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Review

Atrial fibrillation in heart failure: the chicken or the


egg?
R Balasubramaniam,1 P M Kistler1,2,3,4
1
Department of Cardiology, ABSTRACT constant supply of triggers necessary. The triggers
Royal Melbourne Hospital, Atrial fibrillation (AF) and heart failure (HF) are the largely originate from the pulmonary veins (PVs),
Melbourne, Australia; emerging epidemics of cardiovascular disease in the new
2 which will be examined later in the review. An
Department of Medicine,
University of Melbourne, millennium. Both are responsible for considerable alternative theory describes mother ‘‘rotors’’ or
Parkville, Victoria, Australia; morbidity and mortality and health budget expenditure. counter-rotating vortices anchored at the PV
3
The Baker Heart Research The advent of catheter ablation for patients with AF has antrum with the surrounding atria unable to
Institute, Melbourne, Australia; provided important new insights into the relative conduct in a 1:1 fashion, resulting in fibrillatory
4
The Heart Centre, The Alfred
Hospital, Melbourne, Australia
contribution of AF to left ventricular dysfunction. The aim conduction.7
of this review is to discuss the complex interplay in the
Correspondence to: pathophysiology of AF and HF to improve our under-
Dr P M Kistler, The Heart Centre, AF in HF: ‘‘the egg’’
standing of the basis for current treatment strategies and
The Alfred Hospital, Commercial Distinct differences in the electrical, ionic and
Road, Melbourne, Australia guide future research direction.
structural remodelling are seen with AF in the
3004; peter.kistler@
baker.edu.au presence of abnormal LV function. Rapid atrial
pacing animal models demonstrate shortening of
Accepted 10 June 2008 refractoriness with loss of rate adaptation, in
SEARCH STRATEGY contrast to rapid atrial pacing superimposed on
Published Online First
16 July 2008 A comprehensive literature search was performed the ventricular tachypacing HF model where
of electronic bibliographic databases (eg, PubMed,
refractoriness is relatively preserved but atrial
Cochrane) using the following keywords: atrial
fibrosis is prominent with associated changes in
fibrillation, heart failure, pathophysiology, epide-
conduction.8 In animals with HF treated with ACE
miology, catheter ablation, management, anti-
inhibitors (ACEIs), the effects of HF on conduction
coagulation, etc. Reference lists from selected
slowing, atrial fibrosis and AF duration were
articles and reviews were also examined for further
attenuated.9 This was more than a haemodynamic
relevant articles, and abstracts from international
effect, as vasodilator therapy did not affect
meetings were searched.
ventricular tachypacing-induced atrial fibrosis or
AF promotion. Retrospective studies in patients
EPIDEMIOLOGY with LV dysfunction have shown a significant
Atrial fibrillation (AF) is the most common reduction in the occurrence of AF in the group
sustained cardiac arrhythmia with an incidence of treated with ACEIs.10 Following acute myocardial
0.84% increasing to 7% in those aged .85.1 It infarction complicated by LV dysfunction,
accounts for nearly 1% of the total National Pedersen et al showed a 55% reduction in the
Health Service expenditure.2 Conversely, heart development of AF in patients treated with
failure (HF) is estimated to affect 3.1% of patients ACEIs.11 The renin–angiotensin system plays an
aged >45 in the UK.3 The prevalence of AF in HF important role in structural remodelling and the
increases according to New York Heart Association development of myocardial fibrosis in congestive
(NYHA) class, ranging from 4% in NYHA class I to heart failure (CHF).12 Angiotensin II has also been
50% in patients who are NYHA class IV.4 shown to have several proinflammatory proper-
ties,13 which is important given an emerging role
PATHOPHYSIOLOGY OF AF IN HF for inflammation in the pathogenesis of AF,14 with
Whether AF is a cause or consequence of HF is an raised circulating inflammatory markers such as C-
area of much contention, although both are likely. reactive protein (CRP) increased in patients with
The relative contribution of AF to left ventricular AF.13
(LV) dysfunction is often difficult to evaluate in an 3-Hydroxy-3-methylglutaryl coenzyme A
individual patient, particularly when both coexist (HMG-CoA) reductase inhibitors demonstrate
in the initial presentation. pleiotropic properties including anti-inflammatory
The pathophysiology of AF remains incomple- effects and improved endothelial function.15 In a
tely understood. The multiple wavelet hypothesis canine model, simvastatin attenuated AF promo-
proposed by Moe and Abildskov in 19595 describes tion and CHF-induced atrial structural remodelling
the interaction of multiple re-entrant wavelets in dogs.16 A recent meta-analysis has demonstrated
occurring simultaneously within the atria, with a reduction in recurrent AF in patients treated with
perpetuation favoured by slow conduction, short- statins.17
ened refractory periods and increased atrial mass. A Animal models of HF have also demonstrated a
heterogeneous distribution of refractory periods role for triggered activity and calcium-sensitive
promotes re-entry by creating regions of functional delayed afterdepolarisations, and drugs that reduce
conduction delay and block.5 6 A critical number of intracellular calcium have been shown to terminate
wavelets are required to maintain AF with a AF.18 Conversely, alcohol, which has been

Heart 2009;95:535–539. doi:10.1136/hrt.2007.140640 535


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Review

associated with a reduction in intracellular calcium transients in short-term haemodynamic studies. An inability to achieve
addition to HF, is associated with an increase in AF incidence, pharmacological rate control should prompt consideration of a
though the underlying mechanisms linking alcohol to HF and ‘‘pace and ablate’’ strategy with insertion of a permanent
AF are complex and not fully understood and may involve the pacemaker and catheter ablation of the atrioventricular (AV)
direct toxic effects of acetaldehyde and a decreased sensitivity of node. This strategy is generally associated with symptomatic
myofilaments to calcium.19 improvement and an improvement in LV function.30 In a
In humans, Kalman and coworkers elegantly demonstrated minority of patients right ventricular apical pacing with the
the atrial structural and electrical remodelling that occurs in creation of interventricular dyssynchrony may result in a
patients with HF. Patients with a mean EF of 26% and no prior decline in LV function. Whether patients with significant LV
atrial arrhythmias demonstrated areas of frank scar with dysfunction who require bradycardia support should have a
associated conduction slowing and block. AF was inducible resynchronisation device first line is yet to be determined. The
during effective refractory period testing in 40%.20 Similar atrial PAVE study demonstrated a significant improvement in the
remodelling, although to a lesser degree, has been demonstrated 6 min walk test and ejection fraction with biventricular pacing
with ageing.21 The presence of fibrosis provides the substrate for compared with right ventricular apical pacing and AV nodal
re-entry by conduction slowing and block. Although the ablation for patients with uncontrolled AF. The beneficial
responsible mechanisms behind atrial fibrosis in HF have been effects of cardiac resynchronisation were more pronounced in
incompletely determined, the renin–angiotensin system and patients with impaired systolic function or symptomatic HF.31
transforming growth factor b1 (TGFb1) appear to be important. However, these findings were based on small patient numbers
In transgenic mice overexpression of TGFb1 has resulted in with LV dysfunction. In addition, the group with right
atrial fibrosis with ventricular sparing with an increase in atrial ventricular apical pacing demonstrated a significant decline in
conduction heterogeneity and AF.22 LV function at short-term follow-up. In contrast, Chen et al
demonstrated preservation of LV function during a mean
AF in HF: ‘‘the chicken’’ follow-up of 20 months in 286 patients who underwent an
AF may contribute to LV dysfunction as a consequence of rapid ablate and pace strategy with right ventricular apical pacing.32
ventricular rates, irregularity in ventricular rhythm or owing to
loss of atrial systole. Tachycardia-mediated cardiomyopathy RHYTHM CONTROL: PHARMACOLOGICAL
secondary to uncontrolled AF has been well described as a A strategy of rhythm control may be preferred in symptomatic
reversible cause of LV dysfunction.23 The loss of atrial transport patients with paroxysmal AF compared with patients with
that results in AF is also thought to cause a reduction in persistent AF where currently available antiarrhythmic drugs
diastolic filling, stroke volume and cardiac output and an have limited efficacy compounded by longer-duration AF and
increase in right atrial and pulmonary capillary wedge pres- HF, in which there is an increased risk of proarrhythmia
sures,24 with detrimental effects on ventricular function. secondary to torsade de pointes.33 In this patient population rate
Additionally, an irregular ventricular response is associated control may be preferred until improvements in pharmacologi-
with a reduction in cardiac output when compared with regular cal and ablation techniques improve.
ventricular pacing.25 Nevertheless, subgroup analysis from AFFIRM demonstrated
a significant survival advantage in the rhythm control group
MANAGEMENT OF AF IN HF who maintained sinus rhythm.27 Amiodarone is the preferred
The preferred treatment strategy of rate versus rhythm control
in AF is limited by a lack of effective tools for maintaining sinus
rhythm. This has been demonstrated in clinical trials, such as
the AFFIRM study, which did not show a significant difference
in mortality between rate versus rhythm control arms.26
However, subgroup analysis of the study demonstrated a
significant reduction in mortality in the rhythm control group
who maintained sinus rhythm.27 Only a small number of
patients with LV dysfunction were included in the study. The
preliminary results from the AF-CHF trial, rate versus rhythm
control in HF, have shown no difference in the primary end
point of cardiovascular death and the composite end point of
cardiovascular death, worsening HF and stroke (presented at
late-breaking trials session, American Heart Association 200728).
The trial compared rate versus rhythm control strategies for AF
with 82% of patients in the rhythm control arm receiving
amiodarone. As with the AFFIRM study it is important not to
extrapolate these findings to the patient group with symptoms
or a clear deterioration in LV function in concert with the
advent of AF. Similar randomised control studies with non- Figure 1 Catheter ablation for atrial fibrillation. The left atrium is seen
pharmacological approaches to rhythm control such as catheter as represented by an MRI image incorporated into the NAVX non-contact
mapping system. The signals shown from pulmonary veins (PVs) 1, 2 to
ablation are in progress. 19, 20 are from the bipoles on the circular mapping catheter (CMC)
The pharmacological approach to rate control for AF in HF recording electrograms from the right inferior pulmonary vein (RIPV). The
has involved the use of b blockers and/or digoxin aiming for a double arrow highlights the loss of PV electrograms in the RIPV during
resting heart rate of between 60–80 and 90–115 during ablation, resulting in PV electrical isolation. Abl, ablation; LAA, left atrial
moderate exertion.29 The goals for rate control are based on appendage; MA, mitral annulus; RSPV, right superior pulmonary vein.

536 Heart 2009;95:535–539. doi:10.1136/hrt.2007.140640


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Review

drug for patients with paroxysmal AF and HF with better specifically targeting ganglionic plexi identified by high-
efficacy than sotalol but is limited by potential toxicities. The frequency endocardial stimulation and ablation of complex
new antiarrhythmic drug, dronedarone, pharmacologically fractionated potentials.39 These sites have been postulated to
similar to amiodarone but with structural differences intended represent conduction slowing or pivot points where wavelets
to eliminate the detrimental effects of amiodarone on thyroid turn around at sites of functional block.40
and pulmonary function, is promising.34 However, the The role and appropriate lesion set for catheter ablation in
ANDROMEDA study, investigating the use of dronedarone in patients with AF and LV dysfunction is the focus of continuing
moderate to severe LV dysfunction, was discontinued owing to research. Nonetheless, several studies have demonstrated
a potential increase in mortality.35 By contrast, the selective marked improvements in LV function in patients undergoing
class III investigational agent, azimilide has been shown to be successful catheter ablation.41–44 Haissaguerre and coworkers
safe and effective in postinfarct patients with LV dysfunction, performed catheter ablation in 58 patients with predominantly
but severe neutropenia (1%) and torsade de pointes (1.5%) have chronic AF and impaired ventricular function.42 At 12-month
been reported.35 Future pharmacological treatments may be follow up, 78% of patients remained in sinus rhythm with a
based on atrial-selective antiarrhythmic drugs35 and antifibrotic second procedure was required in 50%. LV ejection fraction
drugs such as pirfenidone which is thought to reduce the normalised or improved by an absolute 20% or greater in 72% of
expression of TGFb1,36 in addition to the use of ACEIs and patients. The improvement in ejection fraction was seen in all
statins for the treatment of AF as discussed earlier. ACEIs or subgroups including patients with ‘‘adequate’’ rate control and
angiotensin receptor blockers are the preferred first-line agent in ischaemic or valvular heart disease. Significant improvements
patients with hypertension and AF due to antifibrotic effects in were also demonstrated in LV dimensions, quality of life and
addition to afterload reduction with consequent effects on left exercise capacity.42 Tondo et al completed circumferential PV
atrial pressure and stretch.37 ablation with a mitral isthmus line in 40 patients with LV
dysfunction. Sinus rhythm was achieved in 87% at a mean
follow-up of 14 months and resulted in equivalent improve-
CATHETER ABLATION FOR AF ments in LV function, symptoms and quality of life.43
Catheter ablation of AF provides exciting opportunities to Marchlinski and coworkers performed catheter ablation in 67
isolate the triggers for AF largely anchored in the PVs and patients with predominantly paroxysmal AF with successful
modify the substrate or changes within the atria induced by AF restoration of sinus rhythm in 86%. A significant improvement
or LV dysfunction, or both (fig 1). In the seminal studies from in LV function was seen with only 22% of patients classified as
Haissaguerre et al, ectopy arising from the PVs was identified as inadequate rate control at baseline.44 The study by Chen et al
the trigger largely responsible for the initiation of AF.38 Catheter showed a non-significant improvement in ejection fraction but
ablation targeting these triggers evolved and remains the a significant improvement in quality of life for 73% of the 94
cornerstone for most AF ablation procedures (fig 2).6 It is patients with impaired LV function, free of AF recurrence at
becoming increasingly clear, however, that the mechanisms 14 months after the procedure.41
underlying the initiation and maintenance of AF are complex These studies suggest that catheter ablation for AF is
and multifactorial and ablation techniques continue to evolve in successful in the majority of patients and associated with
concert with this. The current approach to catheter ablation substantial improvements in LV function, notwithstanding the
extends beyond PV isolation to involve circumferential ablation difficulties that exist when assessing LV function in patients
around the right and left PV ostia which encompass more with AF. The recovery of LV function is apparent in the setting
proximal triggers, ganglionic plexi and dominant rotors thought of ‘‘adequate’’ rate control, strengthening the argument for
to anchor at the PV–LA junction.6 Other approaches include detrimental effects on ventricular function beyond a tachy-
cardia-mediated mechanism.
The PABA-CHF trial randomised 77 patients with HF and
drug-refractory paroxysmal (54%) or persistent AF (46%) to AV
node ablation and biventricular pacing or pulmonary vein
isolation (PVI).45 Freedom from AF was demonstrated in 72% of
patients in the PVI group (and not surprisingly 0% in the
AV node ablation group) at 6 months. The mean ejection
fraction was significantly higher in the PVI group (35% vs
28%) and an improvement was seen in 74% of patients in the
PVI group compared with 24% in the AV node ablation
cohort. The 6 min walk and quality-of-life measures were also
better in the PVI group. Results were similar in patients with
paroxysmal or permanent AF. The findings indicate the super-
iority of successful rhythm control with PVI versus AV node
ablation and biventricular pacing. However, the results are as
yet unpublished. The trial was small with a relatively short
follow-up, included few patients with an atrial diameter .5 cm
and was completed in a highly experienced AF ablation centre
Figure 2 Catheter ablation for atrial fibrillation using the CARTO
with some patients in the PVI cohort undergoing multiple
contact mapping system. The left atrium is seen with ablation (Abl)
points encircling the pulmonary veins (PVs) in pairs with an external view procedures. Catheter ablation is associated with potentially
on the left side of the figure and internal view of the left PVs on the right serious complications, including cardiac tamponade, PV steno-
side. LAA, left atrial appendage; LIPV, left inferior pulmonary vein; LSPV, sis, phrenic nerve injury, stroke and, rarely, atrio-oesophageal
left superior pulmonary vein; RIPV, right inferior pulmonary vein; RSPV, fistula and death.6 Coronary artery occlusion, mitral valve
right superior pulmonary vein. trauma and relatively common vascular complications can also

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occur and operator and patient both receive significant radiation pharmacological restoration of sinus rhythm. It has been shown
doses. Nonetheless, despite the initial conclusions from that in patients with a stroke risk exceeding 4 per 100 patient-
AFFIRM, if sinus rhythm can be successfully and safely restored years of aspirin, warfarin treatment consistently improves
there are likely to be substantial improvements in quality of life quality-adjusted survival.48 The cessation of anticoagulation
and LV function. Whether this translates to improved survival should be approached with caution given the risk of asympto-
advantage is the core of continuing multicentre trials.6 matic recurrent AF and the lack of long-term outcome data after
catheter ablation. Both HF and AF are associated with an
increase in markers of platelet activation and clotting.
SURGICAL ABLATION OF AF Inflammation has also been linked to enhanced platelet
In the 1980s, James Cox pioneered the classic cut-and-sew activation and thrombus formation, and inflammatory markers
surgical Maze procedure which formed the benchmark for the such as CRP and interleukin 6 were found to be raised in both
surgical treatment of AF.46 Today the classic cut-and-sew conditions. CRP and interleukin 6 have in turn been shown to
approach has been largely abandoned owing to the length of be independent predictors of thromboembolism in patients with
the procedure and associated morbidity and replaced with AF.13 The importance of anticoagulation therefore cannot be
varying strategies using differing energy sources, including emphasised sufficiently in that cohort of patients identified
unipolar and bipolar radiofrequency, cryoablation and ultra- above.
sound. Concerns remain about the achievement of transmural
ablation lines and the lack of verification of electrical PV
isolation, the hallmarks of the endocardial approach. CONCLUSION
Nonetheless, refining the surgical approach is important given HF and AF frequently coexist, with each having deleterious
the significant population of patients who require coronary effects on the other. Successful restoration of sinus rhythm may
bypass and valvular surgery and who also have AF. One small be achieved pharmacologically; however, long-term efficacy and
surgical series reported on 37 patients with impaired LV safety are limited. Restoration of sinus rhythm is likely to be
function who underwent the surgical ablation for AF alone. preferable where the onset of AF is associated with increasing
All but one patient remained in sinus rhythm at 63 months’ symptoms or deterioration in LV function. Irrespective of a
follow-up with significant improvements in LV function seen in strategy of rhythm or rate control, anticoagulation is para-
those patients with prior chronic AF (n = 23), though not in the mount. Catheter ablation can successfully restore sinus rhythm
paroxysmal group (n = 14).47 Thus surgical treatment of AF is with improvements in quality of life and LV function. However,
essentially reserved for patients with AF undergoing cardiac catheter ablation needs to be repeated in a significant number of
surgery for other reasons. Surgery for AF alone has only been patients, is associated with potentially serious complications
recommended for ‘‘symptomatic patients with AF who prefer a and long-term outcomes are yet to be determined. Further
surgical approach, for patients for whom one or more attempts insights into the complex interplay between the emerging
at catheter ablation have failed, or who are not candidates for epidemics of HF and AF are critical to the progress of new
catheter ablation’’,6 when medical treatment has failed. therapeutic modalities.
Competing interests: Declared. PMK is the recipient of the Neil Hamilton Fairley
Fellowship from the National Health and Medical Research Council and National Heart
ANTICOAGULATION Foundation of Australia.
Patients with AF and HF are at significant risk of stroke with
the evidence strongly in favour of anticoagulation with warfarin
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Heart 2009;95:535–539. doi:10.1136/hrt.2007.140640 539


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Atrial fibrillation in heart failure: the chicken


or the egg?
R Balasubramaniam and P M Kistler

Heart 2009 95: 535-539 originally published online July 16, 2008
doi: 10.1136/hrt.2007.140640

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