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Crisis of Perception
Descartes,
Malebranche, and the
Crisis of Perception
Walter Ott
1
OUP CORRECTED PROOF – FINAL, 10/3/2017, SPi
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Contents
Preface vii
Acknowledgments xi
Bibliographical Conventions xiii
3. The Meditations 63
3.1 Sensations, Ideas, and Intentional Resemblance 67
3.2 Material Falsity 79
3.3 Brain Images after L’Homme 84
3.4 The Special Modes of Thinking 86
3.5 Jobs for Sensations 93
3.6 Conclusion 97
References 227
Index 237
Preface
I am keenly aware that scholars have trod, if not this particular path,
nearly every step of it on their way elsewhere. So I have tried to
confine myself to those topics about which I have something original
to say or, failing that, unavoidable steps on the road to my goal.
I have tried to write a book one might enjoy reading. As a result,
I have not written a review of the relevant literature for its own sake.
In the usual case, only those commentators whose work serves as a
useful foil for my own views appear in the text. But I have learned
from all the commentators I cite and many more besides. Without the
groundbreaking work of Douglas Lindberg and Gary Hatfield on the
history of the philosophy of perception I am sure I would never have
taken an interest in these matters. Reading John Sutton’s stimulating
and wide-ranging Philosophy and Memory Traces provided further
inspiration. And the work of Celia Wolf-Devine and Robert Pasnau,
to name just two more, provided guidance on important issues.
It is probably typical for philosophers to be most indebted to those
with whom they disagree. That is certainly the case here, and to an
unusual degree. If I should turn out to be right on some of these
points, it is only because others formulated clear and attractive theses
that forced me to think for myself. I have learned much from the
work of Alison Simmons, Nicholas Jolley, Steven Nadler, Tad
Schmaltz, Larry Nolan, and all the others with whose views I at
times take issue.
Let me say a quick word about my methods and assumptions.
Recent commentators, especially Peter Machamer and J.E.J. McGuire,
question the assumption that Descartes’s positions are largely stable
in his mature work.1 I share their skepticism. I spent an enormous
amount of time trying to shoehorn all of Descartes’s mature positions
1
See Machamer and McGuire (2009).
viii PREFACE
into a single view. Only when I gave up that ambition and let the texts
speak for themselves, on their own terms, did I begin to make any
progress.
No doubt there is a core set of doctrines that Descartes hews to
after 1637 or so. I’ll identify some of them below, and some of those
go right back to the even earlier Regulae. But in the cases I’ll cover, the
differences that emerge are so significant that one cannot mix views
from, say, Le Monde with those of the Principles. Conflating these
works means one has to cherry-pick some texts and ignore or ‘read
away’ others. As we shall see, some of the differences are superficial
and owe more to Descartes’s varied purposes—say, attaining enough
knowledge to aid ‘the designing of telescopes,’2 or giving an account
of the passions—than to any shift in doctrine. Nevertheless, there are,
I believe, substantial points of development.
Similar points apply to Malebranche’s work. Thomas Lennon and
Paul Olscamp’s translation of The Search after Truth is authoritative
partly because it works from the text that Malebranche himself, at the
end of his life, endorsed. But like many of us, Malebranche was keen
to elide the errors of his youth. The first edition of the Search differs
wildly from later ones on the issues that concern us, and so merits
separate treatment.3
My strategy, then, is to come at each text without the assumption
that it must be consistent with all the others. Consistency across
texts is a worthy goal and a welcome result when you find it. But if
someone asserts that p, I’ll take him to mean that p, unless evidence
within that same text shows otherwise.
I should also say something about why what follows is supposed to
be worthy of anyone’s attention. People are interested in the history
2
‘In the Optics my purpose was to show that one could make sufficient progress in
philosophy to enable one to achieve knowledge of the arts which are beneficial for life;
for the designing of telescopes, which I explained there, is one of the most difficult
projects ever attempted’ (Preface to the French edition of the Principles, AT IXB 15/
CSM I 187).
3
See esp. Geneviève Rodis-Lewis (1963) for an account of the differences among
the editions.
PREFACE ix
Among all the debts I owe, the greatest is to Antonia LoLordo, who
suffered through a seminar I taught on these issues and even then was
willing to comment in detail on a draft. Her insightful comments
saved me from innumerable idiocies and shaped every page for the
better.
Peter Momtchiloff displayed super-human patience as the book
slowly took shape. I am especially indebted to the anonymous referees
for the press, one of whom provided a truly extraordinary set of
comments.
Ben Jantzen of Virginia Tech was an invaluable interlocutor on
these issues. Laura Keating was kind enough to offer helpful com-
ments on one of my earliest drafts of a paper on these issues in
Descartes.
Gallica (the website of the Bibliothèque Nationale de France),
Google Books, and the Bibliothèque électronique suisse have made
available digital versions of many rare and untranslated texts, obvi-
ating the need to travel to see the originals. Thanks a lot.
I am very grateful to Leslie Oakey for the cover art. Matthias Butler,
Clement Raj, and the design and production team at Oxford University
Press did a wonderful job seeing the book into print. Thanks to
Andrew Woodard and Michael Janes, whose acute copy-editing and
proofreading found all the mistakes I couldn’t.
My delightful neighbors, Gene and Jeanne Zechmeister, went to
the extraordinary length of reading and commenting on the final
draft, catching many errors and infelicities in the process.
I thank the editor and publishers of Philosophy and Phenomeno-
logical Research for permission to reprint portions of my ‘Male-
branche and the Riddle of Sensation’ 88, 3 (2014): 689–712.
xii ACKNOWLEDGMENTS
Bibliographical Conventions
1
I follow Stephen Gaukroger’s practice of referring to these two treatises collect-
ively as Le Monde. See G vii.
OUP CORRECTED PROOF – FINAL, 10/3/2017, SPi
BIBLIOGRAPHICAL CONVENTIONS xv
Note on translations
Where no English version is cited, translations from French are my own.
2
This fifth edition claims to be the fourth, as does its 1678 predecessor. The
numbering of future editions is affected; the seventh edition purports to be the
sixth, the sixth the fifth. I am grateful to Tad Schmaltz for helping me sort out
the tangled history of the editions of the Search after Truth.
[B]y the most ancient, the most strange, and the most deeply
rooted of errors, we attribute to the external world what are
called sensible and corporeal qualities, such as light, heat, taste,
odor . . .
Robert Desgabets, Supplément de la philosophie de M. Descartes
It is obvious that one sees bodies only by color and that one can
only distinguish them as different by the difference of their colors.
No proof is necessary for this claim, save for a little reflection on
the effects of colors in painting.
Nicolas Malebranche, Réponse à Regis
Plan of the Book
Even as a first pass, this is too weak, since ‘in virtue of ’ is notoriously
slippery. If it is purely a causal claim, then it seems false: a might
trigger a thought of b without in any way representing b, as when a
song makes you think of an event in your past.2 What we want for our
first pass, I think, is a notion of ‘in virtue of ’ that is fully explanatory
in the following sense: the explanation for S’s thinking of b has to
explain why S thinks of b and not c. In our song example, for instance,
the song triggers a thought of b but does not explain why the thought
is a thought of b rather than c or d. By contrast, a representation is
something that allows the mind thinking of it to think through it to
something else.
The schema above is designed to be neutral between two ways in
which it might be developed: ‘internalism’ and ‘externalism.’ I’m
using these terms in my own, purely stipulative, way. The distinction
I have in mind is not to be identified with that between ‘narrow’ and
‘wide’ content, which exercises many contemporary philosophers.
We’ll need these two -isms to understand the competing interpret-
ations of our figures.
1
One might worry that this definition forces the moderns into an objectionable
homuncularism. To see that it doesn’t, note that S in our definition can be satisfied
either by a physical subject, a Cartesian mind, or a system or sub-system within either
of them. Ruth Garrett Millikan helpfully distinguishes between the producer and the
consumer of a representation. See esp. her (1987) and (1989). These can, but need not,
be within a single organism. For example, a beaver that splashes its tail to warn of
danger counts as a representation-producer; the consumers are the other beavers who
flee as a result.
2
Nor do we want ‘in virtue of ’ to be construed only as realization: although one
might claim that state a just is S’s thinking of b, it would be unwise to build that into
the very notion of representation. I owe these points to Brie Gertler.
THE CRISIS OF PERCEPTION
3
This is roughly how Alvin Goldman draws the line between epistemic internal-
ism and externalism. See Goldman (1979, 141).
4
I should note that ‘what’s true right now,’ in my use and Goldman’s, cannot
include facts about the past; if it did, the distinction would collapse.
5
Note that an internalist in my sense is perfectly free to hold that the extension of a
representation—what it picks out in the world—is determined partly by what is in that
world. Consider the inevitable Twin Earth scenario, where water is really XyZ and not
H2O. Your picture of watery stuff picks out H2O partly because H2O is what, in your
world, resembles your picture.
THE CRISIS OF PERCEPTION
6
The classic discussion of localization, and space perception in general, from Kant
onward is Gary Hatfield’s (1990). For a treatment of localization in Thomas Reid, see
Lorne Falkenstein (2000). As I shall understand it here, the notion refers to the
localization of what come to be called secondary qualities: whatever process it is by
which we come to experience, say, color as out there, in a determinate expanse of
space. Falkenstein (2000) clearly has this sense in mind, but builds in other tasks, such
as ‘localization on a two dimensional field of view, depth perception, perception of
THE CRISIS OF PERCEPTION
objective magnitude, [and] coordination of visible with tangible spaces’ (2000, 306,
n.4). I shall be using ‘localization’ in its narrowest sense, and refer to these other issues
as such when they arise. I should also note one other point of departure. Falkenstein
calls localization ‘a complex achievement,’ which suggests that it is something that the
subject does. Not all of our philosophers will agree, and so I do not want to build that
feature into the very notion of localization.
7
This variety of scorn is heaped on their contemporaries as well. Antoine Arnauld,
for example, explicitly charges Malebranche with laboring under the misapprehen-
sions of childish beliefs; see Arnauld (1990, 58 f.).
8
Principles I.71, AT VIIIA 35–6/CSM I 218. Descartes’s point is not that we believe
things based on authority when we’re young; instead, he’s talking about the beliefs the
child naturally forms by being ‘so closely tied to the body.’
THE CRISIS OF PERCEPTION
9
Principles I.71, AT VIIIA 36/CSM I 219.
10
Jonathan Lear (1988, 111 f.), for example, argues that even Aristotle offers a
dispositionalist account of color. I find Stephen Everson’s (1997, 112) arguments to
the contrary persuasive.
11
CdC 30.
12
CdC 32. La Forge (1666, 110) says much the same thing: if people could
persuade themselves that sensible qualities resemble something in the object, itself
no mean feat, ‘would they not become ridiculous?’
THE CRISIS OF PERCEPTION
13
CdC 35.
14
Desgabets (Supplément, RD 165); cp. Malebranche, SAT I.x/LO 49.
15
Hume (2000), Book I, Part IV, section 4, paragraph 3.
16
Some philosophers, such as Robert Boyle and John Locke, entertain the possi-
bility of unobservable non-geometrical qualities in bodies. (See my 2009, 182 f. for
discussion.) Still, these unobservable qualities will not, trivially, appear on the list of
sensible qualities.
THE CRISIS OF PERCEPTION
lists a few and then adds ‘and so on,’ a practice Galileo initiated in
the Assayer.17
That in fact is the best way to proceed. Instead of trying to give a
definition that will isolate all and only the qualities we want, we
should list them and then, for our own convenience, impose a
name. Just what these qualities consist in—what their real definition
is—will be a matter of debate, and so trying to give such a definition at
the outset would beg the question.
Descartes’s list in the Principles, which overlaps with Galileo’s,
includes:
- tastes
- smells
- sounds
- heat
- cold
- light
- colors18
- heaviness
- heat
- humidity19
17
For example, Galileo writes, ‘these tastes, odors, colors, etc., so far as their
objective existence is concerned, are nothing but mere names for something which
resides exclusively in our sensitive body’ (1623/2009, 22). In the Principles (I.71),
Descartes speaks of ‘the sensations of tastes, smells, sounds, heat, cold, light, colours
and so on’ (AT VIIIA 35/CSM I 219).
18
Descartes provides this list in the Principles I.71 (AT VIIIA 35–6/CSM I 219).
19
Principles IV.191 (AT VIIIA 318/CSM I 282). Cp. Louis de la Forge (1666, 108).
20
See Arnauld and Nicole (1996, 49) and Régis (1690, 77 f.).
THE CRISIS OF PERCEPTION
21
With Newton, philosophers come to recognize that a thing’s shape is partly
a function of the gravitational fields being exerted on it. It is then in some sense
relational rather than intrinsic. And even in our period, some philosophers, such as
Malebranche, argue that shape is a relation of points along an object’s surface. On
Malebranche’s view, shape will still count as a monadic property of the body that has
it, in the sense that, while relational, it is not a relation between this body and some
other.
22
Talking of sensations and ideas might suggest that Descartes holds what Alison
Simmons (2003) calls a ‘bifurcation’ account of experience, one that neatly slices
experiences of sensible qualities off from those of geometrical ones. Whether he holds
such an account or not is a matter of controversy, and I do not mean my stipulations
to decide the matter. We’ll return to this issue in chapter three.
THE CRISIS OF PERCEPTION
23 24
1623/2009, 22. Principles I.71 (AT VIIIA 35–6/CSM I 219).
25
Principles I.70 (AT VIIIA 34/CSM I 218).
THE CRISIS OF PERCEPTION
26
Principles IV.198 (AT VIIIA 322/CSM I 285).
27
Even seventeenth-century English allows for this use of ‘disposition’ to mean
‘arrangement.’ Locke, for example, writes that ‘we may in reason consider these four
degrees: the first and highest, is the discovering and finding out of Proofs; the second,
the regular and methodical Disposition of them, and laying them in a clear and fit
Order, to make their Connexion and Force be plainly and easily perceived’ (Essay
IV.xvii.3: 669).
28 29
AT IXB 317. 1658, 315.
30
See Boyle (1664, 74–5), quoted in Stuart (2013, 116, n.14).
THE CRISIS OF PERCEPTION
31
Many would disagree. Consider Gary Hatfield’s distinction between ‘Powers:
Secondary qualities in objects are powers for producing non-resembling sensory ideas
in perceivers’ and ‘Bare Causation: The physically basic properties of bodies serve as
bare causes for sensations of color, etc., and such colors exist only in the mind’ (2011,
310). While there are some contexts (e.g., the debate over how to account for
metamers) in which the distinction does some work, it is of considerably less
ontological significance than appears.
32
See Levine (1983, 354).
THE CRISIS OF PERCEPTION
character concerns more kinds of mental states than just our experi-
ences of sensible qualities.33
The second difference is more fundamental. The explanatory gap
lies between brain states and the distinctive phenomenology of
experience. Saul Kripke invites us to consider the firing of neurons
on one hand and pain on the other, and then wonder how they can be
the same thing. We can generate the same sense of wonder in the face
of more sophisticated views than the identity theory Kripke targeted:
Ned Block’s China brain does the same thing for functionalism. Each
ontology of mind compatible with physicalism generates its own
version of the explanatory gap.
But these worries are alien to our philosophers, simply because
none of them is trying to square physicalism with phenomenology.
Our philosophers are worried instead about a different gap altogether:
that between the qualities then recently evicted from the mind-
independent world on one side and the qualities bodies are still
permitted on the other. It’s not a question of what it’s like to see
red; it’s a question of how the red we see is related, if at all, to objects
out there in the world.34
33
One might suppose that phenomenal character was never a problem until the
moderns ‘kicked the sensible qualities upstairs.’ But that would be a mistake: whatever
one does with the sensible qualities, phenomenal character will still be a problem, for
the simple reason that states having such a character are not exhausted by states
having to do with sensible qualities.
34
Sydney Shoemaker (2002) helpfully distinguishes between Levine’s ‘subjective’
explanatory gap and its ‘objective’ counterpart, which is of ‘greater antiquity.’ As
Shoemaker puts it, the objective gap asks ‘how colors, given their perceived nature,
can be, or be realized in, physical properties of things, given what we know about these
physical properties’ (2002, 2). Now, for most of the moderns, Shoemaker’s objective
gap is a question with a clear answer: sensible qualities are not, nor are they realized in,
physical properties. Still, Shoemaker’s objective gap helpfully steers us away from the
obsession with the relationship between phenomenal states and the brain.
THE CRISIS OF PERCEPTION
give up now. Happily, there are only a few key points we need to
grasp, in order to understand what our figures are up to. Moreover,
how the early moderns understand their scholastic competitors is, for
our purposes, as important as what those competitors themselves
really think. I begin with a brief ‘big picture’ discussion of sense
perception in Aristotle and Aquinas before moving on to theories of
brain function, ultimately focusing on vision and the Baconian syn-
thesis that is falling apart just as Descartes begins his career.
For the Aristotelian, sensory experience is common to humans and
animals. Animals are entirely corporeal beings nevertheless capable
of sentience. Since we and animals share a sensitive soul, we share a
baseline of capacities and experiences, all of which are the result of
entirely corporeal entities and their faculties. In ordinary sensory
experience, sensible qualities are impressed on one of the external
senses. The sensible species that result are ultimately gathered by the
common sense, which unifies the impressions of the various senses.
The common sense achieves a representation of the object that caused
the initial sense impressions; what is more, it represents because it is
a similitudo of that thing.35 Nevertheless, this ‘sensible species is not
what is perceived, but rather that by which the sense perceives.’36
We and animals also share a capacity for memory and imagination.
This requires us to store sensible species, at which point they are
called phantasms. Phantasms are ‘images of individuals, and exist in
corporeal organs.’37 While they help explain the recognitional and
predictive capacities of human and non-human animals alike, phant-
asms play two further roles in distinctively human cognition.
Lacking an intellect, animals are confined to thinking of particu-
lars. Only beings equipped with an intellect are able to produce the
intelligible, rather than sensible, species that allow them to think of
universals. We are able to do this by abstracting the intelligible species
35
In what follows, I draw primarily on Aristotle’s de anima (especially II.6, II.13,
and III.1), Aquinas’s commentary on the de anima (CDA), as well as his ST 1 q.84 and
q.85. All quotations from Aristotle are from Aristotle (1984).
36
ST I q.85 art 2.
37
ST I q.85 art 1. reply to obj.3; see CDA III.13, 392.
THE CRISIS OF PERCEPTION
38
ST I q.85 art 1.
39
Sententia libri De Anima I, lecture 2, number 19, trans. Hain (2015, 54).
40
See, e.g., ST I q.84 art 7.
41
ST I q.84 art 7 reply to obj.3.
42
This is Aristotle’s list from de anima III.1, trans. Pasnau, in Aquinas (1999, 291).
See also de sensu 442b5-6 and de memoria 450a10, which adds time.
43
Compare Locke’s list of ‘simple Ideas of divers Senses’ (Essay II.v.1: 127)—
number, extension, figure, rest, and motion—with his primary qualities, which
include number, extension, figure, motion, and solidity. The one exception is solidity,
a primary quality detectable only by one sense, namely, touch.
THE CRISIS OF PERCEPTION
44 45
Aquinas (1999, 205). Aquinas (1999, 204).
46
Ronald Polansky (2007, 376, n.23) argues that Aristotle is indeed speaking
loosely, since he has not yet distinguished sense perception from thought, as he will
in III.iii.
THE CRISIS OF PERCEPTION
[T]here cannot be a special sense-organ for the common sensibles either, i.e.
the objects which we perceive incidentally through this or that special sense,
e.g. movement, rest, figure, magnitude, number, unity; for all these we
perceive by movement, e.g. magnitude by movement, and therefore also
figure (for figure is a species of magnitude), what is at rest by the absence
of movement: number is perceived by the negation of continuity, and by the
special sensibles; for each sense perceives one class of sensible objects.47
47
425a13–15. See Joseph Owens (1982) for a thorough commentary on the issues
of translation involved.
48
Marmodoro (2014a, 177). Marmodoro reads Johansen (2012, 180) as appealing
to accidental perception to explain our grasp of the common sensibles. I am not sure if
this is quite what Johansen means. Nevertheless, Marmodoro’s take on accidental
perception seems to me to be entirely correct.
49
425a27–8.
THE CRISIS OF PERCEPTION
The common sensibles are, then, perceived per se and not inciden-
tally. We do not infer shape from color; rather, both shape and color
are perceived per se. The difference is that color is perceived only by
vision; that is the sense in which color is its ‘proper’ object.
There remains the problem of judgment. As Aquinas says, we
apprehend shape through vision only by apprehending color. Color
is a real feature of the body that makes it visible. And since the color
ends where the body does, there is no need to infer to the shape of a
body from our experience of its color. How, then, can a sense be more
trustworthy with regard to its proper sensible than it is with regard to
50
Paul Symington (2011, 248) directs us to Aquinas’s commentary on Metaphysics
V, Lecture 15, 980, 982, 983, in Aquinas (1961). There, Aquinas argues that, since
whiteness is indivisible, it can only be individuated by belonging to the object in which
it inheres. So although whiteness exists in its own right, it does so only by inhering in
quantity. In this sense, whiteness is accidentally quantitative. None of that conflicts
with my interpretation, since it does not make our perception of that quantity through
sight accidental.
51
425a23.
52
Commentary on III.1 (425a13 f.) in Aquinas 1946, section 575. Pasnau’s trans-
lation (in Aquinas 1999, 296) of the same passage is slightly more awkward, though
the same in substance as Kocourek’s earlier version.
THE CRISIS OF PERCEPTION
the common ones? Doesn’t the whole notion of the senses judging
shape suggest that shape is not immediately perceived, but only
inferred?
Here it is helpful to consider a thought experiment suggested
by Aristotle but expanded on by Aquinas. Suppose we had only one
sense modality, say, sight. In such a case, we would not be able to tell
the difference between size or shape and color. As Aquinas writes,
[S]ince [sight] is concerned only with color, and since color and size follow
from one another (for sense is altered by size and color concurrently), we
could not distinguish between color and size; instead, they would seem to be
the same. But as things are, since size is sensed by a different sense than sight,
whereas color is not, this in itself makes it clear that color and size are
different. And it is the same for other common sense objects.53
53
Aquinas (1999, 298).
54
Thomas Johansen (2012, 178 f.) and Pavel Gregoric (2007, 69–82) use this
thought experiment to defend their ‘deflationary’ reading, according to which the
common sense is not another ability or capacity alongside that of the other senses. For
criticism, see Marmodoro (2014a).
THE CRISIS OF PERCEPTION
55
I of course realize there are many related problems one might raise about the
common sensibles; hence the prodigious efforts of Gregoric (2007), Marmodoro
(2011) and (2014b), and Johansen (2012). My goal here is to deal only with those
problems directly relevant to ours.
56
It is important not to exaggerate the degree of uniformity exhibited by writers
in this tradition. Roger Bacon (1928, vol. 2) dissents from Alhacen on a number of
points, including whether the eye itself emits species and whether the visible species
exist immaterially or materially in the intervening medium (though Bacon himself
continually downplays these differences). See Wolf-Devine (1993, 30) for Descartes’s
reading of Kepler, Witelo, Alhazen, and Pecham (but probably not Roger Bacon
himself).
57
See Pasnau 1997 on intentional or immaterial existence.
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The most commonly held opinion is that of the Peripatetics, who hold that
external objects transmit species that resemble them, and that these species
are carried to the common sense by the external senses. They call these
species impressed, because objects impress them on the external senses.58
58
SAT III.ii.2: 220. In the SAT, Malebranche assumes that the species are corpor-
eal; many of his arguments against the view depend on this assumption. But the
typical scholastic view holds instead that, at least in the space between the object and
the human eye, the species have an intentional or spiritual, rather than physical,
existence. Roger Bacon is a notable dissenter; see his Opus Majus (1928, vol.2, 459 f.).
59
See Wolf-Devine (1993, 61).
60
See Clarke and Dewhurst (1972).
THE CRISIS OF PERCEPTION
61
Clarke and Dewhurst (1972, 78).
62
Both Douglas C. Lindberg (1976) and Gary Hatfield and William Epstein (1979)
emphasize the continuities between Kepler and the earlier orthodoxy. While their
points are well taken, the differences are more important than the similarities in the
present context.
63
See Kepler (2000, 181): ‘Vision thus occurs through a picture of the visible object
at the white of the retina and the concave wall; and those things that are on the right
outside, are depicted at the left side of the wall, the left at the right, the top at the
bottom, the bottom at the top.’
THE CRISIS OF PERCEPTION
64
See, e.g., Kepler (2000, 180–1).
65
Kepler (2000, 180), quoted in Smith (2004, 193).
66
Smith might be slightly over-stating matters. As Hatfield and Epstein show,
Kepler in one work at least goes so far as to say that the immaterial image is somehow
transmitted to the organ of the common sense. Nevertheless, Kepler does not offer a
definitive and clear account of how this happens, or of how visual experience is
generated as a result. See Hatfield and Epstein (1979, 373 f.).
2
The Early Descartes
1
This chapter takes up Descartes’s early works, which include the Regulae, Le
Monde, and Discours. Although he never published it, Descartes appears to have
been working on Le Monde in the early 1630s, around the same time as his Dioptrique.
(Desmond Clarke (2003, 55) tells us that ‘dioptrics’ is used, in the seventeenth century,
to refer to studies of light refraction, as opposed to reflection (‘catoptrics’). Descartes’s
ambitions go well beyond both.) I shall argue in chapter four that Le Monde and the
Dioptrique differ in significant ways and hence merit separate treatment.
THE EARLY DESCARTES
2
See, e.g., the opening of Stephen Gaukroger’s (1995) biography of Descartes,
which recounts the legend of its protagonist’s mechanical doll, Francine.
3
The early Descartes thus inverts the popular caricature of him in the non-
philosophical world. The influential psychologist Timothy D. Wilson, for example,
takes Descartes to be claiming that the mind is always transparent to itself (which is
fair enough) but then claims that if there were a Cartesian mind, its body would be
unable to get out of bed in the morning. For it would have no faculty of propriocep-
tion, which takes place at a level below consciousness (Wilson 2002, 18–19). As we’ll
see, Descartes thinks the brain is capable of performing all of the functions Wilson
attributes to his ‘adaptive unconscious.’ Since Wilson evidently thinks the adaptive
unconscious is a function of the brain, he and the early Descartes in fact agree.
4
As Lex Newman (2001) has persuasively argued.
5
In his correspondence, Descartes typically says that animals do not have ‘feelings
just like ours’ (to Mersenne, July 30 1640, AT III 121), or that they do not ‘think as
we do’ (to Marquess of Newcastle, 23 November 1646, AT I 576), or that they do not
‘have sensations like ours’ (to More, February 5 1649, AT V 276–7). (Stephen
Gaukroger collected and translated these passages (2002, 202)). On the other side,
he says in the sixth Replies that ‘brutes possess no thought whatsoever’ (AT VII 426/
THE EARLY DESCARTES
the bête machine doctrine is the claim that only mechanical principles
are needed to explain animal behavior. Whether one sees this as
debunking the pretensions of those who attribute thought to animals,
as Descartes seems to, or instead as bolstering the explanatory
powers of matter and motion, is a question of emphasis. Even in the
absence of a soul, animals can do many of the same things ensouled
bodies do.6
In his early work, Descartes goes beyond the bête machine doctrine
and defends the overlap thesis. First, Descartes isolates a region of
behavior that is shared by humans and animals, namely, all activities
that we perform without attending to them that animals can also
perform. Descartes says in the Discours that machines can perform
‘precisely those [functions] which may occur in us without our thinking
of them, and hence without any contribution from our soul (that is,
from that part of us . . . whose nature is simply to think). These functions
are just the ones in which animals without reason may be said to
resemble us.’7 Such functions include not just pedestrian ones like
respiration, reflexes, and digestion but, as Descartes tells us in the
Fourth Replies, ‘walking, singing, and the like, when these occur without
the mind attending to them.’8
The overlap thesis simply says that any behavior in the overlap
region must get the same mechanical explanation. In a 1637 letter to
Plempius, Descartes writes, ‘I explain [in L’Homme] quite explicitly
that my view is that animals do not see as we do when we are aware
that we see, but only as we do when our mind is elsewhere . . . In such
a case we too move just like automatons.’9 It is important to see that
the overlap thesis is independent of the bête machine doctrine: to say
CSM II 287). It is hard not to conclude that this difference is one of emphasis rather
than substance. In corresponding with people he takes seriously, Descartes presents
his view in a moderate form; when replying to the authors of the sixth Objections, he
takes a more polemical approach.
6
For the debate on sensory states in animals, see esp. John Cottingham (1978),
Stephen Gaukroger (2002, esp. 200 f.), Lex Newman (2001), Gordon Baker and
Katherine Morris (2002), Cecilia Wee (2005), and Janice Thomas (2006).
7 8
AT VI 46/CSM I 134. AT VII 230/CSM II 161.
9
AT I 413/CSMK III 61–2.
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. . . the reception by the external sense organs of light, sound, smells, tastes,
heat, and other such qualities, the imprinting of the ideas of these qualities
in the organ of the common sense and the imagination, the retention or
stamping of these ideas in the memory, the internal movements of the
appetites and passions, and finally the external movements of all the limbs
(movements which are so appropriate not only to the actions of objects
presented to the senses, but also to the passions and the impressions found in
the memory, that they imitate perfectly the movements of the real man).10
10
AT XI 202/CSM I 108. For the Discours, see AT XI 55–6/CSM I 139.
11
Arnauld writes: ‘[I]t seems incredible that it can come about, without the
assistance of a soul, that the light reflected from the body of a wolf onto the eyes of
a sheep should move the minute fibers of the optic nerves, and that on reaching the
brain this motion should spread the animal spirits throughout the nerves in the
manner necessary to precipitate the sheep’s flight’ (AT VII 205/CSM II 144). Roger
Bacon uses the sheep and wolf example to show that sensitive souls also contain an
THE EARLY DESCARTES
in human bodies when their souls are inattentive is a natural, but not
necessary, corollary.
Note that Descartes is not committed to giving precisely the same
explanation for attentive human behavior and a corresponding
inattentive behavior. Although we and a sheep might see a wolf at
the same time, and share many of the same physiological reflexes and
reactions, the attentive human has a soul that can act as fountain
keeper, directing the flow of animal spirits from the brain to the
limbs; this is what makes ensouled bodies capable of voluntary action.
Nevertheless, I shall argue that full-blown attentive human percep-
tion involves (though is not exhausted by) the same physiological
processes that allow for animal ‘perception.’
‘estimative’ faculty, which, among other things, allows animals to ‘have some
perception in things advantageous and in things harmful’ (1928, vol.2, 425).
THE EARLY DESCARTES
12
AT X 412/CSM I 40.
13
‘[It is only] those [figures] that are traced by the spirits in the surface of gland
H [the pineal gland], which is the seat of the imagination and of the common sense,
which should be taken for ideas, in other words, for the forms or images that the
rational soul immediately considers, when, being united to this machine, it imagines
or senses some object’ (AT XI 176–7).
14
AT X 414/CSM I 41.
THE EARLY DESCARTES
another, which had been imprinted in the memory at the same time.
For example, if I see two eyes with a nose, I immediately imagine a
forehead and a mouth, and all the other parts of a face, because I am
unaccustomed to seeing the one without the other.’15
The details of this fanciful account need not detain us. What is
important is the possibility of purely mechanical recognition, in the
same way that a vending machine can ‘recognize’ a coin.
4. The appetites and the passions act in concert with these brain
states to produce motion appropriate to the environment. Note that the
machine doesn’t merely follow through or initiate a set of movements;
it does so because of the causal connections among its memories,
desires, and perceptions.
Although nothing as detailed as step 3 appears in the Regulae,
Descartes is quite clear even there about step 4. He claims that he
can explain ‘how all the movements of the other animals come about,
even though we refuse to allow that they have any knowledge [‘cog-
nitio’] of things, but merely grant them a corporeal imagination.’16
Putting Descartes’s account in its intellectual context can help
make what is from our point of view utterly mysterious seem natural.
Descartes is willing to follow Kepler, his ‘1er maistre en optique,’17 as
far as Kepler is willing to go. As we have seen, Kepler explicitly
abjures speculation about what happens after the image is formed
on the retina. So after that point, Descartes’s only guides are the
Baconian synthesis and his own speculation. Descartes effects his
own synthesis, bringing together Kepler’s work and the best of the
Baconian tradition, while purging that tradition of its reliance on
15
AT XI 174–9/G 151. For more on Descartes’s mechanical account of pattern
recognition, see John Morris (1969).
16
AT X 415. Every other occurrence of ‘cognitio’ in this Rule is rendered as
‘knowledge’ by CSM. But for some reason, here they translate it as ‘awareness’
(CSM I 42). Now, Descartes might well at this stage be denying animals awareness
too; but, given that knowledge is the official and announced topic of this part of Rule
XII, it would seem odd for him to equivocate on it in the way CSM does.
17
See the letter to Mersenne of March 31 1638 (AT II 86), quoted in Wolf-Devine
(1993, 30). Wolf-Devine lumps Kepler in with the writers of the Baconian synthesis,
but as we’ve seen, to do so is to obscure their very different goals.
THE EARLY DESCARTES
18
The arteries that carry the spirits from the heart, ‘after having divided into
countless small branches and having composed the little tissues that are stretched
out like tapestries at the bottom of the cavities of the brain’ (AT XI 129/G 105–6). Even
the account of the Passions requires that the animal spirits, generated by the heart, be
filtered out by blood vessels in the brain (see Passions I.10, AT XI 334–5/CSM I 331–2).
19
As Descartes explicitly notes in the Dioptrique, the image’s ‘parts are reversed,
that is to say, they are in a position totally contrary to those of objects’ (AT VI 123).
20
See AT XI 174 f./CSM I 105 f. Cp. figure 45 in the Dioptrique.
THE EARLY DESCARTES
21
Descartes’s illustrations in L’Homme indicate as much. Admittedly, the prov-
enance of those illustrations is not always clear. But the text confirms that the
illustration is an accurate reflection of Descartes’s meaning. Clarke (in his preface to
his translation of la Forge 1666 (1997), xiii) tells us that Clerselier engaged la Forge to
improve on Descartes’s own inferior sketches.
22
As John Morris (1969) argues, Descartes changes his mind over the course of his
career about the need for an intellectual memory. What is constant, however, is his
claim that there is at least a corporeal, purely physical memory.
23
For the earliest statement of it, see Regulae XII, AT X 416/CSM I 43.
24
AT V 150/CSMK III 336–7.
THE EARLY DESCARTES
25
1675, 94.
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[W]hatever you may suppose colour to be, you will not deny that it is
extended and consequently has shape. So what troublesome consequences
could there be if . . . we simply make an abstraction, setting aside every feature
of colour apart from its possessing the character of shape, and conceive of the
differences between white, blue, red, etc., as being like the difference between
the following figures or similar ones? [Here Descartes gives three figures. The
first is five vertical lines; the second is a box composed of sixteen squares;
the third is the same box, only with each square bisected on the diagonal.]
The same can be said about everything perceivable by the senses, since it is
certain that the infinite multiplicity of figures is sufficient for the expression
[exprimendis]27 of all the differences in perceptible things.’28
26
In bas-relief, the surfaces of objects are higher than the background. In Descar-
tes’s case, the boundaries of objects are etched in the surface of the gland.
27
As Wolf-Devine (1993, 22) notes, exprimendis might mean either ‘expression’ or
‘explanation.’
28
AT X 413/CSM I 40–1. Keep in mind that Descartes here is speaking, not of
color as it is experienced by minds, but as it figures in the external senses and the
pineal gland.
THE EARLY DESCARTES
explain how these ideas ‘cause movement of all the bodily parts.’29 To
play that role, corporeal ideas need some way of representing dis-
tance. What makes Descartes’s treatment of the corporeal represen-
tation of distance awkward is that he treats it as an idea, even though
it is clearly not another image among many. Descartes tells us that
[I]n order to understand what the idea of the distance of objects consists in,
you [should] assume that as the [pineal] gland’s position changes, the closer
the points on its surface are to the centre of the brain, the more distant are
the places corresponding to them, and that the further the points are from
it the closer the corresponding places are. Here, for example, we assume that
if b [a point on the top of the pineal gland] were pulled further back, it would
correspond to a place more distant than B [the center of the distal object],
and if it were made to lean further forward it would correspond to a place
that was closer.30
29 30
AT XI 174/G 146. AT XI 183/G 155.
THE EARLY DESCARTES
31
See, e.g., Alison Simmons (2003) and Lili Alanen (2003). Simmons claims that
Descartes cannot mean what he says, since the role of the brain is purely causal, not
cognitive (2003, 561 f.). For her part, Alanen says that ‘the cerebral images are not
actually perceived at all.’ She takes talk of the mind ‘directing itself toward some part
of the brain’ as merely metaphorical and insists that ‘a literal reading of the metaphor
makes no sense’ (2003, 147). On the other side, Tom Vinci (2008, 477 f.), Peter
Machamer and J.E.J. McGuire (2009, 185), and Andrew Chignell (2009) argue, in
different ways, that Descartes does mean to say that the mind is aware of the brain in
perception and imagination.
THE EARLY DESCARTES
32
For example, Desmond Clarke’s otherwise very useful (2003) seems to me to run
together Descartes’s denial of resemblance between the sensation of color and anything
in the corporeal world on one hand, and a denial of resemblance between brain images
and the objects in the world that help to cause them on the other. (See Clarke 2003, 55.)
On my view, the latter resemblance must hold in order for Descartes’s account of
corporeal memory (not to mention seemingly goal-directed animal behavior) to work.
33
AT XI 143/G 119.
THE EARLY DESCARTES
experience either just are or resemble the sensible qualities that exist
in the world. For Descartes insists that it is the nature of the mind,
rather than the body, that explains the sensations it undergoes.
Descartes begins La Lumiere by trying to convince the reader that
sensations need not resemble their causes:
Words, as you well know, bear no resemblance to the things they signify, and
yet they make us think of these things, frequently even without our paying
attention to the sound of the words or to their syllables. . . . Now if words,
which signify nothing except by human convention, suffice to make us think
of things to which they bear no resemblance, then why could nature not
also have established some sign which would make us have the sensation of
light, even if the sign contained nothing in itself which is similar to this
sensation?34
34 35
Le Monde AT XI 4/CSM I 81. AT XI 4/CSM I 81.
36
AT XI 4/CSM I 81.
37
In La Lumiere, Descartes seems to count sentimens among ideas. In L’Homme,
by contrast, he reserves idée for corporeal images sketched on the pineal gland, and
sentimens for distinctively mental states.
THE EARLY DESCARTES
38
AT VIIIB 359/CSM I 304. In rendering ‘exhibere’ as ‘representing,’ the trans-
lators of CSM seem to have elected to keep the Latin of Descartes’s Notae in line with
the French of La Lumiere, which, as we’ve just seen, uses ‘representer.’
39
For an interesting exchange on this issue, see Peter Slezak (2000) and John
Yolton (2000).
THE EARLY DESCARTES
40
AT X 416/CSM I 42. Note that Descartes here seems to be conceiving of the
imagination as a faculty of the immaterial soul, not as a corporeal function.
41 42 43
AT VII 73/CSM II 51. AT VII 389. AT V 162/CSMK III 344.
THE EARLY DESCARTES
Happily, some of the most direct evidence comes from L’Homme itself.
Since my claim is controversial, permit me a slightly longer quotation:
Note that, by these figures, I don’t just mean the things that represent in
some way the position of lines and surfaces of objects, but also all those that
(according to what I said above) can give occasion to the soul to sense (sentir)
motion, size, distance, colors, sounds, smells, and other such qualities; and
even those that can make it sense tickling, pain, hunger, thirst, joy, sadness,
and other such passions . . . [It is only] those [figures] that are traced by the
spirits in the surface of gland H [the pineal gland], which is the seat of the
imagination and of the common sense, which should be taken for ideas, in
other words, for the forms or images that the rational soul immediately
considers [‘les formes ou images que l’ame raisonnable considerera imme-
diatement’], when, being united to this machine, it imagines or senses some
object.44
44
AT XI 176–7; emphasis mine.
THE EARLY DESCARTES
[T]he soul immediately resides in that part of the brain to which all sense
organs lead. . . . When I say that it resides there, I mean only that it is aware of
all the changes taking place there in relation to the objects that cause them, or
customarily cause them, and that it perceives what happens outside this part
only through the agency of the fibers ending there . . . 46
45
See Lennon and Olscamp’s introduction to the Search in their translation
(Malebranche 1997a, viii), for the details of the story.
46
SAT I.x/LO 50. Nor should anyone dismiss this claim as an isolated one,
confined to the early pages of the Search; for much later, in SAT III.ii.3: 224, discussed
below, Malebranche describes how imagining a geometrical figure requires us to
sketch an image of it on the brain (though we do so according to the rule provided
by a non-sensory idea). Given the rest of Malebranche’s view, this is puzzling, as his
earliest readers notice. John Locke, for example, remarks that Malebranche ‘allows the
soul power to trace images on the brain, and perceive them. This, to me, is matter of
new perplexity in his hypothesis; for if the soul be so united to the brain as to trace
images on it, and perceive them, I do not see how this consists with what he says a
little before in the first chapter, viz. “that certainly material things cannot be united to
our souls after a manner necessary to its perceiving them” ’ (‘Examination’ section 15).
Locke’s reference is to SAT III.i/LO 217.
47
See Desgabets (1675, 94).
48
First published in 1666, two years after the publication of Descartes’s Traité.
49
The target la Forge singles out for abuse is the ‘celebrated doctor’ Fracastor,
a.k.a. Girolamo Fracastoro, now remembered only for having given syphilis its name,
in a three-part epic poem about the disease.
THE EARLY DESCARTES
enough: ‘there is hardly anyone who does not imagine that his soul
is like a little Angel lodged in his brain, where it contemplates the
images that come to it by the senses.’50 Naturally, la Forge is well
aware of the textual evidence in favor of attributing precisely that
mistake to the Descartes of L’Homme. And yet:
50 51
La Forge (1666, 100). La Forge (1666, 114–15).
52
La Forge (1666, 111–12).
THE EARLY DESCARTES
would be hard to see how in any sense one could identify those
changes with an idea in an immaterial substance.
Perhaps the best reason to take Descartes at his word is the
scholastic context. It is worth noting that, as far as I know, Descartes’s
scholastic critics such as Caterus (author of the first set of Objections)
never take issue with him on this point. In fact, in the context of the
Aristotelian picture, it is a rather unremarkable claim. Turning to that
context can help illuminate just what is novel about Descartes’s view.
On the scholastic view, perception is the act of a corporeal organ,
while intellection is not. As a result, since like knows like, the proper
objects of perception are singulars, while the intellect’s proper objects
are universals. This creates a puzzle. For there is seemingly no way for
the intellect to grasp singulars. The solution is for the intellect to ‘turn
to’ the phantasms. Aquinas tells us that a phantasm is a corporeal
image that ‘is the likeness of an individual thing.’53 As a corporeal
thing itself, phantasms can only represent individuals, not universals;
what is more, they do so by resemblance. Nor are they purely visual,
since a phantasm is ‘a passion of the common sense.’54 The intellect
needs to ‘turn to’ the phantasms both in order to cognize particulars
and in order to imagine.
Descartes’s Latin closely tracks that of Aquinas on this point. In the
Fifth Replies, for example, Descartes says that the mind imagines ‘by
directing itself towards a corporeal species,’ convertendo se ad speciem
corpoream;55 in the Summa, Aquinas says that the intellect grasps
particular things ‘by directing itself towards phantasms,’ convertendo
se ad phantasmata.56 In the sixth Meditation, Descartes says that
the mind se convertat ad corpus;57 in the Summa, Aquinas says that
the agent intellect understands particulars ex conversione . . . supra
53
ST I q.84 art. 7, reply to objection 3.
54
This is Aquinas’s quotation of Aristotle in the former’s Sentencia Libri De
Memoria et Reminiscia, quoted in Pasnau (2002, 280).
55
AT VII 389.
56
ST I q.86 art.1. This phrase appears no fewer than thirteen times in the so-called
Treatise on Man. I am not, of course, claiming that Descartes and Aquinas share a
theory of perception.
57
AT VII 73.
THE EARLY DESCARTES
58
ST I q.85 art. 1 reply to objection 3. The Latin is from the Leonine edition,
available online.
59
It is intriguing to note that Averroes appeals to the intellect’s connection with
the phantasms to explain the nature of the intellect’s union with the body (see
Aquinas, ST 1 q.76 and Pasnau 2002, 76). Perhaps the key to the Cartesian mind-
body union is the activity of conversio. Might Descartes not have this possibility in the
back of his mind?
60 61
Kenny (1993, 37–8). On Memory 450a12.
62
For the claim that the primary role of phantasms in Aristotle’s theory of
perception is precisely this transmission to the sensus communis, see Everson
(1997), chapters 4 and 5, cited by Dorothea Frede in her very helpful (2001).
63
See Pasnau (2002, 280 f.).
THE EARLY DESCARTES
After all, Aquinas mentions the need to turn toward the body when it
comes time for the intellect to think of singulars and abstract intel-
ligible species; it is not obvious that sense perception necessarily
involves either of these intellectual acts. The corresponding claim in
Aristotle, then, is that aisthêsis and phantasia are distinct and have
different roles to play.
The fact that Descartes focuses on imagination at the start of the
sixth Meditation may well reflect the former interpretation, which
does not deploy phantasms to explain sense perception. It is uncon-
troversial that the Aristotelian tradition at least invokes phantasms
and the conversio of the intellect to the body where imagination is
concerned. As we have seen, Descartes wants to go further. On his
view, the very same procedure is necessary to explain sensory per-
ception. The difference between sense perception and imagination,
for him, lies in the origin of the brain image, not in the need to inspect
it. Assuming his readers are already on board with his picture of the
imagination, he chooses to begin there. Whether Aristotle and Aqui-
nas hold that phantasms have a role to play in sense perception itself
is beside the point. At a minimum, Descartes is adopting their story
about imagination and leveraging it into a story about sense percep-
tion. And even if Descartes’s corporeal images are playing a role that
Aquinas splits between sensible species (perception) and phantasms
(imagination and memory), these Thomistic entities differ only in
etiology, not in kind.
I conclude, then, that at least in L’Homme, Descartes means what
he says: the mind is immediately aware of the brain. Below, we shall
explore further evidence for what I shall argue is a constant in
Descartes’s thought. It would be best, though, if there were some
way to take the sting out of attributing this position to Descartes, even
in his earliest work. For the view is at the furthest limits of the
plausible.
First, one might object that the resemblance of the brain image
to the extra-bodily object makes no sense in a dualist framework.
Why should the mind need to look at a brain image? If it can look at
anything at all without an idea as an intermediary, what stops it from
THE EARLY DESCARTES
64 65
I owe these objections to Ben Jantzen. ST I q.85 art 2, discussed above.
THE EARLY DESCARTES
66 67
See Pasnau (1997, 195 f.). ST I q.85 art 2, my emphasis.
68
See Chignell (2009, 11).
THE EARLY DESCARTES
69
I owe this analogy to an anonymous referee.
70
See Principles I.71, discussed in the next chapter.
THE EARLY DESCARTES
71
Film of these experiments is available on YouTube.
72
Pace what Descartes says: he claims that he has ‘already dealt with’ ‘the details of
what makes it possible for the soul to conceive of all the differences in colour’ (AT XI
158/G 131), but as Gaukroger points out, he has not.
73
AT XI 159/G 131.
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74
AT XI 160/G 133.
75
This seems to follow from Descartes’s definition of thought: ‘By the term
“thought,” I understand everything which we are aware of as happening within us,
in so far as we have awareness of it’ (Principles I.9, AT VIIIA 7/CSM I 195). Margaret
Wilson (1978), among others, has questioned Descartes’s commitment to this ‘trans-
parency of the mental.’
76
On this issue in Alhacen and his followers, see esp. Smith (2004, 188 f.) and
Abdelhamid I. Sabra (1978). Kepler is surely poking fun at this unclarity in the
Baconian synthesis when he writes in judicial terms: ‘How this image or picture [at the
back of the eye] is joined together with the visual spirits that reside in the retina and in
the nerve, and whether it is arraigned within by the spirits into the caverns of the
cerebrum to the tribunal of the soul or of the visual faculty; whether the visual faculty,
like a magistrate given by the soul, descending from the headquarters of the cerebrum
outside to the visual nerve itself and the retina, as to lower courts, might go forth to meet
this image—this, I say, I leave to the natural philosophers to argue about’ (2000, 180).
THE EARLY DESCARTES
77
As Hatfield and Epstein (1979) point out.
78 79
Bacon 1928, vol.2, 423 f. Bacon 1928, vol.2, 523.
80
Bacon 1928, vol.2, 544.
THE EARLY DESCARTES
81
Bacon 1928, vol.2, 544.
82 83
Bacon 1928, vol.2, 545. See Gaukroger 2002, 200 f.
THE EARLY DESCARTES
84
From the replies to Gassendi, AT VII 375/CSM II 258; see Meditation Four, AT
VII 55/CSM II 39.
85 86
AT XI 176/G 149. AT XI 176/G 149.
THE EARLY DESCARTES
1
Throughout his career, Descartes will direct readers to the Dioptrique for his
views, even in the course of saying something blatantly inconsistent with that text. But
note that in those referrals, Descartes typically points to a very specific claim he has
defended in the Dioptrique, rather than to that text as a whole. (For example, in the
sixth Replies (AT VII 437/CSM II 295), Descartes appeals to the Dioptrique’s rejection
of intentional species, a rejection that is consistent throughout his career.) There is no
compelling reason to shoehorn whatever later texts one comes across into the
framework provided by the Dioptrique. At any rate, I shall resist doing so, in order
to see what view emerges if we take Descartes at his word.
2
Several others (e.g., Jorge Secada 2000) have made these two points. For textual
evidence, consider that Descartes tells us in the Synopsis of the Meditations that ‘no
sane person has ever doubted’ ‘that there really is a world, and that human beings have
bodies’ (AT VII 16/CSM II 11). The meditator will of course go on to doubt precisely
these things. Assuming Descartes considers himself sane (something even the insane
have been known to do), the meditator cannot be Descartes himself.
THE MEDITATIONS
assume that everything the meditator says in the early days of her
progress represents Descartes’s considered view. As a result, it makes
sense to take the sixth and final Meditation as announcing Descartes’s
position, using material from earlier Meditations with some caution
and only when it is consistent with the last of the Meditations.
This developmental reading of the Meditations is, of course, noth-
ing new. What is new, I think, is the prospect it introduces of taking
some material, even from the third Meditation, as merely provisional,
to be revised in light of later arguments. If the meditator makes
progress as she frees herself from the bonds of the senses, there will,
trivially, be claims that she rejects or would reject on further reflec-
tion. Many commentators assume that once we begin the second
Meditation, more or less everything that follows has the same canon-
ical status. I hope to show that we can make headway on vexing issues
such as material falsity if we abandon that assumption.
At the very beginning of our inquiry, we saw that the Francophone
early moderns typically cast themselves as intellectual adults, in
opposition to their Aristotelian and scholastic predecessors, whom
they see as never having overcome the prejudices of childhood. This
theme is sounded throughout many of Descartes’s other works.3 But
in the Meditations, it is present in the very first sentence: the medi-
tator is ‘struck by the large number of falsehoods’ she had ‘accepted
as true in childhood.’4 In the opening two meditations, she pauses to
review her prior beliefs: she believed that she was a human being, a
rational animal; that all knowledge comes from the senses; that the
qualities she senses either are or resemble mind-independent prop-
erties of objects.5 All three claims are, of course, articles of the
Aristotelian faith. Early in the sixth Meditation, she recounts her
initial beliefs yet again.6 On her prior view, she had sensations of
3 4
See Principles I.70 and 71. AT VII 17/CSM II 12.
5
See AT VII 26/CSM 17 for the meditator’s prior beliefs about her nature and AT
VII 18/CSM II 12 for her previous views on knowledge.
6
‘To begin with, I will go back over all the things which I previously took to be
perceived by the senses, and reckoned to be true; and I will go over my reasons for
thinking this’ (AT VII 74/CSM I 51).
THE MEDITATIONS
‘light, colours, smells, tastes and sounds, the variety of which enabled
[her] to distinguish the sky, the earth, the seas, and all other bodies,
from one another.’7 Note that the meditator’s original view casts
sensible qualities as the means by which individuation happens.
Such a process would have been unproblematic, precisely because
prior to meditating, our protagonist thought that the objects of her
sensings either resembled or just were mind-independent features of
those objects.
But just as the meditator will give up on that resemblance claim,
so too will she give up on the prospect of using her sensations to
individuate bodies. Instead, I’ll argue that the work of directing the
mind toward bodies in the world is accomplished by the brain image.
In the Meditations, Descartes of course is not interested in setting out
a full-blown theory of vision, let alone perception in general. What he
does say comports with L’Homme and is silent on the whole question
of natural geometry. And since the only role for sensible qualities in
L’Homme was in the context of those sub-conscious inferences, the
Meditations makes no demands on sensible qualities in perceptual
experience.
I shall argue that, on the view the meditator ultimately achieves,
sensations are not representations in any interesting sense. What,
then, is happening to us, when we survey the world around us?
Objects act on our sense organs, which then, by means of motion
alone, transmit an image to the pineal gland. In sensory experience,
our attention turns toward the brain. The image sketched in the brain,
while not a mental state, nevertheless deserves to be called an ‘idea,’
since it is responsible for directing our attention through it out into
the world.
My reading of the Meditations is controversial in several ways.
First, as with L’Homme, it attributes to Descartes a limited, if very
odd, form of direct realism: in sensory and imaginative experience,
the mind is immediately aware of an extra-mental thing, namely, the
brain. Second, my reading does not require the subject to deploy
7
AT VII 75/CSM I 52.
THE MEDITATIONS
8
1999, 349.
THE MEDITATIONS
while the fifth ties up the loose ends by exploring the roles Descartes
thinks sensations must play.
9
Pain might itself be representational for Descartes, so the analogy is not uncon-
troversial. The best defense of the non-representational reading of Cartesian sensation
in general is Laura Keating (1999). Ann Wilbur Mackenzie (1989, 182) also argues for
this conclusion, on the grounds that the purported objects of Cartesian sensations are
impossible, and Descartes thinks that ideas can only be of possibilia.
10
For the causal reading, see Margaret Wilson (1990); for the teleosemantic
interpretation, see Alison Simmons (1999).
11
See De Rosa (2010).
12
Simmons (2003) and De Rosa (2010) both argue for the fusion account.
THE MEDITATIONS
13
In a very helpful paper, David Scott (2010) also reaches this conclusion.
14
AT VII 37/CSM II 25–6. Nicholas Jolley (1990, 23) offers an intriguing alternative
reading of the distinction. On his view, ideas in the loose sense include judgments, affects,
and non-representational states; in the strict sense, they are only representations. I find
this reading strained. Ideas in the loose sense are representations plus something else,
such as an affect or judgment, not representations or non-representations.
THE MEDITATIONS
the ‘as it were’ and play down the ‘image.’ What all ideas in the strict
sense have in common, whether they are images or not, is their role as
representations, as being of something. This point is worth empha-
sizing. The meditator claims that ‘ideas can only be, as it were, of
things,’15 and I see no evidence that Descartes departs from this
position in the Meditations. Nothing guarantees that the object of
an idea in fact exists. This is why Descartes uses ‘as it were’ a second
time: not only are they merely as it were images, since not all are
images, they are only as it were of things, because only when those
things exist is there anything for them to be of. We might say, then,
that all ideas have in common the feature of representing some being
that is at least possible, if not actual. A hallucinatory experience, no
matter how inspired, still presents the basic features of bodies in a
logically possible array.16
Rather more darkly, the meditator claims that ‘the objective mode
of being belongs to ideas by their very nature.’17 We’ll soon deal with
the ‘objective reality’ of ideas, a phrase Descartes lifts from the scho-
lastics.18 For now, the crucial point is that, whatever one makes of
the objective mode of being, all ideas have it, and they have it not
contingently but as a result of their very nature. The immediate object
an idea presents is something internal to the mind, or, as we shall see,
to the mind-body union.19 Whether anything outside the body resem-
bles that idea is a further question.
15
AT VII 44/CSM II 30.
16
See the discussion of the ‘simpler and more universal’ things, such as corporeal
nature in general, that are ‘as it were the true colours from which we form all the images
of things, whether true or false, that occur in our thought’ (AT VII 20/CSM II 14).
17
AT VII 42/CSM II 29.
18
A very useful treatment of the scholastic origins of Descartes’s jargon is Calvin
Normore’s (1986). For a recent and intriguing treatment of objective reality in
Descartes, see Lionel Shapiro (2012).
19
Since Wilson (1990), it is common to distinguish between an idea’s presenta-
tional and referential content. The presentational content of an idea is the way an
object is presented to the mind; an idea’s referential content is the object the idea is
‘about.’ (For discussion, see De Rosa 2010, 32.) I find this distinction unhelpful in the
present context. Talking of the mode or way an object is presented invites anachron-
ism, since those terms have already been claimed by Gottlob Frege (or his translators)
for a very different use. I don’t see any evidence for a notion of Fregean Sinn in the
THE MEDITATIONS
Meditations. Now, someone might say that the way an object is presented need not
evoke any Fregean doctrines, but simply points to the introspectible content or nature
of the idea. If so, I suppose this way of talking is unobjectionable.
20
AT VII 160/CSM II 113. What follows in this paragraph builds on Andrew
Pessin’s (2009, 6), though in ways I doubt he would approve of.
21
I shall not spend much time on the three distinctions Descartes draws among (1)
formal/objective reality; (2) ideas in the formal/material sense; and (3) ideas in the
objective/material sense. I agree with Jolley (1990, 14–15) that distinctions (2) and (3)
amount to the same thing. For our purposes, the relevant distinction is between an
idea qua a mode of the mind and an idea as a representation.
22
Secada (2000, 80). See Francisco Suárez’s MD II, 1, 1, quoted in Secada (2000,
80) for the formal/objective distinction. Secada argues that for Suárez, the ‘objective
concept,’ unlike the ‘formal concept,’ is not really what we would call a ‘concept’ at all:
instead, it is the extra-mental thing that is the object of the formal concept. As Secada
reads him, Descartes retains the claim that the idea qua objective concept is the object
THE MEDITATIONS
of a mental act. But for Descartes, ideas are instead internal to the mind or the mind-
body union.
23
Commentaries on Aristotle’s de anima, d. V. q. 1, art. 3, in Suárez (1978–81),
quoted in Secada (2000, 84).
24
AT VII 102/CSM II 74.
THE MEDITATIONS
25
AT VII 102/CSM II 74.
26
For example, Andrew Pessin claims that ‘Fred’s thinking of the sun, then, is not
entirely external to the sun, but in some way involves the very same sun which exists
“out there” ’ (2009, 8); ‘To say the sun itself exists in the intellect would, then, be to say
that a certain essence or nature, of a body with certain mechanical properties
including size and location, exists objectively, the very same essence which, realized
in nature, is the formal sun’ (2009, 9).
27
See Sergeant 1984 (first published 1697), 37–8. For Aquinas, see esp. his
commentary on the de anima, where he claims that an essence ‘can have two different
modes of being: material being insofar as it is in natural matter; and immaterial being
insofar as it is in the intellect’ (Commentary on the de anima, II.12, trans. Claude
Panaccio 2001, 186–7). Sergeant departs from Aquinas on this point, since he thinks it
is not merely the thing’s essence but the thing itself that has the two manners of
existence.
28
AT VII 161/CSM II 113–14, discussed in Vinci (2008, 465 f.).
THE MEDITATIONS
29
Sergeant claims that his ‘notions’ just are the things themselves, existing imma-
terially in the intellect. In his marginal note, Locke writes, ‘And soe our good Author
has at last proved his Notions are likenesses of things’ (in Sergeant 1984, 38).
30
For more on this aspect of Aquinas’s view, see Panaccio’s excellent (2001, 196 f.).
31
There is some irony here. In twentieth-century philosophy of mind, resemblance
is often ruled out as a candidate for the means of representation because it is too
promiscuous, since everything resembles everything else in some respect or other. In
the Descartes literature, it is ruled out for being too restrictive.
32
See Pasnau (1997, 105–13) and Brower and Brower-Toland (2008). Pasnau
claims that representation is similarity for Aquinas, while Brower and Brower-Toland
argue that Aquinas takes representation to be a primitive. I am unsure how deep this
disagreement is, since Pasnau emphasizes that, for Aquinas, the relevant sense of
resemblance is itself sui generis. As Brower and Brower-Toland point out, ‘the most
Aquinas ever says about intentional similarity or likeness is that “it can be understood
as representation” (QDV 2.5 ad 7; see also 2.3 ad 9, 4.4 ad 2, ST 1.85.8 ad 3, and SCG
2.46)’ (2008, 221). Pasnau (1997, 112) recognizes this. The difference is that Pasnau
takes Aquinas’s silence to indicate a promissory note, a reflection of a gap in his
knowledge of the workings of the mind that later empirical investigation might fill.
For Brower and Brower-Toland, there is no such gap, since Aquinas never intends to
provide or even make room for a substantive theory of representation.
THE MEDITATIONS
33
As Scott puts it: ‘In effect, I am claiming that Descartes’ departure from the
Scholastics on the question of resemblance is only partial, confined as it is to sensation.
If it is true that at the intellectual level the Scholastics affirm resemblance, then
Descartes is in at least formal agreement with his predecessors on this score’
(2010, 503).
34
AT VII 37/CSM II 25. I am grateful to an anonymous referee, who pointed out
that Descartes’s insistence that we cannot fully comprehend God’s nature might make
trouble for the claim that our idea of God resembles him in any way, even merely
intentionally. In my view, this is a problem for any reading of Descartes; put
differently, it is a problem for Descartes.
35 36
AT VII 37/CSM II 26. AT VII 44/CSM II 30.
37
As noted in CSM II 30 n.2.
38
And as Scott notes, Meditation Three is framed as an inquiry into which of the
subject’s ideas resemble things outside the mind and which don’t. Consider the two
ideas of the sun the meditator finds in herself (AT VI 39/CSM II 27). Scott writes,
‘Descartes reckons that two quite disparate ideas of “the sun itself,” one drawn from
reason and the other from sensation, cannot both resemble the same object; and the
phrasing shows that for him the issue is clearly which one of those ideas resembles. His
THE MEDITATIONS
If [ideas] can represent without being like, not only all the ideas we have,
whether in our senses, imagination, or some other way whatever it be, have
as much right to represent, the ones as much as the others, but all our ideas,
whatever they are, would be able to represent one and the same object, a
position one cannot support.
If it is necessary that our ideas be like to represent, either one must
conclude from this that we cannot have science, or else that the notions of
the soul and of matter on which the author relies are entirely contrary to
what is true of them.41
premise, in other words, is that “both cannot” resemble, not that “neither can” (which
it would have to be were he out to impugn resemblance)’ (2010, 499).
39
In a very useful paper, Claude Panaccio (2001, 197) argues that it would be going
too far to say that this means there is no natural or ordinary resemblance involved.
There must be some core of features in common between the two kinds of
resemblance.
40
Foucher is attacking both Descartes and Malebranche, as the full title makes
clear: ‘Critique of the Search for the Truth in which is examined at the same time a part
of the Principles of Mr. Descartes.’
41
See Foucher 1995, 32–3.
THE MEDITATIONS
42
1995, 32.
43
Descartes claims that sensations ‘do not represent anything located outside our
thought’ (Principles I.71, AT VIIIA 35–6/CSM I 219, discussed above).
THE MEDITATIONS
extension. But there is at least one text, albeit from the third Medi-
tation, where she argues instead against the resemblance of a seem-
ingly non-sensory idea to an object. The meditator purports to have
two ‘ideas’ of the sun, one gotten from the senses, and one from the
intellect.44 Only the intellectual idea resembles the sun. But if repre-
sentation is resemblance, how can both ideas be of the sun?
It isn’t only resemblance readings that face this problem. Raffaella
De Rosa develops a descriptive account of ideas, according to which
an idea represents its object by virtue of describing it. It then becomes
obscure how an idea can be of something it misdescribes. On her
account, sensory ideas ‘present bodies confusedly, as possessing some
properties that they do not actually present.’45 If this works as a
solution for her view, it also works for the resemblance account. For
one could then say that resemblance is a matter of degree. The
astronomical idea of the sun has more of the features the real sun
has than the idea given through sensation. Unfortunately for both of
us, the meditator explicitly rejects this option. To her, it is obvious
that ‘both these ideas cannot resemble the sun.’46
Happily, there is another way out of this maze. A natural reading
of the Meditations passage takes the two ‘ideas’ of the sun to be ideas
only in the loose sense. One idea ‘shows the sun to be several times
larger than the earth,’ while the other ‘makes the sun appear very
small.’47 If these ideas have truth values, that is, they present the sun
as having some property or other, they cannot be ideas in the strict
sense. What we have are competing beliefs, one acquired ‘as it were’
from the senses.48 That telling phrase, from the third Meditation,
44
For an intriguing, if challenging, treatment of the two ideas of the sun, see
Norman Wells (2003).
45 46
De Rosa (2010, 25). AT VII 39/CSM II 27.
47
AT VII 39/CSM II 27.
48
D.T.J. Bailey (2006) argues against the claim that Descartes is simply being
careless in not distinguishing between representations and complexes of such repre-
sentations that admit of a truth value. I do think that Descartes’s claim in the
Principles (I.48) that ‘[a]ll the objects of our perception may be regarded either as
things or affections of things, or as eternal truths’ (AT VIIIA 22/CSM I 208) seems
designed to elide the difference between propositions, objects, and properties. Still,
THE MEDITATIONS
signals that the senses themselves do not produce these ‘ideas’ at all.
In the sixth Replies, as we’ll see, Descartes makes clear that to speak of
the senses as producing beliefs is misleading; strictly speaking, we are
talking about ‘the judgments we formed without any reflection in our
early childhood.’49 Both judgments can be about the sun, by virtue of
both including an idea of the sun, even if only one judgment is true.
We can find further evidence for taking ‘idea’ in the loose sense if
we ask: why is it so obvious to Descartes that intentional resemblance
where loose-sense ideas are concerned doesn’t admit of degrees? After
all, in the Dioptrique, Descartes is happy to speak of the varying
degrees to which the image in the brain and the eye resembles the
object in the world. What makes intentional resemblance, at least at
the level of loose-sense ideas, so different?
In the fifth Objections, Pierre Gassendi presses Descartes on
degrees of resemblance. Why not say that ‘both these ideas of the
sun resemble the sun and are true, or conform to the sun, though one
does so more than the other’?50 Descartes’s reply is prima facie odd:
Your taking the two ideas as one on the grounds that they are referred to
(‘referuntur’) only one sun is like saying that a true statement does not differ
from a false one because it is asserted of the same subject.51
But Gassendi never said that the two ideas are one.52 Descartes must
be assuming that if two ideas resemble or are referred to the same
object, then they are not two ideas, but one. This is why it was so
obvious to the meditator that only one of these ideas could resemble
the sun. If both did, then they would be the same.
[A]lthough, as I have noted before, falsity in the strict sense, or formal falsity,
can occur only in judgments, there is another kind of falsity, material falsity,
which occurs in ideas, when they represent non-things as things. For example,
the ideas which I have of heat and cold contain so little clarity and distinctness
that they do not enable me to tell whether cold is merely the absence of heat or
vice versa, or whether both of them are real qualities, or neither is. And since
there can be no ideas which are not as it were of things, if it is true that cold is
nothing but the absence of heat, the idea which represents it to me as
something real and positive deserves to be called false; and the same goes for
other ideas of this kind.53
The first thing to note about the passage above is that its point is
epistemic. The meditator notices that she has ideas of cold and heat. If
so, then these ideas must by definition be representations of some-
thing. And since, whatever intentional similitude is, it is a function of
the introspectible nature of an idea, the meditator ought to be able to
tell what they represent (or at least, what they would represent if there
were an external world). The problem is that these ideas are too
confused to enable her to discern what each idea is an idea of. Is the
idea of cold the idea of a genuine quality existing outside the mind, or
merely the idea of one of the mind’s own states, namely, a sensation?
The meditator is simply not equipped at this stage of her development
to answer that question.
Note, too, that the passage is conditional: if cold is merely the
absence of heat, then the idea of cold presents nothing as if it were
something. The meditator is not asserting the antecedent. In fact, she
is not saying that the ideas of cold and heat are materially false; each
would be so only if it represented nothing as something. And that is
just what the confusion of these ideas prevents the meditator from
knowing. In the context of this Meditation, that is all the protagonist
needs to establish, since she is trying to show that the ideas of heat
and cold do not have enough objective reality to demand a cause
distinct from herself.
53
AT VII 44/CSM II 30, my emphasis. The doctrine of material falsity is not a
permanent feature of Descartes’s view. As Margaret Wilson and others have noted,
this doctrine is confined to the Meditations, the fourth Replies, and the Conversation
with Burman.
THE MEDITATIONS
The problem, then, is that if cold should turn out to be the absence of
heat, it would be impossible to have an idea of cold. And yet we plainly
do have an idea of cold.
The true solution cannot be given until we reach the end of the
Meditations. By then, we have learned that matter is nothing but exten-
sion. Any mode that is not a mode of extension cannot belong to body.
Once this is in place, we can see how to answer Arnauld properly.
For on this austere ontology, the only sensible qualities are to be
identified with sensations. Cold is not whatever is represented by the
sensation. If it were, it would make sense to think of it as something
outside the mind, and in particular, to wonder whether it is a positive
thing or merely an absence. But we cannot think of it in that way at
all. To call a sensation ‘of cold’ is simply to mark it as being the
sensation it is. It does not require either us or Descartes to posit some
mind-independent feature of the world as its representandum. That is
not to say, however, that there cannot be an idea of cold. It is simply
the idea of the sensation itself.
This point comes out in the reply to Arnauld. Arnauld’s worry is
that, without something positive to feature as the content of the idea,
54
Among the relevant sources here, in addition to those already mentioned, are
Richard Field (1993), Catherine Wilson (2003), and Cecilia Wee (2006). For a
thorough treatment of the literature, along with a novel interpretation, see Lionel
Shapiro (2012). My account is indebted to the work of Alan Nelson (1996), who also
distinguishes a sensation from the idea of that sensation (though we differ on other
points).
55
AT VII 206/CSM II 145. As Nelson (1996) shows, Arnauld himself ends up
endorsing a Cartesian account of material falsity.
THE MEDITATIONS
there will be no idea at all. Descartes replies that the idea of cold really
does have ‘something positive’ in it, ‘namely, the actual sensation
involved.’56 Descartes goes on to speak of ‘the idea of the sensation
of cold (‘ideam sensûs frigoris’).’57 Cold is not an idea but what is
represented by an idea; the mistake comes in considering that the
thing represented is a quality or thing that can exist outside the
mind. It is merely a sensation, and there is no barrier to having
ideas of those.58
In other words, the idea of cold must have the objective mode of
being: unlike a sensation, an idea must truly be of something. And it is
of something: it is of the sensation at issue. True, Descartes tells us
that ideas of sensations ‘do not represent anything real.’59 But what is
‘real’ here is simply what exists in the world outside the mind.
Wondering whether the idea of cold represents a nothing as a some-
thing is just wondering whether the sensible quality we confront in
experience exists outside the mind. And a clear and distinct percep-
tion of the nature of body, such as the fifth Meditation supplies,
shows that sensible qualities are not possible modes of bodies.
Not yet having grasped any of this in the third Meditation, the
meditator simply does not know whether an idea of cold reaches out
to represent something outside the mind. That is why she cannot
simply appeal to the nature of extension as excluding cold, heat, and
all the rest. But after undergoing the following meditations, she comes
to see that, just as the fourth Replies has it, the idea of cold is the idea
of a sensation, not of a genuine mind-independent quality.
The idea of cold is materially false in the sense that it is obscure and
confused and so provides material for judging falsely. As the medita-
tor says, ‘I am unable to judge whether or not what it represents to me
56 57
AT VII 234/CSM II 164. AT VII 235/CSM II 164.
58
For further confirmation, see The Conversation with Burman. Descartes (report-
edly) says that I may err if I ‘consider the idea of colour, and say that it is a thing or a
quality; or rather I may say that the colour itself, which is represented by this idea (qui
per eam ideam repræsentetur), is something of the kind’ (AT V 152/CSMK IIII 337).
A color, then, is not an idea but what is represented by an idea, namely, a sensation.
59
AT VII 234/CSM II 163.
THE MEDITATIONS
60
AT VII 234/CSM II 164.
61
Principles I.70, AT VIIIB 34–5/CSM I 218, my emphasis.
62
Supplément 8.1, in Desgabets (1985, 197).
THE MEDITATIONS
Once she is, it becomes obvious to her that nothing like a sensation
can exist outside the mind. As a result, there can be no ‘intelligible
resemblance’ between a sensation and something in the world.63
Given what we’ve learned of Descartes’s theory of intentional resem-
blance, we can render that last claim in a cleaner way: sensations are
not representations.
Our next task is to figure out just how Descartes believes sensory
experience happens. In the final meditation, we’ve seen our protag-
onist confess that, prior to meditating, she ‘had the sensations of light,
colours, smells, tastes, and sounds, the variety of which enabled [her]
to distinguish the sky, the earth, the seas, and all other bodies one
from another.’64 She used to believe that only the sensible qualities of
things allowed her to individuate bodies in experiences. She was, in
short, a card-carrying Aristotelian who believed she needed sensible
qualities to mark the boundaries of bodies. Although a natural enough
assumption, it is one that turns out to be false. And, oddly enough, just
as sensations are deprived of their status as ideas, images in the brain
achieve it. Or so I shall now argue.
63
Principles I.70, AT VIIIB 34/CSM I 218.
64 65
AT VII 72/CSM II 52, emphasis added. AT XI 176–7, quoted above.
THE MEDITATIONS
clear later on. In the series of definitions offered in the Second Replies,
Descartes writes,
[I]t is not only the images depicted in the imagination which I call ‘ideas.’
Indeed, in so far as these images are in the corporeal imagination, that is, are
depicted in some part of the brain, I do not call them ‘ideas’ at all; I call them
‘ideas’ only in so far as they give form to the mind itself, when it is directed
towards that part of the brain.66
Until the final clause, this seems clear enough: from now on, Des-
cartes tells us, he won’t call brain images ‘ideas.’ The last clause takes
this back. The antecedent of ‘them’ in the text is the brain images; it
is those images that are getting called ‘ideas.’67 They merit this title in
virtue of giving ‘form to the mind,’ when the mind ‘focuses’ on them.
If we take ‘form’ in this text to be connected with representation, this
makes good sense: brain images determine or provide content to
mental states in the sense that they are the immediate object of the
mind’s attention and allow it to think of the object in the world.68 (In
the next section, I argue for this claim in more detail.)
I think we can see the forces driving Descartes both to take brain
states as ideas and to deny them this status.69 On one hand, the brain
state is corporeal and so on the official view should not count as an
idea. On the other, Descartes needs it to do the work usually assigned
to ideas, namely, serving as a representation in the internalist sense.70
66
AT VII 161/CSM II 113. Descartes offers a different view in the Letter to
Mersenne of July 1641: ‘in so far as these images are in the corporeal imagination,
I do not use that term [‘idea’] for them at all’ (AT III 392–3/CSMK 185).
67
Not everyone agrees. For example, Alanen (2003, 147) writes, ‘Descartes reserves
the term “idea” in his mature work for what ‘informs’ the mind when it is ‘directed to’
or affected by certain traces in the brain (as contrasted with the images depicted by
those traces in the brain).’
68
Thus ‘form’ in this context is not to be identified with the formal reality of ideas.
69
In his conversation with Burman, Descartes also hesitates to call a brain state an
‘idea.’ ‘When external objects act on my senses, they print on them an idea, or rather a
figure, of themselves; and when the mind attends to these images imprinted on the
gland in this way, it is said to have sensory perception’ (AT V 162/CSMK III 344).
70
There is another reason to take brain states as ideas. Stated baldly, the internalist
view is vulnerable to a regress argument: in making some state an intermediary between
mind and world, one invites the demand for a further intermediary between the original
one and the mind, and so on. To stop the regress, one needs something that directs the
mind to its ultimate object but can be immediately grasped, and not only by means of
THE MEDITATIONS
some further representation. This is just what brain states are supposed to do: the mind
can inspect them directly, without having to use a (mental) idea.
71 72
AT VII 161/CSM II 113. AT VII 72/CSM II 50.
73
See the ‘Conversation with Burman,’ where Descartes (reportedly) says, ‘The
difference between sense-perception and imagination is thus really just this, that in
THE MEDITATIONS
can learn a good deal about ordinary sensory perception from looking
at the imagination.
In the sixth Meditation, just before reviewing her former (and now
recognizably false) beliefs, the meditator considers the difference
between pure intellection and imagination. If the imagination belongs
not to the meditator’s essence but to the mind-body union, then there
is some reason to believe that physical stuff in general exists after all.74
What interests us here is just how Descartes sees the ‘special modes
of thinking’ as somehow spanning the mind-body gap. Imagination is
after all something a mind experiences, and yet it requires the presence
of a body. Imagining is a power that is in the subject but not part of the
subject’s essence.75 It is not possible for a disembodied soul; under-
standing is. In understanding, the meditator conjectures that the mind
‘turns towards itself and inspects one of the ideas which are within it.’
When intellectually grasping the chiliagon, the mind uses only its own
resources, and is not dependent on its contingent association with a
body. By contrast, as we have seen, ‘when [the soul] imagines, it turns
towards the body and looks at [intueatur, considere]76 something in the
body which conforms to an idea understood by the mind or perceived
by the senses.’77
sense-perception the images are imprinted by external objects which are actually
present, whilst in imagination the images are imprinted by the mind without any
external objects’ (AT V 162/CSMK III 345). Granted, the Conversation is not on its
own decisive evidence. But I believe it can be persuasive evidence, at least when
nothing in the rest of Descartes’s view conflicts with it.
74
As the meditator notes, ‘this is only a probability; and despite a careful and
comprehensive investigation, I do not yet see how the distinct idea of corporeal nature
which I find in my imagination can provide any basis for a necessary inference that
some body exists’ (AT VII 74/CSM II 51).
75
See AT VII 73/CSM II 51.
76
AT VII 73/AT XIB 58 (the French translation of the Meditations). ‘Intueatur’
(inf., ‘intueor’) is the same verb Descartes uses on the previous page, when the
meditator claims that to imagine a triangle is to ‘see the three lines with my mind’s
eye as if they were present before me’ (AT VII 72/CSM II 50). Though it can simply
mean ‘look at’ or ‘see,’ intueor can also carry the sense of looking closely at or
inspecting something.
77
AT VII 73/CSM II 51. CSM follows the original Latin fairly closely here; the
French translation speaks not of ‘an idea understood by the mind’ but of ‘an idea it has
formed on its own.’
THE MEDITATIONS
Nor is this role for the brain image confined to imagination. In the
fifth Replies, Descartes takes on Gassendi’s challenge to explain mind-
body interaction in the context of sensory perception:
Here you ask how I think that I, an unextended subject, could receive the
semblance or idea of a body that is extended. I answer that the mind does not
receive any corporeal semblance [speciem corpoream]; the pure understand-
ing both of corporeal and incorporeal things occurs without any corporeal
semblance. In the case of the imagination, however, which can have only
corporeal things as its object, we do indeed require a semblance which is a
real body: the mind applies itself to this semblance but does not receive it.78
78
AT VII 387/CSM II 265.
79
In fact, they are orthographically identical in Latin and French: ‘conforme.’
THE MEDITATIONS
80
This passage comes in the course of his argument by elimination for the doctrine
that we see all things in God. The competitor Malebranche wishes to challenge is the
view that we produce ideas on our own, by means of the imagination.
81
SAT III.ii.3/LO 224.
82
See esp. De Rosa (2010, 128 f.) and Simmons (2003).
83
AT VII 29/CSM II 19.
THE MEDITATIONS
84
AT VII 78/CSM II 54. CSM’s translation is rather loose here. Descartes doesn’t
speak of the ‘very definition’ but of a thing’s ‘formal concept.’ The French translation
expands on this a bit: ‘Car dans la notion que nous auons de ces facultez, ou (pour me
seruir des terms de l’ecole) dans leur concept formel, elles enferment quelque sorte
d’intellection’ (AT IXB 62). (‘For in the notion that we have of these faculties, or (to
use the terms of the School) in the formal concept, they include some kind of
intellection.’)
85
By ‘intellectual act’ I take Descartes to be referring to an act of the mind. (The
French translation confirms this, since it speaks indifferently of intellectual acts and
acts of thinking.)
86
AT IX-A 62: these faculties are ‘toutes particulieres, & distinctes de moy.’
THE MEDITATIONS
87
AT VII 78/CSM II 54.
88
AT VII 31/CSM II 21. Tad Schmaltz (2000, 68) notes this passage, but stops a bit
short, I think, of attributing to Descartes the claim that the intellect is involved in the
prior, sensory perception of the wax; Schmaltz claims that Descartes here ‘indicate[s]
that purely intellectual perception of the wax is present not only when we clearly and
distinctly understand the nature of the wax but also when we have an “imperfect and
confused” sensory perception of the wax itself.’
THE MEDITATIONS
89 90
AT VII 32/CSM II 22. AT VII 32/CSM II 22.
91
Note that Descartes is not concerned in the wax passage to distinguish between
sensible and geometrical properties; that move has to await Meditations five and six.
The present point is that the essence of the wax is a determinable and as such always
inaccessible to mere sensory perception.
THE MEDITATIONS
92
To my mind, this fact makes trouble for the otherwise attractive ‘fusion’ view of
Simmons (2003) and De Rosa (2010). On this view, Descartes refuses to ‘bifurcate’
experiences of sensible and geometrical qualities; these experiences are instead fused
into a single idea. As evidence, Simmons (2003, 557) cites L’Homme, where Descartes
tells us that the pineal gland’s images ‘give occasion to the soul to sense (sentir)
motion, size, distance, colors, sounds, smells, and other such qualities’ (AT XI 176).
While this does at first sight suggest that he is bundling all these qualities together in a
single fused experience, this cannot really be the case. But given what we know so far,
we are forced to say that the brain image works in two very different ways: by
prompting the mind to present sensations to itself, and by exhibiting to the mind
the object represented by the brain image. In fact, this last point undermines both the
bifurcated and fusion accounts. For both presuppose that in sensory experience we
have (mental) ideas of geometrical qualities. To posit a mental idea of size, shape, and
position on top of the corporeal idea is to multiply entities beyond necessity. As I have
argued, ‘idea’ in these contexts means corporeal idea, that is, an image drawn on the
pineal gland. And in calling these images ‘ideas,’ he is pointing to their ability to serve
as representations for the mind in their own right.
93
AT VII 88/CSM II 60.
THE MEDITATIONS
94
Elsewhere, I have argued that Descartes is an occasionalist regarding body-body
interaction; see my (2009). If that is right, then tracking views will have a hard time
getting off the ground. But throughout this enquiry I have bracketed the whole
question of Descartes’s alleged occasionalism, so it would be inappropriate to argue
against tracking views on those grounds. And of course my own use of causal terms
regarding any body-body interaction should be understood as neutral between genu-
ine causation and mere occasioning.
95
‘[A]ny given movement occurring in the part of the brain that immediately
affects the mind produces just one corresponding sensation’ (AT VII 87/CSM II 60).
96
This is what Descartes means in the Principles II.3 (AT VIIIA 41/CSM I 224) by
saying that the senses only show us ‘what is beneficial or harmful to man’s composite
nature.’ Principles IV.198 (AT VIIIA/CSM I 284) is prima facie inconsistent with this
text, since there Descartes claims that the senses show us ‘nothing in external objects
beyond their shapes, sizes, and motions.’ The French translation of IV.198 clears this
up: there, the text reads, ‘[q]u’il n’y a rien dans les corps qui puisse exciter en nous
quelque sentiment, excepté le mouvement, la figure ou situation, & la grandeur de leurs
parties’ (AT IXB 316) (‘there is nothing in bodies that can excite a sensation in us
other than the motion, figure, position, and size of their parts’).
97
AT VII 81/CSM II 56.
THE MEDITATIONS
this role as an indication or sign of such states of affairs does not turn
the sensation into a representation in any interesting sense, anymore
than the width of the metal legs of the chair you might be sitting
in ‘represents’ the ambient temperature. This is an epistemic, not
intentional, role.
These considerations are not decisive in themselves. We need to
examine causal and teleological views in more detail. A causal view
runs into problems fairly quickly. If a mental state represents what
causes it, then, oddly enough, our sensations turn out to represent
brain states rather than things in the world. My argument here is not
an appeal to the traditional ‘depth’ problem: if a given mental state
stands at the end of a long causal chain, what entitles us to say that
that state represents just one node on the chain, and not others? The
problem instead is that the brain states must count as the cause, since
only they co-vary with sensations. What happens outside the brain
state varies considerably.98
A teleosemantic story can solve this problem. For what God intended
to bring about a sensation is not, or not just, a state of the brain, but of
an object in the world. Alison Simmons has cleverly defended this
position. On her view, sensations track ‘ecological’ properties, that is,
properties of objects that are relevant to the preservation of the mind-
body union.99 Descartes certainly does claim that the chief purpose of
sensory experience is to give the mind notice of what harms or benefits
98
The meditator tells us that ‘a given motion in the brain must always produce the
same sensation in the mind,’ regardless of that brain motion’s ultimate origin in the
world outside the brain (AT VII 88/CSM II 61).
99
For further criticism, see Pessin (2009) and De Rosa (2010, chapter four). De
Rosa makes heavy weather of the fact that Simmons’s ecological properties are not
intrinsic properties of res extensa. Simmons (2008), which De Rosa does not address,
clarifies her view, pointing out that such properties are relational: ‘[a]lthough they do
not have a place in Cartesian physics, properties like health, damage, and nutrition do
have a place in Cartesian anthropology, that is in the context of the mind-body union’
(2008, 106). Obviously no part of extension is intrinsically poisonous or nutritious; it
is only when considered in relation to the mind-body union that it becomes so.
I would go further and say that, in relation to non-human animals, it also makes
sense to speak of ecological properties.
THE MEDITATIONS
100
‘[T]he proper purpose of the sensory perceptions given me by nature is simply
to inform the mind of what is beneficial or harmful for the composite of which the
mind is a part . . . ’ (AT VII 83/CSM II 57).
101 102
1999, 352. AT VII 80-1/CSM II 55–6.
THE MEDITATIONS
3.6 Conclusion
If there has been any surprise in this chapter, it is the degree to which
the Descartes of the Meditations retains the views he first sets out in
L’Homme. True, Descartes says nothing about the theory of natural
geometry from L’Homme. That is surely due to his different purposes
in these texts. Nothing in the Meditations rules out natural geometry
as a supplementary means of judging distance and position. Nor is
there anything inconsistent with the overlap thesis. And there is
positive evidence for the continued importance of brain imagery. As
in the earlier work, the basic mechanisms of sensory perception are,
in fact, mechanisms.
That is not to say that the mind plays no role when attentive
perception is at issue. It is striking, however, how much the Descartes
of the Meditations concedes to his Aristotelian opponents. Although the
idea of extension might be required for knowing the existence and
essence of bodies, it is not required for ordinary perception, whether
attentive or not. And although Descartes dismantles the hylomorphist
ontology and with it much of the scholastics’ philosophy of perception,
he still claims that the mind ‘turns toward the body’ in imagination and
perception. That is more than a faint echo of Aquinas’s claim that the
mind turns toward the phantasms, which are purely corporeal. It is,
I have argued, the closest Descartes can come to endorsing that Aristo-
telian position without violating his ontology.
The Meditations, then, is in a sense an earlier work than its chron-
ology allows. As in the earlier work, there is no reason to think that
experiences of sensible qualities function as representations.103 In
103
I am hardly the first reader of Descartes to reach this conclusion; at most,
I have added arguments to the already impressive arsenal developed by Ann Wilbur
Mackenzie and Laura Keating, in the works noted above.
THE MEDITATIONS
104
See Gibson (1950), cited in Hatfield and Epstein (1979, 363).
105
See Hatfield and Epstein (1979). Hatfield and Epstein discuss the Descartes of
the sixth Replies, where it certainly does seem as if he has a notion of a sensory core.
But they take this feature of Descartes’s view to be constant throughout his corpus,
whereas I do not.
THE MEDITATIONS
in the brain. Second, that image is, as we have seen, already three-
dimensional. And even where natural geometry does bring in
judgments of distance, they are not initially responsible for the
distance represented in one’s visual field. That feature is given in
the brain image; natural geometry simply allows the soul to judge
distance more accurately. Unlike the vast majority of other thinkers
on the causal mechanisms of visual perception, the early Descartes
has no truck with a sensory core.
4
The Dioptrique
1
My thoughts here are inspired by a point Richard Sorabji (1993) makes in a
different context. Sorabji in effect shows that, as one denies animals thought and
reason, one is compelled to enrich their perceptions to make up for the gap.
THE DIOPTRIQUE
surprising: we’ve already seen the earliest Descartes (in the Regulae)
arguing that nothing numerically identical passes through the optic
nerve to the brain. Descartes here adds that the image in the brain
need not resemble its object in all respects, a point which is close to
trivially true, since if it did, it would just be its object.2 His second
target is the claim that we perceive objects by perceiving images in the
eye.3 The images in the eye often include ‘only ovals when they make
us see circles,’ a feature that is also seen in engravings.4
But all of this leaves us with a question: just how defective does
Descartes think the images in the eye (and brain) really are? The
text seems equivocal and has produced a variety of readings. Prob-
ably most commentators read the Dioptrique as denying that either
brain image or retinal image resembles the object that caused it.
Richard Watson argues for just the opposite claim: he thinks that
Descartes never retreats from the view that the brain image resembles
the object.5
Consider that, according to Discourse Four, only a little resem-
blance is required in order for something to serve as a representation
of its object, as we can see in engravings. Why, then, does Discourse
Six take the fact that retinal images only contain ovals when they
represent circles as evidence that we don’t judge objects by means of
those images? If we take the lesson about engraving to heart, surely we
ought to draw just the opposite conclusion: namely, that the retinal
image resembles its object enough for us to be able to see it. What is
more, the intervening Discourse (Five) follows up the rejection of the
mind contemplating resembling images with this: ‘And yet, for all
that, the objects we look at really do imprint quite perfect images of
themselves on the back of our eyes.’6
2
As Descartes himself argues; see AT VI 113/CSM I 165.
3
See AT VI 140–141/CSM I 172.
4
AT VI 140–141/CSMI I 172; for the claim about engravings, see AT VI 113/
CSM I 165.
5
See Watson (1995).
6
AT VI 114/CSM I 166. Descartes of course goes on to list some of the retinal
image’s defects. ‘The primary and principal’ such fault is that ‘no matter what shape
the parts of the eye may have, it is impossible that these shapes should make the rays
THE DIOPTRIQUE
that emanate from diverse points assemble together converge in as equally many
diverse points’ (AT VI 121). The other defects ‘consist in the fact,’ which Kepler had
demonstrated, that ‘the parts [of the image] are inverted, that is to say, in a position
totally contrary to that of objects’ (AT V 123). While both are serious problems for the
retinal image, both would be corrected for in the brain image, if the processes outlined
in L’Homme were allowed to operate. So neither can help explain why he abandons
the early view.
7
See Wolf-Devine (1993, 64 f.).
8
One wonders just how such a deficit would manifest itself in behavior. It would
certainly seem that a mistaken honey bee reporting on the richness of a food source
through its waggle dance would be prone to exaggeration and fall out of favor with its
fellows.
THE DIOPTRIQUE
achieve size constancy. So the Dioptrique view does not appeal to the
brain image at all; instead, when humans attentively perceive their
environment, they have to use the ‘knowledge or opinion’ they have
of the object’s distance, not just the retinal image, to judge the other
geometrical qualities.9
If this is Descartes’s reasoning, it is not made explicit. The only
explicit argument I can find against taking vision to proceed through
the brain image comes at the start of Discourse Six. Descartes con-
cedes that there is some resemblance between the brain image and the
object in the world. But he warns that ‘we must not think that it is by
means of this resemblance that the picture causes our sensory per-
ception of these objects—as if there were yet other eyes within our
brain with which we could perceive [the brain image].’10
This is a curious kind of argument. Descartes does not deny that
there is a brain image; it is a side effect of the very same brain motions
that, as we shall see, prompt sensations. Nor does the image fail to
resemble, at least to the degree that some engravings and other art
works resemble their objects. The objection here seems to be that the
brain image story is locked in a vicious regress. We begin by positing a
little image for the soul to look at. Through this image, it sees objects.
But why think the brain image is any easier for a disembodied soul to
experience than the objects that caused that image in the first place?
Wouldn’t we need yet another set of eyes to perceive the brain image?
But note that this argument would apply equally well to all of the
bodily states and properties we will find Descartes appealing to in
the text that follows. Descartes says, for example, that we judge
distance partly by the shape of the eye. Why couldn’t this same
argument be deployed against Descartes’s new position? Why not
say that that view is silly, since we would need another pair of eyes to
see the shape of our own eyes? In short, the shape of the eye seems no
more or less difficult for a soul to experience than a brain image.
Moreover, the pineal gland at least has the advantage of being the
‘seat of the common sense’11 and the ‘location’ of the soul.
9 10 11
AT VI 140/CSM I 172. AT VI 130/CSM I 167. AT VI 129.
THE DIOPTRIQUE
The argument seems to assume that the only way for the soul to
experience something in the brain is through vision. Without this
assumption, the regress never gets going. But the earlier Descartes
would simply reject that assumption; the soul, as I have argued,
perceives the image engraved on the pineal gland through a kind of
internal touch, not unlike proprioception. You do not need another
pair of eyeballs in your brain to experience the image traced on the
pineal gland. Nor, I think, can the Descartes of the Dioptrique con-
sistently believe that you would, for he is about to help himself to
a number of processes that require the mind to be aware of the
brain and eye.
To return to the puzzle with which we began: what exactly does
Descartes mean to reject? It now seems clear that he rejects the notion
of the mind turning toward the brain, where it contemplates an
image. But his explicit arguments show at most that you do not
need to perceive an exactly resembling image in the brain in order
to experience a material object. They do not, it seems to me, refute his
earlier view. If we need to reconstruct an argument on his behalf, it is
that the brain image alone seems insufficient to account for size and
color constancy.
In any case, Descartes deprives himself of one means of being
aware of external objects, namely, by being aware of the brain
image. Let us begin our investigation of his replacement by looking
at the new treatment of the proper sensibles before advancing to the
common ones.
12
AT VI 130/CSM I 167.
THE DIOPTRIQUE
It may be objected that speech or writing does not immediately excite in the
mind any emotions, or images of things apart from the words themselves; it
merely occasions various acts of understanding which afterwards result in the
soul’s constructing within itself the images of various things. But what then
will be said of the sensations of pain and pleasure? A sword strikes our body
and cuts it; but the ensuing pain is completely different from the local motion
of the sword or of the body that is cut—as different as colour or sound or smell
or taste. We clearly see, then, that the sensation of pain is excited in us merely
by the local motion of some parts of our body in contact with another body; so
we may conclude that the nature of our mind is such that it can be subject to
all the other sensations merely as a result of other local motions.15
13 14
AT VI 130/CSM I 167. AT VI 130/CSM I 167.
15
AT VIIIA 321/CSM I 284.
THE DIOPTRIQUE
the mind decoding the brain’s signals with a brute causal picture. As
Descartes puts it in the Dioptrique itself: the same motions that
engrave the image on the pineal gland ‘are ordained by nature to
make it [the soul] have . . . sensations.’16
If we stay at the level of the proper sensibles in the Dioptrique, this
causal model simply replaces the early semiotic one. One might
expect Descartes to stick to the same brute causal story when it
comes to the improper objects of vision. As we shall see, matters are
not so simple.
16
AT VI 130/CSM I 167.
17
‘And when we look at two ships out at sea, one smaller than the other but
proportionately nearer so that they appear equal in size, we can use the difference in
their shapes and colours, and in the light they send to us, to judge which is the more
distant’ (AT VI 140/CSM I 172).
THE DIOPTRIQUE
18 19
AT VI 137–40/CSM I 170–2. AT VI 137/CSM I 170.
20 21
AT VI 137/CSM I 170. AT VI 134/CSM I 169.
22
AT VI 138/CSM I 170.
THE DIOPTRIQUE
image on the pineal gland with a shape that ‘corresponds exactly to its
[the object’s] own.’23 By contrast, in the Dioptrique, we are said to
judge (‘juger’) shape based on the knowledge or opinion we have of
the distance of an object, compared with the size of the images
imprinted on the back of the eye.24 Without a judgment about the
relative distances of the parts of an object, there is no way to tell
whether one is seeing the true shape, as one would if it were seen
straight on, or seeing a different figure as a result of the object’s being
tilted relative to the subject. Looking at a penny held at angle, I see an
ellipse; but if I judge that some parts of the penny are more distant
from me, I judge that the penny is in fact circular.
The perception of the proper sensibles has been given over to the
institution of nature. And what is more important, perception of the
common sensibles (distance, position, size, and shape) now requires a
mind. That mind is either undergoing the ideas ordained by nature,
or making judgments about the objects perceived, or both. If so, either
animals are not able to ‘perceive’ those common sensibles in any
sense, no matter how weak or metaphorical, or else they do it in a
completely different way, since they lack the advantage of a mind. But
again, given that animals do not stumble around blindly, they must be
accomplishing, with their mere meat-minds, the same kind of thing
we do with our exalted souls. The same is true of human ‘perception’
when we are not attending to our environments. It follows that there
must be a very different, completely corporeal story about vision that
does not require the activity of a mind. This duplication of methods is
the chief cost of abandoning Descartes’s earlier position.
Two problems with the present account merit discussion. Obvi-
ously, Descartes has done nothing in the Dioptrique to square the
unconscious inferences of natural geometry with the transparency of
the mental. As in his explication of natural geometry in L’Homme,
Descartes remains maddeningly opaque on the degree to which
inference, conscious or otherwise, is involved. In fact, as Celia
Wolf-Devine points out, the terms Descartes chooses for this process
23 24
AT XI 159; see Wolf-Devine (1993, 80 f.). AT VI 140/CSMI 172.
THE DIOPTRIQUE
25
As Wolf-Devine (1993, 73) notes.
26
I am grateful to an anonymous referee for pressing this question.
THE DIOPTRIQUE
1
Aquinas, CDA II.13, 205.
LATER DESCARTES
[The] movement in the brain, which is common to us and the brutes, is the
first grade . . . This leads to the second grade, which extends to the mere
perception of the colour and light reflected from the stick; it arises from
the fact that the mind is so intimately conjoined with the body that it is
affected by the movements which occur in it. Nothing more than this should
be referred to the sensory faculty, if we wish to distinguish it carefully from
the intellect. But suppose that, as a result of being affected by this sensation of
colour, I judge that a stick, located outside me, is coloured; and suppose that
on the basis of the extension of the color and its boundaries together with its
position in relation to the parts of the brain, I make a rational calculation
about the size, shape and distance of the stick: although such reasoning is
commonly assigned to the senses (which is why I have here referred it to the
2
Gaukroger (2002, 200 f.) is a good example of the latter tendency, Simmons
(2003) of the former, though she reads the sixth Replies in light of the Dioptrique (see
esp. 2003, 558 f.).
3 4
AT VII 418/CSM II 282. AT VII 438/CSM II 295–6.
LATER DESCARTES
What happens at each grade is one of the most disputed topics in all
of Descartes scholarship. We can isolate two areas of controversy.
First, there is a debate over just how, and in what sense, the third
grade is intellectual: some commentators take it to be a matter of a
priori reasoning, or of the deployment of the innate idea of extension,
or the development of justified beliefs.6 Second, there is the question
of where to put the mind’s awareness of geometrical properties: is it
confined to the third grade, or is it already present in the second?7
Before we can answer these questions, we should first ask just what
Descartes is taking over from the Dioptrique. He refers us to that text
on two points: first, that there are no species migrating into the brain,
but only motions that travel through the optic nerve; and second, that
reasoning alone allows us to work out any one of size, shape, and
distance on the basis of the other two. The first point is unexceptional,
and is consistent throughout Descartes’s work all the way back to the
Regulae. The second points us toward the doctrine of natural geom-
etry. But although this Reply and the Dioptrique both invoke judg-
ment, the raw data on which that judgment is exercised is importantly
different.
Let me reconstruct, as carefully as possible, just what happens at
each of the three grades.
1. Rays of light bounce off the stick and create motions in the optic
nerve that are then transmitted to the brain. (This is common to
us and animals.)
2. Given the mind-body union, we undergo ‘the mere perception
of colour and light.’ This is all ‘the sensory faculty’ is capable of.
5
AT VII 437–8/CSM II 295; emphasis mine.
6
In order: Nancy Maull (1978), Secada (2000, 132), Atherton (1990, 30). I am
indebted to Simmons’s (2003, 555) taxonomy.
7
Simmons (2003, 555) reads the literature as converging on the claim that it is only
at the third grade that ‘primary’ qualities appear, while she defends the opposing view
that such properties are already on the scene in the second grade.
LATER DESCARTES
8
The French translation makes it clear that it’s the position of the color, not the
extension or the stick, that is judged relative to the brain parts; see AT IX-A 237.
9
Simmons (2003, 557).
LATER DESCARTES
10
AT VII 438/CSM II 295.
11
‘It is clear that we are not here [in the context of speaking about the reliability of
the senses and intellect] dealing with the first and second grades, because no falsity
can occur in them’ (AT VII 438/CSM II 295–6). CSM inserts ‘of response’ after ‘first
and second grades,’ but nothing in the Latin corresponds to this interpolation.
12
A point Secada emphasizes: ‘[t]he representative function of the mind relative to
things outside itself is the result of judgment’ (2000, 92).
LATER DESCARTES
13
See Notae AT VIIIB 363/CSM I 307 for a clear discussion of the difference
between judgment and understanding. Some Cartesians, especially the Port-
Royalians, use ‘judgment’ in a very different way, to mean the uniting of ideas into
a proposition (see Loqique II.2: 79). In terms of my (2002) and (2004, 44 f.), the Port-
Royalians’ ‘judgment’ is sub-propositional, while Descartes’s (official) use is super-
propositional. Even those who do not accept my reading of the Cartesians on
judgment can recognize the sub-propositional use of ‘judgment’ in Arnauld and
Nicole; see, e.g., Jill Vance Buroker (1994).
LATER DESCARTES
14 15
See Wolf-Devine (1993, 89). See Simmons (2003, 569).
16
See AT VI 183/G 155.
LATER DESCARTES
17
See Wilson (1993, 169) and Simmons (2003, 555).
18 19
I discuss la Forge’s views below, section 6.1. Simmons (2003, 567).
LATER DESCARTES
5.2 Rapporter
I shall argue that the Principles and Passions stake out yet a fourth
position. These later texts depart from the views of the middle period.
In their place, we have two distinct kinds of events combining to
generate perceptual experience: the triggering of sensations and ideas
on one hand and the referring (rapporter) of those sensations and
ideas to objects in the environment on the other. Although rapporter
is anticipated in the sixth Replies, it takes on a new importance here,
as the chief mechanism by which we come to be aware of the world
around us.20
One way to approach this new view is to contrast it with that of Le
Monde. There, on experiencing something in the body, the mind
represents to itself the sensation of light.21 It was up to the mind to
decode, as it were, the brain signals and summon the appropriate
sensation. To say that the mind represents a sensation to itself seems
to mean just that it calls forth that sensation. By contrast, we are now
told that the brain motions represent sensations. As Descartes puts it
in the Passions, ‘only motions in the brain represent these objects
[namely, sounds, smells, tastes, heat, and the rest] to the soul.’22 Nor
is this an isolated slip.23 The motions themselves are doing the
representing or summoning here, not the mind. This fits well with
Descartes’s claim in the Passions that these motions cause the mind to
20
The doctrine of ‘rapporter’ also makes a (brief) appearance in the Notae (AT
VIIIB 358–9/CSM I 304). It is striking that the Passions’s recounting of the Dioptrique
account only discusses sensations and does not even mention ideas, or thoughts of
geometrical properties at all (Passions I.13, AT XI 338–9/CSM I 333). The Principles,
however, does make it clear that ideas (representations of geometrical qualities) are
also referred to objects (Principles I.71, AT VIII-A 35–6/CSM I 218–19).
21
Le Monde AT XI 4/CSM I 81, discussed above.
22
Passions I.13 AT XI 338/CSM I 333.
23
See Passions I.50 AT XI 369/CSM I 348, discussed below.
LATER DESCARTES
Those [perceptions] we refer to things that are outside of us, i.e., to the
objects of our senses, are caused (at least when our judgments in this regard
aren’t false) by those objects, which, exciting some movements in the organs
of the external senses, also excite, by the intervention of nerves, other
movements in the brain that make our souls sense them.
Thus when we see the light of a torch and hear the sound of a bell, this
sound and this light are two different actions, which, simply by exciting two
different motions in some of our nerves, and through them in the brain, give
to the soul two different sensations, which we refer to the subjects we
suppose to be their causes, in such a way that we think we see the torch
itself, and hear the bell, and not feel (sentir) only the movements coming
from them.25
24
See above, section 4.1.
25
Passions of the Soul Part I article 23, AT XI 346 (my translation). CSM I 337
takes considerable liberties. The translation given here is my own, and is designed to
be as literal as possible. In particular, I preserve the ambiguity of the first sentence.
Here are four candidates for the antecedent of ‘them,’ at the end of Sentence 1:
i) The perceptions/sensations
ii) The physical objects out there in the world, e.g., the bell or the torch
iii) The motions in the external senses
iv) The motion of nerves in the brain
CSM and Voss’s translation in Descartes (1989) both choose (ii), though only Voss
mentions the interpretive problem. Suppose CSM and Voss were right. Then Sentence
1 says that we sense the objects themselves. But Sentence 2 denies this. We take
ourselves to sense the objects but we don’t: we sense only the movements coming from
them.
LATER DESCARTES
26 27
AT VIIIB 346/CSM I 296. AT VIIIB 359/CSM I 304.
28
Descartes’s focus in the Passions is on sensations. For the claim that the mind
refers both sensations and ideas, see esp. Principles I.71 AT VIIIB 35-6/CSM I 218–19.
29
Principles I.70, AT VIIIA 34/CSM I 218. In the next section, Descartes does
speak of the mind referring (‘referebat’) its thoughts to things outside itself. But he
does not explicitly identify this referring with either of the two kinds of judgment in
the previous section.
LATER DESCARTES
30
Descartes (1989, 30, n.23), quoted in Brown (2006, 98).
31 32
2006, 101. 2006, 101.
33
Someone might object that merely judging that a is F doesn’t entail that one
experiences a as F. For example, I might judge that the jell-o on the counter two yards
away is mushy without experiencing it as such (for that, I have to touch it). (I owe this
point to Ben Jantzen.) Descartes might reply that since we are actually experiencing
the sensible quality in question, to judge that the object has that quality is to
experience it as having it. (Note that in the jell-o case I am not experiencing the
mushiness.)
LATER DESCARTES
extension, one must first judge that that expanse is responsible for
one’s color experience. If we somehow thought the sky was causing
our sensation of green, we would presumably see it as green.
We can accommodate Brown’s gloss on referring by seeing that
both kinds of judgment are taking place. We are not just judging that
the mossy boulder caused us to have a sensation of green; we are
in fact projecting that sensible quality on to the boulder. A helpful
synonym for ‘refer’ might be ‘attribute to.’ Like the Principles’ judg-
ments, it is ambiguous: one might attribute F to a body in the sense
that one judges that body to be the cause of F; or one might think that
the body is F. Referring, on my view, includes both judgments.
In sensory experience, we are systematically but harmlessly
deluded. Recall that Descartes says ‘we think we see the torch itself,
and hear the bell,’ even though we really only sense motions in the
brain. This belief is corrected by later reflection; but that does not stop
us from making the same judgments in sensory perception as we did
prior to our enlightenment. That many of our sensory beliefs are false
might be forced on us in any case by Descartes’s talk of judgment.
Strictly speaking, to judge, as we have seen, is to assent to a propos-
ition or deny it. It is up to the intellect to produce propositions that
can be affirmed or denied. If rapporter just is the judgments of the
Principles, then Descartes is telling us that the mind assents to the
proposition that this rock is green, for example.
The best defense for my reading of rapporter comes from Descar-
tes’s account of error in the Principles. There, Descartes sketches the
development of a child’s beliefs, and suggests that the ‘chief cause’ of
error is simply not growing up. At the start, the child undergoes both
sensations and ideas of geometrical qualities. It doesn’t ‘attribute’
either of these to bodies until its own body begins twisting ‘around
aimlessly in all directions in its random attempts to pursue the
beneficial and avoid the harmful.’ Only at this point does the mind
realize that the objects around it have an existence outside itself; as a
result, it attributes ‘to them not only sizes, shapes, and motions and
the like, which it perceived as things or modes of things, but also
tastes, smells and so on, the sensations of which were, it realized,
LATER DESCARTES
34
Principles I.71, AT VIIIA 35-6/CSM I 219.
35
Principles I.70, AT VIIIA 34/CSM I 218.
36
Principles I.71, AT VIIIA 35/CSM I 219.
LATER DESCARTES
37
I owe this point to Hatfield and Epstein (1979).
LATER DESCARTES
38 39
SAT III.ii.4 LO 227. AT VIIB 358/CSM I 304.
40 41
AT VII 67/CSM II 46. Schmaltz (1996, 97).
LATER DESCARTES
42
AT VII 189/CSM II 132. See also Notae AT VIIIB 357–8/CSM I 303–4, quoted
in Nadler (1992, 128–9).
43
This is the consensus in the literature. See, e.g., Nadler (1992, 128), Tad Schmaltz
(1996, 97), Andrew Pyle (2003, 54); as Pyle puts it, ‘it is hard to find anyone who
actually held’ the storehouse view. See also Jolley (1988, 79).
44
The selection argument has a close cousin in Wittgenstein’s work: see esp. the
Blue Book in Wittgenstein (1960, 3). As Jeffrey McDonough pointed out to me,
selection arguments tend to prove too much. In Malebranche’s case, they leave us
with the doctrine of the vision in God; in Wittgenstein’s, with a kind of evasive
behaviorism.
LATER DESCARTES
For ease of reference, I’ve divided the selection argument into three
sections:
[A] But even if the mind had a storehouse [un magasin] of all the ideas
necessary for it to perceive objects, yet it would be impossible to explain how
the soul could choose them to represent them to itself, how, for example, the
soul could make itself instantly perceive all the objects whose size, figure,
distance and motion it discovers when it opens its eyes in the countryside.
[B] Through this means it could not even perceive a single object such as the
sun when it is before the body’s eyes. For, since the image the sun imprints
in the brain does not resemble the idea we have of it (as we have proved
elsewhere), and [C] as the soul does not perceive the motion the sun
produces in the brain and in the fundus of the eyes, it is inconceivable that
it should be able to determine precisely which among the infinite number of
its ideas it would have to represent to itself in order to imagine or see the sun
and to see it as having a determinate size.45
In one scenario [A], you open your eyes in the countryside and see a
variety of objects. Note what the model under attack has to explain:
not only must you summon the ideas of each object, with the appro-
priate size and figure, you must also put it in relation to the ideas of
the other objects around you. In [A], Malebranche does not mention
sensations but presumably they too must be conjured and matched
with their objects.
Malebranche next makes the situation less complex with a new
scenario [B]. Are matters improved if we forget about the countryside
and think about a single object? The first matching problem is now
gone, only to be replaced by a second. For now the question is: given
just one object, which of the competing ideas that I could summon
should I now summon? Note that nothing about either of these
matching problems depends on the mind’s being a storehouse of
ideas. Whether the ideas are always, or only potentially, in the
mind, the problem remains: which idea do I call forth?
45
SAT III.ii.4/LO 227. The basic idea is there in the first edition (1674, 361), but
gets expanded with later editions. My translation departs from LO only in the last
clause: the French is, ‘telle grandeur determinée.’ For the purposes of this discussion,
I will not distinguish between ideas and sensations.
LATER DESCARTES
46
SAT I.x/LO 51 suggests a teleological argument: it would do the mind no good to
be aware of these motions. That is why instead we are aware of sensations, which
differ from each other in kind, whereas motions differ only in degree. This argument
is orthogonal to our present concern, since the issue isn’t (only) about sensations. The
argument also begs the question: if being aware of motions allowed us to summon the
relevant idea(s), then there would be a good reason for us to be aware of them.
LATER DESCARTES
47
This is one of the themes of Jolley (1990).
48
Daisie Radner envisions precisely this reply (1978, 49).
LATER DESCARTES
1
For the indefectibility thesis, see Patricia Easton (2005). Monte Cook’s (2008) is
the best discussion of the sense in which Desgabets might be an empiricist. On
Cook’s view, Desgabets denies that our concepts come from experience; all experi-
ence does is cause us to have the thoughts we do. On the claim that anything one can
think about exists, see Cook (2002) and Timothy D. Miller (2008). That claim is
significantly less exciting than it seems, for Desgabets restricts it to substances. For
instance, when one thinks of a unicorn, one is thinking of material substance (which
does exist) modified in certain ways (in which it is not in fact modified). So strictly
speaking, the unicorn, qua material substance, does exist; it just doesn’t have the
modes one imagines it to have.
2
It’s hard to know just what works of Desgabets Régis has read; but see (Schmaltz
2002, 7 f.) for evidence of the connection between them.
THE CARTESIANS
3
On whether Desgabets anticipates Régis’s Spinozism about the mind, see esp.
Timothy D. Miller (2008), who argues persuasively that he does not.
THE CARTESIANS
4
Supplément, RD 5, 164.
5
As Schmaltz aptly puts it: ‘For Desgabets, Cartesianism is not a fixed position that
can simply be extracted from Descartes, but rather a work in progress that starts with
Descartes’s insights but that subjects his views to revision and correction’ (2002, 11).
6 7
1666, 103. 1666, 103.
THE CARTESIANS
8
1666, 267.
THE CARTESIANS
9
See 1666, 276: ‘the senses . . . represent the good and evil of the body.’
10
1666, 216.
THE CARTESIANS
commit (or rather, suffer) an error: thinking that the action of the
boulder that ultimately triggered her sensation is in fact in the
boulder itself.
That move raises a further problem: how is the subject able to think
of the boulder as the cause of her sensation, without using that
sensation itself to individuate the boulder from its surroundings?
Thinking of the boulder as the cause of her sensation presupposes
that the subject has already individuated the boulder from its
environment.
La Forge’s only solution is to automate the whole process of sense
perception so fully that the subject becomes entirely passive. She is
not even forming the judgments or thoughts of objects in her envir-
onment; she is undergoing them. This comes out most clearly in la
Forge’s treatment of the three grades of perception of the sixth
Replies. (In expounding and defending L’Homme, la Forge’s eclecti-
cism knows no bounds.)
The first grade is purely physiological, and here la Forge treats the
brain image as motion, as we have seen. At the second grade, we find a
confused perception that ‘always accompanies the motion of the nerve
fibers’ when it reaches the pineal gland. La Forge is not very clear about
whether the second grade includes mere perceptions or fully-formed
thoughts or judgments. He speaks indifferently of ‘confused percep-
tion’ and confused ‘sensory knowledge.’11 Descartes could hardly be
happy with this. For in the sixth Replies, he is, as we have seen, chiefly
concerned to pry apart what belongs to judgment and intellect from
what belongs to passive sensory reception.
What explains this indifference on la Forge’s part? If anything, it is
that he does not see any need for the activity of judgment in sensory
perception at any of the three grades. As a result, he necessarily makes
a hash of them. The second grade, in la Forge’s taxonomy, includes
much that Descartes puts in the third. In particular, at the second
grade, the senses are said to ‘represent the qualities which we perceive
by means of them as if they were in our sense organs or in the objects
11
1666, 271.
THE CARTESIANS
12 13
1666, 272. 1666, 278.
THE CARTESIANS
14
Supplément (RD 5, 165).
15
See Supplément RD (5, 197). Desgabets writes, ‘la doctrine de la nature des
qualités sensibles est la preuve fondamentale de la distinction de l’âme et du corps’ (‘the
doctrine of the nature of sensible qualities is the fundamental proof of the distinction
between mind and body’).
16
‘Connaître donc un objet et en avoir l’idée [sont] la même chose’ (Supplément
220) (‘knowing an object and having an idea [of it] are the same thing’).
17
‘[L]’acte par lequel nous connaissons un objet se termine immédiatement et
directement à l’objet même, et non pas à l’idée qui n’est aucunement un milieu
representatif et objectif, comme serait un portrait dans lequel et par le moyen duquel
on verrait le Roi’ (Supplément 220). See CdC 94.
THE CARTESIANS
All of that surely sounds like direct realism. It becomes clear in the
Critique de la Critique, however, that only in pure intellection does
thought reach its object directly. In other cases, as we’ll see, there is an
intermediary, although that intermediary is almost never a mental act
or object. Desgabets’s claim that there is no mental idea between
thought and object should not be allowed to obscure his claim that
imagination requires an intermediary. Just like the early Descartes,
Desgabets thinks that sensory experience is accomplished when the
soul perceives a brain image that entitatively resembles an object in
the world.
We now have to turn to imagination because Desgabets does not
think there is, strictly speaking, such a thing as sensation. There is
surely sensory perception of some kind or other, but on examination
it resolves itself into two: pure intellection and imagination. As
Desgabets puts it in the Critique:
. . . there are only two general ways of perceiving things, namely, knowing by
pure intellection or imagination, for sensation, by which we have originally
come by all our knowings [‘connaissances’], pertains sometimes to one,
sometimes the other. For very clear experience teaches us that the faculties
of knowing sometimes reach their objects immediately, and that in such a
case one has an idea without envisioning any intermediary or image in order
to perceive it, as happens when we think of the divine perfections, or of the
truths of faith and philosophy. By contrast, in imagination we apply our-
selves to an image formed in the brain, in which one perceives some real and
‘entitative’ resemblance with the object, as they say in the Schools.18
18 19
CdC 93–4. CdC 97.
THE CARTESIANS
20
See Schmaltz (2002, 138). As I argue below, Malebranche is driven to his
rainbow-colored soul by entirely different pressures, including the metaphysics of
modes.
21
‘Second, it follows [from the doctrine of sensible qualities] that it is properly the
senses that give us this intellectual knowledge [of ourselves], because it is clear that
they provide the perceptions in question, and it is indubitable that these perceptions
are our ideas or thoughts, i.e., that they are our true knowings of ourselves insofar are
as we are in that state’ (CdC 98).
THE CARTESIANS
One must know that the senses, whether interior or exterior, make nothing
known except whatever they make us think of, and of which they give us the
idea by the force of the union of mind and body; if they make us think of
matter, rest, figure, and all that can result from them, they make us know
these things, which are outside of us, and they do so so effectively that we
know them by a clear and simple knowledge.24
Note that Desgabets has no room for natural geometry: only when it
is a question of the ‘precise size’ of an object do we bother to do any
reasoning about it at all.25 Instead, as in L’Homme, it is the brain
image itself that directs the mind to the object in the world.
Even if Desgabets can appeal to the brain image to explain how the
subject individuates bodies and positions them relative to each other,
he stumbles when it comes time to pair sensations with their objects.
On his own view, sensations direct the mind inward, not outward;
they provide knowledge of the soul but not of any body. It is only the
22
For the distinction in Desgabets, see, e.g., CdC 117.
23
See CdC 94, quoted above, as well as CdC 121: ‘the corporeal species traced in the
brain has some true resemblance with its object, and that the soul turns itself toward
this image to form a spiritual idea so that the soul thinks of this object by means of this
image. By contrast, in pure intellection the soul receives simply an idea that represents
its object without perceiving the corporeal species that is tied to this idea and which is
lodged in the storehouse of memory.’
24
Supplément RD 5, 165–6; see CdC 171–2: ‘by having the sensation one knows
confusedly something outside of him that gives him this sensation, whatever it may
be, and this is always true. Beyond all that, the sensation presents to us clearly size,
roundness, distance, movement, which are corporeal and outside of us.’
25
CdC 132.
THE CARTESIANS
brain image, not the sensation, that directs the mind outward. This
leaves open precisely how one is to pair the mossiness with the
boulder and nothing else.
26
‘For example, when I look at a horse, the light which is reflected to my eyes,
excites a sensation of color that I refer (rapporte), according to the institution of
nature, to the place from which comes the impression of motion that causes it [the
sensation]. This is what makes it the case that I see in this place the extension of the
horse that was previously invisible to me. It follows from this that seeing in general is
nothing but a sensation of light or color that makes visible in a certain way an
extension that otherwise could not be seen’ (Système 162). Régis goes on to say that
the same account applies, mutatis mutandis, to the other senses. Hence I’ve chosen
tactile experience for my example.
THE CARTESIANS
[The act of imagination] is really mixed with the sensation that precedes it,
which one doesn’t usually bother to distinguish from it. For example, when
I see a man who is near me, instead of saying that I see his color and imagine
his extension and figure, I just say that I see him, and in this way I attribute to
sensation alone what partially concerns imagination.27
Nevertheless, strictly speaking, one sees colors, and hears sounds, and
only imagines extension and other geometrical qualities like position
and distance.
The key step is, of course, the referring of the sensible qualities to
the objects in the world. Régis tells us that we refer these qualities
‘suivant l’institution de la nature,’28 according to the institution of
nature. There are only two alternatives here: either referring amounts
to a kind of judgment, by which the mind projects sensible qualities
on to bodies, or it is a purely automatic process.
Each has its own problems. If referring is a kind of judgment, then
Régis faces the familiar problems encapsulated in Malebranche’s
selection argument. The subject has to take her awareness of the
mossiness of the boulder and imagine it onto the boulder. Why
does she choose the boulder rather than the waterfall? Presumably
because she judges that the boulder is the cause of her sensation. But
then she must have some way of representing the boulder that does
not require her to be aware of its extension, since that awareness is
what the projection of the sensible qualities is designed to explain.
Unless Régis can account for this ur-awareness of the boulder’s
extension, his account is circular.
One possible maneuver would be to say that the subject needn’t be
aware of the extension of the boulder as such. All she needs is to be
able to judge that her mossy sensation originated in such-and-such a
position in the world outside her. She then uses this judgment of
causal origin to select a region of extension, and then in imagination
paints that extension with mossiness. But again, if she can have an
27 28
Système 163. Système 162.
THE CARTESIANS
29
See Nadler (1989) for the classic direct realist reading of Arnauld; for criticism,
see Kremer (1994) and Hoffman (2002).
THE CARTESIANS
I have said that I take the perception and the idea to be the same thing.
Nevertheless, it must be remarked that this thing, although single, stands in
two relations: one to the soul which it modifies, the other to the thing
perceived, in so far as it exists objectively in the soul. The word perception
more directly indicates the first relation; the word idea, the latter.30
To talk of the thing existing in the soul objectively is, for Arnauld,
simply to say that the soul performs an act that is directed at that
thing. An immediate consequence of this view is that a perceptual act
cannot be, or fail to be, a representation in virtue of its connection to
some other object; instead, ‘all our perceptions are essentially repre-
sentative modalities.’31
But identifying ideas with mental acts is only one notion of direct
realism.32 What seems most at issue is whether and in what sense
the subject can be said to be in ‘direct’ contact with the things she
perceives. My suspicion is that whenever Arnauld seems to be arguing
against the view that ideas interpose themselves between subject and
world, he is really targeting the view that there is a distinction
between our acts of perception and their immediate objects. He
does not deny that there are such immediate objects; he just wants
to make them intrinsic to the acts in which they figure.
Malebranche is a natural target for Arnauld, not because of his
representationalism, but because he clearly and sharply distinguishes
between the act of perception and the idea toward which it is directed.
As we’ll see, only the act is in the finite mind; the idea must be in God.
There could hardly be a greater cleavage between act and idea than to
locate them in two such different substances.
30 31
Arnauld (1990, 66), trans. Nadler (1989, 109). Arnauld (1990, 66).
32
Hoffman makes this point: ‘it is not sufficient for direct realism that
intentionality is taken to be an intrinsic property of acts of awareness. A theory of
perception that held that we perceive external objects by perceiving the content
intrinsic to acts of perception would still be representationalist, because that
intrinsic content would be serving as an intermediate object’ (2002, 174).
THE CARTESIANS
There are two main lines of argument for this reading of Arnauld
and his target. First, consider how Arnauld deals with illusion.
A contemporary direct realist has to offer a disjunctive account:
in veridical perception, we are in direct contact with objects, while
in illusory contexts something very different (though indistinguish-
able from the first-person perspective) is happening. That is not
Arnauld’s view.
Instead, Arnauld helps himself to the representationalist’s analysis
of illusion, by pointing to the identity between act and representation:
33 34
Arnauld (1990, 87). Arnauld (1990, 66).
THE CARTESIANS
What little Arnauld does say about objective being should give the
direct realist pause. A direct realist should hope that, on Arnauld’s
account, for x to be ‘objectively’ in the mind is just for x to be the
thing one is thinking about. Unfortunately, as Arnauld tells us, he
‘does not just mean that [x] is the object which my thought is about,
but that it is in my mind intelligibly, as is customary for objects which
are in my mind.’35
The fact that Arnauld doesn’t help himself to a deflationary reading
of objective being does not, by itself, block his route to direct realism.
The objective being of x in the intellect need not be the immediate
object of thought; it might merely be part of the causal story that
explains how the intellect comes to have x as its object. It’s too bad,
then, that Arnauld goes on to block this maneuver, too:
[I]f I think of the sun, the objective reality of the sun, which is present to my
mind, is the immediate object of this perception; and the possible or existing
sun, which is outside my mind, is so to speak its mediate object. It is clear
from this that, without invoking representations distinct from perceptions, it
is true that, not only in the case of material things but generally in regard to
all things, it is our ideas that we see immediately and which are the immediate
object of our thought . . . 36
35
Arnauld (1990, 67). Arnauld’s last phrase self-consciously invokes Descartes’s
first Replies, examined above.
36 37
Arnauld (1990, 71–2). Ndiaye (1991, 70).
THE CARTESIANS
Arnauld’s objection is not that the soul is not aware of the brain.
Rather, it’s that the soul cannot decode the language of the brain.42
Arnauld is making a point that might have been inspired by
38
See, e.g., Logique I.9: 49 f.
39
Not that the difference (if it is one) would be trivial. As Malebranche puts it,
reacting to Arnauld’s boasts of Cartesian orthodoxy: ‘M. Arnauld says that “the modi-
fications of the soul are essentially representative”; M. Descartes, that ‘the thoughts of
the soul considered as being simply modifications of thought are all equal and represent
nothing.” M. Arnauld says that nothing is lacking to the soul to enable it to perceive
objects; M. Descartes claims that it is by the diversity of objective realities that the soul
can perceive diverse objects. What grand accord, Sir, between these two sentiments!’
(First Letter to Arnauld, OC 6: 216–17).
40 41
OA 38: 146. OA 38: 147.
42
Kremer’s otherwise excellent (2012) neglects this point. Instead, as Kremer reads
him, Arnauld argues that ‘the soul cannot form sensible perceptions in itself on the
THE CARTESIANS
occasion of particular motions in the bodily sensory apparatus because the soul is not
aware of those motions.’ My reading, I believe, agrees with Nadler’s (1989, 57–8).
43
Arnauld (1990, 148).
44
Réponse OC 6: 77. As Gaukroger (in Arnauld 1990, 227) notes, ‘there is not a
great deal to be learned from the long dispute between Arnauld and Malebranche.’
Only at isolated moments does one catch something worthwhile. On the whole
reading these texts is a dismal experience, like reading unedited comments on a
political blog.
THE CARTESIANS
sensations over things. Arnauld writes, ‘[m]en are only partly mis-
taken when they regard colours as being spread over objects. For
while they are not really spread over them, nevertheless the intention
of the Author of Nature is that our soul attach colours to them and
apply them (y attache & les appliquent en quelque sorte) to bodies in
some way, in order to distinguish among them more easily.’45 The
most substantial story one can find in Arnauld is in the Logique, and
that story is a thinly veiled paraphrase of the corresponding account
in Descartes’s Principles.46
In short, Arnauld owes us an account of how the soul spreads the
objects of its own acts on to bodies. Whatever conclusion one reaches
about his debate with Malebranche, it seems to me beyond question
that Malebranche goes much further in giving us such an account.
And instead of challenging representationalism, Arnauld defends
an isotope of it. Truly challenging the Cartesian picture of the mind
thinking through ideas to individual objects they represent will,
ironically, be left for Malebranche.
45
OA 38: 314, trans. Gaukroger in Arnauld (1990, 175); see the Port-Royal Logic
(1996, 49).
46
Compare Logique (1662) I.9: 49 f. with Descartes’s Principles (1644) I.71 (AT
VIIIA 35/CSM I 218–9).
7
Malebranche on Sensation
1
The most useful discussion of the relevant differences between the first edition
and later ones I have found is Rodis-Lewis (1963, 46 f.).
MALEBRANCHE ON SENSATION
2
See Alquié (1974, 209 f.) As Alquié notes, Malebranche goes right on talking as if
there were particular ideas of bodies in God’s mind, even after he introduces the
notion of intelligible extension.
3
Giving a precise date to these developments is difficult. The first edition of books
one through three of SAT is 1674, with the other three following in 1675, and the
Elucidations in 1678. Certainly by the time we reach Elucidation X, intelligible
extension is in place. The doctrine of efficacious ideas is rather harder to pin down;
see Nolan (2012, 27, n.26) for more.
4
This way of drawing the contrast between Descartes and Malebranche is one of
the most enlightening contributions of Jolley (1990).
MALEBRANCHE ON SENSATION
to regard his early view as not going far enough, since it still accords
minds the power to project sensations on to ideas and to make
individuating and positioning judgments.5 His motivations need
not be purely theological, however, since each of his earlier views
has internal problems that make it unstable. The final iteration of
his position takes a dramatic turn, one that comes into focus only in
his often churlish exchanges with other philosophers. Taken to its
logical conclusion, or so I’ll argue, Malebranche displaces the whole
Cartesian picture of the mind using a representative idea to perceive
the world of extension. For intelligible extension really does none of
the work a Cartesian idea is supposed to do.
A central plank in my reading is the claim that at no stage of his
development are Malebranche’s sensations representations in any of
the competing senses on offer: they resemble nothing, either really or
merely intentionally. And although of course they have a causal
history, that history is of no help in solving our puzzles, nor does it
turn them into representations. Since this claim follows, or so I argue,
from Malebranche’s ontology of perception, we must start there.
We can . . . say that the soul’s perceptions of ideas are of two kinds. The first,
which are called pure perceptions, are, as it were, superficial to the soul: they
do not make an impression on it and do not sensibly modify it. The second,
which are called sensible, make a more or less vivid impression on it. Such
are pleasure and pain, light and colors, tastes, odors, and so on. For it will be
5
I owe this insight to an anonymous referee.
MALEBRANCHE ON SENSATION
seen later on that sensations are nothing but modes of the mind [manieres
d’être de l’esprit], and it is for this reason that I call them modifications of
the mind.6
Note that Malebranche here is not making quite the distinction one
might expect. The present distinction is between two ways of per-
ceiving ideas: purely and sensibly. Pure perceptions here are the sort
of non-imagistic, intellectual thoughts one might have while doing
geometry. Sensible perceptions are still perceptions of ideas, though
those ideas are accompanied by sensations, which make—or, as we’ll
see, just are—vivid impressions on the mind. So the contrast is not
between two aspects of perception, but between two kinds of percep-
tion. Nevertheless, the distinction we are seeking is implicit here, for
sensible perception includes both ideas and sensations. This comes
out more clearly much later in the Search:
When we perceive something sensible, two things are found in our percep-
tion: sensation and pure idea. The sensation is a modification of our soul, and
it is God who causes it in us . . . As for the idea found in conjunction with the
sensation, it is in God, and we see it because it pleases God to reveal it to us.
God joins the sensation to the idea when objects are present so that we may
believe them to be present and that we may have all the feelings and passions
we should have in relation to them.7
6 7
SAT I.i/LO 2. SAT III.ii.6/LO 234.
MALEBRANCHE ON SENSATION
8
See, e.g., Cottingham (2008), Jolley (1990, 1994, and 2000), Nadler (1992), and
Schmaltz (1996). Of these figures, Schmaltz is the most circumspect; he claims that
‘[t]here is considerable reason to attribute to Desgabets and Malebranche alike an
adverbial account of sensation according to which we have, for instance, a sensation of
green not by perceiving a green mental object but rather by perceiving greenly’ (1996,
257, n.138). Lawrence Nolan (2012) also argues against the adverbial reading, albeit
on different grounds.
9
See Jolley (2000). Whether the adverbial theory is in fact philosophically defens-
ible is a further issue. For my part, I find the adverbial view itself elusive. I just don’t
know what it could mean to say that I sense an object brown-ly. I am hardly alone in
this; see Laurence BonJour (2004) and (2007). And Frank Jackson’s ‘many-properties’
objection to adverbialism (1977, 64 f.) has not, as far as I can tell, really been answered,
though of course philosophers have tried (see, e.g., Tye 1984, though I should note
that Tye 2007 seems to agree that adverbialism is indefensible). Jackson’s ‘many
properties’ objection to adverbialism is a special case of the problem of localizing
sensible qualities.
MALEBRANCHE ON SENSATION
table is red. So if we’re unhappy with saying that the table is red, it’s
hard to see why casting the brain, or whatever it is that thinks, as the
thing that is red should be preferable. Any adverbialism about sen-
sations worthy of the name has to identify those sensations with ways
that acts of perception are performed.
But this isn’t Malebranche’s view. Consider the famous (or infam-
ous) rainbow-colored soul passage:
You even make a fool of yourself before certain Cartesians if you say that the
soul actually becomes blue, red, or yellow, and that the soul is painted with
colors of the rainbow when looking at it. There are many people who have
doubts, and even more who do not believe, that when we smell carrion the
soul becomes formally rotten, and that the taste of sugar or of pepper or salt,
is something belonging to the soul.10
10
E XI/LO 634. As Schmaltz (1996, 257, n.136) shows, this view was in fact
attributed to Malebranche by his critics, particularly Anselme of Paris, in 1678.
Note that Malebranche does not disavow it here.
11
Jolley (2000, 37).
12
See Jolley (2000, 37) for an ingenious defense of Malebranche on this point.
MALEBRANCHE ON SENSATION
sensory acts. And yet it remains the case that sensation does not
exhibit an act-object structure. Like the adverbialist, Malebranche
denies that there is a color that is sensed.
Before replying, we must clear up a terminological issue, if only by
stipulation. When discussing Malebranche, it is useful to distinguish
between representation and intentionality. I follow Nadler in giving a
minimal content to ‘intentionality’: an object or act is intentional if
and only if it is directed at something outside itself. Representation
includes, but means more than, mere directedness.13 To see the
difference, note that no Malebranchean act is representational; there
is nothing intrinsic to the act of pure perception, for example, that
explains why it is a (pure) perception of an idea of a square.14
Representation is the exclusive province of ideas, which are (some-
times) the intentional objects of mental acts. If those intentional
objects are themselves representations, the mind can think through
them to the representanda.
I now want to go further and argue that Malebranche does indeed
treat sense experience on the act/object model. For Malebranche,
sensings are intentional, in our sense: they are directed at an object.
If sensing counts as thinking, then this is inevitable: to think is to
think of something.15 Sensing is thinking and so must have an
object.16 The only question is, what is its object? Is it an idea in
God’s mind, or something else?
13
For the distinction, see Nadler (1992, 81 f.); Simmons (2009, 106; 116) follows
him in this. Nadler takes intentionality to obtain between a perceiving and an idea,
while representation links the idea with its object. (Nadler, of course, takes the
‘perception’ relation in this context to be intellectual, not sensory, which enables
him to read Malebranche as a direct realist.)
14
Simmons (2009, 124) makes this point.
15
‘As M. Arnauld says, to think of nothing is not to think at all, i.e., there is no
thought that lacks its object’ (OC 9: 945).
16
‘[B]y the words thought, mode of thinking, or modification of the soul, I generally
understand all those things that cannot be in the soul without the soul being aware of
them through the inner sensation it has of itself—such as sensations, imaginings, pure
intellections, or simply conceptions, as well as its passions and natural inclinations’
(SAT III.ii.1/LO 218).
MALEBRANCHE ON SENSATION
17
OC 19: 564, trans. and quoted in Schmaltz (1996, 83).
18
See, e.g., SAT I.xiii/LO 61.
19
See Ayers (1991, vol.1, 22) for the origin of this phrase.
MALEBRANCHE ON SENSATION
20
Simmons (2009, 122–3) argues that ‘sensations-2’ (what I have been calling
simply ‘sensations,’ i.e., the objects of sensings) are ‘Janus-faced,’ in that they can be
considered as modes of the mind and at the same time as acts directed toward the idea
of extension. Her argument seems to be the following: the mind, for Malebranche, has
only two faculties: understanding (the faculty of ‘receiving various ideas, that is, of
perceiving various things’ (SAT I.i1/LO 2) and the will. Simmons concludes that ‘there
is simply no room [in Malebranche’s framework] for non-intentional sensations that
are neither ways of perceiving nor ways of willing’ (2009, 123). But this is a bit hasty.
On the next page of SAT, Malebranche seems to retract his claim that the under-
standing only receives ideas. ‘[I]t is the understanding that perceives modifications of
the soul, or that senses them’ (SAT I.i.1/LO 3). This is exactly what my reading
predicts: the modification of the soul is the object sensed. Now, Simmons is quite right
that Malebranche cannot abide sensings (what she calls ‘sensations-1’) that lack an
object. But this does not show that sensings are sensings of ideas.
21
SAT E X/LO 621, my emphasis. In this passage, Malebranche warns that we
must not suppose ‘que les sensations ou modifications de nôtre ame puissent repre-
senter les objets à l’occasion desquels Dieu les excite en nous: mais c’est que nos
sensations qui ne sont point distinguées de nous, & qui par consequent ne peuvent
jamais representer rien de distingué de nous,’ although sensations ‘peuvent nous fair
juger qu’ils [bodies] existent’ (OC 3, 142, my emphasis).
22
OC 6, 211; cp. OC 6: 55.
MALEBRANCHE ON SENSATION
23 24
AT VIIIA 30–1/CSM I 215; my emphasis. AT VIIIA 31/CSM I 215.
MALEBRANCHE ON SENSATION
25
Here it is intriguing to compare Berkeley’s remarks in A Treatise concerning the
Principles of Human Knowledge Part I §49. Elsewhere (2006), I argue that Berkeley’s
treatment of perception is designed precisely to avoid this Malebranchean consequence.
26
It’s tempting to object that a parallel argument could show that, for Male-
branche, the soul in thinking of extension must itself be extended. But notice that in
the case of the perception of ideas, it is only the act and not the object that exists ‘in’
the soul. By contrast, the objects of sensory acts just are modes of the soul itself.
MALEBRANCHE ON SENSATION
27
D 5/JS 75.
28
SAT Conclusion of the first three books, LO 261/1674 416. Note that elsewhere
‘confondre’ and its conjugations are translated as ‘confuse,’ as at LO 52, which speaks
of the ‘four things we confuse’ in every sensation.
29
Note that this list is quite distinct from Malebranche’s own list of the ‘four
things’ we confuse; see SAT I.x/LO 52, discussed below.
30
SAT I.i/LO 2. See SAT I.xii/LO 59. Note that the last sentence of the first full
paragraph on LO 59 does not appear in the corresponding chapter (I.xi) of the 1674
addition.
MALEBRANCHE ON SENSATION
31
D 5/JS 74.
32
SAT I.x/LO 85. LO helpfully adds the lettered divisions here.
33
SAT I.vi/LO 32.
34
SAT I.vi/LO 32. Both this text and the one just quoted (SAT I.x/LO 85) appear in
all editions of SAT.
MALEBRANCHE ON SENSATION
mind’s ‘immediate object’ when it sees a physical object like the sun.
This role as intermediary is the central feature by which Malebranche
defines ideas.35 Immediate perception requires that its object be
present to the mind, and since the mind cannot stroll about the
heavens uniting itself with the sun, it needs some immaterial object
to function as an intermediary.36
Ideas must also play a quite different role, one that is, on its face,
hard to square with their being immediate objects of experience: they
have to function as concepts.37 The very same idea can be involved
both in perception and in pure intellection. The difference between
the two is a function of the vivacity of the sensations, if any, accom-
panying the idea, and of course, if our sense perception is veridical,
the presence of something in the world corresponding to the idea.
Malebranche cannot afford to posit two different ideas, one for the
intellect’s use and one for the senses’. If that doubling happened, there
would be no guarantee that the geometrical properties one deduces in
pure intellection will be instantiated in the world around us.38 The
validity of geometry requires that there be only one idea involved in
35
SAT III.ii.1/LO 217. In 1674, 344–5, he concludes the first paragraph by writing,
‘Ainsi par ce mot idée, je n’entends icy autre chose, que ce qui est l’objet immediat, ou le
plus proche de l’esprit quand il apperçoit quelque chose.’ Later, he adds the claim that
an idea is that which ‘affects and modifies’ the mind. As Nadler (1992, 67 f.) has
shown, Malebranche makes this revision in part in response to an objection from
Arnauld, who claims not to understand what it could mean for something to be
immediately present, or close, to the mind when it perceives. Malebranche thus offers
a causal gloss to his definition, in effect introducing the doctrine of efficacious ideas,
which we’ll examine below.
36
See esp. Nadler (1992, 67 f.) on the ‘strolling soul’ argument.
37
Nadler ingeniously exploits this feature to argue that in fact ideas play only this
role. Malebranche thus becomes a kind of direct realist: we immediately perceive
bodies, and ideas function only as the concepts by which we are able to think of them
(Nadler 1992, 51 f.) Others have critiqued Nadler’s reading at length, and I have no
wish to repeat their arguments here; see esp. Pyle (2003, 50 f.). Although I agree with
these criticisms, Nadler nevertheless brings to our attention a key feature of ideas: they
allow us to think of and indeed to know all of a thing’s actual and possible properties.
It is by consulting the idea of extension, for example, that we are able to see that
sensible qualities cannot belong to bodies (E XI LO 634).
38
I owe this point to Alquié (1974); see esp. his appendix on Kant and
Malebranche.
MALEBRANCHE ON SENSATION
39
SAT III.ii.1/LO 217–18. Schmaltz (1996, 110) argues that Malebranche allows
for two kinds of ideas, one intellectual, and hence in God, and one purely sensory, and
hence a modification of the mind. While this is an intriguing position, I do not think it
can be squared with Malebranche’s continual insistence that modes of the mind are
neither ideas nor representations. Nor does the textual evidence seem persuasive;
the chief passage Schmaltz points to (Dialogue 1, OC 12: 46/JS 17) indicates, on the
contrary, that there is just one idea, namely, intelligible extension, that modifies the
soul in the different ways we call sensation, imagination, and pure intellection. And as
Schmaltz is aware, Dialogue 2 (OC 12: 60/JS 29) explicitly conflates sensible and
intelligible ideas. Schmaltz argues that this passage is consistent with his reading, since
a sensory idea, in his terms, is a mode of a soul, and not a separate entity. What
Theodore denies, according to Schmaltz, is only that there are two external causes
of sensations; as a mode of the soul, Schmaltz’s sensory ideas are not external causes of
sensations. I have a hard time seeing how this can be what Malebranche means,
however. For the idea(s) in question are at least causes of sensory experiences; if an
idea were a mode of the mind, it would not be a cause of anything, it would just be a
sensory experience.
40
D 2, OC XII 60/JS 28.
41
SAT I.i/LO 5. I discuss this issue in further detail below (section 10.2).
MALEBRANCHE ON SENSATION
42
For a good discussion of these points in Aquinas, see esp. Anthony Kenny (1993,
chapter 9).
43
Réponse OC 6: 61. This is a later work (1684) and hence is committed to the
denial of particular ideas of bodies. But the doctrine of intelligible extension need not
be in tension with our quotation: there are, Malebranche might claim, no real
differences among visible ideas, since there is just one of these, viz., intelligible
extension. But insofar as there seem to be such differences, its only explanation is
the essential difference among color sensations.
44
Réponse OC 6: 61. See also D 1/JS 17: ‘ . . . it is only by the variety of colors that
we judge the difference between the objects we see.’
MALEBRANCHE ON SENSATION
Régis, Malebranche declares that ‘it is obvious that one sees bodies
only by color and that one can only distinguish them as different by
the difference of their colors. No proof is necessary for this claim,
save for a little reflection on the effects of colors in painting.’45 As
Émile Bréhier aptly puts it, ‘color becomes a sort of “principium
individuationis” in homogenous extension and without it nothing
would be distinct.’46
Although Bréhier is thinking of Malebranche’s doctrine of intelli-
gible extension, according to which there is a single idea in God’s
mind of utterly uniform and infinite extension, we must note that
Malebranche needs the senses to individuate regardless of whether he
holds that doctrine or not. In the early period, Malebranche thinks
there is a single distinct idea for every object we encounter or think
about. Still, there is an important sense in which all ideas, in any
period of Malebranche’s thought, are intrinsically general. Nothing
about the idea of the pine tree to the left of the subject pins it to just
that tree. As Nadler puts it, ‘[e]ven the idea of a particular geometrical
figure (e.g., the right triangle) is really the idea of a kind of figure.’47
What makes the idea of the pine tree a representation of it equally
makes it the representation of any precisely similar geometrical object.
There is a further problem worth noting. In Malebranche’s
example, the only way to distinguish pen from paper is to pair the
sensation of black with the idea of the pen, and white with that of the
paper. Why don’t we experience color as it is, namely, a mode of our
own souls? Why do we attach color to the idea of the pen, and
ultimately the pen itself, at all? Note that this is a why, not a how,
question; the how will be the subject of the coming chapters, and
changes dramatically over time. On the why question, Malebranche is
remarkably consistent.
The broad answer to ‘why’ is teleological: if the purpose of the
senses is to help a mind navigate through its environment, then it
does us no good to experience black or green as a mode of the soul.
45 46
Réponse à Regis OC XVII–1 281. Bréhier (1938, 149).
47
Nadler (1992, 37).
MALEBRANCHE ON SENSATION
48
SAT I.xi/LO 55.
49
The ‘pain patches’ thought experiment comes from Wittgenstein (1953, 312).
50
SAT I.xii/LO 57.
51
Malebranche might appeal to the mind’s habits here: never having before
experienced such a situation, we would continue to think of the pain as in the body.
That does nothing to account for the counterfactual where all pains are weak relative
to color sensations. In such a situation, it still seems to me that we would not think of
the pain as outside of the body.
MALEBRANCHE ON SENSATION
with distance. When you see a candle from a distance, you judge that
the yellow color is only in the candle itself. When it gets very close to
the eye, you judge that the yellow is in both the candle and the eye.52
Here it is the position that the mind judges to obtain that makes all
the difference. Even if Malebranche’s two replies were persuasive,
neither can help us with the how, as opposed to the why. That will
be the subject of the coming chapters.
Since Malebranche’s ontology deprives sensations of representa-
tional power, he will need some more machinery to solve the prob-
lems he has raised. He insists time and again that sensible qualities
are necessary to individuate bodies in experience. He recognizes
that minds—whether ours or God’s—have to localize those sensible
qualities, that is, see them in a determinate region of space. Lastly,
minds have to become aware of the relative positions of bodies,
somehow using sensible qualities to position objects in space. Part
of what drives Malebranche through each iteration of his view is the
simple question: how are all of these processes possible, if sensations
are not representations? Somehow the soul spreads ‘itself onto the
objects it considers by clothing them with what it has stripped from
itself.’53 How?
52 53
SAT I.ii/LO 59. SAT I.xii/LO 58.
8
Early Malebranche
I’ve divided Malebranche’s work into three stages. The first is repre-
sented only by the first edition of the first three books of the Search.
While much of this material is retained throughout later editions,
it is overlaid with a thick crust of accretions. For this chapter, I’ve
consulted the 1674 edition; an appendix lists the most significant
divergences between this edition and some others.
Most obviously, the doctrines of efficacious ideas and intelligible
extension do not make an appearance in this first edition. Just as
significant are the robust natural judgments Malebranche posits,
which are in effect Cartesian rapporter transplanted into Malebranche’s
scheme, supplemented with a kind of natural geometry from Descar-
tes’s earlier periods. This early account runs into some significant
problems. As we’ll see, Malebranche changes his mind in later versions.
Our job here is to develop the early account, peeling away the revisions
The Search undergoes on its journey through multiple editions.
-The second is the passion of the organ of sense, i.e., the agitation of the
fibers of the hand caused by those of the small parts of the fire, which
agitation communicates itself up into the brain, because otherwise the soul
would not sense it.
-The third is the passion, the sensation, or the perception of the soul, i.e.,
what each of us senses in spite of himself when he is near the fire.
-The fourth is the judgment the soul makes, that what it senses is in the
hand, and in the fire. For this judgment is so prompt, and the soul is so used
to making it, that it [the soul] considers it [the judgment] to be nothing more
than a simple sensation.1
1
SAT I.ix in 1674, 83–4; the passage is altered in later editions (SAT I.x/LO 52–3,
examined below). It is difficult not to believe that Malebranche is here inspired by
Descartes’s three grades from the sixth Replies. An anonymous referee pointed me to a
list nearly identical to Malebranche’s in the Port-Royal Logic (I.11: 59). I believe the
three grades to be the common source of both Malebranche’s and Arnauld and
Nicole’s catalogs.
2
SAT I.ii/LO 9.
EARLY MALEBRANCHE
to us, and we cannot form others that are contrary to them. They serve to
correct our senses in a thousand different ways, and without them we would
be fooled almost all the time; but nevertheless they can provide occasion
for error . . . 3
3
SAT 1674 I.vi.4, 54.
4
Malebranche lifts some ideas from the Dioptrique. Here is a comparison of the
two texts:
DESCARTES—Dioptrique AT VI 13740/CSM I 170–2.
D1 the changing shape of the eye and corresponding brain
change (ordained by nature)
D2 relation of the eyes (natural geometry)
D3 changing position of a single eye (natural geometry)
D4 distinctness or indistinctness of the shape plus strength of
the light
MALEBRANCHE—SAT I.viii (1674) or I.ix (later editions)/
LO 41 f.
M1 angle made by rays of our eyes (nat. geo.)
M2 (D1) changing shape of the eye
M3 size of the image in the fundus of the eye
M4 (related to D4) the force with which the object acts on our eyes
M5 (related to D4) distinctness and clarity of the image
M6 relation of judged object to all others in the visual field
EARLY MALEBRANCHE
that the sensation is both in and occasioned by the object. Note that
this layer has a propositional component. As Malebranche puts it in
this edition, ‘all those who see the stars in the heavens make a false
judgment, since they judge, that these same stars that they see are in
the heavens.’5 No judgment can be false unless it is a judgment that
such-and-such is the case.
8.2 Problems
In later editions, Malebranche either erases or otherwise takes back
his doctrine of robust natural judgments. It isn’t always clear why; as
we’ll see, the later editions provide some clues. Before moving on, we
should try to assess the early view on its own merits. Whatever
Malebranche’s own motivations turn out to have been, he was quite
right to abandon his early view.
First, consider the relation between judging and understanding.
The understanding’s job is always and only to perceive; the only
differences one can locate within understanding are in terms of its
objects. So far as the understanding is concerned, a simple perception,
a judgment, and an inference are all of them perceptions. In the first
case, its object is a single thing; in judgment, it is the relation between
two or more things; and in inference or reasoning, it is the relation
among the relations of things.6
Understanding here is doing much of the work other philosophers
reserve for the will. What is the will doing, when the understanding
perceives first-order relations? The will judges ‘by voluntarily remain-
ing with what the understanding represents to it.’7 It’s hard to escape
the conclusion that the will is wheeled in only to make us responsible
5
SAT I.xiii: 106. The corresponding text in later editions I.xiv/LO 68, which alters
this passage considerably and interjects a rumination on ‘free’ judgments.
6
SAT I.ii/LO 7. Note that this chapter does not appear in the 1674 edition. That,
however, is a cosmetic matter: the material of 1674’s I.i has been broken into two
chapters.
7
SAT I.ii/LO 8.
EARLY MALEBRANCHE
for errors, when it does not rest content with what the understanding
proposes to it. Strictly speaking, Malebranche tells us, judgment and
inference take place when the will stops pressing the understanding to
examine its subject in new relations.8 Whether this ‘repose’ ought to
count as judgment is doubtful.
For our purposes, the important point is that judgment, whether
assigned to the understanding, the will, or both, takes as its object
relations. This model fits geometrical inference, conducted in pure
intellection, perfectly. For the true properties of extension, whether in
idea or in the world, are nothing but relations of distance.9
It wreaks havoc, however, where sensations are concerned. Con-
sider how Malebranche argues for the real distinction between mind
and body. In place of a Cartesian conceivability argument, we get, just
as we do with Desgabets, a list of the properties that can belong to
each. Modes of extension can only be successive or relatively per-
manent relations of distance among the parts that make up the body.
Now, no one, Malebranche says, can so much as really think that
pleasure, pain, heat, taste, and color, are really disguised relations
of distance.10
Sensible qualities are known ‘only by an interior sentiment, and
[are such that] one cannot discover the relations they bear to one
another,’ let alone to the idea of extension.11 Sensations differ among
each other essentially, and not merely by degrees, even though
the corresponding brain motions themselves are of the same kind.
Malebranche’s favorite example is tickling and pain: the brain
motions and the motions affecting the skin might differ only in
degree but their associated sensations differ in kind.12 Given this, it
is easy to see why Malebranche would think that sensations cannot be
‘calibrated’ to one another, or stand in relations that we can discern.
8
SAT I.ii/LO 8.
9
‘This idea [namely, the idea of extension] can represent only successive or
permanent relations of distance, i.e., instances of motion and figure, for one can
perceive in extension only what it contains’ (SAT I.x/LO 49).
10 11 12
SAT I.x/LO 49. OC 9: 956–7. SAT I.x/LO 51.
EARLY MALEBRANCHE
1
See the note at SAT I.ix/LO 41.
2
Someone might argue that, since the Elucidations appear (in a separate
volume) in 1678, along with the first revision of Books I–III of SAT, there really
is no gap between Malebranche’s doctrine of anemic judgments and his introduc-
tion of intelligible extension in E. The first reason to treat the two (anemic
judgments and intelligible extension) separately is philosophical: since one does
not entail the other, it makes sense to ask whether they can help explain perception
independently of each other. The second reason is textual. Intelligible extension,
perhaps oddly enough, only really appears in E X; in the body of SAT, it never
makes more than a cameo appearance. Finally, E X, as I shall argue, in fact fits
poorly with the doctrine of anemic judgments, since even after introducing intel-
ligible extension, Malebranche continues to speak of the mind projecting or
spreading its sensations on to objects, a task only robust natural judgments can
accomplish.
MIDDLE MALEBRANCHE
The robust natural judgments of the first edition might have been
taken by the soul to be sensations because of their familiarity; for all
that, it was clear that they were in fact judgments, with a truth value
(namely, false). Among these robust natural judgments, I’ve argued, is
a second layer that is capable of correcting for distortions and illu-
sions in the frst. Malebranche now changes course dramatically:
natural judgments really are (and are not mistaken for) sensations.
Genuine judgment comes in only at (v), where we make free judg-
ments that can be resisted.5 In principle, one can, it seems, be cured of
3
SAT I.x/LO 52. LO’s translation omits the word ‘composée.’
4
As an anonymous referee pointed out to me, the judgment at stage (v) is free and
can be resisted. So it seems odd to suppose that that judgment is really part of our
sensory experience. I suppose Malebranche might mean simply that most people
make the free judgment alongside sensory experience and fail to distinguish it from
the other four elements he isolates.
5
Consider SAT I.xiv/LO 68: since the stars we immediately see are not in the
heavens but in the mind of God, ‘everyone who sees the stars in the heavens makes a
false judgment and who then voluntarily judges that they are there performs two false
MIDDLE MALEBRANCHE
the tendency to form the belief that sensible qualities are in bodies;
such a philosophical saint would still have the compound sensations
necessary to think of the objects in her environment.
The precise relationship between the new free and natural judg-
ments is hard to discern. At times, it looks as if they are affirmations
of the same propositional content: ‘for men not only judge through a
natural judgment that pain, for example, is in their hand, they also
judge it by a free judgment; not only do they feel it there, they believe
it to be there . . . ’6 So the difference is between feeling that something
is the case and believing that it is. The problem is that we can negate
the free judgment while still making the natural one. Indeed, this is
just what the philosopher who has thrown off the beliefs of childhood
should do. Such a paragon of wisdom would then be involved in
inconsistency at every moment of perception, helplessly affirming the
very same proposition she willfully denies.
However that may be, we should wonder in what sense anemic
natural judgments are really judgments at all. Here is Malebranche’s
fullest defense of his use of the term to describe mere sensations. (This
passage is inserted at the very end of the chapter on distance
perception.)
I feel I must warn again that judgments about the distance, size, and so on, of
objects are formed in the ways I have just explained, not by the soul, but by
God according to the laws of the union of the soul and the body. I have
therefore called these judgments natural in order to emphasize that they
occur in us independently of us, and even in spite of us. But as God fashions
them in and for us in such a way that we could form them ourselves if we
knew optics and geometry as God does, if we knew everything that occurs in
judgments, one of which is natural, the other free. One is a judgment of the senses or a
compound sensation, which is within us, occurs independently of us, and even in spite
of us, and according to which no judgment should be made. The other is a free
judgment of the will, which can be avoided, and which consequently we must not
make if we are to avoid error.’ The corresponding passage in the 1674 edition (I.xiii/
106) is content simply to say that those who see the stars in the heavens make a false
judgment. There is no talk of this error as involving a compound sensation and a free
judgment.
6
SAT I.iv/LO 69. Note that this passage does not appear in the first, 1674 edition.
MIDDLE MALEBRANCHE
our eyes and brain, and if our soul could act on its own and cause its own
sensations, I attribute to the soul the performance of judgments and infer-
ences as well as the subsequent production of its sensations, which can be the
effect only of an infinite power and intelligence.7
7
SAT I.ix/LO 46–7.
8
See Theo C. Meyering (1989) for an intriguing discussion of Malebranche in light
of cognitive science. Meyering takes Malebranche to anticipate some contemporary
developments, with the exception, of course, of the outsourcing of cognitive ‘processing’
to God.
9
There is some irony in the fact that, when Locke argues against Malebranche’s
later position, he ends up doing so on behalf of the earlier one. Locke writes, ‘In the
next place where he says that when we look on a cube “we see all its sides equal.” This,
I think, is a mistake; and I have in another place [presumably Essay II.ix] shown how
the idea we have from a regular solid, is not the true idea of that solid, but such an one
as by custom (as the name of it does) serves to excite our judgment to form such an
one’ (‘An Examination of P. Malebranche’s Opinion of Seeing all Things in God,’ in
Locke 1823, vol.8, section 16).
MIDDLE MALEBRANCHE
it depends on two or more impressions occurring in the eye at the same time.
When I look at a man walking toward me, for example, it is certain that, as he
approaches, the image or impression of his height traced in the fundus of my
eyes continually increases and is finally doubled as he moves from ten to five feet
10
SAT I.vii/LO 34.
11
On Interpretation 16a11–16. I am indebted to an anonymous referee for direct-
ing me to this text and suggesting it lies behind Malebranche’s confidence that anemic
natural judgments achieve truth values.
12
On Interpretation 16a17–18.
MIDDLE MALEBRANCHE
away. But because the impression of distance decreases in the same proportion
as the other increases, I see him as always having the same size. Thus the
sensation I have of the man always depends on two different impressions, not
counting the change in the eyes’ position and other matters . . . 13
9.2 Seeing-as
It’s not hard to see why Malebranche might want to abandon
robust natural judgments. First, the early view is viciously circular: it
13
SAT I.vii/LO 34. This text does not appear in the 1674 edition.
MIDDLE MALEBRANCHE
14 15
SAT I.xi/LO 55. SAT I.xii/LO 57 f., discussed above, section 7.3.
MIDDLE MALEBRANCHE
these forces plays a role in our natural judgments. These are inflicted
on us by God.
Nolan’s interpretation strikes me as exactly right. But to my mind it
re-locates, rather than solves, the problem. For if natural judgments
are not a matter of Cartesian rapporter, where the mind takes an
active role in projecting sensations on to objects, we are left with no
real way to understand them. The notion of seeing-as seems designed
to navigate a middle course between a robust judgment and mere
co-occurrence of sensations. For my part, I think this middle course is
illusory: seeing-as must collapse into one or the other. To see this, we
need to consider the notion of ‘seeing-as’ in more detail.
Its use calls to mind duck-rabbits, where a Gestalt shift can present
one with either a duck or a rabbit. I take it that neither Brown nor
Nolan means to use the term exclusively in this way: no Gestalt shift
can make the table in front of me look anything other than white.
Now, at the second layer of anemic judgments, I suppose there might
be just this kind of Gestalt switch, where the sides of the cube can
appear either equal or unequal. But for the lower level judgments,
which involve individuation and positioning, this notion of ‘seeing-
as’ does not seem to apply.
What, then, is left? I suppose another use of ‘seeing-as’ involves
concepts: someone without the concept horse can fail to see a horse as
a horse. But anemic natural judgments are compound sensations, not
complexes of sensations and concepts or ideas.
A final option is to say that ‘seeing x as a cube’ is meant, not to
describe the deployment of a concept, but the contents of the experi-
ence. One sees that x has such-and-such a shape, whether that shape
is one for which one has a concept and a word or not. In that case,
however, I fail to see how ‘seeing-as’ does much more than re-describe
our original problem. ‘Seeing x as F’ in this sense is just a paraphrase
of the more perspicuous ‘taking it that x is F,’ in which case it is an
old-fashioned judgment, after all.
Even if we leave this point aside, a further question obtrudes itself.
Why is it that a sensation on its own is not a seeing-as, but when
compounded with others, it becomes one? A natural answer is that a
MIDDLE MALEBRANCHE
16
SAT I.ii/LO 7. Although Nolan does not discuss this text, he does seem to think
that compound sensations involve relations.
17
See OC 9: 956–7, discussed above. Of course, as an anonymous referee points
out, sensations do stand in some knowable relations to other things: they are related to
souls as modes, for instance.
MIDDLE MALEBRANCHE
9.4 Conclusion
Anemic natural judgments are not without their attractions. They can
sidestep the circularity objection, since the soul is passive in ‘making’
these judgments. What is more, they obviate the need for processing
to be taking place beneath the level of consciousness, something that
always fits poorly with the transparent Cartesian mind.
Unfortunately, anemic natural judgments are unable to play the
roles Malebranche assigns them. Consider the very first thing Male-
branche needs them to do: they have to ‘wake the soul up’ to its
environment. But as modes of the mind, they ought, as Desgabets
thought, to direct the mind to itself, if anywhere. They certainly get
the mind’s attention, since they come to it involuntarily. But what the
mind attends to is a mode of itself.
Natural judgments are also supposed to explain how we can think
of heat as in the fire, or mossiness as on the boulder. If a natural
judgment is just a sensation composée, it does not include or make
reference to an idea. There is, then, no way to connect the mossiness
or heat the subject experiences to the object outside the mind, which
has to be represented by an idea.
Nor is the individuation problem solved. Recall that Malebranche
happily bites the bullet and claims that when the soul perceives color
C, it exists C-ly. If he is willing to tough out the counter-intuitive
consequences of such a view and really means to say that the soul
exists black-ly when it senses black, he is left with no resources to
individuate ideas by means of color. To do this, he needs the soul to
experience at least two colors simultaneously, so that one color can
form the boundary of another. At the risk of seeming silly, we would
then have to ask, can a soul be black all over and white all over at the
same time? If instead it is somehow ideal ‘regions’ of the soul that
turn black, how are these to be mapped on to the idea?
The fundamental problem is how to knit together the blank modes
of a finite mind and the ideas in the mind of God. The geometrical
qualities exist in God; sensible qualities, the objects of sensings, in us,
as modes. The immediate object of an act of sensory perceiving, then,
MIDDLE MALEBRANCHE
Within a few years of publishing the first three books of the Search,
Malebranche detects a serious problem with his theory of ideas:
seeing a body through a single idea would prevent us from experi-
encing changes in perspective while perceiving one and the same
object. In response, he introduces the doctrine of intelligible exten-
sion, according to which there is only one idea of extension in God.
This new claim exacerbates the problems we’ve been examining.
Whether as a result of his sensitivity to these problems or not,
Malebranche also introduces the doctrine of efficacious ideas.
Attributing causal power to ideas fits well with the doctrine of
anemic natural judgments. And it might help us understand how
mere composite sensations are supposed to allow for the individu-
ation and positioning of objects, along with the localization of their
sensible qualities.1
1
By my estimation, there is at least a ten-year gap between the introduction of the
doctrine of intelligible extension (1678) and the first clear appearance of efficacious
ideas (1695), though Schmaltz traces the doctrine to the Dialogues of 1688 (Schmaltz
2000, 78). An anonymous referee suggested that the doctrine seems to be present in
Dialogue II.11: 29, where Theodore admonishes Aristes to ‘[j]udge the reality of ideas
not by the sensation you have of them which confusedly indicates their action to you,
but by the intelligible light which reveals their nature to you.’
LATER MALEBRANCHE
[W]hen I said that we see different bodies through the knowledge we have of
God’s perfections that represent them, I did not exactly mean that there are
in God certain particular ideas that represent each body individually, and
that we see such an idea when we see the body; for we certainly could not see
this body as sometimes great, sometimes small, sometimes round, sometimes
square, if we saw it through a particular idea that would always be the same.5
Distance changes the apparent size of objects, and this apparent size
can only be corrected through further natural judgments. It remains
the case that one and the same material object seems now large, now
small, depending on the perceiver’s distance and perspective. But if
the immediate object of thought is only an idea, how can it undergo
2
See IV.11/LO 321. For more on the dating of the doctrine, see esp. Rodis-Lewis
(1963, 82).
3
Malebranche 1678, 547 ff. See also Robinet’s n.80 in OC III 366.
4
(2012, 27): ‘I agree with Thomas Lennon (“Malebranche’s Argument for Ideas,”
61–2) that Malebranche always subscribed to the “intelligibility principle,” which
asserts that only general things are intelligible.’
5
E X/LO 627-8; cp. Radner (1978, 86).
LATER MALEBRANCHE
these changes and yet remain the same? Ideas are, after all, supposed
to be eternal and immutable. So Malebranche now rejects his
earlier claim (or, as he would have it, his earlier façon de parler).
Instead of a duplication of objects in an array of divine ideas, there
is now said to be only one such idea, which is both infinite and
entirely uniform.
Once again, we must keep in mind that the idea we access in
intellectual thought is numerically identical to the idea we encounter
in sensory experience. Some readers of Malebranche have been
tempted by the parallels with Kant’s theory of space: both are
necessarily singular and I suppose in some sense ‘contain’ a mani-
fold of possible figures (though later on I will raise some suspicions
about that).6 In this case, it might be more enlightening to look
backward. In Metaphysics Z, Aristotle introduces the notion of ‘hulé
noété,’ ‘intelligible matter.’ Intelligible matter is the matter of ‘the
objects of mathematics.’7 If such objects are to be real in any
sense, they must, like everything else, be a form/matter compound.
Unlike intelligible extension, Aristotle’s intelligible matter is
abstracted from ordinary objects; it is ‘present in sensible things’
though ‘not qua sensible.’8 Nevertheless, both serve as the subject
matter for geometry; and both are featureless in the sense of
being without internal division.9 It may well be that Malebranche
intends his view to be received as a deliberate variation on this
Aristotelian theme.
Having introduced intelligible extension, Malebranche now needs
sensations to do more than just pin down an idea of a determinate
object with fixed dimensions. It is not just that an idea of a cube is
inherently general; there is now no idea of a cube, only an utterly
6
See Alquié (1974, 236) and Radner (1994, 68). Alquié adds in an appendix, ‘[L]ike
Kantian space, intelligible extension plays, in Malebranche, a dual role. It has its own
laws and, as such, offers to the mind the essential structure of mathematics. At the
same time, it serves to make the content of sensation objective’ (1974, 506).
7 8
Metaphysics Z 1036a11. Metaphysics Z 1036a11–12.
9
For a helpful discussion of intelligible matter in Aristotle and its role in geometry,
see Gaukroger (1980).
LATER MALEBRANCHE
10
‘[W]hen you sense or see [the circle], a determinate part of this [intelligible]
extension sensibly touches your soul and modifies it by the sensation of some color.
For intelligible extension becomes visible and represents a certain body in particular
only by means of color, because it is only by the variety of colors that we judge the
difference between the objects we see. All the intelligible parts of intelligible extension
are of the same nature insofar as they are ideas, just as all the parts of local or material
extension have the same nature as a substance. But as the sensations of color are
essentially different, by means of them we judge the variety of bodies’ (D 1/JS 17; cp.
Third Letter to Arnauld, OC 9: 959).
11
Throughout Elucidation X, LO renders ‘répand’ and similar words as ‘project.’
I prefer the more literal ‘spread.’
12
E X/LO 628.
13
‘All the intelligible parts of intelligible extension are of the same nature insofar as
they are ideas, just as all the parts of local or material extension have the same nature
as a substance. But as the sensations of color are essentially different, by means of
them we judge the variety of bodies’ (D 1/JS 17).
LATER MALEBRANCHE
Consider what the picture now looks like. The subject is in a forest,
seeing and touching a mossy boulder. She undergoes the modifica-
tions of the soul we call ‘green’ and ‘mossy.’ God impresses the idea of
extension on her. Now she must spread or attach her sensations to
this idea. But without any awareness of the states of her brain and
body, it is impossible to see what would guide her in this act of
spreading. Note that I am not assuming that she does this con-
sciously, or voluntarily, if that means she could choose to attach her
sensations otherwise than she does. The problem is generated merely
by the fact that Malebranche says that she is doing the attaching.
The reader will have noticed a further oddity. Elucidation X is
included in the 1678 edition of the Search. And that edition includes
the doctrine of anemic natural judgments. But on that doctrine, the
soul is entirely passive in perception. The same curious juxtaposition
happens in the 1688 Dialogues, where Malebranche defends the
doctrine of anemic natural judgments but continues to speak of the
soul as attaching colors to an idea.14 Malebranche should not be
telling us that it’s up to the subject to do the spreading and attaching;
she should simply be suffering compound sensations.
Since he retains this activity on the side of the subject, we have to
re-evaluate the argument that introduces intelligible extension. The
problem is supposed to be this: the one body–one idea view sacrifices
the numerical identity of the immediate object of experience over
time, since the immediate object changes with perspective. But sup-
pose we were still working with robust natural judgments. The very
same idea might figure in those judgments, which are in part respon-
sible for correcting the defects of perspective and achieving size
constancy. If Malebranche retains the doctrine of robust natural
judgments, the introduction of intelligible extension is unmotivated.
It is only after the mind has been deprived of its activity, with the
doctrine of anemic natural judgments, that one needs to posit
14
Malebranche comes close to paraphrasing Descartes’s Principles I.70: ‘by a kind
of natural judgment, which is not free, we always refer sensations to what most suits
the good of the body . . . as for color, we refer it to objects alone’ (D 12/JS 219).
LATER MALEBRANCHE
Instead of the idea being the canvas and the mind the painter, now the
soul is the canvas, to be painted on by intelligible extension. However
odd it sounds, this reversal of the metaphor makes for a much better
fit with the mature Malebranche’s doctrine of anemic judgments.
And indeed the doctrine of efficacious ideas might hold out some
promise for solving the problems I have raised. This is Nolan’s, as well
15
Réponse OC 6: 78. For a useful discussion of Malebranche’s use of the canvas
metaphor, and how it changes over time, see esp. Lawrence Nolan (2012).
16
I am indebted to Nolan’s excellent (2012, 29) work, which documents the shift in
metaphors.
17
OC 9: 1066; trans Nolan 2012, 29.
LATER MALEBRANCHE
18
Schmaltz recognizes that it is unclear ‘what it could mean to say that an idea
‘becomes sensible’ by means of sensation,’ or that the soul ‘attaches’ colors to an idea.
Schmaltz argues that it is only when Malebranche has efficacious ideas in place that he
is in a position to cash out these metaphors (Schmaltz (2000, 76 f.)). Nolan (2012, 31 f.)
puts similar weight on efficacious ideas. As Susan Peppers-Bates (2005) has argued,
however, that doctrine is in tension with Malebranche’s official view that God alone is
a true cause. Calling ideas efficacious can at best be a misleading way of speaking.
Although I find Peppers-Bates’s case convincing, I shall table the issue here, in order
to give the fairest possible hearing to those views that depend on imbuing ideas with
causal power.
19
Nolan (2012, 41). In a similar vein, Jolley (1994, 216) claims that acting on the
mind is both necessary and sufficient for a thing to be the mind’s immediate object.
LATER MALEBRANCHE
When the idea of extension affects or modifies the soul with a pure percep-
tion, then the soul conceives simply this extension. But when the idea of
extension touches the soul more vividly, and affects it with a sensible
perception, then the soul sees or feels extension. The soul feels it or perceives
it still more vividly when the perception with which intelligible extension
modifies it is a pain. For color, pain, and all the other sensations are only
sensible perceptions, produced in intelligences by intelligible ideas.20
20
Christian Conversations, OC 4: 75–6, trans. Nolan (2012, 42).
21
Nolan writes, ‘intelligible extension can cause us to cognize it in different ways
depending on how it affects the soul. So intelligible extension is the immediate object
of all our perceptions, sensory or otherwise’ (2012, 41). As far as I can tell, the
conclusion doesn’t follow, at least absent some further premises.
LATER MALEBRANCHE
22
AT VII 181/CSM II 127. For a useful discussion of this point, see esp. Jolley
1990, 12).
LATER MALEBRANCHE
23
D VIII/JS 128. Aristes speaks of the object of his thought of infinity as ‘the
objective reality in which his mind gets lost.’ Although Malebranche’s spokesman
Theodore agrees with what Aristes says, he does not use that phrase when making the
same point himself.
24
There is of course a sense in which Malebranche’s indirect argument for the
vision in God in SAT III.ii.1–6 counts as an argument against taking ideas to be modes
(at least of finite minds). But it is worth noting that, although some of the views
Malebranche criticizes are committed to that claim, Malebranche’s focus is elsewhere.
Thus, for example, in criticizing an empiricist account of perception, Malebranche
focuses on the notion that objects emit material species that penetrate the eyeball and
ultimately lodge in the brain. For a good discussion and evaluation of the indirect
argument for the vision in God, see Andrew Pyle (2003, 50 f.).
25
E X/LO 624.
26
Richard Watson made this suggestion to Nadler; see Nadler (1989, 37, n.34). See
also Jonathan Hill (2011).
LATER MALEBRANCHE
27
See Radner (1978, 51 and 116) and Nadler (1992, 43).
28
Nadler 1992, 43.
29
OC 17–1: 302–3. For a similar argument, see D II/JS 28. Alquié (1974, 156)
discusses this line of argument but does not note its flaws.
LATER MALEBRANCHE
the modes of the soul are finite, and that they thus cannot represent the
infinite, since nothing can represent or make seen what it lacks; that nothing
cannot be seen; that the soul cannot perceive what is not represented to it.
The most ordinary response is this: I distinguish: the modes of the soul are
finite in themselves, in essendo, I admit, but in repraesentando, I deny. I have
noted that I am not content with so cheap a defeat. For it is obvious that it is
to suppose exactly what is in question and not to respond to the proof we
have just seen. It is to admit in barbarous Latin that I speak the truth, but that
one does not want to yield to it. Nevertheless Mr. Arnauld found this
response fitting: and I am hardly astonished, since it appears to him that
the modes of the soul are representations, and that the whole is greater than
its parts. ‘You are not content,’ he says to me, ‘with this distinction; too bad
for you.’30
30
Third Letter to Arnauld (1699), OC IX: 952–3.
31
In his Third Letter to Arnauld (1699), Malebranche writes, ‘[t]hat which is finite
in itself in essendo cannot be infinite in repraesentando. Thus, even if we had a clear
knowledge of our soul and its modes (which we do not, since we know our soul only
by an interior sentiment); since these modes are finite, we could never discover among
them the infinite, because nothing is not visible, and because one cannot perceive in
the soul what is not there. Similarly, if I perceive in the circle an infinity of equal
diameters, that is, that these diameters are equal in repraesentando, I must conclude
that they are really equal in essendo. For in fact a circle includes the reality of an
infinity of diameters. Thus in order that a reality be present to the mind, and affect the
mind, and for the mind to perceive or receive it, it necessarily must really exist, since
nothing cannot be perceived, and to see nothing is not to see (OC 9: 954). See
Malebranche’s similar remarks to Régis (OC XVII-1 302–3).
LATER MALEBRANCHE
does reject it. His rejection is not limited to modes of finite beings.
Even if God were to have modes, they could not exhibit the curious
duality the Cartesians require of their ideas.
In rejecting the distinction between what is true of an idea in
essendo and in repraesentando, Malebranche has gutted the very
notion of a Cartesian idea.32 For it is essential to that notion, whether
it is developed in a direct or indirect realist direction, that it retain
some distinction between the idea as a mode or act of a mind and the
representational content of that idea. For Malebranche, by contrast,
to represent something to the soul is simply for that thing to be
present to the soul.33
It may still seem, however, that Malebranche is a straightforward
indirect realist. On that view, a typical act of perception includes three
terms and two relations. The first relation holds between the mind
and the idea, and the second between the idea and the object in the
world (if there is one). Now, Malebranche is not denying or rejecting
the mind-idea relation. Minds exhibit intentionality in the sense
that they perceive ideas in God’s mind. If Malebranche were simply
relocating Cartesian ideas, one would expect representation to hold, not
between mind and idea, but between idea and object. Representation
is typically understood among the Cartesians, whatever their other
differences, as a function of the objective reality of ideas. No such
objective reality can appear at the mind-idea juncture; it is the idea, if
32
Nadler (1992, 41) makes a perceptive remark in this context. Malebranche seems
to be claiming that ‘if we are to see either a thing or a property or a feature of reality by
representation, what is apprehended by the mind (i.e., the representans) must either
actually be that thing or formally possess that property or feature. But then what we are
talking about is not representation at all, but some kind of direct presentation of the
thing or property itself.’ Nadler of course goes on to claim that this is not Malebranche’s
position. But Nadler is right in thinking that if all that is left of representation is
presentation, then we are no longer dealing with representation at all.
33
For example, Malebranche speaks of something ‘representing to the soul the
infinite, that is, making it formally perceive it’ (OC IX 947); he says that ‘the modes of
the soul are finite, and that they cannot represent the infinite, since one cannot
represent or make seen (ou faire voire) what one lacks’ (OC IX 952–3).
LATER MALEBRANCHE
34
In a letter of 1684, Malebranche writes, ‘I beg you to consider whether the
distinctions between formal being, objective being, in essendo, in repraesentando,
awaken clear ideas. Since for my part, I find that, with regard to creatures and their
ideas, these terms can have a good sense, but in regard to God or the infinite, they can
only dispose one to error, since they are the inventions of the human mind which
ignores the intimate presence and continual operation of this universal Reason which
illuminates minds by a manifestation of its substance, as Augustine says, and in which
are the fundamental ideas of all created and possible beings, and generally all truths’
(OC XVIII 281). Malebranche, of course, denies that creatures have ideas. And so the
‘good sense’ that these terms can be given vanishes.
35
E X/LO 625; for the same point in the exchange with Arnauld, see the Third
Letter, OC IX 910, 952, and 955.
36
See Reid (2003).
37
Reid (2003, 596). The Word has intelligible parts; it cannot, of course, have
literal parts, for that way lies Spinozism, something of which Malebranche was often
accused. See, for example his exchange with Dortous de Marain (trans. Marjorie
Grene, included in Foucher 1995). For a helpful discussion of the correspondence
and the accusation of Spinozism, see esp. Fred Ablondi (1998).
LATER MALEBRANCHE
38
E X/LO 628.
39
In the Méditations Chrétiennes et Métaphysiques of 1707, Malebranche writes
that intelligible extension ‘is the idea of an infinity of possible worlds’ (OC X 99).
40
For a slightly different view, see Susan Peppers-Bates’s (2005, 97 f.) Peppers-
Bates concludes that the representational relation between intelligible extension and
extension itself is left unexplained and sui generis.
LATER MALEBRANCHE
41
OC IX 952.
42
OC IX 1068. Malebranche continues: ‘You have only to open your eyes to his
pretended ‘demonstrations’ to see that he gives my views on ideas this false or at least
equivocal exposition. Here, then, is my position, which one can easily find in my
Books if one takes the time to examine them. The general idea of created extension,
which includes the ideas of all particular bodies, that is, from which the particular
ideas of all bodies can be drawn, just as one can form or show all particular bodies
from created extension: the idea, I say, of local extension, or intelligible extension is
nothing but the substance of God, not taken or conceived absolutely, but perceived
insofar as it is relative to created extension, or insofar as it is imperfectly imitable or
participable, to speak as saint Thomas does’ (OC IX 1068–9).
LATER MALEBRANCHE
43
Malebranche claims (in the response to Régis) that ‘[w]ith regard to my ideas,
I believe that they only represent directly, that I see directly and immediately only
what they include; for to see nothing is not to see. But if God has created something
that answers [réponde] to my idea as to its archetype, I can say that my idea represents
this being, and that in seeing one directly I see the other indirectly. To know the
properties of this being, I consult the idea, and not my modalities, since it is the idea
and not my modality that is the archetype according to which God has formed it [this
being]. But I conclude nothing about the actual existence of this being, because God
does not necessarily create what these ideas represent, that is, beings who answer to
these ideas; their creation is arbitrary’ (OC XVII–1 303).
LATER MALEBRANCHE
44
OC IX 925–6.
LATER MALEBRANCHE
45
See SAT I.x.1/LO 49.
46
Thomas Lennon (1993) and (2007) argues, naturally on different grounds, that
the multiplicity of bodies is illusory for Descartes, since Descartes uses motion to
individuate bodies. But, as Lennon puts it, ‘matter, or body, and the space it occupies
are really identical; but body really moves only if it changes that space, which cannot
happen if it is identical to that space’ (2007, 29). I am unsure whether Lennon’s
conclusion is something Descartes really means to endorse or whether it is an unseen
consequence of his views on motion and individuation. Emily Thomas argues against
Lennon but at the cost of claiming that ‘the parts of space can move’ (2015, 761).
Another important contribution to this debate is Alice Sowaal’s (2004). I take it as
uncontroversial (based on the texts we are discussing) that Malebranche is much more
explicit about these matters. For an exhaustive bibliography and suggestive treatment
of the question in Descartes, see Reid (2014) (although Reid himself sets to one side
the whole question of metaphysical distinction among bodies; see his 2014, 39).
LATER MALEBRANCHE
47
Reid (2003, 602).
48
As Reid is well aware; see his (2003, 594).
49
Other Cartesians might tell a story about representation that would make this
result natural rather than perverse (consider, for example, the purely causal notion of
intentional resemblance explored in chapter six above). But there is no sign that
Malebranche would agree with them.
LATER MALEBRANCHE
50
ND, 34–5.
51
I am very much indebted to Martha Bolton’s (1987) and (2008). She convin-
cingly argues that Berkeley erases the idea/content distinction (in the way I’ll specify
LATER MALEBRANCHE
in the text) and that Berkeley assumes this erasure in most of his arguments in the
Principles of Human Knowledge.
52
Principles I.23 in Berkeley (1948–1957, vol. 2). In what follows, I am hewing
very closely to Bolton’s own (1987) treatment of the master argument. Bolton’s
reading has of course been challenged in the literature; see especially Robert
Muehlmann (1992, 53–5).
53
George Pitcher (1977, 153) raises this objection forcefully in his Robinson
Crusoe analogy. Berkeley’s view would have the absurd consequence that there cannot
be a public performance of a play about Robinson Crusoe: the presence of the
audience would prevent its protagonist from being alone on the island.
54
For an ingenious treatment of the master argument, see André Gallois (1974).
Kenneth Winkler’s (1989, 183–7) remains one of the best discussions of the argument.
As Winkler reads it, it is a highly compressed summary of what has gone before, not a
stand-alone argument.
LATER MALEBRANCHE
55
PHK I 4. As Bolton puts the same point: Berkeley’s classifying ordinary objects
as ideas ‘clearly implies that at least some ideas lack intentional objects: we see and feel
a fire, but a fire is not “of ” something’ (2008, 80). Bolton goes on to note that ideas, for
Berkeley, can be ‘of ’ other ideas by virtue of resembling them; see especially Notebook
entries 823 and 843. It is only the ideas we encounter in sensory experience that lack
of-ness. Moreover, as an anonymous referee pointed out, it is important to emphasize
that such ideas lack intrinsic content; by standing in relations with other ideas, they
become part of the divine language (see Bolton 1987, 68–9).
56
In at least one place in the Principles (I.49), Berkeley clearly seems to have
Malebranche’s Elucidations in mind. Berkeley considers the objection that, if exten-
sion exists in the mind, the mind will be extended. Like Malebranche, he argues that
extension is not ‘in’ the mind as a mode, nor is the idea of extension a mode of a mind.
Berkeley goes further than Malebranche, of course, and rejects the whole substance/
mode ontology, replacing that relation with a primitive relation of perception.
57
See Charles McCracken (1983, 205–6) for the early reception of Berkeley’s work.
McCracken provides a detailed account of just where the two thinkers diverge.
11
Conclusion
1
I am ignoring natural phenomena that remained intractable in this period, such
as magnetism. And the period of optimism about the explanatory powers of geomet-
rical qualities is relatively short-lived, ending, arguably, with Newton. For more, see
my (2009).
CONCLUSION
bark of the tree tells us where that tree is because its brownness is one
of its intrinsic features. In sensing a color we are also sensing shape,
position, and distance.
In the seventeenth century, these easy answers are closed off by the
ejection of sensible qualities. Yoked to the now moribund Aristotelian
position is the Baconian synthesis, a theory about how sensation
generally, and vision in particular, works. It is not too much to say
that the whole edifice that had grown up around the broadly Aristo-
telian tradition was crumbling. Our authors try their best to replace it.
Of course no theory of anything can start completely from scratch.
Descartes, Malebranche, and the others often help themselves to the
notions and strategies of their predecessors.
Descartes begins with a striking and radical position. Ideas and
hence representations are not confined to the realm of the mind. The
image in the brain—arrived at by a process inspired by the Baconian
synthesis, married to Kepler—functions as a representation. Once
installed in its machine, the mind ‘turns toward’ that brain image in
order to perceive. We saw that this doctrine of conversio is not an
innovation but an adaptation of the scholastics’ notion of the intellect
turning toward corporeal images. For the early Descartes, then,
corporeal ideas represent their objects by resembling them. These
corporeal ideas allow the unensouled machines we call animals (and
indeed inattentive humans) to act on their ‘desires’ and to ‘recognize’
objects in their environments.
In the case of brain images, the resemblance in question must be
literal. It is this ordinary sense of resemblance that makes the brain
image an idea of its object in the world. While this is a relatively
short-lived feature of Descartes’s position, his general attachment to
representation as resemblance is not. Indeed, as Foucher in effect
shows, Descartes is committed throughout his career to thinking of
representation as resemblance. To many readers of Descartes, this
reading will sound disastrous. But once we see Descartes’s intellec-
tual context, it becomes clear that, like the conversio doctrine, this
claim is thoroughly traditional. While some of his antecedents and
followers are committed to a sui generis notion of representational
CONCLUSION
2
On Kant, see Falkenstein (1995); Falkenstein (2000) takes up the issue in Thomas
Reid.
CONCLUSION
Comparison of the 1674 edition of the first three books of the Search with the
1678 and 1712 editions (the last of which is used by LO).
1. LO I.ii 7 f. is not to be found in 1674. Beginning with the 1678 edition
(in fact the second edition of the first three books), the numbering of
chapters in Book I is affected. The 1674 chapter x, for example,
corresponds to LO chapter ix. This is more a matter of organization
than anything; the content of 1678 I.i–ii does not vary much from that
of 1674 I.i.
2. I.vi.4 in 1674: 56 is largely replaced in 1678 I.vii: 30 and LO I.vii.4: 34.
3. The footnote at LO I.ix: 41 is in neither 1674 nor 1678.
4. The last two paragraphs of LO I.ix: 46–7 are in neither 1674 nor 1678;
compare I.viii in 1674: 76.
5. I.ix in 1674: 83–5 is revised in I.x 1678: 45 and LO I.x.6: 52–3 (‘the four
things we confuse’).
6. LO I.xi: 55 adds a new final paragraph, not to be found in I.x 1674: 87
or the edition of 1678.
7. I.xiv in 1678: 57 f. and LO I.xiv: 67 f. depart from I.xiii in 1674: 106 f. in
ways too numerous to list here.
8. LO II.i.5: 101–6 does not exist in either the 1674 or 1678 texts.
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REFERENCES
abstraction 20–1, 52–3, 128, 172, 196, corporeal species see brain images
see also phantasms Cottingham, John 33 n.6, 161 n.8
adverbial theory of perception 161–6
animals 20–1, 28, 30, 32–5, 37, 40, 43, De Rosa, Raffaella 67, 77, 89, 93, 95 n.99
54, 59–61, 86, 109, 219–20 Descartes, René
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58, 84 Discours 33–4
Alquié, Ferdinand 158, 170, 196 n.6, L’Homme 30–57, 119
205 n.29 La Lumiere 44–7, 122–3
Aquinas, St. Thomas 20–6, 51–3, 73 Meditations
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Aristotle 7, 20–6, 52–3, 186, 196 Second 68, 89–90, 91–2
Arnauld, Antoine 4, 34–5, 81, 138, Third 68–72, 79–84
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exchanges with Arnauld Fifth 82, 131
Augustine, St. 12, 158–9, 188, 208 n.34 Sixth 51, 53, 64–5, 84, 86–99
Averroes 52 n.59 Notae 46, 118 n.13, 124, 131
Passions 38 n.18, 122–7, 129, 143
Bacon, Roger 27 n.58, 34 n.11, 59–60 Principles 11, 14, 16–17, 83, 106–7,
Baconian synthesis 1, 26–9, 35, 59–60, 124–7, 129, 198 n.14
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Bailey, D.T.J. 77 n.48 Replies
Berkeley, George 167 n.25, 215–17, 222 First 71–2
bête machine doctrine 33–5, 220 Second 70, 85–6
Block, Ned 19 Third 131–2
Bolton, Martha 215–17 Fourth 81–2
Boyle, Robert 17–18 Fifth 78–9, 88
brain images 31, 38–42, 47–57, 62, 65–6, Sixth 113–22, 129, 142, 148–9
84–90, 92–3, 98, 100–5, 128–9, Desgabets, Robert 4, 12–13, 40, 49, 74,
145–7, 219, see also ideas, 83, 137–9, 144–8, 150, 192, 221
corporeal; selection argument direct realism 65, 144–8, 150–4, 170 n.37
Bréhier, Émile 173 distance 42, 57–62, 107–11, see also size
Brown, Deborah 125–6, 188–9 constancy
Nadler, Steven 150 n.29, 163, 170, 173, rapporter (referring) 122–7, 136, 143,
205, 207 n.32 148, 188–9
Nagel, Thomas 18–19 see also judgments, localization
natural geometry 2–3, 31, 43, 57–62, 65, real distinction (between mind and
97, 99, 101, 107–9, 115, 128–9, 178 body) 90–1
natural judgments referring see rapporter
anemic 183–93, 194, 198–9 Régis, Pierre-Sylvain 4, 137–8, 148–50,
robust 176–81, 187 221, see also Malebranche,
two layers of 177–8 exchanges with Régis
see also répandre; sensations, compound Reid, Jasper 208, 214
Ndiaye, Aloyse Raymond 153 répandre (spreading) 155, 197, 200, 209,
Newman, Lex 32 n.4, 33 n.6 see also natural judgments
Newton, Isaac 15 n.21, 218 n.1 representation
Nolan, Lawrence 158 n.3, 161 n.8, 165, corporeal 35, 39–40, 42, 51, 86, 130,
188–9, 195, 199–202 200, see also brain images;
pineal gland and phantasms 21
overlap thesis 30–5, 43, 97, 101, 130 internalist vs. externalist senses
Owens, Joseph 23 of 8–10
see also ideas, objective being of;
Panaccio, Claude 72 n.27, 73 n.30, 75 n.39 intelligible extension, not a
participation 210–11, see also intelligible Cartesian idea; resemblance;
extension sensations, not representations
Pasnau, Robert 73 n.32 resemblance
Peppers-Bates, Susan 200 n.18, 209 n.40 entitative vs. intentional 40, 73–5,
Pessin, Andrew 72 n.26 78–9, 84, 130, 145, 204–6, 215
phantasms 20–6, 51–4, see also brain intentional resemblance in La
images; conversio doctrine; Forge 139–43, 146–7
imagination; memory of mental ideas in Descartes 73–9,
phenomenal character 18 96–7
pineal gland 2, 7, 36–42, 47–8, 54, 60–1 see also brain images; representation,
Pitcher, George 216 n.53 corporeal
positioning 10, 127–30, 147, 159, 189, rete mirabile 38
202, 222–3 Rodis-Lewis, Geneviève 157 n.1, 195 n.2
see also individuation; qualities
Sabra, A.I. 58 n.76
qualities Schmaltz, Tad 91 n.88, 131, 137 n.2, 139
geometrical (common sensibles) n.5, 146, 161 n.8, 162 n.10, 171
and judgment (in n.39, 200, 202
Aristotelianism) 22–6 Scott, David 74
defined 13–16 Secada, Jorge 63 n.2, 70, 117 n.12
sensible (proper sensibles) selection argument (Malebranche) 3–4,
defined 11–19 131–6, 149–50, 157, 181, 221
dispositional treatments of 17 sensations
ejection from the mind- as opposed to ideas of
independent world 12–13 sensations 81–5
eliminativism about 16 as preserving the mind-body
not phenomenal character 18 union 93–4, 168–9, 174
see also color; sensations cannot be related to each other
180–1, 191
Radner, Daisie 135 n. 48, 196 n.6, 205 compound 158, 185–91
‘rainbow-colored soul’ 145–6, 166–7 defined 15–16
INDEX