Академический Документы
Профессиональный Документы
Культура Документы
Jeffrey S. Brooks & Ian E. Sutherland Vol. 45, No. 3/4, 2014, pp. x–xx
1
Brooks & Sutherland
searchers and policymakers as they make decisions about their work relat-
ed to school improvement. As this purpose demands a deep, nuanced and
context-specific understanding of school administrators’ work, we chose a
case study research design and focused on a single school division, Region
X (Cagayan de Oro City). Data were gathered through interviews, focus
groups, observations and by collecting formal and informal documents.
We then engaged in quasi-grounded theory analysis in order to discover
themes in the data. In the sections that follow, we present a brief review of
relevant contextual literature, describe in more detail the research methods
we employed, present findings and finally consider the lessons we learned
in relation to their import and relevance for researchers, practitioners and
policy makers. We begin by offering a brief overview of literature relat-
ed to principals and educational change, before describing the context of
principal leadership in the Philippines.
Lucas, Smith, Dutton, & Kleiner, 2000; Vaill, 1989) and leader actions
that facilitate authentic change (Evans, 2001; Fullan, 2001, 2007; Harris
& Spillane, 2008). This demands a vision of the school as one that exists
between reality and utopia—as a place of possibility where all members’
perspectives are valued as part of the evolving mission of the organization
(Brooks, 2006). The application of systems thinking to educational change
is not new, but it has received greater attention as an important approach
to understanding and affecting change by recognizing the inter-relatedness
and reciprocal influence of the actors and components of systems (Senge,
et al., 2000). Complex systems, such as schools, have both explicit and
hidden dynamics that provide leaders with points of leverage. In addition,
leading lasting change is a focus on what Evans (2001) describes as sec-
ond order change. Second order change not only addresses the structural
changes in an organization, but specifically targets norms, values, beliefs
and culture (Evans, 2001; Vaill, 1989). Rather than a top-down linear ap-
proach, second order change recognizes organizations as complex systems
and change as unpredictable. The means, or journey, to change is as im-
portant as outcomes and a focus on one to the exclusion of the other is un-
likely to result in lasting, positive or meaningful change.
Effective leaders for lasting change learn about their organiza-
tional systems, utilize knowledge and social/political capital, and moti-
vate members of their organization to learn together for positive change
(Senge, et al., 2000). There are three types of behaviors that exemplify
effective leadership for change. First, leaders that effectively lead last-
ing change focus their actions on building relationships and trust (Fullan
2001, 2007; Kouzes & Posner, 2003). Importantly, a leader must be pro-
active, caring and focused in order to establish trusting relationships and
to nurture them as they develop over time. Second, leaders that effectively
lead lasting change distribute decision-making (Harris & Spillane, 2008).
Effective leaders understand that there is a time when they must lead and a
time when they have to follow. As school communities are by nature filled
with insightful members, creating the structures and conditions for shar-
ing ideas critically is essential (Brooks, Normore, Jean-Marie & Hodgins,
2007). Finally, to move systems towards second-order change that is last-
ing, effective leaders interrogate the status quo (Nolan, 2007). They start
by asking questions such as why do we do what we do? How effective are
our policies and strategies? Without interrogating the status quo, nega-
tive and ineffective norms can control the change process and undermine
well-intentioned efforts. In order to better understand what leadership
for change looks like in the Philippines, we offer a brief discussion of the
structure and organization of education in the country, paying special at-
tention to the ways that leadership has functioned in educational settings.
more aligned with U.S. and Western public education as evidenced by the
ongoing use of English as the overall primary language of instruction in
schools, and policy that moves public education closer to Western standards.
For example, Republic Act 10533 enhancing basic education (Republic of
the Philippines, 2012) aligned Philippine public education with Western ed-
ucation systems to be more globally competitive by increasing the number
of years of schooling by two years.
Structure and Policy. In the early 1990s, the Philippine School
System became one of the world’s largest, and it continues to provide in-
struction to an increasing number of students (de Guzman, 2006). Until
2011, the structure of the Philippine public educational system was six
years of elementary school, followed by four years of secondary educa-
tion. Schools are organized into 17 School Divisions, each of which is
comprised of several School Districts. This organizational scheme pro-
vides a clear chain of authority and regulation to a system comprised of
approximately 42,000 public elementary and secondary schools (DepEd
Fact Sheet, 2005). Recent reforms added two grade levels to make public
schools a K–12 system (Republic of the Philippines, 2012).
Despite efforts to decentralize the basic public education sector
by implementing school-based management initiatives, Philippine public
education has had limited success, only reaching the weakest forms of de-
centralization (de Guzman, 2007). School-based management delineates
the roles of various levels of leadership involving knowledge, technology,
power, material, people, time and finance. However, the Philippine central
government retains control of these key areas, especially fiscal resources.
The current system of budgeting and management undermines innovation,
meaning “few school heads exercised genuine instructional leadership or
assumed a financial management role” (de Guzman, 2007, p. 617).
Challenges. Political, economic, and policy instability and cor-
ruption are historical and present challenges for Philippine public educa-
tion and principals. Corruption is rampant in Philippine public education,
and the Department of Education is considered one of the most corrupt
branches of government (Chua, 1999). Procurement contracts are given
to friends and syndicates to which educational leaders are connected. Se-
curing a job, promotion, or transfer “For most teachers, it was, indeed,
whom they knew and who recommended them that mattered” (p. 80). Of-
ten much less qualified teachers see career advancement due to connec-
tions, leaving other qualified teachers powerless. Chua (1999) argues that
corruption is a result of Filipino values that are distorted and used as an
excuse, and that corruption is a “leadership problem” (p. 8) that reaches
back to the Spanish colonial period. McClintock (1992) suggests that co-
lonial influence extends beyond the temporal boundaries that typically de-
fine the post-colonial condition. Educational leadership must be consid-
ered in relation to colonial influence along an ongoing axis of power, a
Methodology
Data Collection
Data Analysis
Data collected from the primary prompt yielded a great deal of rich
data. We analyzed these data using open microanalytic procedures (Silver-
man, 2001), which in turn lead to the development of several categories
of data. As we explored and refined these categories using the constant
Findings
Curriculum
Instruction
Facilities
into one of the school classrooms or buildings. Often, these families will
produce a deed saying that they own the land and are entitled to inhabit
the space. This is the result of both corruption within the local and regional
deed offices and poor records-keeping that means school officials are un-
able to produce the proper documentation to refute such claims. This can
not only interrupt instruction, but can create extremely complicated legal
and political dynamics with which a principal must engage. One principal
described a situation they faced one morning:
I arrived and a family had moved into one of our classrooms. They
had a caribou and some chickens feeding outside the door and all
of their belongings in one of the rooms. Of course, I was outraged
and confused, but when I questioned them they produced an of-
ficial deed that was signed by the Barangay Captain. It turns out
that he owed this family a favor and somehow produced this deed.
In the end we were able to move the family out by negotiating
with the Captain, but it interrupted instruction for two months.
Unfortunately, such legal-political issues are only part of the fa-
cilities issues principals face in the Philippines. Many building projects
are left unfinished. It is common to find a school without a roof or a floor
because a project’s budget was either mismanaged or taken by graft or
corruption. Many school’s perimeter fences are routinely compromised,
which is a pervasive security problem. This means that looting is common,
and as one principal remarked, “I always wonder what the classrooms will
look like when I arrive in the morning.” It is common to find all of the
electrical wiring ripped out of the walls and ceiling, taken overnight by
thieves who will sell the materials on the black market. Instructional ma-
terials are often destroyed or stolen and many schoolrooms are vandalized
on a weekly basis. The schools themselves are often in a state of disrepair,
many needing to be renovated or condemned. The money to perform up-
grades is often appropriated, but too often winds up in the pockets of cor-
rupt officials rather than in the buildings.
Technology
Finance
ed that “it breaks your heart. Most of these teachers will never escape the
clutches of these loan sharks. They work so hard and then hand over their
wages when they are paid.”
Beyond personal situations, schools face significant funding is-
sues. Annual appropriations exist on paper but are not reaching the schools.
As one principal explained:
The MOU [Memorandum of Understanding] between the division
and school calls for us to receive 1.1 million pesos per year, but
the money never arrives. This year, I went to the division office the
day after I was supposed to receive the funds and I was told that
it was on the way. Weeks passed and then months. I called, and
visited and spoke with everyone but no one could tell me where
the money was. Eventually I received some money, in the amount
of 11,000 pesos. I can barely run the school for a month on that
amount but it is my annual appropriation. We all know where the
money goes—into the pockets of school officials and politicians.
Everyone steals from the children and no one cares.
As a result, principals must be innovative and creative to be able to provide
even the most basic services to their students and fellow educators. One
principal explained their feeding program only worked because teachers
brought in one pocketful of rice a week:
It’s sad, but it’s the only way we can feed the children and for
some of them it is their only meal of the day. We make a congee
[porridge] out of the rice so it will go further. Even then, we can
barely feed the hungriest of the hungry. Some children who des-
perately need food have to go without.
A great deal of funding for important programs must be generated at the
classroom and site-levels. This includes finding money and resources for
basic instructional materials like books, desks and pencils, in addition to
feeding and health programs that meet basic health and nutritional needs.
Communication
Religion
Corruption
Discussion
sources and help establish and develop district resource centers that can
share instructional resources and offer targeted professional development.
Fourth, there are certain changes that could be implemented at all
levels of the system, in order to improve education in general and principal
work in particular. All levels of the system should institute and practice fi-
nancial transparency and accountability systems. All levels should provide
realistic training in an on-the-job/simulation/ active learning format rather
than seminar format. This would emphasize skills and processes related
to security analysis, electrical skills, plumbing, and communication skills
(letter writing, public speaking, etc.). Finally, monthly principal meetings
should be used to share and distribute resources and for training, not only
for distributing information in a one-way and confusing manner. We real-
ize that these recommendations are easier stated than implemented, but we
also feel an ethical obligation to put them forward.
Conclusion
References