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Computer Aided Surgery

ISSN: 1092-9088 (Print) 1097-0150 (Online) Journal homepage: http://www.tandfonline.com/loi/icsu20

A Full 3D-Navigation System in a Suitcase

W. Freysinger, M. J. Truppe, A. R. Gunkel & W. F. Thumfart

To cite this article: W. Freysinger, M. J. Truppe, A. R. Gunkel & W. F. Thumfart (2001)


A Full 3D-Navigation System in a Suitcase, Computer Aided Surgery, 6:2, 85-93, DOI:
10.3109/10929080109145995

To link to this article: https://doi.org/10.3109/10929080109145995

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Computer Aided Surgery 6:85-93 (2001)

Clinical PaDer
A Full 3D-Navigation System in a Suitcase
W. Freysinger, PH.D., M.J. Truppe, M.D., A.R. Gunkel, M.D., and W.F. Thumfart, M.D.
4 0 Vimalization Laboratory, E h T Clinic, University of Innsbrmck (WF., A.R. G., WF.T.), and
ARTMA CmbH, Vienna @4.3.T.), A m ' a

ABSTRACT Objective: T o reduce the impact of contemporary 3D-navigation systems on the


environment of typical otorhinolaryngologic operating rooms, we demonstrate that a transfer of
navigation software to modem high-power notebook computers is feasible and results in a practi-
cable way to provide positional information to a surgeon intraoperatively.
Materials and Methods: The ARTMA Virtual Patient System has been implemented on a
Macintosh PowerBook G3 and, in connection with the Polhemus FASTRAK digitizer, provides
intraoperative positional information during endoscopic endonasal surgery.
Results: Satisfactory intraoperative navigation has been realized in two- and three-dimen-
sional medical image data sets (i.e., X-ray, ultrasound images, CT, and MR) and live video.
Conclusions: This proof-of-concept study demonstrates that acceptable ergonomics and
excellent performance of the system can be achieved with contemporary high-end notebook com-
puters. Comp Ad Surg 645-93 (2001). 02001 Wiley-Liss, ~ n c .

Kty wordr: augmented reality, ARTMA, frameless stereotaxy, VBH mouthpiece, image-guided
surgery, telepresence

OBJECTIVE
Currently, navigation systems are realized as cabi- especially to video-endoscopic surgery of the para-
nets of various sizes or trolleys that either reside in nasal sinuses,7.*the navigation unit and its operator
the operating room (OR) or are wheeled into the joined the surgical team.
OR when required. Introduction of such naviga- In all surgical disciplines, contemporary in-
tional equipment into the OR consumes valuable traoperative navigation is accomplished by means
space due to the physical dimensions of the de- of passive or active optical position sensing de-
vices. For otorhinolaryngologic surgery, the stan- vices like the Optotrak (Northern Digital, Inc.,
dard setup is such that the surgeon, an assistant, and Waterloo, Ontario, Canada, http://www.ndigital.
the nurse are clustered around the patient's head,' com), FlashPoint (IGT, Inc., Boulder, CO, http://
while the light source, video tower, instrumentation www.imageguided.com) or similar devices. De-
table, suction-irrigation unit, and anaesthesiologic pending on the technological solution chosen,
equipment are placed in close proximity to the optical digitizers may be quite voluminous. If a
patient (see Fig. 1). With the introduction of com- stationary setup of the navigation system in the
puter-aided surgery techniques to neurosurgery2-5 OR is chosen with the infrared cameras mounted
and Ear, Nose and Throat (ENT) surgery,6 and on the ceiling above the operating table,9 flexi-

~~ ~

Received August 18, 2000; accepted January 23, 2001.


Address correspondencelreprint requests to: Dr. Wolfgang Freysinger, 4D Visualization Laboratory, ENT Clinic, University
of Innsbruck, Anichstrasse 35, A-6020 Innsbruck, Austria. E-mail: wolfgang.freysinger@uibk.ac.at.
This article is based on a presentation given during CARS '99, Paris, France, June 23-26, 1999.
02001 Wiley-Liss, Inc.
86 Freysinger et al.: A Full 3D-Navigation System in a Suitcase

hemus, Inc., Colchester, VT, http://www.polhemus.


com) running on a high-end notebook computer.
MATERIALS AND METHODS
Hardware
The platform for the MedScan I1 software is a
Macintosh PowerBook computer, G3 series
(Macintosh Inc., Cupertino, CA, http://www.apple.
com) with an 8 GB hard disk, 292 MHz tact rate,
192 MB RAM,4 MB video RAM, 10 base T
Ethernet, 2 PC card slots, S-VHS out, VGA out,
serial and SCSI interfaces. The software runs under
Fig. 1. Our current standard setup for navigated endo-
the operating system 0 s 9. The computer can be
scopic sinus procedures with application of the Zeiss STN
system (Carl Zeiss, Oberkochen, Germany). The navigation
connected to the FASTRAK digitizer through the
unit (right) is placed close to the video tower (center), while serial port, and to the live endoscopic video (com-
the bar of the optical digitizer is placed so as to view the posite or Y/C) with a Capsure PC Videocard (PAR
infrared-emitting diodes of the measuring probe and of the Technologies, Scottsdale, AZ, http://www.irez.
dynamic reference frame (sterile draped, faintly visible at com). The Zoomed Video Card can handle S-VHS
the top of the patient's head), even when the suction- and composite video signals in all norms (NTSC,
irrigation endoscope is inserted into the paranasal sinuses of PAL, SECAM).
the patient. Note the close proximity of the 3D-navigation The magnetic digitizer can handle up to four
unit and its operator to the sterile nurses' tables to provide probes simultaneously with an update rate of 30 Hz
optimum visibility of the axial, coronal, sagittal, and mul- per receiver and spatial and angular resolutions of
tiplanar reformatted CT images for the surgeon.
0.38 mm and 0.025" over a working range of 760
mm, respectively, and static spatial and angular
accuracies of 0.8 m and 0.15", respectively. The
bility of the intraoperative setup is lost and in- probes of the FASTRAK digitizer can be gas ster-
traoperative patient positioning is restricted to ilized with ethylene oxide. So far, we have reached
one position. Thus, the range of possible surger- approximately 60 sterilization cycles without any
ies becomes limited. impairment of function. The origin of the magnetic
Until now, systems with magnetic three-di- field, the emitter cube (with side length of approx-
mensional (3D) position sensing devices have been imately 6 cm), is placed close to the patient's head
rare: examples include the Cygnus System" on the operating table (see below).
(COMPASS International, Inc., Rochester, MN,
http://www.compass.com) for neurosurgery in con- Other Equipment for Navigation
nection with a stereotactic frame and the InstaTrack To provide safe navigation with the magnetic digi-
System of VtI (Woburn, MA), which is dedicated tizer we had to replace the metallic headrest with a
to functional endoscopic sinus surgery.11-13 Re- wooden one.17 Recently, a dedicated operating ta-
cently, the Nicolet system has become available for ble with a nonmagnetic head part made of radiolu-
ENT procedures.14 This list is not intended to be cent plastic has been developed by the authors in
complete and should be used as a starting point close cooperation with the manufacturer, Brumaba
only. (Hartkirchen, Germany). The emitter cube is placed
Selecting a magnetic digitizer provides a on the headrest of the dedicated OR table close to
technological solution that consumes the least the patient's head and secured with surgical tape.
space intraoperatively. However, the price for this This simply serves to to prevent it from falling to
is the need to carefully choose instrumentation and the ground, and to keep it in the volume recom-
metallic/magnetizable elements15J6 in the surgical mended for surgery (a sphere with radius of ap-
environment (see below). proximately 75 cm).'*J9
To overcome these shortcomings and build a For our video-endoscopic procedures, we use
proof-of-concept system that seamlessly integrates standard equipment: 4-mm rigid 0" and 25" endo-
into existing OR equipment, we decided to use the scopes in a suction-irrigation handpiece (Richard
ARTMA MedScanII software (ARTMA Inc., Vi- Wolf, Knittlingen, Germany), a three-chip camera,
enna, Austria, http://www.artma.com) in connec- video modules, and illumination from Storz (Karl
tion with a magnetic digitizer (FASTRAK, Pol- Storz, Tuttlingen, Germany).
Frysinger et al.: A Full 3D-Navigation System in a Suitcase 87

The assembly of the suction-irrigation endo-


scope, i.e., the endoscope, shaft, three-chip camera,
and suction-irrigation handpiece, is mechanically
stable; it is tracked in space by a sensor that is
mounted on the handpiece by means of a dedicated
structure.20 The sensors can be mounted on the
endoscope assembly within the mechanical toler-
ances of the components, and thus preoperative
registration and operation planning become possi-
ble (see later). Basically, the magnetic sensor is
inserted in one shell, with the cable stowed on the
back, and the shell is fitted onto the handpiece (see
Fig. 2). Once the locking mechanism is engaged, it Fig. 3. Complete sterile intraoperative assembly of our
is mounted firmly on the video-endoscope (Fig. 3). 3D-navigated endoscope. The light cable (bottom left) and
The construction is lightweight, rugged, and can be a sterile-draped three-chip zoom video camera (Storz, left)
steam sterilized. are attached to a Wolf 4-mm endoscope in a suction-irriga-
Patient tracking is realized by means of the tion handpiece and a shaft. The irrigation in-out tubes
VBH mouthpiece” carrying a magnetic sensor. connect to the two ports on the right of the light cable. To
the right of these components is the button for activating
The VBH mouthpiece is, in brief, an individual
suction-irrigation. On top of this assembly rests the mag-
imprint of the patient’s upper dentition securely netic sensor in the holder.
attached to the upper jaw by underpressure. If the
device is worn during CT imaging with the two
registration rods in place, it can be used as a tool for
establishing a preoperative patient-to-image regis- result of the amount of magnetizable material
tration. Also, the radiopaque markers attached to present in the surgical field.24A sample instrument,
the registration rods serve as stable and well-de- a straight suction tube, is shown in Figure 5 . In our
fined points for intraoperatively registering the pa- experience with magnetic digitizers to date, how-
tient to hisher preoperative 3D The ever, we have never found standard surgical instru-
repositioning accuracy of the mouthpiece has been ments to exert any influence on the accuracy of 3D
found to be in the submillimetric range,23 and the digitizing.
error induced by repositioning the device is well The essential components of the intraopera-
below the spatial resolution of the digitizer. tive setup are shown in Figure 4.
In principle, any instrument can be used for
3D navigation, provided that it does not introduce Software
too large a distortion of the magnetic field as a We are using the MedScan 1.2 software from
ARTMA, which allows the presentation of the
“raw” medical images and 3D renderings of the
C T M R data sets. In addition, the software allows
live internet connections to be established to realize
tele-consulting by a remote expert.19
The relevant images and information of a
patient are stored in a “study.” This contains infor-
mation concerning the type of surgery, viz., the
number of tracking sensors used, and their assign-
ments on the patient, the endoscope, a tool, or
similar. First, the patient is assigned a coordinate
system and a sensor, and the available images and
the video camera are placed in this coordinate sys-
tem. Next, the endoscope, the tool, and a measuring
probe are assigned magnetic sensors and coordinate
Fig. 2. The components of the holder for mounting the systems accordingly. Because the positions of all
magnetic field sensors on the suction-imgation assembly. measuring probes are determined relative to the
The two halves snugly fit the Wolf suction-imgation hand- source of the magnetic field, the coordinate systems
piece in a unique way. The magnetic field sensor and its are linked to the “world.” All of this is done sym-
cable are placed on one shell by the nurse. bolically with icons, the goal being to determine the
88 Freysinger et al.: A Full 3D-Navigation System in a Suitcase

resulting overall transformations needed to visual-


ize positions of tools and superimposed graphical
structures in the images used.18 This procedure is
standardized for the types of surgeries used (e.g.,
video-endoscopic, microscopic, or macroscopic),
and it is sufficient to grab the icons of the appro-
priate image and drop it into the proper location
(coordinate system) in the study file. The informa-
tion for an endoscopic endonasal procedure is
shown in Figure 6(b). This action can be compared
to the preoperative steps necessary for other navi-
gation systems, but these steps can be automated, if
so desired. If, for example, a line is assigned to a
straight suction tube tracked by the navigation sys-
tem (see Fig. 5 ) , then the alignment of this line with
the tool needs to be verified and optimized in the
live endoscopic video or two (ideally) perpendicu-
lar still video shots of the tool, on which the line is
overlaid. The latter option is most convenient for
use with the Zoomed Video card.
Basically, intraoperative navigation is real-
ized by correlating the patient with his or her 2D
and 3D data sets and also with two 2D views of the
patient, which are ideally arranged orthogonally to
each other. We currently use a dental splint23 to
define a preoperative patient-image registration
template. A sensor of the magnetic tracker is at-
tached to this in a reproducible manner, and the
complete device is inserted into the patient’s mouth
once general anesthesia is induced. Thereafter, two
orthogonal intraoperative still video images are
shot. The planar patient images are linked to the
patient by means of the Direct-Linear Transforma-
t i ~ n and
, ~ the
~ 3D-CT volume data set is linked to
the patient either with the well-known rigid-body
transformation26 or the Besl-McKay alg~rithm.~’
Patient-to-image registration is done in the usual
way28-31by either touching structures on the ref-
erence element, radiopaque markers, or anatomical
landmarks32 of the ~ a t i e n t ~ 8and
- 3 ~correlating these
3D positions to the appropriate location in the 2D
images or the 3D CT data set of the patient.34In

VBH mouthpiece with a magnetic sensor attached to it is


Fig. 4. (a) Preoperative view: the components of the placed at the headrest of the OR table, beneath the cube
system as set up in the operating room. The PC is on the generating the magnetic field. The navigated endoscope can
right, and is linked with the video monitor at left and the be Seen in the foreground. (b) Intraoperative view with the
camera unit just below. Underneath the camera unit, the Wolf (Knitdingen, Germany) video unit. To the left of the
FASTRAK digitizer rests on the light source. The PC and video unit, the computer is placed on top of the Polhemus
digitizer communicate via the serial port. The three probes digitizer, while the pc is connected to the video unit and the
and the stylus are connected to the digitizer, and the endo- monitor. The patient is already anesthetized, draped, and
scope and endoscope lighting are connected. This is the washed, and wears the VBH mouthpiece (sterile) with a
actual surgeon’s view. The positional information calcu- magnetic sensor (also sterile) attached to it. The patient’s
lated by the system is displayed on the video monitor. The head remains fully mobile throughout surgery.
Freysinger et al.: A Full 3D-Navigation System in a Suitcase 89

formation about the scanning protocol can be found


elsewhere.I6 In brief, spiral CT-scans are recon-
structed to 1-mm slices and transferred to a surgical
planning station the same day. A DICOM 3.0 server
(Digital Jacket, DesAcc, Inc., Chicago, IL, http://
www.desacc.com) reads the slices coming in from
our PACS system over a 100-base T Ethernet net-
work, and stores them as ACR-NEMA or DICOM
3.0 images for further processing.
Preoperatively, coronal and sagittal images are
calculated from these axial slices, and all the images
(axial, coronal and sagittal) are stored as QuickTime
movies (http://www.apple.comlquicktime) for surgi-
cal navigation. At this point, the gray values of
these movies are carefully chosen to meet the sur-
geon’s needs. Using the same gray values, a 3D
reconstruction of the patient is created for informa-
tional purposes. This surface model is not used
intraoperatively, due to the inherent drawbacks of
perspective distortions when 3D images are dis-
played in two dimensions.16 The CT images for
navigation are created by the VoxMac utility
(ARTMA GmbH, Vienna, Austria). Next, two still
video shots of the patient are made, and transferred
to the navigation system via the Zoomed Video
PCMCIA card.
Fig. 5. Navigating a suction tube during the removal of Once a so-called study of the patient (see
polyps. The magnetic sensor is mounted on a Plexiglas above) is created, all data are transferred from the
holder on a standard straight 4-mm sucker. Intraoperatively, planning station via network to the navigation com-
the suction tube’s tip is shown in relation to the preoperative puter.
CT images. The Plexiglas holder of the magnetic probe is On the day of surgery, the hardware is placed
designed so as to provide a mechanically stable mounting
in the operating room on or adjacent to the video
on the suction tube.
unit. It is connected to the standard video tower to
allow direct intraoperative viewing of positional
information on the usual video monitor if desired.
principle, the optic system of the endoscope and the This entire preoperative procedure allows
video camera should be calibrated using the DLT25 enough flexibility for data transfer (if problems
or Tsai35 or similar algorithms, but this is skipped with the PACS system should arise), planning and
when the portable system is used (see later). Once simulation of the surgery.
the quality of the registration is determined intra-
operatively, the system shows the position of tools LABORATORY STUDY
like the endoscope or a suction tube as graphical In the laboratory, the essential functionality was
structures drawn directly on the medical images demonstrated to ensure that all components worked
used [see Fig. 6(a) and (b)]. as expected. The display speed of the live video
The software provides tools for the surgeon was rather slow, but we nevertheless wished to
to create guiding and warning structures, which obtain intraoperative experience. The laboratory
are displayed on all the medical and other images study revealed an unexpected problem with the
used for navigation, as well as in the live video display of graphical structures, which can be super-
images. imposed on the live video images: the present im-
plementation of MedScan in combination with the
Preoperative Imaging, Preparation, and Zoomed Video technology does not allow a proper
Data Handling redraw of the screen presenting the window with
Three-dimensional CT imaging is routinely done the video images, so the graphical structures dis-
on Siemens Somatom 4 and General Electric scan- played filled the entire window. As a consequence,
ners readily available in our hospital. Detailed in- the use of the augmented-reality display had to be
90 Freysinger et al.: A Full 3D-Navigation System in a Suitcase

Fig. 6. (a) Corresponding intraoperative view as shown on the computer monitor. The screen shows the tip of an instrument
as a small circle and a line assigned to it. The system shows the perspective projection of the line (tool) onto the axial CT slice.
This display allows quick and reliable positional information to be obtained from the computer monitor. The specific drawing
parameters of the graphical structures (tool), such as color and line thickness, can be changed to match the surgeon’s needs.
(b) Screenshot of the navigation system showing the underlying graphical definition of the navigational setup with four sensors
and the imaging used (left); positional information as visualized in the axial CT images with a line and a point symbolizing
a suction tube; and a small live endoscopic video window to guarantee continuous live information for the surgeon while he
looks away from the genuine video monitor to the navigation system. The small floating window to the right shows the other
applications running on the computer and can, of course, be hidden.
Freylsinger et al.: A Full 3D-Navigation System in a Suitcase 91

suspended. We decided to use the system as a RESULTS AND DISCUSSION


“classical” navigator, which shows the spatial po-
sition inside the patient in relation to the image data All applications of the 3D-navigation system based
sets acquired preoperatively. The surgeon decides on the Macintosh G3 PowerBook computer were
whether to use lines, structures, or something else successful intraoperatively. In all cases, we could
for optimizing his surgical orientation. When the achieve a satisfactory navigation of the endoscope
or the navigated probe in the preoperative data set
graphical overlay to the live video was turned off,
of the patient. The clinical accuracies determined
the display of the spatial position in the CTMR
were in the millimetric range, which is comparable
images followed the movements of the surgeon
with the accuracies of the other navigation systems
almost in real time, and the display of the video is
we have used, such as the Zeiss STN and MKM
almost in real time also.
systems, the Philips EasyGuide, and the ISG/
ELEKTA Viewing Wand.
INTRAOPERATIVE HANDLING AND For a system like the ARTMA system, which
EVALUATION allows unrestricted mobility of the patient’s head
intraoperatively, special care must be taken to as-
Once the patient is positioned and anesthetized, the sure a spatially constant relationship between the
VBH mouthpiece is inserted onto the patient’s up- 3D sensor mounted on the endoscope and the ori-
per dentition. If a preoperative registration of the entation of the video camera.
patient exists, this is activated and checked. If not, Due to the construction of the C-mount three-
registration is performed. Washing and draping of chip video camera on the endoscope, rotations of
the patient starts after successfully completing the the camera along the axis of the endoscope are
registration of all images and 3D data sets to the possible. As we did not overlay any graphics on the
patient. Prior to the actual start of surgery, the live endoscopic video, this is not critical. However,
surgeon again evaluates the validity of the patient- if superposition of graphical structures on the live
to-image registration by touching anatomical land- endoscopic video is required, a reliable mechanical
marks, fiducial markers, or the VBH mouthpiece, fixation of the camera head on the endoscope will
and comparing the calculated and displayed posi- be needed.
tion with the actual one in the images used. Once For our setup and the instruments used (typ-
this is successfully completed, the surgery com- ical small and thin ENT tools: suction tubes,
mences. Blakesly forceps, etc.; see Fig. 5), the Polhemus
So far, the system has been tested on a few digitizer implemented did not have any significant
“simple” cases, for example, first surgeries for the influence on the performance of the system and its
removal of polyps, where 3D-assisted navigation accuracy. Intraoperatively, no effect could be de-
was not essential. As a safety measure, we used the tected. As an intraoperative test environment, a
large-scale navigation system as a backup. The graphical structure (a dot or line) was attached to a
patient information was stored on both machines, tool or the pointer and visualized in the medical
so that switching of hardware could easily be ac- images. Within the specified measuring volume,
complished if required. As in the laboratory inves- the point did not drift away from the tip of the tool.
tigations, the system performed well when the aug- This means that the perturbations induced by the
mentation of reality was turned off, i.e., when no magnetizable materials we use are small, and hence
graphical structures were overlaid on the live video. magnetic digitizing can be used for ENT videoen-
As a consequence, we used the positional informa- doscopic procedures. This is a rather qualitative
tion relative to preoperative CT images, as shown statement, but more detailed investigations are un-
in Figure 6. Having completed the initial cases, we der way and will be published in due course.
now use the notebook-based 3D system as a,stand- In the course of our clinical applications of
alone implementation in all cases where 3D navi- the system, we did not encounter any patients with
gation is indicated,36 as exemplified on the CT- excessive dental fillings or dental work. Qualita-
images of the patient in Figure 6(a) and (b). This tively, however, the amount of magnetizable mate-
patient, a 45-year-old male with recurrent massive rial in dental work is much less than the amount of
polyppis, underwent revision surgery of the para- metal in a tool like a suction tube. Nevertheless,
nasal sinuses. The application of the system was this issue deserves special attention, because the
successful and provided valuable positional infor- presence of magnetizable masses close to a sensor
mation for the surgeon. of the magnetic digitizer could have a significant
92 Freysinger et al.: A Full 3D-Navigation System in a Suitcase

influence on the tracking accuracy of the 3D digi- Our solution is designed as a proof of con-
tizer. cept. Before this system can enter widespread use,
It may also become problematic if clamps for the handling of the intraoperative video in which
holding surgical drapings or cables of instruments augmented-reality features are created needs fur-
are placed directly over the source of the magnetic ther refinement: the digitization of the video fed
field positioned at the head of the patient. This was into the system is currently too slow, and causes a
detected on occasions when the quality of the pa- lag between the real action of a surgeon and the
tient-to-image registration deteriorated suddenly appropriate video display. Implementation of a
after sterile draping was completed. The MedScan standard digital video linked to the workstation via
I1 system does not need patient fixation, and thus a “firewire” connection is considered to be useful.
movements of the head are not problematic; the These initial results are promising, and we
mounting of the 3D sensor to the patient is reliable will pursue this route further. It will eventually lead
and stable. Careful inspection of the surgical site to the design of a 3D navigation system that opti-
revealed a clamp on top of the cube generating the mally integrates into the operating room (and ide-
magnetic field. Removal of this clamp restored the ally the video tower in standard use) and provides
original good registration parameters. maximum information to the surgeon. To realize
In the course of our intraoperative evaluation, this, we will have to solve problems associated with
we evaluated several different ways of displaying the display of graphical structures on the live video,
navigational information for the surgeon. These possibly by using the now-emerging digital firewire
included the following: video standard. As a next step, the user interface
will need refinement to gain simplicity and to per-
1. A large 21-inch high-resolution computer mit use of the MedScan system on both the note-
monitor next to the endoscopic video mon- book computer and the large-scale system on a
itor. This approach can provide full naviga- daily routine basis.
tional information, but is too heavy and
destroys the idea of a navigation system in a ACKNOWLEDGMENT
suitcase. This work was supported by the Jubilee Fund of the
2. Switching of the endoscopic video monitor Austrian National Bank under grant No. 7188.
to full-featured navigation display. This pro-
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