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Journal of Alzheimer’s Disease 22 (2010) 507–522 507

DOI 10.3233/JAD-2010-100234
IOS Press

Longitudinal Changes in Fiber Tract Integrity


in Healthy Aging and Mild Cognitive
Impairment: A DTI Follow-Up Study
Stefan J. Teipela,b,∗, Thomas Meindlc , Maximilian Wagnerd , Bram Stieltjese , Sigrid Reutera,b ,
Karl-Heinz Hauensteinf , Massimo Filippig , Ulrike Ernemannh, Maximilian F. Reiserc and
Harald Hampeld,i,j
a
Department of Psychiatry, University Rostock, Rostock, Germany
b
DZNE, German Center for Neurodegenerative Diseases, Rostock, Germany
c
Institute for Clinical Radiology, Ludwig-Maximilian University, Munich, Germany
d
Department of Psychiatry, Ludwig-Maximilian University, Munich, Germany
e
Division of Radiology, German Cancer Research Center, Heidelberg, Germany
f
Department of Radiology, University Rostock, Rostock, Germany
g
Institute of Experimental Neurology, Scientific Institute and University Hospital San Raffaele, Milan, Italy
h
Department of Diagnostic and Interventional Neuroradiology, University Hospital Tübingen, Germany
i
Discipline of Psychiatry and Trinity College Institute of Neuroscience (TCIN), Trinity College Dublin, The
Adelaide and Meath Hospital incorporating the National Children’s Hospital (AMiNCH), Dublin, Ireland
j
Department of Psychiatry, University of Frankfurt, Frankfurt/Main, Germany

Handling Associate Editor: Uwe Friese


Accepted 2 July 2010

Abstract. Cross-sectional studies using diffusion tensor imaging (DTI) suggest decline of the integrity of intracortically projecting
fiber tracts with aging and in neurodegenerative diseases, such as Alzheimer’s disease (AD). Longitudinal studies on the change
of fiber tract integrity in normal and pathological aging are still rare. Here, we prospectively studied 11 healthy elderly subjects
and 14 subjects with amnestic mild cognitive impairment (MCI), a clinical risk group for AD, using high-resolution DTI and
MRI at baseline and after 13 to 16 months follow-up. Fractional anisotropy (FA), a DTI measure of fiber tract integrity, was
compared across time points and groups using a repeated measures linear model and tract based spatial statistics. Additionally,
we determined rates of grey matter and white matter atrophy using automated deformation based morphometry. Healthy elderly
subjects showed decline of FA in intracortical projecting fiber tracts, such as corpus callosum, superior longitudinal fasciculus,
uncinate fasciculus, inferior fronto-occipital fasciculus, and cingulate bundle (p < 0.05, corrected for multiple comparisons).
MCI subjects showed significant FA decline predominantly in the anterior corpus callosum (p < 0.05, corrected for multiple
comparisons). Grey and white matter atrophy involved prefrontal, parietal, and temporal lobe areas in controls and prefrontal,
cingulate, and parietal lobe areas in MCI subjects and agreed with the pattern of fiber tract changes. Our findings indicate that
DTI allows detection of microstructural changes in subcortical fiber tracts over time that are related to aging as well as to early
stages of AD type neurodegeneration. The underlying mechanisms for these changes are unknown.

Keywords: Cortical connectivity, fractional anisotropy, longitudinal study

Supplementary data available online: http://dx.doi.org/10.3233/JAD-2010-100234

∗ Correspondence to: Stefan J. Teipel, M.D., Department of Psy- 18147 Rostock, Germany. Tel.: +49 01149 381 494 9610; Fax: +49
chiatry and Psychotherapy, University Rostock, Gehlsheimer Str. 20, 01149 381 494 9682; E-mail: stefan.teipel@med.uni-rostock.de.

ISSN 1387-2877/10/$27.50  2010 – IOS Press and the authors. All rights reserved
508 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

INTRODUCTION fornix, cingulum, splenium, and cerebellar peduncle


remained stable in MCI, AD, and healthy elderly sub-
Neuroimaging and postmortem studies indicate a jects [27]. Over a longer follow-up period of 15-
wide range of morphological brain changes with ag- months, a single case study of a subject with pos-
ing. Magnetic resonance imaging (MRI) studies have terior cortical atrophy detected decline of fractional
demonstrated cortical grey matter loss predominant- anisotropy in the white matter in the absence of sub-
ly located in prefrontal regions [1], but also resem- stantial decline of grey matter volume [28]. Healthy
bling pattern of grey matter loss in Alzheimer’s disease elderly subjects showed significant decline of FA after
(AD) [2,3]. Additionally, reduction of cerebral white 2 years of follow-up [29].
matter has been described in healthy aging with pre- In the present study, we investigated longitudinal
dominance in prefrontal lobe regions but extending to changes of fractional anisotropy in healthy elderly sub-
temporal and parietal lobe areas [4,5]. The extent of jects and subjects with MCI over an average follow-up
white matter changes in association tracts was correlat- time of 13 months in MCI subjects and 16 months in
ed with decline of regional cortical glucose consump- controls. We compared changes in white matter tract
tion [6]. Postmortem studies suggest a relatively mod- integrity with regional decline of grey and white mat-
erate decline of neuron numbers across age groups. For ter volumes. We used a cross-sectional analysis of FA
example, neuron numbers were reported to decline by values derived from the multi-center study of a novel
less than 10% over an age range from 20 to 90 years [7]. physical DTI phantom [30] to establish an upper-limit
In contrast, length of subcortical fibers was reported to for the estimate of unsystematic within-scanner vari-
decline by 40% between the age of 20 and 80 years [7, ability in FA values over time. We expect that our data
8]. Therefore, white matter changes seem to play an im- will help to determine the role of regional changes of
portant role in the development of age-related changes white matter tract integrity both in healthy aging and in
in brain structure and function. predementia stages of AD.
Diffusion tensor imaging (DTI) has evolved as a
powerful technique to determine fiber tract integrity
in the living human brain [9]. Fractional anisotropy SUBJECTS AND METHODS
(FA) derived from DTI data is among the best estab-
lished scalar markers of fiber directionality and integri- Subjects
ty [10,11]. Knowledge on the underlying neurobiolog-
ical basis of FA reductions in aging and neurodegen- We examined 14 right-handed subjects with the clin-
eration as determined by DTI is limited. Subcortical ical diagnosis of amnestic MCI [mean age: 73.1 (SD
ischemic lesions have frequently been associated with 7.4) years, ranging from 60 to 88 years, 6 women, mean
aging and can reduce FA values [12]. Studies on brain years of education: 11.2 (SD 2.3)] and 11 healthy el-
maturation suggest that FA is sensitive to increases in derly right-handed subjects [mean age: 67.4 (SD 7.7)
axonal growth and myelination [13,14]. FA changes years, ranging from 59 to 83 years, 4 women, mean
have also been suggested to reflect changes in axon- years of education: 12.7 (SD 3.6)].
al membranes [11]. Degradation of myelin and even MCI subjects were recruited from the Memory Clin-
axon deletion accompany normal aging [15,16]. Con- ic at the University Munich and fulfilled the Mayo clin-
sistently, a broad range of cross-sectional studies has ic criteria [31] for amnestic MCI. The healthy subjects
shown significant age-related changes in fiber tract in- were recruited among spouses of patients with demen-
tegrity [17–19]. Additionally, studies in early stages tia attending the Memory Clinic at the University Mu-
of AD suggest a specific decline of subcortical fiber nich, who had no subjective memory complaints and
tract integrity [20–22]. Subjects with amnestic mild scored within one standard deviation of the age- and
cognitive impairment (MCI) are believed to represent education adjusted means of the Mini-Mental-Status
a predementia stage with an increased risk to develop Examination (MMSE) [32], CERAD cognitive bat-
AD during clinical follow-up [23]. Consistently, sub- tery [33], Clock-drawing-test [34] and the trail-making
jects with MCI show reduced fiber tract integrity in test [35].
association fiber tracts [24–26]. MCI subjects and controls were not significantly dif-
Longitudinal studies on fiber tract changes using DTI ferent in mean age (T = −1.9, 23 df, p = 0.07), gender
in aging and neurodegenerative disease are still rare. distribution (Chi2 = 0.11, Fisher’s exact test p = 0.53),
Over three months follow-up fractional anisotropy in years of education (T = 1.30, 23 df, p = 0.21), or num-
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 509

ber of apolipoprotein E4 (ApoE4) alleles (Chi2 = 0.12, 0.8 mm3 , repetition time 14 ms, echo time 7.61 ms,
Fisher’s exact test p = 0.55). As expected, both groups flip angle 20◦ , number of slices 160). To identify
differed significantly in MMSE scores, with a mean white matter lesions a 2-dimensional T2-weighted se-
MMSE score of 26.5 (SD 1.2) in the MCI subjects and quence was performed (fluid attenuation inversion re-
29.3 (SD 0.6) in the controls. covery FLAIR, field-of-view 230 mm, repetition time
All subjects underwent clinical assessment, neu- 9000 ms, echo time 117 ms, voxel size 0.9 × 0.9 ×
ropsychological testing, and MRI scanning both at 5.0 mm, TA 3:20 min, flip angle 180◦ , number of slices
baseline and follow-up. Duration of follow-up was on 28, acceleration factor 2).
average 404 (SD 44, 311 to 456) days in MCI subjects Diffusion-weighted imaging was performed with an
and 472 (SD 188, 347 to 966) days in controls and was echo-planar-imaging sequence (field-of-view 256 mm,
not significantly different between groups (T = 1.31, repetition time 9300 ms, echo time 102 ms, voxel size
23 df, p = 0.20). 2 × 2 × 2 mm3 , 4 repeated acquisitions, b-value =
The clinical assessment included detailed medical 1000, 12 directions, noise level 10, slice thickness
history, clinical, psychiatric, neurological and neu- 2.0 mm, 64 slices, no overlap). Parallel imaging was
ropsychological examinations, and laboratory tests performed with a generalized auto-calibrating partial-
(complete blood count, electrolytes, glucose, blood ly parallel acquisition (GRAPPA, [37]) reconstruction
urea nitrogen, creatinine, liver-associated enzymes, algorithm and an acceleration factor of 2.
cholesterol, HDL, triglycerides, serum B12, folate, thy-
roid function tests, coagulation, serum iron). Addition- Phantom study
ally, ApoE4 genotyping was performed (see below).
Selection of subjects included a semiquantitative rat- We used a physical phantom object manufactured
ing of T2-weighted MRI scans [36]. To exclude sub- by the Division of Radiology of the German Cancer
jects with significant subcortical cerebrovascular le- Research Center, Heidelberg, Germany. The proper-
sions, only subjects were included which had no sub- ties of this phantom have previously been described
cortical white matter hyperintensities exceeding 10 mm in detail [30]. The phantom consists of polyamide
in diameter or 3 in number. fibers of 15 µm diameter winded around a circular
Subjects’ consent was obtained according to the Dec- acrylic glass spindle. The phantom was measured at
laration of Helsinki. The study was approved by the five different Siemens Avanto 1.5 Tesla MRI scan-
ethics committee and the local authorities. ners (Siemens Medical Solutions, Erlangen), using
echo-planar-imaging sequences (repetition time be-
Apolipoprotein E genotyping tween 5100 ms and 5300 ms, echo time 85 ms, voxel
size 2 × 2 × 2 mm3 , 3 repeated acquisitions, b-value =
ApoE genotyping was performed using a polymerase 1000) At three sites 30 gradient directions were used,
chain reaction (PCR) kit for the Light Cycler system for at the other two sites only 12 gradient directions were
real-time PCR (Roche Diagnostics, Mannheim, Ger- available due to software restrictions. Parallel imaging
many). In the MCI group, there were 3 of 14 subjects was performed with a generalized auto-calibrating par-
carrying at least one ApoE4 allele, in the control group tially parallel acquisition (GRAPPA, [37]) reconstruc-
there were 3 of 11 subjects carrying at least one ApoE4 tion algorithm and an acceleration factor of 2.
allele.
Diffusion tensor imaging analysis
MRI acquisition
DTI data were analyzed using tract-based spatial
MRI acquisitions of the brain were conducted with statistics (TBSS) v1.2 implemented in FSL 4.1 (FMRIB
a 3.0 Tesla scanner with parallel imaging capabili- Analysis Group, Oxford, UK, http://www.fmrib.ox.ac.
ties (Magnetom TRIO, Siemens, Erlangen, Germany), uk/analysis/research/tbss) [38]. TBSS has been used
maximum gradient strength: 45 mT/m, maximum slew in one previous longitudinal study on Huntington’s dis-
rate: 200 T/m/s, 12 element head coil. ease [39]. TBSS allows spatial reorientation of frac-
For anatomical reference, a sagittal high-resolution tional anisotropy (FA) maps into standard space with-
3-dimensional gradient-echo sequence was performed out systematic effects of spatial transformation on fiber
(magnetization prepared rapid gradient echo MPRAGE, tract directionality and without the need to select a spa-
field-of-view 250 mm, spatial resolution 0.8 × 0.8 × tial smoothing kernel that may impact the effects of
510 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

interest. The approach is based on the use of an a was inspired by a discussion on the spm archives
priori template of fiber tracts to which the individu- website (available at https://www.jiscmail.ac.uk/cgi-
ally extracted fiber tracts of each subject are coregis- bin/wa.exe?A2=ind0804&L=SPM&P=R48484). The
tered. First, FA images were created by fitting a ten- following procedure was applied to the MRI scans:
sor model to the raw diffusion data using FDT (FM-
RIB’s Diffusion Toolbox integrated in the FSL soft- 1. Scans were manually aligned to place the anterior
ware), and then brain-extracted using BET (Brain Ex- commissure at the origin of the three-dimensional
traction Tool) [40]. All subjects’ FA data were then Montreal Neurological Institute (MNI) coordi-
aligned into a common space using the nonlinear regis- nate system. The first scan of each subject then
tration tool FNIRT [41,42], which uses a b-spline rep- was rigidly registered to the second scan using
resentation of the registration warp field [43]. Next, maximizing the mutual information of the joint
the mean FA image was created and thinned to obtain intensity histogram of the images [47].
a mean FA skeleton which represents the centers of all 2. The first and second scans were segmented into
tracts common to the group. Each subject’s aligned FA grey matter and white matter maps [48]. The
data was then projected onto this skeleton and the re- resulting grey (white) matter maps were rigidly
sulting data fed into voxelwise within-subject statistics. aligned to each other.
In addition to voxel-wise analysis of fiber tract maps, 3. The grey (white) matter maps from the first scans
we extracted mean FA values in predefined fiber tracts were warped to the grey (white) matter maps from
using a region of interest approach. We used white the second scans using high-dimensional diffeo-
matter regions in MNI standard space as represented in morphic image registration [45]. This step results
the John Hopkins University (JHU) Fiber Tract–based in a deformation field that contains a mapping
Atlas of Human White Matter Anatomy [44]. This from each point in the first image to the corre-
atlas template is implemented in the FSL software. We sponding point in the second image for each sub-
used an in-house written Matlab script to overlay the ject. The amount of regional expansion or con-
white matter atlas regions with the individual fiber tract traction was extracted from this field, by taking
skeletons. We extracted mean FA values for the corpus the determinant of the gradient of the deforma-
callosum genu, body and splenium, and fornix as well tion at each point (Jacobian determinant) [49].
as right and left superior longitudinal fasciculus and Additionally, this step yields a subject specific
cingulum, as indicated in Fig. 1. template across both time points. Due to the
intra-individual matching of scans, data were not
Phantom data analysis
smoothed prior to warping.
4. The grey (white) matter maps of the first and sec-
From the DTI data obtained from the physical phan-
ond scan were warped with the resulting defor-
tom object, we reconstructed the FA maps using DTI
mation field and modulated with the respective
studio version 2.4.01 (Laboratory of Brain Anatom-
Jacobian determinant map to obtain modulated
ical MRI and Center for Imaging Science at Johns
warped grey (white) matter maps that are in align-
Hopkins University, Baltimore, USA, available through
http://www.mristudio.org). FA values then were mea- ment across time points for each subject in the
sured at the most superior, inferior, left and right po- space of the subject specific template.
sition of the circular FA map using circular regions of 5. The subject specific templates derived from step
interest (ROI) with 3 mm diameter (Fig. 2). 3 were warped to match each other across sub-
jects using high-dimensional diffeomorphic im-
Structural MRI data analysis age registration [45]. The resulting deformation
fields and Jacobian determinant maps were ap-
Structural MRI data were analyzed using deforma- plied to the grey (white) matter maps that were in
tion based morphometry based on diffeomorphic image the space of the subject specific templates from
registration as implemented in the DARTEL toolbox in step 4. This resulted in the baseline and follow-
spm8 [45], available through http://www.fil.ion.ucl.ac. up scans of each subject within a group specific
uk/spm. We followed the steps proposed by a pre- common space where the effect of different time
vious publication [46] and modified them accord- points was preserved in the modulated warped
ing to the DARTEL framework. The modification grey (white) matter maps.
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 511

A B
Fig. 1. Regions of interest superimposed on the mean fiber tract skeleton. The regions of interest from the JHU Fiber Tract–based Atlas of
Human White Matter Anatomy [44] superimposed on the averaged fiber tract skeleton (green), representing th e mean skeleton across the healthy
controls and MCI subjects, in MNI space. A) Midsagittal section with genu (red), body (blue) and splenium (yellow) of the corpus callosum, and
fornix (pink). B) Axial sections with cingulum (red) and fasciculus longitudinalis superior (blue).

Fig. 2. DTI phantom measurement. From the DTI scans of the physical phantom object (left hand side), we constructed color maps (middle)
showing the fiber directions (red represents the direction ‘left–right’) and FA maps (right hand side). The FA values were measured from the FA
maps at the most superior, inferior, left and right position using circular regions of interest with 3 mm diameter (red filled circles).

6. The group specific template defining the common termine changes in cognitive performance over time.
space across subjects and time points was trans- The interaction of time by diagnosis was used to deter-
formed to MNI standard space [50,51] using 12- mine differences between groups in rates of cognitive
parameter affine transformation. The resulting change.
parameters were applied to each scan in common
space to transform scans into MNI space. DTI data
We determined effects of time on values of the
Statistical analysis TBSS FA maps using a voxel-based repeated mea-
sures ANOVA model with time as repeated mea-
Neuropsychological data. We used a repeated mea- sures factor and diagnosis as between subjects fac-
sures linear model with time point as within subjects tor. We determined the effect of time on FA values
factor and diagnosis as between subjects factor to de- within each diagnostic group considering both possi-
512 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

ble directions, i.e., decline and increase of FA over general linear model on a voxel basis implemented in
time. Statistical significance was determined at p < SPM8 using repeated measures ANOVA with time as
0.05, corrected for multiple comparisons using per- repeated measures factor and diagnosis as between sub-
mutation test as implemented in the FSL 4.1 sub- jects factor. We considered significant effects in both
module Randomize (FMRIB Analysis Group, Oxford, directions, i.e., decrease or increase of volumes over
UK, http://www.fmrib.ox.ac.uk/analysis/research/tbss) time. Results were thresholded at an uncorrected p-
using 500 permutations and threshold-free cluster en- level < 0.001, and an extent threshold of 50 contiguous
hancement (TFCE) [52]. TFCE is a technique that does voxels was applied.
not need pre-statistical smoothing of images and does
not depend on an initial clusterforming threshold such
as t-statistic thresholding. However, TFCE needs sev- RESULTS
eral parameters to be set. Specifically these relate to
the cluster extent (E) and peak height (H) of the statistic Neuropsychological changes
at a given voxel. As suggested by [52], these were set
to E = 0.5 and H = 2.0 to provide a statistic that is One of the 14 MCI subjects converted to dementia
sensitive to all levels of the signal. After TFCE voxel and AD during follow-up, further four subjects showed
clusters were deemed significant at p < 0.05. overall cognitive decline in MMSE scores but did still
The ROI data, representing mean FA in predefined not meet criteria for dementia. The other nine MCI
fiber tracts, were compared across time points and subjects remained cognitively stable over the follow-up
groups using a repeated measures linear model with period. None of the control subjects converted to MCI
time as within subject factor, diagnosis and the inter- or dementia. After 13 to 16 months follow-up, there
1
action between time and diagnosis as between subjects was no significant change in MMSE score (F23 = 1.0,
factors. p = 0.3) across both groups and no significant group
1
To evaluate whether differences in extent of atrophy by time interaction (F23 = 0.3, p = 0.6). There was
between groups may be related to differences in the significant decline in Boston naming test in the MCI
variability of fiber tracts across subjects, we determined subjects only, and a significant decline in word flu-
the coefficient of variation at each single voxel within ency across both groups. MCI subjects showed sig-
the fiber tracts as determined by TBSS. The coefficient nificantly lower performance at baseline compared to
of variation (CV) is defined as controls in the Clock drawing test (rated according to
std(xi ) Shulman et al. [34]) and all subtests of the CERAD
CV = , battery except the Boston naming and the Drawing
mean(xi )
test, consistent with the characterization of this group
with xi equal to the FA value at voxel i. We deter- as amnestic MCI of several domains. For further de-
mined the minimum and maximum value as well as the tails refer to Supplementary Table 1 (available online:
mean and median value of the CV across all voxel for http://www.j-alz.com/issues/22/vol22-2.html# supple-
each single group (MCI and controls) and each time mentarydata05).
point (baseline and follow-up). We also plotted the
histograms and the spatial distribution of CVs for each Decrease in FA
group and time point to assess local differences in FA
variability. In the cross-sectional analysis of the baseline scans,
there were no significant differences in FA values be-
Phantom data tween MCI subjects and controls at p < 0.05 correct-
FA values were averaged across the four circular ROI ed for multiple comparisons. Healthy control subjects
positions within each scanner. We determined the CV showed significant decline of FA in the corpus cal-
across the five scanners as defined above. losum, intrahemispherically projecting tracts such as
the superior longitudinal fasciculus, the inferior fronto-
MRI data occipital fasciculus and the uncinate fasciculus as well
The modulated warped grey (white) matter maps rep- as cortico-petal and cortico-fugal tracts of the cortico-
resenting absolute values of grey (white) matter density spinal tract and the anterior thamalic radiation (Fig. 3)
were smoothed using an isotropic Gaussian kernel at at p < 0.05, corrected for multiple comparisons. Pa-
8 mm FWHM. For statistical analysis we employed the tients with MCI showed FA reductions exclusively in
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 513

Table 1
FA changes in different white matter tracts
Side % change % change 1 main
F23 F231 time

controls MCI effect time by diagnosis


Corpus callosum genu −1.53 −1.25 8.93∗ 0.17
Corpus callosum body −3 −2.5 20.80∗∗∗ 0.42
Corpus callosum splenium −0.89 −0.73 6.51∗ 0.05
Fornix −2.11 −10.64 4.99∗ 3.35
Cingulum R −2.23 −2.77 7.93∗ 0.02
Cingulum L −1.08 −2.33 2.80 0.11
Superior long. fasciculus R −0.44 −0.33 0.99 0.01
Superior long. fasciculus L −1.14 −0.19 2.76 1.59
Changes are given as percent change per year (relative to the mean value across both time
points).
F-values with 1 denominator and 23 nominator degrees of freedom for the main effect of time
and the interaction effect of time by diagnosis.
∗ p < 0.05; ∗∗∗ p < 0.001; R – right; L – left.

Fig. 3. Reductions of fiber tract integrity in healthy controls. Reductions of FA in healthy controls determined using TBSS, p < 0.05, corrected
for multiple comparisons using permutation test. Effects (red) are projected on a fiber tract template in MNI standard space (green). Axial slices
go from MNI (Talairach-Tournoux) coordinate z = −12 to z = 43 (40) and are 5 mm apart in MNI space. A – anterior/P – posterior. L –
left/R – right. S- superior/I – inferior. Abbreviations for tracts: ATR – anterior thalamic radiation; CCr – corpus callosum rostrum; CCs –
corpus callosum splenium; CCt – corpus callosum truncus; Cg – cingulate; CST – corticospinal tract; FMi – forceps minor; FMa – forceps major;
IFOF – inferior fronto-occipital fasciculus; SLF – superior longitudinal fasciculus; UF – uncinate fasciculus.
514 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

Fig. 4. Reductions of fiber tract integrity in MCI subjects. Reductions of FA in MCI subjects determined using TBSS, p < 0.05, corrected for
multiple comparisons using permutation test. Effects (red) are projected on a fiber tract template in MNI standard space (green). Effects are
located in corpus callosum rostrum and truncus. A – anterior/P – posterior. L – left/R – right. S – superior/I – inferior.

Table 2
the corpus callosum (Fig. 4). The opposite contrast, Coefficient of variation of FA values, averaged across all
i.e., FA increase over time, showed no effects in either tracts
of both groups. Baseline Follow-up
When we considered the interaction of time by diag- Controls MCI Controls MCI
nosis, there was no significant difference between the Minimum 0.010 0.015 0.014 0.018
MCI and the control groups in rates of FA decline in Maximum 1.021 0.982 1.082 1.074
Median 0.176 0.184 0.187 0.209
either direction at a corrected p value of 0.05. Presence Mean 0.204 0.216 0.216 0.239
of an ApoE4 allele and gender had no effect on rates of
FA decline at a corrected p value of 0.05. were not significantly different between the controls
Similar to the voxelwise analysis, using ROIs to ex- and the MCI subjects. For details refer to Table 1.
tract mean FA values from predefined fiber tracts we We determined the coefficient of variation (CV) at
found significant reductions of FA in the corpus callo- each single voxel for each group and time point. The
sum genu, body and splenium, the fornix and the right mean and median values of the CV were numerically
cingulum. FA changes were not significant in the left higher at follow-up compared to baseline and higher
cingulum and the bilateral fasciculus longitudinalis su- in MCI compared to controls. However, the difference
perior. Percent reduction of FA per year ranged be- was relatively small, as can also be seen from the his-
tween 0.20 and 10%. There was no significant time by tograms (Table 2, Fig. 5). Local maps of the CV across
diagnosis interaction, suggesting that rates of change the fiber tracts revealed no obvious differences between
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 515

Fig. 5. Histograms of the coefficients of variation of the FA values for both groups at follow-up. The frequency counts of the coefficients of
variation (CV) are plotted for the follow-up data of the MCI group (green) and the control group (red). Although the distribution of the MCI
group is slightly shifted to the right both distribution are not significantly different from each other.

MCI and control groups at both time points. CV values MCI subjects compared to controls were restricted to
were lowest for the corpus callosum in both groups at a cluster in the lateral temporal lobe white matter (da-
both time points (data not shown). ta not shown). Cortical grey matter decreased over
time in control subjects in parietal, temporal and pre-
Phantom data frontal association areas and in medial temporal lobes,
particularly amygdala. Decrease was also detected in
cerebellum, midbrain and precentral gyrus (Table 3).
The coefficient of variation across the five scanners
MCI subjects exhibited decline of grey matter densi-
was 6.1%.
ty over time in more restricted cortical areas involving
prefrontal lobe regions and precuneus (Table 4). White
Decrease in cortical grey matter and in white matter matter reduction in controls involved frontal, parietal
density and temporal lobe white matter and parahippocampal
gyrus white matter (Table 5). Reductions in MCI sub-
In the cross sectional analysis of the baseline scans, jects were spatially more restricted with predominance
MCI subjects showed significantly reduced grey mat- in frontal lobe white matter, cingulate and corpus callo-
ter of bilateral lateral and medial temporal lobes as sum (Table 6). Additionally, cerebellum white matter
well as bilateral superior parietal lobes compared to was reduced. Figure 6 shows grey and white matter
controls at p < 0.001. Reductions in white matter in reductions in healthy controls and MCI subjects. The
516 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

Table 3 Table 5
Decline of grey matter in controls Decline of white matter in controls
Coordinates (mm) Coordinates (mm)
Region Side BA x y z T24 Region Side x y z T24
Superior parietal lobule L 7 −26 −77 46 6.86 Parahippocampal gyrus L −42 −18 −21 4.75
Inferior parietal lobule L 40 −46 −61 49 6.78 Superior frontal gyrus L −17 56 −17 4.52
Precuneus R 19 16 −85 39 6.42 Superior frontal gyrus L −12 64 −8 4.45
Cerebellum declive L −35 −63 −9 4.47 Medial frontal gyrus L −10 63 5 4.08
Medial frontal gyrus L 10 0 46 12 4.42 Precentral gyrus L −39 −1 40 4.40
Midbrain L −2 −7 −4 4.4 Paracentral lobulus L −11 −24 45 4.32
Superior parietal lobule R 7 34 −67 50 5.95 Paracentral lobulus L −14 −13 45 3.86
Precuneus R 7 24 −70 53 5.26 Medial frontal gyrus L −10 −18 53 3.83
Inferior parietal lobule R 39 48 −69 42 4.42 Middle frontal gyrus L −31 32 28 4.18
Cerebellum declive R 14 −67 −15 5.72 Lingual gyrus L −19 −92 −4 4.10
Lingual gyrus R 18 20 −76 −10 4.47 Cuneus L −15 −96 2 4.08
Cerebellum culmen R 28 −61 −23 4.36 Superior temporal gyrus L −39 6 −23 3.85
Middle frontal gyrus R 10 39 61 0 4.94 Cuneus R 24 −87 −2 5.00
Superior frontal gyrus R 10 30 58 5 3.71 Middle occipital gyrus R 24 −93 3 4.98
Precentral gyrus R 6 62 3 35 4.44 Lingual gyrus R 15 −93 −4 4.55
Inferior parietal lobule R 40 59 −39 48 4.38 Middle temporal gyrus R 34 −65 20 4.19
Amygdala R 33 −5 −11 4.02 Middle temporal gyrus R 45 −69 18 3.92
Middle temporal gyrus R 31 −75 25 3.89
The height threshold was set at p < 0.001, uncorrected for multi-
Superior frontal gyrus R 17 9 57 4.09
ple comparisons. The cluster extension, representing the number of
contiguous voxels passing the height threshold was set at > 50. For legend see Table 3.
Coordinates in bold delineate a cluster and the peak T-value (24 de-
grees of freedom) within the cluster. Subsequent non-bold coordi-
by the iteratively generated group template (step 5 of
nates identify further peaks within the same cluster that meet the
significance level. the structural MRI data processing), the results were
Brain regions are indicated by Talairach and Tournoux coordinates, identical. Additionally, results remained essentially
x, y and z [50]: x = the medial to lateral distance relative to midline unchanged, when grey and white matter maps were pro-
(positive = right hemisphere); y = the anterior to posterior distance
relative to the anterior commissure (positive = anterior); z = supe-
portionally scaled to the global mean before statistical
rior to inferior distance relative to the anterior commissure -posterior analysis.
commissure line (positive = superior).
R/L = right/left.
BA = Brodmann area.
DISCUSSION
Table 4
Decline of grey matter in MCI subjects We found statistically significant decline of the in-
Coordinates (mm) tegrity of subcortical fiber tracts over 13 to 16 months
Region Side BA x y z T24 follow-up in healthy elderly subjects and subjects with
Medial frontal gyrus R 9 4 52 19 8.71 MCI. Reductions involved predominantly the corpus
Medial frontal gyrus R 10 4 65 15 5.94 callosum. Healthy elderly subjects showed additional
Medial frontal gyrus R 10 2 44 14 5.49 reductions in the cingulate bundle, the inferior fronto-
Precuneus R 19 16 −83 41 5.44
Precuneus R 7 13 −77 46 4.10 occipital fasciculus, the superior longitudinal fascicu-
Superior frontal gyrus R 9 31 43 31 5.30 lus and the uncinate fasciculus. Minor effects were
Middle frontal gyrus R 10 35 53 10 4.80 found in the anterior thalamic radiation and the corti-
For legend see Table 3. cospinal tract. Parallel to the decline of the integrity
of inter- and intra-hemsipheric projections grey matter
opposite contrasts showed a small cluster of increasing and white matter volume decreased in parietal, tem-
grey matter in the left cerebellum and an increase of a poral and prefrontal lobe areas. Our findings provide
small cluster of white matter in the right occipital lobe evidence that DTI data can be employed to determine
in controls, and no effects in MCI subjects (data not changes of white matter microstructure over time both
shown). in cognitively healthy aging and in an at risk stage of
These results had been obtained with the grey and AD.
white mater maps in MNI standard space. When we re- The spatial pattern of FA reduction in our healthy el-
peated the analysis with the grey and white matter maps derly subjects reflects those areas that have been found
remaining in the group specific native space as defined involved in normal aging in cross-sectional analysis us-
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 517

Table 6
Decline of white matter in MCI subjects
Coordinates (mm)
Region Side x y z T24
Cingulate gyrus L −10.0 −30.0 31.0 6.74
Cingulate gyrus L −14.0 −40.0 41.0 6.31
Corpus callosum splenium L −8.0 −41.0 18.0 4.27
Medial frontal gyrus L −16.0 −10.0 49.0 5.00
Precentral gyrus L −25.0 −24.0 57.0 4.79
Paracentral lobulus L −11.0 −24.0 47.0 4.34
Corpus callosum genu L −11.0 25.0 17.0 4.88
Anterior cingulate L −11.0 19.0 24.0 4.68
Cerebellum nodule L −7.0 −56.0 −29.0 4.64
Cerebellum inferior semi-lunar lobule L −16.0 −64.0 −36.0 4.44
Cingulate gyrus R 14.0 −9.0 46.0 7.13
Postcentral gyrus R 33.0 −25.0 35.0 4.88
Medial frontal gyrus R 19.0 −10.0 56.0 4.69
Cingulate gyrus R 24.0 30.0 27.0 5.24
Cingulate gyrus R 11.0 21.0 31.0 4.04
Corpus callosum truncus R 1.0 −22.0 20.0 5.22
Caudate R 6.0 7.0 0.0 4.37
Internal capsule R 6.0 1.0 5.0 4.13
Superior frontal gyrus R 14.0 53.0 29.0 3.92
For legend see Table 3.

Fig. 6. Grey matter and white matter atrophy in MCI subjects and controls. Cluster of significant decline of grey matter (left) and white matter
(right) projected on a surface rendering of the group specific grey and white matter template, respectively, in MNI space. Effects for controls are
in red, for MCI in green. Cluster extension set at > 50 contiguous voxels passing the significance threshold of p < 0.001, uncorrected.
518 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

ing DTI, including corpus callosum,the anterior and the to a 5% to 11% higher median coefficient of variation
posterior limb of internal capsule, the posterior periven- in MCI compared to controls (Table 1) and therefore
tricular regions, and the deep frontal regions [17–19]. may not be sufficient to entirely explain the limited FA
It further matches the regional pattern of FA decline changes in MCI compared to controls.
in corpus callosum and posterior cingulate in a recent We complemented the voxel-based findings with
study on healthy subjects aged between 50 and 90 years rates of change of FA in selected fiber tracts. Rates of
after 2 years of follow-up [29]. Our data together with decline of FA ranged between 0.20% per year in supe-
the data from this previous study [29] suggest that age rior longitudinal fasciculus and 10% per year in fornix.
associated fiber tract changes have a high temporal dy- For comparison, changes in hippocampus volume over
namic at 60 years of age and above that may account time, one of the best established imaging markers to
for the strong effects of aging found in previous cross- date, range between 0.33 and 6.8% per year in aging
sectional studies. and AD [57]. Therefore, the reductions of FA values
At baseline, FA values were not different between over time are comparable in size to the reductions in
MCI subjects and controls using TBSS. This is in line well established volumetric markers. Similar to the
with a previous study, reporting significant differences voxel-wise analysis, there were no significant differ-
in FA between AD patients and elderly controls, but not ences in rates of FA decline in the selected regions
between MCI patients and controls using TBSS [53]. In between groups.
contrast, we found significant reductions in grey matter Follow-up studies using DTI in neurodegenerative
of bilateral lateral and medial temporal lobes as well as diseases are rare. After 3 months follow-up FA values
bilateral superior parietal lobes in MCI subjects com- were not different to baseline in any of three groups
pared to controls, consistent with spatial pattern of grey comprising 25 AD patients, 25 MCI subjects, and 25
matter atrophy in previous studies [54] and the charac- elderly controls [27]. Probably, the follow-up interval
terization of these subjects as an at risk group of AD. in this study was too short to detect age or neurodegen-
In the longitudinal data, we found significant decline eration related changes in FA values.
of fiber tract integrity in corpus callosum rostrum, genu We found no significant effect of ApoE4 genotype on
and anterior body in MCI subjects. This is consistent rates of FA decline across both diagnostic groups. In a
with the longitudinal decline of corpus callosum area cross-sectional study on 53 cognitively healthy elderly
over time in early AD [55]. One might have expected subjects, the presence of at least one ApoE4 allele had
to find more pronounced FA decline in MCI subjects a significant but spatially limited effect on FA values in
than in controls. However, there was no statistically the left parahippocampal gyrus [58]. As only 6 of our
significant difference between groups when consider- 25 subjects carried at least one ApoE4 allele, the power
ing the interaction between time and diagnosis. We was likely not sufficient to detect such a limited effect
can not finally explain this finding. One possible factor in our study. Likewise, gender had no significant effect
may be the relatively small number of subjects limit- on rates of FA decline. Several cross-sectional studies
ing the sensitivity of our analysis. Another possible on brain aging using MRI found significant differences
reason could be a higher variability of FA values in between women and men in the pattern of brain atrophy,
the MCI group compared to controls that would mask with more pronounced age-related atrophy in frontal
some of the longitudinal effects. The median coeffi- and temporal lobes in men and a relative preservation
cient of variation of FA values averaged across all tracts of these structures in women [59–61]. Longitudinal
ranged from 17.6% to 20.9% across diagnostic groups studies on gender effects on brain atrophy are rare. The
and time points. This compares to a CV below 10% for lack of an effect in our sample, however, has to be
measures of hippocampus or amygdala volumes across interpreted with caution, since the number of subjects
healthy elderly controls or MCI subjects [56], suggest- was relatively low so that a modest effect of gender on
ing higher variability in FA than in volumetric mea- rates of FA decline can not be precluded based on our
sures. When we checked the overall variability of FA data.
values, coefficients of variation were higher in the MCI Drift in scanner performance over time has to be
group compared to the controls particularly at follow- considered as potential confound in the analysis of lon-
up. This suggests that trajectories of change were more gitudinal DTI data. A wide range of fiber tracts was
variable in MCI than in healthy aging which may have spared from significant changes over time, including
masked some of the overall effects. However, the dif- highly organized fiber tracts such as pyramidal tract
ferences in variation was rather moderate amounting and cerebellar peduncules, but also less organized fiber
S.J. Teipel et al. / Longitudinal DTI in Aging and MCI 519

tracts such as crossing fibers in the midbrain and cere- the uncinate fasciculus projecting from hippocampus
bellum. Therefore it is unlikely that the selective in- and amygdala to the orbitfrontal cortex [65], and the
volvement of highly organized fiber tracts such as the anterior and posterior corpus callosum, connecting ho-
corpus callosum and less organized fiber tracts such as mologous areas in bilateral prefrontal and parietal lobe
longitudinal fascicles is related to scanner drift effects. cortex [66,67]. The MCI subjects showed prefrontal
When we conducted the study, we had no access to a lobe atrophy, which is consistent with the involvement
physical DTI phantom to measure effects of scanner of anterior corpus callosum fiber tracts in the DTI da-
drift over time. However, we recently scanned a novel ta (see supplemental figures 1 and 2 for a projection
physical DTI phantom [30] at five different 1.5 Tesla of FA reductions and grey matter atrophy in the com-
MRI scanners with similar hardware specifications and mon MNI standard space in controls and MCI subjects,
acquisition protocols. Overall, the FA values measured respectively). Previous studies have described a sim-
across the five sites showed a coefficient of variation ilar pattern of grey matter atrophy in MCI, however,
of 6.1%. This value represents an upper limit for the extending into parietal and temporal lobe areas [68].
variation of FA values due to scanner drift. As the mul- Similar to the spatial distribution of grey matter at-
ticenter data compromise differences in scanner hard- rophy, white matter atrophy involved frontal, parietal,
ware, software and acquisition parameters, the varia- and temporal lobes, including mediotemporal areas, in
tion due to scanner drift within one single scanner us- elderly subjects. This pattern is consistent with the pat-
ing constant scan parameters and software is expected tern of FA reduction in the subjects as determined from
to lie below the multicenter variation. This notion is the DTI data. White matter atrophy in MCI subjects
supported by a study on 10 healthy subjects who were involved prefrontal lobe white matter, cingulate white
scanned under two conditions: (i) scanned twice on the matter and corpus callosum. Additionally, cerebellum
same scanner three days apart and (ii) scanned at two and internal capsule were involved. Longitudinal stud-
different scanners. The intracscanner CV of 2% for ies on white matter atrophy in aging or MCI are rare.
FA measurements was below the inter-scanner CV of The significant decline of corpus callosum white mat-
4.5% [62]. The interval in this previous study, however, ter agrees with ROI-based findings on corpus callosum
was short (only few days), compared to the follow-up atrophy in AD [55]. Furthermore, the involvement of
of on average more than one year in our study. The prefrontal lobe, cingulate gyrus and corpus callosum
acquisition protocol of the phantom data differed from in our MCI subjects agrees with the spatial pattern of
the in vivo data. Specifically, three of the five sites white matter atrophy in a study on MCI converters and
used 30 rather than 12 gradient directions. Although non-converters followed over 2 years [69].
a higher number of gradients may yield more reliable All of our MCI subjects fulfilled clinical criteria for
estimates of FA values, findings from an experimental amnestic MCI which is regarded a clinical at risk group
study suggest that within the limits that are met by a of AD [23,70]. However, only 5 of the MCI subjects
clinical protocol with 12 gradient directions, the dif- showed cognitive decline over the follow-up period and
ferences in DTI contrasts due to different numbers of only one out of these five converted to dementia and
diffusion gradients are relatively small [63]. The issue AD. This rate of conversion of 7% per year is slight-
of scanner drift effects on FA measurements deserves ly lower than the average 10% per year that has been
prospective studies using phantom measurements in a shown in a systematic review on 19 longitudinal studies
longitudinal design. on rates of conversion in MCI [71]. The healthy control
Parallel to FA changes over time, we investigated the subjects remained cognitively stable over the follow-up
pattern of grey and white matter atrophy in MCI sub- period, with MMSE scores not dropping below 27 at
jects and controls using deformation based morphom- follow-up and no subject developing MCI or dementia.
etry. The healthy elderly control subjects showed de- Based on the concept of brain reserve capacity struc-
cline of grey matter in superior and inferior parietal tural changes have to reach a critical threshold before
lobes as well as prefrontal cortex and medial tempo- they become clinically manifest [72]. Therefore, de-
ral lobes. Additionally, cerebellum grey matter was cline of fractional anisotropy and grey and white matter
involved. This pattern of grey matter atrophy is con- volume in healthy controls may suggest that structural
sistent with previous reports on grey matter atrophy in changes precede the onset of cognitive decline.
aging [1–3]. It further agrees with our DTI findings In summary, we provide evidence for long-term lon-
with involvement of the superior longitudinal fascicu- gitudinal changes in fiber tract integrity in intracortical
lus connecting parietal and prefrontal lobe areas [64], projecting fiber systems over an average period of 13
520 S.J. Teipel et al. / Longitudinal DTI in Aging and MCI

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