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Medical Complications After Stroke: A Multicenter Study

P. Langhorne, D. J. Stott, L. Robertson, J. MacDonald, L. Jones, C. McAlpine, F. Dick, G. S.


Taylor and G. Murray

Stroke. 2000;31:1223-1229
doi: 10.1161/01.STR.31.6.1223
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Medical Complications After Stroke
A Multicenter Study
P. Langhorne, PhD, FRCP; D.J. Stott, MD, FRCP; L. Robertson, RGN; J. MacDonald, FRCP;
L. Jones, RGN; C. McAlpine, FRCP; F. Dick, RGN; G.S. Taylor, BSc; G. Murray, PhD

Background and Purpose—This prospective, multicenter study was performed to determine the frequency of symptomatic
complications up to 30 months after stroke using prespecified definitions of complications.
Methods—We recruited 311 consecutive stroke patients admitted to hospital. Research nurses reviewed their progress on
a weekly basis until hospital discharge and again at 6, 18, and 30 months after stroke.
Results—Complications during hospital admission were recorded in 265 (85%) of stroke patients. Specific complications
were as follows: neurological—recurrent stroke (9% of patients), epileptic seizure (3%); infections— urinary tract
infection (24%), chest infection (22%), others (19%); mobility related—falls (25%), falls with serious injury (5%),
pressure sores (21%); thromboembolism— deep venous thrombosis (2%), pulmonary embolism (1%); pain—shoulder
pain (9%), other pain (34%); and psychological— depression (16%), anxiety (14%), emotionalism (12%), and confusion
(56%). During follow-up, infections, falls, “blackouts,” pain, and symptoms of depression and anxiety remained
common. Complications were observed across all 3 hospital sites, and their frequency was related to patient dependency
and duration after stroke.
Conclusions—Our prospective cohort study has confirmed that poststroke complications, particularly infections and falls,
are common. However, we have also identified complications relating to pain and cognitive or affective symptoms that
are potentially preventable and may previously have been underestimated. (Stroke. 2000;31:1223-1229.)
Key Words: complications 䡲 stroke outcome 䡲 infection 䡲 pain

M edical complications are believed to be an important


problem after acute stroke and present potential barri-
ers to optimal recovery. Several previous studies have sug-
setting. This included the identification of potential barriers to
recovery (poststroke complications), which are described
here.
gested that complications not only are common, with esti-
mates of frequency ranging from 40% to 96% of patients,1– 6
Subjects and Methods
but also are related to poor outcome.6 Many of the compli-
We recruited stroke patients admitted over a 7-month period to 3
cations described are potentially preventable or treatable if hospital sites in the West of Scotland (Glasgow Royal Infirmary,
recognized. Drumchapel Hospital, and Stirling Royal Infirmary). Two of the
Although many studies have reported frequencies of post- hospital sites (Glasgow Royal Infirmary and Stirling Royal Infir-
stroke complications, they have all been subject to important mary) provided acute stroke patient care (coordinated by a mobile
methodological limitations. Most have been retrospective stroke team) in general medical wards with subsequent rehabilitation
in a stroke rehabilitation ward. The third site (Drumchapel Hospital)
series, and to date, none have met the basic criteria for a
is a rehabilitation facility accepting patients from an acute stroke unit
reliable cohort study.7 In particular, they have not studied a ⬇1 week after stroke.
defined representative sample (inception cohort) of patients We recruited consecutive admissions who fulfilled the World
assembled early in the course of their disease, with regular Health Organization clinical definition of stroke, except in Glasgow
and complete follow-up using prespecified objective outcome Royal Infirmary, where because of larger patient numbers, acute
criteria. Previous studies have either incorporated a retrospec- stroke admissions were recruited on alternate days of admission.
There was a rehabilitation philosophy of care across all 3 sites, with
tive case-ascertainment design1–5 or a prospective analysis of
the aim of optimizing patient function; care was provided for several
patients selected for an acute intervention study.6 We have weeks if necessary until discharge home or appropriate placement in
performed a prospective multicenter study of recovery among institutional care, and patients were not transferred to other rehabil-
hospitalized stroke patients managed in a routine clinical itation environments. Average length of stay was ⬇5 weeks.

Received November 15, 1999; final revision received February 23, 2000; accepted February 24, 2000.
From the Academic Section of Geriatric Medicine, Royal Infirmary (P.L., D.J.S., L.R.), Glasgow, Scotland, UK; Department of Geriatric Medicine,
Gartnavel General Hospital (J.M., L.J.), Glasgow, Scotland, UK; Department of Geriatric Medicine, Stirling Royal Infirmary (C.M., F.D.), Scotland, UK;
and Department of Community Health Sciences, University of Edinburgh (G.S.T., G.M.), Scotland, UK.
Correspondence to Dr Peter Langhorne, Academic Section of Geriatric Medicine, Level 3, Centre Block, Royal Infirmary, Glasgow G4 OSF, United
Kingdom. E-mail P.Langhorne@clinmed.gla.ac.uk
© 2000 American Heart Association, Inc.
Stroke is available at http://www.strokeaha.org

1223
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1224 Stroke June 2000

TABLE 1. Definitions of Complications During Hospital and Community Follow-Up


Complication Follow-Up in Hospital Follow-Up After Discharge
1. Neurological
1.1 Recurrent stroke Clinical features lasting more than 24 hours consistent with the Asked about any episodes of new weakness or
World Health Organization definition of stroke.8 numbness in arms or legs or new problems with vision
or speech.
1.2 Epileptic seizure Clinical diagnosis of focal and/or generalized seizure in a As before.
previously nonepileptic patient.
1.3 Unexplained events Asked about any unexplained “blackouts” or “funny
turns.”
2. Infection
2.1 Urinary tract infection Clinical symptoms of urinary tract infection or positive urine Urine infections requiring medical help and/or antibiotic
culture. treatment.
2.2 Chest infection Auscultatory respiratory crackles and fever or radiographic Chest infection requiring medical help and/or antibiotic
evidence, or new purulent sputum. treatment.
2.3 Other infection Any pyrexial illness lasting more than 24 hours. Other infections requiring medical help and/or antibiotic
treatment.
3. Complications of immobility
3.1 Falls Any documented falls regardless of cause (fall with serious injury Any falls (single or more than 1). Recorded those
was defined as one that resulted in fracture, radiological resulting in a fracture or “serious injury.”
investigation, neurological investigation, or suturing of wound).
3.2 Pressure sore/skin Any skin break or necrosis resulting from either pressure or trivial As before.
break trauma (skin trauma directly resulting from falls was not included).
4. Thromboembolism
4.1 Deep vein thrombosis Clinical diagnosis of deep vein thrombosis. Any episodes of “blood clot in the leg.”
4.2 Pulmonary embolism Clinical diagnosis of pulmonary embolism. Any episodes of “blood clot in the lung.”
5. Pain
5.1 Shoulder pain Pain in the shoulder area requiring analgesia on 2 or more As before.
consecutive days.
5.2 Other pain Any other source of pain requiring regular analgesia. As before.
6. Psychological
6.1 Depression Low mood considered to interfere with daily activities or require Asked “do you often feel sad or depressed?”9
pharmacological or psychiatric intervention. Asked if drug treatment had been prescribed.
6.2 Emotionalism Episodes of crying or laughing that are sudden or unheralded and
not under social control.
6.3 Anxiety Symptoms of anxiety considered to interfere with daily activities or Asked “do you often feel anxious or agitated?”9
requiring pharmacological or psychiatric intervention. Asked if drug treatment had been prescribed.
6.4 Confusion Cognitive disturbance considered to interfere with nursing care or
rehabilitation.
7. Miscellaneous Any documented complication resulting in a specific medical or Asked about any other major illness.
surgical intervention (eg, gastrointestinal hemorrhage, constipation, Asked if illness had resulted in readmission to hospital.
episodes of cardiac failure, cardiac arrhythmias, and arthritis).

Patients were recruited within 7 days of stroke onset, and their associated with survival or death. For hospital follow-up, we used
progress was reviewed on a weekly basis until discharge from simple clinical definitions of complications (Table 1) that were
hospital. The initial assessment included demographic details, stroke modified from those of Davenport et al.1 Community follow-up
impairments, and functional dependency (Barthel index and Func- required further modification of questions that could be asked of
tional Independence Measure [FIM]8). Weekly assessments of func- patients and/or caregivers (Table 1).
tional status and the occurrence of prespecified complications were
performed by 3 research nurses (1 per site) in conjunction with the
local clinical staff. The research nurses held regular meetings to Results
ensure comparability of data collection, assessment methods, and A total of 311 consecutive stroke patients were admitted to
definitions of complications. After discharge from hospital, 1 of the
research nurses followed up all patients at ⬇6, 18, and 30 months the 3 hospital sites: Glasgow Royal Infirmary, 129 patients;
after stroke. These assessments were performed in the most conve- Drumchapel Hospital, 111 patients; and Stirling Royal Infir-
nient location (eg, home, nursing home, or day hospital) and mary, 71 patients. The median delay between symptom onset
included a questionnaire about stroke complications.
and recruitment into the study was 4 days (interquartile range
Definition of Complications 2 to 7 days), with a median follow-up of 7 weeks. Of a total
Because our primary interest was the frequency of all complications possible 2383 weekly assessments in hospital, 2280 (96%)
in a cohort of stroke patients, we did not distinguish between those were completed, which represents ⬇15 960 hospital days of

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Langhorne et al Medical Complications After Stroke 1225

TABLE 2. Frequency of Symptomatic Complications in Hospitalized Stroke Patients


Current Study Range of Frequencies (%)
Range of Frequencies (%) From Previous
Frequency, % Range Across From Previous Prospective Studies of
Complication (95% CI) Study Sites, % Retrospective Studies* Acute Patients†
Neurological
Recurrent stroke 9 (6–12) 1–15 5 18
Epileptic seizure 3 (1–5) 1–6 2–5 3
Infections
Urinary tract infection 23 (18–28) 16–25 7–25 11–28
Chest infection 22 (18–27) 18–28 7–21 10–20
Other infection 19 (15–24) 10–27 4 4–31
Mobility
Pressure sore/skin break 21 (16–25) 12–27 3–18 䡠䡠䡠
Fall, serious injury 5 (2–7) 1–8 1–3‡ 2*
Fall, no injury 21 (16–25) 9–33 䡠䡠䡠 䡠䡠䡠
Fall, total 25 (21–30) 9–33 22–25§ 䡠䡠䡠
Thromboembolism
Deep vein thrombosis 2 (0–3) 1–4 㛳1–3㛳 1–2㛳 (11–75)¶
Pulmonary embolus 1 (0–2) 1–1 2–18 0–1㛳 (3–39)¶
Pain
Shoulder pain 9 (6–12) 6–11 4 27
Other pain 34 (28–39) 29–38 6–30 䡠䡠䡠
Psychological
Depression 16 (12–21) 16–17 5–33 1–50
Emotionalism 12 (8–15) 7–16 䡠䡠䡠 䡠䡠䡠
Anxiety 14 (10–18) 5–38 7 8#
Confusion 36 (30–41) 29–42 5 3–40
Miscellaneous (eg, chest 61 (55–66) 44–72 32 䡠䡠䡠
pain, hemorrhage)
Total 85 (82–89) 76–91 40–96 63–95
Results are expressed as the proportion (%) of patients noted to have a complication on at least 1 occasion.
*Data from previous retrospective studies are taken from references 1–5 and 10.
†Data from previous prospective studies are taken from references 6 and 11–26.
‡Defined as fracture.
§Defined as all falls.
㛳Clinical detection.
¶Radiological detection.
#Includes both agitation and anxiety.

observation. Of a possible 554 community follow-up visits of 6-month follow-up, 130 (42%) by 18 months, and 156 (50%)
survivors, a total of 546 (99%) were completed, of which 478 by 30 months. Therefore, we appear to have recruited a
(88%) were by interview and 68 (12%) by telephone. relatively elderly, disabled cohort of patients, with the exclu-
sion of those who made a rapid recovery in the first few days.
Patient Cohort
The 311 patients had an average age of 76 years (interquartile Complications in Hospital
range 70 to 82 years); 161 (52%) were male, 229 (74%) were A total of 265 patients (85%) experienced at least 1 prespeci-
independent (modified Rankin score 0 to 2) before the stroke, fied complication during their stay in hospital. The results for
and 248 (80%) underwent early CT scanning; of these, 220 individual sites ranged from 76% to 91%. Seven (2%) of the
(89%) showed infarction or no visible lesion, and 28 (11%) patients had an early hospital readmission, and their readmis-
showed a primary intracerebral hemorrhage. The clinical sion complications are included within the hospital data. The
stroke subtypes were as follows: total anterior circulation main complications are outlined in Table 2 (along with
stroke, 108 (35%); partial anterior circulation stroke, 105 summary results from previous retrospective studies and
(34%); lacunar stroke, 56 (18%); posterior circulation stroke, selective prospective studies of acute stroke patients). It is
9 (3%); and hemorrhage or unclassifiable, 32 (10%). A total clear that the frequencies of many of the complications
of 60 patients (19%) died in hospital, 91 (29%) by the identified in the present study are comparable to those of

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1226 Stroke June 2000

previous reports. In particular, recurrent stroke, epileptic TABLE 3. Frequency of Symptomatic Complications in
seizure, infections, pressure sores, falls, thromboembolism, Hospitalized Stroke Patients
and total complication rates are all comparable with previous Incidence (Percent Weekly Point
studies. However, in the present study, we appear to have Events per Patient Prevalence (Percent
recorded higher levels of pain and psychological symptoms per Hospital Events per Week of
than previously reported. Table 2 illustrates that the range of Complications Admission) Observation)
frequencies across individual sites was very similar, with the Neurological
possible exception of recurrent stroke, falls, anxiety, and Recurrent stroke 9 (6–12) 2 (1–3)
miscellaneous complications. It is not clear whether these
Epileptic seizure 3 (1–5) 0.5 (0–1)
minor variations are due to differences in patient case mix or
Infection
subtle differences in the definition of complications.
The data outlined in Table 2 are expressed in terms of Urinary tract infection 23 (18–28) 8 (7–9)
hospital incidence rates, ie, the number of patients who Chest infection 22 (18–27) 7 (5–8)
experienced a complication in hospital. In these estimates, a Other infection 19 (15–24) 7 (6–8)
particular complication could only be recorded once per Mobility
patient. This analysis may misrepresent the burden of a Pressure sore/skin break 21 (16–25) 19 (17–21)
complication, because it may not take into account the
Fall, serious injury 5 (2–7) 1 (0–2)
duration of observation (time in hospital) and may underes-
Fall, no injury 21 (16–25) 7 (5–8)
timate the burden of chronic complications that persist over a
long period. We therefore recalculated complications in terms Thromboembolism
of the total number of weekly observations in which a Deep vein thrombosis 2 (0–3) 0.5 (0–1)
complication was recorded (weekly point prevalence). As Pulmonary embolism 1 (0–2) 0.2 (0–0.5)
expected, these point-prevalence estimates (Table 3) were Pain
generally smaller than the hospital incidence results, but the Shoulder pain 9 (6–12) 6 (5–7)
relative frequency of complications remained very similar. Other pain 34 (28–39) 14 (12–16)
Psychological
Complications After Hospital Discharge
The complications reported by patients and/or caregivers at Depression 16 (12–21) 19 (15–23)
various census times during follow-up are outlined in Table 4. Emotionalism 12 (8–15) 6 (5–7)
Complication rates in hospital are shown for comparison, Anxiety 14 (10–18) 9 (7–10)
although slightly different methods were used. Patients re- Confusion 36 (30–41) 24 (22–26)
ported a high frequency of infections, falls, pain, and symp- Miscellaneous (eg, chest pain) 61 (55–66) 35 (33–38)
toms of depression and anxiety (although smaller numbers of
Incidence results are expressed as the proportion (95% CI) of patients in
patients were taking antidepressant medication). Miscella-
whom a complication was noted during hospital admission. Weekly point
neous illness, unexplained “blackouts” and “funny turns,” prevalence results are expressed as the proportion (95% CI) of weekly
and hospital readmission were also common. observations in which a complication was noted.

Relationship With Stroke Severity the cumulative number of patients experiencing a complica-
In examining the relationship between stroke severity and tion at successive periods after the index stroke (Figure). It
complications, we focused our analysis on the Glasgow Royal
was clear that most complications developed within the first
Infirmary data, which incorporated an unselected series of
6 weeks after stroke, with an early onset being seen particu-
stroke patients followed up by a single observer during both
larly for pressure sores, pain, and infections. Falls and
the acute and rehabilitation phases of their illness. These
depression appeared to develop more gradually, which could
results are summarized in Table 5, which shows the propor-
reflect progress in rehabilitation (falls) or a reluctance to
tion of patients experiencing complications subdivided by
make an early diagnosis of depression.
their initial level of dependency; dependency was classified
by the FIM score at first assessment (median 3 days,
interquartile range 1 to 4 days after stroke). These results Discussion
To the best of our knowledge, this is the first study of
were divided into 3 categories: (1) mild—initial FIM ⬎100
points (n⫽14); (2) moderate—initial FIM 50 to 100 (n⫽42); poststroke complications that has used a prospective design to
and (3) severe—initial FIM ⬍50 (n⫽74). There were trends observe a relatively unselected group of patients over a
for more dependent patients to have a higher risk of infec- prolonged period of time with prespecified clinical criteria for
tions, falls, pressure sores, pain, anxiety, and depression. complications. We sought to maximize the reliability of the
However, on a ␹2 test for trend, statistically significant results study by having a clearly defined inception cohort, prespeci-
were seen only for infections (P⬍0.05), pressure sores fied definitions of complications, and a standardized regular
(P⬍0.01), and anxiety (P⬍0.05). follow-up of all patients.7 Although our initial follow-up was
performed by 3 observers, we sought to ensure comparability
Timing of Complications After Stroke of data recording by having standardized definitions of
We wished to ascertain the delay between the index stroke complications and regular meetings to ensure comparability
and onset of individual complications. This was analyzed as of data recording. Because most patients remained in hospital

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Langhorne et al Medical Complications After Stroke 1227

TABLE 4. Frequency of Complications up to 30 Months After Stroke


Observation Period (*Census Time)

Hospital Discharge
Admission to 6* 6 –18* 18 –30*
(Weekly*) Months Months Months
Duration of observation period 2 mo* 4 mo* 12 mo 12 mo
Number of patients alive at census 311 220 181 155
Number lost to follow-up 0 0 1 7
Number observed 311 220 180 148
Complications
Neurological
Recurrent stroke 9 (6–12) 6 (2–9) 9 (4–18) 12 (7–18)
Epileptic seizure 3 (1–5) 1 (0–2) 5 (1–8) 5 (1–9)
Unexplained blackout† 䡠䡠䡠 9 (4–18) 19 (13–25) 13 (7–19)
Infection
Urinary tract infection 23 (18–28) 16 (10–22) 23 (16–30) 22 (15–29)
Chest infection 22 (18–27) 13 (8–19) 23 (16–30) 29 (21–37)
Other infection 19 (15–24) 8 (4–13) 25 (18–32) 21 (14–28)
Mobility
Pressure sore/skin break 21 (16–25) 8 (3–12) 8 (3–12) 11 (6–17)
Fall, serious injury 5 (2–7) 8 (3–12) 15 (9–20) 12 (6–17)
Fall, no injury 21 (16–25) 29 (22–36) 34 (27–42) 33 (27–39)
Falls, multiple† 䡠䡠䡠 22 (15–29) 34 (27–42) 29 (24–34)
Falls, total 25 (21–30) 36 (28–44) 49 (41–57) 45 (37–53)
Thromboembolism
Deep vein thrombosis‡ 2 (0–3) 0 1 (0–1) 0
Pulmonary embolism‡ 1 (0–2) 0 0 0
Pain
Shoulder pain 9 (6–12) 15 (9–21) 11 (6–16) 12 (6–17)
Other pain 34 (28–39) 41 (33–50) 35 (27–42) 37 (29–45)
Psychological
Depression, clinical§ 16 (12–21) 䡠䡠䡠 䡠䡠䡠 䡠䡠䡠
Depression, drug therapy㛳 䡠䡠䡠 17 (11–23) 12 (7–17) 15 (8–21)
Depression, symptoms¶ 䡠䡠䡠 50 (42–58) 43 (35–51) 54 (45–62)
Anxiety, clinical§ 14 (10–18) 䡠䡠䡠 䡠䡠䡠 䡠䡠䡠
Anxiety, drug therapy㛳 䡠䡠䡠 4 (0–7) 5 (1–8) 8 (3–13)
Anxiety, symptoms¶ 䡠䡠䡠 34 (26–42) 44 (36–52) 49 (41–58)
Miscellaneous (eg, chest pain) 61 (55–66) 24 (17–31) 41 (33–49) 49 (41–58)
Hospital readmission 2 (0–4)# 15 (9–21) 31 (24–38) 35 (27–43)
Results are expressed as the proportion (95% CI) of patients in whom a complication was noted during the period
of observation after stroke.
*Approximate period of observation.
†Recorded only after discharge.
‡Clinical diagnosis.
§Clinical impression of hospital staff.
㛳Prescribed antidepressant drug.
¶Reported symptoms of depression or anxiety in response to the questions “do you often feel sad or depressed?”
and “do you often feel anxious or agitated?”
#Eight patients had early readmission and are included with the hospital data.

until they were independent enough to return home or will be toward underestimating the frequency of compli-
judged to be unable to benefit from further rehabilitation, cations. Estimates of complications at later follow-up
we believe we have achieved good ascertainment of depended on information from patients and caregivers,
complications during the main recovery period after which may have underestimated or overestimated compli-
stroke. Any bias in our hospital complication estimates cation rates.
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1228 Stroke June 2000

TABLE 5. Frequency of Symptomatic Complications in


Relation to Initial Level of Dependency
Initial Level of Dependency (FIM Score)
Significance
Complication FIM ⬎100 FIM 50 –100 FIM ⬍50 (␹2 Test)
Recurrent stroke 21 (1–42) 12 (1–22) 14 (6–20) NS
Seizure 0 2 (0–4) 4 (0–8) NS
Infection 14 (0–32) 35 (19–51) 54 (43–65) P⬍0.05
Falls 21 (0–42) 31 (23–40) 39 (28–50) NS
Pressure sore 7 (0–20) 12 (2–22) 36 (25–47) P⬍0.01
Thromboembolism 0 5 (0–11) 5 (0–10) NS
Pain 14 (0–35) 43 (28–58) 38 (27–49) NS
Depression 14 (0–32) 17 (6–28) 30 (19–41) NS
Anxiety 0 12 (2–22) 42 (31–53) P⬍0.01 Timing of symptomatic complications after stroke. Results are
Results are expressed as the proportion (95% CI) of patients experiencing a expressed as the cumulative proportion (%) of patients who
were noted to have a symptomatic complication in hospital dur-
complication subdivided by their initial level of dependency (initial FIM).
ing the first 12 weeks after stroke. UTI indicates urinary tract
infection; DVT, deep venous thrombosis.
The limitations of our study include the focus on symp-
tomatic complications; the rather simple, pragmatic nature of This raises the possibility that rigorous attention to detail in
some definitions of complications; and the differing case mix the prevention and early treatment of complications could
in the 3 hospital sites. We used simple clinical definitions improve stroke outcome. Indeed, the data from the random-
because we believed this would be the most practical and ized trials of stroke unit care28 indicate that the causes of
accurate representation of the clinical symptoms experienced death that are most likely to be prevented by stroke unit care
by stroke patients. Although the patient case mix may have are those classified29 as complications of immobility (in
varied between hospitals, we were keen to include this particular, thromboembolism and infection). In more pro-
combination because it is representative of the range of acute longed follow-up, it is clear that this group of patients has
and rehabilitation services available in the United Kingdom. significant morbidity and risk of readmission to hospital.
Our definitions of complications were rather inclusive (eg, Interventions to detect and treat the more common compli-
pressure sore defined as any suspicious skin lesion), which cations appear worthy of further study.
may have resulted in our high prevalence of some complica-
tions. However, we feel these data are useful as an indicator Acknowledgments
This project was funded by the Chief Scientists Office, Scottish
of all potential symptomatic complications. Office. We are grateful to our medical and nursing colleagues in
Our findings appear to confirm previous studies1– 6,10 –27 Glasgow Royal Infirmary, Stirling Royal Infirmary, and Drumchapel
that showed that there are relatively low frequencies of the Hospital whose cooperation made this study possible.
symptomatic complications of recurrent stroke, poststroke
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