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An update on mortality in systemic lupus erythematosus

A. Ippolito, M. Petri

Division of Rheumatology, Department ABSTRACT that “early death” be redefined as death


of Medicine, Johns Hopkins University Objective. Both systemic lupus ery- within the first 5 years, rather than
School of Medicine, Baltimore, MD, USA. thematosus (SLE) and its treatments within the first year.
Anthony Ippolito, DO can contribute to increased mortality Numerous studies have addressed mor-
Michelle Petri, MD MPH rates. The main focus of this review is tality in various populations of SLE
Please address correspondence to: recent studies on mortality during the patients. Recently, Borchers et al. (25)
Dr. Michelle Petri, MD, MPH, last 5 years. and Kasitanon et al. (2) published de-
1830 Monument Street, Suite 7500,
Baltimore, MD 21287, USA.
Methods. A literature search using tailed reviews of the international lit-
E-mail: mpetri@jhmi.edu PUBMED was performed for articles erature on lupus-related mortality. This
Received and accepted on August 5, 2008.
relating to lupus mortality with a spe- study will focus on updates and ad-
cific focus on literature published with- vances made over the course of the last
Clin Exp Rheumatol 2008; 26 (Suppl. 51):
S72-S79.
in the last 5 years. 5 years (Table I).
Results. Survival rates for lupus pa- Historically, lupus was considered a
© Copyright CLINICAL AND
EXPERIMENTAL RHEUMATOLOGY 2008. tients have improved greatly with the rapidly fatal disease, as treatment op-
ability to treat disease-specific mani- tions were limited or nonexistent. For
Key words: SLE, mortality, festations and infections and to lessen example, the 5-year survival of a lupus
morbidity, infection, malignancy, the impact of comorbid conditions. patient in the 1950s was a dismal 50%
renal disease, socioeconomic factors, Nonetheless, disparities in mortality (5). Today, the approximate 5-, 10-, and
coronary artery disease. rates still exist based on ethnicity, so- 15-year survival rates are 96%, 93%,
cioeconomic status, age, and gender. and 76%, respectively (2, 6, 7, 8-13, 15,
Cardiovascular disease, infection, and 16, 20, 81). Table I provides an over-
severe disease activity remain common view of some of the more recent studies
causes of mortality. to specifically address mortality rates.
Conclusions. Despite advances in the Even over the course of the last 20
treatment of SLE-associated infection, years, there has been a steady decline in
and renal failure, increased mortal- mortality. In North America, the 5-year
ity remains a major concern in patient survival was 50% to 75% in the period
management. from 1950 to 1975. The period from
1975 to 1990 saw a dramatic improve-
Introduction ment; 10-year survival increased from
SLE is associated with an approximate 64% to 87%. Still more improvements
two- to five-fold risk of death com- took place in the period from 1990 to
pared to the general population (1, 2). 2004, when 20-year survival increased
Lupus has long been associated with a to 78% (2). The decrease in mortality
bimodal pattern of mortality (3). Early rates is likely due to improved classifi-
mortality (less than 1 year since di- cation of disease, early diagnosis, inclu-
agnosis) is thought to be more likely sion of milder cases in many cohorts,
related to severe disease activity, and and improved therapeutics, as well as
later mortality is more likely associ- improvements in treating concomitant
ated with complications of long-stand- comorbidities such as hypertension, in-
ing disease and treatment with immu- fection, and renal failure (6, 17, 18).
nosuppressive agents. Infection and Interestingly, Doria et al. (6) found that
accelerated atherosclerosis are causes the survival curves for SLE patients
of late mortality. The concept of early were quite similar for the first 10 to 15
and late mortality was recently chal- years for patients with mild versus se-
lenged by Nossent et al. (4) in a report vere disease or for patients with or with-
that demonstrated a low frequency of out glomerulonephritis. After this time,
death in a large European multicenter though, the curves clearly diverged. The
cohort within the first year. The median authors propose that the similar survival
disease duration at the time of death noted over the first decade highlights the
Competing interests: none declared. was 10 years. These authors suggested improved efficacy of initial treatment

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An update on mortality in SLE / A. Ippolito & M. Petri

Table I. Recent mortality studies in Systemic Lupus Erythematosus.

Study (ref) Year Number W (%) B (%) H (%) A (%) O (%) Location Survival
of patients 5 10 15 20

Al-Saleh (20) 2008 151 2 4 0 35 110 United Arab Emirates 94 - - -


Cervera (7) 2003 1000 1000 0 0 0 0 Europe 95 92 - -
Doria (6) 2006 207 207 0 0 0 0 Italy 96 93 76 -
Funauchi (81) 2007 306 0 0 0 306 0 Japan 94 92 - 77
Heller (15) 2007 92 0 7 0 7 78 Saudi Arabia 92 - - -
Kasitanon (2) 2006 1378 767 543 - - 68 USA 95 91 85 78
Mok (40) 2005 285 0 0 0 285 0 China 92 83 80 -
Sun (16) 2008 100 0 0 0 100 0 China 98 98 - -
Wadee (69) 2007 226 2 210 0 7 7 South Africa 57-72% - - -

W: White; B: Black (African, African-American, African-Caribbean); H: Hispanic; A: Asian; O: Other

regimens, even in patients with severe In addition, genetic variation, increased mortality of SLE patients and found
disease or glomerulonephritis. They disease severity (especially as defined standardized mortality ratios (SMR) of
further hypothesize that divergence of by renal disease) in minority popula- 19.8 eight to fifteen years after expo-
survival curves may be associated with tions, environmental exposures, and sure and 18.9 sixteen to twenty three
complex disease-related variables or numerous socioeconomic factors all years after exposure.
may be secondary to aggressive immu- play a significant role in determining Renal complications cause significant
nosuppressive therapy. disease activity and mortality. Using ge- morbidity and mortality in SLE pa-
Despite numerous advances in diagno- netic markers such as HLA alleles and tients; standardized mortality ratios
sis and treatment of SLE and associ- ancestral informative markers (AIMs), (SMR) for such complications are es-
ated comorbid conditions, this disease several studies have examined the con- timated at 4.3 (1). Studies have shown
remains a source of significant morbid- tribution of genetics to disease activity. that minority populations manifest re-
ity and mortality. Even with the clear Alarcon et al. (30) found higher dis- nal disease more commonly, which has
improvement in overall mortality over ease activity in African-American and resulted in poorer outcomes for these
the last 5 decades, a patient diagnosed Texan Hispanic patients compared with groups (19, 22, 28, 35, 47). Korbet et
at 20 years of age still has a 1 in 6 Caucasian and Puerto Rican Hispanic al. (22) found both 10-year survival
chance of dying by the age of 35 (14) patients on both univariate and multi- and renal survival were significantly
and higher likelihood of a shortened variate analysis. In another study (29), worse in black patients compared with
lifespan. genetic factors better explained the in- whites even on multivariate analysis.
creased incidence of renal involvement Similarly, Contreras et al. (19) found an
Factors associated with seen in minority populations than did increased risk for the doubling of cre-
mortality in SLE socioeconomic status. Finally, Fernan- atinine, progression to end-stage renal
Mortality in SLE is clearly multifacto- dez et al. (47) found that African Amer- disease (ESRD), and death in African
rial. Various studies have examined de- ican and Texan Hispanic patients had Americans and Hispanics compared
mographic variables such as ethnicity, higher disease activity (as measured with Caucasians. A study done in the
socioeconomic status, gender, age, and by Systemic Lupus Activity Measure United Kingdom (28) again confirmed
even geography in relation to mortality. scores [SLAM-R] and physician glo- the ethnic disparities in renal failure,
The role of ethnicity and mortality has bal assessment), a higher incidence of with 62% of the renal failure patients
been evaluated at length. Previous stud- renal involvement, increased damage being of African descent. Moreover,
ies have consistently shown increased accrual, and poorer 5- and 10-year sur- health care in the UK is free to all,
morbidity and mortality in those of Af- vival when compared to Caucasians making socioeconomic factors less of
rican-American/African-Caribbean and and Puerto Rican Hispanics. Although an issue as compared to the studies
Hispanic ethnic origin as compared to some of these relationships failed to re- done in US populations. Although oth-
Caucasians (1, 22, 23, 30, 36, 47-49). tain significance on multivariate analy- er factors, such as adherence, may be
For example, Fernandez et al. (47) de- sis, these results lend further support affecting outcomes, these findings lend
termined 5-year survival rates for Tex- to the importance of genetic factors in further support to ethnicity as an inde-
an-Hispanics and African-Americans SLE. pendent risk factor for poor outcome.
to be 86.9% and 89.8%, respectively In addition to genetic factors, environ- Education levels, economic status, and
compared to 94% for Caucasians. By mental exposures may also contribute access to health care are some of the
contrast, disparities between ethnicity to mortality in SLE (55). Tsai et al. varied demographic variables studied
and mortality did not exist in a Cana- (21) studied the effect of polychlorin- in SLE patient populations. Many re-
dian cohort of SLE patients (52). ated biphenyls/dibenzofurans on the search efforts have focused on these

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An update on mortality in SLE / A. Ippolito & M. Petri

disparities as potential risks for in- socioeconomic status, and had more associated with poor outcomes (46).
creased disease activity and poor out- severe disease manifestations, but the Thus, both disease activity and accrual
comes (30, 47, 50, 51). Kasitanon et acuity of onset did not influence overall of damage affect mortality.
al. (2) found that an annual family in- mortality. Many centers have studied the relation-
come of <$25,000 led to poor survival Other authors have studied the role of ship between laboratory markers and
(HR=1.7; p=0.040). Alarcon et al. (27) damage accrual and disease severity as mortality in SLE. Ramos-Casals et al.
found an association between poverty predictive markers of mortality. Kasi- (41) prospectively evaluated comple-
and increased disease activity using the tanon et al. (2) found that a SLEDAI ment levels in SLE and antiphospholi-
Physicians Global Assessment (PGA) score of >10 in the first year was as- pid syndrome (APS) patients and found
as the measure of activity. However, sociated with increased mortality, but that, although hypocomplementemia
this association was not apparent when this relationship did not achieve signif- was associated with accumulated hos-
the SLAM score was used to assess dis- icance after adjusting for demographic pitalizations, there was no correlation
ease activity. Using the Systemic Lu- variables. Nossent et al. (4) used the with survival at 5 years. Conversely,
pus International Collaborating Clinic European Consensus Lupus Activ- Kasitanon et al. (2) found that low
and ACR Damage Index scores (SDI) ity Measure (ECLAM) score and the complement activity during the first
as measures of early damage, Cooper Systemic Lupus International Collabo- year after diagnosis was associated
et al. (36) found that household income rating Clinic and ACR Damage Index with worse survival in SLE. In a Puerto
of <$30, 000 was independently associ- scores (SDI) and did see an association Rican SLE population, Vilá et al. (34)
ated with increased damage. Ward (37), with severe disease and poorer survival. found that the presence of anti-dsDNA,
using education levels as a measure of But it should be noted that these stud- anti-Smith, and anti-Ro autoantibodies
socioeconomic status, found that mor- ies did not use the same disease activity was associated with higher SDI scores.
tality was higher among whites with measures (SLEDAI vs. ECLAM). In Although that study did not specifically
lower education levels (<12 years) addition, Ibanez et al. (24) noted that address long-term outcomes, these find-
compared to whites with higher edu- the Adjusted Mean SLEDAI-2K was a ings might suggest an association of
cation levels (>12 years). In contrast, predictor of survival. damage accrual and increased mortality
minority patients with lower educa- Other studies have focused on dam- rates in patients with these autoantibod-
tion levels actually had lower mortality age accrual as a marker for mortality. ies. Other groups have studied serologic
rates. While this may be due to either Persistent disease activity (as meas- markers, including anti-dsDNA, ANA,
underreporting of SLE related deaths or ured by ECLAM, SLEDAI) and dam- anti-Smith, anti-Ro, anti-La, anti-RNP,
the underdiagnosis of SLE in minori- age accrual (the SLICC/ACR Damage lupus anticoagulant, and anti-cardioli-
ties, this seemingly contradictory as- Index) were associated with mortality pin antibodies, but there is an overall
sociation underscores the difficulty of (4). Only 12% of patients had not ac- lack of consensus about possible asso-
examining complicated socioeconomic crued damage at the time of death, sug- ciations of these markers and mortality
factors as they relate to morbidity and gesting a causal relationship between (2, 6, 30, 31, 34, 56, 57). Regression
mortality. these two variables. Merok et al. (54) analysis showed that marked lympho-
SLE preferentially affects females, with showed that damage accrual occurs lin- penia (<500 per mm3) and moderate
a female to male ratio of approximate- early as a function of time over the first lymphopenia (500-999 per mm3) were
ly 10:1. Males with SLE have higher 10 years of disease and then plateaus. independently associated with higher
mortality rates than do females with the While a weighted average SLEDAI SLAM scores, Physician Global Assess-
disease. (1, 2, 6, 31, 33, 38, 39). score (WAS) was associated with per- ment (PGA), and SLICC/ACR-Damage
Other studies have found a link be- sistent disease activity and increased Index scores (56). Thrombocytopenia
tween the age at diagnosis and mor- damage accrual, damage accrual was was also found to be an independent
tality (31,24). In a univariate analysis, not shown to be an independent risk risk factor for mortality (58).
Mok et al. (40) found that late-onset factor for mortality either by univariate Krishnan (45) studied mortality in hos-
lupus (after age 50) was associated analysis or by a Cox regression mod- pitalized SLE patients in the US Na-
with increased mortality; 5, 10, and 15- el. Furthermore, Chambers et al. (80) tionwide Inpatient Sample from 1998
year survival rates were 66%, 44%, and found that SLE patients had a tendency to 2002. Not only are hospitalizations
44%, respectively. Bujan et al. (39), to develop additional autoimmune dis- costly, about US $10,000 per incident,
Kasitanon (2) et al., and Bertoli et al. eases and that patients with coexist- but 1 in 30 ended in death. In a mul-
(32) all found that diagnosis after age ent autoimmune disease accrued more tivariate analysis, socioeconomic fac-
50 was an independent risk factor for damage than did patients with SLE tors, such as private health insurance
mortality. Bertoli et al. (53) examined alone. They further postulated that the and a higher income category, were
the effect of acuity of onset and out- combination of autoimmune pathology also factors in determining a favorable
come (mortality and damage). Patients predisposed patients to increased mor- outcome.
with more acute onset of SLE (as de- tality. In patients with acute, severe dis- Several other studies specifically ex-
fined by the accrual of 4 ACR criteria ease, both disease activity (by SLEDAI amined outcomes in SLE patients ad-
in <4 weeks) were younger, of lower and SLAM) and damage (by SDI) were mitted to a critical care setting. Alzeer

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An update on mortality in SLE / A. Ippolito & M. Petri

et al. (42) studied a population of SLE has declined, the risk of death due for all malignancy, all hematologic
Saudi Arabian SLE patients admitted to cardiovascular disease remains es- cancer, non-Hodgkin’s lymphoma, and
to an ICU setting (n=48). They found sentially unchanged (62) with an unad- lung cancer were 0.8, 2.1, 2.8, and 2.3
an overall mortality of 29% in their pa- justed SMR of 1.7 (1). respectively. Other research has shown
tient population; an APACHE II score Atherosclerosis in SLE is associated a link between SLE and Hodgkin’s and
>20, poor health status, thrombocyto- with traditional risk factors such as non-Hodgkin’s lymphoma (74-76) as
penia associated with sepsis/DIC, and hypertension, hypercholesterolemia, well as lung cancer (73), but it is unclear
multiorgan dysfunction were correlated smoking, diabetes mellitus, obesity, if these associations are due to disease,
with poorer outcomes in the ICU (42). and family history. In fact, several stud- use of immunosuppressants, traditional
Whitelaw et al. (43) retrospectively an- ies have shown that SLE patients have risk factors such as smoking, or a com-
alyzed clinical data from South African an increased prevalence of traditional bination of all three.
SLE patients admitted to the ICU from risk factors such as obesity; sedentary Most studies have not shown a strong
1992 to 1999 (n=14). The mortality in lifestyle; hypercholesterolemia with association of cancer and the use of im-
this female patient population of mixed low HDL, high VLDL and triglycer- munosuppressants (4, 7). Bernatsky et
race was a dismal 79%, with the ma- ides; hypertension; and diabetes melli- al. (71) did not relate prior use of im-
jority of deaths occurring from either tus (86-89). But these variables cannot munosuppressants (cyclophosphamide,
SLE flare (especially ARF secondary entirely account for the prevalence of azathioprine, or methotrexate) to overall
to lupus nephritis) or sepsis. Finally, CAD in SLE. Other nontraditional fac- cancer risk but suggested that exposure
Hsu et al. (44) found a mortality rate of tors such as disease activity (renal dis- to these agents may be related to hema-
47% among Taiwanese SLE patients in ease in particular) and duration, expo- tologic malignancies. Lung cancer was
the ICU (n=51). Multivariate logistic sure to steroids as well as antiphosphol- not associated with immunosuppressant
regression analysis revealed an asso- ipid antibodies, homocysteine levels, use but was more commonly associated
ciation of gastrointestinal bleeding, in- and elevated CRP may also contribute with smoking (71, 73).
tracranial hemorrhage, and septic shock to CAD (59, 61, 63, 88, 94). It has been noted that SLE patients
with an increased likelihood of death. have an increased incidence of cervical
Unlike Alzeer et al., they found no as- Infection dysplasia compared with the general
sociation between APACHE II scores Infection is a common cause of death in population (97, 99, 100) and that this
and mortality. Although these stud- SLE (4, 6, 46, 69, 70). In the study by may be related to the use of immuno-
ies were relatively small and involved Cervera et al. (7), infection was one of suppressants such as cyclophospha-
varied patient populations in different the most common causes of death dur- mide, azathioprine, and methotrexate
geographic locations, the results were ing the first 5 years of follow up, with (98).
universally poor, with mortality rates the majority of infections originating in
ranging from 30% to 79%. pulmonary, abdominal and urinary sites. Active disease
One study found that infection was as- Lastly, active SLE itself is directly re-
Specific causes of mortality in SLE sociated with a standardized mortality sponsible for increased mortality (6,
Accelerated atherosclerosis and ratio (SMR) of 5 (1)! The increased risk 7) with a standardized mortality ra-
coronary artery disease (CAD) of infection has been associated with tio of about 3 (25). Nossent et al. (4)
Over the years, cardiovascular disease, the use of immunosuppressants (1) but showed that at the time of death, 70%
infection, malignancy, and active disease may also represent an innate inability of patients had active disease by EC-
have all been identified as specific caus- of the SLE immune system to ward off LAM, and 52% had active disease by
es of death in SLE populations. Prema- infectious agents effectively. SLEDAI, suggesting that active disease
ture atherosclerosis is a major concern contributed to mortality. This study not-
in SLE (60, 61). The pathogenesis of Malignancy ed higher ECLAM and SLEDAI scores
CAD in SLE is complex and related not A multitude of cancers have been re- were associated with early death, while
only to inflammation, but to endothelial ported in SLE. There does seem to be higher SLICC-DI scores were related
damage as well. Recent work by Hahn an association between SLE and the to late deaths. Renal involvement is
and McMahon has offered insights into overall development of a malignancy commonly seen in SLE patients, es-
the mechanisms of accelerated athero- (1, 6, 7, 26). Using a large international pecially among minority populations,
sclerosis in SLE (82, 83). cohort, Bernatsky et al. (72) deter- and is associated with significantly
Women with SLE have a particularly mined that SLE patients had a slightly increased mortality (2, 69, 79). Hemo-
high risk of CAD. Manzi et al. (64) increased risk of cancer overall, but lytic anemia, although not necessarily
showed a 50-fold increase for myocar- the risk of hematologic malignancies the cause of death, is associated with
dial infarction in women with SLE when and lung cancer was more pronounced a 2-fold increase in mortality (2). This
compared to age- and sex-matched con- (standardized incidence ratio of 2.75 for can be a difficult aspect of mortality to
trols. In addition, SLE patients also have hematologic and 1.37 for lung cancer). quantify as SLE is a multiorgan disease
a 2- to 10-fold increased risk of stroke In another study by the same authors and many systems may contribute to
(65). Although all cause mortality in (1), the standardized mortality ratios mortality, often simultaneously.

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An update on mortality in SLE / A. Ippolito & M. Petri

Prevention HPV subtypes in certain populations a 2% to 8% chance of death within the


Given the increased risks from CAD (102-104). Although there are no stud- first decade. But there is hope! Clearly,
and malignancy, how then should the ies specifically related to efficacy in there has been a dramatic increase in
practicing physician attempt to mini- SLE populations, this vaccine should survival rates over the last half centu-
mize these risks in SLE patients? Dis- be discussed with patients and their ry. Even over the course of the last 20
ease activity must be managed appro- gynecologists as a potential means of years, mortality rates have improved.
priately to avoid long-term sequelae cancer prevention. In addition to focusing on the patho-
leading to mortality. In order to prevent Novel therapeutics are currently be- genesis of disease and the development
CAD, treating physicians must be vigi- ing evaluated and may enter into the of novel SLE therapies, additional re-
lant in assessing and treating all modi- SLE armamentarium over time. How- search should address the most appro-
fiable traditional risk factors (93) such ever, recent studies have shown that priate management of the many comor-
as hypertension, obesity, smoking ces- hydroxychloroquine, a time-tested bid conditions contributing to mortality.
sation, and diabetes. The role of aspi- treatment traditionally prescribed for This is especially important in terms of
rin and statin therapy remains unclear. mild to moderate disease manifesta- accelerated atherosclerosis and CAD.
Statins are known to have antiinflam- tions, has numerous potential benefits The management of patients with SLE
matory effects and have shown some in SLE. Previous studies have shown is undoubtedly complex and fraught
benefit in rheumatoid arthritis (85) and that antimalarial agents lower total cho- with numerous pitfalls and complica-
in a murine model of SLE (84). These lesterol, LDL cholesterol, and triglyc- tions. Despite the complexity of the
beneficial effects were not conclu- erides, and increase HDL cholesterol disease itself, physicians must maintain
sively shown in SLE patients, though (88, 90, 91). Hydroxychloroquine may a focus on routine care. Screening and
(67). Other studies have also suggested also help prevent thrombosis. Espinola prevention of likely complications play
the potential benefits of aspirin thera- et al. (92) showed that hydroxychloro- a particularly important role in such a
py (66, 96) in preventing cardiovas- quine reversed platelet activation in- susceptible population of patients. As
cular events, although one study did duced by antiphospholipid antibodies. we learn to better treat complications of
not show any benefit in patients with In a univariate analysis, Ho et al. (105) SLE and its comorbid conditions, sur-
persistently positive antiphospholipid suggested a protective effect of hy- vival should continue to improve over
levels without APS (68). Considering droxychloroquine in preventing throm- the next decades as well.
the evidence for the role of accelerated botic events. Ruiz-Irastorza et al. (106)
atherosclerosis and cardiovascular dis- suggested a protective effect of anti- References
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3. UROWITZ MB, BOOKMAN AA, KOEHLER
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An update on mortality in SLE / A. Ippolito & M. Petri

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