Вы находитесь на странице: 1из 10

Rule 116 – Arraignment and Plea Notes:

o The above duty is mandatory except


A. Basic Concepts: when the accused waives such right
Meaning of Arraignment: and the court, finding the accused it
-­‐ Arraignment is the formal mode and capable, allows him to represent
manner of implementing the himself in person.
constitutional right of an accused to be o If the accused informs the court that
informed of the nature and cause of the he cannot afford a lawyer, and the
accusation against him (Taglay vs. court has not allowed him to
Daray, 678 SCRA 640) represent himself – the Judge has
the duty to appoint a counsel de
Purpose of Arraignment: oficio to give meaning and
-­‐ To appraise the accused why he is substance to the constitutional right
being prosecuted by the State, which of the accused to counsel. (Gamas
makes it an indispensable requirement vs. Oco, 425 SCRA 588)
of due process and, therefore, cannot o The judge must not agree or accept
be regarded lightly or brushed aside. to the accused wish to be arraigned
(Taglay vs. Daray, 678 SCRA 640) without representation because the
-­‐ Procedural due process requires that judge has the duty to protect the
the accused be arraigned so that he rights of the accused even against
may be informed of the reason for his their wishes. (Gamas vs. Oco, 425
indictment, the specific charges he is SCRA 588)
bound to face, and the corresponding • In localities where members of the bar
penalty that could be possibly meted are not available, the court may appoint
against him. It is at this stage that the any person, resident of the province
accused, for the first time, is given the and of good reputation and ability to
opportunity to know the precise charge defend the accused (Sec. 7, Rule 116)
that confronts him. (Kummer vs. People, • The counsel de oficio shall be given
705 SCRA 490) reasonable time to consult with the
accused as to his plea before
Effect of the absence of arraignment: proceeding with the arraignment. (Sec.
-­‐ It results in the nullity of the 8, Rule 116)
proceedings before the trial court
(Taglay vs. Daray, 678 SCRA 640)
-­‐ An accused that has not been Options of the accused before arraignment
arraigned, he cannot be tried in and plea:
absentia. (Sec. 14(2), Art. III, • Before arraignment and plea, the
Constitution) accused may avail of any of the
following:
Duty of the Court before arraignment: A. Bill of Particulars:
• Before arraignment, the court shall: Sec. 9, Rule 116 Rule 12
(Sec. 6, Rule 116) Criminal Procedure Civil Procedure
a. Inform the accused of his right to 1. The accused • Before responding to a
counsel; may, before pleading, a party may move
b. Ask him if he desires to have one; for a definite statement or for
arraignment, a bill of particulars of any
and move for a bill matter which is not averred
c. Must assign a counsel de oficio to of particulars to with sufficient definiteness or
defend him, unless: enable him particularity to enable him
i. The accused is allowed to properly to properly to prepare his
responsive pleading.
defend himself in person; or plead and • If the pleading is a reply, the
ii. The accused has employed a prepare for trial. motion must be filed within
counsel of his choice 2. The motion 10 days from the service
  1  
shall: thereof. particulars, as provided under Rule 116,
a. Specify the • Such motion shall point out before he enters his plea.
the defects complained of,
alleged defects the paragraphs wherein they
-­‐ Failure to do so amounts to waiver of
of the are constrained, and the the defect or detail desired in the
complaint or details desired. (Sec. 1, Rule information (People. Jalbuena, 526
information; 112) SCRA 500)
and • Upon the filing of the motion,
the clerk of court must
b. Specify the immediately bring it to the
B. Suspension of Arraignment:
details desire attention of the court which -­‐ Upon motion, the proper party may ask
may either deny or grant it for the suspension of the arraignment in
outright, or allow the parties the following cases
the opportunity to be heard a. If the accused is suffering from
(Sec. 2, Rule 12)
unsound mental condition which
• If the motion if granted,
either in whole or in part, the
renders him unable to fully
compliance therewith must understand the charge against
be effected within 10 days him and to plead intelligently
from notice of the order, thereto.
unless a different period is i. The court shall order his
fixed by the court. The bill of
particulars or a more definite
mental examination and
statement ordered by the his confinement in one
court may be filed either in a hospital or asylums, if
separate or in an amended necessary.
pleading, serving a copy b. There exist a prejudicial question;
thereof on the adverse party.
(Sec. 3, Rule 12)
and
• If the order is not obeyed, or c. A petition for review of the
in case of insufficient prosecutor’s resolution which is
compliance therewith, the pending at either DOJ or Office
court may order the striking of the President.
out of the pleading or the i. The period of suspension
portions thereof to which the
order was directed or make
shall not exceed 60 days
such order as it deem just. counted from the filing of
(Sec. 4, Rule 12) the petition with the
• After service of the bill of reviewing office. (Sec.
particulars or of a more 11©, Rule 116).
definite pleading, or after -­‐ With the arraignment of the accused,
notice of denial of his the DOJ Secretary can no longer
motion, the moving party
may file his responsive entertain the appeal or petition for
pleading within the period to review because petitioner had already
which he was entitled at the waived or abandoned the same.
time of filing his motion, (Gandarosa vs. Flores, 527 SCRA 776)
which shall not be less than
5 days in any event. (Sec. 5,
Rule 12) C. Motion to Quash:
• A Bill of Particulars becomes -­‐ At ay time before entering his plea, the
part of the pleading for accused may move to quash the
which it is intended. (Sec. 6, complaint or information on any
Rule 12) grounds provided under Sec. 3, Rule
117, in relation to Sec. 1, Rule 117.
Notes: -­‐ Grounds for motion to quash by the
-­‐ If the accused finds the information accused: (Sec. 3. Rule 117)
defective as it bears only the month and a. That the facts charged do not
year of the incident complained of, he constitute an offense;
should file a motion for bill of

  2  
b. That the court trying the case has probable cause. (Ramiscal, Jr. vs. SB,
no jurisdiction over the offense 630 SCRA 505)
charged; o Therefore, if the filing of a motion
c. That the court trying the offense for reconsideration of the resolution
has no jurisdiction over the person finding probable cause cannot bar
of the accused; the filing of the corresponding
d. That the officer who filed the information, then neither can it bar
information had no authority to do the arraignment of the accused,
so; which follows the filing of the
e. That it does not conform information.
substantially to the prescribed o Sec. 11 of Rule 116, ROC applies
form; suppletorily in matters not provided
f. That more than one offense is under the Rules of Procedure of the
charged except when a single Ombudsman or the Revised Internal
punishment for various offenses is Rules of the Sandiganbayan.
prescribed by law;
g. That the criminal action or liability Arraignment under an amended
has been extinguished; information, substantial information:
h. That it contains averments which, • Where the accused had been already
if true, would constitute a legal arraigned and the information was
excuse or justification; and substantially amended: (Cabangangan
i. That the accused has been vs. Conception, 95 Phil. 87)
previously convicted or acquitted o An arraignment on the amended
of the offense charged, or the case information is mandatory because
against him was dismissed or the accused had repeatedly called
otherwise terminated without his the attention of the court to the
express consent. absence of arraignment.
o If he is not arraigned and is
D. Challenge the Validity of Arrest or convicted under the second
Legality of the warrant issued or Assail information, the conviction
the regularity or question the absence of constitutes reversible error.
a preliminary investigation of the charge: • Substitution of Information:
-­‐ An objection against an arrest or the o Another preliminary investigation is
procedure in the acquisition by the entailed and the accused has to
court of jurisdiction over the person of plead anew to the new information.
an accused should be made at or • Where the amendment is only as to
before the arraignment; otherwise, the form:
objection is deemed waived. (People vs. o No need for another preliminary
Lozada, 406 SCRA 494) investigation and the retaking of the
-­‐ The arraignment of the accused plea of the accused; (Teehankee, jr.
constitutes a waiver if the right of the vs. Madayag, 207 SCRA 134)
preliminary investigation or o Amendment done after the plea and
reinvestigation – such waiver is during the trail – it does not call for
tantamount to a finding of probable a second plea.
cause. (Adasa vs. Abalos, 516 SCRA Example:
261) -­‐ Change in the date of the commission
of the crime of homicide.
Notes: • Such amendment does not
• The Rules of Procedure of the change the nature of the crime,
Ombudsman allows the filing of an does not affect the essence of
Information in court pending a motion the offense nor deprive the
for reconsideration of the finding of accused of an opportunity to
  3  
meet the new averment, and is 2. The time for the pendency of a bill
not prejudicial to the accused. of particulars; or
(Kummer vs. People, 705 SCRA 3. Other cause justifying suspension
490) of the arraignments.

-­‐ If the accused pleads not guilty to the


B. How Arraignment and Plea are made: crime charged - He/she shall state
whether he/she interposes a negative or
Where arraignment is to be made: affirmative defense. (Sec. 7, RA 8493)
-­‐ Accused must be arraigned before the • Negative Defense: It requires
court where the complaint or the prosecution to prove the guilt
information was filed or assigned for of the accused beyond
trial. (Sec. 1(a), Rule 116) reasonable doubt.
• Affirmative Defense: It modify
How arraignment is made: (Sec. 1(a), Rule the order of trial and require the
116) accused to prove such defense
-­‐ It should be: by clear and convincing
• Made in open court; evidence.
• By the judge or clerk -­‐ When the accused is under preventive
• By furnishing the accused with a suspension: (Sec. 1(e), Rule 116)
copy of the complaint or • The accused’s case shall be
information, and raffled and its records
• Asking him (accused) whether he transmitted to the judge to whom
pleads guilty or not guilty. the case was raffled within 3
days from the filing of the
When arraignment is to be made: information or complaint.
-­‐ Rules of Court vs. Speedy Trial Act: • The accused shall be arraigned
Rules of Court Speedy Trial Act within 10 days frm the date of the
Arraignment shall be Arraignment of an raffle and the pre-trial conference
within 30 days from accused shall be held shall be held within 10 days after
the date the court within 30 days from arraignment.
acquires jurisdiction the filing of the
over the person of the information, or from Arraignment after submission of the case
accused, unless a the date the accused for decision:
shorter period is has appeared before -­‐ SC ruled that an arraignment may be
provided by a special the justice, judge, or made after a case has been submitted
law or a SC circular. court in which the for decision. (People vs. Pangilinan, 518
(Sec. 1(g), Rule 116) charge is pending, SCRA 358)
whichever date last -­‐ Trial court acquired jurisdiction over the
occurs. Thereafter, person of the accused when he was
where a plea of not arrested. His arrest, not his arraignment,
guilty is entered, the conferred on the trail court jurisdiction
accused shall have at over his person.
least 15 days to
prepare for trial. (Sec. Q: W/N the appellant rights and
7, RA 8493) interests were prejudiced by the fact
that he was arraigned only after the
-­‐ In computing the period, the following case was submitted for decision?
shall be excluded: (Sec. 1(g), Rule 116)
1. The time of the pendency of a Ans: NO – the arraignment defect was
motion to quash; cured when his counsel participated in the
trial without raising any objection that his
  4  
clint had yet ti be arraigned. No protest deemed withdrawn and a plea of
was made when appellant was not guilty shall be entered. (Sec.
subsequently arraigned. The parties did not 1(d), Rule 116)
question the procedure undertaken by the • The accused submits himself to the
trial court.it is only now, after being jurisdiction of the trial court by entering
convicted and sentenced to two death a plea of not guilty, thereby curing any
sentences, that appellant cries that his defect in his arrest.
constitutional right has been violated. It is o However, the waiver of the right
already too late to raise this procedural to question the legality of the
defect. arrest does not necessarily carry
with it his waiver of the right to
Record of Arraignment: (Sec. 1(b), Rule question the admissibility of the
116) evidence procured on the
-­‐ Arraignment and plea shall be made of occasion of or incidental to the
record. illegal arrest. The waiver did not
-­‐ Failure to put in record shall not affect transform an inadmissible
the validity of the proceedings. evidence to one that is
admissible. (People vs. Oua, 415
Presence of the accused: SCRA 540)
-­‐ The accused must be present at the • When accused admits the facts in the
arraignment and must personally enter information but alleges that he
his plea (Sec. 1(b), Rule 116) performed the acts as charged because
he feared for his life – A plea of Not
Presence of the offended party: (Sec. 1(f), Guilty is proper. (People vs. Baetiong, 2
Rule 116) Phil. 126)
-­‐ Private offended party is required to • A plea is not considered conditional if it
appear at the arraignment for the amounts to a plea for leniency in the
following purposes: imposition of a penalty: (People vs.
1. Plea bargaining; Comendador, 100 SCRA 155)
2. Determining the civil liability; and o When the accused requested for
3. Other matters requiring his a lesser penalty, such does not
presence make his plea of guilty
-­‐ What if the offended party fails to conditional
appear despite due notice? o It remains to be an admission of
• The court may allow the accused the facts alleged in the
to enter a plea of guilty to a information charging Robbery
lesser offense which is included with homicide.
in the offense charged with the o Said plea for a lesser penalty is
conformity of the trial an appeal to emotion as it does
prosecution alone. not assail, restrict or qualify the
information.
When a plea of “Not Guilty” shall be o SC observed that the accused
entered: intended his plea of guilty to be
• Aside from an actual plea of not guilty, a unconditional because he did not
plea of not guilty shall be entered for bother to adduce any evidence in
the accused if: his favor and merely submitted
a. He refuses to plead; the case for decision. Although
b. He makes a conditional plea; he had an opportunity to do so
(Sec. 1(c), Rule 116) after the prosecution rested its
c. He pleads guilty but presents case, he did not avail the same.
exculpatory evidence in which
case the guilty plea shall be
  5  
• When the accused pleads guilty of not guilty be entered for him. (People
provided he is given a lesser penalty – it vs. Balisacan, 17 SCRA 1119).
is not a plea to a lesser offense.
o It is a plea that made conditions Plea of guilty as a judicial confession; effect
on the penalty to be imposed. on aggravating circumstances:
o An accused may be foist a • General Rule: A plea of guilty is a
conditional plea of guilty on the judicial confession of guilt:
court by admitting his guilt o An admission of all the material
provided that a certain penalty facts alleged in the information,
will be meted unto him. including the aggravating
o A plea of guilty is subject to the circumstances alleged. (People
provisio that a certain penalty be vs. Gravino, 122 SCRA 123)
imposed upon him is equivalent • Exceptions to the admission of
to a plea of not guilty and would aggravating circumstances:
require a full-blown trial before o If such circumstances are
judgment may be rendered. disproved by the evidence,:
(People vs. Magat, 332 SCRA § When the accused, who lacks
517). instruction, pleads guilty to the
• If an accused admits the truth of some crime of parricide described in
or all the allegations in the information the information as having been
but interposes excuses or additional committed with the aggravating
facts which would exempt or relieve him circumstances of treachery and
in whole or in part of criminal evident premeditation and his
responsibility. – A formal plea of not testimony given under oath
guilty should be entered. (People vs. before the trial court fails to
Albert, 251 SCRA 136) show the existence if such
• When the plea of not guilty is not aggravating circumstances, his
definite or ambiguous, or not absolute, plea of guilty shall be
the same amounts to a plea of not understood as being to the
guilty. admission of having committed
o When the accused pleaded guilty the crime of parricide, not
to the charged crime but every having done so with treachery
time he was asked about the and evident premeditation.
specific allegations in the (People vs. Comendador, 100
information, he denied the SCRA 155)
specific allegations about the § A plea of guilty cannot beheld
killing of the victim. When he was to include treachery and
interrogated to explain why he evident premeditation where
answered in the negative the evidence adduced does not
considering that he had a adequately disclose the
entered a guilty plea but he existence of these qualifying
consistently answered “No” circumstances (People vs.
every time to each question. Gravino, 122 SCRA 123)
(People vs. Strong, 63 SCRA o Evidence may disprove
133) aggravating circumstances
• When the accused first entered a plea despite the plea of guilty
of guilty and, subsequently, he testified because a plea of guilty does not
that he acted in self-defense – Said dispense with the presentation of
testimony had the effect of vacating his evidence.
plea of guilty and the trial court should Accused Pleaded Accused Pleaded
have required him oplead anow on the Guilty to a Non- Guilty to a Capital
charge, or at least direct that a new plea Capital Offense Offense
  6  
The court may receive The court shall • An offense may be said to necessarily
evidence to determine conduct a searching include another when some of the
the penalty to be inquiry into the essential elements or ingredients of the
imposed. (Sec. 4, voluntariness and full former as alleged in the complaint or
Rule 116) comprehension of the information (and vice versa), an offense
consequences of his may be said to be necessarily included
plea and shall require in another when the essential
the prosecution to ingredients of the former constitute or
prove his guilt and the form part of those constituting the
precise degree of latter.
culpability. The o Hence, a person charged with
accused may present robbery or theft cannot plead
evidence in his behalf guilty to estafa because the
(Sec. 3, Rule 116) elements of the latter are not
included in the former. (Daan vs.
Plea of guilty to a lesser offense; Plea SB, 550 SCRA 233)
Bargaining:
-­‐ Plea Bargaining in criminal cases: When plea of guilty to a lesser offense may
• It is a process whereby the be made:
accused and the prosecution -­‐ It is allow on the following:
work mutually satisfactory • at arraignment
disposition of the case subject to • after arraignment
court approval. • after his (accused) prior plea of
• It involves the defendant’s not guiltyis withdrawn, provide
pleading guilty to a lesser that it is made before trial (Sec.
offenses or to only one or some 2, Rule116)
of the counts of a multi-count -­‐ It may be considered also during the
indictment in return for a lighter trial proper and even after prosecution
sentence than that for the graver has finished presenting its evidence and
charge (Daan vs. SB, 550 SCRA rested its case.
233) -­‐ When plea bargaining was allowed by
court - there is no need to amend the
Requisites for a Plea of Guilty to a lesser information or complaint. (Sec. 2, Rule
offense (Plea Bargaining): 116)
• Requisites:
a. The lesser offense is necessarily Plea of Guilty to a capital offense:
included in the offense charged; • A capital offense may be punished by
and death, however, RA 9346 provides that
b. The plea must be with the consent the death penalty shall no longer be
of both the offended party and the imposed.
prosecutor (Sec. 2, Rule 116). The • When the accused pleads guilty to a
consent of the offended party will capital offense, the Court is mandated
not be required if said party, to perform the following acts:
despite due process, fails to appear a. The conduct a searching inquiry:
during the arraignment. (Sec. 1(f), i. To ascertain the
Rule 116). voluntariness of the plea;
• The acceptance of an offer to plead and
guilty to a lesser offense is not ii. To ascertain whether or not
demandable by the accused as a matter the accused has full
of right but is a matter addressed comprehension of the
entirely to the sound discretion of the consequences of his plea;
trial court.
  7  
b. To require to the prosecution to i. How he was brought into
prove the following: the custody of the law;
i. The guilt of the accused; and ii. Whether he had the
ii. The precise degree of his assistance of a competent
culpability: counsel during the
c. To ask the accused if he wishes custodial and preliminary
to present evidence in his behalf investigations; and
and be allowed to do so, if he iii. Under what conditions he
desires. (Sec. 3, Rule 116) was detained and
• In capital offenses, one cannot just lean interrogated during the
on the presumption that the accused investigation.
has understood his plea. Note:
o A mere warning that the accused This is intended to rule out the
faces the supreme penalty of possibility that the accused has been
death is insufficient. (People vs. coerced or placed under a state of
Principe, 381 SCRA 642) duress either by actual threats of
• The tenor of the rule clearly precludes physical harm coming from malevolent
the court from determining the guilt of quarters or simply because of the
the accused from a mere plea of guilty judge’s intimidating robes.
to a capital offense.
o The court is mandated to b. Ask the defense counsel a series
conduct a searching inquiry to of questions as to whether he
determine whether or not the had conferred with, and
plea was voluntarily and that the completely explained to the
accused had full comprehension accused the meaning and
of the consequences of his plea. consequences of a plea of guilty.
(People vs. Francisco, 635 SCRA c. Elicit information about the
440) personality profile of the
• Rationale? accused. Such as his age, socio-
o To courts must proceed with economic status, and
more care where the possible educational background, which
punishment is in its severest ma serve as a trustworthy index
form, namely death, for the of his capacity to give a free and
reason that the execution of such informed plea of guilty.
sentence is irreversible. d. Inform the accused the exact
o To avoid improvident pleas of length of imprisonment or nature
guilt on the part of an accused of the penalty under the law and
where grave crimes are involved the certainty that he will serve
since he might be admitting his such sentence.
guilt before the court and -­‐ An accused pleads guilty in the hope of
forfeiting his life and liberty a lenient treatment or upon had advice
without having fully understood or because of promises of authorities or
the meaning, significance and parties of a lighter penalty should he
consequence of his plea. (People admit guilt or expense remorse.
vs. Gambao, 706 SCRA 508) -­‐ It is the duty of the judge to ensure that
the accused does not labor under these
Meaning of “Searching Inquiry”: mistaken impressions because a plea of
-­‐ Guideline in the making of such inquiry: guilty carries with it not only the
(People vs. Pastor, 379 SCRA 181) admission of authorship of the crime
a. Ascertain from the accused proper but also of the aggravating
himself: circumstances attending it, that
increase punishment.

  8  
e. Inquire if the accused be withdrawn and be substituted by a
-­‐ Failure of the court of the court to do so plea of not guilty. (Sec. 5, Rule 116)
would constitute a violation of his -­‐ When the trial court failed to conduct
fundamental right to be informed of the the prescribed “Searching Inquiry” into
precise nature of the accusation against the voluntariness of the accused’s plea
him and a denial of his right to due of guilty is deemed made improvidently
process. and rendered inefficacious. (People vs.
Gumimba. 517 SCRA 25).
f. All questions posed to the -­‐ Conviction based on an improvident
accused should be in a language plea of guilty are set aside only if such
known and understood by the plea is the sole basis of the judgment.
latter; • Where the trial court receives
g. The trial judge must satisfy evidence to determine precisely
himself that the accused, in whether the accused erred in
pleading guilty, is truly guilty. The admitting his guilt, the manner in
accused must be required to which the plea is made loss legal
narrate the tragedy or reenact significance if the legal
the crime or furnish its missing conviction is (independently of
details. the plea) based on evidence
proving the commission by the
Plea of Guilty to a Non-Capital offense: accused of the offense charged.
• The court may receive evidence from (People vs. Talusan, 592 SCRA
the parties to determine the penalty to 709)
be imposed (Sec. 4, Rule 116) -­‐ A conviction based on a plea of guilty to
• When the accused did not plead guilty a capital offense had been set only
to a capital offense, he cannot invoke when such plea was the only basis of
Sec. 3 of Rule – requiring the searching the judgment.
inquiry into the voluntariness and full • When the trial court relied on
comprehension of the consequences of sufficient and credible evidence
his plea. (People vs. Madraga, 344 to convict the accused, the same
SCRA 628) must be sustained because the
• Additional evidence independent of the conviction was not based on the
plea may be considered to convince the guilty plea of the accused.
judge that it was intelligently made. (People vs. Ceredon, 542 SCRA
When the accused pleads guilty to a 550)
non-capital offense, the court may
receive evidence from the parties to Production or inspection of material
determine the penalty to be imposed. evidence:
(People vs. Mendoza, 231 SCRA 64) -­‐ Rule 116 authorizes the court to issue
o This rule is directory an order to the prosecution to produce
o It will be clear abuse of discretion and permit the inspection and copying
on the part of the judge to persist or photographing of any written
in holding the accused bound to statement given by the complainant and
his admission of guilt and other witnesses in any investigation of
sentencing him accordingly when the offense conducted by the
the totality of the evidence points prosecution or the other investigating
to his acquittal. officers, as well as any designated
documents, papers, books, accounts,
Improvident plea of guilty: letters, photographs, objects, or
-­‐ At any time before the judgment of the tangible things not otherwise,
conviction becomes final, the court may privileged, which constitute or contain
permit an improvident plea of guilty to evidence material to any matter
  9  
involved in the case and which are in
the possession or under the control of
the prosecution, police or other law
investigating agencies. (Sec. 10, Rule
116)
-­‐ The production or inspection of material
evidence in possession of the
prosecution shall be allowed upon the
motion of the accused with notice to
the [arties. (Sec. 10, Rule 116)
-­‐ The purpose of this rule is to prevent
surprise, suppression, or alteration of
the evidence. (Sec. 10, Rule 116)

  10  

Вам также может понравиться