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*
G.R. No. 124354. December 29, 1999.
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* FIRST DIVISION.
585
dant or his servants and the accident is such as in ordinary course of things
does not happen if those who have its management or control use proper
care, it affords reasonable evidence, in the absence of explanation by the
defendant, that the accident arose from or was caused by the defendant’s
want of care.
Same; Same; Same; Same; Res Ipsa Loquitur is applied in conjunction
with the doctrine of common knowledge.—The doctrine of res ipsa loquitur
is simply a recognition of the postulate that, as a matter of common
knowledge and experience, the very nature of certain types of occurrences
may justify an inference of negligence on the part of the person who
controls the instrumentality causing the injury in the absence of some
explanation by the defendant who is charged with negligence. It is grounded
in the superior logic of ordinary human experience and on the basis of such
experience or common knowledge, negligence may be deduced from the
mere occurrence of the accident itself. Hence, res ipsa loquitur is applied in
conjunction with the doctrine of common knowledge.
Same; Same; Same; Same; Mere invocation and application of the
doctrine does not dispense with the requirement of proof of negligence;
Requisites before resort to the doctrine may be allowed.—Much has been
said that res ipsa loquitur is not a rule of substantive law and, as such, does
not create or constitute an independent or separate ground of liability.
Instead, it is considered as merely evidentiary or in the nature of a
procedural rule. It is regarded as a mode of proof, or a mere procedural
convenience since it furnishes a substitute for, and relieves a plaintiff of, the
burden of producing specific proof of negligence. In other words, mere
invocation and application of the doctrine does not dispense with the
requirement of proof of negligence. It is simply a step in the process of such
proof, permitting the plaintiff to present along with the proof of the accident,
enough of the attending circumstances to invoke the doctrine, creating an
inference or presumption of negligence, and to thereby place on the
defendant the burden of going forward with the proof. Still, before resort to
the doctrine may be allowed, the following requisites must be satisfactorily
shown: 1. The accident is of a kind which ordinarily does not occur in the
absence of someone’s negligence; 2. It is caused by an instrumentality
within the exclusive control of the defendant or defendants; and 3. The
possibility of contributing conduct which would make the plaintiff
responsible is eliminated.
586
587
588
KAPUNAN, J.:
589
between life and death. In this sense, the doctor plays God on his
1
patient’s fate.
In the case at bar, the Court is called upon to rule whether a
surgeon, an anesthesiologist and a hospital should be made liable for
the unfortunate 2comatose condition of a patient scheduled for
cholecystectomy.
3
Petitioners seek the reversal of the decision of the Court of
4
Appeals, dated 29 May 1995, which overturned the decision of the
Regional Trial Court, dated 30 January 1992, finding private
respondents liable for damages arising from negligence in the
performance of their professional duties towards petitioner Erlinda
Ramos resulting in her comatose condition.
The antecedent facts as summarized by the trial court are
reproduced hereunder:
Plaintiff Erlinda Ramos was, until the afternoon of June 17, 1985, a 47-year
old (Exh. “A”) robust woman (TSN, October 19, 1989, p. 10). Except for
occasional complaints of discomfort due to pains allegedly caused by the
presence of a stone in her gall bladder (TSN, January 13, 1988, pp. 4-5), she
was as normal as any other woman. Married to Rogelio E. Ramos, an
executive of Philippine Long Distance Telephone Company, she has three
children whose names are
________________
1 In the United States alone, a great number of people die every year as a result of medical
mishaps. The 13 December 1999 issue of TIME MAGAZINE featured an article on medical
negligence entitled “Doctors’ Deadly Mistakes” which is quoted in part: “It is hardly news that
medical professionals make mistakes—even dumb, deadly mistakes. What is shocking is how
often it happens. Depending on which statistics you believe, the number of Americans killed by
medical screw-ups is somewhere between 44,000 and 98,000 every year—the eighth leading
cause of death even by the more conservative figure, ahead of car crashes, breast cancer and
AIDS. More astonishing than the huge numbers themselves, though, is the fact that public
health officials had known about the problem for years and hadn’t made a concerted effort to do
something about it.”
2 Cholecystectomy is the surgical excision of the gall bladder.
3 CA Rollo, pp. 129-140.
4 Records, pp. 270-279.
590
Rommel Ramos, Roy Roderick Ramos and Ron Raymond Ramos (TSN,
October 19, 1989, pp. 5-6).
Because the discomforts somehow interfered with her normal ways, she
sought professional advice. She was advised to undergo an operation for the
removal of a stone in her gall bladder (TSN, January 13, 1988, p. 5). She
underwent a series of examinations which included blood and urine tests
(Exhs. “A” and “C”) which indicated she was fit for surgery.
Through the intercession of a mutual friend, Dr. Buenviaje (TSN,
January 13, 1988, p. 7), she and her husband Rogelio met for the first time
Dr. Orlino Hozaka (should be Hosaka; see TSN, February 20, 1990, p. 3),
one of the defendants in this case, on June 10, 1985. They agreed that their
date at the operating table at the DLSMC (another defendant), would be on
June 17, 1985 at 9:00 A.M. Dr. Hosaka decided that she should undergo a
“cholecystectomy” operation after examining the documents (findings from
the Capitol Medical Center, FEU Hospital and DLSMC) presented to him.
Rogelio E. Ramos, however, asked Dr. Hosaka to look for a good
anesthesiologist. Dr. Hosaka, in turn, assured Rogelio that he will get a good
anesthesiologist. Dr. Hosaka charged a fee of P16,000.00, which was to
include the anesthesiologist’s fee and which was to be paid after the
operation (TSN, October 19, 1989, pp. 14-15, 22-23, 31-33; TSN, February
27, 1990, p. 13; and TSN, November 9, 1989, pp. 3-4, 10, 17).
A day before the scheduled date of operation, she was admitted at one of
the rooms of the DLSMC, located along E. Rodriguez Avenue, Quezon City
(TSN, October 19, 1989, p. 11).
At around 7:30 A.M. of June 17, 1985 and while still in her room, she
was prepared for the operation by the hospital staff. Her sister-in-law,
Herminda Cruz, who was the Dean of the College of Nursing at the Capitol
Medical Center, was also there for moral support. She reiterated her
previous request for Herminda to be with her even during the operation.
After praying, she was given injections. Her hands were held by Herminda
as they went down from her room to the operating room (TSN, January 13,
1988, pp. 9-11). Her husband, Rogelio, was also with her (TSN, October 19,
1989, p. 18). At the operating room, Herminda saw about two or three
nurses and Dr. Perfecta Gutierrez, the other defendant, who was to
administer anesthesia. Although not a member of the hospital staff,
Herminda introduced herself as Dean of the College of Nursing at the
Capitol Medical Center who was to provide moral
591
support to the patient, to them. Herminda was allowed to stay inside the
operating room.
At around 9:30 A.M., Dr. Gutierrez reached a nearby phone to look for
Dr. Hosaka who was not yet in (TSN, January 13, 1988, pp. 11-12). Dr.
Gutierrez thereafter informed Herminda Cruz about the prospect of a delay
in the arrival of Dr. Hosaka. Herminda then went back to the patient who
asked, “Mindy, wala pa ba ang Doctor”? The former replied, “Huwag kang
mag-alaala, darating na iyon” (ibid.).
Thereafter, Herminda went out of the operating room and informed the
patient’s husband, Rogelio, that the doctor was not yet around (id., p. 13).
When she returned to the operating room, the patient told her, “Mindy, inip
na inip na ako, ikuha mo ako ng ibang Doctor.” So, she went out again and
told Rogelio about what the patient said (id., p. 15). Thereafter, she returned
to the operating room.
At around 10:00 A.M., Rogelio E. Ramos was “already dying [and]
waiting for the arrival of the doctor” even as he did his best to find
somebody who will allow him to pull out his wife from the operating room
(TSN, October 19, 1989, pp. 19-20). He also thought of the feeling of his
wife, who was inside the operating room waiting for the doctor to arrive
(ibid.). At almost 12:00 noon, he met Dr. Garcia who remarked that he (Dr.
Garcia) was also tired of waiting for Dr. Hosaka to arrive (id., p. 21). While
talking to Dr. Garcia at around 12:10 P.M., he came to know that Dr. Hosaka
arrived as a nurse remarked, “Nandiyan na si Dr. Hosaka, dumating na raw.”
Upon hearing those words, he went down to the lobby and waited for the
operation to be completed (id., pp. 16, 29-30).
At about 12:15 P.M., Herminda Cruz, who was inside the operating room
with the patient, heard somebody say that “Dr. Hosaka is already here.” She
then saw people inside the operating room “moving, doing this and that,
[and] preparing the patient for the operation” (TSN, January 13, 1988, p.
16). As she held the hand of Erlinda Ramos, she then saw Dr. Gutierrez
intubating the hapless patient. She thereafter heard Dr. Gutierrez say, “ang
hirap maintubate nito, mali yata ang pagkakapasok. O lumalaki ang tiyan”
(id., p. 17). Because of the remarks of Dra. Gutierrez, she focused her
attention on what Dr. Gutierrez was doing. She thereafter noticed bluish
discoloration of the nailbeds of the left hand of the hapless Erlinda even as
Dr. Hosaka approached her. She then heard Dr. Hosaka issue an order for
someone to call Dr. Calderon, another anesthesiologist (id., p. 19). After Dr.
Calderon arrived at the oper-
592
ating room, she saw this anesthesiologist trying to intubate the patient. The
patient’s nailbed became bluish and the patient was placed in a
trendelenburg position—a position where the head of the patient is placed in
a position lower than her feet which is an indication that there is a decrease
of blood supply to the patient’s brain (id., pp. 19-20). Immediately
thereafter, she went out of the operating room, and she told Rogelio E.
Ramos “that something wrong was x x x happening” (ibid.). Dr. Calderon
was then able to intubate the patient (TSN, July 25, 1991, p. 9).
Meanwhile, Rogelio, who was outside the operating room, saw a
respiratory machine being rushed towards the door of the operating room.
He also saw several doctors rushing towards the operating room. When
informed by Herminda Cruz that something wrong was happening, he told
her (Herminda) to be back with the patient inside the operating room (TSN,
October 19, 1989, pp. 25-28).
Herminda Cruz immediately rushed back, and saw that the patient was
still in trendelenburg position (TSN, January 13, 1988, p. 20). At almost
3:00 P.M. of that fateful day, she saw the patient taken to the Intensive Care
Unit (ICU).
About two days thereafter, Rogelio E. Ramos was able to talk to Dr.
Hosaka. The latter informed the former that something went wrong during
the intubation. Reacting to what was told to him, Rogelio reminded the
doctor that the condition of his wife would not have happened, had he (Dr.
Hosaka) looked for a good anesthesiologist (TSN, October 19, 1989, p. 31).
Doctors Gutierrez and Hosaka were also asked by the hospital to explain
what happened to the patient. The doctors explained that the patient had
bronchospasm (TSN, November 15, 1990, pp. 26-27).
Erlinda Ramos stayed at the ICU for a month. About four months
thereafter or on November 15, 1985, the patient was released from the
hospital.
During the whole period of her confinement, she incurred hospital bills
amounting to P93,542.25 which is the subject of a promissory note and
affidavit of undertaking executed by Rogelio E. Ramos in favor of DLSMC.
Since that fateful afternoon of June 17, 1985, she has been in a comatose
condition. She cannot do anything. She cannot move any part of her body.
She cannot see or hear. She is living on mechanical means. She suffered
brain damage as a result of the absence of oxygen in her brain for four to
five minutes (TSN, November 9, 1989, pp. 21-22). After being discharged
from the hospital, she has been staying in their residence, still needing
constant
593
After evaluating the evidence as shown in the finding of facts set forth
earlier, and applying the aforecited provisions of law and jurisprudence to
the case at bar, this Court finds and so holds that defendants are liable to
plaintiffs for damages. The defendants were guilty of, at the very least,
negligence in the performance of their duty to plaintiff-patient Erlinda
Ramos.
On the part of Dr. Perfecta Gutierrez, this Court finds that she omitted to
exercise reasonable care in not only intubating the patient, but also in not
repeating the administration of atropine (TSN, August 20, 1991, pp. 5-10),
without due regard to the fact that the patient was inside the operating room
for almost three (3) hours. For
________________
5 Id. at 270-275.
6 Docketed as Civil Case No. Q-46885.
594
595
596
ing on the assailed decision had not yet commenced to run as the
Division Clerk of Court of the Court of Appeals had not yet served a
copy thereof to the counsel on record. Despite this explanation, the
appellate court still denied the motion to admit the motion for
reconsideration of petitioners in its Resolution, dated 29 March
1996, primarily on the ground that the fifteen-day (15) period for
filing a motion for reconsideration had already expired, to wit:
We said in our Resolution on July 25, 1995, that the filing of a Motion for
Reconsideration cannot be extended; precisely, the Motion for Extension
(Rollo, p. 12) was denied. It is, on the other hand, admitted in the latter
Motion that plaintiffs/appellees received a copy of the decision as early as
June 9, 1995. Computation wise, the period to file a Motion for
Reconsideration expired on June 24. The Motion for Reconsideration, in
turn, was received by the Court of Appeals already on July 4, necessarily,
the 15-day period already passed. For that alone, the latter should be denied.
Even assuming admissibility of the Motion for Reconsideration, but after
considering the Comment/Opposition, the former, for lack of merit, is
hereby DENIED.
10
SO ORDERED.
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10 Id. at 195.
597
II
III
11
IN NOT APPLYING THE DOCTRINE OF RES IPSA LOQUITUR.
Before we discuss the merits of the case, we shall first dispose of the
procedural issue on the timeliness of the petition in relation to the
motion for reconsideration filed by petitioners with the Court of
12
Appeals. In their Comment, private respondents contend that the
petition should not be given due course since the motion for
reconsideration of the petitioners on the decision of the Court of
Appeals was validly dismissed by the appellate court for having
been filed beyond the reglementary period. We do not agree.
A careful review of the records reveals that the reason behind the
delay in filing the motion for reconsideration is attributable to the
fact that the decision of the Court of Appeals was not sent to then
counsel on record of petitioners, the Coronel Law Office. In fact, a
copy of the decision of the appellate court was instead sent to and
received by petitioner Rogelio Ramos on 9 June 1995 wherein he
was mistakenly addressed as Atty. Rogelio Ramos. Based on the
other communications received by petitioner Rogelio Ramos, the
appellate court apparently mistook him for the counsel on record.
Thus, no copy of the decision of the appellate court was fur-
________________
11 Rollo, p. 19.
12 Id. at 91-98.
598
________________
599
________________
14 Africa, et al. vs. Caltex (Phil.), Inc., et al., 16 SCRA 449, 454 (1966).
15 57B Am Jur 2d, supra note 13 at 499.
16 Ibid.
17 Id. at 502.
18 Ibid.
19 Id.
600
20
of going forward with the proof. Still, before resort to the doctrine
may be allowed, the following requisites must be satisfactorily
shown:
________________
20 Id. at 503.
21 Voss vs. Bridwell, 364 P2d 955, 970 (1961) citing Worden v. Union Gas System,
182 Kan. 686, 324 P.2d 501; Lamb v. Hartford Accident and Indemnity Co., Primm v.
Kansas Power & Light Co., 173 Kan. 443, 249 P.2d 647.
22 St. John’s Hospital and School of Nursing vs. Chapman, 434 P.2d 160, 166
(1967).
23 57B Am Jur 2d, supra note 13, at 513.
24 It is the type of claim which a victim has available to him or her to redress a
wrong committed by a medical professional which has caused bodily harm. (Garcia-
Rueda vs. Pascasio, 278 SCRA 769, 778 [1997]).
25 Voss vs. Bridwell, supra note 21.
601
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602
31
occurred. When the doctrine is appropriate, all that the patient must
do is prove a nexus between the particular act or omission
complained of and the injury sustained while under the custody and
management of the defendant without need to produce expert
medical testimony to establish the standard of care. Resort to res
ipsa loquitur is allowed because there is no other way, under usual
and ordinary conditions, by which the patient can obtain redress for
injury suffered by him.
Thus, courts of other jurisdictions have applied the doctrine in
the following situations: leaving of a foreign object in the body of
32
the patient after an operation, injuries sustained on a healthy part of
33
the body which was not under, or in the area, of treatment, removal
34
of the wrong part of the body when another part was intended,
knocking out a tooth while a patient’s jaw was under anesthetic for
35
the removal of his tonsils, and loss of an eye while the patient
plaintiff was under the influence of anesthetic, during or following
36
an operation for appendicitis, among others.
Nevertheless, despite the fact that the scope of res ipsa loquitur
has been measurably enlarged, it does not automatically apply to all
cases of medical negligence as to mechanically shift the burden of
proof to the defendant to show that he is not guilty of the ascribed
negligence. Res ipsa loquitur is not a rigid or ordinary doctrine to be
perfunctorily used but a rule to be cautiously applied, depending
upon the circumstances of each case. It is generally restricted to
situations in malpractice cases where a layman is able to say, as a
matter of common knowledge and observation, that the
consequences of professional care were not as such as would
37
ordinarily have followed if due care had been exercised. A
distinction must
________________
603
________________
38 Id. at 968.
39 Rhodes vs. De Haan, 337 P. 2d. 1043, 1047 (1959).
40 Voss vs. Bridwell, supra note 21, at 968.
41 Sanders vs. Smith, 27 So. 2d 889, 893 (1946).
42 Ibid.
43 Voss vs. Bridwell, supra note 21.
604
The plaintiff herein submitted himself for a mastoid operation and delivered
his person over to the care, custody and control of his physician who had
complete and exclusive control over him, but the operation was never
performed. At the time of submission he was neurologically sound and
physically fit in mind and body, but he suffered irreparable damage and
injury rendering him decerebrate and totally incapacitated. The injury was
one which does not ordinarily occur in the process of a mastoid operation or
in the absence of negligence in the administration of an anesthetic, and in
the use and employment of an endoctracheal tube. Ordinarily a person being
put under anesthesia is not rendered decerebrate as a consequence of
administering such anesthesia in the absence of negligence. Upon these facts
and under these circumstances a layman would be able to say, as a matter of
common knowledge and observation, that the consequences of professional
treatment were not as such as would ordinarily have followed if due care
had been exercised.
Here the plaintiff could not have been guilty of contributory negligence
because he was under the influence of anesthetics and unconscious, and the
circumstances are such that the true explanation of event is more accessible
to the defendants than to the plaintiff for they had the exclusive control of
the instrumentalities of anesthesia.
Upon all the facts, conditions and circumstances alleged in Count II it is
44
held that a cause of action is stated under the doctrine of res ipsa loquitur.
Indeed, the principles enunciated in the aforequoted case apply with
equal force here. In the present case, Erlinda submitted herself for
cholecystectomy and expected a routine general surgery to be
performed on her gall bladder. On that fateful day she delivered her
person over to the care, custody and control of private respondents
who exercised complete and exclusive control over her. At the time
of submission, Erlinda was neurologically sound and, except for a
few minor discomforts, was likewise physically fit in mind and
body. However, during the administration of anesthesia and prior to
the performance of cholecystectomy she suffered irreparable damage
to her brain. Thus, without undergoing surgery, she
________________
44 Id. at 971.
605
606
the Court now comes to the issue of whether the Court of Appeals
erred in finding that private respondents were not negligent in the
care of Erlinda during the anesthesia phase of the operation and, if in
the affirmative, whether the alleged negligence was the proximate
cause of Erlindas comatose condition. Corollary thereto, we shall
also determine if the Court of Appeals erred in relying on the
testimonies of the witnesses for the private respondents.
In sustaining the position of private respondents, the Court of
Appeals relied on the testimonies of Dra. Gutierrez, Dra. Calderon
and Dr. Jamora. In giving weight to the testimony of Dra. Gutierrez,
the Court of Appeals rationalized that she was candid enough to
admit that she experienced some difficulty in the endotracheal
45
intubation of the patient and thus, cannot be said to be covering her
negligence with falsehood. The appellate court likewise opined that
private respondents were able to show that the brain damage
sustained by Erlinda was not caused by the alleged faulty intubation
but was due to the allergic reaction of the patient to the drug
Thiopental Sodium (Pentothal), a short-acting barbiturate, as
testified on by their expert witness, Dr. Jamora. On the other hand,
the appellate court rejected the testimony of Dean Herminda Cruz
offered in favor of petitioners that the cause of the brain injury was
traceable to the wrongful insertion of the tube since the latter, being
a nurse, was allegedly not knowledgeable in the process of
intubation. In so holding, the appellate court returned a verdict in
favor of respondents physicians
________________
45 It is the method of intubating a patient through the oral cavity. Under this
procedure, after the patient has been preoxygenated and paralyzed and is no longer
breathing on his own, the anesthetist inserts an instrument called a laryngoscope into
the patient’s oral pharynx. The patient’s neck is hyperextended, that is, bent back as
far as possible so that the anesthetist can see or “visualize” the patient’s epiglottis and
vocal cords. The anesthetist will then thread the endotracheal tube between the
patient’s vocal cords into the trachea, and then hook the tube to the breathing bag and
anesthetic machine.
607
and hospital and absolved them of any liability towards Er-linda and
her family.
We disagree with the findings of the Court of Appeals. We hold
that private respondents were unable to disprove the presumption of
negligence on their part in the care of Erlinda and their negligence
was the proximate cause of her piteous condition.
In the instant case, the records are helpful in furnishing not only
the logical scientific evidence of the pathogenesis of the injury but
also in providing the Court the legal nexus upon which liability is
based. As will be shown hereinafter, private respondents’ own
testimonies which are reflected in the transcript of stenographic
notes are replete of signposts indicative of their negligence in the
care and management of Erlinda.
With regard to Dra. Gutierrez, we find her negligent in the care of
Erlinda during the anesthesia phase. As borne by the records,
respondent Dra. Gutierrez failed to properly intubate the patient.
This fact was attested to by Prof. Herminda Cruz, Dean of the
Capitol Medical Center School of Nursing and petitioner’s sister-in-
law, who was in the operating room right beside the patient when the
tragic event occurred. Witness Cruz testified to this effect:
ATTY. PAJARES:
Q: In particular, what did Dra. Perfecta Gutierrez do, if any on the
patient?
A: In particular, I could see that she was intubating the patient.
Q: Do you know what happened to that intubation process
administered by Dra. Gutierrez?
ATTY. ALCERA:
She will be incompetent Your Honor.
COURT:
Witness may answer if she knows.
A: As I have said, I was with the patient, I was beside the stretcher
holding the left hand of the patient and all of a sudden I heard
some remarks coming from Dra. Perfecta
608