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Progress in Polymer Science 34 (2009) 1068–1133

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Progress in Polymer Science


journal homepage: www.elsevier.com/locate/ppolysci

Thermal stability and flame retardancy of polyurethanes


D.K. Chattopadhyay 1 , Dean C. Webster ∗
Department of Coatings & Polymeric Materials, North Dakota State University, Fargo, ND 58105, USA

a r t i c l e i n f o a b s t r a c t

Article history: The thermal stability and flame retardancy of polyurethanes is reviewed. Polyurethanes
Received 31 January 2008 (PUs) are an important class of polymers that have wide application in a number of dif-
Received in revised form 27 May 2009
ferent industrial sectors. More than 70% of the literature that deals with PUs evaluates
Accepted 2 June 2009
their thermal stability or flame retardancy and attempts to provide a structure–property
Available online 24 June 2009
correlation. The importance of studying thermal degradation, understanding the processes
occurring during thermal stress as well as the parameters affecting the thermal stability of
Keywords:
Polyurethane PUs are essential in order to effectively design polyurethanes having tailor-made properties
Thermal stability suitable for the particular environment where they are to be used. A detailed description
Polyurethane-isocyanurate of TGA, TGA-MS and TGA-FTIR methods for studying the decomposition mechanism and
Polyurethane-oxazolidone kinetics is also a part of this review. In general, thermal decomposition of PUs begins with
Polyurethane-imide the hard segment (HS) and a number of parameters govern a polyurethane’s thermal stabil-
Nanocomposite ity. Detailed description of the parameters such as HS, soft segment (SS) and chain extender
POSS (CE) structure and molecular weight, NCO:OH ratio, catalyst nature and crosslink density
Carbon nanotube
that affect the nature of PU degradation is given. Descriptions of approaches to improve the
Fullerenes
Flame retardancy
thermal stability in PUs such as formation of poly(urethane-isocyanurate), poly(urethane-
Functionalization oxazolidone) and poly(urethane-imide) in addition to other methods such as PUs with an
s-triazine ring or increased aromatic ring concentration, azomethane linkages as well as
use of hyperbranched polyols as crosslinking agents is given. A part of the review is also
concentrated on the improvement of thermal stability via hybrid formation such as the
incorporation of appropriate amounts of fillers, e.g., nano-silica; Fe2 O3 ; TiO2 ; silica graft-
ing; nanocomposite formation using organically modified layered silicates; incorporation
of Si–O–Si crosslinked structures via sol–gel processes; and the incorporation of polyhedral
oligomeric silsesquioxane (POSS) structures into the PU backbone or side chain. Incorpo-
ration of carbon nanotubes (CNT) into PUs and the use of functionalized fullerenes in PUs
are also described as these are the newest tools to obtain good thermal stability and flame

Abbreviations: MDI, methylene diphenyl diisocyanate; H12 MDI, hydrogenated MDI; TDI, toluene diisocyanate; IPDI, isophorone diisocyanate;
XDI, xylene diisocyanate; NDI, 1,5-naphthalene diisocyanate; HDI, hexamethylene diisocyanate; DMPA, dimethylol propanoic acid; PEG, polyethylene
glycol; PPG, polypropylene glycol; PTMG, polytetramethylene glycol; BD, 1,4-butanediol; DA, 2,4-hexadiyene-1,6-diol; TMP, trimethylol propane; 1,4-
CHDM, 1,4-cyclohexane dimethanol; BEP, 2-butyl 2-ethyl 1,3 propanediol; DIE, 2,2-dimethyl 1,3 propanediol; MOCA, methylene bisorthochloroaniline;
BAPS, bis[4-(4-aminophenoxy)phenyl]sulfone; THF, tetrahydrofuran; PU, polyurethane; PUD, polyurethane dispersion; TPU, thermoplastic PU; DBTDL,
dibutyltin dilaurate; DETDC, diethyltin dicaprylate; MMT, montmorillonite; TEOS, tetraethoxysilane; POSS, polyhedral oligomeric silsesquioxane; OpePOSS,
octa(propylglycidyl ether) polyhedral oligomeric silsesquioxane; OapPOSS, octaaminophenyl-POSS; CNT, carbon nanotube; SWNT, single-walled carbon
nanotube; MWNT, multi-walled carbon nanotube; EG, expandable graphite; (N = PCl2 )3 , hexachlorocyclotriphosphazene; HS, hard segment; SS, soft seg-
ment; CE, chain extender; SD, soft domains; Tg , glass transition temperature; Tm , melting temperature; TGA, thermogravimetric analysis; TS, transition
state; εr , dielectric constant; +I effect, inductive effect.
∗ Corresponding author. Tel.: +1 701 231 8709; fax: +1 701 231 8439.
E-mail addresses: dipak chattopadhyay@yahoo.co.in (D.K. Chattopadhyay), dean.webster@ndsu.edu (D.C. Webster).
1
Present address: Department of Organic Chemistry, Polymer Chemistry Research Group, Ghent University, Krijgslaan 281 S4 bis, B-9000 Ghent,
Belgium.

0079-6700/$ – see front matter © 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.progpolymsci.2009.06.002
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1069

retardancy. Part of the review also concentrates on the process that occurs during burning of
PUs, flame retardant mechanisms and different additives or reactive type flame retardants
used in the PU industry. The use and working function of expandable graphite and melamine
as additive type flame retardants are shown. Description of the use of different reactive type
organophosphorus compounds, cyclotriphosphazenes, aziridinyl curing agents in aqueous
polyurethane dispersions (PUDs), organoboron compounds and organosilicon compounds
for improving flame retardancy is also given.
© 2009 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1069
1.1. Importance of understanding thermal degradation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1071
1.2. Processes occurring during thermal stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1071
1.3. TGA, pyrolysis–GC/MS, TGA-MS and TGA-FTIR analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1071
1.4. Cone calorimetery, limiting oxygen index (LOI) and UL-94 analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1073
1.5. Thermal degradation mechanisms of PUs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1074
1.6. Thermo-oxidative degradation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1078
1.7. Kinetic parameters from thermal degradation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1080
1.8. Polyurethanes from renewable resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1082
2. Parameters affecting thermal stability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1083
2.1. Hard segment structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1083
2.2. Soft segment structure and molecular weight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1084
2.3. Chain extender structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1085
2.4. Effect of NCO:OH ratio . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1086
2.5. Effect of catalyst . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1087
2.6. Effect of crosslink density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1088
3. Methods to improve thermal stability of PUs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1088
3.1. Poly(urethane-isocyanurate) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1088
3.2. Poly(urethane-oxazolidone) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1089
3.3. Poly(urethane-imide) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1091
3.4. Other methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1092
4. Inorganic–organic hybrids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1093
4.1. Incorporation of fillers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1093
4.2. Silica grafting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1094
4.3. Organically modified layered silicates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1094
4.4. PU–silica hybrids via sol–gel process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1096
4.5. Carbon nanotubes (CNTs) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1100
4.6. Fullerene-containing PUs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1102
5. Thermal stability vs. flammability of PUs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1103
5.1. Correlation of char yield with fire retardance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1105
5.2. Methods to improve flame retardancy of PUs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1106
5.2.1. Additive type flame retardants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1106
5.2.2. Reactive type flame retardants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1107
5.3. Intumescent and nonintumescent systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1107
5.4. Expandable graphite (EG) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1108
5.5. Melamine . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1109
5.6. Organophosphorus compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1110
5.7. PUs with cyclotriphosphazenes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1110
5.8. Phosphorus-containing aziridinyl curing agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1115
5.9. Organoboron compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1116
5.10. Organosilicon compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1123
6. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1124
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1124

1. Introduction polyurethanes. Due to the wide range of compositions


possible, PUs have found extensive use in numerous com-
Considerable attention in the literature has mercial applications such as coatings, foams, adhesives,
been devoted towards an understanding of the sealants, synthetic leathers, membranes, elastomers as
structure–property relationships of polyurethanes (PUs). well as in many biomedical applications. PUs are one of
The study of structure–property relationships has acquired the most useful commercial classes of polymers which
significance due to the broad range of applications of are widely used in both industry and in everyday life. The
1070 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 1. Basic reaction scheme for urethane formation [9].

repeating unit in PUs is the urethane linkage produced occurs in TPUs because of the thermodynamic immisci-
from the reaction of an isocyanate (–N C O) with an bility or incompatibility between the hard and soft phase
alcohol (–OH). The basic reaction of urethane formation is [1–9]. Phase separation results in microdomain structure
shown in Scheme 1. formation as first proposed by Cooper and Tobolsky [1].
Although PUs contain repeating urethane groups, other The early work of Cooper and Tobolsky [1] and Schollen-
moieties such as urea, ester, ether and aromatic may berger [2,3] established that segmented PUs consist of high
also be present in the structure. The flexibility avail- glass transition temperature (Tg ) or high melting temper-
able in the selection of raw material components such ature (Tm ) hard domains (HD) microphase-separated from
as di-/tri-isocyanates, polyols, as well as chain extenders relatively low Tg soft domains (SD). The degree of phase
have made it possible to custom tailor the properties of separation in PUs depends on the types of diisocyanate
PUs to a large extent. The most commonly used poly- and polyol employed to produce the PU, CE nature, type of
ols are polyethers, polyester polyols or acrylic polyols. On polyfunctional compound used in the crosslinking process,
the other hand, methylene diphenyl diisocyanate (MDI), NCO:OH ratio, sizes of HSs and SSs, method of synthesis,
hydrogenated MDI (H12 MDI), toluene diisocyanate (TDI), etc. Fig. 1 shows the HD and SD structures of TPUs at low
isophorone diisocyanate (IPDI), xylene diisocyanate (XDI), and high hard segment content. The domain size may range
and 1,5-naphthalene diisocyanate (NDI) are widely used from 3 to 20 nm and depends on the reactants used as well
diisocyanates in PU formulations. PUs are available as as the polymerization conditions [4].
both thermoplastics and thermosets. Thermoplastic PUs On the other hand, thermoset PUs are formed by using
(TPUs) are linear, segmented copolymers consisting of either one or a combination of the following:
alternating hard segments (HSs) and soft segments (SSs).
HSs, comprised of diisocyanate and short chain extender • using polyols with functionalities greater than 2,
(CE) molecules such as diols or diamines, are rigid and • substitution of a trifunctional hydroxyl compound in
highly polar. HSs have high inter-chain interaction due to place of the normal glycol CE,
hydrogen bonding between the urethane/urea groups. The • using isocyanates with functionalities greater than 2,
hydrogen bonding associations within the HSs in TPUs act • using NCO:OH ratios greater than 1, and
as a reinforcing filler for the soft matrix. On the other hand, • introduction of a crosslinker into the HS, SS or CE.
SSs, formed from linear long-chain diols or polyols, are flex-
ible and weakly polar. The polyol component of the PUs A detailed description of the different schemes involved
can be a polyfunctional polyether [e.g., polyethylene glycol in the synthesis of high performance thermoset PUs can be
(PEG), polypropylene glycol (PPG), polytetramethylene gly- found elsewhere [9]; whereas the present article is devoted
col (PTMG)], polyester polyol, acrylic polyol, polycarbonate towards an understanding of the importance of thermal
polyol, castor oil or a mixture of these. Phase separation degradation studies, processes occurring during thermal

Fig. 1. Hard domains (HD) and soft domains (SD) of TPUs with (a) a low hard segment content where HDs are isolated; and (b) a high hard segment
content where HDs are interconnected. Reproduced from [8] with permission, which was adapted from [6,7] also with permission. Copyright 2005 Elsevier;
Copyright 1991 Elsevier; Copyright 2007 American Chemical Society.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1071

stress, factors influencing the thermal stability of PUs and is possible if methods for identification of volatile prod-
methods available to improve the thermal stability and ucts are applied, such as the techniques of pyrolysis–gas
flammability of PUs. chromatography/mass spectrometry (Py–GC/MS), TGA-MS
or TGA-FTIR analysis [21].
1.1. Importance of understanding thermal degradation
1.2. Processes occurring during thermal stress
The thermal decomposition of PUs (their degradation
attributed to absorbed thermal energy) constitutes an Upon thermal excitation, the covalent bonds in PU
important phenomenon from both a fundamental and a chains undergo complex vibration and rotation within their
technological perspective [10]; the investigation of degra- local space. With further excitation, these bonds can break
dation processes allows for the determination of optimum to form a variety of fragment radicals or small molecules,
conditions for designing and processing PUs as well as which may further mutually recombine or undergo further
obtaining high-performance polymers with improved ther- fragmentation. Ultimately, the resulting fragments may be
mal stability [11–15]. Therefore, it is essential to analyze vaporized, diffused out, or carbonized. The decomposi-
the decomposition process in such a way that the different tion process ends with the loss of all volatile material and
aspects involved are considered in a systematic manner. with the formation of char (a complex insoluble material)
Fundamental research has established that the thermal that does not change further above the char temperature.
decomposition of PUs is a complex heterogeneous process Depending on the structure of the PU, char is composed of
and consists of several partial decomposition reactions [16]. polynuclear aromatic carbon containing compounds with
The decomposition of PUs occurs as a result of a multitude heteroatoms such as O, N, P, S and consists of crystalline
of physical and chemical phenomena and is not dominated and amorphous regions. In addition to the carbonaceous
by a single process. The study of the decomposition of PUs is (char) residue, inorganic residue might also be present and
particularly difficult since they degrade with the formation originates from heteroatoms contained in the PU, either
of various gaseous products and a number of decompo- within the structure or as a result of additive incorporation
sition steps are typically observed in thermogravimetric [22–29]. Therefore, the thermal stability is a direct mea-
analysis (TGA) experiments. Some authors claim that the sure of molecular rigidity, because chemical reaction and
study of the thermo-degradation behavior of PUs at high degradation depends on macromolecular chain excitation
temperatures provides a fingerprint of the material that and motion gained from the thermal energy during expo-
has to do not only with the characteristics of the original sure to a high temperature. The course of decomposition
material, but also with its processing and the final qual- is affected not only by the nature of the sample but is also
ity of the end-use products [17]. Furthermore, the study of affected by the surrounding environment.
thermal stability by means of TGA allows the analysis of the The thermal decomposition of PUs takes place via any of
degradation response of the sample subjected to different the following routes or more likely through a combination
atmospheres (inert or oxidizing) and to draw conclusions of them: (1) random-chain scission, (2) chain-end scis-
with respect to its useful life and durability [18]. sion, i.e., unzipping, and (3) crosslinking. However, random
An important characteristic of any material for appli- chain scission and crosslinking are predominant routes for
cation purposes concerns its thermal stability, especially the decomposition of PUs. For crosslinked PUs, the bond
when considering the potential end uses in varying fields. breaking inside the bulk polymeric matrix requires sub-
The thermal stability of a material is defined by the spe- stantial heat energy. Therefore, the thermal decomposition
cific temperature or temperature-time limit within which of crosslinked PUs starts preferentially via degradation of
the material can be used without excessive loss of prop- side chains. In general, the thermal degradation of PUs
erties [19]. With respect to commercial applications, the involves an initial stage where trapped volatile materials
investigation of thermal decomposition processes has two are released. The next step is scission and depolymeriza-
important aspects. The first concerns the stabilization of tion, resulting in weight loss and degradation of mechanical
a polymer to obtain novel materials with a desired level properties (Scheme 2). Finally a complete thermal break-
of thermal stability/flame resistance that will be able to down of the chains yields a mixture of simple hydrocarbons,
fulfill the demands of contemporary materials engineering CO, CO2 , HCN, MeOH, acetonitrile, acrylonitrile, propi-
[9,20]. The second is to understand material performance onitrile, pyrrole, pyridine, aniline, benzonitrile, quinoline
as well as to obtain characteristic thermal decomposition and phenylisocyanate) and a complex char [23,30–33].
data for further study. For instance, the usefulness of many However, the composition of the decomposition products
PU materials is largely determined by their thermal, oxida- depends on the structure of the PU material.
tive, and fire resistance. Crucial information in this area
is obtained from kinetic and mechanistic studies of ther- 1.3. TGA, pyrolysis–GC/MS, TGA-MS and TGA-FTIR
mal degradation and is a wide application area for thermal analysis
analysis methods, especially thermogravimetric analysis
(TGA). TGA is a valuable tool towards developing a bet- Thermogravimetric analysis (TGA) is an analytical tech-
ter understanding of degradation mechanisms of polymers nique that measures the weight of a small PU sample
and offers methods for the evaluation of kinetic parame- (typically 10 mg or less) as a function of time or temperature
ters, provided that the basic relationships and assumptions and hence gives a quantitative description of the thermal
on which they are based are properly taken into account. stability of the material and the amount of the correspond-
A more complete analysis of the investigated phenomena ing residue. The measurement is normally carried out in
1072 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 2. Thermal degradation mechanism of (a and b) the urethane segment [19] and (c) N-substituted PUs [33].

an atmosphere such as N2 /helium/argon or in air, O2 , to temperature with respect to time. TGA instruments usually
understand the thermal stability of the materials in an inert consist of a high-precision balance with a pan containing
atmosphere or to study their thermo-oxidative stability, the sample and the pan is placed in a small electrically
respectively. TGA experiments can be carried out as either heated furnace containing a thermocouple that accurately
isothermal or non-isothermal (i.e., dynamic) weight-loss measures the temperature. Since the instrument records
measurements. The isothermal method requires almost the weight of the sample with respect to time, therefore
instantaneous heating of the polymer sample to the desired the instrument needs to have a high degree of precision in
temperature, followed by maintaining that temperature for measurements such as weight (wt), temperature (T), tem-
a specified time. On the other hand, non-isothermal meth- perature change (T) and time (t). Once the experiment
ods require a program with a linear increase in sample is over, the data can be presented in terms of percent wt
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1073

change vs. T or t, which is known as a TGA thermogram. group composition. The TGA-FTIR apparatus consists of a
Curve smoothing and other operations may be done to find sample suspended from a balance in a gas stream within a
the exact points of inflection. In addition to the TGA thermo- furnace and once the sample is heated volatile decomposi-
gram, a derivative weight loss curve known as differential tion products are formed. The TG-FTIR system has a suitable
thermogravimetric analysis (DTG) can be used to under- interface to carry the gaseous decomposition products from
stand onset decomposition temperature, the temperature the TGA furnace to the detection system of an FTIR spec-
at which the rate of decomposition is at a maximum, end trometer, i.e., the method consists of carrying the evolving
decomposition temperature as well as the number of steps volatile products out of the furnace directly into the FTIR
involved in the thermal degradation of the sample. Each gas cell, where the gases are analyzed. The instrument pro-
step of weight loss corresponds to a peak in the DTA curve vides different ways of viewing the TGA-FTIR data and these
that could be due to one or a series of degradation processes include: (1) tabular display of mass loss and gases evolved
occurring in a particular temperature range. Sometimes, in each region; (2) display of individual spectra at different
interpretation may require further manipulation and/or temperatures during the dynamic or isothermal TGA exper-
deconvolution of overlapping peaks due to the complex- iments; (3) display of spectra at different temperatures as
ity of the process. In summary, classical TGA experiments a stacked plot; and (4) display of the IR transmittance for
allow researchers to follow the overall change of mass of some peak(s) overlaid on the TGA curve [39].
a PU sample under precisely controlled temperature–time
relationships. However, researchers need to establish a few 1.4. Cone calorimetery, limiting oxygen index (LOI) and
fixed experimental parameters such as heating rate, initial UL-94 analysis
sample mass, environment, etc. Changes in these param-
eters can have an impact on the thermo-stability of the The cone calorimeter test is widely used to examine the
polymer. For instance, increasing the heating rate has a performance of fire retardant polymers and it is at present
positive influence on the thermal stability because of the the one of the most advanced method for assessing the
hindered diffusion of decomposition products. Similarly, a fire behavior of materials. The test apparatus contains an
change in the environment from N2 to O2 typically results electric heater, an ignition source and a gas collection sys-
in a decrease in thermal stability of the sample [34,35]. tem. In cone calorimetery, the thermal response of a sample
Therefore, the experimental parameters used for evalua- depends on the applied radiation intensity. The principle
tion should be the same for accurate structure–property of cone calorimeter experiments is based on the measure-
comparisons of different PUs. ment of the decreasing O2 concentration in the combustion
In addition to studying the kinetics of the thermal gases of a sample subjected to a given heat flux. The test
decomposition steps, researchers also try to under- gives a possibility to evaluate: (i) ignition time, (ii) heat
stand the nature of the complex decomposition pro- release rate (HRR) and mass loss, (iii) specific extinction
cess. Pyrolysis–gas chromatography/mass spectrometry area, (iv) the ignitability; (v) the combustibility; (vi) the
(Py–GC/MS), a simple, rapid, reliable, sensitive and repro- smoke production and (vii) the production of toxic gases.
ducible method, is widely utilized to characterize the Typically, the subject material is irradiated with a heat
volatiles formed during the thermal decomposition of poly- intensity similar to that experienced in a fire situation
mers. Pyrolysis–GC/MS has the capability to evaluate the (25–75 kW/m2 ) and the ignition, heat release and smoke
relative composition of the volatiles formed during decom- release characteristics of the materials are measured. Gen-
position in the pyrolyzer. The pyrolyzates provide abundant erally, the heat of combustion of any organic material is
information for investigating the structure of polymers. directly related to the amount of oxygen required for com-
Identification of degradation products at different temper- bustion in which 13.1 MJ of heat is released per kg of oxygen
atures, times and heating rates gives information on the consumed [40]. The cone calorimeter brings quantitative
decomposition mechanism [32,36,37]. analysis to materials flammability research by investigating
Coupling a TGA instrument with an evolved gas ana- parameters such as heat release rate (HRR), time to ignition
lyzer such as an FTIR or a mass spectrometer produces a (TTI), total heat release (THR) and mass loss rate (MLR). The
powerful analytical technique that gives information from HRR measurements can be further interpreted by looking at
the thermal balance as well as compositional informa- average HRR, peak HRR and time to peak HRR. Heat release
tion from the spectrometer simultaneously. Determination rate is the key measurement required to assess the fire haz-
of volatile products evolved during thermal degradation ard of materials and products as it quantifies fire size, rate
using TGA-MS or TGA-FTIR analysis gives important infor- of fire growth and consequently the release of associated
mation regarding the nature and mechanism of thermal smoke and toxic gases. The cone calorimeter, if so config-
decomposition [38]. Coupling a TGA instrument with an ured, can also measure and quantify smoke output as well
MS analyzer provides high sensitivity and high resolution as CO/CO2 release rates [41]. Cone calorimeter tests can be
measurements of extremely low concentrations of evolved conducted in accordance with national and international
gases during the degradation process. The MS analyzer standards including BS 476 (Part 15), ASTM 1356-90, ASTM
repeatedly measures the entire mass spectrum and mon- E1354 and ASTM E1474, ISO 5660 [40].
itors the intensity of characteristic fragment ions (m/z; The limiting oxygen index (LOI) or oxygen index (OI) is
the mass to charge ratio). On the other hand, a single a method for evaluation of the flammability of materials.
TGA-FTIR analysis can provide extensive information with LOI is defined as the minimum concentration of oxygen in
regard to the weight loss with respect to time and tempera- an oxygen–nitrogen mixture, required to sustain burning
ture, decomposition kinetics, char reactivity and functional of a vertically mounted specimen. Thus, the more oxygen
1074 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

required (higher LOI), the stronger the flame retardancy a higher content of soft segments is used. The second and
effect. The oxygen index was described as follows and oxy- third steps correspond to the thermal decomposition of the
gen index of the air is 21. SS. After the first decomposition step, i.e., when the weakest
bonds in the PU have been broken up, the second and third
[O2 ]
oxygen index = × 100 steps are much slower and depend on the SS structure and
[O2 ] + [N2 ]
its three-dimensional arrangement. The simultaneous use
As air contains 21% O2 , materials with an LOI below 21 of IR data suggests that the rupture of the weakest bond,
are combustible, whereas those with an LOI above 21 are C–NH, having an activation energy of about 98 kJ/mol, is
self-extinguishing. the primary degradation step. The temperature of the ini-
Hence, higher LOI values represent better flame retar- tial decomposition of the urethane bond depends on the
dancy and a smaller LOI represents a more flammable structure of the isocyanate and alcohol used. Researchers
material [42]. Preliminary tests are first carried out in order have reported that the more easily formed urethanes are
to ascertain the approximate O2 /N2 ratio required for the less stable, i.e., they easily dissociate, and the highest degra-
material under investigation. This is reached when the dation temperatures are generally observed for urethanes
materials burns at a uniform slow rate after ignition. The that form slowly such as from an alkyl isocyanate and an
oxygen content of the O2 /N2 mixture is then lowered until alkyl alcohol [27,29,50,51]. As the reactivity in the follow-
the test specimen just continues to burn. After the next ing series increases, the decomposition temperature of the
lower O2 concentration (a reduction of 0.2% in the oxygen urethane bond decreases:
content) the test specimen must be extinguished. The oxy- alkyl isocyanate-alkyl alcohol (∼250 ◦ C) > aryl
gen index can be determined by the ASTM D 2863, ISO 4589, isocyanate-alkyl alcohol (∼200 ◦ C) > alkyl isocyanate-
DIN 4102-B2, NF T51-071 procedures. aryl alcohol (∼180 ◦ C) > aryl isocyanate-aryl alcohol
UL-94 horizontal (ASTM D 635, IEC 60695-11-10, IEC (∼120 ◦ C) [52].
60707, ISO 1210) and vertical (ASTM D635-77, ASTM D3801, For instance, urethane groups made from phenols revert
IEC 60695-11-10, IEC 60707, ISO 1210) burning tests are the quite readily at moderate temperatures.
standard applied by the American Underwriters Laborato- The thermal decomposition of urethanes has been the
ries for testing the flammability and fire safety of plastic subject of numerous studies over the past 40 years. Work
materials used in devices and appliances. Underwriters pertinent to commercial PUs has been summarized by
Laboratories is a non-profit organization that operates lab- Ravey and Pearce [53]. Early studies of model carbamates
oratories around the world for examination and testing of by Dyer et al. [54,55] indicated three pathways for the ini-
devices, systems and materials. Underwriters Laboratories tial low temperature (180–300 ◦ C) cleavage of the urethane
identifies material properties and their hazards. UL-94 tests linkage, whereas Saunders and Frisch [56] and Pielichowski
classify plastics according to the way they burn in vari- et al. [57] summarized four types of reactions that take
ous orientations and thicknesses [43]. UL-94 contains test place in the thermal degradation of urethanes (Scheme 2).
procedures for both horizontally and vertically positioned The thermal stability of PUs depends primarily on the
test specimens in the form of rods. In the UL-94HB (Hori- polymerization ⇔ depolymerization equilibria of the func-
zontal Burning) test, the burning of a horizontal specimen tional groups in the polymer molecule [58]. The isocyanate
is tested, and in the most demanding HB, specifications formed during thermal decomposition may be dimerized
are: slow burning on a horizontal specimen; burning rate to carbodiimide. Carbodiimide can then react with ure-
<76 mm/min for thickness <3 mm. In UL-94VB (Vertical thane groups to form a crosslinked structure. Dissociation
Burning) tests, the test specimen is vertical and ignited to primary amine, CO2 and olefin (Eq. (2); Scheme 2(b))
by a Bunsen burner to be classified according to self- is reported to proceed via a six-membered ring transition
extinguishing characteristics as V-0, V-1, or V-2. These state (TS), possibly with a carbamic acid (R–NH–COOH)
tests are more rigorous than the HB test since the vertical intermediate [54,55]. On the other hand, formation of a
specimens are burned by their lower ends, thus preheat- secondary amine and elimination of CO2 is reported to pro-
ing material above it, and the samples must extinguish ceed via a concerted intramolecular displacement of carbon
themselves. The top class, i.e. V-0 is achieved if the mean dioxide with a four-membered ring TS [54,55; Eq. (3)].
inter-flame time of five samples after 10 applications of the While these reaction mechanisms were initially developed
flame does not exceed 5 s. The material is placed in class for simple (nonpolymeric) urethanes, the general reactions
V-1 if the mean after-flame time is less than 25 s. If flaming are also believed to be applicable to commercial materi-
drippings occur, the material is classified in V-2; the igni- als. In a review of the subject, Fabris stated that urethanes
tion of surgical cotton placed below the specimen serves as made from primary and secondary alcohols start to decom-
a criterion for this phenomenon [40,44]. pose (albeit very slowly) in the 150–200 ◦ C temperature
range [19]. The decomposition proceeds at a measurable
1.5. Thermal degradation mechanisms of PUs rate between 200 and 250 ◦ C. Also the kinetics of the
thermal decomposition depends on the electron-acceptor
From the literature, it is obvious that the thermal degra- (aromatic) or electron-donor (aliphatic) character of the
dation of PUs occurs in a two- to three-step process isocyanate. In the former case the decomposition will fol-
[29,45–49]. The first step is due to degradation of the HS, low Eq. (2), while in the latter case it will follow Eq. (1) of
which results in the formation of isocyanate and alcohol, Scheme 2(a) [59].
primary or secondary amine and olefin, and carbon diox- Grassie investigated the degradation mechanism of
ide. The rate of the first degradation stage decreases when MDI and BD urethane segment and suggested that hard
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1075

segment degradation is a depolycondensation process 2-methyl-2-propen-1-ol (m/z of 72) produced according


that takes place around 210 ◦ C, followed by a complex to step 2 of Scheme 2(a) or due to the pyrolysis of the
process of degradation [60]. Lattimer et al. studied the polyester itself.
degradation of segmented PUs based on MDI, hydroxyl-
terminated tetramethylene glycol adipate (PMGA) and diol In another article, Zhang et al. qualitatively and quan-
chain extenders such as BD or 1,4-cyclohexane dimethanol titatively investigated the thermal degradation of PU dis-
(1,4–CHDM) [61]. At lower temperatures (<300 ◦ C), the persions by Py–GC/MS and TGA. The PUDs were prepared
major products were those of Eq. (1) of Scheme 2(a) to from PPG, IPDI, BD and DMPA [65]. The primary scission of
produce the starting materials. At higher temperatures, the urethane linkage and the ester bond in the pyrolyzate
degradation of the polyester to cyclic oligomers became corresponds to BD, IPDI, structural isomer of IPDI, 3-
prominent. Gaboriaud and Vantelon tested the decom- aminomethyl-3,5,5-trimethyl cyclohexyl isocyanate and
position mechanism of a PU consisting of MDI, PPG and CO2 . The other group of volatiles in the pyrolyzate
trimethylol propane (TMP) units [11]. They found that at corresponds to tetrahydrofuran (THF), oxepane, cyclopen-
lower temperatures (250–400 ◦ C) the reaction according to tanealdehyde, 2-propenoic acid, 2-methyl-, oxiranylmethyl
Eq. (1) was dominant while at higher temperatures (over ester, cyclopentanol, 2-oxepanone, 1,6-hexanediol, 2-
400 ◦ C) the radical decomposition of the polyol chain was propenoic acid, 2-methyl-cyclohexylester, cyclopentane
superimposed on the decomposition according to Eq. (1) of carboxylic acid, undec-10-enyl ester, dodecanoicacid,
Scheme 2(a). The formation of methane, ethane, propane, 5-hexen-1-yl ester and 1,5,12,16-tetraoxa-cyclodocosane-
ethylene, propylene, ethanol, propanol as well as CO2 was 2,4,13,15-tetraone generates from the thermal degradation
detected as the decomposition products [11,62]. Abu-Zeid of the polyether-polyol, followed by dehydration, hydrogen
et al. proved by photo-accustic absorption spectroscopy transfer and ester exchange reactions. The generation of
that PUs based on MDI decomposed to their constituents unsaturated (olefinic) end groups containing compounds
on heating. At the same time, formation of amines and such as 2-methyl-2-propen-1-ol and 5-hexen-1-ol could
dienes was observed during the decomposition process be due to the urethane dissociation as shown in Eq. (2)
[63]. Herrera et al. studied PU degradation using TGA-MS of Scheme 2(a) or could be due to the pyrolysis of the
and TGA-FTIR analysis and found degradation products polyether PPG itself. In an earlier pyrolysis study of a PU
such as H2 O (m/z 18), CO2 (m/z 44), HCN (m/z 27) or some foam, it was proposed that diols formed by Eq. (1) shown
nitriles, BD or oligomers from n-butyl ether (at m/z 41, in Scheme 2(a) could dehydrate to produce secondary prod-
57, 71) and degradation products from the poly(butanediol ucts with olefinic end groups (Scheme 2(b); [66]).
adipate) and the chain extender (at m/z 31, 39, 42, 54 and Beachell and Ngoc Son investigated the decomposi-
71) [32]. The thermoplastic PU samples were prepared from tion of a PU synthesized from TDI and ethylene glycol in
MDI, tetrahydrofuran as polyether or butanediol adipate as N2 atmosphere at 150–215 ◦ C. 2,4-Toluene diamine, ethy-
polyester and BD as chain extender. lene glycol, ethylene oxide, carbon dioxide and water as
Zhang et al. synthesized PUDs from polycaprolactone well as polyurea residue were found as the decomposition
glycol, TDI and dimethylolpropionic acid (DMPA) and stud- products. A reaction according to Eq. (1) of Scheme 2(a)
ied the thermal degradation process with Py–GC/MS and was assumed as the first step of the decomposition and
TGA analysis. They have identified more than 20 character- the amine formation was attributed to secondary reac-
istic volatile pyrolyzates and classified the pyrolyzates into tions [67]. Ingham and Rapp studied the decomposition
three groups shown below [64]: of a TDI–PPG based PU and found that low-temperature
degradation (∼200 ◦ C) led to the substantial regeneration
• Group I. Carbon dioxide (m/z of 44), 1-pentanol of monomers PPG and TDI [68]. However, they also found
(m/z of 88) 1,3-diisocyanate-2-methyl-benzene (m/z of evidence for the formation of unsaturation, aromatic amine
174), 2,4-diisocyanate-1-methyl-benzene (m/z of 174), and CO2 , particularly when diffusion of TDI from the poly-
2-methyl-1,3-benzenediamine (m/z of 122) and 4- mer is limited. At temperatures above 250 ◦ C, scission of the
methyl-1,3-benzenediamine (m/z of 122). These products polyether bonds takes place. Wooley studied the decom-
arise due to the primary scission of the urethane linkage position of TDI-based polyester (ethylene adipate) and
and the ester bond. polyether (glycerol:propylene oxide:ethylene oxide) ure-
• Group II. 1,3-Cyclopentadiene (m/z of 66), cyclopentene thane foams [69]. In a flowing pyrolysis system (in which
(m/z of 68), cyclohexanone (m/z of 98), 2-propenoic volatile products are removed from the hot zone), there was
acid, 2-propenyl ester (m/z of 112), cyclopentanone a rapid and complete loss of the TDI unit in the heating
(m/z of 84), 2-methyl-2-propenoic acid (m/z of 86), range 200–300 ◦ C, leaving a polyol residue. A characteris-
1-cyclopropyl-2-propen-1-one (m/z of 96), 2-methyl-2- tic yellow smoke was formed under these conditions, but
cyclopenten-1-one (m/z of 96), 2-cyclohexen-1-one (m/z its identity was not determined. Ravey and Pearce reported
of 96), 5-hexenoic acid (m/z of 114), hexanoic acid (m/z the pyrolysis of PU based on TDI and a complex polyether
of 116), 2-oxepanone (m/z of 114) and cyclopentanecar- (glycerol:propylene oxide:ethylene oxide) [53]. Pyrolyses
boxylic acid, heptyl ester (m/z of 212) is generated from conducted in the range 320–360 ◦ C showed near quantita-
the degradation of the polyester construction of the PU, tive loss of TDI under flowing conditions; the residue (by
followed by dehydration, hydrogen transfer and ester infrared analysis) consisted largely of regenerated polyol.
exchange reactions. Under confined conditions, however, diamine (diamino-
• Group III. Unsaturated (olefinic) end groups such as 1- toluene) was produced. Ravey and Pearce proposed that the
pentene (m/z of 70), 1,5-hexadiene (m/z of 82) and decomposition followed both Eqs. (1) and (2), but that Eq.
1076 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

(1) of Scheme 2(a) has a much higher rate. When TDI pro- matic hydrocarbons, alcohols, aldehydes, ketones, amines,
duced by reversible Eq. (1) is confined to the pyrolysis zone, polyol fractions and carbon dioxide) were considered as
an equilibrium is established in which the irreversible Eq. products of secondary reactions.
(2) is favored. Earlier work with a similar PU also indicated Wang et al. studied the thermal degradation behavior in
that Eq. (1) dominates, with some contribution by Eq. (2) N2 environment of different PUs using TGA-FTIR analysis
as well [56]. and identified the pyrolysis gas products such as THF and
Researchers have stated that decomposition to primary CO2 [71]. Other researchers have investigated the thermal
amine and olefin by Eq. (2) of Scheme 2(a) is favored degradation of polyurethanes by means of TGA-MS [72–75]
when the corresponding alcohol is easily dehydrated (e.g. and TGA-FTIR analysis [71,76].
tertiary alcohols). Voorhees and Lattimer tried to deter- The mechanism of thermal decomposition also depends
mine the decomposition mechanism of a PU based on on the type of substituents on the N and O atoms in
poly(phenyl isocyanate), PPG and TMP by isotope trac- the urethane groups. For instance, Balhsteri showed that
ing [70]. The decomposition mechanism according to Eq. N-monosubstituted PUs follow quantitative depolycon-
(1) of Scheme 2(a) was assumed as the primary reaction densation, whereas N-disubstituted PUs did not form
while the majority of the detected decomposition products isocyanate and alcohol, but produced a secondary amine,
(aliphatic, saturated and unsaturated hydrocarbons, aro- an olefinic end group and CO2 [12]. Montaudo and co-

Scheme 3. (a) Thermal degradation of BD chain extended PU (PUBD) prepared from MDI as diisocyanate and PTMG as polyol in N2 atmosphere and (b)
hard segment degradation of 2,4-hexadiyene-1,6-diol chain extended PU (PUDA) prepared from MDI as diisocyanate and PTMG as polyol in N2 . The soft
segment decomposition products of PUDA are same as that of PUBD [83].
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1077

workers demonstrated that N-substituted PUs containing thane groups consisting of BD and isocyanate), and between
an aliphatic chain adjacent to the oxygen atom (i.e., made 292 and 406 ◦ C due to CO2 generation and degradation
from an aliphatic di-alcohol) decompose thermally via of the siloxane soft segment [84]. Lattimer et al. stud-
an intramolecular hydrogen-transfer reaction producing ied the low temperature pyrolysis products of segmented
olefin, secondary amine and CO2 (Scheme 2(c)). For aro- PUs by MALDI-MS analysis and showed that at higher
matic N-substituted PUs the formation of cyclic oligomers temperatures (>300 ◦ C) the nitrogen-containing pyrolyzate
in the primary thermal fragmentation has been established oligomers are no longer present in the residue confirm-
[12,77–80]. The same group also synthesized aromatic, ing the complete loss of diisocyanate from the PU before
aliphatic and N-substituted PUs and examined their ther- attaining a temperature >300 ◦ C [85]. They have also
mal decomposition [79]. It was stated that in addition to the observed the formation and dehydration of linear and cyclic
dominant mechanism characteristic of the decomposition polyester pyrolyzates at higher temperatures >300 ◦ C. For
of aromatic and aliphatic polymers cyclic products are also both polyester and polyether based PUs the intramolec-
formed [79]. Researchers also showed that a recombination ular exchange to produce cyclic, low molecular weight
reaction leading to tertiary amines might be operative in urethane-containing oligomers was observed. Additionally,
the thermal degradation of N-substituted PUs [33,81]. Liaw cyclic polyesters were observed as pyrolyzates from the
and Lin showed that the thermal stability of N-substituted polyester-PU but no cyclic polyethers were observed as
PUs depends on the degree of N-substitution [82]. pyrolyzates for PEG or PTMG based PUs [86].
Chuang studied the thermal degradation of diacetylene- Berta et al. showed that PUs degrade and produce alco-
containing PUs consisting of MDI and PTMG and two hol and isocyanates in the first step in a N2 atmosphere
different short chain diols, BD and 2,4-hexadiyene-1,6-diol [87]. The second step is the dimerisation of isocyanates to
(DA), by TGA and TGA-FTIR analysis. They identified CO2 , carbodiimides, which react with the alcohol groups to give
THF and ether-containing olefin and carbodiimide as the relatively stable substituted ureas. Substituted urea then
main decomposition products; the proposed degradation decomposes in the third step. Trimerisation of isocyanates
mechanism is shown in Scheme 3 [83]. In another study, may also occur under certain conditions to yield thermally
Chuang et al. investigated the degradation of poly(siloxane- stable isocyanurate rings (Scheme 4). The final step is the
urethane) copolymers by TGA and TGA-FTIR analysis and high temperature degradation of these stabilized structures
identified degradation products between 250 and 292 ◦ C to yield volatile products and a small quantity of carbona-
due to THF and CO2 (arising from the degradation of ure- ceous char [89].

Scheme 4. Formation of substituted ureas and isocyanurate during thermal decomposition of PUs in N2 environment [87,88].
1078 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Several other studies have focused on the gaseous prod- mary amine, carbon dioxide and propenyl ether species; the
ucts from the combustion of PU [11,66,89–91]. However, latter leading to propene formation [11]. The mechanism
because of the highly crosslinked structure of the char was reduced to a depolymerization process followed by
formed even at low temperatures, detailed chemical anal- radical breakdown of the polyol chain in conjunction with
ysis of this residue has proven to be difficult [92]. simple radical formation. The radicals formed can explain
the formation of the various gaseous species formed dur-
1.6. Thermo-oxidative degradation ing heating. Researchers have shown that PU elastomers
(whose composition was changed by varying the polyol,
The oxidative stability of PUs is of great concern to mate- isocyanate and chain extender) were thermo-resistant up
rials scientists from an application point of view, as the to their melting point. In the molten state they were highly
material has to withstand both the deteriorating effect of sensitive to oxidation unless stabilized by the addition of
O2 (singlet state) as well as thermal stress [19]. During the antioxidants. The oxidation of polyethers, e.g. PEG, PPG or
autoxidation process, PUs in the presence of heat react with PTMG, usually starts at the ␣-position of the ether bridge
molecular oxygen, resulting in the loss of physical prop- and proceeds by a radical chain process via hydroperoxide
erties and discoloration of the material. During oxidative formation (Scheme 5). Oxidative initiation is thought to be
degradation process, free radicals (R• ) are produced and site-specific at the –CH2 –O– linkage when the hydrogen
react rapidly with molecular oxygen to form peroxy radi- atom is abstracted from SS followed by breakage of the C–O
cals (ROO• ). The peroxy radicals may further react with the bond and subsequent unzipping of the polyether chains
PU chain and form hydroperoxides (ROOH). In the presence [29,96]. An auto-catalytic oxidation takes place for PTMG in
of heat, hydroperoxides decompose and produce more rad- between 90 and 120 ◦ C. At the beginning of oxidation, the
icals that can reinitiate the decomposition of PUs. However, rate of O2 consumption was the same as for the formation
researchers reported that the presence of oxygen does not of hydroperoxide. However, in the latter stages of degra-
influence the decomposition rate of PU to diisocyanates dation, decomposition products also influence the rate and
and polyols, although it affects the breakage of the poly- amount of O2 consumption [98]. The sensitivity of oxidative
meric chains [93,94]. Researchers have shown that the SS degradation is higher for the PPG segment in comparison to
is more prone to oxidative degradation than the HS and PEG and PTMG segments in PUs. The formed hydroperoxide
this may be the cause of the discoloration of foams typ- decomposes and produces free radicals, which in turn fur-
ically known as scorch [95]. Under oxidative conditions, ther initiate decomposition [56]. This finally leads to chain
Gaboriaud et al. found that for polyether-based PUs, the scission and a reduction in the molecular weight of the PU
first step involves the scission of the PU molecule into pri- and, as a consequence, the mechanical properties decrease.

Scheme 5. Schematic diagram of the oxidative degradation of a PTMG segment [97].


D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1079

Scheme 6. A simplified diagram of the thermo-oxidative degradation mechanism of the ester segment in polyester based PUs [99,100].

Aldehydes, acetates and formates have been identified as for further thermo-oxidation of the polyether chains in
products resulting from oxidation [98]. polyether based PUs [19].
Polyester-PUs are more resistant to thermo-oxidative While working with an MDI based polyester-PU, Ser-
degradation than polyether-PUs. Scheme 6 shows the vay et al. have shown that the MDI methylene unit was
thermo-oxidative degradation mechanism of the ester seg- converted into a benzophenone structure (Scheme 8)
ment in a polyester based PU and the formation of char at upon oxidation whereas the urethane groups were hardly
high temperature [99,100]. The oxidation of aromatic PUs affected [98]. Their investigations on thermal aging of TPUs
results in the formation of a quinoid structure and produces showed that, in addition to the polyether segments, the MDI
discoloration in the polymer (Scheme 7; [101]). The for- structure in TPUs is also another weak point in the polymer
mation of conjugated products from aromatic PUs at the structure. Therefore, the aging of TPUs can be retarded by
beginning of thermo-oxidation might act as an inhibitor the right choice of raw materials.
1080 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

A reaction rate is defined as the derivative of conversion


with respect to time. The normalized TG curves were used
for the percentage conversion evaluation.
The rate of conversion in a dynamic TGA experiment at
a constant heating rate can be expressed as:


 d˛ 
=ˇ = k(T )f (˛) (1)
dt dT

where ˇ is the heating rate (ˇ = dT/dt, unit: ◦ C/min), k(T)


is the temperature-dependent rate constant, t is the time,
T is the absolute temperature in K (T = T0 − ˇt), f(˛) is
the differential form of kinetic model and ˛ is the extent
of decomposition defined as the ratio (m0 − m)/(m0 − mf ),
where m0 , m and mf refer to the initial, actual and final
mass of the sample. f(˛) depends on the particular decom-
Scheme 7. Mechanism of quinoid formation via hydrogen abstraction
position mechanism and describes the dependence of the
from the N- and C-atoms and electronic rearrangement of the diisocyanate
portion in the PU structure. Reproduced from [101] with permission. Copy- reaction rate to the extent of decomposition, ˛. The tem-
right 1997 John Wiley and Sons. perature dependence of the rate constant is described by
the Arrhenius equation as shown below:
1.7. Kinetic parameters from thermal degradation d˛
 d˛ 
=ˇ = Z e−E/RT f (˛) (2)
dt dT
The derivation of kinetic data in the study of PU decom-
position using TGA has received increasing attention in the where Z (pre-exponential factor, assumed to be indepen-
last decade. Kinetic data obtained from TGA is very useful dent of temperature, unit: s−1 ), E (activation energy, unit:
for understanding the thermal degradation processes and J/mol) are the Arrhenius parameters and R is the universal
mechanisms, used as input kinetic parameters through the gas constant (8.314 J mol−1 K−1 ). E, A and f(˛) are called the
course of the degradation and of the relationship of the kinetic triplet and can be used to kinetically describe the
data obtained in the process to other interesting proper- time evolution of degradation [103,104].
ties. Kinetic studies also help to identify whether or not a The preceding rate expression can be transformed into
stabilizer, filler or an additive helps to improve the ther- non-isothermal rate expressions describing reaction rates
mal stability of a material. The values for activation energy as a function of temperature at a constant heating rate, ˇ:
and reaction order obtained depend on atmosphere, sam-
ple mass, sample shape, flow rate, heating rate, and the d˛ Z
= e−E/RT f (˛) (3)
mathematical treatment used to evaluate the data [102]. dT ˇ

Scheme 8. Benzophenone formation during the thermal oxidation of MDI based PU Reproduced from [98] with permission. Copyright 2000 Elsevier.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1081

Eqs. (2) and (3) are the basic equations for kinetic calcu- Therefore, the plot of ln Z(1 − ˛)n vs. ln (1 − ˛) is a straight
lations. The simplest and most frequently given model for line with a slope equal to n:
f(˛) in TGA data is
ln Z(1 − ˛)n = ln Z + n ln(1 − ˛) (11)
n
f (˛) = (1 − ˛) (4)
Chang [107,109,110] method is very similar to the Fried-
where (1 − ˛) is the dimensionless amount of reactive man method and is based on Eq. (12).
remaining and n is the reaction order. The combination of  d˛  E
Eqs. (3) and (4) gives the following equation: ln (1 − ˛)n ] = ln Z − (12)
dt RT
d˛ Z Thus a plot of ln [(d˛/dt)/(1 − ˛)n ] (X-axis) against 1/T
= e−E/RT (1 − ˛)n (5)
dT ˇ (Y-axis) will yield a straight line only if the decomposition
reaction order n was correctly selected. The slope of the
The integral form of the rate equation in a dynamic heat-
line and intercept of the straight line to X-axis will provide
ing experiment may be expressed as
the E and ln Z, respectively.
 ZE 
g(˛) = p(x) (6) Kissinger method [111]
ˇR

where p(x) = f˛x [exp(−x)/x2 ] dx, and x = E/RT g(˛) is the Kissinger assumes that the product n(1 − ˛max )n−1 is
integral form of the conversion dependency function. independent of ˇ and obtained the following expression:
To solve the function p(x) several methods have been    ZR 
developed. Flynn–Wall–Ozawa [105], Friedman [106–108], B E
ln = ln + ln[n(1 − ˛max )n−1 ] − (13)
Chang [109,110], Kissinger [111] and other researchers have 2
Tmax E RTmax
solved this function. The equations used herein are as fol-
lows: where Tmax corresponds to the temperature at the inflec-
Flynn–Wall–Ozawa (FWO) method is a linear integral tion point of the TGA curve and ˛max is the conversion
degree at the inflection point. The plot of ln [ˇ/Tmax2 ] vs.
method based on Eq. (7) [105]. This is a relatively sim-
ple method of determining activation energy directly from 1/Tmax can be fitted to a straight line, and the activation
weight loss vs. temperature data obtained at several heat- energy, E, can be calculated from the slope of the line. The
ing rates. FWO method has the advantage that E can be Kissinger method is applicable without any assumptions
calculated without making any assumptions about the about the reaction mechanism and can be easily applied to
reaction model. determine the activation energy of thermal degradation.
The standard Eq. (5) can be given as follows: Other models for calculating kinetic triplets are shown
in Table 1 [24,106,107,112–124]. Thermal decomposition
d˛ Z −E/RT studies using TGA offer a simple and convenient method
= e dT (7)
(1 − ˛)n ˇ for use as an accelerated ageing process for quality con-
trol experiments. The kinetics of decomposition at elevated
which is integrated with the initial condition of ˛ = 0 at
temperature can be extrapolated back to the service tem-
T = T0 to obtain the following expression:
perature for which the lifetime prediction of the material
 ˛  T is required. The parameter of life-time tf of a PU structure
1 Z
F(˛) = d˛ = e−E/RT dT (8) to failure at a constant temperature can be defined as the
0 (1 − ˛)n ˇ T0 period when the sample weight loss reaches 5%. Thus the
where F(˛) is the integral function of conversion. The result mathematical integration of Eq. (3) can be deduced and give
of the integration of Eq. (8) using the Doyle approximation the new expression shown in Eq. (14), and the parameter
can be simplified as of life-time can thus be evaluated [125]:
 ZE    
0.4567E (0.95)1−n − 1
log ˇ = log F(˛) − 2.315 − (9) tf = eE/RT (n =
/ 1) (14)
R RT Z(n − 1)

Eq. (9) can used to determine the activation energy with- The above equations are used extensively for calculat-
out knowledge of the reaction order. The activation energy ing the activation energies and degradation parameters to
(E) can be obtained from a plot of logarithms of heating rate supplement the qualitative thermo-stability data in spite
(ˇ) as a function of the reciprocal of temperature (1/T) for of the criticism regarding its use in the determination of
a constant F(˛);the slope of the line will be −0.4567E/R. rate constants, activation energies, reaction orders, and
Friedman method is a linear differential method based pre-exponential factor. The criticism arises from different
on Eq. (5) [106–108]. assumptions and approaches used to solve the function p(x)
 d˛  E
by different researchers. Researchers have justifiably crit-
ln = ln Z + n ln(1 − ˛) − (10) icized different methods for the evaluation of the kinetic
dt RT
triplet (E, Z, and n) [126,127]. Vyazovkin and Wight noted
The plot of d˛/dt vs. (1/T) is a straight line with a slope that different equations ignore the fact that the correla-
equal to −E/R and an intercept equal to ln [Z(1 − ˛)n ]. The tion coefficient and other statistical measures are subject
reaction order can be evaluated by means of Eq. (11). The to random fluctuations and changes in one or more model
left-hand side of Eq. (5) is constant as the intercept of Eq. (5). parameters away from their true value can compensate for
1082 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Table 1
Different kinetic models to calculate kinetic triplets.

Model name Equation References

Coats-Redfern When n has a value different from 1, the expression is: [112]
log [{1 − (1 − ˛)1−n }/T2 (1 − n)] = log(ZR/ˇE)[l − 2RT/E] − E/2.3RT for n = l, the expression is:
log [−log (1 − ˛)/T2 ] = log (ZR/ˇE)[1 − 2RT/E] − E/2.3RT
Horowitz-Metzger / 1; and ln [ln(1 − ˛)−1 ] = E8/RTm 2 for n = 1
ln [ln(1 − ˛)1−n ] = −E/RTm 2 + ln (1 − n) for n = [113]
Tm = temperature at maximum rate of weight loss,  = (T − Tm )
MacCallum Tanner log [{1 − (1 − ˛)1−n }/(1 − n)] = log (ZE/ˇR) − 0.483E0.435 − [(0.449 + 0.217E) × 103 ]/T [114]
van Krevelen ln [{1 − (1 − ˛)1−n }/(1 − n)] = ln [Z/ˇ(0.368/Tref )E/RTref (E/RTref )−1 ] + (E/RTref + 1)ln T [115,116]
Broido ln ln(1/Y) = E/RT + Constant where, Y = (m0 − mt )/m0 [117]
Flynn ln (t) = ln [(1 − 2˛)/Z] + E/RT [118]
Flynn Wall log ˇ = log [ZE/R] − ln (˛) − 0.4567 E/RT [24,119]
Friedman-Reich-Levi ln [ˇ(d˛/dT)] = ln Z f(˛) − E/RT [106]
Achar ln [{l/f(˛)}d˛/dt = ln (Z/ˇ) − E/RT [120]
Ozawa ln ˇ = ln [0.0048ZE/R g(˛)] − 1.0516 E/RT [120]
Kissinger-Akahira-Sunose ln [ˇ/T2 ] = ln [ZE/Rg(˛)] − E/RT [121]
Phadnis-Deshpande g(˛) = ZRT2 /ˇE [1 − 2RT/E] e−E/RT [122]
Freeman-Carroll  ln [d˛/dt]/ ln(l − ˛) = n − (E/RT)[ (l/T)/ ln(1 − ˛)] [107]
Heide [ ln (d˛/dt) −  ln f(˛)]/ ln(1 − ˛) = (E/R)[ (1/T)/ ln(1 − ˛)] [123]
Vachuska-Voboril [(d2 ˛/dT2 )/(d˛/dT)]T2 = E/R − [{n/(1 − ˛)}(d˛/dT)T2 ] [124]

and hide the underlying deficiencies of a particular model [144–147]. Their study showed that the following factors
[127]. Additionally, the energy and pre-exponential factor affect the thermal stability of urethane groups:
are dependent on the heating rate used [128]. However,
some authors claim a physical meaning for these parame- (a) type of polyols used—PUs derived from primary
ters, showing that a TG curve may be correctly described hydroxyls were more stable than those with secondary
by several various kinetic models [129–138]. hydroxyls,
(b) structure of polyols—PUs derived from castor oil pos-
1.8. Polyurethanes from renewable resources sessed higher thermal stability in comparison to
soy-based PUs and PPG–PUs were least stable as
PU materials from natural, renewable substances such observed by isothermal weight losses in TGA experi-
as vegetable oils have attracted a lot of attention in recent ments. A comparison of thermal stability of soybean oil
years. The advantages of these starting materials include polyol based PU foam vs. PPO-based foam in N2 and air
their low cost, easy availability, renewability, attractive is shown in Fig. 2.
properties related to the oil structure and biodegradability (c) urethane group concentration—a higher urethane
of the resultant PUs after their use [139–143]. A wide variety group concentration lowers thermal stability,
of vegetable oils such as corn, safflower, sunflower, peanut, (d) crosslink density—higher crosslink density improve
olive, rapeseed, palm, canola, castor and soybean oils have thermal stability.
been used for the preparation of segmented PUs. Petrovic et
al. studied the thermal stability of different crosslinked PUs They have also concluded that vegetable oil based PUs
prepared from different vegetable oil based polyols and PPG have considerably better oxidative thermal stability than

Fig. 2. TGA thermograms of soybean oil polyol based PU foam vs. PPO-based foam in (a) N2 and (b) in air. Reproduced from [144] with permission. Copyright
2000 John Wiley and Sons.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1083

standard PPG based PUs [145]. Petrovic et al. also syn- obtained. In this section, we will briefly survey the struc-
thesized thermally stable polyisocyanurate cast resins and tural parameters and their effect on the thermal stability of
foams from soybean oil-based polyols [148,149]. PUs.
Xu et al. synthesized PUs with different soft segment
weight concentration from polyricinoleate diol (synthe-
sized from methyl ricinoleate), MDI and BD and showed 2.1. Hard segment structure
that polyricinoleate segmented PUs are stable enough to
be processed by injection molding and extrusion [150]. The thermal decomposition of PUs starts with the
In this regard, PUs based on lignin, a renewable mate- decomposition of the HS; therefore, the chemical composi-
rial containing both aromatic and aliphatic hydroxyl groups tion, content, length, structure, symmetry and distribution
has also showed good promise of better thermal properties. of the HS plays an important role in PU thermal stabil-
For instance, Sarkar and Adhikari prepared lignin-hydroxy ity [29,152]. The decomposition route is strongly affected
terminated polybutadiene (HTPB) copolyurethane and by the pseudo-crosslinking effect which results from HS
HTPB–PU and studied the dynamic and isothermal TGA aggregation. The HS domain generally exhibits a degree of
behavior in air [151]. They showed that the thermal stabil- order or semicrystalline structure that is able to reinforce
ity of lignin-HTPB containing PUs were higher than that of the polyurethane. The presence of an amorphous region
HTPB–PUs. The lower rate of thermal degradation of lignin- inside the HS domain may constitute a weak part [153].
HTPB copolyurethane was attributed to its higher crosslink Matuszak and Frisch compared the thermal degradation
density than that of HTPB–PU. of PUs based on PEG and three diisocyanates: H12 MDI,
TDI, and XDI [154]. At higher temperatures (>300 ◦ C), ther-
mal degradation predominately yielded amine and CO2 .
2. Parameters affecting thermal stability The aliphatic H12 MDI:PEG PU was more thermally stable
than the aromatic TDI- and XDI-based materials. Song et
The thermal degradation and stability of PUs is related al. evaluated the thermal stability of three PUs based on an
to the HS, SS and CE structures. Hence, it is understandable aliphatic polyester and three diisocyanates, i.e., MDI, XDI
that with variations in the type and amount of these three and TDI [27]. The authors synthesized an aliphatic polyester
basic building blocks of PUs, namely, diisocyanate, long- using adipic acid, hexanediol and 1,2-propanediol. Their
chain diol or short-chain diol, the thermal stability of the observations suggested the thermal stability order: XDI-
resultant product can be altered. The degree to which the based PU > MDI-based PU > TDI-based PU. Their results
HS and SS phase separate into microdomains also plays a implied that the alkyl isocyanate nature of XDI produces
vital role in determining the thermal stability of segmented more thermo-stability and that the absence of symme-
PUs. Also, using the same starting materials, the thermal try in TDI reduces hard segment crystallinity as well as
stability of PUs can be varied simply by changing the ratio thermal stability for TDI-based PUs. Zhang and Huang
of the HS to SS (i.e., NCO:OH ratio), catalyst concentra- observed that MDI based PUs are thermally more stable
tion, temperature of the reaction and method of synthesis. than the corresponding TDI based PUs [34]. Chattopad-
Therefore, a number of parameters including structural hyay et al. studied moisture-cured PUs prepared from
features, as well as the reaction conditions, can have a dra- PTMG, TMP and IPDI as well as PTMG, TMP and TDI at
matic influence on the thermal stability of the final polymer an NCO:OH ratio of 1.6:1 [35,155]. The results showed that

Scheme 9. Structures of MDI, DMMDI, TODI, MPDI, TDI, DADI and polymeric MDI [158].
1084 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

at lower temperature during the TGA experiments the PU bond thermal stability for DMMDI and TODI based PUs.
prepared from the aliphatic diisocyanate (IPDI) was more Similarly, a comparison of the specific rate constants for the
stable than the aromatic diisocyanate (TDI) containing PU, thermal cleavage of urethane linkages prepared from 2,6-
whereas at higher temperature the stability order followed TDI and 1,3-phenylene diisocyanate (MPDI) showed that
the reverse trend. Coutinho et al. compared the thermal the ortho-methyl group in TDI increases steric crowding of
stability of aqueous PU dispersions (PUDs) in N2 with dif- the urethane linkage (Scheme 9; [158]).
ferent diisocyanates and showed that the flexible –(CH2 )– Polymeric isocyanates (such as polymeric MDI) are
chain in hexamethylene diisocyanate (HDI) facilitated ther- extremely thermally stable and produce thermally sta-
mal degradation, whereas PUs prepared from diisocyanates ble PUs. Baumann showed that PUs prepared from a
with cycloaliphatic structures such as H12 MDI and IPDI polyoxypropylene triol, Pluracol TP-440, and four dif-
were more thermally resistant [156]. H12 MDI-PU showed ferent isocyanates followed the thermal stability order:
the highest thermal stability in the group because its more HDI < 2,4-TDI < dianisidine diisocyanate (DADI) < polymeric
symmetrical nature can enhance intermolecular interac- MDI [159].
tions. Liminana et al. prepared different anionic aqueous
A comparison of the thermal stability of PUDs using PUDs using the prepolymer mixing process and showed
diisocyanates with cycloaliphatic structures (H12 MDI and that decreasing dimethylol propanoic acid (DMPA) con-
IPDI) and aromatic structures (TDI) showed that at low tent increased the particle size and thermal stability of the
temperature the aromatic diisocyanate resulted in poly- ionomer due to a decrease in hydrophilicity and the pres-
mer chains with lower thermal stability. The aromatic rings, ence of lower HS content, respectively [160].
with 2,4- and 2,6-isocyanate groups formed asymmetrical Researchers showed the following thermal stability
rigid chains, which makes the HS–HS interactions difficult order for the following isocyanate derivatives formed in the
and thereby reduces thermal resistance at the beginning HS during PU formation:
of the process, but at high temperatures TDI based PUDs
showed improved stability. Stanciu et al. have shown that isocyanurate > urea > urethane > biuret > allophanate.
diisocyanates from HS influence the thermal stability of
PU–polysiloxane elastomers in the order: TDI < MDI < HDI Isocyanurates degrade above 270 ◦ C and are the more
in air [157]. For polyester-polyurethane, the thermooxida- stable structure obtained from isocyanates [19].
tive stability of different diisocyanates follows the order:
2.2. Soft segment structure and molecular weight
NDI > 4, 4 -diphenyl ether diisocyanate > TDI > MDI

> HDI. The chemical composition and molecular weight distri-


bution of the incorporated soft block influences the thermal
Similarly, for PPG-isocyanate system the rate of O2 stability of the resulting material. Additionally, polyols con-
absorption at 140 ◦ C was found to be lower for NDI and taining aromatic groups show higher thermal stability than
higher for HDI and the order of O2 absorption follows: that of aliphatic polyols [151]. Pielichowski et al. studied
HDI > MDI > TDI > NDI. Thus, the higher aromaticity in these the thermal degradation of PUs based on MDI and differ-
diisocyanates results an increased resistance against ther- ent polyols [75]. They proposed that the higher the oxygen
mal oxidation [19,97]. content in the polyol the higher the weight loss. Ge et al.
Singh reacted a series of aromatic diisocyanates shown used two different polyols namely PTMG (Mn = 1500) and
in Scheme 9 with polyethylene glycol adipate and produced fluorinated polyether glycol (PTMG-g-HFP, Mn = 1500) and
NCO-capped prepolymers [158]. The NCO-terminated pre- synthesized fluorinated PUs (FPUs) and hydrogenated PUs
polymers were further reacted with TMP to form PU (TPUs), respectively using HDI or TDI as the diisocyanate
networks. It was shown that the specific rate constant and BD as the chain extender [161]. Their thermal decom-
for the cleavage of urethane groups based on dimethyl position study in a N2 atmosphere showed that the FPUs
diphenylmethane diisocyanate (DMMDI) and o-tolidine were more thermally stable in comparison to TPUs. Petrovic
diisocyanate (TODI) at any given temperature was about et al. investigated the effect of molecular weight and con-
twice that of MDI based urethane. There are two oppos- centration of the SSs on the apparent activation energies of
ing factors that affect the stability of DMMDI and TODI the thermal degradation of PUs [29]. The thermal stability
based PUs such as (1) ortho-methyl groups exert +I effect of PUs prepared from polyols depends on the functionality
and stabilize the urethane linkage, and (b) steric or crowd- and equivalent weight of the polyol, i.e., on the number of
ing effect of methyl group at the ortho position of the ring urethane groups per unit volume. Wang and Hsieh investi-
and in the vicinity of the urethane linkage destabilizes the gated the thermal stability of PUs prepared from MDI, three
urethane group. Singh showed that the steric effect over- different polyols (namely PEG, PPG and PTMG) and ethy-
whelms the +I effect and results in decreasing urethane lene diamine chain extender at a 1:2:1 mole ratio [162].
Their observation suggests the stability order of:
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1085

Scheme 10. The conformational arrangements of different diol chain extenders used in PU formulations. For comparison purpose of hydrogen bonding,
the most stable staggered conformation is shown here. Double sided arrow shows the butane–gauche interactions.

in both N2 and air environments. Increasing the soft seg- molecular volume, functionality of the CE and the con-
ment molecular weight from 1000 to 2000 suggested that formational arrangement can influence hard segment
for PPG-PU, thermal stability decreased while thermal packing, crystallinity and thus the thermal stability of the
stability for both PEG-PU and PTMG-PU increased with hard domains. Lee and Ko have shown that an increase
increasing molecular weight of the SS. Coutinho et al., in the CE concentration lowered the initial degrada-
while studying the thermal stability of different aqueous tion temperature as revealed from TGA [46]. CEs used
PUDs, concluded that higher length SSs improved the ther- to prepare PUs may be either aliphatic, cycloaliphatic
mal stability [22]. Grassie et al. showed that the threshold or aromatic in nature. Among the aliphatic diols used
degradation temperature of polyester PU–urea increases as chain extenders, BD is widely used as it gives a
with increasing SS content [163]. In another work, indi- high degree of phase separation. The conformational
rect evidence for the mutual stabilization effect of soft arrangement of different diol chain extenders is shown in
and hard phases was presented [51]. The authors reported Scheme 10. Bulky chain extenders, such as 2-butyl 2-ethyl
that at the initial stage of degradation, thermal stabil- 1,3 propanediol (BEP) or 2,2-dimethyl 1,3 propanediol
ity increased with increasing soft segment concentration, (DIE), because of the presence of side branching, leads to
while the reverse is true in the later stages of degradation reduced phase separation and produces less thermally
[51]. stable PUs [30,63]. The presence of a side functional
Researchers have noticed that polyester-based TPUs group in the CE molecule interferes with the formation
exhibit equally rapid degradation in air and N2 , indicating of urethane–urethane hydrogen bonds which makes it
that a non-oxidative degradation mechanism is involved difficult for HSs to agglomerate, i.e. their phase separation
[164,165]. Ester and ether bonds dissociate in N2 at approx- becomes hindered. Blackwell et al. suggested that CEs with
imately 260 and 350 ◦ C, respectively. On the other hand, the an even number of CH2 groups in its backbone produces
oxidation of SSs plays a major role in the aging of polyether polymers with a more phase separated structure than
based PUs. This finally leads to chain cleavage, i.e. a decrease those containing an odd number of carbons [167–169].
of the molecular weight. In polyethers, the CH bond of the Chuang prepared MDI and PTMG-1000 containing PUs
methylene group adjacent to the oxygen (␣-carbon) is sen- with two different chain extenders, 2,4-hexadiyene-1,6-
sitive to oxidation, followed by breakage of the C–O bond diol (DA) and 1,4-butylene diol (BYD), and showed that
and subsequent unzipping of the polyether chains [29,166]. DA produces more thermally stable PUs in comparison to
Therefore, in O2 , polyether–urethanes are less thermally BYD chain-extended PUs [83]. In another study, Chuang
stable than polyester–urethanes because of the oxidative et al. prepared PTMG-MDI based PUs using 1,3-bis(4-
cleavage of the polyether structure at high temperatures hydroxybutyl)-1,1,3,3,-tetramethyldisiloxane (OH-BTMS),
[58]. 1,3-bis(3-aminopropyl)-1,1,3,3,-tetramethyldisiloxane
(NH2 -BTMS) and BD chain extenders and concluded that
2.3. Chain extender structure samples with OH-BTMS as a chain-extender were more
thermally stable in the initial step of degradation than
A number of systematic investigations have been those with NH2 -BTMS or BD as the chain-extenders [170].
made to study the effect of the chemical structures of However, following the initial step of degradation, NH2 -
CEs on the thermal stability of PUs. The chain length, BTMS chain extended PU samples had an unexpectedly
1086 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

higher thermal stability than those with OH-BTMS and BD used earlier and showed that PU–urea prepared from BAPS
as the chain-extended PUs. exhibited higher thermal stability due to the presence of
Diamine chain-extended PUs leads to the formation of the polar sulfone group [173]. The structures of MOCA,
urea bonds whereas urethane bonds are produced by diol BAPF6 P and BAPS are shown in Scheme 11.
CEs. The urea structure has a higher hydrogen bonding Lin et al. used diphenyl silanediol and methylphos-
capability, rigidity and tends to promote more complete phonic acid as CEs with an NCO-capped PU prepolymer
phase separation as compared to the urethane linkage [23]. prepared from PTMG and MDI and showed that Si–PU had
Therefore, diamine chain extended PUs are more thermally higher thermal stability because of the presence of the ther-
stable than diol chain extended PUs [35,155]. Coutinho et mally stable silicon-containing segment [174]. On the other
al. showed that hydrazine as a CE improved the thermal hand, P–PU showed less stability since the phosphorus-
stability of PUDs when compared with ethylene diamine containing segment easily degrades during thermal stress.
CE PUDs due to the higher polarity of the resultant HS [22]. Subramani et al. prepared silylated PUDs (SPUDs) using
Liaw compared the thermal stability of tetrabromo a prepolymer of PTMG, DMPA and IPDI (NCO:OH ratio
bisphenol-A chain extended PUs to that of unbrominated of 1.2:1 and 1.4:1). The NCO capped PUD ionomers were
bisphenol-A chain extended PUs and showed that substi- chain extended with 3-aminopropyl trimethoxysilane and
tution of the aromatic rings in aromatic diol containing the it was shown that the thermal stability of the SPUDs were
CE structure reduces the thermal stability [25]. In addition, higher than that of the pure PUDs without any CE and with
Liaw gave the thermal stability order for PUs with different tetraethylene pentamine chain-extended PUDs [175].
aromatic diol CEs as [25]:

The lower thermal stability of the bisphenol-AF-based


PUs was attributed to the weaker intermolecular forces 2.4. Effect of NCO:OH ratio
between the polymer chains.
A comparison of the thermal stability of different The ratio of isocyanate to hydroxyl (NCO:OH) plays
aromatic diamine chain extended PU–ureas showed the an important role in determining the structure and
stability order:

thermal properties of PUs. Researchers have shown


The lower stability of PU-DIS was due to the presence that increasing the NCO:OH ratio has an influence on
of weak sulfur–sulfur (S–S) bond or divalent sulfur (SII ). side product formation and thereby changes the onset
The larger size of the 3p orbital than that of the 2p orbital decomposition temperature [24,26,176]. The presence of
causes poor sp3 hybridization and overlapping, thus pro- excess isocyanate in the reaction system may result
moting a weaker S–S ␴-bond than that of sp3 –sp3 (2p–2p) in side reactions that produce allophanate and biuret
overlap as in the C–C bond. On the other hand, the presence (Scheme 12; [9]). Allophanate and biuret crosslinks decom-
of strong resonant aryl sulfone groups in PU-SUL forms a pose quite readily on heating whereas conventional
strong and thermally stable C–SVI bond due to the higher urethane and urea crosslinks decompose at consider-
electron affinity of SVI , and greater ␴-bonding orbital over- ably higher temperatures. Additionally, isocyanates may,
lap. In addition, the SUL chain extended PU chain has a under appropriate conditions, react with themselves to
highly phase-separated structure and hence a higher ther- give dimer uretidione or trimer isocyanurates. The iso-
mal stability [35,155,171]. cyanurate linkage possesses an inherently higher thermal
Qin et al. prepared 2,2-bis[4-(4-aminophenoxy)phenyl] stability than that of the urethane linkage (urethane
hexafluoropropane (BAPF6 P; a fluorine-containing bisphe- dissociates at approx. 200 ◦ C as opposed to 350 ◦ C for
noxydiamine) and methylene bisorthochloroaniline polyisocyanurates) [26,177]. Isocyanate-based polymers
(MOCA) chain extended PU–urea, F-PU and M-PU, respec- provide thermo-stability in the following order: isocya-
tively from the NCO capped prepolymer of TDI and nurate (350 ◦ C) > urea (250 ◦ C) > urethane (200 ◦ C) > biuret
PTMG-1000 that was prepared at an NCO:OH ratio of (135–140 ◦ C) > allophanate (106 ◦ C) [19,178]. Bajsic et al.
2:1 [172]. Their study showed that F-PU possessed better found that an increase in the HS content by varying the
thermal stability in comparison to M-PU. In another NCO:OH ratio from 2:1 to 4:1 results in an enhance-
work from the same group, they prepared bis[4-(4- ment of the onset decomposition temperature for both
aminophenoxy)phenyl]sulfone (BAPS) and MOCA chain of the two decomposition steps [179]. Similarly, Asif
extended PU–urea from the NCO capped PU prepolymer and Shi showed that for the synthesized waterborne
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1087

organometallic compounds accelerate the formation of


urethane as well as urea. Some of the catalysts widely used
are [9]:
Tertiary amines. Triethylamine (TEA), tripropylamine,
dimethyl aniline, N-methyl morpholine, N,N -dimethyl
piperazine, N,N-dimethyl cyclohexylamine, 1,4-
diazabicyclo [2.2.2] octane (DABCO), N,N,N ,N -tetramethyl
methane diamine, etc. Catalytic efficiency of tertiary
amines depends on the chemical activity and the structure
of the catalyst. For instance, increasing the basicity of
tertiary amines by substituents with increased +I effect
increases the catalytic activity [181].
Organometallic compounds. Dibutyltin dilaurate
(DBTDL), diethyltin dicaprylate (DETDC), dibutyltin
di-2-ethylhexoate, stannous octoate, stannous oleate,
THORCAT 535 (organomercury catalyst, phenyl mercury
ester), ferric acetylacetonate (FeAA), tetravalent tin com-
pounds of the type Rn SnX(4−n) with R being a hydrocarbon
Scheme 11. Structures of MOCA, BAPF6 P and BAPS [173].
group (alkyl, aryl, cycloalkyl, etc.) and X being a halogen
atom or a carboxylate group (acetate, laurate, etc.), etc. [9].
hyperbranched PU–acrylate UV cured films, the thermal In some cases, a formulator may prefer to use a com-
degradation temperature and activation energy calculated bination of catalysts consisting of a tertiary amine and
from the initial stages of degradation increased with a tin compound. Some of these catalysts can also cat-
increasing HS content [180]. alyze the trimerization reactions if an excess of isocyanate
is present. Semsarzadeh and Navarchian examined the
2.5. Effect of catalyst effect of DBTDL concentration on isocyanurate forma-
tion at an NCO:OH ratio of 2 and observed that the
Catalysts play an important role in the reactions of iso- trimer/urethane ratio increased with increasing catalyst
cyanates. Various catalysts such as tertiary amines and concentration [24]. Their observations on the use of dif-

Scheme 12. Formation of secondary isocyanate reaction products [9].


1088 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

ferent catalysts suggest that PUs synthesized with DBTDL 3. Methods to improve thermal stability of PUs
are generally more thermally stable than those synthesized
with FeAA. Researchers also reported that stannous octoate Thermally stable PUs have recently gained considerable
and DETDC have a stabilizing effect towards thermo- attention because of their potential application in a number
oxidation of PUs prepared from PPG and TDI, whereas of areas. Many applications of PUs require materials that
DABCO initiates an early oxygen absorption around can resist a variety of external stresses such as heat and
170–180 ◦ C [97]. fire among others. However, pure PUs generally have low
thermal stability at high temperatures and thermal degra-
2.6. Effect of crosslink density dation can begin to occur at processing temperatures above
180 ◦ C, depending on the parameters already discussed. It is
In the case of crosslinked PUs, the thermal stability well documented in the literature that the chemical mod-
depends primarily on crosslink concentration rather than ification of the PU backbone through the introduction of
on molecular weight itself. Drastic variations in PUs proper- thermally stable heterocyclic structures such as isocyanu-
ties can be introduced by varying the extent of crosslinking. rate, oxazolidone, imide, triazine or phosphazene are viable
PUs having different thermal stability may be formed by the methods for improving thermal stability. The thermal sta-
reaction of excess isocyanate with urea or urethane groups bility of these linkages, as measured on model compounds
yielding biuret or allophanate crosslinking, using diiso- and model polymers, has been reported by a number of
cyanates or polyols with functionality > 2 or by using tri different investigators [182–192]. Scheme 13 shows the
or poly-functional alcohols or amines as CEs. Additionally, formation of different heat-resistant isocyanate-based link-
variations in the cure conditions and crosslinker concen- ages.
trations also influence the properties of PUs by affecting Kordomenos et al. reported that the thermal stability
the extent of crosslinking and, therefore, the structure of of different heat resistant groups in PUs for the studied
the network. Researchers have shown that PUs with high model systems decreases in the order: isocyanurates
crosslink density possess good thermal stability in inert as (380–420 ◦ C) > oxazolidones (330–360 ◦ C) > urethanes
well as in oxidative environments [14,154]. This is because (260–360 ◦ C) [193,194]. The thermal decomposition data
more thermal energy is needed to break the additional are for model PU systems.
bonds with increasing crosslink density before the break-
down of the total network takes place [19]. Factors that 3.1. Poly(urethane-isocyanurate)
govern the degree of crosslinking are the functionality of
the reactants, NCO:OH ratio, triol/diol ratio and side prod- The isocyanurate ring is generally produced by iso-
uct formation. cyanate trimerization using selective catalysts and is both

Scheme 13. Formation of heat-resistant isocyanate based polymers [192].


D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1089

Scheme 14. Structure of trifunctional isocyanurate monomers.

hydrolytically and thermally very stable, as already dis- isocyanurate or tris[2-(acryloyloxy)ethyl] isocyanurate
cussed. The reaction between the isocyanate groups and (Scheme 14) can be used as crosslinkers in PU formulations.
the formation of poly(urethane-isocyanurate) generally
takes place at high temperatures such as 120–140 ◦ C and
3.2. Poly(urethane-oxazolidone)
in the presence of catalyst [195]. For instance, Sendi-
jarevic et al. used 2,4,6-tris(dimethylaminomethyl)phenol
The chemical reaction between an isocyanate group and
(DMP-30) as a catalyst for the preparation of poly(urethane-
an epoxy group containing compound is the most conve-
isocyanurate) by the trimerization of an NCO-terminated
nient methods used for the synthesis of oxazolidone rings.
urethane prepolymer [192]. The trimerization reaction can
Oxazolidone groups in PUs increase the heat resistance of
also be carried out at room temperature using an epoxy
such polymers and improve the properties for high temper-
compound (ethylene, propylene or butylene oxide) and a
ature applications.
tertiary amine catalyst. For instance, Burkus used a tri-
The substituents on the oxazolidone ring influences
ethylamine and propylene oxide mixture as a trimerization
the thermal stability of PU–oxazolidones. For instance,
catalyst for the preparation of PU–isocyanurate from an
electron-donating substituents on the nitrogen increase
NCO-capped polyester prepolymer [196].
the thermal stability and the presence of electron-
Researchers have demonstrated that solvents with a
withdrawing groups decrease the thermal stability of the
high dielectric constant (εr ) favor the trimerization reac-
oxazolidone ring [193,194].
tion. For instance, dimethyl sulfoxide (εr = 45.0 at 20 ◦ C),
The formation of oxazolidone is a very complex reac-
because of its high polarity, has a high relative reactivity
tion. In addition to oxazolidone formation, side reactions
(12.3) for the trimerization of phenyl isocyanate. On the
such as isocyanurate formation also take place. The selec-
other hand, benzene (εr = 2.28 at 20 ◦ C), a less polar solvent
tivity of oxazolidone formation was found to be affected by
possess relative reactivity of 1.47 for the trimerization of
the type and amount of catalyst, type of reactants, reaction
phenyl isocyanate [181].
media and even the mode of reactant addition [197,198].
In addition, 1,3,5-tris(2-hydroxyethyl) isocyanurate,
In order to obtain the highest yield of 2-oxazolidones, the
tris(2,3-epoxypropyl) isocyanurate, tris(2-propene)
synthesis should be carried out at temperatures over 100 ◦ C

Scheme 15. Synthesis of NCO-terminated oxazolidone adduct from the reaction of diglycidyl ether of bisphenol A and a diisocyanate or NCO-capped PU
prepolymer [192].
1090 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 16. Synthetic route used to prepare crosslinked poly(urethane-oxazolidone) [198].

and excess isocyanate with respect to epoxide should be Iwakura prepared oxazolidone derivatives by the reac-
avoided [199,200]. A schematic diagram of the synthesis tion of urethane compounds and epoxides using tertiary
of an NCO-terminated oxazolidone adduct from the reac- amines and quarternary ammonium salts as catalysts [201].
tion of diglycidyl ether of bisphenol A and a diisocyanate or Frisch reported several different types of oxazolidone-
NCO-capped PU prepolymer is given in Scheme 15. forming catalysts consisting of metal alkoxides (e.g.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1091

methoxides of aluminum, calcium and magnesium), metal sulphonyldiphthalic anhydride (DSDA). These are widely
halides, and their complexes with thioethers, phosphines, used commercially available acid dianhydrides that can
phosphine oxides and organometallic compounds such as be reacted with an NCO-capped PU prepolymer. This
dialkyl zinc and trialkyl aluminum [202,203]. Kitayama and method has the benefit of using commercially available
coworkers synthesized polyoxazolidone elastomers using NCO-terminated PU prepolymers and enhancing the
a MgCl2 –hexamethylphosphoric triamide complex as cat- phase separation due to the strong dipole–dipole interac-
alyst [200]. Using the complex catalyst AlCl3 –triphenyl tion of the imide groups present in the HS [183,189,212].
phosphine oxide (TPPO), it was possible to obtain NCO- Scheme 17 shows the formation of poly(urethane-imide)
terminated oxazolidone adducts based on 2,4-TDI and from the reaction of an NCO-capped PU prepolymer and
80/20 TDI with low isocyanurate formation, in the tem- PMDA.
perature range of 60–110 ◦ C. Under the same reaction • reaction of NCO-capped PUs with aromatic diamines and
conditions, the complex catalyst AlCl3 –TPPO was more dianhydrides to prepare PU–imides [9].
efficient than AlCl3 and AlC13 -hexamethylphosphoric • reaction of an acid dianhyhydride with aminoethanol to
triamide [204–206]. Sankaran and Chanda reacted NCO- produce a hydroxyl-terminated imide monomer, which
capped polybutadiene with an aromatic diepoxy com- can then be reacted with an NCO-capped PU prepolymer
pound to prepare an oxazolidone–urethane copoly- [9].
mer [207]. Yeganeh et al. prepared N-methyl aniline • reaction of an oligoimide with an NCO-terminated PU
blocked (TDI + TMP) adduct, which was later on reacted prepolymer [213].
with glycidyl terminated PU to prepare crosslinked • reaction of an NCO-terminated PU prepolymer with
poly(urethane-oxazolidone) (Scheme 16; [198]). Roth et glycols containing an imide functional group as CE
al. synthesized isocyanurate-oxazolidone systems from [183–185]. Qin et al. prepared several new glycols con-
the reaction of an isocyanate-capped PU prepolymer taining both imide and sulfone groups with the name
with diepoxy compounds [208]. Frisch and coworkers sulfonyl bisimide glycol (SBIG; Scheme 18) from pri-
prepared poly(urethane-isocyanurate-oxazolidone)s from mary aromatic diamine, trimellitic anhydride (TMA) and
either the reaction of NCO-terminated prepolymers with excess low molecular weight glycols [214]. The synthe-
triglycidyl isocyanurate or the trimerization of equimo- sized SBIGs were used as CEs along with an NCO-capped
lar mixtures of NCO-terminated urethane prepolymers PU prepolymer to prepare a series of thermoplastic
and an NCO-terminated oxazolidone prepolymer adduct poly(urethane-imide)s.
[209]. • reaction of diisocyanates containing built-in imide
groups with polyols [215].
3.3. Poly(urethane-imide) • intermolecular Diels–Alder reaction of 4-methyl-1,3-
phenylenebis (2-furanylcarbamate) with bismaleimides
The chemical modification of PU chains by the incorpo- [216,217].
ration of heterocyclic imides has been another method used • reaction of polyamic acid [218] and diimide-dinaphthols
for improving thermal stability. Several synthetic method- [219] with a PU prepolymer to produce a PU–imide.
ologies have been followed to introduce imide structures
into PUs [152,210–212]. Some of the widely used methods
include: The presence of free isocyanate groups in NCO-capped
PU prepolymers has a disadvantage because of isocyanate
• introduction of imide groups via chain extender: toxicity and therefore as an improved method glycidol is
pyromellitic dianhydride (PMDA), mellophanic dian- used to convert the NCO-terminated PU into an epoxy-
hydride, 3,3 ,4,4 -biphenyl dianhydride, 2,3 ,3,4 -biphe- terminated PU. For instance, the crosslinking reaction of
nyl dianhydride, 2,2 ,3,3 -biphenyl dianhydride, benzo- an epoxy-terminated PU with diimide diacid and polyamic
phenonetetracarboxylic dianhydride, 4,4 -hexafluoroi- acid are reported by Yeganeh et al. (Scheme 19; [183,220]).
sopropylidenediphthalic anhydride, 2,2 -pyromellit- On the other hand, the incorporation of both imide and oxa-
diimidodisuccinic anhydride, 3,3 ,4,4 -benzophenone zolidone rings into the PU backbone was reported by Nair
tetracarboxylic dianhydride (BTDA), and 3,3 ,4,4 - et al. [221].

Scheme 17. Formation of poly(urethane-imide) from the reaction of NCO-capped PU prepolymer and PMDA.
1092 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 18. Synthesis of sulfonyl bisimide glycol. Reproduced from [214] with permission. Copyright 2005 John Wiley and Sons.

3.4. Other methods Karak prepared s-triazine containing hyperbranched


polyamines from 4,4 -(1,4-phenylenediisopropylidene)
Other methods of improving the thermal resistance of bis-aniline and cyanuric chloride using the A2 + B3
PUs are: approach (Scheme 20) in high yield that was then used
as a crosslinking agent to increase the thermal stability
(a) use of a soft component containing a thermostable of PUs [231].
heterocyclic ring, such as an s-triazine ring [222]. (d) use of high aromatic ring concentrations in the HS or SS.
Polyetherols of this type are most often obtained in An aromatic ring has a stabilizing effect against ther-
reactions of isocyanuric acid [223], melamine or their mal degradation [232,233]. Bruk [234] and Winslow et
derivatives with oxiranes [224,225]. al. [235] showed that polymers with high concentra-
(b) incorporation of azomethine (–CH N–) linkages in the tions of aromatic rings in their repeating unit degrade to
PU structure and making poly(azomethine urethane)s form relatively small amounts of volatile products and
that result in improved thermal stability [226,227]. the main degradation reaction led to fusion of the aro-
(c) use of hyperbranched polyol (HBP) or hyperbranched matic rings with the formation of char. Researchers also
polyamine as a crosslinking agent [228]. The thermal reported that the formation of nonvolatile char depends
stability improves with increasing generation number on the concentration of aromatic rings in the polymer
of the HBPs [229,230]. In a recent report, Mahapatra and [193,194].
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1093

Scheme 19. Synthesis of poly(urethane-imide) from epoxy capped PU prepolymer using (a) diimide diacid [183] and (b) polyamic acid [220].

4. Inorganic–organic hybrids effect of a number of fillers (carbon black, silica, aluminum


oxide and zirconium (III) oxide) on the thermal proper-
Inorganic–organic hybrid PUs possess inherently higher ties of PU elastomers prepared from hydroxyl-terminated
thermal and oxidative stability because of their unique polybutadiene [236]. In general, both reducing the size
interfacial interaction and the synergistic interaction and increasing the aspect ratio of the filler are routes to
between these components. The nature of the interface or enhancing their effectiveness against thermal degradation
the links and interactions between the organic and inor- [87,237]. Mahfuz et al. reported the enhancement of ther-
ganic components is used to categorize PU hybrids into mal stability of PU foams through the use of TiO2 and
Class I and Class II materials [9]. Class I materials are SiC particles [238]. They showed that thermal stability
those where no covalent or iono-covalent bonds are present increases with increasing TiO2 amount, due to its catalytic
between the organic and inorganic phases. The interactions effect on the cross-linking of the PU foams. On the other
between the two components in these materials are weak hand at highest SiC content (3 wt%) the fillers weaken the
such as hydrogen bonding, van der Waals, London or elec- van der Waals interaction between PU chains and decrease
trostatic forces. On the other hand, in Class II materials a thermal stability [238]. The high surface area of nano-sized
covalent link is established between the soft organic and fillers results in increasing the interfacial interaction and
hard inorganic components through a chemical reaction thereby the thermal stability of the binder can be improved.
[9]. Below we will discuss the thermal properties of PU Different nano-sized fillers widely used to reinforce a PU
hybrid materials having Class I and Class II inorganic phases. matrix are nano-silica, Fe2 O3 , TiO2 or clay particles. Nano-
sized silica particles possess a large interfacial area when
4.1. Incorporation of fillers dispersed properly and thereby improve the thermal stabil-
ity as they significantly reduce the heat release rate of the
A wide variety of fillers, whiskers and fibers, clays and polymers. Yang et al. used aqueous solutions of colloidal sil-
wollastonites have been used in PU formulations to rein- ica to prepare PUD–silica hybrids and showed that hybrid
force the matrix. Conventional PU microcomposites are films possess good thermal stability in comparison to the
usually formulated by premixing the inorganic compo- pure PUDs [239]. Kim et al. prepared nanosilica-reinforced
nent with the polyol and then reacting the mixture with UV-cured PUDs from two different nanosilicas – hydropho-
diisocyanates. In general, the degree of thermal stability bic nanosilica and hydrophilic modified nanosilica – and
improvement of PUs depends on the size, shape, nature, showed that the decomposition temperatures of the PU,
amount of filler used, dispersion uniformity, as well as especially that of the HS, increased with the addition of and
the degree of interaction between the inorganic filler and with increasing amount of silica, thus improving the ther-
the PU matrix. Therefore, ideal performance is achieved mal stability of the segmented PUs [240]. The above effect
using inorganic fillers of nano-scale dimensions that are was more pronounced with the hydrophilic modified sil-
uniformly dispersed throughout the matrix and interact ica indicating a better dispersion of this type of silica in PU
strongly with the organic matrix. Benli et al. studied the ionomers where the ionic center is hydrophilic in nature.
1094 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 20. Synthesis of hyperbranched polyamine by Mahapatra and Karak [231].

4.2. Silica grafting into PU/silica nanocomposites resulted in increased ther-


mal stability [246].
Fumed or ultrafine silica is a widely used inorganic filler
in the composites industry and, accordingly, the improve- 4.3. Organically modified layered silicates
ment of the mechanical behavior of silica composites has
been for years the object of experimental investigations, Talc, mica, montmorillonite (MMT), hectorite, rectorite,
many of them involving the chemical modification of the laponite and saponite belong to the 2:1 layered or phyl-
particle surface and/or polymer grafting [241]. The chemi- losilicates family. Generally, the naturally occurring clays
cal modification or functionalization of silica nanoparticles are of hydrophilic character and require modification
and attachment of the modified silica to PUs are of great by intercalating with amino acids, alkyl ammonium or
interest owing to their improved properties and potential phosphonium salts or with cationic surfactants to make
use in several different applications. This system with cova- them hydrophobic and organically compatible. Otherwise,
lently anchored functional groups on the silica causes its phase segregation and filler agglomeration results, which
surface to have specific attributes, such as a stereochemical decreases the overall performance of the PU composite.
configuration and binding sites that enhance compatibil- Thus, it is desirable to use stable and organically modified
ity with organic binders which improves thermal stability. hydrophilic clay particles as fillers. Wang and Pinnavaia
The modification of silica surfaces via the reaction of sur- demonstrated maximum benefit from nanolayer disper-
face silanols with different organic molecules is shown in sal and reinforcement using montmorillonites exchanged
Scheme 21 [241–245]. Incorporation of increasing amounts with long-chain onium ions (carbon number > 12) [247].
of 3-aminopropyl triethoxysilane (APTS)-modified silica Chang and An studied the thermal stability of PU
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1095

Scheme 21. Surface modification reactions of silica nanoparticles [241–246].

nanocomposites with three different organoclays such ity of the organoclay [254,255]. For instance, Seo et al.
as hexadecylamine–montmorillonite (C16 –MMT), dode- reported that the thermal stability and fire resistance prop-
cyltrimethyl ammonium–montmorillonite (DTA–MMT) erties of PU/clay nanocomposites were enhanced when
and Cloisite 25A [248]. C16 –MMT and DTA–MMT were a higher degree of dispersion of filler using ultrasound
prepared using the same Na+ MMT with different organo- treatment during montmorillonite modification with iso-
modifiers, e.g., hexadecylamine and dodecyltrimethyl cyanate was achieved [256]. The observed ‘labyrinth effect’
ammonium bromide, respectively. Their study showed that plays an important role in thermal stability improvement of
the initial degradation temperature (at a 2% weight loss) of PU–MMT nanocomposites since composite materials hav-
the PU/organoclay hybrid films increased with the amount ing poor dispersion of MMT usually exhibit less thermal
of organoclay, with a maximum increase of 18 ◦ C for 4 wt% improvement in comparison to well exfoliated or inter-
DTA–MMT and 6 wt% Cloisite 25A relative to the PU. Lee calated nanocomposites [257,258]. Additionally, the high
et al. studied waterborne PU/clay nanocomposites and aspect ratio characteristic of silicate nanolayers in exfoli-
showed that PUD/clay films containing more clay exhibited ated nanocomposites highly reduces the gas permeability
higher thermal resistance [249]. Kuan et al. prepared 1,12- of polymers prepared from such materials [259].
diaminododecane modified saponite clay and prepared Several routes have been developed to achieve a high
PUD/clay nanocomposites with improved thermal stability degree of dispersion of the organically modified clay
[250]. nanoparticles and these are: (i) in situ polymerization of
The addition of organically modified clay improves the monomers which were initially intercalated between sili-
thermal stability by acting as a thermal insulator and mass cate layers, (ii) melt intercalation and further exfoliation for
transport barrier (labyrinth effect) to the volatile products thermoplastic polymers and (iii) combination with a poly-
generated during decomposition, i.e., organoclays mini- mer solution [9]. The other factors that affect the dispersion
mize the permeability of volatile degradation products out of clay nanolayers and morphology of the nanocompos-
of the PU material. In an oxidative environment, the ther- ites are mixing temperature and time, solvent used, solvent
mal decomposition behavior is influenced by the hindered concentration, size of the monomer or polymer, intercala-
penetration of oxygen through silicate layers that protect tion agent, ion-exchange yield, etc. [260].
the bulk of the polymer matrix. Therefore, nanoclays delay Tien and Wei improved the thermal durability of
the thermal degradation product’s release [251–253]. The PUs by modifying montmorillonite with reactive swelling
effect of clay as a thermal insulator and mass transport agents containing one to three hydroxyl groups (such
barrier can be enhanced by improving the dispersibil- as 3-amino 1-propanol, 3-amino 1,2-propanediol and
1096 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

[262]. Free NCO groups of the synthesized PU prepolymer


were end-capped with phenylamino propyl trimethoxysi-
lane and the silane modified PU polymer was later on
self-crosslinked. The thermal stability of the nanocompos-
ites increased with increasing clay loading.
Chen et al. prepared sepiolite/PU nanocomposites with
different amounts of sepiolite [263]. The sepiolite surface
was modified by reacting the Si–OH groups on the sepio-
lite surface with aminopropyl triethoxyl silane. The results
showed that the thermal stability of the composites was
higher than that of the pristine PU, but there was little influ-
ence of the amount of sepiolite. Baral et al. showed that the
thermal stability of mica filled TPU was higher than the
unmodified PU and the incorporation of mica delayed the
thermal degradation process of the PU [264].

4.4. PU–silica hybrids via sol–gel process

The sol–gel method provides a cost-effective way to


incorporate an inorganic silica network into PUs that results
in thermo-oxidatively stable polymers due to the presence
of the stable Si–O–Si network. The high thermal stability of
the Si–O bond is due to its high bond dissociation energy
of 110 kcal/mole as compared with 85.5 kcal/mole for C–O,
82.6 kcal/mole for C–C, and 76 kcal/mole for Si–C bonds. In
addition, the Si–O bond length is 1.64 Å, significantly less
than the value calculated from additivity of atomic radii
(1.17 Å for silicon + 0.66 Å for oxygen = 1.83 Å). This is due
to the existence of p − d back bonding between oxygen
and silicon. In addition to that, the Si–O bond has partial
ionic character due to the electronegativity difference of Si
and O. Therefore, the high strength exhibited by the Si–O
bond accounts for its high thermal and oxidative stability
[265–267].
Metal alkoxides and halides based on silicon, aluminum,
titanium and zirconium are widely used as sol–gel precur-
sors for the inorganic counterpart of the formulation. The
reactivity of tetra-alkoxy metals follows the order: Zr(OR)4 ,
Al(OR)3 > Ti(OR)4 > Sn(OR)4  Si(OR)4 . The alkyl group, sol-
vent, temperature, water to alkoxide molar ratio, presence
of acid or base catalysts, etc., affect the hydrolysis reaction
of the sol–gel precursor and hence leads to polymers having
different properties. For instance, the hydrolysis reaction
of trifunctional silane (R SiX3 where X = Cl, OMe, OEt, etc.)
in acid catalysis produces loose, coil-like polysilsesquiox-
ane (SSQO) structures, whereas basic catalysts promote fast
Scheme 22. PU/layered silicate nanocomposite formation using a reac-
tive swelling agent containing tri-hydroxyl groups. Reproduced from [261] polycondensation and produce compact cagelike products
with permission. Copyright 2002 John Wiley and Sons. [9]. A number of reports in the literature are available which
show that PU–silica hydrids possess improved thermal sta-
tris-hydroxymethyl aminomethane) and then using the bility; the thermal stability improvement depends on the
swelling agent as a pseudo-chain extender, along with the sol–gel processing parameters in addition to the structure
regular chain extender BD, in the reaction with the –NCO of the organic matrix. For instance, Chen et al. prepared
of the prepolymer for the PU (Scheme 22; [261]). Their silica sol from the hydrolysis of tetraethoxysilane (TEOS),
study showed that a 40 ◦ C increase in degradation temper- which was used to prepare a polyester-PU–silica hybrid,
ature and a 14% increase in the activation energy at 20% and then the thermal degradation profile was studied [268].
mass loss during heating in TGA occurred for a PU con- The polyester was a four component system prepared from
taining 1 wt% trihydroxyl swelling agent-modified silicate phthalic anhydride, adipic acid, neopentyl glycol and BD.
compared with the pristine PU. Subramani et al. prepared PU–silica hybrids with different silica contents were pre-
water-borne crosslinked silylated PU–urea/clay nanocom- pared by two methods: (a) an in situ (IS) method: silica
posites with various amounts of the organically modified sol was mixed with the monomers and polycondensation
clay by the reaction of TDI or IPDI with PTMG and DMPA was carried out, the resultant hydroxylated polyester was
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1097

Scheme 23. Different hydroxyl terminated dendrimeric silicon compounds [272–274].

treated with IPDI trimer at an NCO:OH ratio of 1.1:1; and (b) Kuan et al. prepared PUD/polysilicic acid nanoparticles
a blending (BL) method: silica sol was directly mixed with (PSN) nanocomposites with improved thermal stability by
the polyester resin at 165 ◦ C by vigorous stirring and later a sol–gel approach [271]. They hydrolyzed sodium metasil-
on treated with IPDI trimer at the same NCO:OH ratio. Their icate in HCl and the –OH groups of the obtained PSN
results showed that the IS method produces much stronger were coupled with the triethoxy silane group of the silane-
interactions between the organic and inorganic phases and terminated anionic PUDs containing SO3 H as the ionic
the residual mass at 600 ◦ C increases with increasing silica water dispersible group.
content. Lai et al. prepared a silica sol of TEOS via hydrol- Functionalized hydroxyl terminated dendrimeric com-
ysis using HCl and acetic acid (HOAc) catalysts, and then pounds containing peripheral Si–OH groups varying in
incorporated it into a TPU formulation, and showed that, number from 3 to 16 have been synthesized and these are
although the initial temperature of weight loss does not shown in Scheme 23 [272–274]. These compounds can be
increase with increasing silica content, at a weight loss reacted with NCO-terminated PU prepolymers, and result
of 50%, the silica tends to increase the thermal resistance in nanostructured PUs with improved thermal resistance.
of the hybrid [269]. Jeon et al. prepared PUD-silica hybrid Zhang et al. used a polyhedral oligomeric silsesquioxane
composites using a sol–gel approach in three steps [270]. (POSS) diol as a partial replacement of diol monomers to
An NCO-capped prepolymer was synthesized using PTMG- synthesize hybrid polyester resins containing POSS, which
1000, DMPA and IPDI in the first step; which was reacted were then cured by an IPDI-trimer to produce hybrid
with 3-aminopropyltriethoxysilane coupling agent in the PUs [275]. Their observation showed that the thermal
second step. The third step consisted of dispersing the stability improved with the addition of POSS-diol. Dif-
ionomer in water and the addition of nanosilica Aerosol- ferent POSS-diol and POSS-polyol structures that can be
200 (nano-sized amorphous silica oxide filler: average used to modify PU structures are shown in Scheme 24.
particle size 12 nm, specific surface area 200 m2 /g). Hydrol- Janowski and Pielichowski studied the thermo-oxidative
ysis of the ethoxy groups in the PU gives silanol groups stability of PU–POSS nanohybrids and showed that the
which then subsequently condense with silanol groups on thermal stability of the nanohybrids increases as the POSS
the nanosilica and form a thermally stable Si–O–Si network. contents increase from 0 to 6 wt% [276]. The PU–POSS
1098 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 24. POSS-diol and POSS-polyol structures [275,276].

nanohybrids were prepared from different molecular oligomeric silsesquioxane (OpePOSS) via the hydrosilyla-
weight of PTMG; MDI, BD chain extender and 1-(1-(2,3- tion reaction of octahydrosilsesquioxane (H8 Si8 O8 ) and
dihydroxypropoxy) butyl)-3,5,7,9,11,15-isobutylpentacyclo incorporated OpePOSS into PUs to make hybrid nanocom-
[9.5.1.1.(3,9).1(5,5).1(7,13)] octasiloxane (PHIPOSS). Liu et posites (Scheme 25; [277]). The authors showed that the
al. synthesized octa(propylglycidyl ether) polyhedral thermal stability increased with increasing POSS content.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1099

Scheme 25. Schematic diagram of the formation of organic–inorganic hybrid networks using OpePOSS. Reproduced from [277] with permission. Copyright
2006 Wiley-VCH.

They attributed this phenomenon to the formation of a yield at high temperature. Kim et al. prepared urethane
tethered structure of POSS cages in the PU network as acrylate (UA) oligomers from PTMG, IPDI and hydrox-
well as the nano-scaled dispersion of the POSS in the PU. yethyl acrylate (HEA) and the UA oligomers were UV
In another study from the same group, Liu et al. syn- cured with different amount of octavinyl POSS in the
thesized a PU network containing octaaminophenyl-POSS presence of 2-hydroxy-2-methyl-1-phenyl propane-1-one
(OapPOSS) and showed that the thermal stability improved (Darocur 1173) photoinitiator [279]. Their study showed
significantly [278]. Liu et al. used OapPOSS (Scheme 26) that the presence of the POSS does not significantly
to replace part of the aromatic amine crosslinking agent alter the degradation characteristics of the UA matrix
and produced a crosslinked PU with POSS cages [278]. The and the degradation temperature is slightly increased
incorporation of OapPOSS into the PU networks signifi- with the addition of POSS. Very recently, Markovic et al.
cantly improved the thermal stability as well as the char synthesized PEG derivatives of two different POSS struc-

Scheme 26. PU hybrid network containing POSS structures. Reproduced from [278] with permission. Copyright 2005 Wiley-VCH.
1100 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 27. Hydrosilylation of Q8 M8 H (CAS No. 125756-69-6) or T8H (CAS No. 281-50-5) with ethylene glycol monoallyl ethers. Reproduced from [280]
with permission. Copyright 2007 American Chemical Society.

tures octa(dimethylsiloxy)silsesquioxane (Q8 M8 H ) and chemical surface treatments have been applied to CNTs.
octa(hydrido)silsesquioxane (T8 H ) (Scheme 27), where the For instance, Xia et al. used a mechano-chemical milling
attached PEGs have varying chain lengths (n = 2–6) [280]. process (i.e., a physical treatment) with the aid of a dis-
These can be used as a crosslinker for an NCO-capped PU persing agent to disperse CNTs into a polyol and prepared
formulation to improve the thermal resistance. PU–CNT composites with good dispersion and showed that,
at 1 wt% loading of SWNT and MWNT, the second step of
4.5. Carbon nanotubes (CNTs) PU decomposition is delayed due to: (1) uniformly dis-
persed CNTs providing thermo-oxidative stability to the PU
Recent research efforts on introducing a small amount in the vicinity of the tube surfaces; (2) enhanced thermal
of CNTs into PU matrices to prepare high performance conductivity of the composite facilitating easy heat trans-
PU–carbon nanotube composites has resulted in improved port and thus increased thermal stability and (3) uniformly
thermal stability. CNTs have nanometer scale diameters, dispersed CNTs producing stabilized CNT-bonded macro-
high aspect ratios (in the range 100–1000), low density and radicals [283].
are therefore ideal reinforcing fibers for nanocomposites. The modification of CNTs via chemical functionaliza-
Advancements in understanding the chemistry and pro- tion (Scheme 28) and covalent attachment is considered an
duction processes have resulted in obtaining CNTs with effective way to increase compatibility and achieve a homo-
high structural perfection either as single-walled carbon geneous dispersion of CNTs into PU matrices. This method
nanotubes (SWNTs) consisting of a single graphite sheet improves the interfacial bonding between the CNTs and the
seamlessly wrapped into a cylindrical tube with diameters polymer matrix due to direct chemical linkages between
of 0.4–3 nm, or multi-walled carbon nanotubes (MWNTs) the CNT and PU [284–287]. Xia et al. prepared PU-grafted
comprising an array of concentric cylinders with diameters SWNTs from hydroxy functional SWNTs (SWNT–OH) by
of 1.4–100 nm [281]. However, strong van der Waals forces in situ polymerization [288]. The results suggested that
or ␲–␲ interactions between CNTs result in the formation SWNT-g-PU improved the dispersion of SWNT in the matrix
of aggregates making it difficult to obtain a fine homoge- and strengthened the interfacial interaction between the
neous dispersion in a PU matrix [282]. The agglomeration PU and SWNT. Xiong et al. prepared PPG-grafted SWNTs and
of CNTs also results in poor interfacial interaction with the reacted them with TDI to produce PU–SWNT composites
matrix. Therefore, achieving a homogeneous dispersion of with anisotropic structures and chemical linkages between
CNTs in a PU matrix is a key requirement for the realiza- the SWNTs and the PU matrix [289]. Chen et al. reported the
tion of the desired enhancement in the final properties of preparation of self-aligned SWNT–PU nanocomposites by
nanocomposites. The degree of dispersion depends on the a simple solvent casting method using polar THF as solvent
size of the dispersed particles, particle wettability by the [282].
dispersing medium as well as the nature of the attractive Sahoo et al. reported the preparation of carboxyl-
forces between them. In order to improve the dispersabil- functionalized MWNT–COOH/PU composites by solution
ity and compatibility, a number of different physical or mixing as having better dispersion and interfacial adhe-
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1101

Scheme 28. Routes to functionalization of MWNT using different reactants [291,292]. The SWNT open-end functionalizations via oxidation route produce
shortened nanotubes with carboxylic acid end groups that can be derivatized by reactions with thionyl chloride and amines or by esterification reaction.

sion between MWNT and PU [284]. Jung et al. reported tem I) and (b) ionic attachment (System II) of MWNT with
MWNT–PU nanocomposites via crosslinking of NCO capped PU chains and showed that the improvement in thermal
PU prepolymers with carboxyl functional MWNTs [285]. stability was greater for System I than System II [290].
They prepared a PU–MWNT composite via the in situ poly- Xu et al. prepared aminated MWNTs with triethoxysi-
merization of a prepolymer in the presence of modified lane groups as shown in Scheme 28, which were then
MWNTs and evaluated the thermal stability of the raw introduced into a trimethoxy-silane containing PU–urea
MWNT–PU composite and NCO-capped PU prepolymer car- system by chemical linkages using a sol–gel approach
boxyl functional MWNT crosslinked nanocomposites at [291]. Xiong et al. modified CNT with methylene-bis-ortho-
different modified MWNT loadings and showed that the chloroanilline (MOCA) and the MOCA-grafted CNTs were
modified MWNT-PUs possessed better thermal stability reacted with TDI and PPG [292]. The authors showed
than the raw MWNT–PU composite (Fig. 3). Kuan et al. that the thermal stability of the materials increased with
synthesized MWNT-waterborne PU nanocomposites with increasing CNT weight fraction in PU matrix. Gao et al.
improved compatibility using (a) covalent attachment (Sys- bonded PU, polyurea and hyperbranched PU–urea with
1102 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

formation and stabilization of CNT-bonded macroradicals


[283].

4.6. Fullerene-containing PUs

Fullerenes or “buckyballs” are allotropes of carbon with


spheroidally shaped structures that may produce thermally
stable PU composites due to their radical scavenging effi-
ciency [294]. The incorporation of C20 , C60 (a roundish
molecule made of 60 carbon atoms), C70 or C80 into a PU
matrix is an important technological accomplishment as
it allows combining in a single material the very unique
properties of fullerenes such as low density and good
physical strength, with the well-known advantages of PUs.
The low solubility or incompatibility of C60 is a main
Fig. 3. TGA thermograms of (a) pure PU, (b) PU composite with raw MWNT drawback for many applications and hence multiple func-
and PU-modified MWNT nanocomposite with (c) 4 wt% modified MWNT tionalizations to build the desired fullerene derivatives
loading and (d) 6 wt% modified MWNT loading. Reproduced from [285]
having appropriate functional groups in defined geome-
with permission. Copyright 2000 Wiley-VCH.
try, to achieve covalent attachment to PU is a route to
make a thermally stable networks. The structures of dif-
amino-functionalized MWNTs [293]. The in situ polycon- ferent functional group containing fullerenes are shown
densation approach to functionalize CNTs and preparing in Scheme 30 [295,296]. Research efforts on fullerene-
CNT-polyureas is shown in Scheme 29. crosslinked PUs are still in an infant stage and only a few
Xia and Song prepared PU–CNT nanocomposites and reports are available. For instance, Narang et al. prepared
showed that the incorporation of MWNT and SWNT did fullerene-functionalized amine-containing polymeric or
not improve the first onset decomposition temperature, polymerizable monomeric materials with improved high
but the second decomposition temperature caused by the temperature stability [297]. Chiang et al. prepared a
soft segment degradation is delayed. This indicates that C60 crosslinked PU from PTMG based NCO capped PU
CNTs may preferably interact with the soft segment in prepolymer and C60 (OH)10–12 shown in Scheme 31(a)
the PU structure [283]. The possible cause of thermal [298]. Chen et al. prepared trihydroxyl-containing C60 ,
stability improvements are: (1) the uniformly dispersed which was later reacted with a triisocyanate compound
CNTs presumably provided thermo-oxidative stability to (Scheme 31(b); [299]). Zhang et al. used a sol–gel approach
the PUs in the vicinity of the tube surfaces; (2) the to incorporate C60 into PU–urea structure [300]. They have
enhanced thermal conductivity of the composite can facil- reacted C60 with APTES at 100 ◦ C and prepared aminated
itate heat transport and thus increase its thermal stability; C60 with trimethoxysilane group (APTES–C60 ) shown in
(3) like fullerene (C60 ), CNTs possibly can lead to the Scheme 31(c). Then, APTES–C60 was reacted with trimethy-

Scheme 29. Functionalization of CNT and preparation of MWNT-NH2 and MWNT-polyurea. Reproduced from [293] with permission. Copyright 2005
American Chemical Society.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1103

Scheme 30. Functional group containing Fullerene (buckyball) structures. Structures reproduced from [295,296] with permission. Copyright 2006
Wiley–VCH; Copyright 1999 Royal Society of Chemistry.

loxysilane groups on the PU–urea via a sol–gel hydrolysis a cone calorimeter and showed that the cellular structure
and condensation reaction. of the foam is completely lost becoming an open network of
lumps consisting of micron-sized particles and/or a smooth
5. Thermal stability vs. flammability of PUs slightly corrugated surface. The charred residue possessed
a homogeneous structure at the surface when lower heat
Applying increasing temperature to a PU system results flux (25 kW/m2 ) was applied [Fig. 4(b)], whereas at higher
in the thermal excitation of the covalent bonds in PU chains heat flux (50 kW/m2 ), the obtained char residue possessed
and once a critical temperature is reached, the PU starts a compact and fragile structure [Fig. 4(c)] [301].
decomposing and produces small molecules in the gaseous The flammability of PU materials presents a threat to
phase. The decomposed small molecules evaporate, dif- both the integrity of the product and to human health.
fuse into the flame zone above the polymer/air interface Therefore, the search for an appropriate fire retardant or
and mix with air to form a flammable mixture. When the synthesizing an inherently non-flammable PU represents a
concentration of this mixture and the system temperature major scientific challenge. In this respect, it is essential to
crosses the flammability limit, it starts to burn. A part of know the structural and energetic features that influence
the exothermic heat that results from the burning process the thermal stability and flammability of PUs. Flammabil-
is fed back to the condensed phase and accelerates the ity is associated with the formation of flammable, gaseous
degradation of the PU, producing more volatile fragments decomposition products during the initial decomposition.
and sustaining the combustion cycle. Finally, the combus- However, the decomposition rate and extent of decom-
tion process ends with a material of different morphology. position is connected and controlled by the amount of
Branca et al. examined the thermal response of PU foam flame propagation. Therefore, it is understandable that fire-
[Fig. 4(a)] at two radiation intensities 25 and 50 kW/m2 in resistant PUs might be prepared by incorporating thermally
1104 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 31. Schematic diagram of Fullerene modification and incorporation into PUs. Reproduced from [298–300] with permission. Copyright 1995
American Chemical Society; Copyright 1995 American Institute of Physics; Copyright 2003 Elsevier.

stable structural units that either do not decompose eas- In order to stop, delay or retard the burning process,
ily but, once they decompose, produce non-combustable a flame retardant may be added to the PU system, which
products [302]. For instance, researchers have shown that may or may not be a part of the PU macromolecular chain
aromatic polyol based PUs are significantly more flame- [71,306]. The objective of using flame retardants is to lower
retardant than aliphatic polyol based PU foams [303,304]. the PU’s inherent fire risk by lowering the combustion rate
Specifically designed aromatic polyols with high hydrolytic and flame spreading in the presence of fire. Fig. 5 shows the
and thermal stability may be used in fully water-blown typical process that takes place during the combustion of
foams that possess good flame-retardant performance. For PU in the presence and absence of a flame retardant.
example, Terol 708, a highly aromatic polyester polyol Song et al. showed that organo-modified clay fillers
developed by Oxid produces enhanced fire-retardant prop- reduce the flammability of PU/clay nanocomposites due
erties [305]. Additionally, the flow of fuel gases during to the formation of a multilayered carbonaceous-silicate
decomposition is also important for the predication of structure in the condensed phase. This high-performance
flame retardancy. carbonaceous silicate char builds up on the surface of burn-
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1105

Fig. 4. SEM micrographs of the surface of PU foam (a) before exposure (20×), (b) after exposure to a radiative heat flux of 25 kW/m2 in a cone calorimeter
(100×) and (c) after exposure to a radiative heat flux of 50 kW/m2 in a cone calorimeter (250×). Reproduced from [301] with permission. Copyright 2003
Elsevier.

ing PUs thus insulates the underlying material. The process dants. Therefore, the substitution of one type of flame
slows down heat and mass transfer between the gaseous retardant with another may result in a change in the flame
and condensed phases, and thus retards the thermo- retardance mechanism. Flame retardants interfere with
oxidative degradation [307]. combustion during specific stages of processes such as
Flame retardant PUs are combustible materials that pre- heating, decomposition, ignition, or flame spread [310].
vent or delay flashover from the surface of combustibles; a For example, the incorporation of inorganic fillers dilute
flame retardant is not designed to prevent the material from the polymer, produce a stable organic–inorganic inter-
ignition but to keep the flame spread rate to a minimum face, reduce the concentration of decomposition gases and
and prevent sustained burning. Therefore, flame retardants increase the diffusion path barrier of the volatiles produced
tend to keep the flame from spreading by increasing the during the degradation process.
resistance of the polymer to ignition [308,309]. Hence, the Condensed phase. Flame retardants accelerate the break-
flame resistance of a PU depends on the structure of the down of the polymer and cause a layer of carbon (char) on
components, the isocyanurate index (i.e., the amount of the polymer surface. The char layer protects the PU mate-
thermally stable isocyanurate groups present particularly rial, and its protective property depends on the physical and
in PU foams), the density of the material and the addition chemical structure of the char layer. The char formation at
of some additive, known as a flame retardant, that delays the surface often produces a foamed matrix in a process
flashover. known as intumescence. Intumescent systems containing
The flame retardance mechanism – the interference phosphorus and nitrogen generally follow the condensed
with the combustion process – can function either in the phase flame retardant mechanism.
condensed phase (solid phase) or in the vapor phase (flame Vapor phase. Radical mechanism of the combustion pro-
zone) through a physical mechanism, a chemical mecha- cess is stopped by a flame retardant in the gas phase. The
nism or a combination of these mechanisms. Combustion exothermic processes that occur in the flame are therefore
is a complex process and different mechanisms may be stopped and the system cools down due to the reduced
involved in the presence of different types of flame retar- concentration of the formation of flammable gases. The
reactive radicals such as HO• and H• can react in the gas
phase with radicals like X• (halogenated radicals) or others
that result from flame retardant degradation. Halogen-type
flame retardants usually follow the vapor phase flame retar-
dant mechanism.
Therefore an ideal flame retardant might have prop-
erties such that (a) it should be resistant towards flame
and reduce the flammability up to a certain point, (b) it
should be thermally stable at processing temperatures, (c)
it should be compatible with the PU binder, (d) it should at
least maintain or improve the mechanical properties of the
PU, (e) it should be free of health hazards, and, finally, (f) it
should be cost effective [308,309].

5.1. Correlation of char yield with fire retardance


Fig. 5. A typical picture of PU without flame retardant-resulting large
heat release (a) and with flame retardant-resulting low heat release (b),
showing the processes occurring during combustion. A low-density, high- Lyon developed a mechanistic model of fire retardancy
porosity char produces better flame retardancy. from char-forming polymers using TGA data [311]. The
1106 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

typical char is a carbonaceous material that forms during decreases with increasing phosphorus content, suggest-
thermal degradation or pyrolysis. It is generally accepted ing that char yield increases with increasing phosphorus
that char yields as determined from TGA experiments are content [321]. The higher char yield of the phosphate-
an indirect way of measuring the fire retardant properties containing PUs can thus be related to their fire retardant
of polymers. Char formation in a fire limits the amount properties.
of volatile fuel that can be produced by the burning poly-
mer. Char provides a thermally insulating layer or barrier at 5.2. Methods to improve flame retardancy of PUs
the surface of the burning polymer, reduces heat and mass
transmission into the material and provides good insula- Nowadays, more and more attention is being paid to
tion to the underlying combustible polymer from the heat improving the flame retardant properties of PUs as it is
and fire. There are several ways to improve the yield and an essential requirement for applications such as in wire
integrity of charred layers that contains carbon along with and cables, PU foams in different household stuffs such
other elements such as N, O, P, etc. [312]. as upholstered furniture and mattresses, aircraft interi-
Char formation is a major factor in flame retardant PUs ors, fire-resistant coatings and clothes, etc. The driving
[312–314]. van Krevelen studied the relationship between forces for the development of flame retardant PUs include
char yield and flame retardant properties of different increasing safety awareness of consumers, environmen-
polymers [315]. An ideal char former could be an inor- tal pollution generated during burning, and economic loss
ganic material that is not prone to combustion. On the incurred due to burning of materials. The main approaches
other hand, an organic component which may serve as taken are to incorporate flame retardants either as addi-
a binder to hold the material together could also act as tives or to incorporate reactive flame retardants into the
a char former by thermal degradation at a temperature PU formulation. Additive type flame retardants are incor-
lower than the temperature at which the PU degrades. porated into the PU by physical means, which may result
In this case, the char formed from the degradation of the in poor compatibility, leaching, as well as a reduction in
organic component is available to protect the PU when the mechanical properties. On the other hand, reactive type
degradation of the PU commences. Examples include the flame retardants are mainly organic compounds having a
addition of a char-forming additive, such as phosphates, flame retarding moiety as well as active functional groups
into nonchar-forming polymers to reduce the flammability that can form covalent bonds with PUs. Reactive type flame
of the polymers [312]. Grassie and Scott studied the thermal retardants have the advantages of (a) increasing compat-
degradation behavior and mechanism of PUs derived from ibility between polymer and the flame retardant, (b) not
MDI and BD [316]. With the addition of poly(ammonium degrading the mechanical properties of the PU, (c) possess-
phosphate), the degradation of PU was accelerated due ing better compatibility as the flame retardant group is a
to the formation of phosphoric acid which further con- part of the binder and (d) using small amount or low con-
verted the butanediol to THF by dehydration. In addition, centration for the enhancement of fire-retardancy [310].
the phosphoric acid could also crosslink with carbodiimide
and form a brown stable solid on the surface. Therefore, the 5.2.1. Additive type flame retardants
char yield was increased and the remaining PU was able Examples of additive type flame retardants are:
to avoid further degradation. By chemical bonding of phos- halogenated paraffins, chlorofluorocarbons (CFCs), inor-
phorus onto the polyol, Grassie and Mackerron were able to ganic oxides and hydroxides (such as antimony oxide,
synthesize a series of PUs with different amounts of phos- magnesium di-hydroxide, aluminum tri-hydroxide, mica
phorus and study their thermal degradation mechanisms [264,322]), inorganic carbonates (such as potassium
and products [317–319]. Chang et al., in another way, syn- carbonate, calcium carbonate, magnesium carbonate, mag-
thesized PUs with chain extenders containing phosphorus nesium hydroxycarbonate), boron containing inorganic
[320,321,102]. They also found that the thermal degrada- compounds (such as boric acid, borax, zinc borate,
tion occurred earlier than that of pure PU. In addition, it also ammonium pentaborate), inorganic phosphorus contain-
promoted the dehydration reaction and increased the char ing compounds (such as di-ammonium hydrogen phos-
yield [71]. In the case of phosphate-containing PUs where phate, ammonium polyphosphate (Scheme 32), melamine
the phosphate is on the hard segment, Grassie and Mack- phosphate [323–325]), triphenylphosphine oxide, red
erron concluded that the thermal decomposition started phosphorus, expandable graphite, melamine, etc. Halo-
at the hard phosphate-containing urethane segment [318]. genated additives such as chlorofluoro carbons (CFCs)
On the other hand, when phosphate groups were in the soft release corrosive, obscuring, toxic and irritant halogen acids
segment, the initial onset decomposition temperature for [326]. CFCs may damage the ozone layer. In addition to the
the phosphated PUs was lower than the ones without phos- mentioned additive type flame retardants, different widely
phate suggesting that the degradation started at the soft used organic phosphate, phosphonate and bromine con-
segment [312]. Chang et al. used Flynn and Broido meth- taining additive type flame retardants are as follows:
ods to evaluate the activation energy values of common Alkyl phosphate or phosphonate. Trimethyl phosphate,
PU and phosphorus-containing PUs containing phenyl- triethyl phosphate, tributyl phosphate tris(monochloro-
bis(hydroxyethyl)phosphonate for the first 10% and 30% propyl) phosphate, chloroalkyl phosphate such as tris(2-
weight loss [102]. The activation energy values of first 10% chloroethyl) phosphate, tris(2,3-dichloropropyl) phos-
conversion of common PU and phosphorus-containing PU phate, tris(␤-chlor-ethyl)-phosphate, tris(␤-chlor-
were 120 and 105 kJ/mol, respectively. At 30% conversion isopropyl)-phosphate, tris-(␤,␤ -dichlor-isopropyl)-phos-
in air, the activation energy of phosphorus-containing PUs phate, bis-, tris- and tetrakis(neopentylglycol) phos-
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1107

Scheme 32. Chemical structure of ammonium polyphosphates.

phates [327], triallyl phosphate, triallyl phosphoric tria- such as brominated bisphenol A diglycidylether, tetra-
mide, tris(1,3-dichloro-2-propyl) phosphate [328–330], bromobisphenol-A-bis(2,3-dibromopropyl ether), tetra-
neopentylglycol bis(diphenyl phosphate), poly(ethylene bromophthalic anhydride (TBPA), N,Nı̌-ethylene
glycol ethyl phosphate), tris(2-butoxyethyl) phosphate, bis(tetrabromophthalimide), pentabromotoluene, penta-
tris(2-ethylhexyl) phosphate, diethyl-N,N-bis-(2-hydroxy- bromodiphenyl ether, hexabromocyclododecane (HBCD),
ethyl) aminomethylphosphonate [74], tetrakis(2-chloro- decabromodiphenyl ether, tetradecabromodiphenoxy
ethyl) ethylene diphosphate [322–325], dimethyl benzene, 1,2-bis(2,4,6-tribromophenoxy) ethane, poly-
methylphosphonate [331], diethyl ethylphosphonate, brominated biphenyls, tris(2,3-dibromopropyl) phosphate,
cyclic alkyl phosphate and diphosphonate ester tris(2,3-dibromopropyl) isocyanurate, polybrominated
(Scheme 33; [332]), etc. diphenyl ethers such as pentabromodiphenyl ether,
Aryl phosphates or phosphonates. Triphenyl phosphate, decabromodiphenyl ether, etc.
diphenyl 2-isopropylphenyl phosphate, phenyl di-(2- Sometimes a mixture of additive type flame retardants
isopropylphenyl) phosphate, diphenyl 4-isopropylphenyl possess improved flame retardancy due to the synergistic
phosphate, tris-(2-isopropylphenyl) phosphate, tris-(4- mechanism involved in suppressing combustion. Additive
isopropylphenyl) phosphate, tris-(2,4-xylenyl) phosphate, type flame retardants are widely used in PUs; however
tris-(2,5-xylenyl) phosphate, tris-(3,5-xylenyl) phosphate, they have several limitations such as poor compatibility,
phenyl di-(4-isopropylphenyl) phosphate, ethylene glycol high volatility, loss of mechanical properties of PU, and for-
bis(diphenyl phosphate), bisphenol A bis(diphenyl phos- mation of increased amount of carbon monoxide (CO) and
phate), resorcinol bis(diphenyl phosphate) [333], triphenyl smoke during combustion [334].
phosphonate etc.
Bromine-containing compounds. Tribromoneopentyl 5.2.2. Reactive type flame retardants
alcohol, dibromopentyl glycol, hexabromocyclodode- Phosphorus-containing compounds containing reac-
cane, decabromobiphenyl, decabromodiphenyl oxide tive functional groups that can be reacted with a
(DBDPO), tetrabromobisphenol A and its derivatives suitable functional group in PUs are widely used as
reactive type flame retardants. Phosphorus compounds
act as char-forming agents reducing the generation of
flammable gases. For instance, phosphorus-containing
polyols or hydroxyalkyl phosphonates such as ethyleneg-
lycol bisphosphonates, ethyleneglycol bisphosphate, N,N
bis(hydroxyethyl) aminomethylphosphonate, etc., have
been used [335–337]. Different reactive type organophos-
phorus compounds, cyclotriphosphazenes, phosphorus
containing aziridinyl curing agents for aqueous PUDs,
organoboron compounds and organosilicon compounds
will be discussed in an upcoming section.

5.3. Intumescent and nonintumescent systems

Based on the flame-retardant mechanism, PUs can


be classified into either intumescent or nonintumescent
Scheme 33. Chemical structure of cyclic alkyl phosphate and diphospho- types. The use of intumescent flame-retardant PUs is one
nate ester [332]. of the easiest, economical and the most efficient ways to
1108 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

protect materials against fire. Intumescent flame retardants


swell, bubble and char on exposure to a flame and the car-
bonaceous porous foamed mass acts as a barrier to heat,
air/O2 and pyrolysis products. At high temperature, the
formed charred layer on the surface provides resistance
to heat and mass transfer, giving good heat insulation to
the underlying binder. Therefore, an intumescent system
shields the underlying PU from heat and fire. This lowers
the temperature of the PU surface beneath the char and
causes a lag in the surface temperature rise. Additionally,
the char layer hinders the diffusion of oxygen to the PU site,
i.e., the site of combustion.
A char-forming catalyst and a foaming agent are used
in intumescent systems. Traditional intumescent systems
consist of an acid source that acts as a dehydrating agent
(e.g., phosphorus in the form of a substance such as
ammonium polyphosphate), a carbon source that acts
as a carbonific or char former (e.g., polybasic alcohol
such as pentaerythritol and dipentaerythritol) and a gas
source or blowing agent called a spumific (nitrogen-
containing substances such as melamine, guanidine, urea,
etc.) (Scheme 34; [338,339]).
The char formation mechanism of an intumescent
system starts with the acid catalyzed dehydration of a
polyhydric alcohol (Scheme 35). The acid catalyst for the
dehydration reaction is phosphoric acid that is evolved Scheme 34. Different intumescent systems.
from the phosphate containing flame retardants. The
evolved water during the dehydration reaction also acts as mescent systems do not swell and char during exposure to
a blowing agent. flame.
The intumescent fire retardant/PU system has several
advantages such as low smoke, low toxicity, low corrosion, 5.4. Expandable graphite (EG)
long life, and are halogen free. The physical structure of the
char layer plays a very important role in the performance EG is a kind of intumescent flame retardant that can
of the flame retardant [340]. On the other hand, nonintu- effectively improve the flame retardance property of PUs.

Scheme 35. Schematic diagram of phosphoric acid dehydration and char formation in an intumescent system.
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1109

Fig. 6. Structure of expandable graphite intercalated by H2 SO4 [339].

EG is widely used in PU foams. Such flame retarded PU vides excellent flame retardant properties [348]. In another
foams are used as a seat material in aircraft and other vehi- study, Duquesne et al. showed that the addition of EG to PU
cles. They are also used for sound and thermal insulation enables a decrease the emission of toxic gases such as CO
for cars, but special chemical treatment of this material is or HCN [349]. Researchers also showed that lower size EG
required before use. In the building industry, such flame particles led to lower volume expansion and hence had less
retarded PU foams are used as sealing tapes for windows flame retardant efficiency [338,350–353].
and doors [341]. EG has a flake-like graphite structure, i.e.,
stacked layers of hexagonal sp2 hybridized carbon struc-
5.5. Melamine
tures, which is treated with sulfuric, nitric acid or acetic
acid which are intercalated into the graphite crystal struc-
Melamine (thermally stable, crystalline powder, melt-
ture (Fig. 6; [339,342]). The intercalated graphite particle
ing temp. 345 ◦ C) and its derivatives are non-halogenated
under heat expands or exfoliates (expansion along c-axis
flame retardants that are widely used as a fire retardant
of the crystal structure by about 100 times occurs). EG is
additive in different formulations such as flexible PU foams
halogen-free and works mainly in the condensed phase
[354]. Its mode of action as a fire retardant additive is due
thereby strongly reducing the smoke density. In addition,
to the following [346,355–363]:
the expanded carbon layer works as an insulating layer
to reduce the heat transfer. Decomposition of intercalated
compounds (e.g., H2 SO4 decomposes to H2 O and SO2 gas) • during combustion, the heat energy of the PU matrix is
as well as oxidation of EG by acid (H2 SO4 oxidise and absorbed by the melamine;
produce CO2 and SO2 around 220 ◦ C) in the presence of • the generation of non-combustible nitrogen-containing
heat produces pressure that ultimately increases the dis- vapors from the decomposition of melamine dilutes the
tance between the graphite basal planes [325,342,343]. gaseous combustible species derived from the decompo-
Therefore, once exposed to heat, EG forms a low den- sition of the PU matrix;
sity worm-like thermal insulating layer structure on the • in addition to melamine sublimation that takes place
surface of the PU that prevents heat and oxygen transfer above 250 ◦ C, during heating melamine is known to
and provides good fire retardant performance. The blow- undergo progressive endothermic condensation with the
ing reaction is shown below: elimination of ammonia (a flame diluent) and the for-
mation of polymeric products such as melam, melem,
and melon. These condensation products constitute the
superficial char layer (ca. 7%) and are more thermally
The flame retardant efficiency of EG is influenced by the stable than melamine itself (melam ∼350 ◦ C, melem
size, density and amount of EG used [338,344]. For instance, ∼450 ◦ C, and melon ∼600 ◦ C) (Scheme 36). The low-
Modesti et al. studied the flame retardant properties of temperature de-ammonation product of melamine is
EG/PU foam with a density of 0.035 g/cm3 , and concluded melam. Melam is formed upon linking two molecules
that increasing EG content gives a significant improvement of melamine with concomitant release of one mole of
in fire reaction of the materials [338,345–347]. Duquesne ammonia. At high temperature melem and melon are
et al. showed that high-density EG (0.46–0.50 g/cm3 ) pro- formed. Further heating of melon produces graphitic car-
1110 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Scheme 36. (a) Schematic representation of thermal decomposition of melamine and the formation of melam, melem, melon and graphitic carbon nitride
char; and (b) two tautomeric forms of melam. Reproduced from [364] with permission. Copyright 2007 Wiley–VCH.

bon nitride, g-C3 N4 [364]. The condensation may lead to Additionally, a high yield in char formation was observed
(a) fused ring structure of cyameluric triamide-that may in the temperature range 300–400 ◦ C. From the kinetic
react as a trifunctional monomer to give the final conden- parameters, it was seen that in a lower thermal degrada-
sate or (b) the condensate results in polymers where the tion temperature range (about 200–300 ◦ C) the activation
triazine rings are linked by –NH– bridges [361,365]. energy of thermal degradation of the flexible polyurethane
foam with flame-retardant additives is lower than that
without flame-retardant additives. In a higher thermal
5.6. Organophosphorus compounds degradation temperature range (about 300–400 ◦ C), how-
ever, the reverse trend in the activation energy of thermal
Phosphorus is an effective element for imparting good decomposition was noticed [388]. Therefore, the percent-
fire resistance to PUs. Compounds containing phospho- ages of char yield for phosphorus containing PUs were
rus such as phosphines, phosphine oxides, phosphonium higher than those of phosphorus-free PUs [394]. Increasing
compounds, phosphonates, phosphites and phosphate are the phosphorus content in PUs results in increasing decom-
an important group of environmental friendly flame retar- position residuals (Fig. 7), which result in increasing the
dants which have several advantages such as low toxicity, thermal stability of the PU at high temperature as the char
no release of poison gas – e.g., dioxin and halogen acids layer once formed, inhibits further decomposition of the PU
– during combustion, as well as producing low smoke matrix [312]. This is because the thermally insulating char
during burning. The fire-retardancy of the PUs depends layer provides resistance to heat and mass transfer, reduces
on the structures of the phosphorus-containing oligomers. heat transmission into the material, acts as a diffusion bar-
The increased char yield of phosphorus-containing PUs rier to combustible gasses and provides good insulation to
is attributed to the fact that phosphorus both promotes the underlying combustible polymer. The higher char yield
carbonization and inhibits combustion. Table 2 shows dif- of the phosphate-containing PUs can thus be related to its
ferent organophosphorus fire-retardant additives in the fire retardant properties [393].
form of reactive diols, diamines, diacid, diepoxy and unsat-
urated types that are widely used to improve the flame
retardancy of PUs [88,366–390]. 5.7. PUs with cyclotriphosphazenes
Chao and Wang studied the thermal decomposi-
tion behavior of flame-retardant foams and interpre- Recently, researchers have focused on hybrid
tated the fire-retardant action as a dual gas-phase and inorganic–organic polymers containing cyclophosp-
condensed-phase mechanism for phosphorus-containing hazenes as side-groups on the carbon chain as one of the
flame-retardants [391]. Their thermal analysis results methods to develop PUs with good thermal resistance
showed that phosphorus-containing flame-retardant addi- and flame retardancy [395–398]. Cyclotriphosphazenes
tives decrease the thermal stability and induce emission are composed of an inorganic ring with three P = N units,
of more volatiles in the temperature range from 200 to and exhibit unusual thermal properties such as flame
300 ◦ C. Therefore, the initial weight-loss temperatures of retardancy and self-extinguishability. Several classes of
phosphorus-containing PUs are lower than that of the cyclotriphosphazenes with different properties can be syn-
phosphate-free PUs and the presence of phosphorus- thesized from hexachlorocyclotriphosphazene (N = PCl2 )3
containing reactive type additive does not improve the [395,397,399–402]. The chlorine groups of cyclotriphos-
onset decomposition temperature either in an inert atmo- phazenes are attached to the phosphorus atoms, can be
sphere or under an oxidative environment [391–393]. This easily substituted by various nucleophiles to form reactive
is due to the fact that when exposed to flame or heat, cyclotriphosphazenes. (N = PCl2 )3 can be functionalized
the phosphorus-containing groups in the PU decompose with different organic substituents useful for the modi-
more rapidly than the other parts of the polymer matrix. fication of PU materials. There are two possible ways to
Table 2
Organophosphorus reactive type fire-retardant additives.

Type Example References Type Example References

[366,367] Diamine type [377]

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[378–380]

[368] [380]

[368] [380]

[368] [380]

[369–371] [380]

1111
1112
Table 2 (Continued )

Type Example References Type Example References

[377]

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[369–371] [380]

[379]

[369–371] Diol type [381]

[372] [382,383,394]

[373]
[374] Diacid type

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[375]

[389]

Spyrocyclic phosphorus containing [376]

[88] Diepoxy type [390]

[368]

Unsaturated type [385]

1113
Table 2 (Continued )

1114
Type Example References Type Example References

[377]

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[385] [381]

Aldrich catalog

CAS No. 4141-48-4

Aldrich catalog

[386]
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1115

Fig. 7. The effect of the amount of phosphate (expressed as elemental P)


on TGA curves of polyurethane coating films. Reproduced from [312] with
permission. Copyright 2002 Elsevier.

obtain cyclotriphosphazene-containing PUs: (1) reaction


of cyclophosphazenes containing polymerizable vinyl,
acrylic, or methacrylic groups linked to phosphorus by P–O
or P–C bonds with acrylate/methacrylate terminated PUs
and (2) polycondensation of suitable substituted bifunc-
tional cyclotriphosphazenes such as hydroxyl terminated
cyclophosphazenes with an NCO capped PU prepolymer
[403]. Hydroxyl functional cyclophosphazenes shown in
Table 3 can be reacted with an NCO-capped PU prepolymer
[387]

[388]

that results in improving the thermal stability and flame


retardancy [9,404]. On the other hand amine terminated
cyclophosphazenes [405,406] can be reacted with epoxy
capped PU prepolymers, which results in the improvement
of thermal stability and flame retardancy. Table 4 shows
carboxyl, epoxy, ene and silane functional reactive type
cyclotriphosphazenes that can react with NCO-terminated
prepolymers or diols (for making polyester-PU), NH2 -
terminated, unsaturated terminated (e.g., acrylated or
methacrylated PU) and alkoxy silane terminated PU
prepolymers, respectively [403,407–417].

5.8. Phosphorus-containing aziridinyl curing agents

Aziridine groups can react with pendent carboxylic acid


groups in anionic PUDs and result in crosslinked network
formation. Therefore, the introduction of phosphorus con-
taining aziridine curing agents in aqueous anionic PUDs
is a very effective way to improve the thermal stability
and impart flame retardancy [9,310,418–420]. A synergis-
tic effect can be observed in the aziridinyl and phosphorus
containing cured PUDs. A series of phosphorus contain-
ing aziridinyl curing agents synthesized by Wang and Chen
[420] and Huang et al. [421] are shown in Scheme 37. Huang
et al. showed that a small dose of aziridinyl phosphazene
(NPAZ), a reactive a flame retardant, into an anionic PUD
is sufficient to improve thermal and mechanical properties
of the PUD considerably [421]. NPAZ was prepared from
the nucleophilic substitution reaction of (N = PCl2 )3 with
aziridine.
1116 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

Table 3
Hydroxyl and amine functional reactive type cyclotriphosphazenes.

Type Example References Type Example References

Hydroxy functional Amine functional [407]

[395,400–403]

[400] [408]

[397]

[9,395,397,400,401]

[404]

[405] [407]

[9]

5.9. Organoboron compounds triols shown in Table 5 are obtained from the reac-
tion of boric acid with diols such as 1,2-propanediol
The chemical modification of a PU chain with boron- [423], 1,3-Butanediol or with aminoalcohols such as
containing compounds leads to significant improvements monoethanol-amine [424,425]. Additionally, unsaturated
in flame retardancy [9,422]. Different boron-containing functional borates such as triallyl borate or thimethallyl
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1117

Table 4
Carboxyl, epoxy, ene and silane functional reactive type cyclotriphosphazenes.

Type Example References Type Example References

Acid functional [409] Silane functional [415–417]

[410]

Epoxy functional [411]

[412]

Ene functional [413]

Ene-ol functional [403]


1118
Table 5
Organoboron reactive type flame retardant additives.

Type Example References Type Example References

Boron containing triol [423] Armine functional [310,434]

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[424] [310,434]

[424] NCO functional [310,434]

[424] [310,435]

Ene functional
Hydroxyl functional carborane Aldrich catalog [310,435]

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


[429]

[310,435]

Acid functional [430] [310,435]

Ene functional

1119
1120
Table 6
Organosilicon reactive type flame retardant additives.

Type Example References Type Example References

NCO functional [9] Si-epoxy type

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


Ene functional [438]

[276] [9]
D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1121
[276]

[276]

[276]
[9]
Aldrich catalog

[276]

[9]

[9]
Amine functional
1122
Table 6 (Continued )

D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133


Type Example References Type Example References

Si-phosphinate type [88]

[9] [88]

Functionalized silica nanoparticle [246] Si-phosphinate-ene type [88]


D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133 1123

Scheme 37. Phosphorus-containing aziridinyl curing agents [9,418–421].

borate can be used in the UV/thermal cured formulation pendent carborane groups on the PU backbone or inclusion
to improve the flame retardancy. of carborane units in PU chains linked either by ester, amide
Organoborane cluster compounds such as icosahe- and other functional groups bonded directly to the carbo-
dral carboranes (dicarba-closo-dodecaboranes) possess rane carbon. Different reactive carborane compounds are
remarkable heat and chemical stability and it is possible also shown in Table 5 [310,428–435].
to carry out a variety of reactions on substituent groups
attached to carborane while leaving the cage system intact 5.10. Organosilicon compounds
[426,427]. These qualities have made possible the devel-
opment of extensive derivative and substitution products Considerable research has shown that the addition of
containing suitable functional groups that can be reacted relatively small amounts of reactive type silicon com-
with a PU prepolymer containing complementary func- pounds can significantly improve both the thermal stability
tional groups. Therefore, structural variations may produce and flame retardancy of PUs. This is due to the fact that sil-

Scheme 38. Structure of organosilanes that can be blended with a reactive type alkoxysilane to improve thermal stability and flame retardancy.
1124 D.K. Chattopadhyay, D.C. Webster / Progress in Polymer Science 34 (2009) 1068–1133

icon compounds reduce the amount of more combustible material with improved thermal stability and flame retar-
organic components and produce silicaceous residue bar- dancy.
rier layers that inhibit heat and mass transfer across it. With the aim to summarize the recent literature avail-
Silicon containing flame retardants are environmentally able on the PU chemistry, the present review emphasized
friendly as they release low and non-corrosive smoke dur- the different processes taking place during the thermal
ing combustion [186,436–438]. Different types of silicon decomposition of PUs and the parameters affecting their
containing reactive type flame retardants are listed in thermal stability. A number of parameters related to the
Table 6 [9,88,438]: structural features of PUs such as SS, HS and CE struc-
ture, NCO:OH ratio, catalyst concentration, etc., in addition
to the formation of side products, affect the degrada-
1. Organo hydroxyl and organo amine terminated silox-
tion characteristics of PUs. In this review, we have also
anes, which react with NCO capped PU prepolymers.
described different methods for modifying the structure
Amino-terminated siloxanes can also be reacted with
as well as incorporating thermo-stable functional moi-
epoxy capped PU prepolymers. Hydroxyl terminated
eties into the backbone and forming PU–isocyanurate,
polyorganosiloxane; in particular, polydimethylsiloxane
PU–oxazolidone and PU–imide. Additionally, methods to
(PDMS) is also an effective flame retardant.
improve the thermal stability of PUs using nano-composite
2. Epoxy-terminated siloxanes: amino terminated PU pre-
formation, Si–O–Si crosslinked structure via sol–gel pro-
polymers can be reacted with epoxy capped siloxanes.
cess, incorporation of POSS structure into PU backbone, use
3. Siloxanes with unsaturation: unsaturated (vinyl, acrylate)
of CNT and functionalized fullerenes as the latest tools for
functional siloxanes can be polymerized with acrylate
structural engineering of PUs is shown to improve thermal
or methacrylate terminated PU prepolymers either in
stability.
the presence of heat using initiators such as benzoyl
The information included in this review on the flame-
peroxide, tert-butyl hydroperoxide, 2,2 -azobis(2,4-
retardant mechanism and widely used materials shows
dimethylpentanenitrile), 2,2 -azobis-(2-methylbutyro-
that much progress has been made over the years on
nitrile) (AMBN) 2,2 -azobis-(2-isobutyronitrile) (AIBN),
flame-retardant PUs. A major effort has been devoted
dimethylazodiisobutyrate (WAKO 601), 2,2 -azobis-
towards developing phosphorus and halogenated flame
2,4-dimethylvaleronitrile (VAZO 52), 2,2 -azobis-iso-
retardants but due to environmental restrictions, and cus-
butyronitrile (VAZO 64), 2,2 -azobis-(2-methylbutyro-
tomer needs to improve the flame-retardancy without
nitrile) (VAZO 67), 1,1 -azobis-cyclohexanecarbonitrile
sacrificing mechanical properties, recent research efforts
(VAZO 88), etc. or UV cured in the presence of photoini-
have resulted in different reactive-type flame retardants
tiators such as benzophenone, Irgacure 184, Irgacure 651,
that can bond with suitable functional groups in PUs. In
Irgacure 2959, Darocur 1173, Darocure 4265, etc.
this respect, we found the need to summarize the different
4. Silsesquioxanes and bridged siloxanes [9].
reactive-type flame retardants in tabular form so that the
5. Sol–gel precursors such as alkoxides that form Si–O–Si
future development and understanding the fundamental
networks during cure [9].
principles of fire retardation will be easier for the reader.
6. Some other alkoxysilanes that may be blended with
Hopefully this review has given ample information to
a reactive type silicon compounds are shown in
the reader regarding structure–property relationships in
Scheme 38.
relation to the thermo-stability and flame-retardancy of
PUs and to understand the useful structural elements that
6. Conclusions may be incorporated in order to improve these properties.

PUs are one of the most versatile classes of materials


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