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E-UTRA is the air interface of 3rd Generation Partnership Project (3GPP) Long Term
Evolution (LTE) upgrade path for mobile networks. It is an acronym for Evolved Universal Mobile
Telecommunications System (UMTS) Terrestrial Radio Access, also referred to as
the 3GPP work item on the Long Term Evolution (LTE)[1] also known as the Evolved Universal
Terrestrial Radio Access (E-UTRA) in early drafts of the 3GPP LTE specification.[1] E-UTRAN is
the initialism of Evolved UMTS Terrestrial Radio Access Network and is the combination of E-
UTRA, user equipment (UE), and E-UTRAN Node B or Evolved Node B (EnodeB).
It is a radio access network (RAN) which is referred to under the name EUTRAN standard meant to
be a replacement of the UMTS and HSDPA/HSUPA technologies specified in 3GPP releases 5 and
beyond. Unlike HSPA, LTE's E-UTRA is an entirely new air interface system, unrelated to and
incompatible with W-CDMA. It provides higher data rates, lower latency and is optimized for packet
data. It uses OFDMA radio-access for the downlink and SC-FDMA on the uplink. Trials started in
2008.
Features
EUTRAN has the following features:
Peak download rates of 299.6 Mbit/s for 4×4 antennas, and 150.8 Mbit/s for 2×2 antennas with
20 MHz of spectrum. LTE Advanced supports 8×8 antenna configurations with peak download
rates of 2,998.6 Mbit/s in an aggregated 100 MHz channel.[2]
Peak upload rates of 75.4 Mbit/s for a 20 MHz channel in the LTE standard, with up to
1,497.8 Mbit/s in an LTE Advanced 100 MHz carrier.[2]
Low data transfer latencies (sub-5 ms latency for small IP packets in optimal conditions), lower
latencies for handover and connection setup time.
Support for terminals moving at up to 350 km/h or 500 km/h depending on the frequency band.
Support for both FDD and TDD duplexes as well as half-duplex FDD with the same radio access
technology
Support for all frequency bands currently used by IMT systems by ITU-R.
Flexible bandwidth: 1.4 MHz, 3 MHz, 5 MHz, 10 MHz, 15 MHz and 20 MHz are standardized. By
comparison, W-CDMA uses fixed size 5 MHz chunks of spectrum.
Increased spectral efficiency at 2–5 times more than in 3GPP (HSPA) release 6
Support of cell sizes from tens of meters of radius (femto and picocells) up to over 100 km
radius macrocells
Simplified architecture: The network side of EUTRAN is composed only by the enodeBs
Support for inter-operation with other systems (e.g., GSM/EDGE, UMTS, CDMA2000, WiMAX,
etc.)
Packet switched radio interface.
Architecture[edit]
EUTRAN consists only of enodeBs on the network side. The enodeB performs tasks similar to those
performed by the nodeBs and RNC (radio network controller) together in UTRAN. The aim of this
simplification is to reduce the latency of all radio interface operations. eNodeBs are connected to
each other via the X2 interface, and they connect to the packet switched (PS) core network via the
S1 interface.[3]
UTRAN protocol stack[edit]
Physical layer:[4] Carries all information from the MAC transport channels over the air interface.
Takes care of the link adaptation (AMC), power control, cell search (for initial synchronization
and handover purposes) and other measurements (inside the LTE system and between
systems) for the RRC layer.
MAC:[5] The MAC sublayer offers a set of logical channels to the RLC sublayer that
it multiplexes into the physical layer transport channels. It also manages the HARQ error
correction, handles the prioritization of the logical channels for the same UE and the dynamic
scheduling between UEs, etc..
RLC:[6] It transports the PDCP's PDUs. It can work in 3 different modes depending on the
reliability provided. Depending on this mode it can provide: ARQ error correction,
segmentation/concatenation of PDUs, reordering for in-sequence delivery, duplicate detection,
etc...
PDCP:[7] For the RRC layer it provides transport of its data with ciphering and integrity protection.
And for the IP layer transport of the IP packets, with ROHC header compression, ciphering, and
depending on the RLC mode in-sequence delivery, duplicate detection and retransmission of its
own SDUs during handover.
RRC:[8] Between others it takes care of: the broadcast system information related to the access
stratum and transport of the non-access stratum (NAS) messages, paging, establishment and
release of the RRC connection, security key management, handover, UE measurements related
to inter-system (inter-RAT) mobility, QoS, etc..
Interfacing layers to the EUTRAN protocol stack:
NAS:[9] Protocol between the UE and the MME on the network side (outside of EUTRAN).
Between others performs authentication of the UE, security control and generates part of the
paging messages.
IP
LTE Resource Block in time and frequency domains: 12 subcarriers, 0.5 ms timeslot (normal cyclic prefix).
LTE supports both Frequency-division duplex (FDD) and Time-division duplex (TDD) modes. While
FDD makes use of paired spectra for UL and DL transmission separated by a duplex frequency gap,
TDD splits one frequency carrier into alternating time periods for transmission from the base station
to the terminal and vice versa. Both modes have their own frame structure within LTE and these are
aligned with each other meaning that similar hardware can be used in the base stations and
terminals to allow for economy of scale. The TDD mode in LTE is aligned with TD-SCDMA as well
allowing for coexistence. Single chipsets are available which support both TDD-LTE and FDD-LTE
operating modes.
The LTE transmission is structured in the time domain in radio frames. Each of these radio frames is
10 ms long and consists of 10 sub frames of 1 ms each. For non-MBMS subframes,
the OFDMA sub-carrier spacing in the frequency domain is 15 kHz. Twelve of these sub-carriers
together allocated during a 0.5 ms timeslot are called a resource block.[11] A LTE terminal can be
allocated, in the downlink or uplink, a minimum of 2 resources blocks during 1 subframe (1 ms).[12]
All L1 transport data is encoded using turbo coding and a contention-free quadratic permutation
polynomial (QPP) turbo code internal interleaver.[13] L1 HARQ with 8 (FDD) or up to 15 (TDD)
processes is used for the downlink and up to 8 processes for the UL
The Physical Downlink Control Channel (PDCCH) carries between others the downlink
allocation information, uplink allocation grants for the terminal/UE.
The Physical Control Format Indicator Channel (PCFICH) used to signal CFI (control format
indicator).
The Physical Hybrid ARQ Indicator Channel (PHICH) used to carry the acknowledges from the
uplink transmissions.
The Physical Downlink Shared Channel (PDSCH) is used for L1 transport data transmission.
Supported modulation formats on the PDSCH are QPSK, 16QAM and 64QAM.
The Physical Multicast Channel (PMCH) is used for broadcast transmission using a Single
Frequency Network
The Physical Broadcast Channel (PBCH) is used to broadcast the basic system information
within the cell
And the following signals:
The synchronization signals (PSS and SSS) are meant for the UE to discover the LTE cell and
do the initial synchronization.
The reference signals (cell specific, MBSFN, and UE specific) are used by the UE to estimate
the DL channel.
Positioning reference signals (PRS), added in release 9, meant to be used by the UE
for OTDOA positioning (a type of multilateration)
Uplink (UL)[edit]
In the uplink there are three physical channels:
Physical Random Access Channel (PRACH) is used for initial access and when the UE losses
its uplink synchronization,[15]
Physical Uplink Shared Channel (PUSCH) carries the L1 UL transport data together with control
information. Supported modulation formats on the PUSCH are QPSK, 16QAMand depending on
the user equipment category 64QAM. PUSCH is the only channel, which because of its greater
BW, uses SC-FDMA
Physical Uplink Control Channel (PUCCH) carries control information. Note that the Uplink
control information consists only on DL acknowledges as well as CQI related reports as all the
UL coding and allocation parameters are known by the network side and signaled to the UE in
the PDCCH.
And the following signals:
Reference signals (RS) used by the enodeB to estimate the uplink channel to decode the
terminal uplink transmission.
Sounding reference signals (SRS) used by the enodeB to estimate the uplink channel conditions
for each user to decide the best uplink scheduling.
Max. L1 Max. L1
User Max. number
datarate datarate
equipment of DL MIMO 3GPP Release
Downlink Uplink
Category layers
(Mbit/s) (Mbit/s)
Rel 13
M1 1.0 1 1.0
1 10.3 1 5.2
2 51.0 2 25.5
Rel 8
3 102.0 2 51.0
4 150.8 2 51.0
Max. L1 Max. L1
User Max. number
datarate datarate
equipment of DL MIMO 3GPP Release
Downlink Uplink
Category layers
(Mbit/s) (Mbit/s)
5 299.6 4 75.4
6 301.5 2 or 4 51.0
8 2,998.6 8 1,497.8
9 452.2 2 or 4 51.0
10 452.2 2 or 4 102.0
Rel 11
11 603.0 2 or 4 51.0
12 603.0 2 or 4 102.0
13 391.7 2 or 4 150.8
14 3,917 8 9,585
Rel 12
15 750 2 or 4 226
16 979 2 or 4 n/a
18 1174 2 or 4 or 8 n/a
19 1566 2 or 4 or 8 n/a
Note: Maximum datarates shown are for 20 MHz of channel bandwidth. Categories 6 and above
include datarates from combining multiple 20 MHz channels. Maximum datarates will be lower if less
bandwidth is utilized.
Note: These are L1 transport data rates not including the different protocol layers overhead.
Depending on cell BW, cell load, network configuration, the performance of the UE used,
propagation conditions, etc. practical data rates will vary.
Note: The 3.0 Gbit/s / 1.5 Gbit/s data rate specified as Category 8 is near the peak aggregate data
rate for a base station sector. A more realistic maximum data rate for a single user is 1.2 Gbit/s
(downlink) and 600 Mbit/s (uplink).[16] Nokia Siemens Networks has demonstrated downlink speeds
of 1.4 Gbit/s using 100 MHz of aggregated spectrum.[17]
E-UTRAN Architecture
In order to meet the requirements for LTE networks, the evolved UTRAN (E-UTRAN) architecture
has been improved dramatically from the 3G/3.5G radio access network (UTRAN). While legacy
networks employed a hierarchical architecture, E-UTRAN uses a flat architecture. The functions of
the eNB in E-UTRAN systems include not only base station (NodeB) functions to terminate the radio
interface but also the functions of the Radio Network Controller (RNC) to manage radio resources.
According to 3GPP TR 25.912, E-UTRAN is described as follows:
“The evolved UTRAN consists of eNBs, providing the evolved UTRAN U-plane and C-plane protocol
terminations towards the UE. The eNBs are interconnected with each other by means of the X2
interface. It is assumed that there always exist an X2 interface between the eNBs that need to
communicate with each other, e.g., for support of handover of UEs in LTE_ACTIVE. The eNBs are
also connected by means of the S1 interface to the EPC (Evolved Packet Core). The S1 interface
supports a many-to-many relation between aGWs and eNBs.”
Figure 1 : E-UTRAN Architecture
The figures below diagram the key protocol stacks on Uu, S1, and X2 interfaces for both C-plane
and U-plane messaging.
Physical Interface
The baseband signal representing the physical uplink shared channel is defined in terms of the
following steps, as shown in Figure 2:
Scrambling
Modulation of scrambled bits to generate complex-valued symbols
Transform precoding to generate complex-valued symbols
Mapping of complex-valued symbols to resource elements
Generation of complex-valued time-domain SC-FDMA signal for each antenna port
Figure 2 : Overview of Uplink Physical Channel Processing.
OFDMA (Orthogonal Frequency Division Multiple Access)
One of the key elements of LTE is the use of OFDM (Orthogonal Frequency Division Multiplex) as
the signal bearer, as well as OFDM’s associated access schemes, OFDMA (Orthogonal Frequency
Division Multiple Access) and SC-FDMA (Single Carrier Frequency Division Multiple Access).
OFDM is used in a number of other of systems from WLAN and WiMAX to broadcast technologies
including DVB and DAB. OFDM has many advantages including its robustness in the face of
multipath fading and interference. Although it may appear to be a particularly complicated form of
modulation, it is in fact well suited to digital signal processing techniques. In view of its advantages,
the use of ODFM and the associated access technologies, OFDMA and SC-FDMA are natural
choices for the new LTE cellular standard.
OFDM is a form of transmission that uses a large number of closely spaced carriers that are
modulated with low rate data. Normally these signals would be expected to interfere with each other,
but by making the signals orthogonal to each another there is no mutual interference. This is
achieved by having the carrier spacing equal to the reciprocal of the symbol period. This means that
when the signals are demodulated they will have a whole number of cycles in the symbol period and
their contribution will sum to zero - in other words there is no interference contribution. The data to
be transmitted is split across all the carriers and this means that by using error correction
techniques, if some of the carriers are lost due to multi-path effects, then the data can be
reconstructed. Additionally, having data carried at a low rate across all the carriers means that the
effects of reflections and inter-symbol interference can be overcome. It also means that single
frequency networks, where all transmitters can transmit on the same channel, can be implemented.
MIMO is increasingly being used to provide improved levels of efficiency in many high data rate
technologies including Wi-Fi and other wireless and cellular technologies. Essentially MIMO,
employs multiple antennas on the receiver and transmitter to utilize the multi-path effects that always
exist to transmit additional data, rather than causing interference.
The schemes employed in LTE again vary slightly between the uplink and downlink. The reason for
this is to keep the cost of terminals low. There are far more terminals than base stations and as a
result terminal pricing is a far more sensitive process.
For the downlink, a configuration of two transmit antennas at the base station and two receive
antennas on the mobile terminal is used as baseline, although configurations with four antennas are
also being considered.
The uplink from the mobile terminal to the base station employs a scheme called MU-MIMO (Multi-
User MIMO). Using this, even though the base station requires multiple antennas, the mobiles (UEs)
only need to have one transmit antenna and this considerably reduces the cost of the mobile. In
operation, multiple mobile terminals may transmit simultaneously on the same channel or channels,
but they do not cause interference to each other because mutually orthogonal pilot patterns are
used. This technique is also referred to as spatial domain multiple access (SDMA).
Figure 1 : 2 x 2 MIMO Channel Matrix
The following list describes LTE downlink physical channels and physical signals. Downlink physical
channels carry layer 2 information but downlink physical signals are only used by the physical layer.
Uplink physical channels and uplink physical signals are as follows. Uplink physical channels carries
layer 2 information but uplink physical signals are only used by the physical layer.
Layer 2
Transport Channels
Layer 2 Structure
As defined by 3GPP, LTE Layer 2 structure consists of PDCP/RLC/MAC layers. Transport channels
are located between the physical layer and MAC layer. MAC multiplexes RLC links and manages
scheduling and priority handling via logical channels. The diagrams below show the structure for the
downlink and uplink of Layer 2.
The figures below depict the mapping between logical channels, transport channels and physical
channels for downlink and uplink:
RRC Protocol
According to 3GPP TS 36.331, the RRC protocol includes the following main functions:
Broadcast of system information:
o NAS common information
o Information applicable for UEs in RRC_IDLE, e.g., cell (re-)selection parameters,
neighboring cell information and information (also) applicable for UEs in RRC_CONNECTED, e.g.,
common channel configuration information.
o ETWS notification
RRC connection control:
o Paging
o Establishment/modification/release of RRC connection, including
assignment/modification of UE identity (C-RNTI), establishment/ modification/ release of SRB1 and
SRB2, access class barring
o Initial security activation, i.e., initial configuration of AS integrity protection (SRBs)
and AS ciphering (SRBs, DRBs)
o RRC connection mobility including intra-frequency and inter-frequency handover,
associated security handling, i.e., key/ algorithm change, specification of RRC context information
transferred between network nodes
o Establishment/ modification/ release of RBs carrying user data (DRBs)
o Radio configuration control including assignment/ modification of ARQ configuration,
HARQ configuration, DRX configuration
o QoS control including assignment/ modification of semi-persistent scheduling (SPS)
configuration information for DL and UL, assignment/ modification of parameters for UL rate control
in the UE, i.e., allocation of a priority and a prioritized bit rate (PBR) for each RB
o Recovery from radio link failure
Inter-RAT mobility including security activation, transfer of RRC context information
Measurement configuration and reporting:
o Establishment/modification/release of measurements (e.g., intra-frequency, inter-
frequency and inter- RAT measurements)
o Setup and release of measurement gaps
o Measurement reporting
o Other functions including transfer of dedicated NAS information and non-3GPP
dedicated information, transfer of UE radio access capability information, support for E-UTRAN
sharing (multiple PLMN identities)
o Generic protocol error handling
o Support of self-configuration and self-optimization
NOTE: Random access is specified entirely in the MAC including initial transmission power
estimation.
Signaling Radio Bearer 0 (SRB0): RRC message using CCCH logical channel.
Signaling Radio Bearer 1 (SRB1): is for transmitting NAS messages over DCCH logical channel.
Signaling Radio Bearer 2 (SRB2): is for high priority RRC messages. Transmitted over DCCH logical
channel.