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Issue 01
Date 2014-10-15
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Contents
2 Solution Overview........................................................................................................................2
2.1 Background.....................................................................................................................................................................2
2.2 Application Scenarios.....................................................................................................................................................2
2.3 Overall Solution..............................................................................................................................................................2
1.1 Scope
This document describes the small data packet storm solution, which is used to improve user
experience for UTMS networks.
In different scenarios, the solution employs different features and signaling procedures.
However, this document does not detail the principle, deployment, and maintenance of the
involved features. For these details, see the related feature parameter descriptions.
RAN17.0 01 (2014-10-15)
Compared with issue 01 (2014-05-15) of RAN16.0, issue 01 (2014-10-15) of RAN17.0 includes
the following change.
l Added the WRFD-171203 Uplink Control Channel OLPC feature in the Power Efficiency
Improvement for UEs in the CELL_DCH State solution in section 3.3.2 Power Efficiency
Improvement for UEs in the CELL_DCH State.
l Optimize the description.
2 Solution Overview
2.1 Background
Small data packets, such as those generated by Facebook, microblog, and free instant messaging
applications have become the major service mode of smart phones. Small data packets are
characterized by small data volumes and long transmission intervals. Compared with traditional
services, small data packet services generate more signaling and consume more control channel
load resources over the Uu interface.
With the ever-increasing penetration rate of smart phones, signaling storms are the first network
challenge that badly impacts the network. For details about signaling storm solutions, see UMTS
Signaling Storm Solution Guide.
The high penetration rate of smart phones also poses great challenges to the performance of the
Uu interface. For example, with excessive small data packet services, the uplink control channels
contribute to above 50% of the load on the Uu interface, severely restricting the number of UEs
that can be admitted by the network. In addition, the load resources available to data channels
over the Uu interface are significantly reduced, severely affecting the cell throughput. These
challenges on the performance of the Uu interface are termed the small data packet storm.
The solution helps improve the performance of the Uu interface, including increasing the number
of UEs that can be admitted by the network and cell throughput.
In addition, a small data packet storm can be determined by observing the number of UEs in the
CELL_DCH state.
l When traffic load is relatively balanced between cells under the same RNC, you can
determine a small data packet storm scenario if the mean number of UEs in the CELL_DCH
state under the RNC exceeds 20 during peak hours (that is, the value of
VS.CellDCHUEs.RNC divided by the number of cells is greater than 20).
l When traffic load is extremely unbalanced between cells under the same RNC, you can
apply this solution in a cell with a large number of UEs and determine a small data packet
storm scenario if the number of UEs in the CELL_DCH state in the cell exceeds 20 (that
is, the value of VS.CellDCHUEs is greater than 20).
Because the proportion of UEs that are processing different types of services is relatively stable
in normal networks (for example, the proportion of AMR UEs is usually about 30%), the number
of UEs in the CELL_DCH state is used to determine a small data packet storm scenario,
regardless of the types of services these UEs are processing. If the number of UEs that are
processing AMR services differs greatly among actual networks, the threshold number of UEs
for determining a small data packet storm scenario may also be different.
In addition, this solution can be used together with the WRFD-010688 Downlink Enhanced
CELL_FACH and WRFD-010701 Uplink Enhanced CELL_FACH features to increase the
uplink and downlink throughput of UEs in the CELL_FACH state by allocating the HS-DSCH
and E-DPDCH to them.
Some smart phones in a live network send a Signaling Connection Release Indication (SCRI)
message to the RNC after PS data transmission is complete. By sending the SCRI message, the
smart phones request for a transition to idle mode or the CELL_PCH state to reduce battery
consumption. Upon receiving the SCRI, the RNC monitors the smart phones for a period of
time. If the smart phones do not transmit data in either uplink or downlink, the RNC releases
the signaling connection and switches the smart phones to idle mode, or the RNC maintains the
signaling connection and switches the smart phones to the CELL_FACH or CELL_PCH/
URA_PCH state.
If the Enhanced Fast Dormancy (EFD) feature is disabled, the RNC switches the smart phones
to idle mode after receiving the SCRI message by default. A smart phone setting up PS services
in idle mode consumes more signaling resources than that in the CELL_PCH state. If the smart
phone is to perform small data packet services, there is a high probability that the Uu resource
consumption of signaling is much more than that of data transmission.
The EFD feature optimizes the state transition algorithm for FD UEs so that they can switch to
the CELL_FACH, CELL_PCH, or URA_PCH state more quickly and efficiently. Details are
listed in the following table.
Table 3-2 State transition by UEs of different types after the EFD feature is enabled
UE that does not send No A 4B event is triggered and the UE switches to the
the SCRI message CELL_FACH/CELL_PCH/URA_PCH state.
(earlier than R5)
UE that does not send Yes The EFD PS deactivated timer expires and the UE
the SCRI message (R5 switches to the CELL_FACH/CELL_PCH/
or later) URA_PCH state.
A 4B event is triggered and the UE switches to the
CELL_FACH/ CELL_PCH/URA_PCH state.
UE that sends the SCRI Yes The UE switches to idle mode after sending the
message (with other SCRI message to the RNC.
cause values or without The EFD PS deactivated timer expires and the UE
any cause value) switches to the CELL_FACH/CELL_PCH/
URA_PCH state.
A 4B event is triggered and the UE switches to the
CELL_FACH/ CELL_PCH/URA_PCH state.
The purposes of optimizing parameters for state transition (including Dynamic Channel
Configuration Control (DCCC), HSDPA State Transition, and HSUPA DCCC features) are as
follows:
l Fast transition to the CELL_FACH state after data transmission is complete: Choose an
appropriate timer to reduce the ping-pong state transitions as much as possible and reduce
the time that a UE having no data transmission stays in the CELL_DCH state.
l Appropriate configuration of data volume transmitted on the FACH: Properly configure
the data volume transmitted on the FACH to prevent congestion and transition to the
CELL_DCH state after a UE transmits one or two PDUs.
Table 3-3 lists the optimization of parameters related to state transition.
HSDPA BEH2FSTATETRANSTIMER 2 5
HSUPA BEE2FSTATETRANSTIMER 2 5
E2FTHROUMEASPERIOD 30 100
E2FTHROUPTAT 4 16
DCH STATETRANSTRAFFREDUND- 90 80
COEF
BED2FSTATETRANSTIMER 2 5
BeF2PStateTransTimer 5 5
H2F PERFENH_H2F_OPT_SWITCH 1 0
optimization
switch
After the EFD feature is introduced, the original camping strategy (that is, forced camping,
preferential camping, or random camping) may lead to a large number of unnecessary cell
reselections and PS call drops may also occur in multi-carrier networking.
NOTE
There are two features related to multi-carrier network management: Multi Frequency Band Networking
Management and Enhanced Multiband Management.
l Forced camping
The forced camping strategy forces UEs in idle mode to camp on a specific frequency. For
example, in Figure 3-1 UEs in idle mode are forced to camp on F1 and are not allowed to
camp on F2. When UEs in idle mode initiate services, UEs can choose to use F1 or F2
based on the service type.
l Preferential camping
The preferential camping strategy enables UEs in idle mode to camp on the preferential
camping frequency through cell selection and reselection parameter configurations. For
example, in Figure 3-2, UEs in idle mode camp on the preferential camping frequency F1,
and some UEs are allowed to camp on F2. All UEs initiate services on their camping
frequencies.
l Random camping
As shown in Figure 3-3, the random camping strategy enables UEs in idle mode to
randomly camp on frequencies.
The camping strategy may need to be adjusted based on the current networking policy.
Forced Scenario 1 (recommended): F1/ Most smart phones support HSPA. After
camping F2 preferential camping receiving a reconfiguration message, UEs
Advantage: This strategy has in the CELL_FACH, CELL_PCH, or
small impact on traffic URA_PCH state cannot respond to the
distribution among carriers in the message in a barred cell. Therefore, these
network. UEs must reselect F1 and respond to the
message. If the forced camping strategy is
Disadvantage: UEs in the used, the UE sends the response message
CELL_FACH or CELL_PCH during H2F state transitions after
state need to reselect F1. After reselecting F1. Under this circumstance,
these UEs switch to the there is a high probability that the timer set
CELL_DCH state, they need to to wait for the response message expires,
perform the DRD procedure to and consequently PS call drops occur.
use F2. As a result, the common
channel load of F1 is
comparatively high.
Scenario 2: F1/F2 random
camping
Advantage: Load balancing is
achieved.
Disadvantage: This strategy
requires a large amount of
modification and greatly affects
traffic distribution among
carriers in the network.
Preferential The current camping strategy UEs do not stay in the CELL_FACH state
camping does not need to be changed in for a long time. Generally, most UEs stay
this scenario. It is recommended in the CELL_FACH state for a period
that inter-frequency ranging from 2 seconds to 10 seconds, and
measurement function be most UEs do not initiate CS services
disabled for UEs in the within this short period of time. In
CELL_FACH state. addition, if all UEs in the CELL_FACH
state camp on F1, FACH congestion
occurs on F1. Therefore, it is
recommended that UEs in the
CELL_FACH state camp on their current
carriers. In addition, the overlap of H2F
state transition and cell update caused by
cell reselection to F1 should also be
avoided, as the overlap may lead to a large
number of H2F state transition failures.
Therefore, it is recommended that the
inter-frequency measurement function be
disabled for UEs in the CELL_FACH
state.
Traditionally, the UEs in the CELL_FACH state use low-speed data transmission (32 kbit/s)
only. With this feature, data on logical channels, such as the BCCH, CCCH, DCCH, and DTCH
can be mapped to the HS-DSCH and then transmitted to UEs in the CELL_FACH state through
the HS-DSCH on the Uu interface. In this case, UEs in the CELL_FACH state can share code
and power resources on the HSDPA as UEs in the CELL_DCH state do. This helps implement
high-speed data transmission on the downlink and shorten state transition delays for UEs.
The Uplink Enhanced CELL_FACH feature enables a UE in the CELL_FACH state to transmit
data or signaling with a high speed on the E-DPDCH.
When UEs in the CELL_FACH state transmit data in the uplink, the data is mapped to the E-
DPDCH, not the PRACH, to realize a high-speed service rate in the uplink. The E-DPDCH
provides higher data rates because it uses a 2 ms TTI or 10 ms TTI. Theoretically, it can provide
a data rate of 5.76 Mbit/s. In contrast, the PRACH uses a 20 ms TTI, providing a data rate of 8
kbit/s.
Using the E-AI (Extended AI) to make better use of the signatures, this feature reduces the
probability of uplink channel collision, allowing for smoother data transmission.
This function reduces the uplink RTWP spikes caused by the open-loop power control on
preamble signals sent by the UE during its initial access on the RACH. The reduction is
noticeable in heavy load scenarios. The RTWP in SIB7 is broadcast in realtime. The RTWP in
SIB7 is reduced to reduce the transmit power of the first preamble signal sent by the UE.
Uplink
The uplink measures involve reducing the power load consumption of uplink control channels.
Uplink control channels are the HS-DPCCH, DPCCH, and E-DPCCH.
l Increase the power offset of HSUPA service channels to decrease the power load
consumption of the DPCCH.
When the HSUPA rate is low, for example, in common small data packet service scenarios,
the requirements for channel estimation are comparatively low. That is, the signal-to-
interference ratio (SIR) of the DPCCH can be reduced. Under these circumstances, you can
configure a comparatively large power offset for the E-DPDCH carrying HSUPA services,
thereby reducing the uplink power load consumption of control channels.
A comparatively small power offset should be configured for the E-DPDCH carrying
HSUPA services with high data rates, thereby improving the SIR of the DPCCH and
ensuring the channel performance.
l Prolong the CQI feedback period and reduce the power offset to decrease the power load
consumption of the HS-DPCCH.
When a large number of UEs are in connected mode, the number of downlink scheduling
chances is reduced for each UE. In addition, the requirements for the accuracy and
frequency of CQI demodulation on the HS-DPCCH are lowered. Under these
circumstances, you can prolong the CQI feedback period for HSDPA UEs (reduce the
number of times HSDPA UEs report CQI), thereby reducing the average power load
consumption of the uplink HS-DPCCH.
You can also reduce the power offset of the HS-DPCCH to reduce the power load
consumption of the HS-DPCCH.
l Optimize the working mechanism of outer loop power control (OLPC) to reduce the power
consumption of HSUPA users on uplink control channels when these users have no data
to transmit.
The SIRtarget exported by the OLPC when there is no data transmission is generally lower
than that exported by the OLPC when there is data transmission.
When there is no data transmission, the NodeB only needs to ensure that the UE is
synchronized with the network in the uplink and that the UE correctly receives information
on the HS-DPCCH.
When there is data transmission, the NodeB needs to ensure that the UE is synchronized
with the network in the uplink and that the UE correctly receives information on the HS-
DPCCH, E-DPCCH, and E-DPDCH. In addition, the data rates on the E-DPCCH and E-
DPDCH are much higher than those on other channels. Therefore, the NodeB receiver
requires a large SIR to demodulate data. However, the NodeB receiver requires only a low
SIR to demodulate data when where is no data transmission.
Before this feature is introduced, when an HSUPA user has no data to transmit, the RAN
retains the SIRtarget exported by the OLPC when there is data transmission. After this
feature is introduced, the RAN performs OLPC based on the current quality of control
channels when an HSUPA user has no data to transmit. The SIRtarget exported under these
circumstances is lower than that before this feature is introduced.
l Configure a relatively large target retransmission rate to decrease the link load.
In a UMTS system, a large signal-to-noise ratio (SNR) increases the probability of data
blocks being correctly received and the data transmission throughput. However, a large
SNR requires high transmit power, which results in increased interference to the system.
This cannot achieve the highest possible bit efficiency. When the system is heavily loaded,
a large target retransmission rate can be configured for uplink R99 and HSUPA channels.
This helps obtain high HARQ combining gains and lower the SNR, aiming at improving
the uplink power efficiency of R99 and HSUPA UEs.
l Use the interference cancellation technique to reduce interference between UEs and
decrease the power load consumption of the DPCCH, HS-DPCCH, or E-DPCCH.
Universal Mobile Telecommunications System (UMTS) is a self-interference system. The
transmission efficiency of the Uu interface is limited by inter-user interference. The
interference cancellation technique is the preferential multiuser detection (MUD) technique
used by the UMTS system. It helps reduce the inter-user interference and therefore increases
cell uplink capacity. In small data packet storm scenarios, the interference cancellation
technique helps improve the uplink transmission efficiency over the Uu interface.
Downlink
The following downlink measures are taken to reduce the power load consumption of non-HSPA
UEs:
l Reduce the power load consumption of common channels such as the CPICH.
In heavy load scenarios, reducing the power load consumption of the CPICH increases the
resources available to data channels but also reduces the cell coverage. Therefore, this
method is recommended for cells with good coverage performance (for example, in urban
areas).
l Reduce the power load consumption of the A-DCH.
The transport format of the A-DCH is changed to reduce its power load consumption. In
addition, you can also improve the transmission efficiency of the A-DCH by decreasing
the power load consumption of the UEs at the cell edge, as UEs at the cell edge require
comparatively large downlink transmit power.
Table 3-5 List of features and functions involved in power efficiency improvement for UEs in
the CELL_DCH state
Table 3-6 Descriptions of features and functions involved in power efficiency improvement for
UEs in the CELL_DCH state
WRFD-160202 Flexible Power Control for Configures an extremely low rate (for
Uplink Low Data Rate example, a rate lower than 40 kbit/s) for
Transmission HSUPA users and an appropriate E-
DPDCH HARQ offset for HSUPA users
with an extremely low rate so as to reduce
the target SIR and power consumption of
control channels, thereby increasing
uplink capacity.
WRFD-140216 Load-based Uplink Target Improves the power efficiency for R99
BLER Configuration PS services in the uplink:
When the uplink load is high, the target
BLER of R99 PS users is increased to
obtain larger retransmission gains,
thereby reducing the uplink power load
consumption without sacrificing the
effective rate.
N/A OLPC fast decrease In the early phase of service setup, the
SIRtarget can be reduced by a maximum
of 1 dB (configurable). In addition, in the
scenario of sudden interference or
limited UE transmit power, the SIRtarget
increase is restricted.
WRFD-010652 SRB over HSDPA Reduces the number of code channels for
the A-DCH and the power load
consumption of the A-DCH:
The F-DPCH and enhanced F-DPCH
allow multiple HSDPA UEs to be
multiplexed onto the same A-DCH code
channel, thereby reducing the code
channel overhead and power load
consumption of the A-DCH. The F-
PDCH can be used only when the
WRFD-010652 SRB over HSDPA
feature is enabled. As long as this feature
is enabled, the F-DPCH and enhanced F-
DPCH are available.
N/A CQI adjustment for small The CQI value is reduced during the
data packet services with a initial data transmission of small data
large BLER packet services, thereby reducing the
BLER.
3.4 Implementation
Features and functions involved in this solution do not cause negative gains on each other, that
is, they are not mutually exclusive. Therefore, all earlier mentioned features and functions can
be enabled at the same time. For details, see the related feature parameter description document.
For details about the enhanced fast dormancy function and corresponding activation steps, see
Enhanced Fast Dormancy Feature Parameter Description.
For how to optimize state transition parameters, see State Transition Feature Parameter
Description.
For how to adjust multicarrier networking policies, see UMTS Multi-Carrier Solution Guide.
IC Interference Cancellation
PO Power Offset
PS Packet Switched
UE User Equipment
6 Reference Documents
1. 3GPP TS 25.101, "User Equipment (UE) radio transmission and reception (FDD)"
2. 3GPP TS 25.211, "Physical channels and mapping of transport channels onto physical
channels (FDD)"
3. 3GPP TS 25.306, " UE Radio Access capabilities "
4. 3GPP TS 25.308, "UTRA High Speed Downlink Packet Access (HSPDA); Overall
description"
5. 3GPP TS 25.321, "Medium Access Control (MAC) protocol specification"
6. UMTS Signaling Storm Solution
7. State Transition Feature Parameter Description
8. Enhanced Fast Dormancy Feature Parameter Description
9. Enhanced Combined Services Feature Parameter Description
10. Interference Cancellation Feature Parameter Description
11. HSUPA Data Channel Interference Cancellation Feature Parameter Description
12. Control Channel Interference Cancellation Feature Parameter Description
13. Enhanced CELL_FACH Feature Parameter Description
14. Power Control Feature Parameter Description
15. HSPA Evolution Feature Parameter Description
16. HSDPA Feature Parameter Description
17. Flexible Power Control for Uplink Low Data Rate Transmission Feature Parameter
Description
18. Uplink Control Channel OLPC Feature Parameter Description