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Article history: Canopy temperature, which may be estimated by infrared thermometry (IRT), can serve as an
Received 20 January 2009 indicator of plant water status. Idso et al. (1981a, 1986) proposed the nowadays much used concept
Accepted 22 September 2009 of the crop water stress index, which relates observed canopy surface temperature (Ts) to maxima
Available online 17 October 2009
and minima temperature bounds. Jackson et al. (1981) defined those bounds on the basis of the
energy balance. Those bounds vary with the meteorological situation. In this paper a chart is offered
Keywords: for general use with a fixed frame for the upper and lower bound. It relates canopy surface
Energy balance
temperatures with r1(=1 + rc/ra)-values (rc the canopy resistance and ra the aerodynamic resistance)
Infrared thermometry
Upper and lower bounds
as a function of a specifically defined temperature sum (S). It links the curved lower bound with the
Crop water stress straight upper bound by a bundle of r1-curves (the Ts–S–r1-chart). The lower bound can be expressed
by an equation, which approximates the energy balance solution with high accuracy. The sensitivity
of the upper bound is also discussed. A comparison was made between bounds following Jackson
et al. (1981) and the proposed alternative method, which, however, is limited by the short data-set
available for this paper.
ß 2009 Elsevier B.V. All rights reserved.
The difference between air and canopy surface temperature is According to Jackson et al. (1981) canopy surface temperature
in some way related to plant water stress. Since canopy surface Ts is determined by the specific meteorological situation as well as
temperature can be estimated by infrared thermometry (IRT), the crop water status as expressed by the canopy resistance rc
many efforts have been made to investigate and formalize this
relationship (e.g. Kimes, 1983; Nielsen, 1994; Jones, 1999; Alves ra A r 1 g ðT a Þ esat ðT a Þ ea
Ts Ta ¼ (1)
et al., 2000; Qiu et al., 2000; Alderfasi and Nielsen, 2001; Al-Faraj cv DðT a Þ þ r 1 g ðT a Þ DðT a Þ þ r 1 g ðT a Þ
et al., 2001; Patel et al., 2001; Wang et al., 2005; Mahan et al., 2005;
where Ta is the air temperature; Ts the canopy surface tempera-
Wanjura et al., 2006; González-Dugo et al., 2006; Shimoda and
ture; ea the vapor pressure of the air; esat(Ta) the vapor pressure of
Oikawa, 2006; Sanchez et al., 2008; Testi et al., 2008).
the air at saturation; A the available energy as (Rn G), with Rn the
Idso et al. (1981a, 1986) introduced the concept of a crop
net radiation; G the heat flux below the canopy; cv the volumetric
water stress index (CWSI), which links the canopy surface
heat capacity of (moist) air at constant atmospheric pressure,
temperature (Ts) to an upper (bup) and lower (b) temperature
depending on Ta, Ts, ea and atmospheric pressure pa; D the slope of
bound, where CWSI = (bup Ts)/(bup b). Jackson et al. (1981)
the saturated vapor pressure–temperature relation; g(Ta) the
gave a theoretical underpinning foundation to this concept,
psychrometric coefficient as a function of Ta; r1 = 1 + rc/ra, with rc
whereby vapor pressure deficit, available net radiation, and the
the canopy resistance and ra the aerodynamic resistance.
canopy resistance enter as additional parameters. Whereas the
Eq. (1) represents the energy balance in the form of the
upper bound appears unambiguous, the lower bound may be
Penman–Monteith approximation, which allows to replace Ts by Ta
defined in various ways.
on the right side of Eq. (1).
In this paper possible definitions of lower bounds are briefly
Jackson et al. (1981) defined two extreme situations on the
discussed and some limitations of the baseline-concept as
basis of Eq. (1). If canopy resistance rc ! 1, then the surface heats
formulated by Jackson et al. (1981) are shown. An alternative is
up by radiation and the maximum temperature difference
offered, based on theoretical considerations.
dT = Ts Ta is described by:
ra A
dT max ¼ (2)
E-mail address: widmoser@hydrology.uni-kiel.de. cv
0378-3774/$ – see front matter ß 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.agwat.2009.09.012
P. Widmoser / Agricultural Water Management 97 (2010) 224–230 225
The derivation of Eq. (6) is given in Appendix A. In Eq. (6) esat and
g are now functions of Ts and no longer of Ta as in Eq. (1).
- The right side terms of Eq. (6) are lumped together, so that Eq. (6)
reads
esat ðT s Þ
þ Ts ¼ S (7)
r 1 g ðT s Þ
with
ra ea
S ¼ Ta þ Aþ (8)
cv r 1 g ðT s Þ
3. Suggestion for an alternative where index 0 indicates that rc = 0. Even if g(Ts) in Eq. (8) is
replaced by g(Ta) to calculate S0, the fitting is quite accurate with
The following describes a possibility to overcome the above standard deviation SD 0.1 8C, coefficient of determination
shortcomings. The essential points are: R2 = 0.99996 and with maximum and minimum deviations of
0.32 and 0.35 8C, respectively. It proves to be more accurate than
- Eq. (1) is replaced by the energy balance equation in the form of: the Penman approximation (Fig. 3).
This lower baseline appears as one single curve for any
esat ðT s Þ ra ea
þ Ts ¼ Ta þ A þ (6) (realistic) combination of Ta-, ea- and raA-values. It replaces the
r 1 g ðT s Þ cv r 1 g ðT s Þ
Fig. 2. The Ts–S–r1-chart. Straight dashed line to the left: upper bound. Rightmost curve: lower bound. In between curves for selected r1-values. For S see Eq. (8).
P. Widmoser / Agricultural Water Management 97 (2010) 224–230 227
Fig. 3. Lower bound. Dashed curves: exact solution of Eq. (6) with r1 = 1; (a) fitted by
Eq. (10) using g(Ta) instead of g(Ts) in Eq. (8). (b) Symbols represent Penman
approximation.
Fig. 5. The Ts–S–r1-chart with different data-sets. Dashed lines: upper and lower bounds. Data-set 1: irrigated lettuce (Alves et al., 2000). 1a = normal day; 1b = hot day. Data-
set 2: cork oaks after extended dry period (private information from A. Pitacco).
or observed.
The data-set 2 in Fig. 5 follows from observations on cork oaks
be considered for r1 are 16, 5.7, 2.2 or 1.5 (first row in Table 1)
after an extended dry period (data supplied by A. Pitacco).
instead of r1 = 1, if one has to tolerate Ts-deviations of less than 0.2,
0.5, 1.0 or 2.0 8C, respectively. Considerations along these lines are
4. Sensitivity of the upper bound as related to Ts for example appropriate if one refers to standardized surface
resistances (Allen et al., 2006). For ra 5 (much wind) or ra 50
IRT-observations may depart from real canopy temperatures (little wind) maximal rc-values obtainable by erroneous IRT-
especially under dry conditions (Alves et al., 2000). This has observations would be for the above example: 75, 23.5, 6 and
consequences especially for the estimation of the upper bound. 2.5 s m1 for windy nights and 750, 235, 60 and 25 s m1 for calm
Example 3 nights. Allen et al. (2006) recommend during night rc = 200 s m1.
Fig. 6 shows an example of Ts as a function of r1. The upper
bound is reached asymptotically for r1 ! 1, but already small 5. Comparison of boundaries
deviations DT from it reduce r1 appreciably.
Table 1 gives examples of such reductions and demonstrates Lower bounds as defined in this article by Eq. (10), were
that it is not reasonable to use r1 = 1 if one has to tolerate DT 8C compared with the bmin-curve (Fig. 1), using Eq. (6) in Jackson et al.
deviations. For example: for a cool (Ta = 10 8C) and humid (1981). Lower bounds for the normal day (Fig. 4a) are practically
(rh = 0.81) night (A supposed to be 0 W m2) the upper limits to the same. For the hot day the maximum difference is 0.7 8C
(Fig. 4b). The values of Jackson et al. (1981) are higher than the
alternative ones with the differences increasing during daytime.
This is in line with the prediction in Fig. 1, where the values of
Jackson et al. (1981) are higher (bmin full curve) than the alternative
ones (bmin dashed curve). No comparison was made for CWSI-
values. With the limited data-set at the author’s disposal it was not
reasonable to establish a reference line.
eye-fitting to select appropriate r1-curves coming closest to the with rH the resistance to sensible heat transfer.
plotted observations. This appears to be a quite direct and flexible Inserting (A2) and (A3) into (A1), replacing rH by ra (aerodynamic
approach to define upper and lower reference curves adjusted to resistance) as common in literature (e.g. Jones, 1992) and rV by ra + rc,
local and specific plant conditions. The method avoids the following the suggestion of Monteith and Unsworth (1990) (rc = ca-
Penman-linearization of the energy balance equations and the
nopy resistance) gives the energy balance
linear fitting of observed data, carefully selected to represent
comparable weather conditions. cv esat ðT s Þ ea cv
The lower bound (r1 = 1), i.e. the lowest reference curve, is a ¼ A ðT s T a Þ (A4)
ra þ rc g ðT s Þ ra
well defined single curve, fitted with high accuracy by a simple
function [Eq. (10)]. The upper bound is given by Ts = S. Both
The terms in Eq. (A4) are re-arranged as shown in the following
functions are of general validity and do not change with different
meteorological conditions. Observation points outside the region steps:
between the lower and upper bound may either be incorrect or, if esat ðT s Þ ea r a þ r c ra þ rc
¼ ðT a T s Þ þ A
placed to the left of the upper line, may represent condensation g ðT s Þ ra cv
instead of evaporation. In this way a check of observations is
possible.The upper bound may appreciably deviate from the replacing (ra + rc)/ra by r1 gives
defintion of Jackson et al. (1981) given in Eq. (2) if possible errors of esat ðT s Þ ea ra
¼ r 1 ðT a T s Þ þ r 1 A
IRT-measurements have to be taken into acount. g ðT s Þ cv
The results do not link IRT-measurements directly to stomatal
resistance. The paper rather emphasizes the role of r1 = 1 + rc/ra in Shifting of terms and dividing both sides by r1 leads to
evaluating surface temperatures and, along with this, evaporation
from plants. It is recommended to concentrate henceforth on this esat ðT s Þ ra ea
þ Ts ¼ Ta þ A þ (A5)
relationship. r 1 g ðT s Þ cv r 1 g ðT s Þ
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