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P
eople believe congestion occurs because de- sary to intelligently control access to highways through
mand exceeds capacity, so they support initia- ramp metering.
tives to build additional highway capacity or We estimate that for Los Angeles, the annual congestion
curtail highway travel demand. Politicians delay is 70 million vehicle-hours. If the highways were to be
work to bring highway construction projects operated at 100% efficiency, this delay would be reduced by
into their districts; environmentalists support 50 million vehicle-hours.
proposals to make transit more attractive or automobile The article is organized as follows. We first show that ve-
use more costly. This article argues that the facts do not hicles travel at 60 mph when there is maximum flow on a
support the belief that congestion occurs because demand highway section (i.e., when the section is operating most ef-
exceeds capacity. ficiently). Thus, congestion delay should be measured as
On the contrary, the major cause of congestion is the in- the extra time vehicles spend on the highway traveling be-
efficient operation of highways during periods of high de- low 60 mph: a vehicle taking 20 minutes to travel 10 miles at
mand. Analysis of data shows that congestion reduces high- 30 mph suffers a congestion delay of 10 minutes.
way efficiency by 20 to 50%; that is, vehicles take between 20 The efficiency of any highway section may then be de-
and 50% more time to traverse sections that are congested fined as
than they would if congestion were prevented. Compen-
sating for this efficiency loss through, say, a 20% capacity ex- VMT / 60
η= ,
pansion is financially impossible; compensating through a VHT
20% demand curtailment is politically impossible. The best
way to combat congestion is through increases in opera- where VMT is the total number of vehicle-miles traveled and
tional efficiency. To increase efficiency, however, it is neces- VHT is the total number of vehicle-hours traveled over the
Varaiya (varaiya@eecs.berkeley.edu), Chen, and Jia are with the Department of Electrical Engineering and Computer Science, University
of California, Berkeley, CA 94720, U.S.A.
0272-1708/01/$10.00©2001IEEE
26 IEEE Control Systems Magazine December 2001
section over some time interval, such as the morning com- that the two standards coincide at least for Los Angeles
mute period. We will see that η overestimates efficiency; we highways, where the maximum flow in most highway sec-
use this definition anyway because it is easy to calculate tions occurs near 60 mph.
from data. California’s Department of Transportation divides the
We then present evidence to support the following model state into 12 districts. The largest district, Los Angeles, com-
of traffic: if the occupancy on a highway section is kept be- prises Los Angeles and Ventura counties. We obtained Los
low a certain critical level, its efficiency will be 100%, con- Angeles data from the PeMS (Performance Measurement
gestion will not occur, and traffic will flow at 60 mph; at- System) database [1], [2].
tempts to increase occupancy above the critical level will PeMS receives real-time data from several districts. The
cause congestion and a rapid drop in efficiency. data are produced by loop detectors buried in the pavement
This model leads to an idealized
ramp metering control policy (IMP),
which holds vehicles back at the The major cause of congestion is
on-ramps so that the occupancy on
each highway section is maintained at
the inefficient operation of highways
its critical level. The total travel time during periods of high demand.
under IMP, VHTimp , is the sum of high-
way travel time (at 100% efficiency, 60
mph) and the delay at the ramps imposed by IMP: in each lane of highway and spaced one-third to one-half
mile apart. Every 30 s, the detectors report two numbers:
VMT flow and occupancy. Flow (often called count) is the number
VHTimp = + Delayramp .
60 of vehicles that crossed the detector in the previous 30 s. We
report flows in vehicles per hour, or VPH. Occupancy is the
Therefore, the travel time savings from IMP is fraction of the previous 30 s that a vehicle was present over
the detector.
VMT A useful identity relates the three fundamental quantities
VHTsaved = VHT − VHTimp = VHT − − Delayramp .
60 of highway traffic:
Congestion delay = VHTsaved + Delayramp . where VehicleLength is the vehicle length (in miles) and Speed
is the speed in miles per hour. When occupancy exceeds a crit-
Observe that Delayramp may be attributed to excess demand ical value, congestion sets in and speed drops, as is shown
(i.e., demand that exceeds the maximum flow supported by later. The critical occupancy varies with the section.
the highway operating at 100% efficiency). Our estimates for There are 4,199 detectors at 1,324 locations in Los An-
Los Angeles are Congestion delay = 70 million, VHTsaved = 50 geles highways. PeMS processes data from these detectors
million, and Delayramp = 20 million vehicle-hours per year. in real time and calculates 5-min averages of speed (mph)
In contrast to the belief that attributes all congestion delay and flow (VPH). We analyze these averages for a 12-h period
to demand exceeding capacity, we find that the congestion de- beginning midnight of 1 September 2000 and bracketing the
lay consists of a (large) part that can be eliminated by IMP and morning commute period. We limit the study to the 3,363
a residual that can be reduced only by shifting demand during functioning detectors.
peak periods. Demand may be shifted to other modes, such as
public transit, or over time to nonpeak periods.
The penultimate section compares the problems of high-
way congestion and strategies to relieve it by ramp metering Section
with similar problems and proposed solutions in communi-
cation networks and power systems.
Direction of Flow
What Is Congestion?
Measures of congestion delay compare the actual travel
time to some standard. There are two defensible standards:
one is travel time under free flow conditions (nominally 60
Off-Ramp On-Ramp Detector
mph) and the other is travel time under maximum flow.
Drivers understand the first standard, and transportation Figure 1. A section is a portion of highway at a detector location
professionals approve the second. We analyze data to show and may contain one on- or off-ramp.
700
VMT = Flow × SectionLength.
600
Frequency
0 0
20 40 60 80 20 40 60 80 VMT/VHT
mph mph η= .
60 (1)
Lane 3 Lane 4
100 80
This formula permits the following in-
80 terpretation. Suppose the observed input
60
over a section is VHT = 10,000 vehicle-
60
40 hours and η = 0.8 or 80%. Then for the
40 same trips, the travel time would be re-
20 duced by 2,000 vehicle-hours were the
20
section to operate at 100% efficiency.
0 0
20 40 60 80 20 40 60 80 The formula also serves to calculate
mph mph
the efficiency not just for one section and
Figure 3. Distribution by lane of average detector speed over a 25-min interval one hour but for a highway network and
surrounding the time when the detector records maximum flow. any duration:
where k ranges over all sections in the network and t ranges Vehicle-hours traveled, VHT 1.85 million
over the appropriate 5-min intervals; VMTnetwork , VHTnetwork
Average efficiency, η 77%
are simply the sum of the VMT and VHT over all the sections
and time intervals. Vehicle-hours of congestion delay 404,000
We contrast our approach with the standard practice in
Congestion delay saved by IMP 280,000
traffic engineering. The observed MaxFlow depends upon
physical characteristics such as the section’s grade and cur- Delay due to excess demand 124,000
vature, how it is connected to other sections, the location of
on- and off-ramps, etc. It also depends on the pattern of traffic
and how well the highway is operated. In the standard ap- there is no congestion, traffic is moving at 60 mph and effi-
proach, the section is modeled in isolation to derive a theo- ciency is 100%. The estimate η of 77% average efficiency in-
retical maximum flow or capacity (which should be larger cludes these noncongested periods and directions, so if we
than the observed MaxFlow). The canonical model for deriv- ere to limit attention to the morning commute hours, the
ing capacity is given in [3]. To prevent confusion with this no- efficiency estimate would drop significantly. Fig. 4 shows
tion of capacity, we do not use this term and retain the empiri- the daily variation in congestion.
cally defined maximum throughput, MaxFlow. See [4] for a Evening traffic is more congested than morning traffic, so
more detailed treatment of the distinction. the congestion delay over the entire week is at least 808,000
We estimate the congestion delay in Los Angeles using vehicle-hours. For a 50-week year, this amounts to 40 million
(2). PeMS provides 5-min averages of VMT and VHT for each vehicle-hours. The remaining highway network in Los An-
section. For each day during the week of 3-9 October 2000, geles is 75% longer, so we estimate the annual congestion
and the period midnight to noon, we calculate VMT and VHT delay in all Los Angeles highways to be 70 million vehicle-
for the network consisting of highways I-5, I-10, US 101, I-110, hours. Assuming that 70% of this delay can be saved by IMP,
and I-405. For example, the calculation of VMT for I-5 for 4 this amounts to 50 million vehicle-hours each year. Valuing
October is the opportunity cost of time at $20 per vehicle-hour, this
gives an annual savings of $1 billion.
VMT = ∑ k ∑ t VMTk ( t ), From a more inclusive perspective, the efficiency index
(1) is an underestimate, since it only accounts for changes
where k ranges over all sections k in I-5 North and I-5 South in speed and not in flow. As a hypothetical example, con-
and ranges over all 5-min intervals on 4 October from mid- sider a section with a maximum flow of 2,000 VPH at 60
night to noon. mph, but which during congestion has a flow of 1,800 VPH
The results for the network are displayed in Table 1, which at 30 mph. The efficiency according to (1) is 30/60 = 0.5, re-
deserves some comment. VMT is simply the sum of VMT flecting the drop in speed, but it does not reflect the 10% re-
over the five highways and the seven days in the
week. VHT is obtained similarly. The percent effi-
ciency, η, is calculated using (2). The congestion Delay from Inefficiency, Excess Demand
120,000
delay, VHT − VMT/60, is the additional vehicle-
hours spent driving under 60 mph. The conges- 100,000
Vehicle-Hours of Delay
80 60
× MaxFlow.
60 SectionLength
40
$ is the ratio of actual to maximum throughput.
η
20
We estimate η $ for all sections of I-10W during the morn-
0 ing congestion period on 1 October 2000 as follows. For each
0.4 0.5 0.6 0.7 0.8 0.9 1 More
section, we determine the 5-min interval between midnight
Efficiency
and noon when its detector recorded the maximum occu-
Figure 5. Variation in efficiency during congestion along pancy. This is the time of worst congestion, and we find the
sections of I-10W, midnight to noon, 1 October 2000. speed and flow at that time. The efficiency during conges-
tion for this section is
duction in flow. A better measure of the potential efficiency
FlowAtMaxOcc × SeedAtMaxOcc
appears to be $ =
η .
MaxFlow × 60
Flow × Speed
$ =
η . $ across 291 sections with functioning
MaxFlow × SpeedAtMaxFlow The distribution of η
(3)
detectors on I-10W is shown in Fig. 5; 78 sections had an effi-
$ = 0.45 instead of 0.5. (The ciency less than 40%, 65 had an efficiency between 40 and
For the hypothetical example, η
80%, 71 had an efficiency between 80 and 100%, and 46 had
product Flow × Speed was proposed as a measure of perfor-
an efficiency above 100% (recording speeds above 60 mph).
mance in [5].)
Viewing the highway section as a queuing system sheds
light on (3). The section provides a service to its customers Behavior During Congestion
(vehicles): the transport of a vehicle across the section. The Fig. 6 is a plot of flow versus occupancy on one section of
service time of a vehicle is I-10W from midnight to noon on 3 October 2000. Each point
is a 5-min average of flow and occupancy. Successive points
SectionLength are connected by straight lines. Initially, vehicles travel at 60
. mph and flow and occupancy increase in proportion. At 5:30
Speed
am, occupancy reaches a critical level and flow reaches its
maximum, 2,400 VPH. Demand exceeds this maximum, con-
The system serves Flow vehicles in parallel, so its through-
gestion sets in, and speed and flow decline while occupancy
put is
increases. At the depth of congestion, speed is 20 mph and
Speed flow has dropped to 1,400 VPH. Demand then drops, and
× Flow. speed gradually recovers to 60 mph by 9:00 am. For this sec-
SectionLength
tion, the critical occupancy level is 0.11.
This behavior suggests the model of congestion de-
picted in Fig. 7. Notice the three regimes in the
3000 “phase” portrait of the figure: free flow, then
Free Flow, Congestion, Lane 1
100% Inefficient congestion, followed by recovery. The recovery
Efficiency Operation
2500 phase is different from the congestion phase,
Maximum 5:30 am
Flow reminiscent of hysteresis. Standard hydrody-
2000 namic models of fluid flow don’t exhibit such
Flow (v/h)
Flow (VPH)
is to monitor the occupancy downstream of each on-ramp
and to throttle the flow from the on-ramp whenever the oc-
cupancy exceeds its critical value. For a control-theoretic Free Flow Congestion
discussion of this policy, see [6].
The numbers in Table 1 are computed as follows. For Maximum
Flow
each highway section, we calculate the critical occupancy
level from PeMS data, as in Fig. 6. We assume that the pattern
of demand is unchanged. We then simulate the traffic flow
using the model of Fig. 7 and the IMP feedback strategy. In Recovery Phase Depth of
Congestion
the simulation, vehicles are held back at some ramps. We 60 mph
calculate the total time spent by the vehicles at the ramps. Occupany (%)
The ramp delay is 124,000 vehicle-hours. There is a net sav- Critical Occupancy
ings of 280,000 vehicle-hours. Level