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ommunication has been de- “heard”10; therefore, a “good clinical cation has been accelerated by the
scribed as the most important encounter”10 leads to better out- emergence of patient-centered per-
aspect of practice that health comes. This view has been substan- spectives.21 When Stenmar and Nord-
professionals have to master1 and an tiated by reports of increased patient holm22 investigated clinicians’ per-
essential requirement underpinning knowledge,11 improvements in ini- ceptions of the most important
any successful encounter.2 It has tial beliefs about medications,11 im- factors in successful treatment in
been widely studied within the fields proved adherence to treatment regi- their sample of 187 Swedish physical
of medicine, nursing, psychology, mens,11–13 greater understanding of therapists, they found that the major-
psychotherapy, and social science, information given,12 and enhanced ity perceived the patient-therapist re-
and the complexity of measuring satisfaction.11,12,14 This view is not lationship and patients’ resources to
interactions between patients and universal, however, as some re- be more important to treatment suc-
health care professionals is well searchers have argued that the ex- cess than the treatment itself.
recognized. planatory models used by health care
professionals intersect with the be- Despite the importance of communi-
It is important to consider not only liefs of patients and create relation- cation, there is no gold standard in-
what is said but also the manner in ships that do not result in predict- strument for measuring communica-
which it is conveyed, as communica- able, linear outcomes.15 tion, and various methods have been
tion traditionally incorporates verbal used within the health care fields;
and nonverbal behaviors. Depending Recently, interest has grown in ex- qualitative methods have been used
on the situation and the words used, amining the implications for clinical to determine health care profession-
verbal communication may be used care of more patient-centered ap- als’ and patients’ opinions of what
for the transference of information proaches15 across the health care constitutes an effective interaction,23
or instruction as well as for convey- professions. Within the psychother- and quantitative methods have been
ing empathy in order to establish a apy literature, the development of a used to measure verbal and nonver-
relationship.3 The effectiveness of “strong therapeutic alliance”16 has bal communications with an array
any verbal message conveyed to an- been widely considered, and it has of classification schemes. Although
other individual relies on his or her been stated that the relationship be- these methods have resulted in greater
ability to listen, hear, and assimilate tween the client and the psycho- insight into styles of communication,
the message appropriately.4 Non- therapist, more than any other fac- relatively little still is known about the
verbal communication includes all tor, determines the effectiveness of content of health care consultations.24
behaviors that convey messages with- psychotherapy.17 Similarly, within To date, this work generally has fo-
out the use of verbal language.5 At- the field of nursing, the importance cused on doctor-patient interactions
tempts have been made to quantify of communication has been recog- and has been reported less widely in
the relative importance of verbal and nized, in particular, during the initial other health care professions.
nonverbal behaviors, with estimates phase of the nurse-patient relation-
of the nonverbal component com- ship, when roles are clarified and Within the setting of physical ther-
prising 55% to 97%,6 90%,7 and 93%8 rapport and standards are estab- apy, Talvitie3 investigated the inter-
of the message. Despite the varia- lished.18 Within the field of medi- action between the clinician and
tions in these values, nonverbal as- cine, it has been claimed that 80% of the patient by using a form of inter-
pects of communication are consis- patients’ complaints arise from a action analysis to record verbal and
tently thought to be more influential breakdown in communication,19 a nonverbal communications. This
than verbal behaviors. According to finding that highlights the impor- method involved the use of an ob-
Waddell,9 when the nonverbal mes- tance of this topic. Furthermore, servational instrument based on the
sage conflicts with the verbal mes- communication assumes a special Didactic Process Analysis in the
sage, people probably will not be- importance when things go awry; in Helsinki taxonomy, which was orig-
lieve what is said. a study of 227 patients and relatives inally designed for use in a classroom
who were taking legal action through setting.25 The measure had been
Although the importance of commu- medical negligence solicitors, “expla- adapted (without revalidation) to
nication in health care interactions is nation and apology” was the most fre- suit the classification of verbal com-
undisputed, its influence on treat- quently cited action after the incident munication and socioaffective char-
ment outcomes is less clear. Current that might have prevented litigation.20 acteristics in the setting of physical
data suggest that positive effects oc- therapy. Despite its apparent valid-
cur when people feel empowered With regard to physical therapy, the ity, Talvitie3 considered this measure
and believe that they have been need to give attention to communi- to be inappropriate for use within
the setting of physical therapy be- Method Therefore, we decided to limit the
cause of insensitivity within the cod- Study Design patient population to any adult pa-
ing categories. A pragmatic, prospective, observa- tients referred to the physical ther-
tional study was undertaken in an apy departments with a diagnosis of
Therefore, the search continues for acute care hospital and in a Primary low back pain. The duration of back
an appropriate, validated tool for Care Trust in southern England to pain was not specified in the inclu-
measuring the communication that identify the verbal and nonverbal sion criteria, and patients were eligi-
takes place during clinical encoun- communications that occur between ble to participate whether or not
ters. Only when the content of this physical therapists and patients with their symptoms were referred into
communication is known can clini- low back pain during treatment ses- the lower limb, as these factors were
cians establish ways to optimize sions. The study design included assumed not to influence the com-
the relationship, maximize the non- mixed methods (quantitative and munication occurring during the in-
specific treatment effects (eg, the qualitative), as outlined in the Figure. teraction. Patients with signs and
patient who experiences less pain symptoms suggesting possible seri-
during a consultation with a warm, Participants ous spinal pathology were excluded,
empathetic health care profession- All physical therapists (n⫽16) work- as were people whose first language
al), and enhance the patient’s expe- ing in the participating departments was not English, because of the ex-
rience. Given this context, the pur- were given an information sheet out- ploratory nature of the study.
pose of this study was to measure lining the study. Clinicians whose
the content and prevalence of the caseload did not include patients Of the 13 physical therapists (4 men
verbal and nonverbal communica- with low back pain were excluded and 9 women) who agreed to take
tions that occur between physical (n⫽2), ensuring that all participating part in the study, 7 female clinicians
therapists and patients with low therapists were currently treating pa- (2 employed by an acute care hospi-
back pain in an outpatient setting. tients with low back pain. In addi- tal and 5 employed by the Primary
Care Trust) successfully recruited straints, the camera was manually subdivisions for informational behav-
patients. Their mean number of operated by the researcher, who was iors).27 In addition, criterion validity
years of qualification was 9 (range⫽ present in the treatment cubicle has been determined with the Roter
0.5–33 years), with 3 clinicians (and confined the videotape record- Interaction Analysis System.27
(43%) at the more experienced (se- ing to the head and neck of partici-
nior I) grade, 3 (43%) at the senior II pants throughout the data collection Trends in nonverbal communica-
grade, and 1 (14%) at the least expe- process). tion. The frequencies of the 5 non-
rienced (staff) grade. Twenty-one pa- verbal behaviors—affirmative head
tients reporting low back pain were Following the treatment session, a nodding, smiling, eye gaze, forward
recruited for the study (12 men brief, semistructured interview was leaning, and touch— described by
[57%] and 9 women [43%]). The undertaken with the physical thera- Heintzman et al28 were recorded at
mean age of the patients was 48 pist to determine the perceived in- 40-second intervals for both the
years (range⫽21–76 years). fluence of the presence of the man- physical therapist and the patient.
ually operated video camera, in This outcome measure was devel-
Data Collection comparison with the therapist’s oped in the field of business and
To measure communication, it is usual practice. was subsequently used by Caris-
necessary to directly observe the Verhallen et al6 in the settings of
interaction taking place between the Outcome Measures home nursing and care of older peo-
physical therapist and the patient.26 Verbal communication. In order ple; the interrater reliability of the
This interaction can be recorded to explore the interaction between nonverbal behaviors was calculated,
with either videotapes or audio- the physical therapist and the pa- using the Pearson correlation coeffi-
tapes, although videotape recording tient, a validated outcome measure cient, to be between .70 and .98.
has the advantage of being able to of verbal communication, the Medi-
record nonverbal communication in cal Communications Behavior Sys- Data Analysis
addition to verbal utterances. Con- tem (MCBS), was used.27 The MCBS To determine the content and prev-
versely, recording patients in a state was developed to measure the com- alence of the verbal and nonverbal
of undress may deter potential par- munication occurring in situations communications that occurred be-
ticipants and could raise ethical is- involving multiple health care pro- tween the physical therapists and
sues. For the purposes of this study, viders27 and has categories for infor- the patients, the primary analysis in-
recording nonverbal communication mational (content), relational (affec- volved classifying the verbal commu-
was a priority; therefore, with ex- tive), and negative behaviors for nication by use of the MCBS and
press (written) consent from both both clinicians and patients. These measuring the frequencies of non-
parties, the interaction between the categories were subdivided further verbal behaviors at 40-second inter-
physical therapist and the patient into 13 clinician behaviors, 7 patient vals. The videotapes were analyzed
was recorded with videotape dur- behaviors, and 3 miscellaneous cate- by a trained, independent assistant,
ing the first treatment session follow- gories (Tab. 1). In order to maintain who classified the verbal utterances
ing the initial assessment. This ses- the use of the measure in its original into the categories shown in Table 1.
sion was chosen because it was a form, the term “behavior” was An interrater reliability exercise for
less structured encounter than the adopted throughout instead of the coding these categories was done
initial assessment but was still early term “communication.” by the researcher and the indepen-
enough in the patient’s treatment to dent assistant using the Pearson
capture the developing therapeutic Psychometrically, the interrater reli- correlation coefficient with 3 pilot
relationship. ability of the MCBS, assessed with therapist-patient dyads.
the Pearson correlation coefficient,
A tripod-mounted Sony camera was greater than .70 for all behaviors In addition to recording the frequen-
(model CCD-FX200E/FX270E)* was occurring more frequently than 2% cies of the MCBS categories, we re-
placed centrally along the side par- of the time during an observational corded the durations of the treat-
tition of the treatment cubicle to study of 101 genetic counseling ses- ment sessions in minutes and seconds.
maximize the view of both the pa- sions.27 Factor analysis was done Because of variations in the length of
tient and the clinician as discreetly and was found to provide some the treatment sessions, the propor-
as possible. Because of ethical con- construct validity, supporting the tion of time that the physical thera-
a priori organization of the behaviors pist and the patient spent talking was
* Sony Corp, Pipers Way, Thatcham, Berk- into informational, relational, and determined as a percentage for each
shire, United Kingdom RG19 4LZ. negative behaviors (but with further category.
dergraduate level about the impor- bal behaviors that occurred. Despite tremely important but is underrepre-
tance of body language, in particular, being able to measure these aspects of sented within the health care litera-
eye contact, which is reported to communication, however, they were ture. It has been shown that it is
promote a favorable treatment out- not able to determine sequences or possible to reliably record the prev-
come.7,37 More specifically, physical patterns of communication; this is a alence and content of verbal and
therapists’ eye contact has been topic for further research. In addition, nonverbal communications with
shown to increase patients’ confi- the most prevalent category in the video analysis and valid tools, such as
dence and demonstrate that the cli- MCBS tool lacked sensitivity. In future the MCBS and the positive nonverbal
nician is interested in the patient’s studies, it would be advantageous to behaviors of Heintzman et al.28 Al-
condition.37 During the treatment of subdivide the verbal content category though the physical therapists in the
patients with low back pain, how- into “offering advice” (such as when present study perceived that the
ever, maintaining eye contact and modifying an activity) and “giving in- presence of the camera (operated by
building this confidence may be- struction” (such as when teaching an the researcher) influenced their be-
come problematic if the patients exercise), as the balance of power havior and communication, this in-
spend a significant amount of time may be perceived differently during fluence became less of an issue the
lying prone. Further underreporting these interactions. Any such modifica- more times they were recorded on
of nonverbal behaviors in the tions would need to be validated videotape.
present study may have arisen be- against the original MCBS.
cause of the presence of the re- The methods described here could
searcher and the video camera and, The methods used in the present study be used in future research to further
on a practical level, it was not always for recording the prevalence and con- explore the patient-therapist rela-
possible to observe both the clini- tent of verbal and nonverbal commu- tionship (eg, mapping of entire care
cian and the patient simultaneously nications could be applied to further episodes, patterns of communica-
with a single video camera. research (eg, mapping of entire care tion, and issues such as sex and cul-
episodes). In the present study, we ture). Once the content of a physical
Although the present study showed considered only the first follow-up therapy encounter is established, the
that aspects of verbal and nonverbal appointments for patients with low next challenge is to use communica-
communications can be measured back pain; however, it would be im- tion skills that maximally enhance
with video analysis and validated out- portant to consider the initial assess- treatment outcomes. As part of this
come measures, a number of limita- ment as well as subsequent treatments process, video analysis could be used
tions were evident. The background to record the content of the interac- for teaching purposes to provide
noise within the department, cou- tions as the relationship develops. feedback to clinicians to improve
pled with the divergent positioning Once this baseline is established, re- their communication skills, maxi-
of patients and physical therapists, search can be extended to include is- mize the nonspecific treatment ef-
may have resulted in some under- sues of culture and patients’ needs and fects, and improve the patient’s
reporting of communications. The expectations, as their effect on com- experience.
use of 2 microphones helped to min- munication is largely unknown.
imize this problem; however, multi-
Both authors provided concept/idea/
ple wall-mounted cameras would In clinical practice, recording initial research design and writing. Mrs Bucksey
have been preferable but were not assessments (with express consent) provided data collection and analysis and
permitted for ethical reasons. can provide valuable information fund procurement, Dr Roberts provided
and material for reflection, helping project management and institutional liai-
sons. The authors acknowledge Sue High,
Previous studies acknowledged the to identify communication skills and
Department of Social Statistics, Southamp-
importance of recording both the strategies and the impact that they ton University, for statistical advice; the
verbal and the nonverbal behaviors appear to have on patients.38 Such physical therapy outpatient staff at Stone-
that occur during an interaction; how- reflection is important because com- ham Centre, Southampton City PCT; and
ever, few authors attempted to do munication is a skill and, like all financial support from the Arthritis and
Rheumatism Campaign and the Chartered
so,6 especially within the setting skills, it requires practice to be per-
Society of Physiotherapy.
of physical therapy.3 Although the formed well.39
outcome measures chosen for the This work was presented at the 14th Inter-
national Congress of the World Confedera-
present study had not been used pre- Conclusion tion for Physical Therapy; June 7–12, 2003;
viously in such a setting, they were In the present study, we explored an Barcelona, Spain.
able to effectively record the content area of physical therapist practice
and prevalence of verbal and nonver- that is universally regarded as ex-
Ethical approval for this study was granted 13 DiMatteo MR. The role of effective com- 27 Wolraich M, Albanese M, Reiter-Thayer S,
by the Southampton and South West Local munication with children and their fami- Barrett W. Factors affecting physician
Research Ethics Committee. lies in fostering adherence to pediatric reg- communication and parent-physician dia-
imens. Patient Educ Couns. 2004;55: logues. J Med Educ. 1982;52:621– 625.
This article was received March 9, 2006, and 339 –344. 28 Heintzman M, Leathers DG, Parrot RL,
was accepted January 8, 2007. 14 Schofield PE, Butow PN. Towards better Bennet Cairns A. Nonverbal rapport-
communication in cancer care: a frame- building behaviors’ effects on perceptions
DOI: 10.2522/ptj.20060077 work for developing evidence-based inter- of a supervisor. Management Communi-
ventions. Patient Educ Couns. 2004; cation Quarterly. 1993;7:181–208.
55:32–39. 29 Ong LML, Visser MRM, Kruyver IPM, et al.
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