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Arch Orthop Trauma Surg (2013) 133:15–22

DOI 10.1007/s00402-012-1631-3

ORTHOPAEDIC SURGERY

Risk factors for nonunion in 337 displaced midshaft clavicular


fractures treated with Knowles pin fixation
Chih-Lung Wu • Hui-Chin Chang • Ko-Hsiu Lu

Received: 9 April 2012 / Published online: 19 October 2012


Ó Springer-Verlag Berlin Heidelberg 2012

Abstract midshaft clavicular fractures between April 2007 and


Background Clavicular fractures account for nearly 10 % March 2009 were retrospectively reviewed. The records of
of all fractures, and the majority of those fractures involve the mechanism of injury, side of injury, Robinson fracture
the midshaft. Historically, these fractures were treated classification, presence of associated injuries, cerclage
nonoperatively; however, recent data suggest an increased material, and patient-related variables, including diabetes
risk of nonunion and symptomatic malunion for displaced, mellitus, hypertension and smoking, were analyzed. Vari-
comminuted midshaft clavicular fractures treated conser- ables were assessed by univariate and multivariate analysis
vatively. Surgical intervention via plate osteosynthesis or to identify those factors significantly associated with the
intramedullary fixation with pins, nails, or screws has been development of fracture nonunion.
shown to reduce, but not eliminate, this risk. Identification Results A total of 19 nonunions occurred. Increasing age
of risk factors predictive of nonunion would improve the and use of wire for supplemental cerclage fixation were
overall management of displaced, comminuted midshaft significantly associated with an increased risk for fracture
clavicular fractures. nonunion (p \ 0.001). Although suggested as predictors of
Methods The medical records of 337 consecutive patients nonunion in other studies, female gender and fracture
who underwent Knowles pin fixation and supplemental severity were not significantly associated with nonunion.
cerclage for the treatment of displaced, comminuted Conclusions Nonunion remains a significant complica-
tion in the treatment of displaced, comminuted midshaft
clavicular fractures even with intramedullary fixation. Use
C.-L. Wu  K.-H. Lu of absorbable suture in place of wire for cerclage fixation
Institute of Medicine, Chung Shan Medical University, and careful selection of treatment strategy in the elderly
Taichung, Taiwan
may reduce the risk for nonunion.
C.-L. Wu  K.-H. Lu
School of Medicine, Chung Shan Medical University, Keywords Displaced midshaft clavicular fracture 
Taichung, Taiwan Nonunion  Malunion  Cerclage wire  Knowles pin
C.-L. Wu  K.-H. Lu (&)
Department of Orthopedics, Chung Shan Medical University
Hospital, 110, Section 1, Chien-Kuo N. Road, Introduction
Taichung 402, Taiwan
e-mail: cshy034@csh.org.tw
Clavicular fractures account for about 2.5–10 % of all
H.-C. Chang fractures, and most commonly result from a traffic injury or
Department of Public Health, Chung Shan Medical University, a fall onto an outstretched arm [1, 2]. Because the middle-
Taichung, Taiwan third of the clavicle lies directly under the skin without the
protection of soft tissue or muscle attachments, this thin-
H.-C. Chang
Library, Chung Shan Medical University Hospital, nest area of the clavicle is the most vulnerable to trauma.
Taichung, Taiwan Approximately 75 % of clavicle fractures involve the

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16 Arch Orthop Trauma Surg (2013) 133:15–22

midshaft region [3, 4], with the majority of those fractures use, defined as smoking one pack of cigarettes per day, was
involving displacement of the fracture fragments. Dis- identified in 18 % of patients (Table 1).
placement occurs mainly from the combined effect of the The medical records were also reviewed to identify the
sternocleidomastoid muscle pulling the medial fragment mechanism of injury, side of injury, Robinson fracture
superiorly and posteriorly, and the pectoralis major and classification, presence of associated injuries, cerclage
deltoid muscles pulling the lateral fragment inferiorly and material, and patient-related variables, including diabetes
anteriorly. Despite the high prevalence of displaced frac- mellitus, hypertension, and smoking (Table 2). None of the
tures, historically most patients were treated nonopera- patients had a previous history of clavicle fracture, and all
tively [5–7]. Open reduction and internal fixation (ORIF) were diagnosed with closed, displaced, comminuted mid-
for midshaft clavicular fractures had been reserved for shaft clavicular fractures based on clinical examination and
cases with significant displacement, shortening, or com- confirmed by plain radiographs. Patients with simple, dis-
minution; cases with open or impending open fractures; placed; simple, nondisplaced; and transverse clavicular
cases involving neurovascular compromise; and cases fractures were excluded from the study because these
involving polytrauma [3, 8, 9]. fracture patterns are not traditionally treated with supple-
Several recent studies have suggested unfavorable long- mental cerclage fixation.
term results following the nonoperative treatment of dis-
placed midshaft clavicular fractures. Studies have cited
nonunion rates as high as 33 % among patients treated Method
nonoperatively [10, 11]. Surgical treatment has been rec-
ommended in these cases to minimize the risk for nonunion The technique for ORIF of the midshaft clavicular fractures
or symptomatic malunion [3, 12–16]. Operative treatment performed on all patients in this study by one of six surgeons
for displaced midshaft clavicular fractures includes plate was previously described by Chu et al [8]. Briefly, the
osteosynthesis and intramedullary fixation with nails, pins, intramedullary canal of the proximal and distal fractured
or wire. Knowles pin fixation has been advocated over fragments was predrilled with a 3-mm Kirschner wire. Then,
extramedullary plating by some authors [8, 17–19], who the Kirschner wire was penetrated through the posterolateral
cited shorter operative times, smaller surgical scars, less cortex of distal fragment to make an entrance. A Knowles pin
pain medication usage, lower complications rates, and (Zimmer 3.8 mm) was inserted from the posterolateral
easier removal; however, nonunion has remained a concern entrance of the clavicle using a 2 mm suction tip as a guide.
even with this technique. After reduction, the Knowles pin was advanced into the
The aim of this retrospective study was to identify risk proximal fragment. In our study, a cerclage with wire or
factors for the development of nonunion in displaced, absorbable suture was added to reinforce the fixation for all
comminuted midshaft clavicular fractures treated with displaced, comminuted fractures. In cases where the frag-
Knowles pin fixation and supplemental cerclage. Identifi- ments were too small to accept fixation, absorbable suture
cation of those patients at increased risk for the develop- was used to loosely tie the fragments into place. Bone
ment of nonunion would facilitate the selection of the grafting was not performed in any patient in this study.
optimal treatment approach for each patient. Patients were discharged 1–3 days following surgery,
and followed-up monthly in clinic for the first 3 months.
Radiographs were obtained each month and assessed for
Patients and methods evidence of healing. Failure to achieve union at 3 months
warranted continued monthly surveillance with radiographs
Patients
Table 1 Baseline patient characteristics
A retrospective review was performed on 337 consecutive Variables Mean ± SD/number (%)
patients with closed, displaced, comminuted, midshaft
clavicular fractures treated with intramedullary Knowles Age (years) 40.71 ± 14.95
pins and supplemental cerclage fixation between April Gender
2007 and March 2009. Approximately two-thirds (212/337) Male 212 (62.91)
of the patients were male with an average age of Female 125 (37.09)
38.71 ± 14.19 years (range 15–79 years). The females Diabetes mellitus 30 (8.90)
(125/337) had an average age of 44.11 ± 15.63 years Smoking 62 (18.40)
(range 15–70 years). Type 2 diabetes was noted among Drinking 54 (16.02)
8.9 % of the patients. Alcohol use, defined as at least one Data were presented as mean ± SD for continuous variables or count
drink per day, was identified in 16 % of patients. Tobacco (percentage) for categorical variables

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Arch Orthop Trauma Surg (2013) 133:15–22 17

Table 2 Characteristics of the clavicle fractures nonunion. Severely comminuted fractures (2B2) resulted in
Variables Number (%)
nonunion twice as often as less extensive comminution
(2B1) (9.1 vs. 4.5 %, respectively). Approximately 95 % of
Mechanism of injury the patients with nonunion received a supplemental cer-
Traffic accident 323 (95.85) clage fixation with wire.
Fall from height 9 (2.67) The relationships between such factors as patient age,
Other 5 (1.48) gender, Robinson fracture classification, fracture side,
Injury side presence of associated injuries, cerclage material, presence
Right 168 (49.85) of diabetes, and alcohol and tobacco use, and the devel-
Left 169 (50.15) opment of nonunion are displayed in Table 3. Among these
Robinson fracture classification variables, only patient age and cerclage material were
Type 2B1 230 (68.25) significantly associated with nonunion (p \ 0.001) in the
Type 2B2 107 (31.75) univariate analysis. Multivariate analysis confirmed the
Associated injuries 121 (35.91) significant association of both the cerclage material and
Cerclage material patient age with the development of nonunion (p \ 0.001)
Wire 131 (38.87) (Figs. 1, 2).
Absorbable suture 206 (61.13) Every additional 1 year increases the risk of nonunion
by 7 % [OR 0.93, 95 % confidence interval (CI)
Data were presented as count (percentage)
0.91–0.96]. Cerclage with absorbable suture resulted in a
lower risk of nonunion (1/205) compared to cerclage with
until union was reached or until the 6-month follow-up. wire (18/113). The OR for nonunion using absorbable
Patients with evidence of union (i.e., callus formation suture was 0.03 (OR 0.03, 95 % CI from 0.01 to 0.13).
without fracture gap and no pin migration visualized on
X-ray) were followed-up in another 6 months. The pin was
removed 6–12 months after surgery. Patients with evidence Discussion
of nonunion (i.e., fracture gap or pin migration visualized
on X-ray) at the 6-month follow-up underwent subsequent The primary goal in the treatment of clavicular fracture is
pin removal and plate fixation. to restore shoulder function, which historically was
Approval from the Institutional Review Board was accomplished via nonoperative treatment [5, 20]. However,
obtained before the start of this study. increasing evidence suggests that the incidence of non-
union and symptomatic malunion after conservative treat-
Statistical analysis ment of displaced midshaft clavicular fractures is more
prevalent than previously reported [7, 12, 21, 22]. Unsat-
Data were presented as mean ± standard deviation (SD) isfactory results, including nonunion, following the non-
for continuous variables or as count (percentage) for cat- operative treatment of displaced midshaft clavicular
egorical variables. Associations between factors and the fractures have been reported in up to 31 % of cases [3, 23].
nonunion of midshaft clavicular fractures were assessed Symptomatic malunion with shortening may present with
using univariate logistic regression. Factors with a p value pain, weakness, and a reduced range of motion affecting
B0.2 in the univariate analysis were then assessed by the involved shoulder, easy fatigability, paresthesias con-
multivariate logistic regression. The strength of each sistent with thoracic outlet syndrome and brachial plexus
association was represented by the odds ratio (OR). Sta- impingement, inability to sleep in the supine position, and
tistical significance was set at p \ 0.05. Statistical analyses cosmetic deformity [3, 20, 24]. A recent meta-analysis by
were performed using SAS 9.2 statistics software (SAS McKee et al. [16] found that primary operative fixation of
Institute Inc., Cary, NC, USA). clavicular fractures provided a more rapid return of func-
tion and reduced early disability, and the rates of nonunion
and malunion were significantly higher with nonoperative
Results treatment (14.5/1.42 %) as compared to operative treat-
ment (8.5/0 %). However, the authors also reported that the
Nonunion occurred in 19 patients (5.6 %) at the 6-month overall functional improvement at 1-year follow-up was
follow-up. The mean age of the patients experiencing minimally different between the groups (5-point improve-
nonunion was 54 years. Among those 19 patients, 8 were ment in DASH and CS scores in the operative group as
female (42 %), and the majority did not use alcohol or compared to the nonoperative group). The authors did
tobacco. Diabetes was present in only one patient with acknowledge a number of limitations with the study in

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Table 3 Factors associated with nonunion among patients with midshaft clavicular fractures
Variables Nonunion (n = 19) Union (n = 318) Univariate analysis Multivariate analysis
Odds ratio (95 % CI) P value Odds ratio (95 % CI) P value

Age 54.00 ± 10.93 39.92 ± 14.80 1.07 (1.03, 1.11) \0.001* 1.07 (1.04, 1.11) \0.001*
Gender
Male 11 (6.40) 201 (93.60) 1.25 (0.49, 3.20) 0.642
Female 8 (5.19) 117 (94.81) 1 –
Classification
2B2 9 (8.41) 98 (91.59) 2.02 (0.80, 5.13) 0.139 1.92 (0.95, 3.88) 0.070
2B1 10 (4.35) 220 (95.65) 1 – 1 –
Fracture side
Left 11 (6.51) 158 (93.49) 1.40 (0.55, 3.55) 0.489
Right 8 (4.76) 160 (95.24) 1 –
Associated chest injury
Yes 4 (4.55) 84 (95.45) 0.74 (0.24, 2.30) 0.607
No 15 (6.02) 234 (93.98) 1 –
Cerclage material
Wire 18 (13.74) 113 (86.26) 32.65 (4.30, 247.72) \0.001* 31.52 (7.90, 125.78) \0.001*
Absorbable suture 1 (0.49) 205 (99.51) 1 – 1 –
Diabetes mellitus
Yes 1 (3.33) 29 (96.67) 0.55 (0.07, 4.30) 0.572
No 18 (94.14) 289 (5.86) 1 –
Hypertension
Yes 4 (8.16) 45 (5.21) 1.62 (0.51, 5.10) 0.411
No 15 (91.84) 273 (94.79) 1 –
Smoking
Yes 4 (6.45) 58 (93.55) 1.20 (0.38, 3.73) 0.759
No 15 (5.45) 260 (94.55) 1 –
Drinking
Yes 5 (9.26) 49 (90.74) 1.96 (0.68, 5.69) 0.216
No 14 (4.95) 269 (95.05) 1 –
Univariate and multivariate analysis were performed by logistic regression
CI confidence interval, OR odds ratio
* P value \0.05. The factors with P value \0.2 at univariate analysis were selected into multivariate analysis

terms of number of studies included, heterogeneity, lack of nails; however, the procedure is technically demanding
a standard operative protocol, and incomplete data, and with longer operative times and is associated with higher
ultimately concluded that displaced midshaft clavicular rates of nonunion and malunion for comminuted fractures
fractures treated nonoperatively are at higher risk of non- compared to Knowles pin fixation [26]. Furthermore, the
union and malunion, but there is no evidence that surgery titanium elastic nail is ten times more expensive compared
improves long-term functional outcomes. Other studies to the Knowles pin (NT$9000 vs. NT$930, respectively)
have indicated that benefits of operative intervention [26].
include more rapid return to function, slightly better long- Operative treatment clearly reduces the rates of malun-
term functional outcomes, and increased cost-effectiveness ion and nonunion. Specifically, intramedullary stabilization
for select patients [25, 26]. has been shown to provide a risk reduction of 87 % for
Knowles pin fixation is an older surgical procedure, and nonunion in displaced clavicular fractures [15]. A recent
many recent papers report on use of a modified locking meta-analysis reported a 2.2 % nonunion rate with plate
plate instead. Plating increases both the operative time and fixation compared to 15 % nonunion rate for nonoperative
the hospital cost, making this treatment option less cost treatment [1]. Basamania, a leading proponent of intra-
effective than Knowles pin fixation [19]. Another new medullary fixation of clavicular fractures indicates that
method of intramedullary nail fixation uses titanium elastic plate or intramedullary fixation can be considered for

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Arch Orthop Trauma Surg (2013) 133:15–22 19

Fig. 1 Case 1: a A 50-year-old


female patient with a displaced
right midshaft clavicular
fracture. b Open reduction with
Knowles pin and cerclage wire
fixation of displaced right
midshaft clavicular fracture.
The postoperative X-ray
showed good reduction and
rigid fixation. c Knowles pin
was removed 10 months later
after assuming fracture union
had occurred. d Bony separation
(i.e., fracture nonunion) at the
original fracture site was noted.
If the clavicular fracture was
nonunion, bony separation will
develop later after pin removal

clavicular fractures; however, he believes that plate fixa- study involved a cohort of patients with clavicular fractures
tion is better suited for transverse simple fractures and treated nonoperatively. Our results also revealed that
nonunions with bone loss than intramedullary fixation, increasing patient age is a significant predictor of non-
whereas for all other clavicular fractures intramedullary union, despite surgical intervention via Knowles pin fixa-
fixation should be considered [27, 28]. tion and supplemental cerclage. Although Ferran et al. [29]
In our study with Knowles pin fixation, the rates of reported a 0 % nonunion rate for Rockwood pin fixation,
malunion and nonunion were 0 and 5.6 %, respectively. the mean patient age (23.8 years) of that study cohort was
Our rate of nonunion was higher than the rates reported by markedly lower than our mean patient age (40.71 years)
Ferran et al. [29] (0 %) and Zlowodzki et al. [15] (2 %), who underwent Knowles pin fixation and supplemental
but lower than the rate reported by Chu et al. [8] (6.4 %). cerclage. The risk for nonunion may increase with
For this reason, logistic regression was utilized to identify advancing age due to diminished blood supply to the
risk factors for nonunion in patients with displaced, com- fracture site [30] and decreased bone marrow cellularity
minuted midshaft clavicular fractures undergoing Knowles [31]. In addition, although fixation with a Knowles pin can
pin fixation and supplemental cerclage. Analyzed variables produce inter-fragmentary compression, this biomechani-
included patient age, gender, fracture severity, cerclage cal advantage was inhibited by the increased width of bone
material, fracture side, presence of an associated chest marrow and osteoporosis in patients with advancing age.
injury, presence of diabetes mellitus, and tobacco and Therefore, intramedullary fixation with a Knowles pin is
alcohol use. Increasing patient age and cerclage with wire not an appropriate treatment for midshaft clavicular frac-
were significantly associated with an increased risk of tures in elderly patients, and plate fixation may be a better
nonunion. treatment option.
Robinson et al. [10] reported that the risk of nonunion Because the clavicle is not a weight-bearing bone,
was significantly increased by advancing age; however, the extremely rigid fixation is not required. Additional fixation

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Fig. 2 Case 2: a A 61-year-old


female patient with a displaced
left midshaft clavicular fracture.
b Open reduction with Knowles
pin and cerclage wire fixation of
the displaced left midshaft
clavicular fracture. The
postoperative X-ray
demonstrated good fixation.
c Two months later, loss of
reduction occurred when the
Knowles pin backed out

via cerclage with wire or absorbable suture has been fractures in our study occurred as a result of high-energy
reported in the operative treatment of comminuted clavic- trauma (i.e., traffic accidents and falls from significant
ular fractures to supplement Knowles pinning [8, 19], and heights), and nearly one-third were associated with other
atrophic nonunion can develop in these cases from the injuries. Greater soft tissue destruction at the fracture site
inappropriate usage of cerclage wire. The clavicle has no with subsequent reduction in blood supply to the bone may
single-specific intramedullary nutrient artery, so interrup- account for the poorer fracture healing in our study. In
tion of the surrounding blood supply may lead to devas- addition, it is not uncommon to find severe head trauma
cularization of the bony fragments [32]. In addition, the (e.g., intracerebral hemorrhage) and/or severe chest injuries
wire may interfere with bone healing if it migrates into the (e.g., hemothorax, rib fracture) associated with severely
fracture gap. However, use of the absorbable suture for displaced clavicular fractures in the trauma patient. No
cerclage would likely not affect long-term healing even if it significant difference in the nonunion rate was identified in
slid into the fracture gap. Accordingly, our study indicated this group of patients in our study, even when operative
that the use of wire for supplemental cerclage fixation for treatment was delayed to address other more severe inju-
displaced, comminuted midshaft clavicular fractures was ries. Operative intervention for displaced midshaft clavic-
significantly associated with an increased risk of nonunion. ular fractures results in improved chest wall motion with
In cases where additional fixation is necessary, absorbable less overall pain, and a reduced risk of complications (i.e.,
suture should be used in place of wire. pneumonia) [33].
Unlike the study by Ferran et al. [29] (which reported a Several classification systems have been developed in an
0 % nonunion rate following Rockwood pin fixation where attempt to guide intervention for the treatment of clavicular
the majority of patients did not experience high-energy fractures. Developed in 1998, the Robinson classification
trauma), 95 % of the displaced midshaft clavicular system provided specific consideration for the degree of

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Arch Orthop Trauma Surg (2013) 133:15–22 21

displacement between the fracture fragments and demon- nonunion. In addition, absorbable sutures can be used to
strated satisfactory levels of both inter-observer and intra- replace wire for supplemental cerclage fixation.
observer reliability and reproducibility [4]. Robinson
divided the midshaft clavicular fractures into type 2A Conflict of interest The authors declare that they have no conflict
of interest.
(cortical alignment fractures) and type 2B (displaced
fractures). In an effort to provide direction for both treat-
ment and prognosis, Robinson further divided 2A and 2B References
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