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KARSTEN J. STRUHL*
ABSTRACT: Marxists often dismiss the idea of human nature,
claiming either that, for Marx, there is no human nature or that
Marx had only a historical concept of human nature. A more care-
ful reading reveals that Marx, in fact, had a robust trans-historical
concept of human nature as well as a historical one. These two
concepts operate at different levels. The trans-historical concept
refers to the general form that human social activity takes, while
the historical concept refers to the specific forms of human social-
ity and individuality within a given historical epoch. What Marx’s
trans-historical concept explains is how it is possible to have human
nature in its historical form. Furthermore, it provides the ground
for Marx’s ideal of human flourishing implicit in his vision of a
communist society, components of which are supported by Kro-
potkin’s reconstruction of evolutionary theory and more recent
developments in evolutionary psychology.
A
FEW YEARS AGO, A GOOD FRIEND of mine, someone who
considers himself a politically committed Marxist and who also
writes about Marxist theory, was puzzled when I told him that
I often begin my discussion of Marxism in my classes with an analysis
of Marx’s theory of human nature. “Marx had no theory of human
nature,” he insisted. For him, the only intelligent thing to say about
human nature from a Marxist point of view is that there is no human
nature. I mention this encounter because claims of this sort are often
made by those who consider themselves Marxists. One of the motives
for this claim is that Marx’s analysis of history and of social relations
* I would like to thank Amy E. Wendling, John L. Hammond, and Donald Hanover for their
insightful criticisms of and constructive suggestions for an earlier version of this paper.
78
essence’” (Mészáros, 1970, 13–14). Mészáros also insists that, for Marx,
“nothing . . . is ‘implanted in human nature.’ Human nature is not
something fixed by nature” (Mészáros, 1970, 170). Another commonly
cited passage is from The German Ideology: The
1 Marx never used the term “socialism” for the society that he envisioned, since he wanted to
distinguish his understanding of that society from the utopian socialists. However, he did
distinguish between two phases of this society and Lenin called the first phase “socialism.”
In this terminology, which many Marxists now use, socialism is the transition to communism.
For the purposes of this paper, I will refer to Marx’s understanding of a post-capitalist society
as “socialism/communism” unless I want to refer specifically to Marx’s understanding of
the later phase, in which case I will use the term “communism.”
2 I cannot do justice in the space of this paper to Geras’ carefully reasoned analysis of plausible
alternative interpretations of the sixth thesis on Feuerbach, whose discussion occupies the
entirety of Part II of his book.
To know what is useful for a dog, one must study dog-nature. This nature
itself is not deduced from the principle of utility. Applying this to man, he
that would criticize all human acts, movements, relations, etc. by the principle
of utility must first deal with human nature in general, and then with human
nature as modified in each historical epoch. (Marx, 1967, 609.)
The question, then, is: how are we to understand what, for Marx, is
“human nature in general” as separate from the way it is “modified
in each historical epoch”?
Neither Marx nor Engels ever wrote a treatise on human nature,
although Engels comes closest to it in a short essay which considers
how the human species might have evolved from its primate ancestry
(Engels, 1950). Nonetheless, it is possible to reconstruct Marx and
Engels’ understanding of “human nature in general” by consider-
ing what is entailed by their discussion of historical materialism and
their vision of communism. For Marx, the distinguishing feature of
the human species is our unique form of production. In fact, Marx
and Engels declare that human beings “distinguish themselves from
animals as soon as they begin to produce their means of subsistence”
(Marx and Engels, 1970, 42). In effect, the first primates who were
able to produce what they needed for their subsistence began human
history. It was “the first historical act” (Marx and Engels, 1970, 48).
The process by which humans beings did this, what distinguished them
from other animals, required the development of tools by which they
transformed nature and created specific objects that satisfied their
needs. But through this process something remarkable happens. They
not only satisfy their initial biological needs but create new needs.
“The second point is that the satisfaction of the first need . . . leads
to new needs; and this production of new needs is the first historical
act” (Marx and Engels, 1970, 49). But how could the creation of new
needs also be “the first historical act”? This makes sense only on the
assumption that they are both aspects of the same process. Produc-
tive activity produces not only a product that can satisfy the original
need but simultaneously produces new needs within the producers.
Thus, the process by which we transform the material world is simul-
taneously a process by which we continually create within ourselves
new needs and, thus, can be said to change our nature, which, in
effect, creates a “second nature.”3 Furthermore, as we change the
material world, we also develop, in addition to these new needs, new
capacities and new ways of relating to nature and to each other. In
all, “by thus acting on the external world and changing it, [man]
at the same time changes his own nature” (Marx, 1967, 177). In
sum, our historical “second nature” is rooted in our trans-historical
nature as producers.
There are several other things that make human production
unique. While certain species of animals also produce (beavers, bees,
etc.), they, for the most part, do so instinctively in a set pattern, whereas
human production is flexible and can be based on specific judgments
about how to treat the materials that are to be transformed. “The ani-
mal builds only according to the standard and need of the species to
which it belongs, while man knows how to produce according to the
standard of any species” (Marx, 1994d, 64). Furthermore, human pro-
duction involves imagination, planning and conscious goal-directed
activity, which are capacities that Marx takes as unique to the human
species. Here is the famous passage from Capital:
A spider conducts operations that resemble those of a weaver, and a bee puts
to shame many an architect in the construction of her cells. But what dis-
tinguishes the worst architect from the best of bees is this, that the architect
raises his structure in imagination before he erects it in reality. . . . He not
only effects a change of form in the material on which he works, but also
realizes a purpose of his own. . . (Marx, 1967, 178.)
3 It is this “second nature” which, although acquired, manifests itself for a long enough period
of time to give the appearance of being innate. The idea of a “second nature” goes back at
least as far as Aristotle for whom virtues, which are acquired dispositions to act in certain
ways, become so stable that they become a part of one’s nature. Herbert Marcuse uses the
term “second nature” to denote the way in which certain socially acquired needs become
so vital to the human being that they become “biological” in that, if they are not satisfied,
they would cause significant dysfunction. “. . . certain cultural needs can ‘sink down’ into the
biology of man. We could then speak, for example, of the biological need of freedom, or of
some aesthetic needs as having taken root in the organic structure of man, in his ‘nature,’
or rather ‘second nature’” (Marcuse, 1969, 10, italics added).
4 In the context in which Marx is writing, “political animal” means more broadly “social
animal.”
5 By the “forms of sociality” I mean those forms of social behavior that are inscribed within
the social institutions, social norms, and social roles of a society. By “forms of individuality”
I mean the ways in which human beings develop a sense of individual identity as well as
their psychological dispositions, attitudes, needs, capacities, character traits, and behavior
patterns. The point is that the forms of individuality grow out of and develop within the
forms of sociality and, in turn, help to reinforce and reproduce the forms of sociality.
6 One other reason that Marxists tend to discount the idea of a trans-historical human nature
is that they fear it as a spectre of biological determinism. However, it is equally possible to
understand our trans-historical nature as a culture universal. David Laibman (2015) argues
that what defines this cultural universal is our universal capacity for symbolic reference,
which makes possible a superorganic existence relatively free from biological determination,
thus replacing biological evolution with cultural evolution. Laibman connects this symbolic
capacity with Marxism in several ways — that it is itself formed in the social labor process;
that it provides the basis for the immanent tendency to develop the productive forces; and
that it also provides the basis for progress in the direction of equality, solidarity, and human
fulfillment. None of this is to deny that we remain biological creatures, and I would sug-
gest that our ability to use symbolic reference must in some way be encoded in our genetic
makeup. I would also add that our human symbolic capacity is a necessary component of our
capacity for social production as Marx understands it. How else could the “worst architect”
be able to raise “his structure in the imagination before he erects it in reality”?
and, say, slugs or squirrels, which is just what is traditionally meant by the
talk of “nature.” (Eagleton, 1999, 154.)8
8 For another criticism of Sayers’ rejection of the significance of Marx’s trans-historical concept
of human nature, see Byron, 2014. Byron argues that Sayers ignores certain passages from
Marx that challenge his interpretation, passages that acknowledge the labor process as the
condition of human existence independent of its specific social form and which also draw a
clear distinction between the human labor process and the labor process of other animals.
9 Marx does say that “for the starving man food does not exist in its human form but only in
its abstract character as food. It could be available in its crudest form and one could not say
wherein the starving man’s eating differs from that of animals” (Marx, 1994, 75). However,
what the human being can eat even in its “crudest form” is not what every other species of
animal could eat.
10 I cannot resist, however, mentioning one attempt to resolve the paradox by Steven Lukes. “My
suggestion, then, is this: that the paradox in Marxism’s attitude toward morality is resolved
once we see that it is the morality of Recht that it condemns as ideological and anachronistic,
and the morality of emancipation that it adopts as its own” (Lukes, 1985, 29).
For example, Sayers argues that the needs for and attitudes to work are
not trans-historical. “Attitudes to work, all attitudes toward work . . . are
social historical products. They are created by and reflect the mode of
11 For a discussion of how workers whose work is degrading and alienating to the extreme can
find ways to make their work more self-directing and creative see Garson, 1994.
also the capacity to derive significant pleasure from the way in which
our work makes a social contribution, without any hidden egoistic
intentions. If human beings are to be able to take from the com-
mon stock whatever they need, we can assume that they will develop
qualities that lead them to take no more than they really need, with
attention to and concern for what other people need as well. If human
beings are to sustain a society in which “the free development of each
is the condition for the free development of all,” they must be able
to so identify with and care about others that they are motivated to
want others to equally develop their capacities and are motivated to
aid them in doing so. If the state is at least to begin to wither away, we
can assume that people are able to internalize certain fundamental
social and moral norms to such an extent that they require very little
external compulsion to obey these norms. It is hard to see how these
capacities would simply emerge from the conditions of capitalism or
why, if they are simply historically constructed, they ought to be fos-
tered and encouraged. In fact, these needs and capacities often seem
to emerge spontaneously within capitalism and against capital, which,
in turn, wages a continuous campaign against them. This provides
additional evidence for the hypothesis that they are a component of
our trans-historical human nature whose fulfillment would lead to
a heightened human flourishing and self-realization of our species.
Bertell Ollman has suggested a number of other qualities which
an individual of a future communist society would require, among
them that the individual no longer thinks in terms of what is “mine” or
“yours”; that human beings have not only overcome class antagonisms
but that they have also overcome religious, national, and racial divi-
sions, which means that they no longer have such identifications; and
that when someone has harmed another, they will feel such anguish
that the society will need to console them, not to punish them (Oll-
man, 1979). After enumerating these and many other qualities of
the communist individual, Ollman makes the following observation:
fulfillment of each individual is compatible with that of all others. Given how
often and drastically the development and discovery of new social forms has
extended accepted views of what is human, I think it would be unwise at
this time to foreclose on the possibility that Marx’s assumptions are correct.
(Ollman, 1979, 91.)
13 Molecular genetic studies have corroborated Darwin’s suggestion. We now know that humans
share 98.4% of their DNA with both common and pygmy chimpanzees. In fact, our genomes
are so close that Jared Diamond has proposed that we think of Homo sapiens as one of three
species “of the genus Homo on earth today,” as the “third chimpanzee” (Diamond, 1993, 25).
14 This article was first published in Natural History, 85:5 (May), 1976.
Are there any reasons to assume that there are certain tenden-
cies in human nature which, if allowed free reign, could threaten the
construction of socialism/communism? Here I must be very tentative
in my remarks. Consider why a tendency to cooperate might have a
selective advantage, why it might enable the species to survive in its
earlier stages of development. The most obvious reason is that coop-
eration would help the members of the species work together to secure
the necessities of life and that it would more enable them to protect
one another. But there is at least one other possible reason, which
is that cooperation within a tribal unit might make the members of
the tribe more efficient in combatting and even aggressing against
another tribal unit. I used to discount this possibility, persuaded by
anthropologists such as Ashley Montagu that among hunter–gatherer
societies fighting to defend or invade territory is quite rare (Montagu,
1976, 249–50).16 However, a number of other studies have challenged
this image of the peaceful hunter–gatherer. The anthropologist Carol
Ember has reviewed these studies and calculates that 90% of hunter–
gatherer societies engage in warfare, and 64% of them do so at least
once every two years (Ember, 1978, 239–248). Of course, since these
studies rely on indigenous groups existing today, we do not know
to what extent we can extrapolate from these studies to understand
what human social life might have been like for our prehistoric ances-
tors. Still, while these studies do not in themselves prove that there is
15 Consider the way the term “tendency” is used in Marxist economic discourse. Marx argues
that there is a tendency for the rate of profit to fall within capitalism. However, this tendency
can be countered by other opposing tendencies.
16 Montagu cites such groups as the Eskimo, the Hadja of Tanzania, the Comanche and Sho-
shoni Indians who seem not at all to be territorial. He cites other groups which are territorial
but not very aggressive or defensive about their territory: e.g., the Kwakiutl, the Ituri Pygmies,
and the Kung Bushman.
17 The more recent 2014 report of the IPCC expresses an overwhelming scientific consensus that
human activity plays a major role in causing global warming and climate change. The urgency
of the need to address this problem now goes way beyond the precautionary principle.
If socialism, at any rate, will be still a society of human beings, much about
them will be recognizably the same. We have nothing at present but the
emptiness of speculations to tell us that the common faults and vices might
18 This suggests the need for a research project that would take two forms. The first is more
clearly to identify the various components of these negative tendencies and to determine
what kinds of economic, social, and political conditions and interventions could reduce,
ameliorate, and transform them so that they would not threaten the construction of social-
ism/communism. The second is to identify the ways in which these negative tendencies can
impede the struggles against capitalism and to consider the kinds of social movements and
political organizations that could help to reduce, ameliorate, and transform them.
Department of Philosophy
John Jay College of Criminal Justice
524 West 59th Street
New York, NY 10019
kstruhl@jjay.cuny.edu
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