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Worm Gears
Chapter Outline
11.1 Introduction 439
11.2 Force Analysis 446
11.3 AGMA Equations 449
11.4 Design Procedure 453
11.5 Conclusions 455
References 456
Further Reading 456
Nomenclature 457
Abstract
Worm and wheel gears are widely used for nonparallel, nonintersecting, right angle gear drive system
applications where a high transmission gearing ratio is required. In comparison to other gear, belt,
and chain transmission elements, worm and wheel gear sets tend to offer a more compact solution.
In certain configurations, a worm and wheel gear set can provide sufficiently high friction to be
self-locking. This can be a desirable feature if a defined position is required for a gear train, if it is
not braked or unpowered. This chapter provides an overview of worms and wheels and outlines a
selection procedure.
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11.1 Introduction
A worm gear is a cylindrical helical gear with one or more threads and resembles a screw
thread. A worm wheel or worm gear is a cylindrical gear with flanks cut in such a way as to
ensure contact with the flanks of the worm gear. The worm wheel is analogous to a nut that
fits on the screw thread of the worm. If the worm is restrained axially within its housing and
if the worm is rotated, the worm gear will also rotate. Typical forms for worms and worm
gears are shown in Figure 11.1.
In a worm and wheel gear set rotary power can be transmitted between nonparallel and
nonintersecting shafts. A worm and wheel gear set is typically used when the speed ratio of
the two shafts is high, say three or more.
Worm and wheel gear sets are used for steering gear, winch blocks, e.g. see Figure 11.2,
low-speed gearboxes, rotary tables, and remote valve control. Worm and wheel gear sets are
Figure 11.1
Worm and wheel gear sets.
capable of high-speed reduction and high load applications where nonparallel, non-intersecting
shafts are used. The 90 configuration is most common, although other angles are possible.
Frictional heat generation is high in worm gears because of the high sliding velocities, so
continuous lubrication and provision for heat dissipation are required.
The direction of rotation of the worm wheel depends on the direction of rotation of the worm
and on whether the worm teeth have a right-hand thread or a left-hand thread. The direction of
rotation for a worm and wheel gear sets is illustrated is Figure 11.3.
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Worms usually have just one tooth and can, therefore, produce gearing ratios as high as the
number of teeth on the gear wheel. Herein lies the principal merit of worm and wheel gear sets.
In comparison to other gear sets, which are typically limited to a gear ratio of up to 10:1, worm
Figure 11.2
Possible outline winch configuration incorporating a worm and wheel gear set.
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Worm Gears 441
Right hand
Thrust bearing
Driver Driver
Left hand
Driver Driver
Figure 11.3
Rotation and hand relations for worm and wheel gear sets. After Boston Gear Division.
and wheel gear sets can achieve gear ratios of up to 360:1, although most manufacturers quote
ranges between 3:1 and 100:1. Ratios above 30:1 generally have one thread on the worm, while
ratios below 30:1 tend to have a worm with multiple threads (sometimes referred to as starts).
The gear ratio for a worm and wheel gear set is given by
NG
mG ¼ (11.1)
NW
where
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mG ¼ gear ratio,
NG ¼ number of teeth in the worm gear, and
NW ¼ number of threads in the worm.
A particular merit of worm and wheel gear sets is their ability to self-lock. If a worm set is
self-locking it will not back drive and any torque applied to the worm gear will not rotate the
worm. A self-locking worm and wheel gear set can only be driven forward by rotation of
the worm. Such a gear set can, therefore, be used to hold a load. This is commonly
exploited in a car jack. Whether a worm and wheel gear set will be self-locking depends on
frictional contact between the worm and the worm wheel flanks.
There are two types of worm and wheel gear sets, depending on whether the teeth of one or
both wrap around each other.
• Single enveloping worm and wheel gear sets, see Figure 11.4, and
• Double enveloping worm and wheel gear sets, see Figure 11.5.
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442 Chapter 11
Pitch diameter d w
Worm Helix
Pitch cylinder
Root diameter
Helix angle ψ w
Axial pitch lpitch Lead L
Worm gear
Lead angle λ
Pitch diameter dG
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Figure 11.4
Nomenclature for a single enveloping worm and wheel gear set.
Worm
3 4
1 2 5
Figure 11.5
Double enveloping worm and wheel gear set.
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Worm Gears 443
Rotation
of gear
A
Line 2
Line 1
Rotation
of worm Line 2 Line 1
A Center section AA
Figure 11.6
Lines of contact for a worm and wheel gear set.
As the worm rotates through the worm gear, lines of contact either roll or progress from the tip
to the root of the worm gear teeth. At any instant in time, there may be two or three teeth in
contact and transmitting power as illustrated in Figure 11.6.
Some of the key geometric features and dimensions for a worm gear are illustrated in
Figure 11.7.
The helix angle on a worm is usually high, and the helix angle on the worm wheel is low.
Normal convention is to define a lead angle, l, on the worm and a helix angle, jG, on the
do FW
d lpitch
a
dr
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b ht
c
FG
Dt
C
Dr Dm
Do
Figure 11.7
Worm gear dimensions.
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444 Chapter 11
worm gear. For a 90 configuration, l ¼ jG. The distance that a point on the mating worm
gear moves axially in one revolution of the worm is called the lead, L.
The following relationships apply to the lead, L, and lead angle, l:
pdG NW
L ¼ lpitch NW ¼ (11.2)
NG
L
tan l ¼ (11.3)
pdW
where
L ¼ lead (mm),
lpitch ¼ worm axial pitch (mm),
NW ¼ number of teeth on the worm,
dG ¼ pitch diameter of the worm gear (mm),
NG ¼ number of teeth on the worm gear,
l ¼ lead angle ( ), and
dW ¼ pitch diameter of the worm (mm).
The worm lead angle and the worm helix angle, jW, are related by l ¼ 90 jW.
The lead angle will vary from the root to the outside diameter of the worm, as indicated in
Figure 11.8. Generally, self-locking occurs for lead angles below 6 . However, care is
necessary in relying solely on self-locking to brake or sustain a load, as vibration has been
Figure 11.8
Variation of the lead angle on a worm gear. Figure after AGMA.
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Worm Gears 445
known to result in a reduction of the frictional contact between the worm and wheel for lead
angles below 6 and resulting movement or failure of the device.
The axial pitch of the worm and the transverse circular pitch of the wheel will be equal for a
90 set configuration,
d ¼ mN (11.4)
The worm can have any pitch diameter, as this is not related to the number of teeth. General
guidance for optimum power capacity indicates that the pitch diameter, d, of the worm should
fall in the following ranges (AGMA 6022-C93):
C 0:875 C 0:875
dmax (11.5)
1:6 1:07
C 0:875 C 0:875
dmin (11.6)
3 2
where:
C ¼ center distance (mm),
d ¼ worm pitch diameter (mm),
dmax ¼ maximum worm pitch diameter (mm), and
dmin ¼ minimum worm pitch diameter (mm).
Dudley (1984) using Imperial units, see also Radzevich (2012), recommends
C 0:875
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dz (11.7)
2:2
The pitch diameter of the worm gear, dG, is related to the center distance C and the pitch
diameter of the worm, by
dG ¼ 2C d (11.8)
a ¼ 0:3183lpitch (11.9)
b ¼ 0:3683lpitch (11.10)
The face width of a worm gear, Figure 11.7, is limited by the worm diameter. The ANSI/
AGMA 6034-B92 recommendation for the minimum face width, for a pitch exceeding
4.06 mm, is given by
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446 Chapter 11
FG ¼ 0:67d (11.11)
The tooth forms for worm and wheel gear sets are not involutes. They are manufactured as
matched sets. The worm is subject to high stresses and is normally made using a hardened
steel such as AISI 1020, 1117, 8620, 4320 hardened to HRC 58e62, or a medium carbon
steel such as AISI 4140 or 4150 induction or flame hardened to a case of HRC 58e62
(Norton, 2006). They are typically ground or polished to a roughness of Ra ¼ 0.4 mm. The
worm gear needs to be of softer material that is compliant enough to run-in and conform to the
worm under the high sliding running conditions. Sand cast or forged bronze is commonly
used. Cast iron and polymers are sometimes used for lightly loaded, low-speed applications.
An analysis of the forces associated with a worm and wheel gear set can be undertaken
readily, and this is outlined in Section 11.2. Such information is critical in order to enable
suitable bearings to be selected for both shafts. Worm and wheel gear sets tend to fail due to
pitting and wear (see Maitra (1994) and Dudley (1984)). The American Gear Manufacturer
Association power ratings, based on wear and pitting resistance, are presented in Section 11.3
and an associated design procedure in Section 11.4.
Wy ¼ W sin fn (11.13)
where
Wx ¼ force component in the tangential direction on the worm (N),
Wy ¼ force component in the radial direction on the worm (N),
Wz ¼ force component in the axial direction on the worm (N),
l ¼ lead angle ( ), and
fn ¼ normal pressure angle of the worm thread at the mean diameter ( ).
Standard pressure angles for worm and wheel gear sets are 14.5, 17.5, 20, 22.5, 25, 27.5, and
30 . The higher the pressure, the higher the tooth strength; albeit at the expense of higher
friction, bearing loads, and bending stresses in the worm.
The minimum number of worm gear teeth, Nmin, as a function of the pressure angle is listed
in Table 11.1.
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Worm Gears 447
Wy
W fWsin λ
φ
t
Wx
φ λ fWcos λ
n
Wf =fW
Wz x
Pitch helx
z
nW Pitch cylinder
Figure 11.9
Pitch cylinder of the worm, showing the forces exerted on the worm by the worm gear.
Image after Shigley (1986).
As the forces on the worm and worm gear are equal and opposite, the tangential, radial, and
axial forces are given by
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448 Chapter 11
or
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cos fn f tan l
h¼ (11.24)
cos fn þ f cot l
A typical value for the coefficient of friction for worm gears is f z 0.05. The variation of
efficiency with helix angle is given in Table 11.2.
Experiments have shown that efficiency for a worm and wheel gear set is a function of the
sliding velocity. Taking VG as the pitch line velocity of the gear and VW as the pitch line
velocity of the worm, the sliding velocity, Vs, is given by vector addition:
VW ¼ VG þ Vs (11.25)
or
VW
Vs ¼ (11.26)
cos l
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Worm Gears 449
where
VG ¼ pitch line velocity of the gear (m/s),
VW ¼ pitch line velocity of the worm (m/s), and
VS ¼ sliding velocity (m/s).
where Ploss is the power lost due to friction in the mesh (kW).
The output power is given by
nWtg dg
Poutput ¼ (11.28)
1:91 107 mG
where
n ¼ rotational speed of the worm (rpm),
Wtg ¼ worm gear tangential force (N),
Poutput ¼ output power (kW),
mG ¼ gear ratio, and
dg ¼ mean gear diameter (mm).
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450 Chapter 11
Cs Cm Cv d g0:8 F
Wt ¼ (11.30)
75:948
where
Cs ¼ materials factor,
dg ¼ mean diameter of the gear (mm),
F ¼ effective face width (mm),
Cm ¼ ratio correction factor, and
Cv ¼ velocity factor.
The friction force can be determined by
f Wt
Wf ¼ (11.31)
cos l cos fn
where
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f ¼ coefficient of friction,
Wt ¼ tangential load on the worm gear tooth (N),
l ¼ lead angle ( ), and
fn ¼ normal pressure angle of the worm thread at the mean diameter ( ).
The sliding velocity at the mean worm diameter can be determined by
ndm
Vt ¼ (11.32)
19;098 cos l
where
n ¼ rotational speed of the worm (rpm), and
dm ¼ mean worm diameter (mm).
Values for the ratio correction factor, the velocity factor, and materials factors can be found
from tables provided in the ANSI/AGMA 6034-B92 standard. The following equations for
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Worm Gears 451
the ratio correction factor, the velocity factor, and materials factors provide approximations to
the values given in the tables.
The ratio correction factor Cm is a function of the gear ratio, mG.
For 3 mG 20
0:5
Cm ¼ 0:02 m2G þ 40mG 76 þ 0:46 (11.33)
For 20 mG 76
0:5
Cm ¼ 0:0107 m2G þ 56mG þ 5145 (11.34)
For mG > 76
Cm ¼ 1:1483 0:00658mG (11.35)
Cv ¼ 1:098Vt0:774 (11.38)
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f ¼ 0:124eð2:233V t Þ
0:645
(11.39)
f ¼ 0:103eð1:185V t Þ
0:45
(11.40)
This value can be compared to the values obtained for the relevant means of casting, as
indicated by the following relationships and the smaller value used.
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452 Chapter 11
Poutput
h¼ 100 (11.45)
Pinput
nWt dm
h¼ 100 (11.46)
1:91 107 mG Pinput
where
Poutput ¼ rated output power (kW),
Pinput ¼ rated input power (kW),
n ¼ rotational speed of the worm (rpm),
Wt ¼ tangential load on the worm gear (N),
dm ¼ mean diameter of the gear (mm),
mG ¼ gear ratio.
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Worm Gears 453
Example 11.1
Develop a design for a worm and wheel gear set. The prime mover is an electric motor
running at 1470 rpm. A reduction ratio of 50:1 is required. The peak torque required is
850 N m. Assume sand cast gears.
Solution
Input speed ¼ 1470 rpm. Ratio 50:1.
Output ¼ 29.4 rpm.
Sand cast gears.
If a single start worm is specified, then a 50 tooth worm gear will be needed to give a ratio
of 50:1.
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454 Chapter 11
Fifty teeth are above the minimum recommended (see Table 11.1).
An estimate for the center distance needs to be made. If the center distance between the worm
and wheel is taken as 140 mm, then from Eqns (11.5) and (11.6), the pitch diameter range is
found to be between 20.72 and 70.55 mm. A midvalue of 50 mm is selected here.
From Eqn (11.8),
dG ¼ 2C d ¼ ð2 140Þ 50 ¼ 230:0 mm
Generally, self-locking occurs for lead angles below 6 . This is less than 6 so the worm set
will be self-locking.
The face width can be determined from Eqn (11.11)
FG ¼ 0:67d ¼ 0:67 50 ¼ 33:5 mm
The materials factor for sand cast gears is given by Eqn (11.42), if the mean worm diameter is
greater than 63.5 mm. Here, the mean worm diameter is 50 mm so Cs ¼ 1000
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mG ¼ 50:
The tangential velocity at the mean worm diameter can be determined from Eqn (11.32),
nd 1470 50:0
Vt ¼ ¼ ¼ 3:865 m=s
19; 098 cos l 19;098 cos 5:256
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Worm Gears 455
f Wt 0:01167 8134
Wf ¼ ¼ ¼ 101:5 N
cos l cos f cos 5:256 cos 20
Vt Wf 3:865 101:5
Ploss ¼ ¼ ¼ 0:392 kW
1000 1000
d 0:230
Tq ¼ Wt ¼ 8134 ¼ 935:4 N m
2 2
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This torque exceeds the requirement, suggesting that the design is suitable. If the value was
below that required, then an alternative center distance could be explored and, if necessary,
the number of starts could be increased.
11.5 Conclusions
Worm and wheel gears are usually used for nonparallel nonintersecting right angle gear
drive system applications, where a high gear ratio is required. They can also be used for
medium-speed reductions. The worm is generally the driving member. The high
transmission ratio leads to a compact solution for many applications in comparison to other
types of gearing. For certain arrangements, self-locking is possible, and this can provide an
attribute for some applications where a set position is desirable if the drive train is not
braked or powered.
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456 Chapter 11
References
Books and Papers
Dudley, D.W., 1984. Handbook of Practical Gear Design. McGraw Hill.
Maitra, G.M., 1994. Handbook of Gear Design, second ed. Tata McGraw Hill.
Norton, R.L., 2006. Machine Design, third ed. Pearson.
Radzevich, S.P., 2012. Dudley’s gear handbook of practical gear design and manufacture, 2nd ed. CRC Press.
Shigley, J.E., 1986. Mechanical Engineering Design, first metric ed. McGraw Hill.
Further Reading
Shigley, J.E., Mischke, C.R., Budynas, R.G., 2004. Mechanical Engineering Design, seventh ed.
McGraw Hill.
Townsend, D.P., 1992. Dudley’s Gear Handbook, second ed. McGraw Hill.
Standards
AGMA Design manual for cylindrical wormgearing. ANSI/AGMA Standard 6022-C93. Reaffirmed 2008.
AGMA Practice for enclosed cylindrical wormgear speed reducers and gearmotors. ANSI/AGMA Standard
6034-B92. Reaffirmed 2005.
BS 721-1:1963. Specification for worm gearing. Imperial units.
BS 721-2:1983. Specification for worm gearing. Metric units.
BS ISO TR 10828:1997. Worm gears. Geometry of worm profiles.
PD ISO/TR 14521:2010. Gears. Calculation of load capacity of wormgears.
Web Sites
At the time of going to press the world-wide-web contained useful information relating to this chapter at the
following sites:
www.ashokaengineering.com/
Copyright © 2013. Elsevier Science & Technology. All rights reserved.
www.bandhgears.co.uk
www.bellgears.co.uk
www.bostongear.com/products/open/worms.html
www.brentwingearcompany.co.uk
www.davall.co.uk
www.delroyd.com
www.gearcutting.com
www.gearmanufacturer.net/
www.girard-transmissions.com
www.hewitt-topham.co.uk/
www.hopwoodgear.com
www.hpcgears.com
www.huco.com
www.mmestrygears.com
www.muffettgears.co.uk/
www.qtcgears.com/
www.rarodriguez.co.uk
www.traceygear.com
www.wmberg.com
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Worm Gears 457
Nomenclature
The following symbols have been used in this chapter. Generally, preferred SI units have been
stated:
a addendum (mm)
b dedendum (mm)
c clearance (mm)
C center distance (mm)
Cm ratio correction factor
Cs materials factor
Cv velocity factor
d worm pitch diameter (mm)
dg mean diameter of the gear (mm)
dG pitch diameter of the worm gear (mm)
dm mean diameter of the worm gear (mm)
dmax maximum pitch diameter of the worm (mm)
dmin minimum pitch diameter of the worm (mm)
do worm outer diameter (mm)
dr worm root diameter (mm)
dW pitch diameter of the worm (mm)
Dm mean gear diameter (mm)
Do worm gear outer diameter (mm)
Dr worm gear root diameter (mm)
Dt worm gear throat diameter (mm)
coefficient of friction
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f
F effective face width (mm)
FG worm gear face width (mm)
FW worm face width (mm)
ht full depth of worm thread (mm)
lpitch worm axial pitch (mm)
L lead (mm)
mG gear ratio
n rotational speed of the worm (rpm)
NG number of teeth on the worm gear
Nmin minimum number of worm gear teeth
NW number of threads on the worm
Pinput rated input power (kW)
Ploss lost power (kW)
Poutput rated output power (kW)
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458 Chapter 11
Ra roughness (mm)
Tq torque (N m)
VG pitch line velocity of the gear (m/s)
Vs sliding velocity (m/s)
Vt sliding velocity at the mean worm diameter (m/s)
VW pitch line velocity of the worm (m/s)
W resultant force (N)
Wf friction force (N)
WGr radial force component acting against the gear (N)
WGt tangential force component acting against the gear (N)
Wt tangential load on the worm gear (N)
Wtg worm gear tangential force (N)
WWa axial force component acting against the gear (N)
WWa axial force component acting against the worm (N)
WWr radial force component acting against the worm (N)
WWt tangential force component acting against the worm (N)
Wx force component in the tangential direction on the worm (N)
Wy force component in the radial direction on the worm (N)
Wz force component in the axial direction on the worm (N)
fn normal pressure angle of the worm thread at the mean diameter ( )
h efficiency
l lead angle ( )
j helix angle ( )
jG helix angle ( )
worm helix angle ( )
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jW
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