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of Underiying Assumptions
Brenda Dervin
Depatiment of Communication, Ohio State University, 3016 Derby Hall, 154 North Oval Mali, Columbus, OH 43210
This article assumes a wideiy accepted narrative, with • That access to "good information" is critical for the
myth-like status, which binds together dominant concep- working of "good democracy.";
tions of the information ^ democracy relationship. The ar- • that when itiformalion is allowed to flow freely iti a free
ticle aims to "deconstruct" this narrative by examining it in marketplace, "truth" or "the hest information" natu-
the framework of six sets of assumptions regarding ontol- rally surfaces much like cream in fresh whole milk;
ogy (views of the nature of reaiity and human beings) and • that the value of "good information" is such that any
epistemology (views of the nature of knowing and the stan-
dards of judging knowing as informative). The six sets of rational person will seek it out and that, therefore.
assumptions are presented as stereotypes, or ideal type availability equals accessibility;
extractions, of literatures relevant to discussions of infor- • that "good information" ought to be available to all
mation in the sciences and humanities. The six sets are citizens in a democracy, that there should be no infor-
labeled: dogma, naturalism, cultural relativity, constructiv- mation inequities; and
ism, post-modernism, and communitarianism. Each set is • that it is unfortunate that some citizens have fewer re-
examined in terms of how it serves the information ^ de- sources, and that we must therefore provide means of
mocracy narrative and how it leaves spaces for power to access to "good information" for these citizens.^
exert forces which in effect defy the narrative. Implications
for the design and implementation of information/commu-
nication systems are discussed. Taken together, these assumptions form a narrative
with near-mythic cultural status. Maintaining and
The Information ^ Democracy Narrative^ strengthening the assumed "free marketplace of ideas"
When we bring the two concepts "information re- has become both justification and excuse for all manner
sources" and "democracy" together, we become, wit- of social engineerings: the protection of an increased ar-
tingly or unwittingly, enmeshed in a widely accepted, ray of messages by the First Amendment; the call for the
weblike narrative based on these premises:^ extension of the telecommunication network infrastruc-
tures to rural and impoverished areas; the distribution
of computers in low-income schools; the highly visible
' The author thanks Sam Fassbinder. Leah Lievrouw, Tony Os-
practices of recent presidential candidates in courting the
borne, and Peter Shields, in particular, for their insightful and useful
comments on the draft manuscript, and is grateful to Robert Huesca, citizenry through devices with such historically rich and
Priya Jaikumar-Mahey. and Peter Strimer with whom discussions have resonant names as "town meetings."^ It is not the pur-
been of enormous assistance in the development of these ideas. A very
much abbreviated version of this article was presented under the title
"Debating different approaches to studying the organization of infor- narrative increasingly spreads beyond the west. However, it is not just
mation—the communication paradigm." at the annual meeting of the
market-based models of society that strive for "perfect" information.
American Society for Information Science. Columbus, Ohio, October
Planning-based models (e.g., socialistic arrangements) do so as well.
1993.
What differs between them is the ". . . relative merits of centralized
^ This article focuses on the dominant narrative which the author and decentralized mechanisms for dealing with information" (Shields,
extracts primarily from U.S. discourses relating to the design and oper- 1993). Regardless of these differences, both models privilege an onto-
ation of information/communication systems for democracies. As logica! center.
such, the narrative is anchored in market-based conceptions of societal ' This premise has been prevalent in the information •-' democracy
arrangements and accompanying assumptions of liberal pluralism re- narrative in different ways since the founding of the U.S. Recent events
garding the nature of citizen participation in the state. The narrative (e.g.. the decrease of tax revenues to public education and librarianship)
has wide reach, however, and becomes increasingly pervasive in most, suggest the premise is in jeopardy.
but not all. Western treatments of the issues. Further, the market-based '' For comprehensive treatments on issues relating to information
inequities and the role systems play in alleviating or exasperating them
1994 John Wiley & Sons, Inc. see Dervin (1980, 1989), Gandy (1988), and Shields et al., (1993).
JOURNAL OF THE AMERICAN SOCIETY FOR INFORMATION SCIENCE. 45(6): 369-385, 1994 CCC 0002-8231/94/060369-17
pose of this article to suggest that any of these social ac- Six Sets of Underlying Assumptions
tions are in themselves inappropriate, but rather to sug-
gest that they are engendered based on unexamined as- The discussion of normative and aiternative assump-
sumptions and. thus, cannot when tested by the forces of tions as presented here is necessarily brief; six different
power or expediency or necessity, sustain their reach for versions of underlying assumptions, presented in Table
the well-meaning equities they envision. More generally, 1, in six rows.
it is the purpose of this article to suggest that the set of The purpose of Table 1 is to give us a framework for
unexamined assumptions—the narrative woven around examining the ontological and epistemological assump-
normative views of the relationships between informa- tions underlying the information *-» democracy narra-
tion '-^ democracy—are based on other unexamined as- tive. To do this, a set of six stereotypes are drawn from a
sumptions, assumptions about the nature of information variety of literatures.^ Each stereotype consists of a set of
and the nature of communication.' ontological assumptions (about the nature of reality and
the nature of human beings); epistemological assump-
It is the purpose of this article to unpack the set of
tions (about the nature of knowing and the standard of
premises that constitute the information <-^ democracy judgment for defining the results as informative and,
narrative by examining the foundational ontological and thus, calling it "information"); the ideological bridge
epistemological assumptions on which the narrative (how power enters the equation); and shorthand label(s)
rests. Alternative sets of assumptions will be set forth and for the stereotype.^ Table 1 also suggests that the six sets
the current assumptions will be reexamined in terms of ofassumptions are laid out in a rough chronological or-
the consequences of operating under one or another set der from assumptions with earliest presence in our epis-
ofassumptions for the design of information/communi- teme to those most recently emerging.
cation systems serving democracy. In the ensuing discus-
sion, it is the term "information" not the term "democ- In this fashion, the six different "stereotypes" are pre-
sented—authority, naturalism, cuhural relativity, con-
racy" that is problematized.^ Throughout most of the ar-
structivism, postmodernism, and communitarianism.
ticle the term "democracy" is taken in its most general
These positions are presented deliberately as "stereo-
sense as applying to collectively produced actions and/or types," in the manner of Weber's (1963) ideal-types, rep-
policies, in any setting, designed in some way by constit- resenting no single position but rather a conceptual pas-
uent members, either directly or through mediation by tiche of approaches often referred to by stereotypic la-
representation. bels. Scholarly discussions of philosophic assumptions
A further caveat on the following discussion is re- are rarely if ever framed in terms of one of these stereo-
quired: the rapid spread of new communication technol- types. On the other hand, it is fair to say that secondary
ogies into every aspect of human life has permitted mon- sources often reify the approaches in these stereotypic
etary resources to be sped across the globe electronically, ways. In this sense, the stereotypes presented here may
reconceptualized as information. This conceptualization be said to be more stereotypical of positions rather than
of information, which assuredly has relevance for the dis- by positions.
cussions at hand, is not included as an aspect of the dis- Further, if one tried to identify the perfect exemplar
cussions. However, whether we are informed—you and for each stereotype in the literature, it would be impossi-
I—about how these new financial arrangements work bly challenging in two senses. First, the elements of any
and whether as a result we reconceptualize our own fi- scholarly project—the assumptions, the substantive dis-
nances or challenge these arrangements are examples of cussions, the empirical forays—rarely fit together in one
some of the kinds of "informational"^ concerns which time, not to mention across time, without strain. Second,
this article is intended to address. the attempt to find exemplars would yield instead a geo-
Standard of
Stereotypic label Realitv Human beings Knowing judgment Ideological bridge Chronology
authority orderly orderly isomorphic and none needed open bridge earliest presence
dogma fixed centered universal truth assumed in literature
positivism-accused continuous conscious
communitarian orderly orderly constructed and recursivities power, bracketed most recent
dialogic fixed centered deconstructed consequentialities power, exposed presence in literature
verbings continuous conscious by structure. contiquities
and and culture. intersubjectivities
chaotic chaotic person in
floating decentered mediation and
discontinuous unconscious struggle
desic dome of possibilities—the six rows and seven col- discussions of communication and information pro-
umns and some 30 different concepts in Table 1 thrown cesses in all fields are peppered with dualisms. It might
into space with lines of connections forged between each be said that dualistic argument is the primary rhetorical
combination somewhere by someone. strategy of our time. Among the many dualisms to which
The purpose in presenting six stereotypes is to extend we attend, all of them relevant to the discussion at hand,
our reach beyond the usual dualistic discussions of these are: structure versus agency, individual versus situation,
issues that onefindsin the literature, where, for example, qualitative versus quantitative, normative versus critical,
absolutist assumptions regarding information are pitted modernity versus post modernity, diversity versus homo-
against constructivist, or constructivist assumptions are geneity, science versus humanities, subject versus object,
pitted against the postmodern. The purpose is also to local versus global, and contextual versus universal.'"
suggest that there are complexities to this discussion that For purposes of this article, it is assumed that one par-
cannot be captured here. However, by marking our ex- ticular dualism is foundational to the others—order ver-
amination in terms of six major disjunctures (albeit ste- sus chaos. Further, it is assumed that the ricocheting of
reotyped) we can get a better picture of the variety of our models t>etween concepts of order and concepts of
positions being brought to bear on these issues. chaos poses the greatest challenge to our conceptions of
information and, thus, of the information *-* democracy
relationship. If, for example, the most radical postmod-
Order versus Chaos—The Fault Line
The primary organizing concepts in Table I rotate '° Overviews of some of the debates in the field of communication
around a central dualism—order versus chaos. Recent include: Delia (1987). Dervin (1993), and Rosengren. (1989).
'^ The reader needs to read both this section and the next one, "Em-
'' The definition comes from Bottomore f 1983) who actually used piricism." in order to understand the distinction between "positivism-
the term "distortions" rather than "modes." The latter term has been accused" and "positivism."
used here in keeping with the premise that distortions anchors itself on '^ The information as uncertainty reduction idea can be traced back
the idea of an external standard. The communitarian position, which to the use/misuse of a single theoretic formulation developed by Shan-
is the focus of this article, requires in its most general frame a more non and Weaver (1949). However, it has become pervasive. Taylor
general term. The procedure—anchoring to an external standard- (1993) has been particuiaHy helpful in developing this section. It is also
would be an instance of the possibilities. Works particularly helpful of interest to note that Hayles (1990) argues that information theory,
in developing this section include Freire (1970), Gramsci (1988), Hall the tool used to develop the edifice of information as that which reduces
(1989), and Lukes(1974). uncertainty, opened the way for theories of chaos.
toward communitarianism. Their efforts have been enormously useful ^° See. in particular, Nordenstreng and Schiller (1993).
in constructing the arguments in this article. ^' For recent relevant works, see Gonzalez and Peterson (1993), and
'^ Particularly helpful in developing this section have been the fol- Rakow(1992).
lowing, none of whom should be held responsible for the stereotypical ^^ The reader is again reminded that we are deliberately stereotyping
presented here: Clifford (1986). Geertz (1975), and Rorly (1991), It here based on dominant themes in applied communication/informa-
needs to be emphasized that there are numerous approaches lo schol- tion science literature. In fact, among the many complex strands in the
arship that call themselves "cultural." Some would be clearly recog- philosophical movement called constructivism was a position based on
nized if one applied the cultural relativity stereotype used in this articie a mathematical rule that said that when the existence of some thing was
as a map. Others would be more readily recognized using the construc- mentioned, it should be accompanied by a statement of the method of
tivist or postmodern stereotypes. finding or constructing that thing (Parsons. 1967. p, 204). This was not
''' See. in particular, Gerbner. Mowlana, and Nordenstreng (1993). merely a kind of operationalism but rather a step toward procedural
P5
TIME
P = perspeclive l...nn
solid Imes = order, continuity
broken lines = chaos, discontinuity
FIG. 2. A diagram suggestive ofthe ontological and epistemological assumptions regarding knowing represented by communitarianism, as pre-
sented in Table 1.
tive ofthe ontologica! and epistemological assumptions and power—fully instruct us. Ifwe accept this assump-
regarding knowing represented by communitarianism. tion, then we must conclude that humans need to tap
Here, multiple voices in multiple times and multiple diverse perspectives, not merely to make peace across
spaces attend to an elusive reality. Figure 1 represents their differences, but as ontoiogical necessity. This con-
order; on its surface. Figure 2 represents chaos. clusion requires that we jettison the baggage of our old
The question is whether any kind of order—order of assumptions—the belief that anything but "expert" ob-
a different kind than that conceptualized in the past— servations are suspect. We must find a way to think of
ean either be found hidden within this chaos or emerging diversity of views as a step toward never-reachable onto-
from it.''' Part ofthe difficulty, of course, is that this set logical completeness and as a step away from the tyranny
of alternative assumptions is just beginning to launch its of epistemological completeness.
contest. Anotherdifficulty is that row 6 (communitarian) The other prong is to assume the incompleteness of
assumptions require a genuine philosophical leap. This the p>erson—that we are not always centered, always con-
is not just a matter of conceptualizing that there is diver- scious, always ordered; that we are sometimes uncon-
sity out there between persons and cultures. Rather, it is scious, sometimes decentered, sometimes disordered;
a matter of conceptualizing the diversity within—within that we are in a constant state of moving between order
people, within cultures. Further, it is a matter of concep- and chaos; that it is just as much of a struggle to fall in
tualizing this diversity as two-pronged in its origins. line (i.e., to make ourselves fit our surroundings, our cul-
One prong is the incompleteness of reality—our on- tures, our societies), as it is to fall out of line {i.e., to resist
tological world could not, even if able to speak to us di- and challenge our surroundings, our cultures, our socie-
rectly without the intermediaries of language, discourse. ties). As individuals we constitute and are constituted by
our societies; our societies constitute and are constituted
by us. This work is never done, never complete. To re-
" Hayles < 1990) reviews the two major themes in chaos theories in main muddled, to refuse to choose, to dream instead of
terms of two metaphors—"the figure in the carpet," where pattem is
found hidden in the complexities ofchaos; and "something out of noth- seek facts—these can all be as informative, and therefore
ing," where pattern results from chaos. as gap-bridging—as what traditionally has been thought