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ANCIENT/MEDIEVAL PHILOSOPHY

PHILOSOPHY 2010
STUDY NOTES

W. T. Jones, The Classical Mind: A History of Western Philosophy,


2nd Edition, New York: Harcourt Brace Jovanovich, 1970.

PRE-SOCRATIC PHILOSOPHY

1. When did “the history of philosophy” begin? A that the answer to 1. was a “thing”, i.e., “stuff”. 3.
history of philosophy would have a beginning. The The ultimate stuff—water—is active and contains
history of philosophy, even if the records were com- within itself a principle of change. This is probably
plete, would be impossible to locate. It was a gradual what he meant when he said all things are “full of
change from a kind of thinking that no one would gods.” Paradoxical as it may sound, he was tacitly
call philosophical, e.g., anthropomorphic and denying divine causality. “Things” do not require
mythic, to a kind of thinking that everyone would force applied to them from outside by the gods but
call philosophical. move of themselves, by a natural force within them.
This is the first rudimentary concept of “process.”
2. How was the Homeric heaven just a reflection of
the Homeric state? The Greek state, as Homer de- 7. What were Anaximander’s basic assumptions? 1.
scribed it, was monarchial in principle, but the king There is some “thing”—a one “stuff,” and 2. there is
was by no means an absolute monarch. Public opin- a process by which this one becomes the many
ion, as represented by the warriors and nobles—not things of everyday experience, and 3. this process is
the “people,” of course—clearly played a part in “necessary.”
limiting the royal prerogative. What was their con-
8. Why did Anaximander reject the idea that the
ception of law and nature? There was not yet any
“basic stuff” is a “element”? Because there is a
conception of law as a body of rules to which even
logical contradiction in the theory that things that are
the sovereign must bow. Nor did Homer have any
not water (rocks, fire, air, and so on) are “really” wa-
conception of nature as a system of regularly recur-
ter. The one stuff must be without particular limiting
ring sequences of events. What is fate? Homer’s
characteristics, that is, infinite or “boundless”.
gods are causal agents—that they are responsible for
“Stuffs” issue from and return to the boundless.
both the regular order of events and the interruptions
of that order. But above the gods is fate, a blind, in- 9. For Anaximander, how did the universe, life and
scrutable “will” to which even Zeus must yield. mankind come into existence? The world as we
know it was separated out of the boundless by a kind
3. What was the supreme offense for Homer? Hubris
of circular motion like an eddy. Our world is only
or insubordination. The moderate man “knows his
one of many such separated-out worlds, which are
place.” What was the supreme offense for Hesiod?
coming into being and passing out of existence as
Oppression of the weak by the strong.
eddies form and dissolve in the boundless. Hot and
4. Why is scientific advance inhibited by myths? cold were the first to be separated out in this process
Myths not only failed to inform; they actually inhib- of world formation, hot being an area of fire encir-
ited scientific advance. As long as the causes of cling cold “as the bark surrounds a tree.” The sun,
events were attributed to the will of the gods, a sci- the moon, and the stars are “wheels of fire” that
ence of meteorology, for instance, was impossible. separated from this region of fire. As the heat from
the outer fire dried up parts of the moist inner areas,
5. What was the cause of all things for Thales? Wa-
differentiation between sea and land areas occurred.
ter: liquid, gas, and solid. First, this is a single unify-
It was in the moist areas on the earth that life first
ing principle and second, it is a secular point of view
arose. Man, therefore, “was like another animal,
of natural events and processes.
namely a fish, in the beginning.” Moreover, man
6. What are the three metaphysical assumptions must have been born from animals of another spe-
that Thales held? 1. One thing is the cause of eve- cies, since man requires a lengthy period of suckling,
rything else, i.e., he was a monist. 2. Thales believed whereas other animals quickly find food for them-
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selves. It follows, Anaximander reasoned, that in the would paint the forms of the gods like horses, and
early days of life man as he is now could never have oxen like oxen, and make their bodies in the image
survived. of their several kinds.” “One God … neither in form
like unto mortals nor in thought.” Though sounding
10. How did Anaximenes critic Anaximander’s
monotheistic he was probably a pantheistic like
boundless? Either the boundless is simply a kind of
Heraclitus. While Heraclitus and Xenophanes could
grab-bag collection of the specific stuffs (in which
worship a “world process” or a “material one,” most
case it is not really one at all, and monism is aban-
men were incapable of such rarefied abstractions.
doned), or it is an indefinite something, which, being
For the Greeks all the major sanctions that held soci-
nothing in particular, is not anything at all.
ety together and moved men to conform to the law
11. Explain Anaximenes distinction between quanti- and to act with restraint and moderation were ulti-
tative and qualitative changes as it relates to mo- mately religious. Hence the collapse of religious be-
nism. If qualitative changes (liquid to gas) are re- lief had very serious repercussions on the Greek so-
ducible to quantitative changes (changes of density) ciety.
of one stuff, monism is saved. Air can vary in den-
16. What is Euclidian geometry? Axiomatic method of
sity, that is quantitatively. Therefore air must be the
proving and systematizing a set of conclusions. Axi-
basic world stuff.
oms are self-evidently true. Greek geometers em-
12. What is the stuff the world is made of for Heracli- phasized logical reasoning from premises regarded
tus? Explain why. Fire. What does it mean to say as self-evident. Whereas the geometers reached con-
that air becomes water. Unless air remains air clusions that agreed with sense experience, the
throughout the process of rarefaction and condensa- physicists and cosmologists who first used the geo-
tion, we cannot say it is the “one”. The problem is metric method reached conclusions that collided
insoluble as long as the “one” is taken to be a mate- head-on with perception.
rial thing. But what if the oneness of the world con-
17. In addition to monism Parmenides held to two
sists in the orderliness with which things change?
new premises: 1. “What is, is” (like “A is A”) and
Then the world would have a unity of pattern. Thus
2. “What is not, is not” (Means that there is no
Heraclitus abandoned the basic concept of “stuff”
nothing, that is, that the word “nothing” does not
and substituted the concept of process, i.e., ordered
name anything. There is, and can be, no object, no
change. Heraclitus used an image that represented
nothing, named by the name “nothing.” “Nothing
process—fire. Though he ought to have denied that
exists” is self-contradictory). From these premises
the world is one thing, he ended by identifying it
how could his arguments be constructed to prove
with fire. “One cannot step into the same river
that whatever is, is 1. Uncreated, 2. Indestructi-
twice.”
ble, 3. eternal, and 4. Unchangeable? (1) What is,
13. What is the importance of tension or strife for the is uncreated. In order to prove this let us assume its
political Heraclitus? He transferred his conception opposite, namely, that what is was created. If what is
of universal flux from the physical world to the so- was created it must have been created either (a) out
cial. “An attunement of opposite tensions, like that of of nothing or (b) out of something. But (a) it could
the bow and the lyre”. In other words, social and po- not be created out of nothing, for there is no nothing;
litical stability rests on, and is an appearance of, op- and (b) we cannot say that it was created out of
posing tensions. The bent bow seems at rest, but something, for, on the assumption of monism, there
only because the string and the bow pull equally is no “something else”—there is only what is. This
against each other. “War is the father and King of exhausts the possibilities: Since something is neither
all” and “Strife is Justice”. Thus, without strife created (a) out of nothing nor (b) out of something, it
peace could not exist. is uncreated. (2) What is, is indestructible. Destruc-
14. What is behind the concept of logos for Heracli- tion of anything would involve its disappearance
tus? Logos for Heraclitus meant world process, i.e., (change into nothing), and there is no nothing. It fol-
ordered change. lows that (3) What is, is eternal, for what is uncre-
ated and indestructible is obviously eternal. (4) What
15. Xenophanes, like Heraclitus argued against an- is, is unchangeable. This follows, in the first place,
thropomorphic deities. “Yes, and if oxen and from the argument about indestructibility. What we
horses or lions had hands, and could paint with their mean by change is transformation into something
hands, and produce works of art as men do, horses else. When a thing is transformed into something
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else, it becomes what it was not (the old thing disap- nied Parmenides’ contention that motion cannot oc-
pears; the new thing appears). But there is no noth- cur. Parmenidies had assumed that because “there is
ing for the old thing to disappear into. Another con- no nothing,” there is no empty space. This assump-
sideration leads to the same conclusion. If something tion Empedocles also accepted. For Empedocles re-
changes, it changes at some particular time. There ality must be a plenum; that is, it must be completely
must be a reason, therefore, why it changes at this full. Since, as Parmenides had proved, monism and
time rather than at some other time. Obviously the motion are contradictory, reality must be plural. The
only answer is that something else has occurred. plenum is capable of motion—not movement into
When we try to explain this other change, it eludes empty space, of course, but a movement whereby
us and leads us on to some other and equally elusive one of the many takes the place of some other one of
change. As Parmendides said, “What need could the many, e.g., put a straw in water and the water
have made it arise later rather than sooner? There- displaces the air.
fore must it either be altogether or be not at all.”
22. What were Empedocles’ four basic elements and
Hence change does not occur.
his two basic types of motion? How does this re-
18. Present the Zeno’s paradox of the “swift Achilles late to cosmology and evolution? Basic elements
and the tortoise.” Zeno was the author of a number are earth, air, fire, water, which are eternal, uncre-
of famous paradoxes intended to show that motion, a ated, indestructable, and unchanging, i.e., a Par-
special case of change (that is, change of place), menidean “one”. Two types of motion are Love and
cannot occur, because it is “impossible”—that is, Strife. Love is motion uniting different things, and
because the concept is self-contradictory. Here, then, Strife is its opposite; it separates a mixture into its
is a head-on collision between experience and con- component elements. At the outset, the four basic
clusions reached by what seemed to be logical rea- elements are completely mixed up—Love is domi-
soning from self-evident premises. Moreover, Hera- nant. Then, Strife replaces Love until the elements
clitus and Parmenides, both of whom depended on are separated out—Strife is dominant. Then the re-
reasoning instead of perception, were led by their verse process begins alternating indefinitely. Rocks,
reasoning to directly contradictory conclusions. plants, animals, and men are simply unstable combi-
Some Greeks came to the conclusion that the fault nations of the primary elements. Empedocles seems
lay with reason itself. The exaggerated confidence to have held that Strife is becoming ascendant and
some of these early thinkers had in the power of the Love is being forced out. Empedocles’ anticipated,
human mind led others to profound scepticism about like Anaximander, modern evolutionary doctrines.
the mind’s capacities. Consider, for instance, his description of the period
after Strife’s dominance when Love again begins to
19. Why didn’t Parmenides, Heraclitus, and Zeno
enter. At this time the various parts of animals arise
become sceptics? Why be a rationalist? Par-
in a hit-or-miss way, as Love bit by bit mixes the
menides thought that logical consistency has a num-
elements that Strife has separated: “heads spring up
ber of advantages as compared with perception. Ra-
without necks and arms wander bare and bereft of
tionality is indubitable, whereas perception often
shoulders. Eyes stray up and down in want of fore-
turns out to be false. Rationality is universal,
heads.” As Love continues to mix things up, these
whereas perception, or empiricism, at best gives
parts get united in completely haphazard ways:
only information about particulars.
“these things joined together as each might chance,
20. Why was Parmenides’ argument, in effect, a re- and many other thing besides continually arose.”
ductio ad absurdum of Milesian monism? If the Eyes might, for instance, “mix” with hands, feet
Milesians’ basic assumption that there is one under- with shoulders. Such mixtures obviously cannot sur-
lying material substance is correct, then there is no vive, but in the course of random combinations a
change. Parmenides failed to see that perhaps his ar- successful relationship sooner or later occurs. There
gument was a reductio ad absurdum of Milesian is no god who plans it “for the best.” The fact that
monism, i.e., monism is incorrect and pluralism men, with the faculties they have, exist at all is the
must be the correct view. temporary and accidental result of a casual mixture
21. Empedocles was the first of the pluralists. How of elements.
did he argue that monism and motion are contra- However, when he wrote of the world process as a
dictory? Empedocles accepted the Parmenidean the- whole, his point of view changed. He called the pro-
sis that nothing is created or destroyed. But he de- cess “god” and worshiped it just as Xenophanes
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worshiped his world process. As did Xenophanes, he sets up a circular motion like a vortex, causing the
held that this god who is a process cannot have hu- various stuffs to “separate off.”
man characteristice. “He is not furnished with a hu-
“Mind began to revolve first from a small beginning;
man head on his body, two branches do not sprout
but the revolution now extends over a larger space,
from his shoulders, he has no feet, no swift knees,
and will extend over a larger still. [In] this revolu-
nor hairy parts.” “He is only a sacred and unutter-
tion …now revolve the stars and the sun and the
able mind flashing through the whole world with
moon, and the air and the aether that are separated
rapid thoughts.” How could Empedocles reconcile
off. And this revolution caused the separating off,
this thinking mind with the purely chance operation
and the rare is separated off from the dense, the
of the world process just described? We have to
warm from the cold, the light from the dark, and the
conclude that he was not entirely aware of the impli-
dry from the moist.”
cations of either his scientific theories or his relig-
ious attitude. Not until we reach Plato do we find a Since there are seeds of every kind of stuff in every
full recognition of the problem of reconciling a pur- sensible thing, there must be an infinite number of
posive and valuational conception of man with the seeds. And it follows that the seeds must be infi-
notion of a mechanistic universe. nitely small. Otherwise there would not be “room”
in a very small, sensible thing for the requisite diver-
23. What were Anaxagoras’ three main presupposi-
sity of real stuffs that it contains.
tions. Discuss his cosmology. Anaxagoras criticized
Empedocles saying that we are hardly better off with 24. How was the Pythagorean’s science a religion?
Empedocles’ four ultimate stuffs than with the Mile- Perhaps the Pythagorean order was not unlike a me-
sians’ one. How can water—or any mixture of water dieval monastery, where the exercise of political
with earth, air, and fire—become a cabbage or a power was joined with the worship of God and the
lion? “How can hair come from what is not hair, or pursuit of learning. Science was part of their wor-
flesh from what is not flesh?” This question implies ship. Although the religious rituals were secret we
that he accepted Parmenides’ thesis that change is an do know that they introduced the worship of Diony-
illusion. To solve this problem Anaxagoras made the sus who was worshiped under various animal forms
following assumptions which are identical with Em- and invoked by wild dance and song.
pedocles: (1) The stuff of the world is eternal. (2) Dionysus ceremonies took place, often at night, in
There is many, each one of which is a Parmenidean remote places, and women—to the scandal of con-
“one.” (3) There is motion (that is, change of relative servative males—took a prominent part in them. In a
spatial position of the parts of a plenum). frenzy of intoxication the worshipers tore living
“In everything there is a portion of everything.” animals apart, drank their blood, and danced to the
Every visible sense object is a mixture containing point of exhaustion. They felt the spirit of the god
bits of all the real stuffs in the world. Because our pass into their bodies; the union so passionately de-
vision is gross and inadequate, we call things by the sired was consummated, and the worshipers exulted
name of what is only the predominant element in the in a supreme happiness and utter freedom from any
mixture. Anaxagoras replaced Empedocles’ four sort of restraint.
“roots” with an infinite diversity of qualitatively dif- Some Pythagorean taboos were; not to eat beans, not
ferent “seeds.” to stir the fire with iron, not to leave the impress of
Anaxagoras replaced Empedocles’ Love and Strife their body on the bed upon rising from it, and so on.
with a single motion, which he called “Mind.” Like But instead of using wine to intoxicate the body, the
Love and Strife, Mind is material; no more than Pythagoreans used music to purify the soul; their
Heraclitus or Empedocles was Anaxagoras able to emphasis was on a way of life not simply certain
think abstractly of “process” or “force.” rites. They were deeply concerned for the well-being
of the soul, which they believed to be immortal and
According to Anaxagoras, at the outset of the world
to pass through a cycle of birth, appearing on earth
process all the multitudinous real stuffs of the world
in various guises, each determined by the kind of life
were in such homogenious distribution that not even
led by the soul in its preceding existence. For them
color was distinguishable. Being a uniform mixture,
the moral goal was to obtain release from this cycle
no one of its particular stuffs predominates to be
of birth and death. This could be accomplished by
“picked out” by sense organ like ours. Then the
attaining wisdom. Contemplation of the eternal
Mind enters (like Empedocles’ Love and Strife) and
truths to which their science gave them access lifted
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the Pythagoreans out of the tensions and conflicts of experiment to discover (as they had with the tuned
the “wheel of birth” and projected them into a higher lyre) what was at first truly scientific in spirit soon
sphere. Hence the importance to them of “science.” collapsed into an esoteric mystery.
They cultivated science, as they cultivated music, as
The Pythagoreans’ most notable achievement, cer-
the means to spiritual redemption.
tainly, was the concept of “cosmos”—the notion that
25. What were the three classes of men for the Py- the universe is not chaotic hodgepodge but a thor-
thagoreans? Men, the Pythagoreans thought, fall oughly ordered system in which every element is
into three classes that correspond to the three types harmoniously related mathematically to every other.
of people who frequent the Olympic games. Lowest Since the kind of knowledge we have in mathemat-
are the “lovers of gain”—those who set up booths ics is knowledge par excellence, the universe must
and sell souvenirs. Next are the “lovers of honor”— be thoroughly intelligible. To say that it is well or-
the competing athletes. Highest are the “lovers of dered and that it is intelligible is simply to express
knowledge”—the spectators who contemplate, with- the same idea two ways.
out participating in, the vulgar competition for
If we combine Pythagorean emphasis on mathemat-
money or fame.
ics and measurement with the Atomists’ view that
26. Diagram out and explain briefly “square num- reality consists in entities varying only in shape,
bers”. size, and velocity, we have the conception from
which modern physical theory began its great career.
Only the dominance first of Platonism, with its em-
phasis on other aspects of Pythagoreanism and its
lack of interest in Atomism, and then of Christianity,
with its extreme otherworldiness, prevented the pos-
sibilities of this combination from being seen until
the seventeenth century.
27. What is moderation for the Pythagorean’s? 29. Who were the Sophists? The Sophists were neither
Health they conceived to be an attunement and har- scientists nor philosophers. They were educators
mony of opposites; the body is healthy, for instance, who traveled through Hellas from city to city, stop-
when it is neither too hot nor too cold but is the ping wherever they could find pupils. Emphasis in
mean between having a chill and having a fever. The education shifted radically from the knightly virtues
good was defined as generally the mean. Thus the of courage, loyalty, personal honor, and moderation
traditional notion of sophrosyne, or moderation, re- to the more worldly talents of facility in debate and
ceived a precise and formal statement. oratorical skill. “How to Win Friends and Influence
28. Discuss the Pythagorean’s cosmology. Why were People” was the substance of their morality.
they dualists? Pythagoreans pursued cosmological 30. The Greek historian Herodotus, a great traveler,
studies deriving everything from numbers. They ar- tells the story of king Darius. “Darius, … called
gued that the earth is a sphere, instead of a disk or a into his presence certain Greeks who were at hand,
drum as the Milesians had variously supposed. They and asked what he should pay them to eat the bodies
held that it and the other planets (including the sun) of their fathers when they died. To which they an-
revolved about a “central fire” that we do not see be- swered that there was no sum that would tempt them
cause the earth turns on its axis as it revolves and so to do such a thing. He then sent for certain Indians,
always presents the same surface to the fire. It was, of the race called Callatians, men who eat their fa-
in fact Aristotle’s reaffirmation of the geocentric thers, and asked them, while the Greeks stood by, …
theory and the weight of his prestige that necessi- what he should give them to burn the bodies of their
tated the “discovery” of Copernicus, who was well fathers at their decease. The Indians exclaimed
acquainted with the Pythagorean view, in the six- aloud, and bade him forbear such language.”
teenth century. According to Aristotle the Pythago-
reans held to two basic principles: the Limit and the 31. Protagoras, one of the earliest of the Sophists,
Unlimited and were thus dualists. The Unlimited worked out a theory of sense perception. What
was the “boundless breath.” The Limit was fire was it and its logical conclusion? Everything, ac-
which was also conceived as number. They declared cording to Heraclitus, is in a constant flux. We say,
that everything has its number. Since they did not for instance, that you and I are looking at the same

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brown horse. But the horse out there is continuously 1. What were the two forms of knowledge for De-
changing. So are my eyes, and so are yours. The mocritus?
brown that we say we see is not out there in the “…two forms of knowledge, one genuine, one ob-
horse; it is a product of two motions—a motion out scure. To the obscure belong all of the following:
there that we call the horse and a motion in here in sight, hearing, smell, taste, feeling. The other form is
the sense organ. But if the sensed color is a product, the genuine, and is quite distinct from this … the
one of whose factors is the motion in a sense organ, genuine way of knowing which has a finer organ of
it follows that each different sense organ experiences thought.”
a different color. The brown I see is different from
Far from being a Sophist, Democritus believed the
the brown you see. There are two browns, and each
human mind is capable of understanding the world.
is a private, subjective state. Objective knowledge of
He accepted the Sophists’ arguments about the sub-
a public reality is quite impossible. “Man,” he said,
jectivity and privacy of the sense world. Neverthe-
“is the measure of all things, of things that are that
less, Democritus held that there is an objective, pub-
they are and of things that are not that they are not.”
lic world and that it can be discovered by reason.
32. For Protagoras, obedience to the law was for only
2. What does the world consist of for Democritus?
what reason? Obedience to the law was not because
“…atoms and empty space; everything else is merely
obedience is “right” but simply because it is advan-
thought to exist. The worlds are unlimited; they
tageous.
come into being and perish. Nothing can come into
33. What was justice for the sophists? Justice in the being from that which is not nor pass away into that
ordinary sense helps only the weak; therefore it is which is not. Further the atoms are unlimited in size
not a virtue for the strong but a misfortune. and number, and they are borne along in the whole
universe in a vortex, and thereby generate all com-
34. What is moderation for the sophists? Moderation
posite things—fire, water, air, earth; for even these
is only for fools or weaklings.
are conglomerations of given atoms. And it is be-
35. By the end of the fifth century B.C. what was the cause of their solidity that these atoms are impassive
social condition? All aspect of the culture— and unalterable. The sun and the moon have been
economic, political, intellectual—had combined to composed of such smooth and spherical masses [that
produce and extremely dangerous situation. A wide- is, atoms], and so also the soul, which is identical
spread dissolution of the old beliefs that had held so- with reason. We see by virtue of the impact of im-
ciety together, coupled with a radical scepticism ages upon our eyes. All things happen by virtue of
about the possibility of discovering new and better necessity, the vortex being the cause of the creation
grounds for the old social formula, had resulted in of all things.”
the same narrow and ruthless self-seeking that the
3. The early pluralists had hoped that asserting the ex-
tensions of war and defeat had naturally and inde-
istence of a real many would resolve the puzzle
pendently engendered. Thus the very fabric of soci-
about change. But was this plurality numerical plu-
ety seemed to be collapsing. The hard-won and only
rality or qualitative diversity? Qualitative diversity
recently achieved political unity of the city-state had
was the most natural assumption. Objects of ordi-
disappeared in divisive party conflict; the old ideal
nary experience are qualitatively diverse particulars
of sophrosyne, of moderation and self-discipline,
marked by a great variety in color, texture, odor. It
had given way to deliberate and unrestrained seeking
was hard to think away all this concreteness and va-
of extremes; the old probity, the high-mindedness,
riety and so reach the notion of a stuff without quali-
loyalty, and devotion to civic duty that had enabled a
tative specificity. This is why the earliest monists
tiny state like Athens to defeat the great Persian em-
had said that reality is “water” or “fire” or “air”.
pire less than a century earlier, had been replaced by
This is also why the first pluralist, Empedocles, had
licentious self-seeking and a concentration on sen-
presupposed a plurality of qualitatively diverse
sual pleasures that was altogether incompatible with
“roots”. When Empedocles’ assumption of finite
the health of the city.
qualitative diversity failed, Anaxagoras had tried an
ATOMISM infinite qualitative diversity. When this too failed
The final development of pluralism, called “Ato- qualitative diversity became a blind alley. It was
mism” is represented by: Leucippus, Democritus, time to try a many that differed only quantitatively.
Epicurus, and Lucretius.

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4. What was the first principle of Atomism in re- not Zeno’s. There is no evidence that the Atomists
gards to the plurality of entities? The first princi- ever found a reply to Zeno’s paradoxes.
ple of Atomism asserts the existence of a plurality of
8. Below is how Dr. Bulger understands Lucretius’
entities that differ only quantitatively, i.e., in shape
(follower of Epicuris) arguments could have been
and size, and that (unlike Empedocles’ “roots” and
formulated for the position that nothing is cre-
Anaxagoras’ “seeds”) are therefore qualitatively in-
ated, nothing is destroyed, there is empty space
distinguishable, i.e., they have no qualities.
and space is infinite. (Note: The entities asserted to
5. What attributes did these “atoms” have? Explain. be real by Lucretius are “intellectual” in the sense
Anaxagoras argued, “Nor is there a least of what is that we are persuaded of their existence by a line of
same, but there is always a smaller; for it cannot be reasoning rather than by direct sense perception. Yet
that what is should cease to be by being cut”. Hence Lucretius still thought of them in terms of sense ex-
there is no reason why cutting should ever come to perience. Body is that which can be touched, and
an end, i.e., infinitely divisible. However, Zeno space is that which cannot be touched. Body is that
pointed out, if anything infinitely small “were added which acts or is acted upon; space is the locus of this
to any other thing it would not make it any larger; action. Since Lucretius failed to see the clear differ-
for nothing can gain in magnitude by the addition of ence between the bodies of ordinary experience and
what has no magnitude”. The way out of this di- the specially defined “body” of his physical theory,
lemma, the Atomists thought, was a many, each one he attributed the latter characteristics of the former.
of which is eternal, indestructible, uncreated, and in- This is another example of the tendency to slip from
divisible. Each atom was in fact conceived to be a an abstract conception into a concrete imagistic con-
complete Parmenidean one. Each of the atoms were ception of thought, i.e., like Heraclitus’ identifica-
itself a solid, impenetrable plenum. tion of abstract process with material fire.)
6. Why did the atomist have to prove empty space If things could come into being from god or from
and how might have they argued this without vio- nothing then nature would be completely irregular.
lating Parmenides’ two basic premises? Suppos- Nature is regular.
ing the world is many, each of which is a solid bit of Therefore, it is not the case that things come into be-
matter, could a rational account be given of the visi- ing from god or from nothing.
ble variety of the sense world? In order to do this [From the above argument Lucretius thought that it
they needed motion. But since each of the atoms is followed that nothing is created.]
itself a plenum, it was necessary for the Atomists to
If nothing is created then the world must have al-
assert the motion of these plena—that is, motion in
ready endured an infinite time.
empty space—and this Parmenides had declared im-
If all things can be destroyed in a period of time then
possible. Parmenides has said that the plenum is one
all things would have been destroyed.
precisely because he could not conceive of a way it
But all things have not been destroyed.
could be divided. Therefore the Atomists needed
Therefore, nothing can be destroyed.
something that would divide the Parmenidean ple-
num into a number of separate entities. Empty space, If we have motion then we have empty space.
in addition to serving as the locus of motion, would We have motion.
perform this function, for space could separate each Therefore, we have empty space.
real from every other real. Parmenides showed that If the void were finite then there would be “an ex-
“there is no nothing.” But what if space were some- treme point”.
thing? Accordingly, the Atomist seemed to have rea- There is no “extreme point”. (e.g., hurl a dart at the
soned that there are two kinds of reality—a full real- edge, whatever happens proves there is no edge)
ity and an empty reality. “What is not, is not”; but Therefore, the void is not finite, i.e. the void is infi-
“What is, is” is ambiguous. The verb “to be” means nite.
either (1) to be a material something or (2) to be the
space in which material moves. If we do not have a plurality of atoms then change is
not possible.
7. Why did this meet Parmenides objections but not Change is possible
Zeno’s? The above argument established only the Therefore, we have a plurality of atoms.
existence of empty space, not of motion in that {Atoms have no qualities.}
space. It therefore met Parmenides’ objections but {Atoms differ only in shape and size.}

7
Space is infinite. atoms, they all, regardless of differences of weight,
If atoms are finite in number then atoms would be must fall at the same velocity. “The empty void …
infinitely spread out. wherefore all things … moving at equal rate with
If atoms are infinitely spread out then there would be unequal weights. The heavier will not then ever be
no collisions. (e.g., billiard table) able to fall upon the lighter from above. …”
There are collisions. Thirdly, because of the above impasse Epicurus fell
Therefore, atoms must be infinite in number back on an even less satisfactory explanation than
what he had rightly rejected. The doctrine of the
If atomic particles were large we could see them.
“swerve”. “It must needs be that the first-bodies [at-
We no not see them. (e.g., scent)
oms] swerved a little.” But why should an atom
Therefore, atoms are very small.
swerve? The swerve was said to be a spontaneous
If atoms are infinitely divisible then they would be and arbitrary even—a creation out of nothing—
infinitely small. which Lucretius had already explicitly ruled out. At-
If atoms are infinitely small then they would vanish omism claimed to give a complete, mechanistic ac-
into nothingness. count for everything, but a spontaneous, uncaused
They have not vanished into nothingness. event is just the kind of event that cannot be ex-
Therefore, atoms are not infinitely divisible, i.e. at- plained at all.
oms are indivisible.
11. Let us allow Epicurus and Lucretius their swerve
9. Democritus assumed that there was never a time so as to form various grouping of atoms. But if
when atoms were not vibrating which left him atoms themselves have only weight, shape, and
with an irreducible diversity of motions. size why do we experience them as a world of
If space is infinite. sense qualities in which roses are red, and violets
If the fall of atoms through space requires no outside are blue? The color changes as the constituent at-
agent to initiate the fall. oms of the group change their positions as the result
If there is nothing to keep his atoms from starting to of jostling and blows from without. To use Lu-
fall. cretius’ own terminology, they are “properties,” not
If there is nothing - except other atoms - to stop their “accidents,” of combinations or collections of atoms.
fall. (Space has no “bounds”) A property is a characteristic that some entity neces-
Then the atomic fall is eternal, past and future. sarily has; an accident is a characteristic that is tem-
porary and transient. Thus, color is a property of
10. In contrast, how did, Epicurus, and thus Lucre- atomic collections and “red” is an accident. Though
tuius, argue on how the “jostlings,” got started? a collection is necessarily colored, it is not necessar-
The doctrine of the “swerve”. “It must needs be that ily red. Size and tangibility are properties of individ-
the first-bodies [atoms] swerved a little.” What are ual atoms. Intangibility is a property of the void.
three main objections to Epicurus’ view? Ex- Also, it is an accident if the void that this or that par-
plain. First, in the infinite space that logical analysis ticular part of it should be full or empty at any par-
led him to presuppose, there is no “up” and no ticular time.
“down.” Up and own are meaningful directions only 12. What are three major problems with Lucretius’
in the finite, bounded space of perception. Further, explanation? First, although there is a clear distinc-
“fall” applies only to a “down” direction. Secondly, tion logically, between what is and what is not a
why do two atoms moving freely through space ever necessary characteristic, this distinction is not illu-
collide? There must be some cause, for an uncaused minating when applied to the relation of sense quali-
collision would be creation out of nothing, exactly ties to atoms. “Properties” suggests that they really
the kind of arbitrary event that Epicurus wanted to belong to the atoms, in the way, for instance, that a
exclude. If the atoms’ paths were curved, collisions man’s landed property belongs to him. But this is
might occur, but this possibility was ruled out for merely a metaphor, for properties obviously do not
Epicurus because he started from our ordinary expe- “belong” to atoms in the way that a piece of real es-
rience of space, which seems to be straight down. tate belongs to its owner. Lucretius never got beyond
Or, again, if the atoms moved at different velocities, this metaphor to any precise account of the necessity
fast atoms might overtake slow ones. But why with which a sense quality belongs to a group of at-
should their velocities vary? Since there is nothing in oms. Secondly, the atoms are “out there” in space,
the void itself that could hinder the free fall of the apart from us. If the sense qualities are the properties
8
of atoms, not properties of us, presumably they too tion. Does it really make any sense to say that one
are out there in space. But where exactly are they? set of atoms experiences another set as red, solid,
They cannot occupy exactly the space that the atoms and extended?
themselves occupy, for the atoms of course wholly
14. How does Epicurus’ and Democritus’ theory
fill that space. Do they occupy an adjoining space?
compare with the Sophist’s position? According
Or do they perhaps fill the interstices between the
to Protagoras and the other Sophists, if I judge an
atoms of the particular group that we experience as
object to be green and you judge it to be blue, we are
having such-and-such a color? Both alternatives
both right because each of us, judging only by his
seem very odd. Thirdly, What sort of ontological
own experience, is the measure of that experience
status do sense qualities have? The answer is that
for himself. The Sophists held that there is no more
they can have none in Epicurus’ system, for in this
disputing about, say, colors than about tastes. Ac-
system only atoms and the void are real. Is some
cording to Epicurus, greenness is “out there” along
property an atom? Obviously not. Is it the void?
with the collection of atoms that we call, say, a cab-
Again, no. Is it a group atoms? No, not exactly. It is
bage. If you judge the cabbage to be blue, you are
a “property,” or an “accompaniment” of a group of
mistaken—color is a public quality. According to
atoms. But this explains nothing; it only sidesteps
Democritus, the color of the cabbage is not out there
the issue and hides under a name. For an accompa-
in real space. What each of us calls “the” color is
niment, whatever it may be, is neither an atom nor a
only the way in which each of us experience a mo-
void; since these alone are real, an accompaniment is
tion set up in us by atoms out there. It follows that
only a subjective phenomenon. It is not a part of the
each of us experiences a private color. “By conven-
real world.
tion … color is color …the objects of sense are sup-
13. Unlike Epicurus, Democritus drew a radical distinc- posed to be real and its is customary to regard them
tion between the world as it really is and the world as such, but in truth they are not. Only the atoms
as it appears to sense perception. For Democritus, all and the void are real.” Unlike the Sophists that
that each “viewer” sees is an illusion and each maintained that people are the measure of all things,
viewer views a different illusion. “We” never escape Democritus argued that atoms and the void really ex-
this illusion at the level of perception, but only in ist. In other words, over and above the private color
thought, by means of the atomic theory. First, con- each of us sees, there is a public reality—colorless to
trast Epicurus’, and Democritus’ position on this. be sure—called atoms and the void. The Sophists,
Secondly, as an atomist, why is it a paradox for were skeptical not only about sense perception but
Democritus to describe how we have sense per- also about the possibility of obtaining knowledge of
ceptions? First, for Epicurus, ordinary people a public reality by the processes of thought. For the
would be inclined to say that the world as it appears Atomists, what exists are atoms and a void, but
to sense perception is the real world. Democritus, in these alleged realities are obviously not known by
contrast, maintained that all that each “viewer” sees perception but by thought. Until the atomists were
is an illusion, in the strict sense that what “we” see is able to validate thought as a mean by which we have
wholly different from what is real (atoms and the access to reality, their responses to the Sophists re-
void). Secondly, for Epicurus, sense perception cor- mained incomplete.
rects sense perception, e.g., “we” find out that a mi-
15. The mind is material for the Atomists—nothing
rage is a mirage because, when “we” get close
but congeries of atoms. Thought is simply an-
enough to it, it disappears. Democritus, in contrast,
other motion of smaller and finer atoms. Thought
held that sense perception never corrects sense per-
is truer because it is more direct than sensation as
ception: “We” never escape this illusion at the level
it by-passes the sense organs and go directly to
of perception, but only in thought, by means of the
the mind. What are some problems with this posi-
atomic theory. In fact, according to Democritus,
tion? According to Democritus, Epicurus, and Lu-
every “viewer” views a different illusion. Lastly, a
cretius the world is only atoms and the void and be-
“viewer” turns out to be some particular sense organ,
cause some atoms from “outside” happened to strike
and a sense organ is a collection of atoms. So De-
their mind-atoms directly, instead of mediately, via a
mocritus’ position is that one set of atoms in motion
sense organ, they revealed themselves as they really
out there appears as a rose to another set of atoms in
are, not as they appear to eyes, ears, tongue. A)
motion over here. But it is quite illegitimate to intro-
However, if the theory originated in this way, why
duce a “we” that is supposedly doing the experienc-
did it not occur much earlier and to many more peo-
ing. There is no “we”; there are only atoms in mo-
9
ple when literally millions of these tiny atoms had 17. For Democritus, what was practical wisdom?
been constantly falling on men’s mind-atoms for lit- How does value relate to the objective/subjective
erally thousands of years? B) According to the the- for Democritus? Democritus’ practical wisdom was
ory, thought is essentially a kind of visual percep- essentially the old Greek ideal of moderation and
tion, except direct. When we want to look at some- reasonableness, coupled with a strong sense of the
thing small or obscure we try to move closer to it or importance of motive and disposition. Values are ob-
get into a better light. Do we do the same with jective. If we knew enough about the motion out
thought? Of course not. When the mind is reasoning there and if we understood how one body differs
well—when it is “moving” from premises to a valid from another, we could predict the differential ef-
conclusion in accordance with the rules of logic— fects that would occur in these bodies and so account
the order of the proposition that are successively be- for the fact that ice-cream is variously liked and dis-
fore it is determined by considerations of logic, not liked, that lying is alternatively praised and con-
by the mechanical motion of atoms. According to demned. In the Atomists’ view an ethical judgment
the Atomists’ theory, if my mind proceeds from is analyzable into an objective component and a sub-
proposition 1 and 2 to a conclusion 3, it is not be- jective component. In other words, one set of atoms
cause I recognize the logic, rather it is just because values another set of atoms. This, to say the least, is
the initial motions of my mind-atoms had the veloc- very odd. And apart from this puzzle, the value ex-
ity and direction they happened to have. C) If rea- perienced is no more real than is the evaluator of this
soning were such a purely mechanical movement, experience, for only atoms and the void are real. As
the Atomists could never have discovered it. If the a result, the goodness of moderation that Democritus
thought that goes into the Mathematical description experienced is as much an illusion as the greenness
of, say, a billiard ball’s motion were not different in of the cabbage he saw. What is objective in the At-
essence from the motion it describes, it would be omists’ theory of value is not valuable, and what is
impossible for scientists to work out such descrip- valuable is not objective.
tions.
18. What was the common assumption that the “Pre-
16. Was Democritus a hard determinist? If so how socratics” made? All thinkers from Thales to the
did this relate to the “swerve”? Democritus was a Atomists made a common assumption—that reality
hard determinist—all effects are caused by antece- is material and that what happens to this material,
dent motions. Epicurus held to free choice. But Epi- the natural process that it undergoes, is intelligible.
curus’ explanation of this free choice is a swerve, a Stuff is the basic concept of matter used to explain
sudden bolt from the view with no volition. Cer- the world—not in teleological or supernatural terms,
tainly that is not a satisfactory explanation of what is but in terms of natural processes.
felt as decision and volition, i.e., a kind of causality.
19. What is the central problem for culture? The
According to the swerve theory, the fact that you
central problem of culture is to reconcile the
choose to train your “searchlight” of attention on
this, rather than some other, group of atoms is pure
mechanistic, nonteleological view of nature,
chance or indeterminism. If all thought is imagistic which Atomism first formulated and which mod-
what would be the source of abstract ideas? ern science has largely adopted, with an ethical,
religious, and humanistic conception of man.

10
PLATO: THE THEORY OF FORMS

PLATO (428-347 BC) seen but they themselves are not the objects of ra-
tional thought. “Forms” cannot be seen but are ob-
jects of rational thought.
REASON HIGHER FORMS
(Dialectic, Interrela- (Good)
tions)
UNDERSTANDING FORMS
(Axioms, Mathematics) (Axioms, Mathematics)

BELIEF THINGS
(Perception) (Spatial Displacement)

CONJECTURE SHADOWS
(Subjective) (Twice removed)

1. Plato’s primary concern was to discover the basis for 4. Conjecture yields the lowest degree of truth. This
a good state, one in which a good man might be lowest level is comprised of “reflections” of
happy. But before he could set forth his answers to physical objects. For Plato the Form of an object is
such questions as, “What is the best type of political true reality. Physical objects are the spatial dis-
organization?” “What is morality?” he had to dem- placements of the Form of the object. Shadows or
onstrate that these are questions that do have an- reflections of a Form are therefore twice removed
swers. Plato thus devoted a great deal of attention to participating in true reality even less, e.g., a pic-
epistemology. ture or reflection of a tree participates less in real-
ity than the objective tree. These experiences are
2. What Plato said, in effect, was this: Both Heraclitus also very subjective.
and Parmenides were correct, for they were talking
about different types of objects. ... What if reality is
5. Belief is the perception of actual objects. The the-
not single, as the Milesians had supposed? What if it
is dual, as the Pythagoreans had maintained? We
ory of Forms committed Plato to holding that there
could then say that one of these realities is in con- must be a medium, a “something,” in which the
stant flux, as Heraclitus had asserted, and that the Forms are reflected. He called it “space.” A brute
other is eternally one, as Parmenides had claimed. ... factuality and so wholly inexplicable. One can say
The world of sense perception, in contrast with the about it only that it “is” and that it “must be.”
nonphysical, nonspatial, nontemporal world of ideas
or forms. Thus Plato believed that both Heraclitus 6. The basic stuffs of the physical world are the four
and Parmenides were correct. On the one hand, the forms “earth,” “air,” “fire,” and “water.” Each of
world of sense perception, like Heraclitus, was in these sensible images is the reflection in space of its
constant flux and therefore was only “opinion” at corresponding Form, i.e., its configurations of space.
best. On the other hand, the world of Ideas or Earth is a cube, fire is the pyramid, water is the
icosahedron, air is the octahedron. These particles
Forms, like Parmenides, was unchanging and an
are material. The sensible images are not material,
eternally “one”.
they are spatial. The Form “Fire” is not reflected in a
material pyramid but in a spatial one. By this reason-
3. Explain all the major parts of the “divided line”. ing Plato reduced the brute factuality in the universe.
The way of ascent is a process: One moves by
Underlying each particular sense object and its mu-
stages, from one level to another on which the for-
tations will be a series of geometrical transforma-
mer turns out to depend. But the view from the top is
tions capable, theoretically, of precise mathematical
a vision: At the end there are no stages or compart-
formulation. Plato did not believe analysis had to
ments, rather, true knowledge is a whole—unified,
stop at the four solids. He “reduced” them to two
harmonious, and complete. Physical objects can be triangles; the half-equilateral and the half-square.
11
These two elementary triangles might be analyzed Good, but to identify either with the Good is wrong.
into lines and, eventually, numbers—an extreme Py- The Good must hold a yet higher place of honor. …
thagoreanism. Things are numbers, in the sense that, You will agree that the Sun not only makes the things
ultimately, the ordinary world of sense perception we see visible, but also brings them into existence
reduces to geometry, and geometry in its turn re- and gives them growth and nourishment; yet he is
duces to arithmetic. not the same thing as existence. And so with the ob-
ject of knowledge: these derive from the Good not
7. Moving from the imperfect copies of concrete, only their power of being known, but even beyond
changing, particular objects of perception, Heracli- being, surpassing it in dignity and power.” (Repub-
tian flux, Plato then moves into the universal ab- lic)
stract comprehension of unchanging concepts known
by understanding, Parmenedian immutability. 11. I. Just as the sun makes physical things on the earth
visible, the Form of the Good illumines and makes
8. The third level of knowledge is that of understand- meaningful lower levels of knowledge and opinion.
ing which is characterized by mathematics and natu- II. Just as the sun nourishes plants and other living
ral sciences. These Forms are unchanging and eter- things, the Form of the Good is active and creative.
nal. However, this level is limited in that 1. it rests III. Just as there is an affinity between the sun and
on unexamined first principles, 2. it is still tied to the our eyes that makes visible things visible, there is an
physical world, e.g., geometry, and 3. it is still frag- affinity between the mind and the Form of the Good,
mentary in that understanding does not provide a i.e., the Form of the Good satisfies the kinds of ques-
unitary “vision” of how everything works together. tions minds such as ours ask—unlike Atomism
which is unable to answer the questions our moral
9. The fourth level is reason using the method of dia- nature asks. Man is not just a neutral knower, he is
lectic—science which studies the Forms. Here you also a moral, esthetic, social, and religious creature.
1. establish true first principles, 2. are not tied to the This is why Plato called the highest reality the Form
physical world, and 3. the dialectic coordinates the of the Good; it is something that, when known, an-
forms into a single totality. All divisions and steps swers our ultimate questions. The world and man
just melt away and one experiences the Form of the form an organic unity. The world of forms satisfies
Good. The ultimate unifying true reality. not merely our demands for knowledge but also our
demands for justice, beauty, religious and moral
10. Explain the “good” through the use of the “myth meaning. Since what truly satisfies is truly good, it is
of the sun”. Goodness itself, and Beauty itself, and quite correct to describe the highest of all forms as
so on, are all part of a single Form or real essence. the Form of the Good.
Objects can be seen but are not objects of rational
thought, the Forms can not be seen but are objects of 12. What is the role of myth for Plato? The only way
rational thought. “It was the Sun, then, that I meant to really “know” something is to “experience” it.
when I spoke of that offspring which the Good has However, if that is not possible, then someone can
created in the visible world, to stand there in the either describe it to you, (it tastes like a soggy such
same relation to vision and visible things as that and such) or through myth, which is not a descrip-
which the Good itself bears in the intelligible world tion but an imaginative re-creation of the experience.
to intelligence and to intelligible objects. … When If when reading the dialogues we come to a myth,
[the soul’s] gaze is fixed upon an object irradiated we can be sure we have reached a point of great im-
by truth and reality, the soul gains understanding … portance for Plato. Take the myth seriously but not
But when it looks towards the twilight world of literally. It says in the language of poetry and art
things that come into existence and pass away, its what is too subtle and elusive to be said in any other
sight is dim and it has only opinions and beliefs way. (However, it may be that Plato is deluded:
which shift to and fro. … This, then, which gives to There may be nothing there to be communicated
the objects of knowledge their truth … is the Form about.)
or essential nature of Goodness. It is the cause of
knowledge and truth; and so, while you may think of 13. Explain the myth of the cave and its relation to
it as an object of knowledge, you will do well to re- the “good”. “The prison dwelling corresponds to the
gard it as something beyond truth and knowledge… region revealed to us through the sense of sight, and
knowledge and truth are to be regarded as like the the fire-light within it to the power of the Sun. The
12
ascent to see the things in the upper world you may before we were born, and … lost it at birth, but af-
take as standing for the upward journey of the soul terwards by the use of our senses regained the
into the region of the intelligible. .. In the world of knowledge which we had previously possessed,
knowledge, the last thing to be perceived and only would not the process which we call learning really
with great difficulty is the essential Form of Good- be recovering knowledge which is our own? … rec-
ness. Once it is perceived, the conclusion must fol- ollection? … Then, Simmias, the souls existed previ-
low that, for all things, this is the cause of whatever ously, before they were in human form, apart from
is right and good; in the visible world it gives birth bodies, and they had intelligence. … If, as we are
to light. … Without having had a vision of this Form always saying, the beautiful exists, and the good,
no one can act with wisdom, either in his own life or and every essence of that kind, and if we … compare
in matters of state. … If this is true, then, we must our sensations with these, is it not a necessary infer-
conclude that education is not what it is said to be ence that just as these abstractions exist, so our soul
by some, who profess to put knowledge into a soul existed before we were born.”
which does not possess it, as if they could put sight
into blind eyes. On the contrary, … just as one might 16. Present an argument for the conclusion that
have to turn the whole body round in order that the knowledge is possible.
eye should see light instead of darkness, so the entire 1. Either “we know something” or “we know noth-
soul must be turned away from this changing world, ing.”
until its eye can bear to contemplate reality and the 2. Suppose you opt for “we know nothing”.
supreme splendor which we have called the Good. 3. Hence, “we know something” must be true.
Hence there may well be an art whose aim would be 4. Therefore knowledge is possible.
to effect this very thing.” (Republic) 5. It follows that Forms exists, for only forms have
the characteristics—immutability, eternity—
14. Explain the myth of the cave and its relation to requisite for knowledge.
education. A teacher can only turn a student’s head
in the right direction. True education is thus the op- 17. Note: mathematics has always been the most plausi-
posite of indoctrination. Man is a part, an organ, in a ble region in which to assert the existence of forms,
larger organism. The best life for him, therefore, is both because mathematical knowledge is certain and
not one of individual communion with the Good and because it is not about imperfect physical objects,
True; it is rather one of association with his fellows, rather it is about “perfect abstract objects” or forms.
even if this requires him to live with them in the However, mathematics could be certain not because
cave. Being a good man is inseparable from being a it is about a nonphysical objects but because it is not
good citizen. about objects at all. Mathematical certainty results
from the fact that the propositions of mathematics
15. How does Plato “prove” the “reality” of the are all tautologies. When we affirm that parallel
forms to the transmigration of the soul? Forms are lines never meet, we are not asserting an eternal
the eternal and unchanging entities, which are en- truth about the universe, but defining how we pro-
countered not in perception but in thought. They pose to use the word “parallel.”
constitute that “objective” public world that the
Sophists had denied. Without forms there would be PLATO’S PHYSICS
nothing for us to “know” and every individual would
remain isolated in the cave of his own subjective 1. Why does Plato believe that if physics is about the
states. Two objective pieces of wood can not only physical world then it is not knowledge? 1. If
never be perfectly equal, but also could not have physics is about the physical world and its processes,
even been considered to be imperfectly equal with- and 2. if knowledge is not about the physical world
out having previously the perfect concept of equal- but rather about the eternal and unchanging forms.
ity. “Then we must have had knowledge of equality Then 3. physics is not knowledge.
before the time when we first saw the imperfectly
equal things. … It is through the senses that we must 2. What is the difference between a mechanistic de-
learn that all sensible objects strive after absolute scription of why certain events happen and a
equality and fall short of it. … We must have ac- teleological explanation? A mechanistic descrip-
quired a knowledge of equality before we had these tion only describes the physical causal events that
senses. … Now if we had acquired that knowledge caused a certain event to happen. A teleological ex-
13
planation explains the true cause, or rather the pur- in a material pyramid but in a spatial one. By this
pose for a certain event. Physics, for Plato, is subor- reasoning Plato reduced the brute factuality in the
dinate to theology. universe. Underlying each particular sense object
and its mutations will be a series of geometrical
3. What are the sensible images for Plato? As re- transformations capable, theoretically, of precise
gards colors and other sense qualities, Plato thought mathematical formulation. Plato did not believe
that Protagorus was correct. Every man is the meas- analysis had to stop at the four solids. He “reduced”
ure for himself, because the motions that constitute them to two triangles; the half-equilateral and the
his sense organs differ from those that constitute the half-square. These two elementary triangles might
sense organs of every other individual. In this Hera- be analyzed into lines and, eventually, numbers—an
clitean flux we can only say, “the horse appears extreme Pythagoreanism. Things are numbers, in the
brown to me now.” What is it then that I perceive? sense that, ultimately, the ordinary world of sense
The Atomists’ answer was matter. However, matter, perception reduces to geometry, and geometry in its
for Plato, is unintelligible and therefore an inade- turn reduces to arithmetic.
quate answer. What, then, is the sensible images of Physics is only a “likely story” because physics can-
the forms? This is equivalent to asking, “In what not be reduced completely to mathematics. Physics
medium are these forms reflected?” For everything is not about the various mathematical forms but
sensible is an imitation, or shadow, of some form— about their sensible images, and these images are the
the reflection of that form in some medium. Plato’s reflections of the forms in space. But space exists
answer in the Timaeus is “space.” independently, in its own right. It is an element of
brute fact, the presence of which mind must ac-
4. What is space for Plato? Space is the “Receptacle knowledge, but which mind cannot render intelligi-
of Becoming.” “It is everlasting, not admitting de- ble.
struction; providing a situation for all things that
come into being, but itself apprehended without the PLATO’S ETHICS
senses by a sort of bastard reasoning, and hardly an
object of belief.” Plato would have maintained that 1. How did Plato prove the ethical forms? Plato did
this description has to be obscure for space is and not prove the existence of ethical forms, rather, he
remains unintelligible—forever resistant to rational assumed that his proof of the existence of mathe-
analysis. That this is the case follows from the the- matical forms established the existence of forms in
ory of forms itself. For only forms are intelligible ethics and politics. Even if we put aside the dis-
through and through; whatever cannot be analyzed agreements with Plato about whether mathematical
into, or reduced to, form is, ultimately, unintelligi- knowledge depends on knowledge of the forms,
ble. The theory of Forms committed Plato to holding there still arises the question of whether ethical
that there must be a medium, a “something,” in knowledge is possible without the knowledge of
which the forms are reflected. He called it “space.” forms and also whether there is ethical knowledge,
A brute factuality and so wholly inexplicable. One i.e, ethics may merely be subjective judgments.
can say about it only that it “is” and that it “must However, Plato thought that ethical judgments re-
be.” This was Plato’s way of admitting into his beau- veal how they participate with various forms.
tiful, rational universe that space-time realm of facts
and events that empiricists, pragmatists, and positiv- 2. Is pleasure the same as the good for Plato? The
ists take to be the whole of reality. central mistake the Sophists made, according to
Plato, was to confuse pleasure with the good. In con-
5. Discuss the sensible images in terms of being ma- trast with Thrasymachus and Callicles, who held that
terial or being spatial and geometric transforma- to live well is simply to get as much pleasure as pos-
tions. The basic stuffs of the physical world are the sible, Plato maintained: “There is such a thing as
four forms “earth,” “air,” “fire,” and “water.” Each good, and …there is such a thing as pleasure, and …
of these sensible images is the reflection in space of pleasure is not the same as good, and … of each of
its corresponding form, i.e., its configurations of them there is a certain pursuit and process of acqui-
space. Earth is a cube, fire is the pyramid, water is sition, one quest for pleasure, the other the quest for
the icosahedron, air is the octahedron. These parti- good.” (Gorgias) Socrates points out to Callicles
cles are material. The sensible images are not mate- that 1. if pleasure were our exclusive concern, then
rial, they are spatial. The form “fire” is not reflected 2. a life passed in itching and scratching would be
14
the supreme happiness. It follows that 3. pleasures Justice, whether in the individual man or in the indi-
vary qualitatively and hence 4. there must be some vidual state, is an attunement, or harmony, in which
criterion for choice other than mere quantity of each element has its “due”—that is, does what it can
pleasure. Since 5. Good and bad are opposite, and 6. do best.
opposites cannot exist together at the same time in
the same object; 7. pleasure and pain do, however, 5. How does he prove that the “psyche,” “soul” or
exist in the same object at the same time. Therefore more appropriately the “self” is tripartite? (Note:
8. pleasure cannot be good nor pain evil. “thirsty” “soul” has theological overtones that are foreign to
implies pain … and the word “drinking” is expres- Plato’s view. His psyche is natural, not supernatural)
sive of pleasure, …the inference:--that pleasure and Plato argues in the Republic that “the same thing
pain are simultaneous.” cannot act in two opposite ways or be in two oppo-
site states at the same time, with respect to the same
3. How does pleasure relate to equilibrium? Pleasure part of itself, and in relation to the same object. …
and pain are feelings that accompany a change to or sometimes … people are thirsty and yet unwilling to
from a state of equilibrium. If the body and mind are drink. This establishes the distinction between the
in a normal state, a sudden noise or light, or anything rational element—reflective part, and nonrational
that upsets this normal state, is experienced as pain- desires—appetite element. Another example, Leon-
ful; a return to the normal state is experienced as tius noticed some dead criminals with the execu-
pleasant. The neutral state of equilibrium is the best tioner standing by them. He wanted to look at them,
state for man, but is only possible for the gods, who but was also disgusted and tried to turn away.
lead a blessed life above both joy and sorrow. Plato “Opening his eyes wide, he ran up to the bodies and
distinguished between 1. “necessary” pleasures, cried, ‘There you are, curse you; feast yourselves on
which seem to be connected with the functioning of this lovely sight!’” Anger—the spirit element—
the human body and bringing it back to equilibrium, sometimes is in conflict with nonrational desires—
and 2. “harmless” pleasures, the purely aesthetic appetite element. Since each of these three “parts,”
pleasures of sounds, tones, smells, and the like. Plato or “faculties,” has motions proper to it, the good life
believed that most men are egoistic hedonists. If you (happiness) occurs only when all these several mo-
want man to be good, you must convince them that tions, instead of conflicting, harmonize.
being good will in fact produce the pleasant life. In
the Laws, for instance, after describing “excessive 6. What is the virtue for each group in the tripartite
love of self” as the “greatest of all evils” and assert- state? The state is an organism with organs corre-
ing that a man ought to be interested only in “what is sponding exactly to those of the individual, “in let-
just, whether the just act be his own or that of an- ters writ large.” First, all states have a governing or
other,” Plato sadly remarks that such ideals of con- directing body. Secondly, all states have a producing
duct apply only to the gods, not to men. The just life, class. Third, all states have a group responsible for
for Plato, is better than a pleasurable life. Man’s true maintaining the state against internal and external
good is not pleasure but eudaimonia or happiness. enemies. Like the producers the “guards” have no
Three classes of goods: 1. things good for their con- authority; and like the administrators, they are un-
sequences only—Sophists concept of justice; 2. productive. However, the guards are more closely
things good for their own sake; 3. things good both affiliated with the administrators as they are the
for their own sake and for their consequences— agents backing up and giving force to the executive
Plato’s concept of justice, i.e., eudaimonia. Happi- orders. To ask what the virtues of the three classes
ness, not pleasure, is the goal of man follows from are is simply to ask what each should be contributing
the fact that man is an organism whose varied func- to the life of the whole state. 1. The function of the
tions must be brought into balance and harmony. producing class is to furnish themselves and the
These are objective facts about human nature. Hap- nonproductive classes with the necessities of life—
piness for Christians, like St. Augustine, is getting food, clothing, shelter—and with luxuries. The vir-
into the right relation with God. Plato, in contrast, tue for the producing class is “temperance”—the re-
thought chiefly in terms of man’s relation to his fel- stricting of one’s own consumption for the sake of
lows and to his physical environment. achieving a balance in the state as a whole. 2. The
function of the guardian class is to defend the state
4. What is Plato’s justice for the individual? Pole- against its enemies. The virtue for the guardian class
marchus was right, “justice is giving man his due.” is Courage. 3. The function of the governing class is
15
to make decisions at the highest level of policy— run interests. The real strength of Plato’s argument is
peace or war, tax structure, educational policy, etc.. that it accepts the underlying egoism of Thrasyma-
The virtue for the governing class is knowledge, i.e., chus. Plato did not argue that Thrasysmachus was
to know the forms. wrong in wanting to be happy; he argued that, be-
cause Thrasymachus did not understand that man is
7. What would be a just state and how does this re- an organism, what he advocated, rather than promot-
late to a just man? A state in which the rulers reach ing happiness, was self-defeating.
wise decisions, in which these decisions are exe-
cuted with loyalty and courage by the soldiers and 10. How might Plato have argued that the mathema-
police, and in which the rest of the population exer- tician’s happiness is better than the producer’s
cises a decent restraint in its pursuit of material well- happiness? 1. Being and goodness are exactly paral-
being will be a just state, and its citizens will be lel: the more real anything is, the better it is. 2.
happy. Since the three classes in the state exactly Things participate in their forms to different degrees.
correspond to the three parts of the self we can now 3. Those things that participate in their forms more
understand the virtuous man. Every individual has a fully are more real, and therefore better. 4. Individ-
“producer” part that keeps him alive and active, a ra- ual men differ in the degree to which they participate
tional part that is intended to guide and direct the in the form “man.” 5. Men in whom reason is the
body, and a spirited part that is intended to keep the primary drive participate more fully in the form
body in order. A man is virtuous when he is temper- “man.” 6. Therefore there is a qualitative difference
ate in the satisfaction of his various physical appe- of happiness between the producers and rulers on an
tites, when he lives the life of reason, and when his absolute and objective scale. There are as many
spirited element supports and backs up the dictates qualitatively different happinesses as there are dif-
of reason. Being virtuous is being happy. ferent kinds of men. In this case, the great question
would not be whether we are at the top or at the bot-
8. Explain how people participate in the form tom, but whether—wherever we stand—we are liv-
“man” in differing degrees. What is the result of ing at the maximum level of integration (harmony of
this? There are differences between individual men functions) of which we are capable.
in respect to the degree to which they participate in
the form “man”. These differences, cannot be re- PLATO’S POLITICAL THEORY
moved by training and education. To try to educate
him “up” would be a waste of both our time and his. 1. What does political theory have to do with indi-
vidual happiness? Since 1. man is a social animal,
9. How does the state depend on this differing of and since 2. human goods depend on the communal
participation in the form of man? 1. For some life, then 3. the good life is possible only within a
quantitative happiness or the “getting and spending” good state. 4. If the good life for an individual is
is the best thing in life. The good state needs to have possible only in a community, then 5. the study of
a large number of men in whom appetite, not reason, ethics passes over into, and is supplemented by, the
is primary. These men would be “unhappy” if they study of politics, the art of communal living.
tried to be mathematicians or logicians. This is the
lowest participation in the form of man. 2. For some 2. What type of rule does Plato believe to be ideal
the life of action, not mathematics or abstract and why? The many must be ruled by those few
thought, is what brings them a level of happiness. 3. who are capable of knowing the good. Paradoxi-
Those few in whom reason is primary, who have the cally, it is only in the most serious affairs of all—in
capacity for abstract thought, are to be the leaders of politics—that we seem to prefer the advice of the ig-
our government. These are the truly, qualitatively, norant many. In a democracy the people choose their
happy individuals. The existence of a good state thus leaders, not because of their superior knowledge, but
depends on the fact that men differ widely in their on all sorts of irrelevant grounds—a humble back-
capacities, or on the fact that the degree of participa- ground, a mellifluous voice, a leonine mane. The art
tion in the form “man” differs from person to person, of ruling, which ought to be the art of determining
and the more complete the degree of participation, what is best becomes in a democracy the art of flat-
the fewer the number of individuals at that level. tery, the art of appealing to the passions of the
The organ that disciplines itself for the sake of the masses. “Cookery assumes the semblance of medi-
whole is at the same time promoting its own long- cine, and pretends to know what food is the best for
16
the body; and if the physician and the cook had to Producers need to be taught their trade, plus such
enter into a competition in which the children were myths as will inculcate obedience and patriotism.
the judges, or men who had no more sense than They will have home, family, children, and amuse-
children, to decide which of them best understands ments.
the goodness or badness of food, the physician Ruling class. All children will be observed and it
would be starved to death … . I shall be tried just as will be ascertained whether they have the native ca-
a physician would be tried in a court of little boys at pacity that fits them for a real education—whether,
the indictment of the cook. [The cook would rise in that is, after long and arduous training in mathemat-
court and say,] “My boys, many evil things has this ics, they can reach a knowledge of the forms. If so,
man done to you … cutting and burning and starving they will be placed in a public nursery. None will
and suffocating you … he gives you the bitterest po- possess any private property. All aspects of life will
tions, and compels you to hunger and thirst. How be communal and they alone are forbidden to touch
unlike the variety of meats and sweets on which I and handle silver or gold.
feasted you!” What do you suppose that the physi- No class will envy any other, but each will seek its
cian would be able to reply? … He could only say, “proper” happiness.
“All these evil things, my boys, I did for your
health,” and then would there not be a deafening 4. What was Plato’s conception of the role of women
clamor from a jury like that? How they would cry in his ideal society? “There is no occupation con-
out!” (Gorigas) cerned with the management of social affairs which
belongs either to woman or to man … There is noth-
3. Why in Plato’s state is the Ministry of Propa- ing contrary to nature in giving our Guardians’
ganda and Censorship of first importance? 1. the wives the same training for mind and body. …
many, being incurably ignorant, are incapable of Rather, the contrary practice which now prevails
disciplining themselves. 2. The wise, can and will turns out to be unnatural. … [Rulers] will have to
provide external discipline as a substitute for the in- give their subjects a considerable dose of imposition
ternal restraints that the many lack. and deception for their good. … There should be as
Leave the producing class alone and the rich will get many unions of the best of both sexes, and as few of
rich at the expense of the poor. Producers cannot the inferior, as possible and that only the offspring
achieve temperance for themselves. It has to be of the better unions should be kept. And again, no
achieved for them by governmental regulation. But one but the Rulers must know how all this is being
force is inefficient in the long run. Propaganda is a effected; otherwise our herd of Guardians may be-
far better instrument of control. It is necessary to come rebellious.”
speak to them in language to which their emotional,
sentimental, or practical natures can respond. It is 5. Placing supreme power in the hands of a specially
pointless, for instance, to try to explain to them the trained elite would be desirably only if 1. there were
organic nature of the state and the corresponding irreducible differences in men’s intellectual capaci-
need of each individual to subordinate his immediate ties; if 2. these differences could be discovered early
interests to the whole, for they cannot grasp such ab- in life; if 3. there is a truth about politics that can be
stract concepts. But loyalty and patriotism are atti- infallibly known, namely, what is good for all; and if
tudes of mind easily inculcated, and they serve the 4. The elite, knowing what is good for all, would act
same functional purpose of producing social cohe- on its knowledge. Plato had his own doubts about
sion, obedience, and so on. Flag-waving, patriotic the workability of his theory. He wanted very much
music, and tales about heroic forefathers must there- to believe it would work. At the same time, he knew
fore occupy a large part of the school curriculum. enough about human nature to fear it might not.
Whether these tales are true or untrue is quite beside
the point, provided they inspire the children to be- 6. How does Plato explain the transitions from ti-
havior that is best for the state. Since the whole basis marchy to oligarchy to democracy to the despot?
of this education is an appeal to emotion rather than Explain what each stage entails. Timarchy is a con-
to intellect, it is important both that bad emotions are stitution dominated by the motives of ambition.
not stirred and that good emotions are not associated Some Guardians will beget children that are not
with the wrong sorts of objects (loyalty to one’s well-endowed. When they succeed to their fathers’
family or class, for instance, instead of loyalty to the authority as Guardians, being unworthy, they will
rulers, as the symbol for the state as a whole). begin to neglect us and to think too lightly first of
17
the cultivation of the mind, and then of bodily train- PLATO’S THEORY OF ART
ing. Then they will distribute land and houses for
private ownership and enslave their own people. 1. What is the beautiful for Plato? Physical objects
They … will be afraid to admit intellectuals to of- are beautiful only insofar as they partake of the form
fice. … They will prefer simpler characters with “beauty.” Are there differing levels of “beauty”?
plenty of spirit. Soon you have the development of Yes, to the extent of participation in the form of
an oligarchy, one based on a property qualification, “beauty.” Therefore, physical objects are not as ade-
where the rich are in power and the poor man cannot quate a source of esthetic enjoyment as is the study
hold office. If the aim of life in an oligarchy is to be- of mathematics. It follows, too, that natural physical
come as rich as possible, that insatiable craving objects are much more beautiful than art objects.
would bring about the transition to democracy be-
cause the “rich” settle down to idleness, some come 2. How does Plato’s view relate to the cognitive
to ruin by prodigal extravagance. And when the poor verses the emotive and conative aspects of art?
win, the result is a democracy. … First of all, they When Plato thought of the cognitive intent of art, he
are free, Liberty and free speech are rife everywhere; found the artist a poor failure; when he thought of its
anyone is allowed to do what he likes. … You are emotive powers, he found the artist a social menace.
not obliged to be in authority, however competent Plato was actually a consummate artist and in his
you may be, or to submit to authority, if you do not writings he repeatedly employed an art form (the
like it. … A wonderfully pleasant life surely, for the myth) to convey his meaning. When Plato came to a
moment. The citizens become so sensitive that they particularly difficult and abstruse point in his argu-
resent the slightest application of control as intoler- ment, he often resorted to use of a myth to convey
able tyranny, and in their resolve to have no master his meaning. On Plato’s part, this was neither a con-
they disregard even the law, written or unwritten. fession of personal failure nor a recognition of the
Leaders distribute to the people what they have inability of his reader to follow abstract discourse.
taken from the well-to-do, always provided they can The need for a myth is rooted in the nature of the
keep the lion’s share for themselves. The plundered subjects discussed and in a fundamental limitation of
rich are driven to defend themselves. … Then follow verbal communication. Mathematics is a first-rate
impeachments and trials, in which each party ar- language for communicating about mathematical
raigns the other. … The people put forward a single forms and its study is a necessary preliminary for
champion of their interests. They give him a body- philosophical discourse. But both languages, the ab-
guard. In the early days he has a smile … and dis- stract language of mathematics and the technical
claims any absolute power. … He begins stirring up prose of philosophy, are inadequate for communicat-
one war after another, In order that the people may ing about the highest and most important forms—
feel their need of a leader. To maintain rule he about the meaning and the value of life, for instance.
purges the courageous, and intelligent … Then the Plato thought that meanings could be communicated
child becomes too strong for the parent to drive out. without words, by a kind of intellectual osmosis. But
… So the despot [becomes] a parricide. … The slave because this method of communication requires
has become the master. close personal contact over a long period of time,
Plato used myth as a short cut, or substitute. The
7. No theory ever works perfectly in the physical meaning it communicates must not be taken literally,
world, precisely because the physical world, being and it cannot be translated into ordinary abstract
physical, falls short of, and only partially partici- prose. If it could be translated, there would be no
pates in, those forms whose essences and interrela- need to employ a myth in the first place.
tions are reflected in the theory. Hence it is no criti- Two quite different kinds of knowledge: 1. direct
cism of his theory, Plato would have said, to com- experience, and 2. conceptual knowledge. Art stands
plain that it does not translate satisfactorily into po- halfway between these two kinds of knowledge. Art
litical actualities. This is no fault of the theory but is immediate, vivid, and concrete like direct experi-
simply the way the world is. No actual state can ever ence, but it also has the objectivity, perspective, and
be ideal; no actual ruler, being a mere man, will ever generality that direct experience lacks and that are
behave as man should behave. Though not fully real- characteristic of conceptual knowledge. Art is thus
izable in this world, it is the ideal at which we in a way a substitute for direct experience, just as
should aim. myth is a substitute for master and pupil leading a
long life together.
18
living creature and intelligent means that its behav-
PLATO’S THEORY OF RELIGION ior is ordered, that things do not happen hit-or-miss,
but “for the best”, i.e., the cosmos satisfies our
1. What were the five attributes of god that Plato whole nature—not merely our intellectual curiosity
believed could be inferred, or discovered by the but also our moral demands. And to say that its mo-
use of reason? 1. Since god is good and since no tion is spontaneous means that motion originates
good thing is hurtful, god is not the author of hurtful from within.
things. 2. God “is not the author of all things”, i.e.,
evils. 3. Since the wicked are benefited by receiving 5. What is the major difference between Plato’s god
punishment, we can infer that god is the author of and the Christian God? Plato’s religion was not
the punishments they suffer. 4. God is unchangeable. really interested in god the creator, rather, Plato was
This follows from the fact that he is good; in a good interested in god’s creation, the universe. Plato’s god
thing any change would be for the worse. For the is not really an object of worship. He is not omnipo-
same reason, 5. God does not lie or make false rep- tent, he is limited by those elements of disorder that
resentations of himself. (Republic) prevent physics from ever being more than a “likely
story.” The Universe he produces is an imitation, or
2. How old is the soul? How does Plato put purpose reflection, of the model. The model—the form—is
into the universe? What are Plato’s gods? 1. real, immutable, intelligible through and through; the
There must be a first cause of movement; 2. this first copy is unstable, not real, and unintelligible.
cause is a self-mover; 3. “soul” is the name given to
self-movers; therefore 4. Soul is “more ancient” than CRITICISM OF THE THEORY OF FORMS
those natural processes. But to say that soul is the
primary cause means that there is purpose in the 1. In The Parmenides Plato gives two major criti-
universe. We shall declare these souls to be gods. cisms against his theory of forms. What are they?
(Laws) The first criticism raised by Parmenides is whether
there are forms for such things as mud and dirt.
3. Plato also “proves” three other attributes of God. What we call mud is a composite of earth, air, fire,
What are they? “May we now say that we have fully and water in certain proportions. There are forms of
proved our three propositions,--namely that gods ex- these elements, of course; they and the mathematical
ist, and that they are careful, and that they are formula of their combination can be known. And
wholly incapable of being seduced to transgress jus- that is all that can be known about mud. Mud itself
tice.” (Laws) This is probably as much as Plato remains at best a “likely story.” Thus Platonism can
thought could be proved about the divine nature. But survive with a very limited number of forms. It is
Plato was not only a rationalist; he was also a mystic not necessary to assume a separate form for each
who held that the highest truths transcend rational physical object, nor for man-made objects, like beds
formulation. or chairs—though Plato certainly seems on occasion
to have done so.
4. Plato describes the universe in mythical language Second criticism concerns participation. Participa-
by saying that the universe is a “living creature”. tion is like the relation of a physical thing to its
What does this mean? What is the relationship shadow. But how can our understanding of this spa-
between order and spontaneity? In the Timaeus 1. tiotemporal relation throw any light on the nature of
god is a creator, and 2. what god creates is a cosmos. a relation that cannot be spatiotemporal, since one of
However, creation was not a process in time nor the terms in the relation (the form) is by definition
does god “desire” or “think” in the sense that men nonspatial and nontemporal. How can many particu-
do, nor, does god have purposes or intentions as men lar objects participate in the same form. Is the form
do. What Plato asserted was that the universe is a divided up? No. Is the form wholly in each of the
purposive whole. In mythical language, to say that particulars? No. If Dobbin resembles the form
the universe is living means that it has intelligence “horse,” there must be another form, “horse2,” that
and is capable of spontaneous motion. And to say Dobbin and the first form, “horse1,” share. But then,
that it is intelligent means, basically, that its behav- if Dobbin and horse1 both resemble horse2, all three
ior is ordered. What reason and intelligence do for must share another form, horse3—and so on ad infi-
man is to bring the chaos of conflicting desires and nitum. Thus to assert that the participation of physi-
passions into order. Thus to say that the universe is a
19
cal things in forms amounts to resemblance involves
Plato in an absurdity. 4. Does the soul mediate transcendence? What are
some problems with this? The attempt to make
2. Like the forms, psyche is immortal and eternal; like psyche bridge the chasm between the two worlds
them it has a kind of unchanging identity. But psy- only creates a corresponding duality in psyche itself.
che is also a self-mover, and because it moves it is The part of the psyche that contemplates eternal
like the Heraclitean flux Plato conceived the sense forms and the part that initiates life and movement in
world to be. Moreover, if one part of the soul knows the sense world are really as far apart as the sense
the forms, another part perceives sense objects. world and the intelligible world themselves.
Hence, on the like-knows-like principle, one part of
the psyche must be like the sense world. Finally, the 5. Do forms have to be objects? Now all these objec-
emotions and the passions that have their seat in the tions and difficulties turn on taking forms as entities.
lower parts of the psyche clearly have an affinity If, for instance, the form were not, somehow, an-
with the lower sense world, just as mind, the highest other thing or object the infinite-regress argument of
part of the psyche, has an affinity with the higher the Parmenides would not hold and “apartness”
and more real world. For these reasons, psyche would not be a problem. But how, Plato might have
seemed well suited to serve as a link between the asked, is a form to be an object of knowledge with-
sensible and the intelligible worlds, to redeem the out being an object?
former from utter unreality and to mediate the splen- 6. Plato was an idealist when thinking of the forms,
did but awful purity and isolation of the later. soul, and city state. Plato was a rationalist who held
that knowledge of the forms and the Good was pos-
3. Plato’s later view held that besides forms, there sible. Plato was a mystic in that all true knowledge
are souls, the motions they initiate, and the Re- at its best transcends conceptual means of communi-
ceptacle of Becoming, i.e., space, out of which cation.
sensible things are fashioned. What are some
problems with the Receptacle of Becoming? “it is
“very puzzling … very hard to apprehend” how the
Receptacle, which is “invisible and characterless,
all-receiving, partakes of the intelligible …” (Ti-
maeus)

20
ARISTOTLE
Metaphysics, Natural Science, Logic

ARISTOTLE’S LIFE man as a moral and religious creature—value is not


material. Plato, because he had affirmed that the
forms are apart from things, he was unable to relate
values to the world of sense perceptions. Aristotle
wanted to establish a theory of reality that would al-
low both values and sense objects to be real. Any
adequate metaphysics, must establish that 1. reality
really changes, as it appears to do, and thus rehabili-
tate reason as a valid instrument for obtaining
knowledge, and 2. our intuition of man as a moral
creature is correct.

1. In 384 B.C.E. Aristotle was born in Stagira in THE NATURE OF REALITY


Thrace where his father was physician to the king of 1. How do Plato and Aristotle represent two differ-
Macedonia. Plato was forty-three years old and Soc- ent attitudes toward the world? Plato was other-
rates had been dead for fifteen years. When Aristotle worldly and idealistic. A perfectionist whose inclina-
was seventeen he was sent to Plato’s Academy in tion was always toward a utopian solution that was
Athens where he spent his next twenty years depart- impractical precisely because the perfect is never re-
ing only after Plato’s death in 347 B.C.E.. Aristotle alized in this world. Aristotle was practical and em-
then became the tutor of the young Alexander [The pirical. Just as it is natural in discussing Plato’s
Great], the son of King Philip of Macedonia. views to draw examples from the field of mathemat-
2. What were Aristotle’s two primary epistomologi- ics—perfect but lifeless entities, so it is natural in
cal interests? His primary interest, like Plato’s was any discussion of Aristotle’s view to take examples
to reaffirm the existence of a public and knowable from biology—imperfect but living. Plato’s politics
reality and to answer the question, “What is the good were in terms of the absolutely ideal state, Aris-
life for man?” Although Aristotle rejected the apart- totle’s politics begins with a careful survey of more
ness of the forms, he was fundamentally a Platonist. than one hundred actual states. Aristotle, unlike
Like Plato, he found that answer, not in radically Plato, believed every “higher” is eventually, some-
new doctrines, but in a reinterpretation and reformu- where, a here and now; the world is through and
lation of the traditional beliefs of the Greeks. through one world; all ideals are somewhere embod-
ied and all embodiments are in some respect ideals
3. What were some views that Alexander ran coun- achieved.
ter to Aristotle’s views? Aristotle held that the
largest organization in which political values could 2. Why was Aristotle led to deny Plato’s dualism?
be realized is the city-state; Alexander founded a Plato thought of the forms as separate entities in
world empire. Aristotle held to the native superiority which the individual particulars of this world ob-
of the Greeks over the barbarians; Alexander based scurely participate. Since Plato held that forms were
his empire on a racial merging of Westerners and independent of particular things, in other words,
Orientals. forms were separate from the space-time world, it
follows that we cannot know the space-time world.
4. When did Aristotle set up his own school? In 335 Because of this chasm between the actual and the
B.C.E. Aristotle set up his own school, the Lyceum, ideal any discussion of what actually is can never
in Athens. He directed the school for twelve years— amount to more than a “likely story,” and knowledge
until Alexander’s death in 323 B.C.E.. It is believed of what ideally ought to be has little or no relevance
that most of his various treatises consists of notes to actual moral, political, and social problems. Thus
written by Aristotle for his lectures. Aristotle denied Plato’s dualism and held there is but
ARISTOTLE’S AIM one world, the world of actual things composed of
form and matter. For Aristotle forms are distinguish-
1. How was Aristotle’s epistomology different from able in thought but not distinguished in fact. Taking
the materialist and Plato? The materialists were the forms as separate entities results from confusing
unable to give an adequate account of the nature of intellectual analysis and ontological status.
21
3. At any particular given time individual sub- changes”; but it cannot be A, because we say it is B,
stances or particulars have what two aspects? 1. i.e, a paradox. But for Aristotle the particular A is a
Particulars have common properties that it shares complex of formed matter. During its change into B
with other particulars, i.e., its “whatness” or form, some part of A endures unchanged and some part of
the physical shape that the thing has and the purpose, A alters. What endures is A’s matter; what changes
or function, that it serves—function gives unity to is its form. The change of an acorn-becoming-oak is
the elements. (Think of the form of some organ of a systematic succession of smaller changes, in each
the body) 2. Particulars also have individuality, i.e., of which matter loses and gains form. Development,
its “thisness” or matter, the physical “stuff” out of or growth, is change in which a succession of steps
which something is made. Matter comes to mean the follow a pattern toward an end.
possibility of serving a purpose. The world presents
7. How does Aristotle’s metaphysics resolve the old
itself, then, not as a collection of utterly separate and
puzzle over the one and the many? In the succes-
discrete things, but as an ordered hierarchy of indi-
sive changes by which an acorn gets to be an oak we
viduals related to one another in such a way that
certainly have a “many,” a plurality. However, what
each individual is at the same time the fulfillment of
unites all the various stages is simply that they are
the purpose inherent in some other individual and
stages. The purpose (whatever it is) unifies all the
the basis for a further development beyond itself.
steps that are the means to its fulfillment.
Every individual thing has two aspects, matter and
form, and either without the other is an abstraction 8. Aristotle believed that in order to have an ade-
and unreal. Every individual thing has properties that quate scientific understanding of anything you
make it what it is, properties that it shares with other must understand the four causes. What are they?
things (whatness); every individual thing is just this I. Material Cause: material out of which something is
particular thing and not another thing (thisness). made. II. Efficient Cause: motion by which some-
thing is made. III. Formal Cause: form into which
4. Since substances or particulars develop through
something is made. IV. Final Cause: purpose for the
time how must we reinterpret matter and form?
sake of which something is made.
At any particular moment substances have material
and formal elements. The formal part of an acorn are 9. How might Aristotle’s four causes be reduced to
those elements it shares with other acorns making it the original concepts of matter and form? Com-
what it is; the material part are those elements that bine the formal and final cause and refer to them as
makes it this acorn. However, when particulars de- form. Throw out efficient cause. Then what you
velop through time matter needs to be thought of as have left is form and matter.
potentiality and form needs to be thought of as actu- 10. How is Aristotle’s causes a reformulation of
ality. As an acorn grows into an oak tree, the oak is Plato’s Form of the Good? How does Aristotle’s
the form or purpose that the acorn serves. The acorn conclusions differ from Plato’s? Aristotle agreed
is the potentiality of there being an oak tree, and the with Plato that the universe is a relational structure
oak tree is the actuality of this potentiality. The and that every element in it can be known only by
acorn is the basis that makes an oak tree possible— transcending that element, by seeing it in relation to
potentiality; the oak is the purpose, or end, toward other elements in the universe. But whereas Plato’s
which the acorn grows—actuality acceptance of the transcendental character of knowl-
5. What is life or growth for Aristotle? What we call edge led him to a separate world of forms and even-
life, growth, or development is a coming-to-be. A tually to the Form of the Good, mysterious and in-
form, at the outset existing only potentially, operates communicable, Aristotle never passed beyond this
upon matter shaping and molding it until it eventu- world to a supersensible realm of forms. For him,
ally becomes its fully articulated self. Form is the knowledge of an individual particular requires tran-
driving force working its way to fulfillment. “En- scendence of this individual, but the supplement that
telechy” is the term Aristotle used to describe this is required is merely knowledge of other individual
property of form, and what we call “growth” is noth- particulars. Plato and Aristotle agreed that knowl-
ing but the visible result of form at work. edge of the isolate particular is not knowledge at all,
They agreed that complete knowledge is impossible.
6. What is the paradox of change and how does Ar-
Yet there was a radical difference between them.
istotle’s metaphysics deal with this? If we say that
The knowledge Plato thirsted for is abstract, general,
A changes to B, we seem to be saying that A is both
static—knowledge from which all particularity has
itself and not itself. It must be A, for we say, “A
22
been purged. For Aristotle complete knowledge moved, being eternal, substance, and actuality. And
would have been the same sort of knowledge we the object of desire and the object of thought move in
now have, that is, knowledge of the multiple interre- this way; they move without being moved.” Since the
latedness of particulars—of “formed matter.” unmoved mover has no body to restrict his activity,
he is pure and complete actuality. But what is the na-
NATURAL SCIENCE
ture of his activity? Obviously, it can be nothing that
1. What is nature? Nature is the totality of sensible depends on body. This rules out sensation and de-
objects capable of spontaneous change. Book II of sire—(because to desire is to lack something, and
the Physics “What nature is, then, … Has been the unmoved mover, being complete actuality, lacks
stated. That nature exists, it would be absurd to try nothing). In fact, the unmoved mover’s activity can
to prove; for it is obvious that there are many things only be thinking, and his thought obviously must be
of this kind, and to prove what is obvious by what is the best thought.
not is the mark of a man who is unable to distinguish
7. What type of thinking does the unmoved mover
what is self-evident from what is not.”
have? When he thinks, (and he always thinks), he
2. What is natural science? Natural science is con- understands at once, wholly and completely; he does
cerned with the changes of natural objects, and every not have to “reason things out” step by step.
change is the fulfillment (the coming to actuality) of
8. What is the object of the unmoved mover’s
some potentiality. Change is the process by which
thoughts? Clearly it can be only himself. This fol-
A’s potentiality to be B is realized. 1) qualitative
lows because the unmoved mover knows only the
change, e.g., cold to hot, 2) quantitative change—
best, and the best is the unmoved mover. His knowl-
increase or decrease in amount, 3) locomotive—
edge, then, is immediate and complete self-
change of place, 4) substantival change—coming
consciousness.
into being or passing out of being, e.g., procreation.
9. What is the unmoved mover? Aristotle called his
3. Was there ever a time when there was no change?
unmoved mover “god.” It was natural for him, there-
Conceive a time at which there is no change. Then
fore, to call this part of his physics “theology,” for
conceive the beginning of the first change. Why
theology is literally the logos (account) of god
does it begin at this time? Something must have hin-
(theos). But there are virtually no religious overtones
dered it from beginning earlier otherwise it would
in Aristotle’s theology. No divine providence, no
have begun earlier, and this, whatever it is, must
concern towards man, he did not create the universe,
have changed, otherwise it would still be a hin-
and he is utterly indifferent to it. God is the object of
drance. Therefore, a change occurred before our hy-
desire for the lesser intelligences, but he is uncon-
pothetical first change. Aristotle thought that there
scious of their admiration and would be indifferent
must eventually be a mover who is himself un-
to them if he were aware of them. Aristotle’s god
moved, who transmits motion but who is moved by
was a metaphysical necessity—the system requires
no anterior, external movement.
an unmoved mover, a completely actual and fully
4. What kind of movement does the unmoved mover realized form, but he is not an object of worship.
cause? Since all motions involve a type of change of
10. How did Aristotle conceive of the universe? As a
place the original motion must be a change of place,
set of concentric spheres, with the earth stationary at
i.e., locomotion. Further, this eternal locomotion
the center. Outermost is the sphere of the fixed stars.
must be circular.
Within are the spheres of the various planets, with
5. How does the unmoved mover cause the eternal that of the moon innermost and nearest the earth. An
circular motion that is the basis of all the complex eternal and absolutely regular motion is “inspired” to
motions of natural objects everywhere? Since the outer sphere by the unmoved mover, and this
every good thing is desired insofar as it is known; as motion is passed successively to each of the inner
a perfect and eternal being the unmoved mover is spheres. Between the spheres bearing the planets Ar-
peculiarly an object of desire and of love. The uni- istotle was obliged to introduce fifty-five other
verse turns in emulation of his goodness; its regular spheres to help account for the observed relative mo-
circular motion is the nearest approximation to his tions of the planets. Besides the motion transmitted
perfection that a sensible object can achieve. to each sphere by that of the outer sphere that it
6. What is the nature of the unmoved mover’s activ- touches, each sphere has its own original motion,
ity? “There is something which moves without being imparted to it by its own incorporeal agent, or intel-
23
ligence. To this extent there are, besides god, no less concepts, matter and form.
than fifty-five lesser unmoved movers. The motion
3. For Aristotle what is the “soul” and what is psy-
of any planet is compounded of 1) the original mo-
chology? “By life we mean self-nutrition and growth
tion inspired in the sphere of the fixed stars by their
(with its correlative decay).” At each level of life
love of god, 2) the original motions of the other
there is a certain structure, or organized pattern, that
spheres, and 3) the original motion of this planet’s
yields the activity in question, and each of these
own sphere.
structures is the basis for the next successively
11. What are the “things” of this sublunary world— higher structure. His term for these structures was
plants, animals, and inanimate objects— “soul” (psyche); hence his work on this subject was
composed of? They are mixtures made up of the called psychology—the study of soul. “The body
four elements in various combinations, i.e., earth, cannot be soul; the body is the subject or matter …
air, fire, and water. These are the “matter” out of having life potentially in it. Psyche is simply the
which all things are made of. The “formal cause” of form of a living object, “the first grade of actuality
any particular thing is simply that structure into of a natural body having life potentially in it”. Soul
which its material factor is organized. It is the “for- is “the first grade of actuality of a natural organized
mula” that expresses the ratio of the different ele- body. That is why we can wholly dismiss as unneces-
ments entering into this particular compound. (Note: sary the question whether the soul and the body are
The four elements are matter, but only in relation to one: it is as meaningless as to ask whether the wax
the higher structures they subserve. As distinct ele- and the shape given to it by the stamp are one.” Psy-
ments they naturally already contain formal factors, chology is in effect the study of the formal factor in
and below them is the “pure matter” that these for- living objects. Aristotle knew that it was necessary
mal factors order. This pure matter is not a separate to explain any behavior not only in terms of the
entity, like the Receptacle of Being in Plato’s Ti- lower structures from which it has developed, but
maeus; it is simply the bare possibility of being also in terms of the higher structures toward which it
something.) is unfolding. (De Anima 412a3)
BIOLOGY—PSYCHOLOGY 4. What is the immediate function and the long-
range function of the nutritive soul? The immedi-
1. How does Aristotle’s empiricism compare with
ate function of the nutritive psyche or soul is to
the Presocratics and Plato? Aristotle had a high in-
guide the qualitative changes by which food—
terest in empirical facts. Although empiricism was
potentially flesh, is transformed into body—actually
not new for the Greeks, e.g., Thales (process within),
flesh. In this process heat operates as the “efficient
Anaximander (evolution of the species), and Empe-
cause.” Just as the heat of the sun causes the changes
docles (pluralist, natural selection, straw), Pythago-
of seasons, so in the body the heat of the heart boils
reans (tuned lyre), there certainly was a dominant
the food taken into the stomach and transforms it
tendency of the earlier thinkers toward rationalism.
into blood. The blood then oozes through the body.
Aristotle was a corrective to the over rationalism of
In this process the blood is transformed again, this
his philosophic predecessors, including Plato.
time by cold, into flesh and other solid parts. Thus
2. Did Aristotle practice an empirical scientific the immediate function of nutrition is to keep the
method? Certainly, there is a difference in principle body alive, to enable it to grow. Its long-range func-
between 1) recognizing the interest and importance tion is the perpetuation of the species and since we
of some fact when one chances to see it and 2) de- tend to name things after the function they serve we
liberately planning a situation that will test some hy- might also call the nutritive soul the reproductive
pothesis. What we do know is that Aristotle laid the soul.
basis for his political theory by collecting and study-
5. How is it that perception is a dual actualization?
ing all available constitutions, in biology he began
When I see an object, for example, it is not the mat-
by recording everything he could discover about
ter of the object that enters my eye, rather, what en-
such natural processes as reproduction, nutrition and
ters my eye is the object’s “sensible form.” Thus un-
growth, local movement, and so on. His psychologi-
til an object is actually perceived it is only poten-
cal theories were based on the empirical evidence
tially an object of perception. It is also the case that
about nutrition and growth, local motion and sensa-
before I see an object, my eye is potentially the ob-
tion, perception, and thought. His interpretation of
ject of perception in which this potentiality is made
these phenomena naturally involved his fundamental
actual when I perceive the object. Thus perception is
24
a dual actualization—an actualization of the object 1. What were the two chief questions Aristotle set
as an object of perception and an actualization of the himself to answer in his study of logic? 1) When
sense organ as a percipient. we have two true propositions, what are the rules of
inference by which a conclusion can be drawn? 2)
6. Was Aristotle a naïve realist? Atomism distin-
How can we know that the premises we start with
guished radically between the world as it really is—
are true?
atoms in a void—and the world as it appears to sense
organs. Aristotle, however, is usually taken as a real- 2. How does Aristotle define syllogism? A syllogism
ist—holding that we perceive the world as it is. But is a “discourse in which, certain things being stated,
how can we know that the red out there in the object something other than what is stated follows of neces-
is like the red in here in me? The matter is admit- sity from their being so. I mean by the last phrase
tedly different, Aristotle would have said, but the that they produce the consequence, and by this, that
form is the same, and this validates perception. But no further term is required from without to make the
is the form the same? How did Aristotle know that consequence necessary.” (Prior Analytics 24b 18)
the sensible form of the object enters the eye un- Aristotle also held that a syllogism must have three
changed? and only three terms.
7. What is Aristotle’s conception of the activity of 3. Define a valid deductive argument. If the premises
thought and how does this differ from Plato’s are true then the conclusion must be true.
conception? With the activity of thought we reach
4. Define a sound argument. A valid argument with
the level of the rational psyche. The intelligible form
true premises.
is not, of course, a separate entity. To suppose it to
be such would be to fall into the fallacy of Plato- 5. Evaluate validity of the following syllogisms using
nism. The form is embedded in the particulars and Venn Diagrams.
does not exist apart from them. Nevertheless, it is All whales are mammals
capable of impressing itself on the human mind so All mammals have lungs
that the mind comes to know it. The intelligible form
All whales have lungs
stands in the same relation to the mind as that in
which the sensible form stands to the sense organ or
All spiders have 10 legs
the seal stands to the wax. When the seal is im-
All 10-legged creatures have wings
pressed on the wax, the form (not the matter) of the
seal is transferred; the same form is present in two All spiders have wings
media. Just as the wax is the potentiality for various
impressions, so the mind is potentiality for various All whales are fish
intelligible forms, or universals. When the mind All fish are mammals
thinks, it takes on the intelligible form of the object All whales are mammals
out there and becomes identical with it. Not identical
with the object, of course, but identical with the ob- All men are mortal
ject’s intelligible form. Therefore, thought only oc- All Greeks are Europeans
curs in the presence of sense experiences—present All Greeks are mortal
and recollected. “Mind is in a sense potentially
whatever is thinkable, though actually it is nothing All Greeks are philosophers
until it has thought. … Hence, (1) no one can learn All Athenians are Greeks
or understand anything in the absence of sense, and All Athenians are philosophers
(2) when the mind is actively aware of anything it is
necessarily aware of it along with an image; for im- No mortals are angels
ages are like sensuous contents except in that they All men are mortal
contain no matter.” Thus, whereas for Plato the best No men are angels
thought was freed from sense experience altogether,
for Aristotle it remained rooted in sense experience. All Athenians are Greeks
Sense data are the matter out of which universals are Some men are Athenians
constructed; universals are their end. Some men are Greeks
LOGIC
No Athenians are Spartans
25
No Englishmen are Athenians this nature.
No Englishmen are Spartans 7. For Aristotle the development of every science
consists in a twofold movement of thought. What
6. How do we know the premises are true? Each are they and describe the process? First there is
premise can be taken as the conclusion of an antece- discovery. Study of the sense objects that lie within
dent syllogism and other premises can be found from the sphere of the science leads us gradually to higher
which it may be validly drawn. But how do we know and higher universals. When the highest of all are
the antecedent premises are true? In order to escape reached, the process is reversed. Now comes exposi-
the infinite regress, syllogisms must be supple- tion. Using the first principles thus discovered as a
mented by the intellectual operation of “intuitive basis, we work out syllogisms that reveal the struc-
reason,” in other words, knowledge without proof. tural and logical relations holding between the vari-
For example, the law of identity: A is A; law of con- ous universals embedded in the particular objects
tradiction: A cannot both be B and not be B; law of that lie within the sphere of this science. This is Ar-
excluded middle: A either is or is not B. Aristotle istotle’s version of that mysterious dialectic dis-
thought that all first principles of science were of cussed by Plato in connection with the divided line.

ARISTOTLE: ETHICS, POLITICS, ART


ANIMAL DRIVES AND PRACTICAL REASON ceives alternative. He must choose. But in order to
choose he must have criteria on which to base his
1. Man is not only a thinking animal; he is also a be-
choice, in other words, ethics. Because animals do
having animal. Just as there is a continuous proc-
not have to face these problems, they do not study
ess on the cognitive side from animal awareness to
ethics.
the highest levels of human intellection, so on the
side of behavior there is a continuous process from ETHICS
animal appetite to the highest level of ethical con- 1. What is the purpose of ethics? Although ethics is
duct. based on anthropology, i.e., you could not proceed
2. Compare the conduct of man with that of a without empirical data, its purpose is not to clas-
lower animal. In the lower animals a sense object sify the various objects that men have judged to be
has a kind of all-or-none effect: If the animal re- good, but to ascertain what the good really is.
acts at all, it is with a standardized response that 2. What is the difference between an exact science
occurs identically to fairly diverse stimuli. In and ethics? An exact science is based on princi-
higher forms the motion becomes more discrimi- ples whose truth is recognized in an intuitive act
natory and shows a finer adjustment to the specific of intellect, and it consists of a set of syllogisms
nature of the object and its environment. Sec- deduced from these principles. Ethics, in contrast,
ondly, for the lower animal the good is identical is based on opinions, on men’s judgments about
with pleasure, the bad with pain. There is no con- the good, not on self-evident and certain princi-
sideration other than a present satisfaction. Human ples. Its conclusions, therefore, can never be de-
behavior is much more complicated. Man distin- finitive and certain. However, in any particular set
guishes between a real good and an apparent good. of circumstances in which a man faces alterna-
Pleasure, though good, is not identical with man’s tives, there is some act that is the right thing for
good. We would never call an animal incontinent, that particular man to do in just those circum-
but a man may be incontinent. stances. So like Plato there is a truth about ethics.
3. Why does man have to study ethics and animals But unlike Plato, Aristotle thought that we can
do not? In cognition the past is remembered; in never be sure that we have hit on the correct act.
behavior the future is anticipated because of the 3. How does Aristotle’s view that ethics is opinion
remembered past. In man the dimensions of these differ from the conception of Plato and the
memories and anticipations are greatly expanded Sophists? Plato had derogated opinion as not be-
and therefore have a greater complexity. For an ing “real” saying it should be replaced with
animal there is usually, in any given set of circum- knowledge—the real, arriving at the “Form of the
stances, only one thing to do, a man usually per-
26
Good” by means of dialectic. The Sophists, like ity of soul in accordance with virtue, and if there
Aristotle, had held that ethics is based on opinion, are more than one virtue, in accordance with the
and thus inferred that ethical judgments were ut- best and most complete. But we must add “in a
terly subjective and relative, i.e., not dealing with complete life.” For one swallow does not make a
true reality. Aristotle was a realist believing that summer, nor does one day; and so too one day, or
when we perceive an object out there, its form is a short time, does not make a man blessed and
realized here in me. Ethics for Aristotle differs happy.” (Nichomachean Ethics 1094a 1)
from physics and the other sciences, not in not be- 8. Why is “happiness” a cognitive inquiry? All
ing a body of knowledge about the real, but in not things are composites of form and matter, and
being precise. anything is happy to the extent that it is perform-
4. Why is ethics both cognitive and practical. Be- ing the function—actualizing the form—for which
cause ethics not only asks, “What is the good?” it was designed by nature or by art. “How can any
ethics also asks, “how can I be good?” particular kind of thing be happy?” is identical
with the question, “What is that thing’s form?” or
5. How is ethics tied to psychology? 1) Ethics
“What is the end or purpose that is working itself
grows out of the need of choosing among the mul-
out in this particular kind of substance?” Thus it is
tiple courses of behavior that the human soul per-
a cognitive inquiry: A thing’s form is an objective
ceives as options at any given time. 2) The good,
fact about the world to be ascertained by scientific
whatever it is, is the good for man and therefore
analysis.
can be ascertained only by discovering what man
is. 3) The study of psychology is valuable in peda- 9. What is the difference between pleasure and
gogy and especially in the learning of good behav- happiness. Pleasure is the name we give to imme-
ior and attitudes. diate, short-range, satisfaction, which is all that is
open to animals. Happiness is the name for that
6. How does Aristotle’s ethics reflect his meta-
longer-range, more complete, more stable satisfac-
physical position? The good for anything is what
tion that reason gives men the possibility of
ultimately and truly satisfies that thing, and this
achieving, but whose achievement it at the same
final satisfaction can only be the thing’s purpose,
time makes more difficult by presenting men with
or end—the thing’s form. But just as every sub-
alternatives undreamed of by the relatively simple
stance is also the matter out of which some higher
sensitive soul. The possibility of more ignomini-
substance develops, so every end is a means to a
ous failure, i.e., dishonor, than any animal is capa-
higher and more inclusive end. The higher and
ble of is the risk the rational soul must run for the
more inclusive the end, the better it is. Aristotle
possibility of much greater fulfillment.
assumed that there is one ultimate end for man—
“happiness.” 10. What is man’s End? “It is a life in accordance
with a rational principle.” This rational principle
7. Define the human good? “Every art and every
then is divided up into 1) reason as a cognitive
inquiry, and similarly every action and pursuit, is
faculty, i.e., one that understands the world, and 2)
thought to aim at some good; and for this reason
reason as a practical faculty, i.e., one that desires
the good has rightly been declared to be that at
and acts in accordance with what is understood.
which all things aim. … Now, as there are many
actions, arts, and sciences, their ends also are 11. What are the two kinds of virtue and how are
many.” … The chief good must be that which we they developed? How does moderation relate to
desire for its own sake. … “Happiness, then, is this? “By human virtue we mean not that of the
something final and self-sufficient, and is the end body but that of the soul; and happiness also we
of action. … “Now if the function of man is an ac- call an activity of soul. … Virtue, then, being of
tivity of soul which follows or implies a rational two kinds, intellectual and moral, intellectual vir-
principle … and the function of a good man to be tue in the man owes both its birth and its growth
the good and noble performance of these, and if to teaching, while moral virtue comes about as a
any action is well performed when it is performed result of habit. … First, then, let us consider this,
in accordance with the appropriate excellence: if that it is the nature of such things to be destroyed
this is the case, human good turns out to be activ- by defect and excess, as we see in the case of
27
strength and of health, both excessive and defec- we do examine how they grow and what they be-
tive exercise destroys the strength, and similarly come, we find not a single, identical type, “oak,”
drink or food which is above or below a certain but a number of varieties. Each of these species is
amount destroys the health, while that which is a fulfillment of the ideal oak, but each is a differ-
proportionate both produces and increases and ent fulfillment because of, among other factors,
preserves it. So too is it, then in the case of tem- the different environment in which it has grown.
perance and courage and the other virtues. …” To admit variation is, therefore, not necessarily to
(Nichomachean Ethics 1102a 15) surrender to the Sophists. Though there is an ideal
of what man has it in him to be, this ideal is not
12. Could a sound ethical theory be completely new
“separate” from the variety of fulfillments found
for Aristotle? No. Ethical theory always begins
in differing cultures. Just as different physical en-
with the opinions of men. What Aristotle did was
vironments produce different trees that are, never-
to give the opinions new significance by interpret-
theless, all oaks, so different cultural and physical
ing them in the light of his basic metaphysical
environments produce different ethical ideals that
ideas. Aristotle merely took over the old Greek
are, nevertheless, all human. For example, Aris-
notion of sophrosyne (moderation), which we
totle contrasts the absolutely ideal state (on Plato’s
have encountered from the very start in Homer
model) with various best-possible-under-such-
and the other poets. Plato did the same with his
and-such-conditions states, in each of which the
conceptual scheme: In the Republic for instance,
good life has its own form of political organiza-
moderation becomes justice, the all-inclusive vir-
tion, depending on the nature of the social and
tue. In his turn, Aristotle took the virtues accepted
physical environment. Similarly, the variety of
by the ordinary decent citizen of his day—
ethical systems are a reflection of the different
courage, temperance, justice, pride, magnanim-
ways in which the form “man” fulfills itself in dif-
ity—and showed 1) that each is an activity of
fering circumstances.
practical reason and 2) that each operates effi-
ciently (virtuously) only when it is in a mean be- 15. How does Aristotle’s doctrine of the mean
tween excess and deficiency. avoid the idea of mediocrity? What is right for a
man to do always depends on his milieu, and this
13. Why is the proud man thought to be disdain-
varies from individual to individual and from oc-
ful? "Pride, then, seems to be a sort of crown of
casion to occasion. Plato held that there is a “the”
the virtues; for it makes them [the other virtues]
right thing to do, a “the” good to be realized,
greater, and it is not found without them. There-
whereas the Sophists held that there is no objec-
fore it is hard to be truly proud; for it is impossi-
tive right or good at all, Aristotle maintained there
ble without nobility and goodness of character. It
is a right-relative-to-me, a good-for-me-now-in-
is chiefly with honors and dishonors, then, that the
this-set-of-conditions. Plato believed his universal,
proud man is concerned; and at honors that are
eternal good to be knowable by reason, whereas
great and conferred by good men he will be mod-
Aristotle held his individual, variable good to be
erately pleased, thinking that he is coming by his
knowable only in perception: “It is no easy task to
own or even less than his own; for there can be no
find the middle, e.g., to find the middle of a circle.
honor that is worthy of perfect virtue, yet he will
… So, too, any one can get angry—that is easy—
at any rate accept it since they have nothing
or give or spend money; but to do this to the right
greater to bestow on him; but honor from casual
person, to the right extent, at the right time, with
people and on trifling grounds he will utterly de-
the right motive, and in the right way, that is not
spise, since it is not this that he deserves, and dis-
for every one, nor is it easy. … Such things depend
honor too, since in his case it cannot be just. ...
on particular facts and the decision rests with per-
Hence proud men are thought to be disdainful. ..."
ception.” (Nichomachean Ethics 1109a24 and
(Nichomachean Ethics, 1123a34)
1109b23)
14. Can ethical ideals for Aristotle vary? Since Ar-
16. How are children like animals for Aristotle?
istotle held that the forms are not separate but em-
Most people who do base acts do them because
bedded in their particulars the ideal of what an oak
they are pleasant; they shrink from noble ones be-
tree ought to be can only be ascertained by exam-
cause they are painful. What we must do, then, is
ining what acorns actually grow up to be. When
28
to educate men, starting when they are children, to “It is difficult to make a generalization except to
take pleasure in noble acts and to experience pain say that there are circumstances so painful that
in doing bad ones. Pleasure and pain are indeed nobody could withstand them.” 2) When the act is
the sole considerations for young children, as they caused by some external circumstance to which
are for animals. We must, therefore, build up a the agent contributes nothing. For example, I trip
habit of whatever behavior we regard as desirable on an icy pavement and knock you down. 3) When
in the child by arranging situations in which it will the act is done out of ignorance and the agent is
be pleasant for him to act virtuously and painful not responsible for his ignorance. For example, a
for him to act otherwise. In this way, over a period person is not responsible if he gives a person a
of time, a certain pattern of responses to situations drink from a bottle labeled water not knowing it
will be built up that will issue those virtuous acts was poisoned. However, a person is responsible if
even when the situation alters. “In educating the after getting drunk and being unable to read the
young we steer them by the rudders of pleasure bottle labeled poison, because of his blurred
and pain. …” drunken vision, he gives it to a person to drink.
Hence, voluntary acts are I. Those that originate in
17. What does it mean to say that neither by na-
the agent, and II. Those about which the agent
ture, nor contrary to nature do the virtues
knows, or should know, the relevant circum-
arise? “Moral virtue comes about as a result of
stances.
habit. … None of the moral virtues arises in us by
nature; for nothing that exists by nature can form 20. For Aristotle how does justice relate to volun-
a habit contrary to its nature. … Neither by na- tary actions? “When [a man acts] involuntarily,
ture, then, nor contrary to nature do the virtues he acts neither unjustly nor justly except in an in-
arise in us; rather are we adapted by nature to re- cidental way; for he does things which happen to
ceive then, and are made perfect by habit. … The be just or unjust. Whether an act is or is not one of
virtues we get first by exercising them, as also injustice (or of justice) is determined by its volun-
happens in the case of the arts as well. … If this tariness or involuntariness; for when it is volun-
were not so, there would have been no need of a tary it is blamed, and at the same time is then an
teacher, but all men would have been born good act of injustice; so that there will be things that
or bad at their craft. … It makes no small differ- are unjust but not yet acts of injustice, if volun-
ence, then, whether we form habits of one kind or tariness be not present as well. … Now when (1)
another from our very youth; it makes a very great the injury takes place contrary to reasonable ex-
difference, or rather all the difference.” (Nichom- pectation, it is a misadventure. When (2) it is not
achean Ethics 1103a17) contrary to reasonable expectation, but does not
imply vice, it is a mistake. … When (3) he acts
18. What is character and can a man ever act out
with knowledge but not after deliberation, it is an
of character? “Character” is the name Aristotle
act of injustice—e.g. the acts due to anger or to
gave to the whole settled pattern, or structure, of a
other passions. … [B]ut this does not imply that
man’s habits. However, on occasion a man may
the doers are unjust or wicked; for the injury is
act in a way that runs counter to his character. For
not due to vice. But when (4) a man acts from
what a man does in any given set of circumstances
choice, he is an unjust man and a vicious man.”
is a product of his character plus these particular
(Nichomachean Ethics 1135a17)
circumstances, and circumstances can result in
acts that are “out of character.” 21. How does Aristotle’s view of incontinence and
its relation to virtue differ from Plato’s? Aris-
19. When is man responsible for his actions? This
totle’s discussion of the involuntary presupposes a
question for Aristotle translates into; “Under what
point of view very different from Plato’s. Aris-
circumstances is an act voluntary (issue of charac-
totle’s class of “mixed” actions (those that are in-
ter) and under what circumstances is it involuntary
voluntary because of great pain or fear) could not
(not a part of the agent’s moral nature)? Condi-
have been allowed by Plato. Nor could Plato have
tions under which a man is not to be blamed. 1)
admitted the phenomenon of incontinence, in
When the act is done under great pain or the threat
which a man is “mastered” by some desire and
of pain. How great must the pain be to exempt us
knowingly does what is wrong. For, following
from blame? Aristotle’s answer was characteristic:
29
Socrates, Plato had held that virtue is knowledge, contrast, interpreted the sanction to this higher law
that no one knowingly does wrong. Aristotle’s in purely natural terms: Given the nature of man,
study of the voluntary and the involuntray made it incontinence in the long run causes unhappiness.
possible for him to give a more adequate account Thus the sanction for continence is not duty but
of the phenomenon of a “bad will” than Plato had self-interest.
been able to do. “Now we may ask … how a man 24. How do pleasures differ for Aristotle? “Pleas-
who judges rightly can behave incontinently. That ures differ in kind. … Now the activities of thought
he should behave so when he has knowledge, some differ from those of the senses, and both differ
say is impossible; for it would be strange—so Soc- among themselves, in kind; so, therefore, do the
rates thought—if when knowledge was in a man pleasures that complete them. … Each animal is
something else could master it and drag it about thought to have a proper pleasure, as it has a
like a slave. For Socrates was entirely opposed to proper function; viz. That which corresponds to its
the view in question, holding that there is no such activity. If we survey them, species by species, this
thing as incontinence; no one, he said, when he will be evident; horse, dog, and man have different
judges acts against what he judges best—people pleasures, as Heraclitus says “asses would prefer
act so only by reason of ignorance. Now this view sweepings to gold”; for food is pleasanter than
plainly contradicts the observed facts. … [M]en gold to asses.” (Nichomachean Ethics 1175a22
under the influence of passions; for outbursts of and 1176a4)
anger and sexual appetites or some other such
passions, it is evident, actually alter our bodily 25. According to Aristotle, what are the five levels
condition, and in some men even produce fits of at which the soul possess truth? 1) Scientific
madness. It is plain, then, that incontinent people knowledge is the process of syllogistic deduction
must be said to be in a similar condition to men from the axioms. Scientific knowledge does not
asleep, mad, or drunk.” (Nichomachean Ethics and cannot give the axioms themselves, for these
1145b22 and 1146b30) cannot be ascertained by demonstration. 2) Art in
which we take scientific knowledge and apply it to
22. How does Aristotle account for incontinence? engineering or architecture. 3) Practical wisdom,
The phenomenon of incontinence grows out of the in contrast with the absolute Scientific and the
difference between the rational soul and the soul making of Art, is the study of Ethics, in which cer-
that is merely sensitive. Animals, being moved tainly, unlike the scientific, cannot be achieved.
solely by appetite, are never incontinent. Nor are Man studies ethics not only because it makes him
superhuman creatures because not having bodies, a better man but also because man derives an in-
they are not moved by appetite at all. Inconti- tellectual satisfaction from coming to know such
nence, then, is a peculiarly human failing. Man truths. “Practical wisdom, then, must be a rea-
has a body and so experiences appetites; he also soned and true state of capacity to act with regard
has reason, which reveals to him alternatives un- to human goods.” 4) Intuitive reason is the fac-
dreamed of by animals, i.e., the life of contempla- ulty by which we apprehend those necessary con-
tion, for instance. nections between subjects and their attributes that
23. How is Aristotle’s account of incontinence both constitute the first principles of the sciences. 5)
the same and yet different from the view that Philosophic wisdom “must be intuitive reason
Hesiod had affirmed centuries earlier? Hesiod combined with scientific knowledge—scientific
had said: “To birds and to beasts Zeus, the son of knowledge of the highest objects which has re-
Cronos, gave one law, that they should devour one ceived as it were its proper completion.” (Nicho-
another [that is, satisfy their appetites insofar as machean Ethics 1140b31)
they are able], but to man he gave another law—a 26. What is happiness, for Aristotle, and what is
law of justice, which was for the best.” Like He- the activity wherein lies man’s greatest happi-
siod, Aristotle recognized that, since this higher ness? Happiness, is what we experience when we
law is not always respected by men, it is not a de- are living at our best and fullest, when we are
scription of how they do behave but of how they functioning in accordance with our nature, when
ought to behave. Hesiod interpreted the sanction to our end is realizing itself without impediment,
this higher law in theological terms. Aristotle, in when our form is being actualized. Since man’s
30
form is complex and his activities are many, the 28. According to Aristotle, is it possible for a man
best and highest activity, that is, the activity that to be happy in isolation and solitariness? Abso-
most completely expresses and realizes man’s na- lutely not. Happiness is the ‘activity of soul in ac-
ture as man is contemplation—in the cognition of cordance with virtue’ meaning that not only do
the supreme truths about the universe. Contempla- you need other people in order to develop the vir-
tion, the activity of the soul in accordance with tues you also need other people in order to act vir-
virtue, is the activity which is the greatest happi- tuously. How can a man be just without other men
ness of man and “philosophic wisdom is admit- to be just to? Or magnificent? Or courageous?
tedly the pleasantest of virtuous activities.” “If 29. What, for Aristotle, are the three types of
happiness is activity in accordance with virtue, it friendships? 1) Friendships of utility, 2) friend-
is reasonable that it should be in accordance with ships for pleasure, and 3) friendships between men
the highest virtue. … This activity is contempla- who are good and alike in virtue. Friendships of
tive. … [P]hilosophic wisdom is admittedly the the third type are infrequent, for such men are
pleasantest of virtuous activities. … [I]t follows rare. Such friendships require time and familiarity
that this will be the complete happiness of man, if to mature, but once formed they are permanent,
it be allowed a complete term of life. … If reason for “each gets from each in all respects the same
is divine, then, in comparison with man, the life as, or something like, what he gives.” What each
according to it is divine in comparison with hu- gets, and gives, is stimulus, encouragement, and
man life. … [F]or man, therefore, the life accord- example in the art of living well and being virtu-
ing to reason is best and pleasantest, since reason ous.
more than anything else is man. This life therefore
is also the happiest.” (Nichomachean Ethics 30. Is contemplation “better” done alone or with
1177a11) others? “The philosopher, even when by himself
can contemplate truth, [but] he can perhaps do so
27. For Aristotle, is the contemplative life accessi- better if he has fellow-workers. …” (Nichom-
ble to all? No. Most men are incapable of under- achean Ethics 1177a34)
standing contemplation because they lack the –
native endowments—the higher ranges of intel- POLITICAL THEORY
lect—whose exercise is happiness. In order to at- 1. What sort of community, with what sort of con-
tain the highest good we need not only talent and stitution, laws, and organization, is the most
the “divine” gift of intellectual capacity, but also hopeful environment for virtue? Aristotle
leisure and serenity in which to develop and to ex- agreed with Plato that the community must be
ercise these natural endowments. Wealth, there- small—a city-state—and that it must be governed
fore, though not a part of happiness, is an essential by an elite whose leisure is made possible by a
condition of happiness. “No man can practice vir- large slave class. But in the detailed working out
tue who is living the life of a mechanic or la- of these basic principles Aristotle differed mark-
borer.” (Politics 1278a20) “[Happiness] needs … edly from Plato. “Every state is a community of
external goods as well; for it is impossible, or not some kind, and every community is established
easy, to do noble acts without the proper equip- with a view to some good; for mankind always act
ment. In many actions we use friends and riches in order to obtain that which they think good. But,
and political power as instruments; and there are if all communities aim at some good, the state or
some things that lack of which takes the luster political community, which is the highest of all,
from happiness, as good birth, goodly children, and which embraces all the rest, aims at good in
beauty; for the man who is very ugly in appear- greater degree than any other, and at the highest
ance or ill-born or solitary and childless is not good. … The family is the association established
very likely ot be happy, and perhaps a man would by nature for the supply of men’s everyday wants.
be still less likely if he had thoroughly bad chil- … When several families are united, and the asso-
dren or friends or had lost good children or ciation aims at something more than the supply of
friends by death. … Happiness seems to need this daily needs, the first society to be formed is the
sort or prosperity in addition. …” (Nichomachean village. … When several villages are united in a
Ethics 1099a31) single complete community, large enough to be
31
nearly or quite self-sufficing, that state comes into all, or that this one citizen should be king of the
existence. … Therefore, if the earlier forms of so- whole nation.” (Politics, 1288a15-19 and
ciety are natural, so is the state, for it is the end of 1284b28-34) But such a situation occurs only
them, and the nature of a thing is its end. … The rarely, if at all. Usually the liabilities of monarchy
final cause and end of a thing is the best, and to be outweigh its advantages, for the rule of law is bet-
self-sufficing is the end and the best. … Hence it is ter than the arbitrary will of an individual, how-
evident that the state is a creation of nature, and ever disinterested he may be. And kingship in-
that man is by nature a political animal. And he volves problems of succession. If monarchy is
who by nature and not by mere accident is without bad, its perversion, tyranny, in which the ruler
a state, is either a bad man or above humanity; he governs solely in his own interest, is far worse.
is like the “Tribeless, lawless, hearthless one,” 6. What did Aristotle have to say about aristoc-
whom Homer denounces. … ” (Politics, 1252a1) racy? Taken literally, an aristocracy is the gov-
2. How does Aristotle’s view of man differ from ernment of the best (aristos=best). However, such
the sophists? The Sophists had maintained that paragons of virtue occur only rarely, if at all. A
every man is a self-sufficient individual who can political realist like Aristotle would therefore not
realize his own good by his own efforts alone. Ar- be disposed to devote much attention to “govern-
istotle argued that, “Man is by nature a political ments of the best.” The perverted form of the rule
animal,” that is, his good as defined in the Ethics by few is oligarchy, In which the few rule in their
is possible only if he lives in a polis, a city-state. own selfish interest, not in the interest of the state
as a whole. “the form of government is … an oli-
3. What is a state and which kind of state is best?
garch when the rich and the noble govern, they be-
Aristotle is concerned with a more practical ques-
ing at the same time few in number.”
tion—not the nature of the best state as such, but
the nature of the best state under such-and-such 7. What did Aristotle have to say about democ-
conditions. “The true legislator and statesman racy? Democracy is the perverted form of the rule
ought to be acquainted, not only with 1) that of the many. This is the form of government in
which is best in the abstract, but also with 2) that which “the free, who are also poor and the major-
which is best relative to circumstances. We should ity, govern.” “Of forms of democracy first comes
be able further to say how a state may be consti- that which is said to be based strictly on equality.
tuted under any given conditions 3); both how it is … There is another, in which the magistrates are
originally formed and, when formed, how it may elected according to a certain property qualifica-
be longest preserved. … He ought, moreover, to tion, but a low one. … Another kind is that in
know 4) the form of government which is best which all the citizens who are under no disqualifi-
suited to states in general; for political writers, al- cation share in the government, but still the law is
though they have excellent ideas, are often un- supreme. In Another, everybody, if he be only a
practical. We should consider, not only what form citizen, is admitted to the government, but the law
of government is best, but also what is possible is supreme as before. A fifth form of democracy, in
and what is easily attainable by all.” (Politics, other respects the same, is that in which, not the
1288b22) law, but the multitude, have the supreme power,
and supersede the law by their decrees. This is a
4. What six types of states result from the rule by
state of affairs brought about by the demagogues.
the one, few, and many? One—
… [W]here the laws are not supreme, there dema-
Monarchy/Tyranny. Few—Aristocracy/Oligarchy.
gogues spring up. For the people becomes a mon-
Many—Polity/Democracy.
arch. … This sort of democracy, which is now a
5. What did Aristotle have to say about a monar- monarch, and no longer under the control of law,
chy? Aristotle distinguished five types of monar- seeks to exercise monarchical sway, and grows
chies. The one most likely to be approved is the into a despot; the flatterer is held in honor; this
“absolute kingship.” “When a whole family, or sort of democracy being relatively to other democ-
some individual, happens to be so pre-eminent in racies what tyranny is to other forms of monarchy.
virtue as to surpass all others, then it is just that The spirit of both is the same, and they alike exer-
they should be the royal family and supreme over cise a despotic rule over the better citizens. … The
32
demagogues make the decrees of the people over- nity is formed by citizens of the middle class.”
ride the laws, by referring all things to the popular (Politics, 1295a25)
assembly.” (Politics, 1291b30) 9. Summary of the good and bad forms of gov-
8. What did Aristotle have to say about polity? ernments. Of the good forms of government,
Polity is the “true” form of democracy, that is, rule kingship is (ideally) best and aristocracy (ideally)
by the many in the interests of the state as a whole. next best, but for all practical purposes polity is
“Polity … may be described generally as a fusion the best and most effective state. In regards to the
of oligarchy and democracy.” Thus polity, as perverted forms of government, “tyranny which is
readers of the Ethics will have anticipated, is a the worst of governments, … oligarchy is a little
mean. It is that constitution in which a balance is better, … and democracy is the most tolerable of
achieved between the rule of the many and the the three.” (Politics, 1289a38)
rule of the few, between the rule of the rich and 10. Why did Aristotle constantly touch on the ques-
the rule of the poor. It is, in fact, a state in which tion “ought men or the laws be supreme?” In
the balance of power is held by the middle class. Athens, during the Peloponesian War, the vote of
Unfortunately, few achieve it, since most tend to the people in the Assembly had been sovereign.
go to one or the other of the extremes—to become There was no written constitution or body of law
either oligarchies or democracies. “We have now that could not be repudiated by a simple majority
to inquire what is the best constitution for most vote of those who happened to be present at any
states, and the best life for most men. … Now in particular meeting. This Aristotle rightly regarded
all states there are three elements: one class is as chaotic. What Aristotle advocated, was a body
very rich, another very poor, and a third in a of written laws detailed enough to cover most
mean. It is admitted that moderation and the mean situations. When exceptional situations arose and
are best, … for in that condition of life men are the decisions of men were required, he proposed
most ready to follow rational principle. … The to trust the judgment of the many rather than of
middle class is least likely to shrink from rule, or the few, and he believed that the constitution
to be over-ambitious for it; both of which are inju- should be arranged in such a way that the prepon-
ries to the state. Again, those who have too much derance of political power on such occasions
of the goods of fortune, strength, wealth, friends, would be in the hands of the middle class, who
and the like, are neither willing nor able to submit would, he thought, mediate between the rival de-
to authority. The evil begins at home; for when mands of the rich and the poor. “We will begin by
they are boys, by reason of the luxury in which inquiring whether it is more advantageous to be
they are brought up, they never learn, even at ruled by the best man or by the best laws. … The
school, the habit of obedience. On the other hand, rule of the law … is preferable to that of any indi-
the very poor, who are in the opposite extreme, vidual. … Therefore he who bids the law rule may
are too degraded. So that the one class cannot be deemed to bid God and Reason alone rule, but
obey, and can only rule despotically; the other he who bids man rule adds an element of the
knows not how to command and must be ruled like beast; for desire is a wild beast, and passion per-
slaves. Thus arises a city, not of freemen, but of verts the minds of rulers, even when they are the
masters and slaves, the one despising, the other best of men. The law is reason unaffected by de-
envying; and nothing can be more fatal to friend- sire. … As in other sciences, so in politics, it is
ship and good fellowship in states than this: for impossible that all things should be precisely set
good fellowship springs from friendship. ... A city down in writing; for enactments must be universal,
ought to be composed, as far as possible, of equals but actions are concerned with particulars. Hence
and similars; and these are generally the middle we infer that sometimes … laws may be changed;
classes. … [T]hey do not, like the poor, covet their but … great caution would seem to be required.
neighbors’ goods; nor do others covet theirs, as For the habit of lightly changing the laws is an
the poor covet the goods of the rich; and as they evil, and, when the advantage is small, some er-
neither plot against others, nor are themselves rors both of law-givers and rulers had better be
plotted against, they pass through life safely. … left; the citizen will not gain so much by making
Thus it is manifest that the best political commu- the change as he will lose by the habit of disobedi-
33
ence. … The law has no power to command obedi- of the upper and lower classes.
ence except that of habit, which can only be given 12. What are some contemporary problems with
by time, so that a readiness to change from old to the application of Aristotle’s governance? 1) It
new laws enfeebles the power of the law. … is manifestly impossible today to legislate in such
[Since] matters of detail … cannot be included in a way as to take into account all the complicated
legislation … the decision of such matters must be circumstances that are bound to arise. Hence the
left to man. [The only question is whether there] tremendous growth of administrative agencies—
should be many judges [or] only one. … [T]he just those “experts” Aristotle wished to exclude. 2)
many are better judges than a single man of music As life has grown more complicated, the argument
and poetry; for some understand only part, and that the “many” can reach sound decisions has
some another, and among them they understand grown more and more strained. 3) With the appli-
the whole. … [E]ach individual, left to himself, cation of statistical methods and other techniques
forms an imperfect judgement. … If the people are to the fields of economics and sociology, politics
not utterly degraded, although individually they has become more scientific. Hence, we have come
may be worse judges than those who have special more and more to depend on expert opinion—on
knowledge—as a body they are as good or better.” “bureaucrats.” The problem today is not whether
(Politics, 1286a7, 1269a10, 1287b22, 1281a43) to get on without them but how, while making use
11. How do the political differences between Aris- of them, to keep sovereignty in the hands of the
totle and Plato stem from their fundamental “many.” 4) Courts inevitably make new laws
disagreement about the ontological status of the through their interpretation of the statutes. The no-
forms and the relations of forms to the spatio- tion of a constitutional state in which the laws rule
temporal world? Although Plato would agree that turns out to be a Platonic ideal rather than an Aris-
politics could not be an exact science, i.e., even totelian actuality. 5) This next problem stems from
physics is only a “likely story,” this imprecision the matter of the size of the state. Aristotle wanted
enters only when we attempt to apply theory to all citizens to participate fully in government. Man
practice; political theory can be as exact and as is an animal who can achieve his good only by full
absolutely true as he believed geometry to be. and active participation in government. Represen-
Hence came all of Plato’s emphasis on higher tative government in which we vote for someone
mathematics as the most appropriate education for else to be a political animal is an empty shell.
rulers. If Plato were correct about this, there would 13. Who, according to Aristotle, should be citizens?
be some reason for leaving politics in the hands of “The end of the state is the good life, and these are
those who understand it, just as we leave bridge- the means towards it. And the state is the union of
building to engineers and medical treatment to families and villages in a perfect and self-sufficing
doctors. And since the experts in any field are life, by which we mean a happy and honorable
necessarily few, this would mean putting govern- life. Our conclusion, then, is that political society
ment in the hands of an elite. But if, Aristotle held, exists for the sake of noble actions, and not of
forms are embedded in particulars and can be got mere companionship.” (Politics, 1280b31) It fol-
at only through empirical study of the changing lows that only those who can benefit from this life,
spatiotemporal world, political science is very dif- who have within them the potentiality for the kind
ferent from mathematics. When a group of men of development that the city-state environment
have to reach a decision, their different prejudices makes possible, should be citizens. Aristotle be-
are likely to cancel one another out. The decision lieved that it is both wasteful and harmful to allow
on which they finally agree is likely to be much those incapable of this kind of development to be-
better and fairer than that of an expert. What we come citizens, just as it would be silly to send a
ought to aim at in government, then, is an equality dog to college. Those who possess the greatest po-
of dissatisfactions and, correspondingly, an equal- tentialities should receive the greatest opportuni-
ity of advantages gained. This sort of compromise, ties. Thus, like Plato, Aristotle coupled qualitative
or mean, is much more likely to be achieved if the excellence and quantitative limitation. He ex-
balance of power lies with the middle class, whole cluded from the good life mechanics and laborers
prejudices are themselves a mean between those (because they lack leisure to develop whatever tal-
34
ent they may possess) and slaves and women (be- causes for revolutions? “The universal and chief
cause they lack the talents, whatever leisure they cause of revolutionary feeling [is] the desire of
may possess. equality, when men think that they are equal to
others who have more than themselves; or, again,
14. What is Aristotle’s view of the master slave re-
the desire of inequality and superiority, when con-
lation and what are some problems with this
ceiving themselves to be superior they think that
view? Aristotle believed that men are naturally
they have not more but the same or less than their
unequal and hence that slavery was not in itself
inferiors; pretensions which may and may not be
unjust. Everywhere in the universe, he held, the
just. Inferiors revolt in order that they may be
relation of ruler and subject, means and end, oc-
equal, and equals that they may be superior. Such
curs. The inferior everywhere exists for the sake
is the state of mind which creates revolutions. The
of the superior to which it is a means. Since this,
motives for making them are the desire of gain
of course, is just another way of stating the rela-
and honor, or the fear of dishonor and loss. …
tion of form and matter, it is still another example
Another cause of revolution is fear. … Contempt is
of the “power of system.” A slave is an instrument
also a cause of insurrection and revolution. …
who makes possible the leisure without which no
Another cause of revolution is difference of races.
man can live well. That the slave himself has no
… Revolutions in democracies are generally
leisure Aristotle tried to justify his position by ar-
caused by the intemperance of demagogues. … ”
guing that even with leisure the slave would be in-
(Politics, 1302a17, 1307b7, 1305a36, 1307b25)
capable of living well or being happy. He can un-
derstand, and this makes him an excellent instru- THEORY OF ART
ment, more flexible than inanimate instruments. 1. What are some similarities and dissimilarities
But he cannot reason; he lacks that cognitive between Aristotle and Plato on the subject of
power in whose exercise real happiness resides. Art? Aristotle, like Plato, thought of art as cogni-
Hence he would not be happy even if he were free, tive. A poem or a picture imparts information; it
and we are morally justified in enslaving him. does this by conveying a likeness of some object.
“[F]rom the hour of their birth, some are marked For this reason, again like Plato, Aristotle re-
out for subjection, others for rule. … The male is garded “imitation” as the essential element of art.
by nature superior, and the female inferior; and However, Plato had held that all true knowledge is
the one rules, and the other is ruled; this princi- of separate, intelligible forms; poems and paint-
pal, of necessity, extends to all mankind. Where ings, being but copies of copies, are therefore in
then there is such a difference … the lower sort his view very inadequate instruments for commu-
are by nature slaves, and it is better for them as nicating about reality. Since Aristotle held that re-
for all inferiors that they should be under the rule ality is the sense world, not an abstract and sepa-
of a master. … It is clear, then, that some men are rated realm, he could hold that art, though imita-
by nature free, and others slaves, and that for tive, is not the failure Plato had judged it to be.
these latter slavery is both expedient and right.”
(Politics, 1253b15) But what if there are no natu- 2. What is Poetry’s relation between science and
ral slaves in Aristotle’s sense? What if it is the history? “Poetry, therefore, is a more philosophi-
condition of a slave’s life, not his innate potenti- cal and a higher thing than history: for poetry
alities or lack of them, that makes him a mere in- tends to express the universal, history the particu-
strument, i.e. the role of habit, upbringing, etc.. lar. By the universal I mean how a person of a
Even if there were truly superiors and inferiors certain type will on occasion speak or act, accord-
does that necessarily imply that the superiors ing to the law of probability or necessity; and it is
ought to treat the inferiors as means to an end? this universality at which poetry aims in the names
Immanuel Kant argued antithetically to Aristotle she attaches to the personages.” (Poetics,
saying that the categorical imperative entreats that 1451a36) Poetry is more scientific than history,
we ought to “Treat humanity whether in thine own for it displays relationships as necessary instead of
person or in that of any other in every case as an accidental. In its own way it achieves the necessity
end withal, never as a mean only.” that is the ideal of the sciences. But, of course, the
axioms of science are generalized and abstract
15. According to Aristotle what are the general statements of necessary connection, whereas the
35
relations revealed in art are displayed only in the our question is absurd. A demand for a rational
concrete individuality of a particular life in a par- analysis of what is precisely the irrational factor in
ticular environment. Poetry gives us a universal the universe. Aristotle said that prime matter was
(as science does), but one that is also particular; it the “bare possibility of being something.” What is
gives us a particular (as history does), but one that pure form? It is the unmoved mover. But here
is also universal. Thus poetry is a “mean” between again his usual firm grasp of concrete reality
science and history. seems to disappear in vagueness.
3. How does Aristotle’s view of the emotive aspect 3. Is Aristotle’s metaphysics about the “ultimate
of art differ from Plato’s? Plato held that art reality” or is it just a “conceptual scheme,”
aroused violent emotions. Aristotle viewed art as a merely a way in which minds like ours inter-
quieter of passion, not a stimulus. Therefore, pret the “reality”? It appears that Aristotle did
though he agreed with Plato in evaluating art on not entirely resolve the Platonic puzzle about the
what are from one point of view extra-esthetic nature of the forms and their relation to particu-
grounds (cognitive and moral), unlike Plato he lars.
held that art has a socially valuable function. Spe- 4. How does Aristotle’s physics differ from mod-
cifically, according to Aristotle, tragic drama op- ern day physics. Aristotle method was empirical,
erates psychologically to relieve us of the oppres- whereas the method of modern science has been
sive emotions of pity and fear, just as a cathartic increasingly mathematical and his philosophy of
purges the body of some excessive “humor.” science was teleological, whereas the philosophy
Thus, after watching the unfolding of a tragic of the modern science has been predominantly
drama, we leave the theater “calm of mind, all mechanistic. Contemporary philosophy still has
passion spent,” and so in a state of better balance not yet succeeded in reconciling the empirical and
than before we saw the play. “Imitation, then, is the mathematical, the teleological and the mecha-
one instinct of our nature. Next, there is the in- nistic, approaches. However, this does show that
stinct for ‘harmony’ and rhythm, metres being Aristotle’s physics was seriously one-sided. Of
manifestly sections of rhythm. Persons, therefore, course, to blame Aristotle for this deficiency
starting with this natural gift developed by de- would amount to criticizing him for having al-
grees their special aptitudes, till their rude im- lowed himself to be born before the seventeenth
provisations gave birth to Poetry." century.
EVALUATION 5. How does Aristotle’s philosophy correspond
1. Why did Aristotle need to account for un- with people’s religious experiences? What many
formed matter and form without matter? Aris- people have held to be the higher reaches of relig-
totle insisted that there is a hierarchy of substances ious experience—the kind of mystical relationship
with an unformed matter at the bottom and an Plato sought to express in his myths—seems to
immaterial form at the top. Dislinking infinite se- have been lacking in Aristotle. Where Plato’s writ-
ries, demanding completeness, he wanted to an- ing is filled with his sense of a better and more
chor each end of the hierarchy of substances in beautiful world behind, above, beyond the world
something that would close the series definitely. of ordinary experience, i.e., transcending the sense
Further, an unformed, or prime, matter was useful world, Aristotle, in contrast, keeps his feet firmly
in another way: It accounted for the element of on the ground of ordinary experience. This is Aris-
factuality, of arbitrariness, in an otherwise beauti- totle’s reality, and the business of philosophy in
fully rational universe. his view is to make sense of the here and the now.
Yet these two world-views complement, rather
2. What is prime matter and pure form? But what
than contradict, each other. Aristotle certainly
is prime matter? Nothing? Not quite. It must be
caught glimpses of Plato’s transcendent world, as
something, although, being unformed, it cannot be
in his account of contemplation; Plato certainly
some thing, that is, it cannot be anything in par-
held it the function of the sun to illumine the cave.
ticular. But perhaps Aristotle would respond that

36
THE LATE CLASSICAL PERIOD

POLITICAL AND CULTURAL CHANGES controlling the election of the two “consuls,” as
the supreme officers of the new republic. After the
1. When did Classical Philosophy reach its Ze-
beginning of the fifth century B.C. they secured
nith? Classical Philosophy reached its zenith with
the right of electing special officers—“tribunes of
Plato and Aristotle, yet more than six centuries
the people”—whose primary duty was to protect
elapsed between the death of Aristotle and the
individual citizens from arrest without due process
emergence of Christianity as a cultural force suffi-
of law. In 452 B.C. the existing unwritten law in
ciently strong to give a radically new direction of
Rome was set down on Twelve Tables. Six years
thought.
later mixed marriages between nobles and plebe-
2. What did the Peloponnesian War demonstrate ians were authorized. In 367 B.C. the plebeians
and how did Alexander The Great deal with first succeeded in electing one of their own num-
those issues? The Peloponnesian War demon- ber consul. Step by step the political differences
strated both the need for a larger unity than the between patrician and plebeian were removed.
city-state and the inability of the Greeks cities to
4. How was Rome’s initial taxation one of self-
find it for themselves. Alexander’s empire marked
destruction? Conquered territories overseas were
the first attempt to form a stronger union than a
first plundered and then taxed to support the
mere confederation of independent cities. Alexan-
homeland, which gradually became tax-free. How-
der believed that racial homogeneity is a necessary
ever, this did not create economic prosperity. On
condition of the cultural homogeneity that is the
the contrary, the importation into Italy of large
basis of lasting political union. He therefore at-
numbers of slaves gradually ruined the old class of
tempted to overcome the old Greek prejudice
free farmers and small landholders. A large and
against foreigners and encouraged his soldiers to
disenfranchised urban proletariat arose, taking the
marry women from the newly conquered Asiatic
place of the vigorous, independent, and largely ru-
provinces. Alexander understood that any great
ral population. The poor became poorer, the rich
state required some visible symbol of its unity.
became richer. Proconsuls returned from foreign
The Greek city-states used ties of blood brother-
duty with immense fortunes, built huge palaces,
hood. However, Alexander’s empire was too
and lived lives of oriental splendor surrounded by
young, i.e., it had no generations yet. Thus, for the
hordes of slaves and fawning clients. To advance
sake of unity Alexander allowed himself to be
their political fortunes, these men were able and
worshiped as a god. Had Alexander lived, his em-
willing to bribe the populace with bread and cir-
pire might have endured. As it was, he died at the
cuses, and the populace were only too willing to
age of thirty-three, and the state he had fashioned
connive at their further degradation. It took the
collapsed almost overnight.
genius of Julius and Octavius Caesar, to solve this
3. How did Rome find solutions to the changing problem.
conditions of hegemony? The successor of Alex-
5. By what process was civil service created for
ander’s universal state began to rise—Rome.
Rome? With marvelous tact, Caesar retained all
Rome began, as Athens and Sparta, as a small, in-
the old, well-loved Republican forms but gathered
dependent city-state. But unlike the Greek cities it
all the powers in the state into the hands of one
managed to find solutions to meet the changing
man. Since no clear line was drawn between the
conditions that developed as its hegemony spread
emperor’s personal affairs and the affairs of state,
over the whole of the Mediterranean and beyond.
the emperor’s personal servants—his social secre-
For example, by 212 A.D. Roman citizenship be-
tary, his bookkeeper, and such other assistants be-
came open to all free inhabitants of the empire. In
came Secretaries of State. Gradually a civil service
its earliest days Rome had been a monarchy, with
adequate to administer the vast dominion was built
a council of elders and patricians, called the Sen-
up. Because Rome had been Hellenized, the atti-
ate, and a virtually powerless assembly of free
tudes and concepts of Greece became a part of the
citizens. When the monarchy was overthrown po-
heritage of Western man.
litical power passed to the patricians, who ruled by
37
6. Why was self-improvement possible in the po- greatest satisfaction in conversation with his
litical theories of Plato and Aristotle? The old friends. He was a prolific writer, though almost all
city-state milieu was on a sufficiently small scale of his writings have been lost. He died in 270 B.C.
for men to believe they could achieve security and 2. Describe Epicurus’ physics. Epicurus’ physics
well-being through their own efforts and coopera- and epistemology was Atomistic, following De-
tion. Whether true or not, people had a sense of mocritus. As did Leucippus and Democritus, Epi-
being able to control their destiny and to solve curus believed that change cannot be denied and
their problems. Self-improvement was possible as that, if it is genuine change, there must be some-
reflected in the political theories of Plato and Aris- thing permanent remaining throughout the proc-
totle. ess: being and becoming, once again. Epicurus
7. Why was did people feel passive in the new reasoned that matter could not be a monolithic,
Roman Empire? The new Empire milieu, in con- solid mass; it had to be composed of exceedingly
trast, one did not control one’s own destiny. Peo- small particles of matter, with enough ambient
ple needed to accept passively what life brought, space to allow movement, so that change in a
instead of seeking actively to alter the course of thing presenting itself as solid could be accounted
events in one’s favor. People gave up the attempt for. In addition to their infinitesimal size, follow-
to achieve harmony and concentrated on the inner ing the dictum that “nothing comes from nothing,”
life and one’s private sensibilities. As man became these particles always had to be, they were be-ing
convinced of the impotence of the natural man, forever, eternal; they were indeed permanent.
they gradually rested their hopes on the supernatu- Epicurus, then, holding both permanence and
ral. When the sense of frustration, impotence, and change to be undeniable, located permanence in
insecurity became too great to be contained in the the eternity of the atoms and change in the way
rational framework of Platonism and Aristotelian- they continually rearranged themselves into new
ism, the classical world was at an end. configurations. Atoms are indivisible: “the first
beginnings are indivisible corporeal existences,”
8. What were the five main “schools” in the sec-
and though limitless in number they are limited in
ond century B.C.? In the second century B.C.,
variety. In themselves atoms have no sensible
when the Romans first began to interest them-
qualities, but in their aggregates they do. The body
selves in philosophical speculation, there were
of man, is composed of physical atoms, but so is
five main “schools,” or discernible types of phi-
his soul; atoms of the body are of a less refined
losophical developments—Academics, Peripatet-
variety than those of the soul, which are “fine
ics, Epicureans, Stoics, and the Sceptics. The
particles distributed throughout the whole
Academics were centered in the Academy that
structure and most resembling mind with a certain
Plato had founded and whose views were handed
admixture of heat.”
down dogmatically. The Peripatietics were mem-
bers of Aristotle’s Llyceum and were content on 3. Describe Epicurus’ epistemology. Sense data are
expounding the encyclopedic learning of Aristotle immediate; our knowledge then is true because the
and thus showed little originality. The other Greek immediacy of sense knowledge is its own warrant;
schools were more original. it is true because it is self-evident. There is no
room for scepticism. “… we must keep all our in-
EPICUREANISM
vestigations in accord with our sensations, and in
1. Who was Epicurus? Epicurus, born around 341 particular with the immediate apprehensions.”
B.C. on the island of Samos in the Aegean. Visited The activity of sensation is accomplished in a
Athens around Aristotle’s death. Settled in Athens strictly mechanical way: the atom dispatches a
in 306 B.C. and set up a school in the Garden and gossamerlike image (idol) of itself through the
was worshiped almost as a god by admiring pu- body’s channels to be received by an inner recep-
pils. He taught in the Garden for thirty-five years, tacle thus matching the inner with the outer. This
lived a simple communal life with like-minded position represents the opposite pole from Plato’s
followers, welcoming into their company a broad epistemology in which the object known takes its
spectrum of society including courtesans and shape from the way the mind knows it. For Epicu-
slaves, ate only the plainest food, and found his rus the mind takes its shape from the object
38
known; if the object known is atomic, the mind only difficult to satisfy because of their being ex-
must be just as atomic because of the immediacy otic, but the desires are never satisfied (never
of sense knowledge: the particulate aggregate terminated).
must be known by a particulate mind, so the con- 6. How does Epicurus’ associate the pleasant life
clusion must be, which Epicurus does not make, with the virtuous life? Epicurus held that simple
that the mind is a collection of particles just as the foods are somehow intrinsically better than rich
object is, the overall point being that Epicurus foods and, similarly, virtue is intrinsically better
never really accounts for how the mind, not really than vice. “It is not possible to live pleasantly
a self, can know the particulate atoms constellated without living prudently and honorably and
as a whole. (Hakim 139-140) justly,[nor again to live a life of prudence, honor,
4. Describe Epicurus’ ethics. His ethics, however, and justice] without living pleasantly. And the
differed from Democritus in that the end of life is man who does not possess the pleasant life, is not
simply to maximize pleasure. The enlightened living prudently and honorably and justly, [and
pleasure-seeker will avoid violent and extreme the man who does not possess the virtuous life],
pleasures because of their adverse aftereffects. It is cannot possibly live pleasantly.”
“better” to lead a simple and frugal life of self- 7. How does Epicurus associate both the physical
denial. “Since pleasure is the first good and natu- and mental repose with blessedness? Epicurus
ral to us, for this very reason we do not choose gave great prominence to the desire for repose,
every pleasure, but sometimes we pass over many both physically, as in rest and relaxation, and in a
pleasures, when greater discomfort accrues to us psychical, as freedom from worry. If men can
as the result of them: and similarly we think many learn to eliminate all idle and unnecessary desires
pains better than pleasures, since a greater pleas- for fine living and at the same time find mental re-
ure comes to us when we have endured pains for a pose, they will achieve a state of blessedness. An
long time. Every pleasure then because of its natu- ethics that emphasized quiet and repose appealed
ral kinship to us is good, yet not every pleasure is to men who had abandoned the ideal of all-round
to be chosen: even as every pain also is an evil, personal development. The two chief worries that
yet not all are always of a nature to be avoided. … disrupt repose are fear of death and divine inter-
And again independence of desire we think a great vention. Atomistic physics, materialism, served to
good … When, therefore, we maintain that pleas- eradicate both fears. There is nothing about us that
ure is the end, we do not mean the pleasures of is not material. Personal identity does not survive
profigates and those that consist in sensuality, as death. “… death is nothing to us. For all good and
is supposed by some who are either ignorant or evil consists in sensation, but death is deprivation
disagree with us or do not understand, but free- of sensation. … it takes away the craving for im-
dom from pain in the body and from trouble in the mortality. … there is nothing terrible in not living.
mind. … Of all this the beginning and the greatest [Death] does not then concern either the living or
good is prudence. Wherefore prudence is a more the dead, since the former it is not, and the latter
precious thing even than philosophy. … (Letter to are no more.” After death therefore there is no
Menoeceus) human being to suffer, and this fact alone should
5. What were Epicurus’ distinction between 1. bring comfort to the person fearful of punishment
natural and necessary desires, 2. natural but after death. The human being is a mere configura-
unnecessary desires, and 3. unnatural desires? tion of atoms, so that when the configuration
The desire for food (but just enough to satisfy ceases, so does the total existent—that is the
hunger) and the desire for sleep are examples of meaning of death.
natural and necessary desires. In contrast, the de- 8. Who was the chief Roman Epicurean and what
sire for sexual pleasure is natural but unnecessary, was his psychological conclusion? Lucretius,
and desires for exotic foods and expensive, showy aprox. 94 –55 B.C., was the chief Roman Epicu-
clothes are unnatural, that is, “vain and idle.” Nec- rean. Religion, far from being holy itself, “has
essary desires that must be satisfied are easy to given birth to deeds most sinful and unholy.” He
satisfy (the desires get terminated) and have no gave a very acute psychological analysis of the
adverse consequences. Unnatural desires are not way an unconscious fear of death affects every-
39
thing that men do, making them restless, vacillat- ordinary amenities of life. Cynics held that no
ing, and profoundly discontent. harm can come to a good man. Since poverty,
pain, suffering, and death obviously can and do
9. How did Plato and Aristotle differ from the
come to good men, the Cynics reasoned that none
Epicureans in terms of being active or passive?
of these is really bad. The truly virtuous man will
Whereas Plato and Aristotle had insisted on par-
be indifferent to everything that happens to him.
ticipation in affairs, the Epicureans never tired of
The Cynics held that manners, customs, all the
describing the attractions of a wise passivity. “We
small decencies and proprieties of social inter-
must release ourselves from the prison of affairs
course, as well as the larger matters of political re-
and politics.”
lationship, are without value and should be ig-
10. What was indicative of the immanent end of the nored. Zeno, though influenced by the Cynics,
Classical period? The doctrine that repose is wanted to reconcile the independence of the Cynic
blessedness and that one achieves it by reducing sage with the realities of political and social life.
one’s desires to the bare minimum could have ap-
3. What is Stoic conceptualism? Stoics based their
pealed only at a time when city-state culture, on
theory of knowledge on an extreme sensational-
the basis of which Plato and Aristotle had fash-
ism. At birth the mind is a blank page. Objects
ioned their theories, was at an end. Epicureanism
stamp their impressions on the mind. The form of
was a direct, coherent, simple philosophy, which
“horse” is neither an independently existing entity
made it attractive to a vast number of people look-
(as Plato held) nor a real component in a spatio-
ing for that guidance and, suffused with the culti-
temporal substance (as Aristotle held). It is only a
vation of friendship as it was, it became an invita-
mental construction, a concept, which has no real-
tion to a way of life. This appeal made it one of
ity outside the mind. Thus, it was called conceptu-
the most widespread and enduring philosophies of
alism. True and false perceptions where distin-
the Greek period, extending into the early centu-
guished by the vividness and strength of the im-
ries of the Christian period.
pression.
STOICISM
4. What is real for the Stoics, and what is the
1. Who was the founder of Stoicism and what was prime substance? In their physics the Stoics held
the etymological origins of its name? Founder of that only matter is real. Not only god and the soul,
this school was Zeno, (not to be confused with but also such properties as good and bad are cor-
Zeno the pupil of Parmenides), born in Cyprus, poreal. They identified matter with fire, and they
went to Athens as a young man, about 315 B.C.— also said that it is “god.” (influence of Heraclitus).
just after Aristotle’s death. Founded his own Having asserted their independence from Aris-
school around 300 B.C. The school took the name totle/Peripatetics, with regards to the first princi-
from the place where Zeno taught—a porch (in ples of physics, they seemed content in following
Greek, stoa, hence the name Stoic), or open col- Aristotle’s lead.
onnade, famous among the Athenians for its fres-
5. What is the highest good for the Stoic, and how
coes. Lived a life of simplicity and died around
was science important for this attainment?
264 B.C.. Stoicism thrived as a philosophy along-
Ethically, the highest good for any creature con-
side Epicureanism and exerted a widespread influ-
sists in acting in accordance with its nature. Aris-
ence in Greece and Rome for over 500 years. His-
totle held that for man “highest good” was con-
torians identify an early, middle, and late Stoi-
templation. Stoics held that the “highest good”
cism. Early stoa figures are Zeno, Cleanthes, and
was apathy, the peace of mind that comes through
Chriysippus. Middle stoa figures are Panaetius,
acceptance of the universe as it is, natural law. In
Posidonius, and Cicero. Late stoa figures are Se-
general, we value science today for its technology,
neca, Epictetus and Marcus Aurelius.
Epicureans valued science because it disabuses us
2. What is the etymology of the term Cynics, and of superstitious fears, the Stoics valued science
how did their views relate to good and evil? because it helps us discover our nature.
Zeno at first apparently came under the influence
6. What was the Stoic conception of the cosmos?
of the Socratic Cynics, (cynos is the Greek word
The oneness of the cosmos is the foundation of all
for dog), called so because of their scorn for the
40
understanding of reality and of everything in it. behaves in accordance with laws that the rational
Order is its keynote, and the harmony resounding mind can fathom, it is fair, the Stoics thought to
in all things is brought about by the active pres- describe the universe as “rational.” Universe and
ence of a power—god, logos, world soul, law of man, are as macrocosm and microcosm. This
nature—so that god and the universe are effec- world reason is variously called “Zeus,” “nature,”
tively one, in a unity that can only be called mo- “providence,” and “logos.”
nistic pantheism. Indebted to Heraclitus, the early 10. What is happiness for the Stoic and how does it
Stoics held fire to be the ultimate physical element relate to the brotherhood of man? For the Stoics
permeating all reality and, as delivered of god happiness consists in activity in accordance with
binding all things together. nature. We can criticize existing–human institu-
7. What was the Stoic conception of change within tions for falling short of, or deviating from, the
the cosmos? Following the traditional Greek no- norm. This notion of nature also suggested to the
tion that the universe never came to be, but always Stoics the universal brotherhood of man. If all ac-
was, the Stoics held that the course of the universe tual codes of law ought to be evaluated in terms of
is eternal and, given that “course” means a single universal law, all men everywhere ought,
“change,” change also is eternal, thus rendering ideally, to be members of one universal commu-
the universe, not linear in its unfolding, but cycli- nity, citizens of one city. The idea of a cosmopo-
cal and subject to eternal return. Lastly, since there lis, or universal city, was Stoic in origin.
is no “outside” the universe, that is, no “outside” 11. Did the Stoic concept of natural law survive?
god or “outside” Nature, all change is “within,” This Stoic concept of natural law was absorbed by
immanent, natural; and if to humans, things appear the Romans, Christians, survived the Middle Ages
as crooked, straight, or chaotic, to the Eternal, into the modern period, and put into writing in the
things are totally otherwise. “Chaos to thee is or- Declaration, Constitution, and the Bill of rights.
der.” In turn, this means that change is one-with-
god. This notion of change is immanent in phi- 12. What is the Stoics’ conception of duty? The Sto-
losophers yet to come like Nicholas of Cusa, Spi- ics also gave duty a primacy it had never had be-
noza, Hegel, and Bergson, indicating how pro- fore. It was to be wholly distinct from advantage,
found must our understanding of change be for a however long-range. Stoic happiness was apathy,
proper reading of reality. (Hakim) the peace of mind that comes through acceptance
of the universe as it is. Only our motives have
8. How did the Stoics deal with “universals?” The moral significance. What is accomplished by an
Stoics, along with the Epicureans, were committed act matters naught; what is intended is everything.
to the priority of sense knowledge and even to its
exclusivity, so that an unyielding sense of empiri- 13. What is the moral state of mind for the Stoic?
cism was their pathway to the real world. What- The only moral state of mind from the Stoic point
ever is, is individual and particular; no place for of view is acceptance—acceptance of the universe
universals, neither the transcendental universal in and of our place in it. This exclusive concentration
Plato’s world of Ideas nor the concrete universal on a single motive appears also in the Stoics’ utter
of Aristotle expressing the commonness really rejection of the emotions. Moderation, they held,
found in individuals of the same class; the best to is as bad as excess, since the supreme good is apa-
be hoped for was a commonness of name, nomi- thy.
nalism therefore. The generation of knowledge for 14. Is Stoic virtue a process or a conversion? Be-
the Stoic required that the mind be impressed by cause Stoic virtue is unitary, it is either wholly
the object as if it were impressed by a seal, one on present or wholly absent. After a long and arduous
one, with its directness guaranteeing its truth. (Ha- period of preparation and training, virtue is at-
kim) tained all at once in a moment of conversion when
9. What is Stoic determinism and how does it re- worldly things are put away and the true perspec-
late to divine providence? The Stoics held that tive on the universe is achieved.
nature is a deterministic system, though not a 15. Why is Stoic natural law a bit of a puzzle? Stoic
blind mechanism like the Atomists. Somehow it theory of knowledge had explicitly rejected the
involves a divine providence. Since the universe
41
theory of forms, it is rather surprising to have cism—withdrawal from the world.
forms turning up again as the norms, or natural 6. What two words sum up the whole of Epic-
laws, to which we ought to make our conduct con- tetus’ teaching? The whole of his teaching could
form. be summed up, he said, in two words: “bear” and
16. What is the Stoic paradox of determinism? If “forbear.” “If a man will only have these two
the universe is a deterministic system, as the Sto- words at heart, and heed them carefully by ruling
ics held, can men choose whether to conform or and watching over himself, he will for the most
not? part fall into no sin, and his life will be tranquil
and serene.”
EPICTETUS
7. How did Epictetus’ “peace of mind” deal with
1. What definite facts do we know about Epic-
the “world of “dichotomies”? Epictetus’ seam-
tetus’ life? Only definite fact about Epictetus’
less garment of reality has many difficulties: how
early life is that he as a slave in Rome during the
to resolve the age-old problem of the one and the
reign of Nero. Later he was freed and taught in
many, in this case the One and the many; how to
Rome until 98 A.D. when Domitian expelled all
give a spiritual overtone to the physicality of the
philosophers from the city believing they were
world; how to reconcile personal freedom with an
sympathetic to the political opposition. Thereafter,
over-riding determinism; how to hold the option
until his death, he taught at Nicopolis in Epircus,
of suicide against the moral imperative of a
where a circle of pupils gathered about him. Like
deterministic Nature; how to speak of eternity and
Socrates, Epictetus wrote nothing.
yet hold to the absolute dissolution of the human
2. What role does divine providence play for being; how to hold monotheism as consistent with
Epictetus? Epictetus believed that men would be polytheism. These persistent and friction-laden di-
better if they grasped the fact that divine provi- chotomies belong to the mystery of reality that
dence rules the world. “There is a God and … he Epictetus appointed “peace of mind” to overrule.
provides for all things. … It is shameful for man to (Hakim)
begin and to end where irrational animals do; but
CICERO
rather he ought to begin where they begin, and to
end where nature ends in us; and nature ends in 1. Who was Cicero? Marcus Tullius Cicero, 106-43
contemplation and understanding, and in a way of B.C., was a brilliant lawyer. His talents brought
life conformable to nature.” him to be the consulship in 63 B.C. He stood for
the old order under which the Senate had ruled
3. What is the nature of man for Epictetus? Man
Rome, and against the new type of one-man rule.
is a “fragment torn from God.” Every man has in
He was killed on the orders of Antony, one of the
him a “portion of God.” Man has a duty to live up
contenders for power after the assassination of
to this high origin, to live as befits one who knows
Julius Caesar.
that god is his maker.
2. What Stoic notions did Cicero affirm and re-
4. For Epictetus, what attitude ought man have in
ject? Cicero affirmed the Stoic notion of choosing
regards to the fate? Man should accept whatever
what is in accordance with nature and rejecting
god gives us, that is, whatever life brings us.
what is contrary to it. Though Cicero ridiculed the
5. For Epictetus, how is the equality of man extreme Stoic positions, he still held on to its con-
played out? Since all men are equally god’s crea- ception of virtue. He said the Stoics maintained,
tures, they are all equally members of one com- “that all men’s folly, injustice and other vices are
munity. In this community the individual loses his alike and all sins are equal; and that those who by
self-identity. As a member of a greater commun- nature and training have made considerable pro-
ion, he sacrifices himself willingly, if need be, for gress toward virtue, unless they have actually at-
the sake of that larger whole of which he is a part. tained to it, are utterly miserable, and there is
Although this line of thought could (and did) lead nothing whatever to choose between their exis-
others to stress the importance of more positive tence and that of the wickedest of mankind, so that
social duties, Epictetus’ temperament caused him the great and famous Plato, supposing he was not
to emphasize the other, asocial tendency in Stoi- a Wise Man lived a no better and no happier life
42
than any unprincipled scoundrel.” of this universe, man shares in its life and in its di-
vinity. In particular, his reason, which enables him
3. How did Cicero distinguish laws? Cicero distin-
to understand the world and his place in it, is a
guished 1) laws that are merely the “product of
“morsel of the Divine.”
government” and 2) laws that are based on the na-
ture of things. 3. What is the true mark of a philosopher for Au-
relius? The mark of a true philosopher is his sense
4. What was Cicero’s ultimate sanction for doing
of unity. Marcus Aurelius is a top-down thinker,
one’s duty? According to Cicero, “reason,” not
one who begins with totality, the whole, the all-in-
Hesiod’s divine will or Plato’s enlightened self-
all; and then particular things and actions make
interest, is the ultimate sanction for doing one’s
sense.
duty. This formulation was to have momentous
consequences in the history of thought. First, it 4. For the Stoic what is man’s purpose? If a Chris-
provided a universal criterion by which states and tian were asked what is man for, what is his des-
their laws can be evaluated. Secondly, since the tiny, the response would be in terms of man’s ul-
law of nature is applicable to all men equally, pro- timate personal fulfillment in some kind of return
vided only that they possess reason, this doctrine to the God from whence he came. If a Stoic, if
led directly to the idea of cosmopolis. Marcus Aurelius, were asked the same question,
he would say that the question from one point of
MARCUS AURELIUS
view is unreal because, if we cannot meaningfully
1. Who was Marcus Arelius? Marcus Aurelius 121- ask what the Universe is “for”—as though the
180 A.D.. As a boy he attracted the favorable no- Universe works toward a goal outside itself—then
tice of the childless emperor Hadrian, who ar- we cannot ask what man is for either because he is
ranged that his own adopted heir, Antoninus Pius, at-one-with-Nature. But from another point of
would in turn adopt Arelius, thus assuring the suc- view, the Stoic would say the question makes
cession to the Principate. Marcus Arelis became eminent sense because to be at-one-with-Nature is
Emperor in 161 and ruled for 19 years until 180, the main goal of the human being. Live according
when he died of the plague on a military expedi- to Nature is the chief maxim for human activity.
tion against the northern barbarians along the Da- (Hakim)
nube. His reign and that of Antoninus Pius were,
5. How is Aurelius’ position a change from inter-
according to Gibbon, “possibly the only period of
est to duty? From the basic obligation to “treat all
history in which the happiness of a great people
men as fellow creatures,” Aurelius derived a
was the sole object of government.” This ended at
whole list of social and political duties. This shift
the death of Aurelius and the accession to the
from interest (Plato and Aristotle) to duty reflects
throne of his son Commodus, whose incompe-
a profound change in the culture, revealed in Au-
tence and violence marked the beginning of the
relius duty of apathy, or indifference to this-
Empire’s decline. Aurelius was not only the last
worldly things: “As long then as I remember that I
Stoic; he was also in a way the last great product
am a part of such a whole, I shall be well pleased
of classical culture.
with all that happens … To grumble at anything
2. What was the central concept of Aurelius’ that happens is a rebellion against Nature, in
thought, and what metaphysical aspects did it some part of which are bound up the natures of all
have? Nature was the central concept of his other things.”
thought. Nature was a cosmos in Heraclitean flux.
6. How did Aurelius differ from Epictetus on sui-
Though everything sooner or later disappears by
cide? Epictetus, on the other hand, said that the
passing into something else, change is orderly and
door stands always open for us to leave the room
regular. This orderliness is evidence, that the uni-
of life whenever we choose. Aurelius thought that
verse is rational and intelligent. The universe is
though we ought to accept death willingly when it
“one living Being, possessed of a single … Soul …
comes we ought not hasten its coming unless the
it does all things by a single impulse … all existing
conditions of life make virtue impossible. Ep-
things are joint causes of all things that come into
citetus suggests that, if life become unbearable,
existence; … how intertwined in the fabric is the
imitate the child who opts out of a game: “Chil-
thread and how closely woven the web.” As a part
43
dren, when things do not please them, say ‘I will jus civile. Slaves, strangers, and foreigners, not be-
not play anymore’; so, when things seem to you to ing citizens, i.e., not part of the blood brotherhood,
reach that point, just say, ‘I will not play any- were without law. Then they added the jus gen-
more’, ad so depart …” Marcus Aurelius, for tium or international law. Then a third law was in-
whom the true life is of all-consuming importance, troduced—natural law—jus naturale, valid for all
in vites the person who cannot sustain the striving men, not merely as citizens of some state or other
to be good, modest, true, rational, even-minded, but as rational beings sharing in the divine reason
magnanimous, to consider departing “… at once that rules the universe. This was an ideal that car-
from life, not in passion, but with simplicity and ried a moral sanction, although it never appeared
freedom and modesty, after doing this one laud- formally on the statue books it did affect what ap-
able thin at least in thy life, to have gone out of it peared on the books. Shift from verbal expression,
thus.” Death itself, however, is looked upon as a to intent. When all free inhabitants of the Empire
natural event, in rhythm with all the other events were allowed to be citizens then jus civile and jus
of nature; in this sense, it is beyond our control gentium became one. Jus naturale remained an
and should cause no disturbance of mind. It is not ideal.
an evil, it is “a good, since it is seasonable and SCEPTICISM
profitable to and congruent with the universal.”
Just as life brings youth ad old age, so it brings its What is the position of scepticism? They did not
dissolution, yet “Do not despise death, but be well maintain that knowledge is impossible, just that, as of
content with it, since this too is one of those things now, they had no knowledge.
which nature wills.” There is nothing to fear from SEXTUS EMPIRICUS
death: it is either extinction or change. If it is the
former, there is nothing in the future to fear; if it is 1. Who is Sextus Empiricus? Many of the Sceptics
th latter, the goodness of the universe insures no wrote nothing. Most of the information about them
harm. It is not death, says Epictetus, that is to be was gathered by Sextus who lived about 200 A.D..
feared, but the fear of death. Death is a “bogy,” “In answer to him who argues the existence of
regarded as harmful when it is not, thereby caus- Providence from the order of the heavenly bodies
ing a baseless fear. we oppose the fact that often the good fare ill and
the bad fare well, and draw from this the inference
STOICISM AS AN OPERATIVE IDEAL IN that Providence does not exist.”
ROMAN LIFE
2. What were Sextus’ two main arguments? Sex-
1. How did Stoicism affect the Roman law? Ac- tus had two main arguments. One may be called
cording to early Roman notions, a father exercised the search for criterion; the other, the relativity-to-
complete control over his family—over his wife, an-observer argument.
who could own no property in her own right, not
even her dowery; over his children, whole lives, 3. Present Sextus’ argument for the search of cri-
even when they were adults, the father was at lib- terion. The argument of the search of criterion
erty to take their life if he chose to; and over his consisted in pointing out that before we can assert
slaves, who had no rights at all. Under the influ- the truth of any proposition we need a criterion by
ence of Stoic philosophy much of this changed. means of which we can evaluate its truth or falsity.
But any proposed criterion must itself be tested—
2. How did Stoicism affect Roman charity? The by some other criterion. This leads to an infinite
Stoic doctrine of the brotherhood of man helped regress of criteria. Meanwhile the original judg-
influence the early Empire into charitable enter- ment that was to be evaluated remains in suspen-
prises. A rich man could win reputation by chari- sion.
table bequests, not just by magnificent display, is
an indication of the humane spirit of the age. 4. Present Sextus’ argument for the relativity-to-
an-observer argument. In the relativity-to–an–
3. How did Stoicism affect the Roman principle of observer argument Sextus pointed out, first, that
Jus Naturale? The introduction of natural law what anybody perceives is relative to the state of
into Roman jurisprudence. Originally the Romans, his sense organs and, second, that the sense organs
like other peoples, had only one law for citizens— vary from species to species, from individual to
44
individual within any species, and even from mo- know that the universe is a vast mechanism in
ment to moment for any individual. This argument which the gods do not, and cannot, intervene, and
was developed exhaustively in ten “modes,” or the Stoics held we reach it by recognizing our-
“tropes.” selves to be tiny fragments of an infinite whole,
the Sceptics thought we reach it by realizing that
5. What was the “goal” of the Sceptics? The Scep-
there is no conclusive evidence one way or the
tics did not want to destroy men’s capacity to deal
other for any of the beliefs by which men live.
effectively with their physical and social environ-
ment; they wanted to destroy the pretensions of 2. What social attitude contributed to the end of
dogmatic philosophy—quite another matter. the classical culture and promoted the appeal
Though there is no absolute criterion by which we of the transcendent otherworldly religion? Late
can conclusively distinguish between reality and classical culture was a tired and discouraged soci-
appearance, between the true and the false, there ety in which peace of mind, relief from the strug-
are adequate criteria for making reasonable deci- gle, had replaced such positive goods as social
sions in matters of day-to-day living. progress and self-improvement. Now, peace of
mind can conceivably be won by natural means—
CARNEADES
by science or, alternatively, by suspension of
1. Who was Carneades and how did his position judgment. But this natural peace could not hope to
relate to Plato? Carneades, one of the most dis- compete with the appeal of that deeper peace—the
tinguished of the so called Academic sceptics, peace that passeth understanding—that was as-
214?-129? B.C., was born in Cyrene, and became sured by a transcendent and otherworldly religion.
head of Plato’s Academy at some date earlier than
3. How did Epicureanism, Stoicism, and Plato’
156 B.C.. This might seem surprising but there
philosophy affect the early Christian thinkers?
was a deep-seated strain in Plato’s own thought—
The melding of waning ancient with dawning
involving his emphasis on the transcendence of
Christian thought was not only accomplished by
the forms—that could be pressed to the conclusion
the philosophies of Epicureanism and Stoicism but
that in this spatiotemporal world absolute certainty
also by the philosophy of Plato, whose great
never can be attained. After all, Plato himself had
themes were re-thought in a Christian setting by
insisted that physics is at best only a “likely
another Greek philosopher, Plotinus, in the third
story.”
century AD. This rethinking of Plato resulted in a
2. How does Carneades test the reliability of his philosophic doctrine known as Neoplatonim. In-
senses? Sense impressions are not units of experi- spired by Plato’s overarching doctrines of the su-
ence but occur within the context of others. We periority of the eternal to the temporal, the world
evaluate the reliability of each sense experience, of Ideas as the world of pure being, the nature of
not by trying to compare it with the inaccessible man’s participation in the Ideal world, and man’s
object of which it is supposedly an “appearance,” purification and return to the eternal, Plotinus con-
but by testing its consistency or lack of consis- structed a pyramid of reality in which the very be-
tency within the context of other sense experi- ing of the One overflows, or emanates, into the
ences. “The rare occurrence … which imitates the formation of every other being, particularly into
truth should not make us distrust the kind which those with intelligence. And if this is the route
‘as a general rule’ reports truly; for the fact is whereby man comes from God, it is also the route
that both our judgements and our actions are he takes back. This is a mysticism of the highest
regulated by the standard of ‘the general rule.’ order in which all distinctions are transcended and
THE FINAL GOAL OF SCEPTICISM the soul recognizes that it is one with the One.
Plotinus in his own right, but even more Plato
1. How did the goals of the sceptics relate to those through him, had a profound influence on early
of the dogmatists? The sceptics had the same Christian thinkers, the Fathers of the Church. (Ha-
goal as the dogmatists—peace of mind. Whereas kim)
the Epicureans believed we reach it by coming to

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