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Chapter 3: Enzymes

David Shonnard
Department of Chemical Engineering
Michigan Technological University

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David R. Shonnard Michigan Technological University

Presentation Outline:
Lectures 4 and 5

l Introduction to Enzymes

l Kinetics of Enzyme-Catalyzed Reactions

l Effects of Environmental Conditions on Kinetics

l Inhibition of Enzyme Catalyzed Reactions

l Immobilized Enzyme Systems

l Industrial Uses of Enzymes

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Introduction to Enzymes (3.1 and 3.2)
Constituents of Enzymes

Protein
molecule(s)

Co-factors

Co-enzymes

“Bioprocess Engineering: Basic Concepts


Shuler and Kargi, Prentice Hall, 2002

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Introduction to Enzymes (3.1)

Naming of Enzymes
• adding suffix -ase to
→ substrate converted (e,g, urease)
→ reaction catalyzed (e,g, dehydrogenase)

Enzymes Facts

• over 2,000 known enzymes


• more efficient than chemical catalyses
• high molecular weight (15,000<MW<106 Daltons)

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Major Classes of Enzymes (Table 3.1)

Oxidoreductases
• oxidation – reduction reactions
Transferases
• transfer of whole functional groups (e.g. NH2 group)
Hydrolases
• Hydrolysis reactions involving various functional groups
Lyases
• Additions to double bonds

Isomerases
• oxidation – reduction reactions
Ligases
• formation of bonds with ATP cleavage
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How Enzymes Work (3.2)

Lower the activation energy of enzyme-substrate complex


 ∆G oA2  1 2
−
 RT 
 Enzyme-
rate2 e
=  ∆ Go  substrate
rate1 −
A1

complex
e
RT 

= 108
for ∆GoA1 = 18 kcal / mole
∆GoA2 = 7 kcal / mole

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002

Lock and Key Model Enzyme-


substrate
Active Site complex
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Enzyme Kinetics (3.3)

Michaelis-Menten Kinetics

E + S ←
k -1

k1
→ ES 
k2
→ E + P

Substrate Enzyme- Product


Substrate
Complex

Relate product reaction rate to measurable quantities

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Enzyme Kinetics (3.3)

Mass Balance Equations


d[P]
Product Rate υ = = k 2 [ES]
dt
d[ES]
ES Rate = k1 [E][S] - k-1[ES] - k 2 [ES]
dt
Enzyme Balance [E] = [Eo ] - [ES]

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Michaelis-Menten Kinetics (eqn. 3.8)

Rapid Equilibrium Assumption (formation of ES is rapid)


k -1 [E][S]
Equilibrium Constant K'm = =
(relates [ES] to [E] , [S] k1 [ES]

Combine K’m equation with E balance equation


[Eo ][S]
[ES] =
K'm + [S]
maximum
Product Rate Eqn. - Michaelis-Menten Equation
rate
k2 [E o ][S] Vm [S]
υ = k 2 [ES] = ' =
K m + [S] K'm + [S]
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Michaelis-Menten Kinetics (cont.)

Saturation Kinetics

Vm=k2[Eo]
d[P]
υ=
dt K’m = [S] when υ = 1/2 Vm
|
Michaelis Menten Constant

[S]
• at high [S] → υ=Vm (constant) - why? → all active sites on E filled with S
• if K’m is small → S has high affinity for E
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Experimental Determination of Vm and K’m

Saturation Kinetics
So
P
[Eo] [So]

[P]
or
[S]
Batch Reactor d[P]
υ = t=0
measure dt
t [S] [P] . t

→ determine rate (slope) from measured data

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Plotting Experimental Data

Double-Reciprocal Plot (Lineweaver-Burk Plot, eqn. 3.13)

Vm [S] 1 1 K' 1
rearrange υ = = + m
K'm + [S] υ Vm Vm [S]
Limitation:
K’m not
determined 1/υ
accurately. '
-1/Vm '
Data at low [S] ' K'm
Influence -1/K’m ' slope =
Regression Vm
too much.
1/[S]
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Other Types of Plots
K’m
Eadie-Hofstee Plot (eqn. 3.14) υ
'
Vm '
υ '
υ = Vm + K'm
[S]
υ /[S]

Hanes-Woolf Plot (eqn. 3.15)


1/Vm
[S] /υ
[S] K'm 1 K’m / Vm
= + [S] '
υ Vm Vm '
'

[S]
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Complex Enzyme Kinetics: Inhibition

A) Competitive Inhibition (eqn. 3.20 - 3.23)

Vm [S] E + S ←k
 k
→ ES 
-1 k
→ E + P
1 2

υ =
 [I]  +
K'm 1 +  + [S]
I → Inhibitor binds to active site on enzyme
 KI 
b KI
EI → Enzyme / Inhibitor complex

• K'm, app → net effect of I is to increase K’m

• overcome inhibition by increasing [S]

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Complex Enzyme Kinetics: Inhibition

B) Noncompetitive Inhibition (eqn. 3.24 - 3.27)

Vm [S] E + S ←
k -1

k1
→ ES 
k2
→ E + P
υ =
 [I]  ' + +
1+ K  (Km +[S]) I I
 I

b KI b KI
EI + S ←
→ ESI
Vm
Vm, app =
 [I]  → net effect of I is to reduce Vm
1 + 
 KI 
• overcome inhibition by blocking inhibitor
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More Inhibition Kinetics (eqn. 3.28 - 3.38)

C) Uncompetitive Inhibition • have similar mechanisms


D) Substrate Inhibition by inhibiting on ES

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Summary of Inhibition Kinetics

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002

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Temperature Effects on Enzyme Kinetics

The rate of enzyme conversion of substrate will increase with


temperature up to an optimum. Above this temperature,
enzyme activity will decrease as enzyme denatures (Tertiary
structure lost). Figure 3.15 shows a typical response.
“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
Temperature -k d t
[E] = [Eo ] e
activation -E d / RT
kd = Ad e
Vm = k2 [Eo], T<Topt
E d = deactivation energy
= k2 [E], T>Topt Topt (40 -130 kcal / mole)
[E] is concentration
of active enzyme
Temperature
k2 = A e-E a / RT deactivation
E a = activation energy
(4 - 20 kcal / mole)
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pH Effects on Enzyme Kinetics (eqn. 3.40 - 3.44)
Enzymes are active only over a small pH range
Reasons
1. Tertiary structure is pH-dependent
2. Active site functional group charges are pH-dependent

E + H+ “Bioprocess Engineering: Basic Concepts,


Shuler and Kargi, Prentice Hall, 2002 pHopt
b K2 Between
pK1 and
EH + S ←K'
m
→ EHS 
k2
→ EH + P
pK2
b K1 Vm [S]
pHopt
υ =
EH+2  K [H+ ]
K'm 1 + +2 +  +[S]
 [H ] K1 

K 'm,app → ∞ at high and low [H+ ] 19


David R. Shonnard Michigan Technological University

Immobilized Enzyme Systems


Immobilization - Definition
The containment of enzyme solution within a confined space for
the purpose of retaining and re-using enzyme in processing
equipment. There are many advantages that accompany
immobilized enzymes and many methods for immobilization.

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Immobilized Enzyme Systems

Advantages
1. Reduce costs of operation compared to free enzyme systems
where additional separation and purification steps are needed.
2. Some immobilization methods can increase enzyme activity.
3. A model system to study enzyme action in membrane-bound
enzymes that occur in the cell.

Disadvantages
1. Many immobilized enzymes exhibit lower activity compared to
free enzymes.
2. More expensive to prepare than free enzymes.
3. Mass transfer limitations due to immobilization methods.
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Methods of Enzyme Immobilization

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Matrix Entrapment of Enzymes

Matrix Entrapment
The enzyme solution is mixed with a polymeric fluid that solidifies
into various forms, depending on application (usually small
beads). The polymeric material is semi-permeable. Large
molecular weight enzymes can not diffuse out, but smaller
substrate and product molecules can.

Matrices for Entrapment


• Ca-alginate
• Agar
• Polyacrylamide
• Collagen

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Membrane Entrapment

Membrane Materials
Enzymes solution may be confined between thin semi-permeable
membranes. Membrane materials include;
• Nylon • Cellulose
• Polysulfone • Polyacrylate

Membrane Configurations
Hollow fiber configuration is a popular arrangement for separating
enzyme from substrate and product solution.
Hollow fibers containing Mobile fluid outside
a stationary enzyme fiber tubes containing
solution substrate and products
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Membrane Entrapment:
Diffusion Processes

Solution Substrate

E
E ∗ E E
E E
Hollow fiber E E

Solution
Product

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Surface Immobilization: Adsorption

Adsorption: Attachment of enzymes to stationary solids by


weak physical forces (van der Waals or dispersion forces).
Active site is normally unaffected and nearly full activity is
observed. Desorption of enzymes is a common problem.

Solid Support Materials:


• Alumina • Silica
• Porous Glass • Ceramics
• Diatomaceous Earth • Clay
• Cellulose Materials • Activated Carbon
• Ion Exchange Resin • Starch

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Surface Immobilization: Covalent Bonding

Covalent Bonding: The retention of enzyme on support


surfaces by covalent bonding between functional groups on the
enzyme and those on the support surface.

Functional Groups on Enzymes:

• Amino (protein-NH2) • Carboxyl (protein-COOH)


• Hydroxyl (protein-OH) • Sulfhydryl (Protein-SH)

Active site of enzyme must not participate in covalent


bonding. Enzyme inhibitors are added to enzyme solution
during covalent bonding treatment.
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Surface Immobilization: Support Bonding

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Surface Immobilization: Support Bonding

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002 29
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Diffusional Limitations:
Immobilized Enzyme Systems (section 3.4.2)

Diffusional limitations are observed to various degrees in all


immobilized enzyme systems. This occurs because substrate
must diffuse from the bulk solution up to the surface of the
immobilized enzyme prior to reaction. The rate of diffusion
relative to enzyme reaction rate determines whether limitations
on intrinsic enzyme kinetics is observed or not.

Damkohler Number
maximum rate of reaction Vm'
Da = =
maximum rate of diffusion k L [Sb ]
If Da>>1, diffusion rate is limiting the observed rate
If Da<<1, reaction rate is limiting.
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Diffusional Effects on Surface-Bound Enzymes
on Non-porous Supports

EL, Enzyme Loading (mg enzyme/cm2)

Vm
Vm '= • EL /s•cm2 )
(mole
[Eo ]

Vm [Ss]
Js = k L ([S
b]-[S
s])=
K m + [Ss]
Eqn. 3.53

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002

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Diffusional Effects on Surface-Bound Enzymes


on Non-porous Supports (cont.)

Graphical Solution to Eqn. 3.53

(A) is reaction kinetics

(B) is mass transfer rate

Intersection is solution for [Ss ]

Figure 3.18 is useful for


observing effects of
• stirring rate (kL)
• changes in [Sb]
• changes in enzyme loading

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Diffusional Effects in Enzymes Immobilized
in a Porous Matrix

Enzymes within a porous matrix


Substrate Mass Balance Equation

 d2 [S] 2 d[S] Vm' '[S]


De  2 +  =
 dr r dr  K m + [S]
Effective diffusivity mole/(s•cm3 support)
= Sb ; negligible film resistance

Boundary Conditions
at r = R, [S] = [Ss ]
d[S]
ar r = 0, =0
dr
“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Diffusional Effects in Enzymes Immobilized


in a Porous Matrix

Dimensional Substrate Mass Balance Equation

[S] r K
S= , r= , β= m
[Ss ] R [Ss ]
 d2 S 2 dS S
 = φ
2
 2+
 dr r dr  1+S/ β

Boundary Conditions
at r = 1, S = 1
dS Vm'' / K m
ar r = 0, =0 φ = R = Thiele Modulus
dr De

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Effectiveness of Immobilized Enzymes
Rate of reaction within matrix (rs) is equal to
the rate of diffusion through matrix surface (Ns)

d[S]
rs = Ns = - 4πR2 De
dr r = R

Vm'' [Ss ]
rs = η
Km + [Ss ]
η = 1, no diffusion limitations
η < 1, diffusion limits reaction rate

3  1 1
η =  -  = effectiveness factor (for β → ∞ and φ → ∞)
φ  tanh φ φ
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Effectiveness Factor and


Thiele Modulus/Michaelis Constant

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Effectiveness Factor and
Particle Radius/Enzyme Loading

Vm''

“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002
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Overview of Industrial and Medicinal Enzymes


“Bioprocess Engineering: Basic Concepts, Shuler and Kargi, Prentice Hall, 2002

Table 3.6

Major
Industrial
Enzymes

Table 3.6

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Production Statistics of Industrial Enzymes,
(1990)

World Market
Enzyme Type Market ($) Share (%)
Proteases alkaline (detergents) 100 MM 25.0
other alkaline 24 MM 6.0
neutral 48 MM 12.0
animal rennet 26 MM 6.5
microbial rennet 14 MM 3.5
trypsins 12 MM 3.0
other acid proteases 12 MM 3.0

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Production Statistics of Industrial Enzymes


(cont., 1990)

World Market
Enzyme Market ($) Share (%)
α-amylases 20 MM 5.0
β-amylases 52 MM 13.0
Glucose isomerase (soft drinks) 24 MM 6.0
Pectinase (Juice/Wine Making) 12 MM 3.0
Lipase (Soaps/detergents, cheese..) 12 MM 3.0
All Others 44 MM 11.0

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“Typical” Production of Industrial Enzymes

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Medicinal Uses of Enzymes

Used for Diagnosis and Therapy

Trypsin and Streptokinase - as antiinflammatory agents


Lysozyme - as an antibiotic for gram-positive cells
Urokinase - as an agent to dissolve blood clots
Asparaginase - an anticancer drug (cancer cells need asparagine)
Glucose oxidase - blood levels; glucose → gluconic acid + H2O2
Tissue Plasminogen Activator (TPA) - dissolves blood clots

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Enzymes and Biosensors

Membrane-bound redox enzymes constitute a large and important class of


enzymes. The cell membrane provides the scaffolding upon which these
enzymes arrange into systems for multi-step catalytic processes. The
reconstruction of portions of this redox catalytic machinery, interfaced to an
electrical circuit, leads to novel sensing devices.
Copyright ©Monbouquette Laboratory, UCLA
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Enzymes and Biosensors

Copyright © 1995, 1996, 1997, 1998, 1999, 2000 The Nitrate Elimination Co., Inc.; All Rights Reserved

These enzymes are immobilized on "beads" with an electron-carrying


dye. In this formulation, the reduction of nitrate to environmentally safe
nitrogen gas is driven by a low voltage direct current.
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Enzyme Engineering
Bioluminescence a Biomarker for Toxicity of
HPV Chemicals and in Drug Development
Eileen Kim, Ph.D. student, and Cambrex Corporation

62 kDa molecular weight oxygenase


Yellow green light emission at 560 nm
Quantum yield: 88 photon/cycle
Light output proportional to [ATP]
Firefly Luciferase

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Inhibition of Luciferase

Strong inhibition of Luciferase


120
by chloroform, a High Production
100
Volume (HPV) chemical. This inhibition
limits the assay applications. It is
80 desired to engineer a Luciferase
that is not inhibited by HPV chemicals
% Activity

60
Wild Type Lucif erase
CHCl3MutLuc2
40

20

0
0 0.5 1 1.5 2
Chloroform Conc. (%)

Figure 2. Inhibition of Luciferase Activity by increasing the concentration of Chloroform

Kim et al., AIChE Annual Meeting Presentation Record, November 16, 2003, San Francisco, CA
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Recombinant Luciferase
Source
(firefly) DNA Cloning vector

Luc gene
Fragmentation Enzymatically
Target
linearize Produce protein
DNA (luc)
from cloned gene
Join target DNA
And cloning vector
Protein encoded
Introduce DNA into host cell By cloned gene
DNA
construct Isolate cells with cloned gene

Host cell
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Inhibition of Luciferase

Inhibition by chloroform is much reduced


120
in the mutant Luciferase compared to the
100
wild type.

80
% Activity

60
Wild Type Lucif erase
CHCl3MutLuc2
40

20

0
0 0.5 1 1.5 2
Chloroform Conc. (%)

Figure 2. Inhibition of Luciferase Activity by increasing the concentration of Chloroform

Kim et al., AIChE Annual Meeting Presentation Record, November 16, 2003, San Francisco, CA
48
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Chapter 9: Operating Bioreactors

David Shonnard
Department of Chemical Engineering
Michigan Technological University

1
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Presentation Outline:

l Choosing Cultivation Methods

l Modifying Batch and Continuous Reactors

l Immobilized Cell Systems

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1
Choosing the Cultivation Method

The Choice of Bioreactor Affects Many Aspects of


Bioprocessing.
1. Product concentration and purity
2. Degree of substrate conversion
3. Yields of cells and products
4. Capitol cost in a process (>50% total capital expenses)

Further Considerations in Choosing a Bioreactor.


1. Biocatalyst. (immobilized or suspended)
2. Separations and purification processes

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Batch or Continuous Culture?

These choices represent extremes in bioreactor choices

Productivity →for cell mass or growth-associated products


Batch Culture: assume kd = 0 and qp = 0

rb = rate of cell mass production in 1 batch cycle


Xm - X YM S
rb = = X/S o Exponential growth time
tc tc
1 Xm Lag time
t c = batch cycle time = ln + tl Harvest &
µmax Xo Preparation
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Batch or Continuous Culture? (cont.)

Continuous Culture: assume kd = 0 and qp = 0


rc = rate of cell mass production in continuous culture
rc = Dopt Xopt
dDX KS
set = 0 ⇒ Dopt = µ max (1- )
dD KS + So
KS Dopt
Xopt = YXM/ S (So - ) = YXM/ S (So + KS - (KS (So + KS ) )
µmax - Dopt
KS
DoptXopt = YXM/ S µmax (1- ) (So + KS - (KS (So + KS ) )
KS + So
≈ YXM/S µmax So when KS << So
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Batch or Continuous Culture? (cont.)

Comparing Rates in Batch and Continuous Culture

rc YXM/S µmax So X
= = ln m + t lµ max
rb  1 X  Xo
YXM/S So /  ln m + t l 
 µmax Xo 
A commercial fermentation with
Xm
= 20, t l = 5 hr, and µ max = 1.0 hr
-1

Xo
rc
= 8 ⇒ Continuous culture method is ~ 10 times
rb more productive for primary products
(biomass & growth associated products

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Batch or Continuous Culture? (cont.)

Why is it that most commercial bioprocess are Batch??

1. Secondary Product Productivity → is > in batch culture


(SPs require very low concentrations of S, S << Sopt)

2. Genetic Instability → makes continuous culture less productive


(revertants are formed and can out-compete highly selected and
and productive strains in continuous culture.)

3. Operability and Reliability


(sterility and equipment reliability > for batch culture)

4. Market Economics
(Batch is flexible → can product many products per year)

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Batch or Continuous Culture? (cont.)

Most Bioprocesses are Based on Batch Culture


(In terms of number, mostly for secondary, high value products)

High Volume Bioprocesses are Based on Continuous Culture


(mostly for large volume, lower value, growth associated products --
ethanol production, waste treatment, single-cell protein production)

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Modified Bioreactors: Chemostat with Recycle

To keep the cell concentration higher than the normal steady-


state level, cells in the effluent can be recycled back to the
reactor.

Advantages of Cell Recycle

1. Increase productivity for biomass production

2. Increase stability by dampening perturbations of input stream


properties

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Chemostat with Recycle: Schematic Diagram


Figure 9.1

Mass balance envelope

α = recycle ratio
C = cell concentration ratio
X1 = cell concentration in
reactor effluent
X2 = cell concentration in
effluent from separator
• Centrifuge
“Bioprocess Engineering: • Microfilter
Basic Concepts”
Shuler and Kargi,
Recycle Stream • Settling Tank
Prentice Hall, 2002

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Chemostat with Recycle: Biomass Balance
dX1
FX o + α FCX1 - (1 + α )FX1 + VR µX1 = VR
dt
dX1
at steady - state (= 0) and sterile feed (Xo = 0)
dt
αFCX1 - (1+ α )FX1 + VRµX1 = 0
and solving for µ
µ = [1 + α (1- C)]D
Since C > 1 and α (1- C) < 0, then µ < D

A chemostat can be operated at dilution rates higher than the


specific growth rate when cell recycle is used
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Chemostat with Recycle: Biomass Balance

µ = [1 + α (1- C)]D
µmax S
Monod Equation, µ =
KS + S
Substitute Monod Eqn. into above, solve for S

KSD(1 + α (1- C))


S =
µmax - D(1 + α (1- C))

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Chemostat with Recycle: Substrate Balance
µX 1 dS
FSo + α FS - (1
+ α )FS - VR M = VR
Y X /S dt
dS
at steady
-state (= 0)
dt
µX 1
FSo + α FS - (1
+ α )FS - VR =0
Y XM/S
and solving 1for
1 X
D M D 1
X1 = YX /S (So -S); But=
µ µ [1+ α (1-C)]
M
Y (So -S)
M
Y X /S  K SD(1+ α (1-C)) 
 µmax - D(1+ α (1-C))
X /S
X1 = = So -
[1+ α (1-C)] [1+ α(1-C)]

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Chemostat with Recycle: Comparison


Figure 9.2
“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
X1(recycle) Prentice Hall, 2002

=DX2

=DX1

α=0.5, C=2.0, µmax=1.0 hr-1, KS=0.01 g/L, YMX/S=0.5


X1 = cell concentration in reactor effluent with no recycle
X1(recycle) = cell concentration in effluent with recycle
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Multiple Chemostat Systems

Applicable to fermentations in which growth and product


formation need to be separated into stages: .

P1 P2

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

Growth stage Product formation stage

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Multiple Chemostat Systems (cont.)

1. Genetically Engineered Cells:

Recombinant
DNA

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

Translate to protein product

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Multiple Chemostat Systems (cont.)

Features of Genetically Engineered Cells:

→ have inserted recombinant DNA (plasmids) which allow for the


production of a desired protein product.

→ GE cells grow more slowly than original non-modified strain


(due to the extra metabolic burden of producing product).

→ Genetic Instability causes the GE culture to (slowly) lose ability


to produce product. The non-plasmid carrying cells or the cells
with mutation in the plasmid (revertants) grow faster.

17
David R. Shonnard Michigan Technological University

Multiple Chemostat Systems (cont.)

Genetically Engineered Cells (cont.):

In the first stage, only cell growth occurs and no inducer is


added for product formation. The GE cells grow at the
maximum rate and are not out-competed in the first chemostat
by revertant cells. When cell concentrations are high, an
inducer is added in the latter (or last) chemostat to produce
product at a very high rate.

18
David R. Shonnard Michigan Technological University

9
Multiple Chemostat Systems (cont.)

2-Stage Chemostat System Analysis

Stage 1 - cell growth conditions, kd=0, qp=0, steady-state

µmax S1
µ1 = = D1 from biomass balance
KS + S1
KS D1 F
rearranging, S1 = where D1 =
µmax - D1 V1

X1 = YXM/ S (So - S1 ) from substrate balance

19
David R. Shonnard Michigan Technological University

Multiple Chemostat Systems (cont.)

2-Stage Chemostat System Analysis


Stage 2 - product formation conditions, kd=0, F =0, steady-state
dX2
FX1 - FX2 + V2 µ2 X2 = V2 = 0 biomass balance
dt
µ max S2 X F
µ2 = = D2 (1- 1 ) where D2 =
KS + S2 X2 V2

µ 2X2 q PX 2 dS
FS1 - FS2 - V2 M
- V2 = V2 2 = 0 substrate balance
Y X /S YP /S dt
dP2
FP1 - FP2 + V2q PX2 = V2 = 0 product balance
dt
20
David R. Shonnard Michigan Technological University

10
Multiple Chemostat Systems (cont.)

2-Stage Chemostat System Analysis


Stage 2 - product formation conditions, kd=0, F =0, steady-state
µ max S2 X1
µ2 = = D2 (1- ) biomass balance
KS + S2 X2
 µ X q X 
S2 = S1 -  2 M2 + P 2  substrate balance
 D2 YX /S D2 YP/ S 
2 equations, 2 unknowns (S2 ,X2 )
dP2
FP1 - FP2 + V2q PX2 = V2 = 0 product balance
dt
use X2 in product balance to solve for P2
21
David R. Shonnard Michigan Technological University

Examples of Batch / Continuous Bioreactors:


Ethanol Production from Corn

• 3.5 billion gallons EtOH / yr in the US


• Small distributed plants; , <100 million gallons EtOH/yr
Glacial Lakes Energy, LLC; Watertown, SD

Badger State Ethanol, VeraSun Energy, LLC;


Monroe, WI Aurora, SD

22
David R. Shonnard Michigan Technological University

11
Examples of Batch / Continuous Bioreactors:
Ethanol Production from Corn

23
David R. Shonnard Michigan Technological University

Fed-Batch Operation

Useful in Antibiotic Fermentation

→ reactor is fed continuously (or intermittently)


reactor is emptied periodically

→ purpose is to maintain low substrate concentration, S

→ useful in overcoming substrate inhibition or catabolic


repression, so that product formation increases.

24
David R. Shonnard Michigan Technological University

12
“Bioprocess Engineering:
Basic Concepts”
Fed-Batch Operation (cont.) Shuler and Kargi,
Prentice Hall, 2002

Before t = 0, almost all of the substrate, t=0


So, in the initial volume, Vo, is converted
to biomass, Xm, with little product form- t
ation (X=Xm≈YX/SSo) and P≈ 0. i
At t=0, feed is started at a low flow rate n
c
such that substrate is utilized as fast as
r
It enters the reactor. Therefore, S remains e
very low in the reactor and X continues to a
s
maintain at ≈YX/SSo over time. The volume i
increases with time in the reactor and n
g
Product formation continues.
tw cycle time
25
David R. Shonnard Michigan Technological University

Fed-Batch Operation (cont.)

Behavior of X, S, P, V, and µ over time

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

26
David R. Shonnard Michigan Technological University

13
Fed-Batch Operation (cont.)

Analysis of Fed-Batch Operation

dV
Volume: = F ⇒ V = Vo + Ft
dt

0
0 d(XV) dX dV
Biomass: FX o + VµX = = V +X
dt dt dt
dV 1 dV F
VµX = X ⇒ µ = = = D
dt V dt V
F F Do
µ = = =
V Vo + Ft 1 + Do t

27
David R. Shonnard Michigan Technological University

Fed-Batch Operation (cont.)

Analysis of Fed-Batch Operation (cont.)

Total Biomass: X t (g cells) vs time


 dX t   dV
d t 
X
V − Xt
dX  V  dt   dt 
= 0 or = 2
= 0
dt dt V
dX t X t dV
rearranging = = X m F = YX / SSoF
dt V dt

integrating X t = Xto + YX /SSo Ft = (Vo + Ft)X m

28
David R. Shonnard Michigan Technological University

14
Fed-Batch Operation (cont.)

Analysis of Fed-Batch Operation (cont.)


Product Formation: total product, Pt = PV
For many secondary products, the specific rate of
product formation is a constant = q P
dPt
= q P Xt = q P (Vo + Ft) X m
dt
Ft
integrating, Pt = Pto + q PX m (Vo + )t
2
Po Vo V Dt
or P = + q PX m ( o + )t
V V 2
Po Vo Vo Ft
or P = + q PX m ( + )t
(Vo + Ft) (Vo + Ft) 2(Vo + Ft)
29
David R. Shonnard Michigan Technological University

Immobilized Cell Systems; 9.4

Restriction of cell mobility within a confined space

Potential Advantages:
1. Provides high cell concentrations per unit of reactor volume.

2. Eliminates the need for costly cell recovery and recycle.

3. May allow very high volumetric productivities.

4. May provide higher product yields, genetic stability, and shear damage
protection.

5. May provide favorable microenvironments such as cell-cell contact,


nutrient-product gradients, and pH gradients resulting in higher yields.

30
David R. Shonnard Michigan Technological University

15
Immobilized Cell Systems; 9.4
Potential Disadvantages/Problems:

1. If cells are growing (as opposed to being in stationary phase) and/or


evolve gas (CO2), physical disruption of immobilization matrix could
result.

2. Products must be excreted from the cell to be recovered easily.

3. Mass transfer limitations may occur as in immobilized enzyme


systems.

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David R. Shonnard Michigan Technological University

Methods of Immobilization
Active Immobilization:
1. Entrapment in a Porous Matrix:
Inert/solid core
cells
Polymeric Beads:

Polymers:
agar, alginate
κ-carrageenan
porous
polyacrylamide
polymer
gelatin, collagen
matrix

32
David R. Shonnard Michigan Technological University

16
Methods of Immobilization (cont.)

Encapsulation:
hollow spherical particle

liquid core with cells

“less severe mass transfer limitations”

Membrane:
nylon, collodion, semipermeable membrane
polystyrene,
polylysine-alginate hydrogel
Cellulose acetate-ethyl acetate

33
David R. Shonnard Michigan Technological University

Methods of Immobilization (cont.)

Hollow Fiber Membrane Reactor:


liquid in shell side

shell

nutrients products
nutrients products

tube

semi-permeable membrane
cells

34
David R. Shonnard Michigan Technological University

17
Methods of Immobilization (cont.)

2. Cell Binding to Inert Supports:


micropores
Micro-porous Supports: dP>4 dC
• cells in
micropores
“mass transfer limitations occur”

porous glass, porous silica, alumina


ceramics, gelatin, activated carbon
Wood chips, poly propylene ion-exchange resins
(DEAE-Sephadex, CMC-), Sepharose

35
David R. Shonnard Michigan Technological University

Methods of Immobilization (cont.)

Binding Forces:

+
- + ion exchange
Electrostatic Attraction -- --
- - - + support
+

cell
Hydrogen Bonding C-O-
support
|| HO
O

36
David R. Shonnard Michigan Technological University

18
Adhesion of bacteria to Sand Particles:
Eliminating Electrostatic Repulsion

37
David R. Shonnard Michigan Technological University

Methods of Immobilization (cont.)

Binding Forces:

Covalent Bonding: (review enzyme covalent bonding)

Support materials: CMC-carbodiimide


support functional groups
-OH, -NH2, -COOH

Binding to proteins on cell surface

38
David R. Shonnard Michigan Technological University

19
Methods of Immobilization (cont.)

Overview of Active Cell Immobilization Methods:

Adsorption Adsorption
Support Capacity Strength

Porous silica low weak

Wood chips high weak

Ion-exchange resins high moderate

CMC high high

39
David R. Shonnard Michigan Technological University

Methods of Immobilization (cont.)

Passive Immobilization:

support liquid phase

• wastewater treatment
• mold fermentations Biofilm
• fouling of processing equipment (biopolymer +
polysaccharides)

40
David R. Shonnard Michigan Technological University

20
Analysis of Biofilm Mass Transfer
Figures 9.1, 9.12
Substrate/product
O2 diffusion in biofilms
diffusion in biofilms

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

41
David R. Shonnard Michigan Technological University

Analysis of Biofilm Mass Transfer (cont.)

Differential Substrate Balance: Material volume


in biofilm,
Rate of diffusion ∆V = ∆x ∆y ∆z
out through the
∆x Rate of diffusion
area ∆x ∆z
in through the
dS dS area ∆x ∆z
-De ∆x ∆z -De ∆x ∆z
dy dy
y +∆y
y+∆y y ∆z y
∆y
Rate of substrate 1 µmax S
X ∆x ∆y ∆z
consumption in the M
YX / S KS + S
volume ∆V = ∆x ∆y ∆z
(due to cell growth, or 1 qp S
X ∆x ∆y ∆z
product formation) YP /S KS + S
42
David R. Shonnard Michigan Technological University

21
Analysis of Biofilm Mass Transfer (cont.)

Differential Substrate Balance at Steady-State:

Rate of diffusion Rate of diffusion Rate of substrate


in through the
area ∆x ∆z
- out through the
area ∆x ∆z
- consumption in the
volume ∆V = ∆x ∆y ∆z
=0

dS  dS  1 µmax S
-De ∆x ∆z -  -De ∆x ∆z - M X ∆x ∆y ∆z = 0
dy y  dy y+ ∆y  YX / S KS + S

Divide through by ∆x ∆y ∆z and switch order of first 2 terms


dS dS
De - De
dy y +∆y
dy y 1 µ max S
- X = 0
∆y YXM/S KS + S

43
David R. Shonnard Michigan Technological University

Analysis of Biofilm Mass Transfer (cont.)

Differential Substrate Balance at Steady-State:

1 µmax S
2
dS
De = X eqn 9.49
dy 2 YXM/ S KS + S
Boundary Conditions
S = Soi at y = 0 (at the biofilm / liquid interface)
dS
= 0, at y = L (at the biofilm / support interface)
dy

44
David R. Shonnard Michigan Technological University

22
Analysis of Biofilm Mass Transfer (cont.)

Dimensionless Substrate Balance at Steady-State:


2
d S φ S 2
A numerical
= eqn 9.51
dy 2 1+ β S solution is
S y So required
where S= , y= , β= ,
So L KS
µ maxX Analytical
and φ = L M "Thiele Modulus"
solution is
Y De KS X/S
possible for
Boundary Conditions 0 order and
S = 1 at y = 0 (at the biofilm / liquid interface) 1st order
kinetics
dS
= 0, at y = 1 (at the biofilm / support interface)
dy
45
David R. Shonnard Michigan Technological University

Analysis of Biofilm Mass Transfer (cont.)

Zero Order Substrate Consumption Kinetics:

d 2S φ2 S
= , for β >> 1, and φ < 1
dy 2
1+ β S
d 2S φ2
= zero - order substrate consumption kinetics
dy 2 β

d dS φ2  dS φ2
dy dy
=
β
⇒ ∫ d dy  = ∫ β
dy

dS φ2
= y + C1
dy β

46
David R. Shonnard Michigan Technological University

23
Analysis of Biofilm Mass Transfer (cont.)

Zero Order Substrate Consumption Kinetics:


dS
Boundary condition # 2, at y = 1, = 0
dy
φ2 φ2
0= (1) + C1 ⇒ C1 = -
β β

dS φ2 φ2  φ2 φ2 
dy
=
β
y -
β
integrate again, ∫ dS = ∫  β y -
β 
dy

φ2 2 φ2
S= y - y + C2
2β β

47
David R. Shonnard Michigan Technological University

Analysis of Biofilm Mass Transfer (cont.)

Zero Order Substrate Consumption Kinetics:

Boundary condition #1, at y = 0, S = 1


φ2 2 φ2
1= (0 ) - (0) + C2 ⇒ C2 = 1
β β

φ2 2 φ2 φ2  y 2 
S= y - y + 1 or S=  - y + 1
2β β β 2 
φ2
for << 1
β

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David R. Shonnard Michigan Technological University

24
Biofilm Effectiveness

The effectiveness factor is calculated by dividing the rate of substrate


diffusion into the biofilm by the maximum substrate consumption rate.

Solve for the Effectiveness Factor, η

dS  µ S X 
NS AS = - ASDe = η  M max o  (A L)
dy y =0
 YX / S (KS + So )  S

Rate of substrate Volumetric rate of


diffusion into biofilm substrate consumption
through an area AS at within the biofilm in a
the surface at y = 0 volume (ASL)

49
David R. Shonnard Michigan Technological University

Effectiveness Factor

Biofilm is most
effective for β >>1

η increases as φ
decreases for any
value of β

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

50
David R. Shonnard Michigan Technological University

25
Spherical Particle of Immobilized Cells
Figure 9.14

“Bioprocess Engineering: VP is particle volume


Basic Concepts”
Shuler and Kargi,
AP is particle area
Prentice Hall, 2002

51
David R. Shonnard Michigan Technological University

Analysis of Mass Transfer in Spherical Particle

Dimensionless Substrate Balance at Steady-State:


2
d S 2 dS φ S 2
+ = eqn 9.58
dr 2 r dr 1+ β S
S r So
where S= , r= , β= ,
So R KS
µ maxX
and φ = R "Thiele Modulus"
YXM/ SDe KS
Boundary Conditions
S = 1 at r = 1 (at the particle / liquid interface)
dS
= 0, at r = 0 (at the particle center)
dr
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David R. Shonnard Michigan Technological University

26
Particle Effectiveness

If all of the particle cells “see” substrate at a concentration So or high


enough to grow maximally, then the particle is said to have an
effectiveness of 1.

Rate of S consumption by a single particle

dS  µ S X 
NS AP = - APDe = η  M max o  VP
dr r=R  YX /S (KS + So ) 

Rate of substrate Volumetric rate of


diffusion into particle substrate consumption
through an area AP at within the particle in a
the surface at r = R volume (VP)

53
David R. Shonnard Michigan Technological University

Particle Effectiveness (cont.)

Equation 9.58 can be solved analytically for limiting cases:

Case 1, for So<<KS (very dilute substrate)

1  1 1
η = −
φ  tanh 3φ 3φ 
VP µmax X
φ = M
"Thiele Modulus"
AP YX /SDeKS

54
David R. Shonnard Michigan Technological University

27
Particle Effectiveness (cont.)

Equation 9.58 can be solved analytically for limiting cases:

Case 2, for So>>KS (very concentrated substrate)

 d2 S 2 dS  µ maxS µ X
De  2 +  = X = max
 dr r dr  Y M
X/S (K S + S) YXM/ S
Boundary Conditions
S = So at r = R (at the particle / liquid interface)
dS
= 0, at r = 0 (at the particle center)
dr

55
David R. Shonnard Michigan Technological University

Particle Effectiveness (cont.)

Equation 9.58 can be solved analytically for limiting cases:

Case 2, for So>>KS


Use a variable transformation, S=S’/r

2
1 d S' µ maxX At a critical radius (rcr ), S = 0
2
= M
r dr YX /SDe µmax X 2 2
0 = So - M (R - rcr )
Solution for S is; 6 YX /SDe
µ maxX  rcr 
2
6 De So YXM/ S
S = So - (R2 - r 2 ) = 1 -
 R
M
6Y X/S De µmax X R 2

56
David R. Shonnard Michigan Technological University

28
Particle Effectiveness (cont.)

Equation 9.58 can be solved analytically for limiting cases:

Case 2, for So>>KS

µmax X 4
π (R3 - rcr3 ) 3
YXM/ S 3 r 
η = µ maxX 4 = 1- cr
R 
M π R3
YX /S 3
or
3
 6 De So YXM/ S  2
η = 1- 1 - 
 µmax X R 2 

57
David R. Shonnard Michigan Technological University

Bioreactors Using Immobilized Cells


Figure 9.15

The single particle analysis for η can be used in the analysis of


bioreactors having immobilized cells: “Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002
Consider a plug flow reactor filled with immobilized cell particles

58
David R. Shonnard Michigan Technological University

29
Bioreactors Using Immobilized Cells (cont.)

A differential balance on a thin slice of particles within the reactor:

So differential
volume element F, So-dSo
z+dz
H

z
z
F, So

0 FSo z - FSo z +dz = N S a A dz


Rate of mass
Rate of Rate of
Soi transfer into
substrate flow - substrate flow =
particles within
into element out of element
element
59
David R. Shonnard Michigan Technological University

Bioreactors Using Immobilized Cells (cont.)

Using the definition of η:

 µ S X 
NS AP = η  M max o  VP
 YX /S (KS + So ) 
dSo  µ S X   VP 
-F = η  M max o   a A
dz  YX / S (KS + So )   A P 
2 3
where a = surface area of particle per unit volume of bed (cm / cm bed)
A = cross - sectional area of the bed (cm2 )

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David R. Shonnard Michigan Technological University

30
Bioreactors Using Immobilized Cells (cont.)

At z = 0, So = Soi: integrating assuming η is constant

S   µ V X a A
KS ln oi  + (Soi - So ) = η  maxM P H
 So   YX /S F A P 
for low substrate concentration (Soi << KS )
S   µ VP X a A 
ln o  = - η  max H
 Soi   YXM/S F A P KS 
V 
note x = x  P  a (average cell mass conc. in the bed)
 AP 

61
David R. Shonnard Michigan Technological University

31
Chapter 10:
Sterilization and Bioreactor Operation

David Shonnard
Department of Chemical Engineering
Michigan Technological University

1
David R. Shonnard Michigan Technological University

Sterilization Methods and Kinetics: 10.4

Sterility: the absence of detectable levels of viable organisms in a


culture medium or in a gas

Reasons for Sterilization


1. Economic penalty is high for loss of sterility
2. Many fermentations must be absolutely devoid of foreign
organisms
3. Vaccines must have only killed viruses
4. Recombinant DNA fermentations - exit streams must be
sterilized

2
David R. Shonnard Michigan Technological University

1
Sterilization Agents

1. Thermal - preferred for economical large-scale sterilizations of


liquids and equipment.
2. Chemical - preferred for heat-sensitive equipment
→ ethylene oxide (gas) for equipment
→ 70% ethanol-water (pH=2) for equipment/surfaces
→ 3% sodium hypochlorite for equipment
3. Radiation - uv for surfaces, x-rays for liquids (costly/safety)
4. Filtration
→ membrane filters having uniform micropores
→ depth filters of glass wool

3
David R. Shonnard Michigan Technological University

Kinetics of Thermal Sterilization (Death)

Practical considerations:
1. Not all organisms have identical death kinetics.
→ (increasing difficulty; vegetative cells < spores < virus)
2. Individuals within a population of the same organism may
respond differently

From Probability Theory:

p(t) = the probability that an individual is still viable at time t.

-kdt
p(t)= e (simplest form assuming 1st ord

4
David R. Shonnard Michigan Technological University

2
Kinetics of Thermal Sterilization (cont.)

E[N(t)]= expected value (E) of the numb


of individual organis
at time t after sterilization starts.
-k t
= No p(t)= No e d
where o is Nthe initial number of individuals

N(t) -k t N(t)
= ed or = -kd t survival
ln " cur
No No

5
David R. Shonnard Michigan Technological University

Temperature Effects on the


Kinetics of Thermal Sterilization

increasing
Arrhenius Equation
-kd
-E od / RT
kd = α e N(t
ln
α = constant (time ) -1 No

R = gas constant
T = absolute temperature
E od = activation energy for death t
(50 -150 kcal / g - mole) for spores
(2 - 20 kcal / g - mole) for vitamins / growth factors

6
David R. Shonnard Michigan Technological University

3
Population Effects on the
Kinetics of Thermal Sterilization

Most Thermal Sterilizations are at 121˚C

Organism kd (min-1)
Vegetative cells >1010
Spores 0.5 to 5.0

Spores are the primary concern during thermal sterilization

7
David R. Shonnard Michigan Technological University

System Variables for Thermal Sterilization

Primary System Variables in Thermal Sterilization


1. Initial concentration of organisms
2. Temperature, T
3. Time (t) of exposure at temperature T.

[1
-Po(t)
Probability of an Unsuccessful Ferme
No
[1-Po(t)]= 1-[1-p(t)]
-kdt N o
= 1-[1-e ] (for a homogeneous popul

8
David R. Shonnard Michigan Technological University

4
Sterilization Chart

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

9
David R. Shonnard Michigan Technological University

System Variables for Thermal Sterilization

Use of Sterilization Charts:

1. Specify 1-Po(t) which is acceptable (e.g. 10-3)

2. Determine No in the system.

3. Read kdt from the chart.

4. Knowing kd for the spores (or cells), obtain the required time, t.

10
David R. Shonnard Michigan Technological University

5
Scale-up of Sterilization

→ in batch sterilization, scale-up of small-scale sterilization data


to a much larger scale will result in unsuccessful sterilization

4
1-Liter Vessel -L Vessel 10
no = 10 spores
/L4 15 4
= 10 spores
/L
n 15
o
4
N o = (1 L)(n
o) o = (10 L)(n
o) N
-kd t no -kd t 104 no
[1-Po(t)]= 1-[1-e ] = 1-[1-e
-Po(t)][1 ]
= .003 = 1-5x10-14
≈ 1

11
David R. Shonnard Michigan Technological University

Batch vs. Continuous Sterilization

Batch
1. Longer heat-up/cool down time
2. Incomplete mixing

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

12
David R. Shonnard Michigan Technological University

6
Batch vs. Continuous Sterilization

Continuous 1. Shorter time


2. Higher temperature

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

13
David R. Shonnard Michigan Technological University

Sterilization of Gases

→ aerobic fermentations require 0.1 to 1.0 (L air / (L liquid • min))


→ 50,000 L fermenter requires 7x106 to 7x107 L air/day
→ microorganism concentrations in air are about 1-10 / L air

Methods for Air Sterilization at Inlet Exit gas must


1. Adiabatic compression, 220˚C for 30 seconds be filtered

2. Continuous Filtration: → pathogenic


→ depth filters (glass wool filters) → recombinant
→ surface filters (membrane cartridges) DNA cells
3. Economics ≈ 25% of production costs for air system

14
David R. Shonnard Michigan Technological University

7
Design and Operation of Bioreactors

Types of Bioreactors
1. Reactors with Mechanical Agitation see Fig. 10.1A
a) disperse gas bubbles throughout tank
b) increase residence time of bubbles
c) shear large bubbles to smaller bubbles
d) disk type or turbine type (dI ≈ 0.3 dT) see Fig. 10.3
e) provide high kLa values
f) baffles (4) augment mixing (≈ 0.1 dT)

2. Bubble Column see Fig. 10.1B


a) disperse gas bubbles throughout tank
b) perforated plates enhance gas dispersion and mixing

15
David R. Shonnard Michigan Technological University

Figure 10.1A

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002
16
David R. Shonnard Michigan Technological University

8
Figure 10.3
(1st Edition)

Rushton
Impeller
Axial flow (Disk-type)
hydrofoil
Impeller
• lower energy demand
• comparable gas transfer
• superior axial mixing
• lower shear stress

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

17
David R. Shonnard Michigan Technological University

Design and Operation of Bioreactors (cont.)

Types of Bioreactors
3. Loop Reactors see Fig. 10.1 C, D, E
a) bubble rising in draft tube causes mixing
b) mixing enhanced by an impeller or a jet pump

Materials of Construction:
Glass Vessels: Volume < 500 Liters
Stainless Steel Vessels: All Volumes
316 ss for vessel
314 ss for covers & jackets

18
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Figure 10.1B

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002
19
David R. Shonnard Michigan Technological University

Reactor Geometry and Layout

Figure 10.2:

a) height to diameter ratio of 2 to 3


b) sterile air inlet and sparger
c) baffle plates & impellers
d) cooling coils
e) foam breaker
f) working volume (liquid capacity) ≈ 0.75 vessel volume

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10
Figure 10.2

Height to Diameter
Ratio of 2 - 3

VL ≈ 0.75 VR

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

21
David R. Shonnard Michigan Technological University

Reactor Types in Industry

Nonstirred/Nonaerated Vessels:
a) most fermentations in terms of total volume
b) food fermentations (beer, wine, diary products)

Stirred / and (or) Aerated Vessels:


a) most fermentations in terms of numbers of units

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11
Aeration and Heat Transfer

Aeration and heat transfer requirements often limit the


design of commercial reactors
A multiplication sign
Aeration Design Equation: (OUR = OTR)

Oxygen Uptake Rate: OUR = X qO


2

X = cell concentration (g cells / L) - ranges from 1 to 5


q O 2 = specific O 2 uptake rate (Yield) [mmol O 2 / (g cells hr)]
(2 to 90; bacteria, yeast, molds)

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Table 10.1

“Bioprocess Engineering:
Basic Concepts”
Shuler and Kargi,
Prentice Hall, 2002

24
David R. Shonnard Michigan Technological University

12
Oxygen Transfer Rate

Oxygen Transfer Rate: OTR = k L a (C * -C)


k La = volumetric mass transfer coefficient (hr-1 )
C * = O2 concentration in water at the bubble / water interface
PO partial pressure of O2 in air (Pa)
≅ 2
=
HO Henry's Law Constant for O2 (Pa / (mole O 2 / L))
2

C L = O2 concentration in the bulk water (mole O2 / L)

→ temperature, pressure, & salt concentration affect C*


→ vessel geometry, operation, and fluid properties affect kLa

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kLa for Stirred Tanks

Oxygen Transfer Rate: OTR = k L a (C * -C)


0.4
 Pg 
k La = k   (vS )0.5 (N) 0.5 see equation 10.2a
 VR 
k = empirical constant (fluid and reactor - specific)
Pg = power requirement for an aerated bioreactor
Units
VR = bioreactor volume depend
vS = superficial gas exit speed = (Fa / A) upon
correlation
Fa = volumetric flow rate of air
data
A = bioreactor cross - sectional area
N = impeller rotation speed

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David R. Shonnard Michigan Technological University

13
Pg Correlation

0.45
 P2 N D3  Pg  Q 
Pg = K  u 0.56 i  or = f a3
 Qa  Pu  N Di 
 Q 
N A = aeration number =  a 3 
 N Di 
K = emperical constant (reactor geometry - specific)
Units
Pu = power requirement for an ungassed bioreactor depend
Di = impeller diameter upon
correlation
Qa = aeration rate = (Fa / VR ) data

27
David R. Shonnard Michigan Technological University

“Biochemical Engineering”
Blanch and Clark,
Pu Correlation Marcel Dekker, 1997

(Figure 5.20 of Blanch and Clark)

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David R. Shonnard Michigan Technological University

14
“Biochemical Engineering”
Blanch and Clark,
NA Correlation Marcel Dekker, 1997

(Figure 5.22 of Blanch and Clark)

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Example Problem

A 10, 000 liter (of liquid) bioreactor contains 5 g / L of growing cells


q O2 = 20 mmole O 2 / (g cells hr)
D T = 2 m, D i = 1 m, (6 - blade turbine agitator) x 3 blades

For 1 liquid volume per minute aeration rate (air), can the
OTR = OUR for N = 100 rpm?

30
David R. Shonnard Michigan Technological University

15
Example Problem Solution

Pu : power requirement for ungassed reactor


ρL N D 2i
Re = Reynold's Number =
µL
ρ L = 1,000 kg / m3 µL = 10-3 Newton s / m2
 1,000 kg   100 s-1 (12 m2 )1 Newton 
 
 m3   60   (kg m / s2 ) 
Re =
−3 Newton s
10 2
m
= 1.67x106

31
David R. Shonnard Michigan Technological University

Example Problem Solution (cont.)

From Figure 5.20 of Blanch and Clark


Pu
Power number = 4 =
ρ L N3 D5i
Pu = 4 ( ρ L N3 D5i ) for 1 impeller
 kg   100 -1 5 5  2 2
4 kg m / s
= 4 1,000 3  s  (1 m ) = 1.852x10 (Watts)
 m  60  s
 2
4 kg m / s
2
 4
Pu (3 impellers) = 31.852x10 (Watts) = 5.62x10 Watts
 s 
= 74.5 HP

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David R. Shonnard Michigan Technological University

16
Example Problem Solution (cont.)

Qa
Pg : NA (aeration no.) = 3
N Di
 liters   −3 m3 

10,000  10 
min   liter 
NA = = 0.10
(100 min -1 )(1 m)3
From Figure 5.22
Pg
= 0.42 ⇒ Pg = (.42)(5.56x10 4 Watts)
Pu
= 2.335x104 Watts
= 31.3 HP

33
David R. Shonnard Michigan Technological University

Example Problem Solution (cont.)

0.4
 Pg  HP   0.5 0.5
k La (mmole O2 / (l hr atm) = 0.60 

(v S ) (N(rpm))
 3
 VR 10 liters 
Pg 31.3 HP HP
= = 3.13 3
VR (10)(103 liters) 10 liters
 cm3 
10 4 liters / min  10 3 
 liter  cm
vS = = 318.3
π 2 2 cm 2 min
(2 m) (10 )
4 m
k La = 0.60(3.13)0.4 (318.3)0.5 (200)0.5 = 169 (mmole O2 / (l hr atm)

34
David R. Shonnard Michigan Technological University

17
Example Problem Solution (cont.)

 g cells   mmoles O2 
 liter   
OUR = X q O = 5 20
2 g cells hr 
mmoles O2
= 100
liter hr

OTR = k La(PO - P*)


2

mg O 2
P * for CL = 1 = H O CL
liter 2

 
 0.21 atm   mg O 2 
= 1 = 0.0263 atm
 mg O2   liter 
8 
 liter 
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David R. Shonnard Michigan Technological University

Example Problem Solution (cont.)

OTR = k La(PO - P*)


2

mmoles O 2
= 169 (0.21 − 0.0263) atm
liter hr atm
mmoles O 2
= 31.05
liter hr

Since OUR > OTR, we must modify the bioreactor operation


in order to bring them into balance
• increase N
• use pure O2 rather than air.

36
David R. Shonnard Michigan Technological University

18
“Bioprocess Engineering:
Basic Concepts”
Measurement of OTR Shuler and Kargi,
Prentice Hall, 2002

N2 O2

∞ ∞
CL
N2 O2

t=0
dC L
= kLa(C*-CL )
dt
t = 0,CL = 0
ln(C
* -CL ) = -(kL a)

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David R. Shonnard Michigan Technological University

Heat Generation Rate: Aerobic Growth

Q GR ≈ 0.12 (OUR

 kca   mmol O2 
 L •hr  L •hr 

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19
Heat Generation Rate: Agitation

Pg (power input aerated


Q agit =
VR (working volume of r

 1 hp
≈ 
100 ga

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Heat Balance

HRR (Heat Removal Rate) = U A ∆TLM


U = overall heat transfer coefficient
A = surface area of heat transfer surface
∆TLM = log mean temperature difference between
the bioreactor fluid and cooling fluid
(T - t1 ) − (T - t 2 )
=
ln[(T - t1 ) − (T - t 2 )]
T = bioreactor fluid temperature
t1 = cooling water inlet temperature
t 2 = cooling water outlet temperature
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