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Keywords: Studies on the spectral behavior of Brazilian soils and their possible applicability to increase productive efficiencies are still
Spectral reflectance scarce, mainly for paddy soils, present in a small part of the territory and yet very important for agricultural production in the
Soil classification country. The objective of work was to obtain parameters for classification of paddy soils using spectral data obtained by
Floodplains
diffuse spectroradiometry. The surface and subsurface soil samples were collected by using a 90 m 2 sampling grid with
equidistant points. Spectral analysis was performed in a laboratory by using a spectroradiometer with 1 nm resolution at 350–
1100 nm and 2 nm resolution at 1100–2500 nm. The evaluation of spectral curves was performed on the basis of four different
procedures. The statistical analysis was performed by using the procedures STEPDISC, STEPWISE, and DISCRIM of
Statistical Analysis System (SAS) software. The results show that soil discriminations by the spectral data obtained in the
laboratory were successful. However, the model that tests the procedure for soil discrimination has low accuracy of 47.79%
when compared with other methods.
1. Introduction destructive and can be applied in studies of short or medium term (Udelhoven
et al., 2003; Viscarra-Rossel et al., 2006) such as mappings made using
In Brazil, studies on the spectral behavior of soils and their possible geostatistical techniques or even based on hyperspectral sensors. The choice
applicability to increase productive efficiencies are scarce. Floodable areas for spectroscopy technique can have to further advantages compared to
usually have its soil formed by sedimentary materials. However, there are laboratory or field proximal spectroscopic approaches such as providing
cases where the presence of unexpected soil classes may occur, that is, not spatially continuous information with a high density (Franceschini et al.,
formed by this type of material, which suggests a special type of management 2015; Nocita et al., 2015) or even in areas where pedological surveys are not
for the treatment of crops. Moreover, the available studies lack information on available (Arruda et al., 2016). In addition, such techniques provide new
its application to different environmental conditions such as agricultural crops methods of floodplain surveying and mapping as well as other works has also
(Chicati et al., 2008). looked for new forms of research in tropical soils (Demattê et al., 2016).
Other advances in digital soil mapping like digital spatial data (DEM, orbital
For paddy soils, this gap is even greater because work related to this topic images), the computer power to process large data or the progress of GIS
(Demattê et al., 2004; Nanni et al., 2004; Fiorio and Demattê, 2009; Genú and tools are attracting new soil scientists by the spatial analyses of soils
Demattê, 2010) addresses and differentiated specific environmental (Minasny and McBratney, 2016).
conditions. The conditions of formation, preparation, and management of
these soils in regions with water excess show highly similar behavior and Based on spectral processes and methodologies available for re-search,
characteristics. However, no studies exist that concretely represent the best this work was developed on the hypothesis that it is possible to classify soils
way to perform an environmental design of these soils to determine which and determine their attributes in wetlands by using diffuse reflectance
classes are more frequent in these regions, their geographical distribution, and spectroscopy. Thus, the objective of this work was to obtain guidelines for
the best mode of operation when possible (Chicati, 2007). paddy soil classification by using spectral data acquired by diffuse
spectroradiometry.
In this sense, the techniques of diffuse spectroradiometry are presented as
a method of obtaining reliable results (Shepherd and Walsh, 2002) because
the management of soil properties is non-
Corresponding author.
E-mail address: mlchicati@hotmail.com (M.L. Chicati).
http://dx.doi.org/10.1016/j.rsase.2017.04.002
Received 22 August 2016; Received in revised form 21 November 2016; Accepted 16 April 2017
Available online 18 April 2017
2352-9385/ © 2017 Elsevier B.V. All rights reserved.
M.L. Chicati et al. Remote Sensing Applications: Society and Environment 6 (2017) 39–45
2. Material and methods for radiometric spectrum analysis ranging from 350 to 2500 nm.
The procedure for collecting radiometric data was conducted in an
2.1. Study area environment properly prepared for spectral readings, where the samples were
subjected to evaluation by a Fieldspec Pro spectro-radiometer with spectral
The study area is located in the northwestern state of Paraná, Brazil, and resolutions of 1 nm between 350 mn and 1100 nm and 2 nm between 1100
is included in the Federal Environmental Protection Area (EPA) of the Islands nm and 2500 nm. In this step, the radiance from the target was compared with
and Floodplain of the Paraná River established on September 30, 1997. The a reference board of standard white Lambertian reflection maxima.
pilot area was delimited by the UTM coordinates in the meridian 51° WG,
238–252 km and 7428–7438 km from Ecuador, with a total area of 59.5 km2. The geometry of data acquisition (Fiorio and Demattê, 2009) included
white standard reflectance calibrated at 100% in a 25° field of view 7 cm in
The geology of this area lies in the “Unidade Rio Paraná” and is highly height above the sample in the vertical direction. The light source had an
asymmetric in shape with a thickness ranging from 5 m to 6 m in the portion inclination of 62° from the ground and 72 cm in distance between source and
corresponding to the floodplain. Three facies associations make up these target. A halogen lamp of 600 W with a parabolic reflector and collimated
deposits: 1) well-graded sandy gravel, 2) stratified sand and pebbles, and 3) beam was used for 220 v regulated output at 110 ± 0.5 v nominal voltage and
sandy mud. Inside “Unidade Rio Paraná,” the study region is close to the Ivaí 5.2 a. This lamp was not used as a source of stabilizing high-precision input.
River. The basalts of Serra Geral Formation, sandstones of the Caiuá
Formation, and sediments of the Paraná Sedimentary Basin (Barros, 2006) are The procedure for determining the geometry of data collection followed
distributed over three distinct sections of the river. Demattê et al. (2004) using a Spectralon white plate as reference.
40
M.L. Chicati et al. Remote Sensing Applications: Society and Environment 6 (2017) 39–45
the SAS system randomly selected the components for discriminant analysis
(80%) and those used for testing the model (20%). This procedure was
repeated 50 times, as reported by Nanni et al. (2004)). After simulation, a
report was issued that contains the tables generated by the chi-square analysis
of partial and global error analysis.
This methodology of spectral data statistical evaluation has also been the
target of several other articles. Each research has its specific objectives,
however, the evaluation of data generally leads to a common reason that can
be observed in some papers exposed in Table 1, which evaluate with diverse
sensors and varied exposure conditions, sets of elements similar to soil
studies.
A fluxogram describing the entire methodological process for obtaining
the information can be seen in Fig. 3.
Table 1
Papers using spectral analyzes to characterize soil classes or soil attributes using different sensors and exposure conditions.
a
Infra-Red Intelligent Spectroradiometer.
b
Thematic Mapper (Landsat5).
c
ASD Fieldspec 3 Jr Spectroradiometer.
d
Penetrating Optical Sensor.
e
AISA-ES image spectrometer.
f
Multi-Purpose Analyzer.
41
M.L. Chicati et al. Remote Sensing Applications: Society and Environment 6 (2017) 39–45
Fig. 3. Fluxogram of sequence work: Incorporation of field and laboratory data, editing and evaluation of results obtained.
the estimation of spectral attributes, that is, a smaller set of individuals Stevaux (1994).
capable of providing spectral information to compose a library makes its After the variables and soil classes were defined, regression analysis of
identification more difficult by the statistical prediction process. spectral data was performed in the laboratory following the procedure of
Nanni et al. (2004). This calculation determined the discriminant equations
for the different soil types. The equations are presented in Table 4.
3.2. Discriminant analysis by spectral data
These equations enable the use of spectral data to determine the soil
Through the STEPDISC procedure, five variables were selected that classification. For this purpose, the values obtained by spectral readings of the
showed greater relevance within the 5% coefficient of significance established samples need to be separated under the appropriate spectral bands established
for the system, as shown in Table 3. in this study so they can be introduced into the equations (Nanni and Demattê,
The homogeneity observed in the spectral analysis was evident from the 2006). Thus, by using the spectral data obtained by spectroradiometric
definition of most representative variables because several factors contributed readings of the soil samples in all of the equations listed in Table 3,
to the low differentiation of field samples. Examples include the condition of identification of the soil class by the highest value is possible, as proposed by
constant humidity in which the study area was subjected, as described by Nanni et al. (2004) and Demattê et al. (2004).
Chicati (2007), and the common combination of materials originating in the
soil, as reported by
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M.L. Chicati et al. Remote Sensing Applications: Society and Environment 6 (2017) 39–45
Table 2
Physical and chemical characteristics of the layer 0–20 cm of 7 soil classes (Soil Survey Staff, 2014).
PXa 269,74 220,32 509,94 23,25 33,97 3,96 11,03 48,66 33,69 28,61
OXb 202,50 85,00 712,50 19,69 36,36 2,31 8,33 80,30 27,76 37,64
HIc 381,67 188,33 430,00 67,80 32,31 6,73 30,91 140,92 21,97 32,85
PLd 423,33 157,50 419,17 47,74 41,89 9,54 31,69 109,15 28,35 36,94
TQe 281,67 95,00 656,67 17,38 30,72 1,91 7,22 64,61 24,18 40,99
FLf 189,17 103,33 707,50 10,55 24,08 2,40 8,27 49,01 25,38 43,72
ICg 377,50 270,00 352,50 29,51 60,57 5,09 13,42 36,10 37,05 32,17
a
Plinthaquox.
b
Oxisols.
c
Histosols.
d
Paleudults.
e
Quartzipsamments.
f
Fluvents.
g
Inceptisols.
h
Organic Matter.
i
Sum of bases.
j
Cation Exchange Capacity.
k
Clay activity.
l
Base saturation.
m
Aluminum saturation.
In this respect, analysis was performed to quantify the likelihood of errors This difficulty of discriminating among the classes can also be evidenced
in classification made by the system of discriminant equations. by the overall rate of error of the model, which reached 52.21% owing to the
Classes with lower rates of correct answers obtained in the discriminant great homogeneity of the samples, and the conditions in which soils were
analysis were PX and TQ, with values of 33.3% and 40% respectively. For found in the field.
PX, a greater likelihood of confusion was expected owing to the intrinsic With the completion of the 50 model simulations in SAS, we generated
characteristics of the soil class. In particular, the existence of the plinthic 2850 results. These data are presented in Table 6.
horizon is rarely identified by spectral data. This is explained because the This percentage of error can be explained by the low number of replicates
existence of plinthite is observable in a of samples in some classes, such as OX or Inceptisols with
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M.L. Chicati et al. Remote Sensing Applications: Society and Environment 6 (2017) 39–45
Table 4
Discriminant equations obtained by spectral analysis of laboratory data.
Class Equation
a
PX −172,96575+185,95625 B2_HBh+1011 B9_HAi − 992,75888 h5_HA+70,70206 h10_HB+378,55184 tg_HA
OXb −200,84984+194,00283 B2_HB+2295 B9_HA−2283 h5_HA+62,51960 h10_HB+415,54321 tg_HA
HIc −162,77706+161,51684 B2_HB+1006 B9_HA−981,50440 h5_HA+67,17360 h10_HB+371,58116 tg_HA
PLd −181,09894+164,30594 B2_HB+1067 B9_HA−1020 h5_HA+69,84721 h10_HB+384,37594 tg_HA
TQe −174,71465+176,66294 B2_HB+771,51507 B9_HA−767,32638 h5_HA+108,73240 h10_HB+370,97774 tg_HA
FLf −158,65646+172,55133 B2_HB+994,35998 B9_HA−966,72907 h5_HA+64,09700 h10_HB+361,36667 tg_HA
ICg −16531557+210,32379 B2_HB+89,48038 B9_HA−920,09829 h5_HA+80,84191 h10_HB+374,62529 tg_HA
a
Plinthaquox.
b
Oxisols.
c
Histosols.
d
Paleudults.
e
Quartzipsamments.
f
Fluvents.
g
Inceptisols.
h
Sub-surface layer.
i
Surface layer.
Table 5 also showed low significance in comparison to other results, such as those
Error of discriminant analysis for classification of soils. obtained by Nanni et al. (2004).
Notably, the work of Nanni et al. (2004) and Fiorio and Demattê (2009)
IN PX OX HI PL TQ FL Totala
showed great variability. The present study employed hydro-morphic soils
Errorb 0.5000 0.6667 0.5000 0.4000 0.4815 0.6000 0.5000 0.5212 located in an environment with even greater homogene-ity. Other studies
Pc 0.1429 0.1429 0.1429 0.1429 0.1429 0.1429 0.1429 (Demattê et al., 2015; Zelikman and Carmina, 2013; Chicati et al., 2016;
a
Waruru et al., 2014) focused on the same subject of soil data acquisition also
Total value of discriminant analysis error.
b obtained promising results, although each one applied specific sensors to their
Error distribution by class.
c
Probability of participation in the same class. realities. The use of hyperspectral field sensors is now a very promising
channel of studies not only for soil surveys but also in several other areas of
Table 6 research. The work already done with these tools (Chicati et al., 2016),
Frequency of errors and correct the model generated for 80% of the samples. although still scarce, has grown and may become a reality for the vast
majority of researchers in the coming years.
Correct Frequency Percentage Cumulative Cumulative
frequency percentage
Similar to the model generated with 80% of the data, testing the
No 1488 52.21 1488 52.21 remaining 20% had low significance for the chi-square p < 0.001, compared
Yes 1362 47.79 2850 100 with the results of Nanni et al. (2004). In the second part of the evaluation, the
relationship between actual and estimated data presented r2=53%, according
to the coefficient of determination.
Table 7
Frequency of trial and error testing of the model generated with 20% of individuals.
4. Conclusions
Correct Frequency Percentage Cumulative Cumulative
frequency percentage Considering the objectives proposed in this work and in view of the
results obtained and discussed previously the following conclusions were
No 458 65.43 458 65.43
Yes 242 34.57 700 100 drawn:
To test this model, we used the remaining 20% of observations, i.e., those 3. The model used for testing the procedure for discrimination of the soil had
not used for model generation. low levels of accuracy relative to that reported in previous work.
Worse results were obtained for the data simulated in this test. PL showed However, the results were representative of the unique conditions of the
the highest correlation values, with 50.74% accuracy of the attempts, and OX study area.
showed zero correlation. Among the total of 700 attempts, 458 were correct,
and 242 failed to correctly classified the soils, thus accumulating a global Acknowledgements
error of 65.43% (Table 7).
When the test was conducted with few individuals of the total employed This work was supported by National Council of Scientific and
in the model, the analysis showed a higher accumulated error. This occurred Technological Development from Brazil through the CT-Hidro 141421/
because under the conditions of great homogeneity of the samples, the lower 2007-0 and PQ 10/2009 303989/2009-2.
the number of individuals employed in the test resulted in a greater number of
incorrect results, as also observed by Nanni et al. (2004). References
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Franceschini, M.H.D., et al., 2015. Prediction of soil properties using imaging spectroscopy: Marcelo Luiz Chicati is an adjunct professor at the Universidade Estadual de Maringá. He
considering fractional vegetation cover to improve accuracy. Int. J. Appl. Earth Obs. received his BS and MS degrees in agronomy from the Universidade Estadual de Maringá in
Geoinf. 38 (1), 358–370. 2005 and 2007, respectively, and his Ph.D. degree in agronomy from the Universidade Estadual
Genú, A.M., Demattê, J.A.M., 2010. Spectraleletromagnetic and topographic informations on de Maringá in 2011. He is the author of more than 25 journal papers and has written two book
the determination of soil compounds. Bragantia 69 (1), 157–164. chapters and one complete book. His current research interests include remote sensing,
Henderson, T.L., Baumgardner, M. f., Fransneier, D., 1992. High dimensional reflectance spectroradiometry, ground penetrating radar, geopro-cessing and soil sciences.
analysis of soils organic matter. Soil Sci. Soc. Am. J. 56 (1), 865–872.
Lemos, R.C., Santos, R.D., 2005. Manual description and collection of soil in the field.
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