
Fig. 42.1. Number of published papers on malingering (Scopus December 2014).
FACTITIOUS DISORDERS AND MALINGERING IN RELATION 513
Whereas disease is typically dependent on objective disorder (Sutherland and Rodin, 1990). Surveys of phy-
abnormalities of physical structure or function, illness sicians demonstrate a wide range of prevalence esti-
relates to the patient’s experience, including what the mates, with a mean estimated prevalence of 1.3%, with
individual reports to be involuntary behaviors. This, in dermatologists and neurologists giving the highest esti-
turn, has led to the growing inclusion of a number of mations (Fliege et al., 2007).
illness-based conditions such as “functional somatic Recognizing simulation remains largely a function of
symptoms/syndromes,” particularly within psychiatry, experience and the predisposing attitudes of the observer,
where many of the mental disorders already described especially neurologists (Miller and Cartilidge, 1972). In
by DSM-5 currently remain biomedically unexplained. a review of factitious disorders in neurology, Kanaan and
In response to the perceived and growing need to con- Wessely (2010b) found that neurology patients were
sider more complex, interactional, and contextual para- strikingly different from those in other specialties in
digms, “biopsychosocial models” applied to health terms of their demographics. Considering 90 patients
sciences emerged in the 1970s (Engel, 1977; White, from a total of 45 published reports, they found a wide
2005). These biopsychologic models, however, were range of neurologic presentations, the most common of
not specifically etiologic but rather argued for a more which was functional motor symptoms/simulated
holistic process model of illness (Halligan and strokes, and seizures/blackouts. They found that propor-
Aylward, 2006), where the person, and not the disease, tionately more of the patients were male (56%) and only
is the central focus when defining ill health. Acute and 17% were healthcare workers, which was surprising,
chronic symptoms originating from benign or mild forms given that the majority of patients with factitious disor-
of physical or mental impairment were considered to be ders are women and many are involved in the healthcare
re-experienced as amplified perceptions with accompa- professions. The authors speculated that “factitious
nying distress which, when filtered through the present- nurses” (or, more properly, nurses presenting with facti-
ing patient’s attitudes, beliefs, coping skills, and tious disorders) are typically diagnosed with conversion
occupational or cultural social context, were seen to disorder. They also speculated that there was evidence
affect patients’ perceptions of their impairment and asso- that neurologists preferentially diagnosed factitious pre-
ciated disability (Petrie and Weinman, 2006). sentations in nurses as “hysterical,” presumably to avoid
the stigma of simulated illness.
FACTITIOUS DISORDERS
Definition Factitious disorders: clinical features
It was recently suggested that factitious disorders should Clinical features remain diverse, but the majority of
be considered a variant of somatoform disorders (Krahn patients with factitious disorders are nonperipatetic,
et al., 2008), as both conditions provide patients with the socially conforming young women with relatively stable
opportunity to “organize their lives around seeking med- social networks (Krahn et al., 2003). Evidence of
ical services in spite of having primarily a psychiatric fabrication can be derived from multiple sources,
condition.” This latter model has been adopted by e.g., inexplicable laboratory results, an inconsistent or
DSM-5, with factitious disorders recategorized as implausible history, admission of an induced illness
somatic symptom disorders with two types: factitious (rare), scrutiny of outside records, observed tampering
disorder imposed on self and factitious disorder imposed with syringes, and finding hidden medications. Deputing
on the other. Although the motivation for the behavior a clinician to construct a medical chronology is
has attracted less emphasis in this definition, which tends invaluable.
to focus more on observed behavior, there remains little Most patients enact their deceptions in general hospi-
recognition that patients as people can and do exercise tals, especially Accident and Emergency departments.
choices which can, and often includes being influenced In a large case series 72% were women, of whom two-
by personal gain or benefit (Bass and Halligan, 2014). thirds had an affiliation with health-related professions
(Krahn et al., 2003). In this study the initial presentation
of factitious disorders typically began before the age of
Epidemiology
30 years, but there is often evidence of simulation in child-
Factitious disorders are relatively uncommon but, like hood and adolescence. Close enquiry and examination of
many conditions remain largely based on patient feed- medical records often reveal an unexpectedly large num-
back, and probably remains underdiagnosed. A survey ber of childhood illnesses and operations, and high rates of
of referrals to a psychiatric liaison service in a North substance abuse, mood disorder, and personality disorder
American general hospital found that 0.8% had factitious (Bass and Halligan, 2014). There is also increasing
514 C. BASS AND P. HALLIGAN
evidence to suggest that a high proportion of patients with Table 42.1
factitious disorders have so-called cluster B personality Supportive confrontation: preparation and process
disorders, in particular borderline personality disorder (for nonpsychiatrists)
(Goldstein, 1998; Gordon and Sansone, 2013). Recent
case reports of suicide suggest that deceptive behavior ● Collect firm evidence of fabrication, e.g., catheter, syringe,
does not preclude the presence of serious psychopathol- ligature
● Discuss with psychiatrist (or member of hospital legal team if
ogy (Binder and Grieffenstein, 2012).
no psychiatrist is available)
There is a suggestion that factitious behavior can be ● Arrange meeting to marshal the facts, discuss strategy,
“communicated” from one generation to another discuss with primary care doctor
(Libow, 1995). For example, of children with illnesses ● Confrontation with the patient should be nonjudgmental and
induced by their carers (often the mothers), a proportion nonpunitive, and include a proposal of ongoing support and
present with pseudoneurologic symptoms such as anoxic follow-up
episodes and epilepsy. Examination of their mother’s ● Discuss the outcome of the confrontation with the primary
medical records reveals that pseudoseizures are often a care doctor
key component of their somatoform presentation (Bass ● If the patient is a healthcare worker, the doctor should discuss
and Jones, 2011). This is an important observation, with a member of his/her defense organization
● Document a full record of the meeting and its outcome in the
and neurologists should be alert to it, especially as sei-
patient record
zures have been reported to be the most common presen-
tations of fabricated and induced illness in children
(Barber and Davis, 2002).