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There have been few studies evaluating the efficacy of polymerase chain reaction (PCR) testing in
front-line clinical practice. We assessed the diagnostic yield of PCR prospectively in a blinded study of
patients admitted to rule out tuberculosis and compared PCR results to a culture and clinical diagno-
sis of tuberculosis. Specimens were sent for routine smear, culture, and PCR analysis. Sputum sedi-
ments were submitted for PCR amplification of IS6110 sequences by an in-house assay and also the
Roche Amplicor PCR assay targeting 16s ribosomal RNA genes. Eighty-five patients were enrolled: 27
patients had cultures positive for tuberculosis; 12 were smear-positive. PCR by both assays on the first
specimen picked up all patients smear-positive on any specimen. A positive PCR on at least one of
two specimens collected in the first 24 h was 85 and 74% sensitive and 88 and 93% specific for tuber-
culosis by the in-house and Roche techniques, respectively. Sensitivity in smear-negative patients was
73 and 53%, respectively. The in-house PCR detected 100% and Roche detected 95% of patients with
more than paucibacillary (greater than 20 colonies) tuberculosis. We conclude that PCR may be a use-
ful tool to evaluate patients for tuberculosis within the first hospital day. Cohen RA, Muzaffar S,
Schwartz D, Bashir S, Luke S, McGartland LP, Kaul K. Diagnosis of pulmonary tuberculosis us-
ing PCR assays on sputum collected within 24 hours of hospital admission.
AM J RESPIR CRIT CARE MED 1998;157:156–161.
The recent resurgence of tuberculosis complicated by the matically increase the sensitivity and specificity of laboratory
AIDS epidemic has refocused attention on the need for more tests aimed at detecting Mycobacterium tuberculosis. New au-
rapid and accurate diagnostic tests, particularly those using tomated commercial systems may be rapid enough to enable
molecular techniques. Such tests would facilitate early isola- clinicians to make important decisions within hours of admis-
tion of potentially infectious patients and prompt institution sion (3).
of antituberculosis chemotherapy and contact investigation. A Previous studies of PCR have focused mainly on cultured
valid negative rapid test would free up expensive and scarce specimens obtained selectively from microbiology laborato-
respiratory isolation facilities in hospitals burdened with large ries, and they have reported specimen-specific yields (4–7).
populations of high-risk patients. Some studies have been carried out with large proportions of
Currently available radiometric culture methods for tuber- acid-fast bacilli (AFB) smear-positive specimens than com-
culosis diagnosis (1, 2) with nucleic acid probes for identifica- monly found in clinical populations (5, 6, 8, 9). In addition,
tion still require from 10 d to 3 wk, and conventional techniques many studies have used culture positivity as the reference and
require 3 to 6 wk. Sputum smears are rapid but insensitive, and left out clinical tuberculosis. (3, 6–12). To our knowledge, no
they are not specific for tuberculosis. Therefore, decisions re- study has prospectively enrolled patients, collected at least
garding respiratory isolation and institution of therapy are still two sputum specimens within 24 h, and studied the feasibility
based largely on clinical grounds. Polymerase chain reaction of PCR as a rapid tool to diagnose or rule out tuberculosis at
(PCR) and other nucleic acid amplification methods may dra- the time of first patient contact.
Many amplification targets for M. tuberculosis have been
reported. One of the more common PCR targets is the repeti-
tive sequence IS6110, specific for M. tuberculosis complex. An
(Received in original form June 10, 1997 and in revised form August 19, 1997) alternative approach utilizes the FDA-approved Roche Am-
Supported by a grant from the Agency for Health Care Policy and Research and plicor M. tuberculosis kit, which targets the 16S ribosomal
the American Association of Clinical Chemists. RNA gene for amplification with subsequent detection of the
Correspondence and requests for reprints should be addressed to Robert A. products using an M. tuberculosis specific probe.
Cohen, M.D., Division of Pulmonary Medical/Critical Care, Cook County Hospi- We performed this prospective study to compare utility of
tal, 1835 West Harrison, Chicago, IL 60612. both techniques with that of AFB smears, culture, and clinical
Am J Respir Crit Care Med Vol 157. pp 156–161, 1998 diagnosis of pulmonary tuberculosis.
Cohen, Muzaffar, Schwartz, et al.: Utility of PCR in Ruling Out PTB 157
year and were ineligible for the study. Sixty-one patients were TABLE 3
ineligible because they were referred from the Cook County PCR VERSUS CULTURE IN SMEAR-NEGATIVE PATIENTS
Jail. Of these, six patients proved to have tuberculosis. Of the Sensitivity Specificity PV1 PV2
remaining 322 patients, 162 were not felt to be at very high Technique (%) (%) (%) (%)
risk based on a pulmonologist’s review of their history and
In-house 73 88 61 93
chest radiograph. Their work-up proceeded according to usual Roche 53 93 67 89
hospital routine. Only one of these patients proved to have tu- In-house (2 specimens)* 27 93 50 83
berculosis, culture-positive only, on a specimen obtained 4 mo Roche (2 specimens)* 7 98 50 80
after his evaluation.
* Calculations done with the requirement that two specimens collected in the first 24 h
This left a possible 160 patients who were eligible for the be positive.
study. Sixty-eight of those eligible were not enrolled because
they were admitted on holidays and weekends, four patients
refused, and one patient was transferred to ICU. Nine of the
eligible, but nonenrolled, patients proved to have newly diag- nique on all specimens. No patient in our study had smear-
nosed tuberculosis or a rate of 16%. Characteristics of these positive MOTT infection.
groups are shown in Table 1. Although the rate of tuberculosis Overall, the in-house technique was more sensitive (85 ver-
was less in the nonenrolled patients, this difference was not sus 74%) but less specific (88 versus 93%) than the Roche
statistically significant. Amplicor for a final diagnosis of tuberculosis, although these
Two of the 87 patients did not have adequate specimen vol- differences were not statistically significant. As expected, on
ume for PCR processing. Specimens from the remaining 85 smear-negative patients the sensitivity fell (73 and 53%) for
patients were analyzed by PCR. Five-hundred ten specimens the in-house and Roche assays, respectively. The specificity
(6.0 per patient) were processed for routine mycobacteriol- for this group of patients was unchanged (see Table 3).
ogy, and 316 (average, 3.7 per patient; range, 2 to 6) were pro- The specificity of the in-house technique could be im-
cessed for PCR. proved by 5% if both of the two sputum specimens were re-
Our population was mainly black men, and it is reflective quired to be PCR-positive. However, this requirement re-
of our tuberculosis population as a whole (see Table 1). About sulted in a substantial fall in the overall sensitivity for both
one-third of the patients were infected with HIV, one-third techniques. The requirement of two positive PCR tests re-
were negative, and the remainder had unknown status and re- sulted in an even more dramatic drop in sensitivity for smear-
fused HIV testing. Twenty-seven patients had culture-positive negative patients (see Table 3).
tuberculosis (32%). Two of these patients were classified as
having tuberculosis based on positive cultures from nonstudy Incremental Yield of Two Specimens for Tuberculosis
specimens obtained during their admission. Twelve of these The first specimen was positive in 70% of all patients with tu-
had at least one smear positive for tuberculosis and were thus berculosis by the in-house technique and 55% using the Roche
considered to have smear-positive tuberculosis. Cultures from kit (see Table 4). The diagnostic yield increased with the addi-
four patients, all smear-negative, yielded mycobacteria other tional specimen to 85 and 74%, respectively, The yield for
than tuberculosis (MOTT) from sputum specimens, including smear-negative patients was 47% by the in-house and 20% by
M. avium, M. fortuitum, and M. gordonae. the Roche assay; this increased to 73 and 53% with the addi-
tion of a second specimen. We then excluded patients with
PCR and Conventional Mycobacteriology
paucibacillary disease, defined retrospectively as those with 20
The results of PCR as compared with conventional mycobac- colonies or less on final culture, from the analysis. The in-
teriology are presented in Table 2. The PCR results from the house method detected 100%, and Roche detected 95% of pa-
specimens obtained within the first 24 h identified nearly all tients with more than paucibacillary disease.
patients positive with PCR results on any specimen. Therefore
the results of the first two PCR specimens collected within the Analysis of Discrepant Samples
first 24 h of admission became the focus of this analysis. A total of seven patients had apparent false positive PCR re-
For the 12 patients with smear-positive tuberculosis, PCR sults with the in-house assay; three of these seven were also
was positive by either the in-house or the commercial tech-
TABLE 4
TABLE 2
INCREMENTAL YIELD OF PCR ON FIRST TWO SPECIMENS
PCR VERSUS SMEAR AND CULTURE RESULTS BY PATIENT
Specimen 1 Specimen 1 or 2*
Smear (2)
All Tuber- Tuber- Nontuber- (n) (%) (n) (%)
culosis culosis culosis* All tuberculosis, n 5 27
(n 5 27) (n 5 15) (n 5 58) In-house 19 70 23 85
PCR Results (n) (%) (n) (%) (n) (%) Roche 15 55 20 74
Smear-negative tuberculosis, n 515
Either of first two in-house (1)† 23 85 11 73 7 12
In-house 7 47 11 73
Either of first two Roche (1)† 20 74 8 53 4 7
Roche 3 20 8 53
Both of first two in-house (1) 16 59 4 27 4 7
Excluding paucibacillary disease, n 5 20†
Both of first two Roche (1) 13 48 1 7 1 2
In-house 17 85 20 100
Any of 6 in-house (1) 23 85 11 73 7 12 Roche 14 70 19 95
Any of 6 Roche (1) 22 81 10 67 4 7
* If either Specimen 1 or 2 was positive, the patient was considered PCR-positive for
* Includes patients with nontuberculosis mycobacteria. this calculation.
†
p . 0.2 using weighted least-squares method. †
Paucibacillary disease is defined as less than 20 colonies on mycobacterial culture.
Cohen, Muzaffar, Schwartz, et al.: Utility of PCR in Ruling Out PTB 159
positive by the Roche assay. Repeat PCR analysis of these identified 53 to 73% of smear-negative patients with tubercu-
samples yielded repeatedly positive results. Three of these pa- losis, the clinical utility of these findings is reduced by the
tients actually had a history of pulmonary tuberculosis, two presence of substantial number of false positives, resulting in
occurring 2 yr or more prior to their current admission. The positive predictive values of only 61 to 67%. Our results were
third had a history of tuberculosis diagnosed at another hospi- derived from a highly selected patient population with a high
tal 4 mo prior to the study; had this history been clear he prevalence of tuberculosis. If PCR were applied to a popula-
would not have been included. The positive PCR results of tion with lower prevalence, the positive predictive values
these patients (all by the in-house assay, two by the Roche as- would likely decline further; however, the negative predictive
say) indicates the potential for residual nucleic acid in nonvia- value would increase.
ble organisms to generate a positive PCR result. The false pos- Because of financial constraints precluding sample collec-
itive results of the remaining four patients are unexplained, tion on weekends and holidays, we were only able to enroll
but they are felt to most likely be cross-contamination of neg- approximately half of the eligible patients. There were no sta-
ative samples with a strongly positive sample during the sam- tistically significant differences in patient characteristics be-
ple preparation process. Another possibility is contamination tween the enrolled and nonenrolled groups (see Table 1). The
of the samples with nonviable organisms prior to sample prep- lower rate of tuberculosis in the nonenrolled group may be ex-
aration for PCR. Amplicon carryover has been a very rare plained by the less vigorous work-up these patients received,
event in our laboratory, and periodic testing of the UNG en- possibly reducing the number of cases of tuberculosis.
zyme has not revealed failure. Financial constraints also necessitated the storage of sam-
Two of the five patients who had cultures that yielded ples for batch analysis, rather than immediate analysis as they
MOTT (M. gordonae and M. fortuitum) gave false positive re- came into the laboratory. As commercial kits and automated
sults on PCR. One of these was positive by both PCR assays, amplification/detection equipment becomes available, it will
the other by the in-house method only. In studies by this lab- become more practical and cost-effective for laboratories to
oratory and others, both PCR targets are quite specific for perform nucleic acid amplification for tuberculosis detection
M. tuberculosis complex organisms only, so there is no clear on a more rapid basis. Institution-based cost effectiveness
explanation of these positive results. These isolates were un- studies would need to be performed to evaluate the expense
available for follow-up PCR testing. of running PCR assays 7 days a week compared with possible
A final two patients were positive by PCR with negative savings of isolation days and hospital days. Additionally, auto-
smears, cultures, PPDs, histories, and chest radiographs. Again, mation will make such testing available in a wider number of
no clinical explanation for these results was found. laboratories, and standardization will reduce the interlabora-
Five patients, all of whom had smear-negative tuberculosis, tory variation currently found (20).
were false negative by in-house and Roche techniques. One We evaluated two PCR methods, an in-house technique,
additional patient was false negative by Roche only. The five and a commercially available kit. There was a tendency for the
patients false negative using both techniques had only one or commercial kit to be less sensitive but more specific than our
two out of six cultures positive for fewer than 20 colonies of in-house assay; however, these differences did not prove to be
M. tuberculosis. One patient, false negative by Roche, had statistically significant. Similar differences have been reported
only one out of six cultures 11 positive for M. tuberculosis. elsewhere (21). The differing sensitivities between in-house
None of these patients had cavitary disease on chest radio- and Roche tuberculosis assays may be attributable to a num-
graph. ber of factors, including sample preparation methods, the
choice of PCR primers and the PCR assays themselves, the
differing detection methods, and the use of a large sample vol-
ume (22) in the in-house assay.
DISCUSSION
A strength of our study is that it assesses the potential role
Our study attempted to provide some answers to the ques- of PCR as it might be used in a high volume clinical setting on
tions of diagnostic yield of PCR prospectively in a blinded specimens collected within 24 h of patient arrival to the hospi-
study comparing PCR results with cultures and clinical diagno- tal. There have been few studies evaluating the efficacy and
sis of tuberculosis. We performed PCR on as many as six spec- yield of PCR testing in such a context (23). Many studies re-
imens per patient and found that the first two specimens ob- lied on laboratory specimens only and did not prospectively
tained within the first 24 h of hospital arrival identified nearly evaluate the diagnostic utility of direct PCR on sputum on pa-
all patients with positive PCR results on any specimen. Test- tients newly admitted to the hospital with suspected pulmo-
ing beyond two specimens therefore did not appear to en- nary tuberculosis (4–7). Other studies (6, 11, 24–27) have com-
hance the results meaningfully, and it is probably not clinically pared PCR using in-house and commercial systems with culture
or economically practical. results on individual sputum samples and not the diagnostic
The sensitivity of two PCR specimens obtained within the yield among patients. They have looked at clinical data only to
first 24 h of arrival to the hospital was 100% for patients with resolve cases that were false positive. Unlike our study, the spec-
smear-positive tuberculosis. In addition, the sensitivity of PCR, imens have come from mixed populations of newly diagnosed
although less than 100% for patients with smear-negative tu- and treated patients. Protocols for specimen collection were not
berculosis, increased to 100% when patients with paucibacil- controlled, and most clinical information was obtained retro-
lary disease are not considered false negative. Because pa- spectively.
tients with paucibacillary disease (defined as < 20 colonies on Prospective studies of similar design to ours compared PCR
all cultures) were less likely to have been infectious, the nega- results with a clinical diagnosis of tuberculosis with careful fol-
tive predictive value of two PCR specimens was 100% for the low-up to determine the patient’s final tuberculosis status.
identification of patients most likely to be infectious. This in- Beige and colleagues (28) prospectively studied 103 non-HIV-
formation may be useful to clinicians attempting to make diffi- infected patients admitted to rule out tuberculosis. They com-
cult decisions about the need for isolation. pared PCR using a DNA-based in-house technique with a pa-
The clinical interpretation of positive PCR results is less tient-based diagnosis of tuberculosis classified according to
clear in patients with negative sputum smears. Although PCR the American Thoracic Society (29) criteria. They found PCR
160 AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 157 1998
98% sensitive and 70% specific. They had quite a few false References
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