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> Tab le of Contents > Part I - Basic Pri nci ples o f Hem ostasis and Thrombosis > Chap te r 1 -
O ve rv iew of H emo stasis
Chapter 1
Overview of Hemostasis
Robert W. Colman
Alexander W. Clowes
James N. George
Samuel Z. Goldhaber
Victor J. Marder
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factors V and VIII into activated cofactors and stimulating platelet secretion.
ENDOTHELIUM
Normal endothelium (see Fig. 1-2) maintains blood fluidity by producing
inhibitors of blood coagulation and platelet aggregation, modulating vascular
tone and permeability, and providing a protective envelope, thereby separating
hemostatic blood components from reactive subendothelial structures.
Endothelial cells synthesize and secrete basement membrane and extracellular
matrix, which contain adhesive proteins, collagen, fibronectin, laminin,
vitronectin, and VWF. The endothelium inhibits blood coagulation by synthesizing
and secreting thrombomodulin and heparan sulfate onto its surface; modulates
fibrinolysis by synthesizing and secreting tPA, urokinase plasminogen activator
(uPA), and plasminogen activator inhibitors; inhibits platelet aggregation by
releasing PGI 2 and NO; and regulates vessel wall tone by synthesizing
endothelins, which induce vasoconstriction, and PGI 2 and NO, which produce
vasodilation.
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Endothelial cells lose their nonthrombogenic protective properties after they are
stimulated by enzymes such as thrombin, hypoxia, fluid shear stress, oxidants;
cytokines such as interleukin-1, tumor necrosis factor, and γ-interferon;
synthetic hormones such as desmopressin acetate and endotoxin. Synthesis of
tissue factor and PAI-1 is induced and the concentration of surface-bound
thrombomodulin is reduced by cytokines and endotoxin, whereas desmopressin
acetate results in the release of high-molecular-weight VWF multimers from
Weibel-Palade bodies that may augment platelet adhesion to the injured vessel
wall. Endothelial cells contain receptors, termed integrins, of the very late
antigen (VLA) type, that allow binding of fibronectin (α 1 β 1 ), collagen (α V β 1 ),
and laminin (α 3 β 1 , α 6 β 1 ) and of the cytoadhesive type, notably the vitronectin
receptor (α 2 β 3 ) (6). The stimulated endothelial cell synthesizes chemokines,
such as monocyte chemoattractant protein, interleukin-8, regulated on activation
normal T-cell expressed and secreted (RANTES), and GRO. Endothelial cells also
contain intercellular adhesion molecules (see Chapter 45) such as ICAM-1 and
ICAM-2, and VCAM-1, which act as counterreceptors for leukocyte integrins
(7,8). Before tight adhesion to the endothelium, platelets and leukocytes roll, an
interaction mediated by E selectin and P selectin (which is stored in Weibel-
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Palade bodies).
Increased fenestration and attenuation of endothelium may account for the loss
of barrier function associated with experimental thrombocytopenia. The
thrombocytopenia-induced extravasation of erythrocytes, manifest clinically as
petechiae, occurs principally through postcapillary venular interendothelial
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Endothelial cells are highly negatively charged, a feature that may repel the
negatively charged platelets. This anionic surface, as well as other
antithrombotic properties of endothelium, could be important in limiting the
intravascular extension of the hemostatic reaction induced by vessel injury (10).
Therefore, synthesized and released from endothelial cells close to the site of
hemostatic plug formation, could inhibit intravascular platelet aggregation
(11,12,13 and 14). Thrombomodulin and heparan sulfate, the two endothelial
surface–bound thrombin inhibitors, could limit the intravascular spread of
fibrin beyond the confines of the hemostatic plug (15,16,17,18 and 19). Heparan
sulfate, a glycosaminoglycan, activates AT and, therefore, catalyzes the
inhibition of thrombin and factor Xa. Endothelial cell–associated ADPase
(CD39) cleaves adenosine diphosphate (ADP) to adenosine monophosphate
(AMP), thereby modulating this stimulatory agonist (20).
Thrombomodulin binds thrombin and inhibits the ability of the enzyme to cleave
fibrinogen and activate platelets and factors Va and VIIIa. Thrombomodulin also
markedly enhances thrombin's ability to activate protein C. Protein C binds to
endothelial cell protein C receptor, which enhances its activation (21). Protein C,
in turn, inactivates factors Va and VIIIa and enhances fibrinolysis, probably by
binding an inhibitor of plasminogen activators (22). Thrombin bound to
thrombomodulin also is inactivated by circulating AT, a step accelerated by
heparan sulfate. Protein C activity is controlled by protein C inhibitor (PAI-3)
and inhibitor and is stimulated by protein S, a cofactor (23,24). Protein S, in
turn, is controlled by C4b, which forms a complex with it, thereby preventing its
action (25). The enhancement of fibrinolysis by protein C also may depend on
protein S (26). Therefore, the binding of thrombin with thrombomodulin results
in the loss of the coagulant effect and in the enhancement of thrombin's ability
to activate protein C and therefore to inhibit thrombogenesis.
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PAI-1, release of VWF, synthesis and availability of tissue factor, and reduction
of cell membrane–associated thrombomodulin. The postoperative and
posttraumatic fibrinolytic shutdown is associated with increased synthesis of PAI-
1 and could be mediated by cytokines elaborated as a response to tissue damage
(30). Thrombin bound to thrombomodulin also more efficiently activates the TAFI
(31). This response protects the newly formed hemostatic plug from premature
dissolution but also may contribute to the increased risk of postoperative venous
thrombosis.
The complex interplay between mediators and countermediators derived from the
vessel wall, the endothelial lining, and even the vasomotor regulation of arteries
and veins, affects hemostasis and wound healing. All these vascular processes
act in concert with similarly complex processes in the platelet, in plasma
coagulation, and in fibrinolytic and inhibitory pathways to maintain normal
hemostasis. Occasionally, however, the hemostatic response is excessive and
leads to intravascular thrombosis. Proteins of the hemostatic system participate
in the regulation of angiogenesis, including plasminogen, AT, kininogen, platelet
factor 4, and collagen. Fragmented or altered forms of these proteins show
antiangiogenic activity.
PLATELETS
Platelets are produced from bone marrow megakaryocytes, a giant cell with 8 to
32 nuclei as a result of division of nuclei without cell division (32). Recent data
shows that the fragmentation is similar to apoptosis because it is a result of
caspase activation within the megakaryocytes (33). The dominant growth factor
is thrombopoietin, which is responsible for both DNA replication and cytoplasmic
differentiation (34). Multiple transcription factors specific for the hematopoietic
lineage are responsible (35).
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in the formation of a bridge from platelets to subendothelial connective tissue,
although this may be an oversimplification.
Other adhesive events that are involved include interactions of collagen with the
platelet GP Ia/IIa (40) followed by activation of intracellular signaling pathways
by platelet GP VI (41). Abnormalities in either of these platelet receptors for
collagen cause bleeding defects.
The current paradigm for bidirectional signaling has been well summarized (44).
Inside-out signaling from the cytoplasmic tail of this integrin to the ligand
recognition site results in conformational changes leading to increased ligand
affinity. An increase in the number of surface receptors is derived from fusion of
the platelet membranes with the plasma membranes. Shuttling of GP IIb/IIIa
between these two membranes is responsible for acquisition of fibrinogen from
plasma.
Several other integrins in the platelet membrane act as receptors for adhesive
plasma proteins. These heterodimers, such as the vitronectin receptor, are
present on the surface of both blood cells and endothelial cells (45). Whereas
VWF and collagen can interact with resting platelets, fibrinogen forms a high-
affinity bond only with an integrin GP IIb/IIIa on activated platelets (46). In the
congenital disorder Glanzmann thrombasthenia, the GP IIb/IIIa complex is
deficient, and the associated defect in fibrinogen binding results in a bleeding
tendency (47). Likewise, the bleeding in congenital afibrinogenemia is caused in
part by an abnormality of platelet aggregation.
Of the many platelet agonists whose ability to induce aggregation and secretion
has been studied in vitro, those having the greatest physiologic relevance are
the proteolytic enzyme thrombin, ADP, collagen, arachidonic acid, and
epinephrine. Epinephrine is the only one of these that does not result in a
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Specific receptors exist on the platelet surface for these agonists (see Fig. 1-3)
(48). Many of the receptor–agonist complexes interact in the platelet
membrane with coupling proteins that hydrolyze guanosine triphosphate, the G
proteins. Evidently, some interact with target proteins coupled to ion-permeable
channels in the platelet membrane, modulating ion flux, especially the inward
movement of ionized calcium. Others are linked to protein tyrosine kinases (TK)
that phosphorylate other sites on the receptor protein itself. Accompanying these
biochemical events are visible effects, such as the disappearance of the
equatorial band of microtubules that normally maintain the platelet's discoid
shape, centralization of storage granules, and formation of pseudopodia.
Stimulatory agonists lead to activation of phospholipase C, which cleaves
phosphatidylinositol bisphosphate (PIP 2 ) to form inositol triphosphate (IP 3 ) and
diacylglycerol. IP 3 reacts with receptors on calcium storage organelles known as
the dense tubular system, analogous to the sarcoplasmic reticulum of muscle,
leading to mobilization of ionized calcium and increasing its cytoplasmic
concentration (49). Familial abnormalities in a G protein (50) and a
phospholipase C (51) have been shown to lead to mild hemorrhagic disorders.
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During activation, platelets expose receptors for specific plasma clotting factors,
particularly activated factor V (Va), which may be either secreted and expressed
by the platelet or bound from plasma. This “acquired†receptor, in
conjunction with anionic phospholipids exposed on activated platelets, also
functions as a binding site for factor Xa and thereby provides an efficient
catalytic environment for the conversion of prothrombin to thrombin by factor Xa
(64). An analogous system appears to exist for the binding of factor IXa and
conversion of factor X to Xa on platelets.
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COAGULATION
Although it has been traditional (and useful for in vitro laboratory testing) to
divide the coagulation system into intrinsic and extrinsic pathways, such a
division does not occur in vivo because tissue factor–factor VIIa complex is a
potent activator of both factor IX and factor X.
Extrinsic System
The principal initiating pathway of in vivo blood coagulation is the extrinsic
system, which involves components from both the
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blood and vascular elements (see Chapter 5). The crucial component is tissue
factor, an intrinsic membrane protein composed of a single polypeptide chain
that functions as a cofactor to factor VIII in the intrinsic system, and to factor V
in the “final common pathway†(see Fig. 1-4). Tissue factor pathway
inhibitor (TFPI) is a protein that in association with factor Xa inhibits the tissue
factor–factor VII complex (69,70). Tissue factor synthesis in macrophages and
endothelial cells is induced by endotoxin and by such cytokines as interleukin-1
and tumor necrosis factor (71,72).
The major plasma component of the extrinsic pathway is factor VII, one of a
group of vitamin K–dependent proteins (including factors IX and X,
prothrombin, and protein C) synthesized as prozymogens and converted
(activated) to serine proteases by a limited number of proteolytic cleavages (see
Fig. 1-5). Protein S, also a vitamin K–dependent protein, is a cofactor rather
than a zymogen. Common to these proteins are unique γ-glutamyl carboxyl acid
(Gla) residues at the N-terminal end of the molecule that require vitamin K for
proper synthesis by hepatocytes. This postribosomal modification of the protein
is required for calcium binding, one calcium with the two carboxyl groups of a
Gla residue, thereby serving as a bridge for protein binding to the phospholipid
surface.
Both factor IX and factor X are activated by the TF–FVIIa complex and by
factor Xa itself. The active form is designated g-glutamyl factor VIIa and
represents approximately 1% of total factor VII. Interaction between the
intrinsic and extrinsic pathways occurs at several levels of the clotting cascade.
The zymogen factor VII itself has minimal but definite protease activity and is
capable of autoactivation. It converts factor VII to VIIa and then activates it,
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factor IX (see Chapter 7) and factor X (see Chapter 10), both vitamin
K–dependent proteins. Cleavage of either protein results in a serine protease,
factor IXa or Xa, that remains membrane-bound. Its Gla residues facilitate
further reactions if appropriate cofactors are present. The required cofactor for
factor IXa to catalyze the conversion of factor X to factor Xa is factor VIII (see
Chapter 8), whereas that for Xa conversion of prothrombin to thrombin is factor
V (see Chapter 9).
Factor VIII exists in plasma mostly as a noncovalent complex with VWF, and its
coagulant function is to accelerate factor IXa conversion of factor X to Xa. The
absence of factor VIII or IX underlies the hemophilia syndromes, classic
hemophilia A and hemophilia B, which produce identical hemorrhagic states.
Perhaps the similarity of the hemorrhagic condition with either factor VIII or IX
deficiency results from a lack in each case of a
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proper “tenase†complex that is crucial for factor X activation (Fig. 1-4).
The severity of the clinical disorder reflects the concentration of factor VIII or
IX. The most severe clinical disease, manifest by spontaneous joint hemorrhage
(hemarthroses), occurs with factor VIII or factor IX levels of 0% to 1% (see
Chapter 50). At factor levels of 5% to 30%, symptoms may be mild or even
nonexistent, except in serious trauma such as surgery, and activity above 30%
usually suffices for normal hemostasis. The presence of more than twice as much
factor VIII or IX in healthy persons as is present in carriers (mean 50%)
indicates that clotting proteins usually are present in excess and that
deficiencies must be relatively severe to produce clinically significant effects.
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Intrinsic System
Parallel with the extrinsic system is the intrinsic system, which could be defined
as coagulation initiated by components entirely contained within the vascular
system. This pathway results in the activation of factor IX by a novel dimeric
serine protease, factor XIa (Fig. 1-4), providing a pathway independent of factor
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The role of the contact system proteins (see Chapter 6) in initiation of the
intrinsic pathway of coagulation in hemostasis is questionable, because only a
deficiency of factor XI is associated with a hemorrhagic tendency. These proteins
participate instead in the initiation of the inflammatory response, complement
activation, fibrinolysis, angiogenesis (73), and kinin formation (74), and studies
show that kininogen is an anticoagulant protein in vivo (75). The mechanism
may be the inhibition of binding of low concentrations of thrombin to platelet GP
Ib/IX (76). The contact system is involved when blood interacts with a foreign
surface, as in cardiopulmonary bypass. The zymogen factor XII (Hageman factor)
is the first protein in the series of tightly regulated reactions (Fig. 1-4) and
binds to negatively charged surfaces such as kaolin, dextran sulfate, and
sulfatides. The heavy chain of factor XII binds to the surface, allowing a large
increase in local concentration of the enzyme, autoactivation, and action on its
substrates, prekallikrein and factor XI, to form kallikrein and factor XIa (77). In
most coagulation enzymes, the light chain contains the active site residues
serine, histidine, and aspartic acid, homologous to the archetypal serine
protease chymotrypsin, whereas the heavy chain contains binding regions to
surfaces, phospholipids, cell membrane, and connective tissue, which define the
unique role of each coagulation proteolytic enzyme.
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The mapping of the entire human genome has uncovered new relationships of old
pairings of coagulation proteins. Mutations in the LMANI gene (87) leads to
defects in the processing of both factor V and VIII in the ER–Gogli subcellular
system, explaining the combined deficiency of these coagulation cofactors.
Deficiency of vitamin K epoxide reductase (88) leads to warfarin resistance of
factor II, VII, IX, and X. Another important new hemostatic gene recently
discovered (89) is ADAMTS, which controls the proteolytic breakdown of VWF
mutimers and ADAMTS deficiency, as associated with thrombotic
thrombocytopenic purpura (TTP).
Plasma proteolytic inhibitors (see Chapters 11, 13, 19, and 21) serve to limit
and control the extent and speed of both blood coagulation and fibrinolytic
reactions (see Table 1-1).
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Inhibition of Coagulation
The major inhibitor of the contact system is C1 inhibitor, which accounts for 95%
of the plasma inhibitory capacity for factor XIIa and more than 50% toward
kallikrein; however, hereditary deficiency of C1 inhibitor results in angioedema
rather than bleeding (90). α 1 -Antitrypsin is the major inhibitor of factor XIa,
but a more critical role is its inhibition of neutrophil elastase; inhibitor deficiency
results in emphysema due to the unopposed effects of elastase in the lung
alveoli (91).
Plasma
concentration Molecular
weight Major target
Inhibitor µg/mL nM (daltons) enzymes
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3)
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ATIII is the major inhibitor of factors IXa, Xa, and thrombin. Although enough
ATIII is present to neutralize three times the total amount of thrombin that could
form in the blood, a decrease to 40% to 50% predisposes to thrombotic
disorders. That congenital ATIII deficiency is associated with a strikingly
increased risk of venous thromboembolism indicates that inhibitors play a major
regulatory role and that a delicate balance exists between the procoagulant and
anticoagulant forces. The catalytic-site serine of thrombin reacts with an
arginine in the active center of ATIII to form a covalent inactive complex. The
inhibition produced by ATIII is potentiated by heparin, a sulfated polysaccharide
with the highest negative charge of any naturally occurring polymer and a close
relative to the heparan sulfate that exists on the endothelial surface (Fig. 1-2).
Heparin binds to a basic group in ATIII to increase its rate of inactivation of
thrombin. Once thrombin is bound to fibrin, it is resistant to ATIII and even
more so to ATIII–heparin complex (92,93). Heparin cofactor II is a serpin
(serine protease inhibitor) that selectively inactivates thrombin (not factor Xa) in
the presence of heparin or dermatan sulfate (94).
Factor Xa also has a specific inhibitor, Z protease inhibitor, the action of which is
markedly enhanced by protein Z, a vitamin K–dependent protein, in a
phospholipid and manner Ca 2 + -dependent (95).
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The formation of fibrin strands represents the second phase in hemostasis (the
first being the primary platelet aggregate). The precursor of fibrin is fibrinogen,
a large glycoprotein of Mr 340,000 present in high concentration in both plasma
and platelet granules that interacts with other proteins, including factor XIII,
α 2 -plasmin fibronectin, inhibitor, plasminogen, and plasminogen activator
(101). The location and surface concentration of these modifying proteins
influence the orderly process of fibrin formation, cross-linking, and fibrin lysis.
Thrombin binds to the fibrinogen central domain and liberates fibrinopeptides A
and B, resulting in fibrin monomer and polymer formation (102). Progressive
lengthening of the polymer chain occurs by a half-overlap, side-to-side
approximation of fibrin monomer molecules (see Fig. 1-7), and the two-stranded
protofibrils interact laterally to form long, thin fibrin strands or short, broad
sheets of fibrin (103,104). Although the degree of lateral strand association
probably contributes to the tensile strength of the
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clot, its resistance to plasmin degradation is influenced mainly by cross-linking
mediated by factor XIIIa (105). In addition, factor XIIIa, by linking α 2 -plasmin
inhibitor to fibrin, may protect the clot against fibrinolysis. Factor XIII exists in
plasma as a four-chain precursor molecule of Mr 320,000, and after thrombin
activation, the enzyme (with calcium) induces cross-linking of the fibrin polymer
(106). Covalent isopeptide bonds form between lysine donors and glutamine
receptors, with two γ cross-linked rapidly to form γ-γ dimers; α chains are
crosslinked more slowly, each with two other such chains, to form a polymer
network (107,108). In mature forms, the fibrin fiber contains approximately 100
protofibrils, with a somewhat random pattern of branching that links the fibers
together.
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The fibrin mesh binds the platelets together and contributes to their attachment
to the vessel wall, mediated by binding to platelet receptor glycoproteins and by
interactions with other adhesive proteins such as thrombospondin, fibronectin,
and platelet fibrinogen (released from platelet granules but probably otherwise
equivalent to plasma fibrinogen) (109). After attachment to platelet-binding
sites, these proteins may serve as molecular bridges between plasma proteins
and the platelet interior, between platelets and the vessel wall, and between
plasma
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fibrin fibers and the subendothelial matrix. For instance, fibronectin is cross-
linked by factor XIIIa to fibrin, and its separate binding site for collagen could
serve to bridge fibrin to the vessel wall (110,111). VWF also could serve as a
bridge between platelet membrane GP Ib (or IIb/IIIa) and a subendothelial
matrix component (112). Additionally, the platelet membrane GP IIb/IIIa could
join plasma fibrinogen (or α-granule fibrinogen) to intracellular actin, thereby
mediating clot retraction and vessel wall constriction (113).
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The last mechanism for limiting clot formation is fibrinolysis, which also
constitutes a repair mechanism, along with endothelial cell regrowth and vessel
recanalization. Fibrinolysis resembles the cascade mechanism of clotting factor
activation in that it involves zymogen-to-enzyme conversions, feedback
potentiation and inhibition, and a finely tuned balance with inhibitors. The
inactive precursor protein is plasminogen, present in plasma at twice the molar
concentration of inhibitor. During the initial period of hemostatic plug formation,
platelets and endothelial cells release plasminogen activator inhibitors that
facilitate fibrin formation (116). However, in response to a poorly understood but
precisely timed and orchestrated sequence of stimuli, endothelial cells liberate
tissue plasminogen activator (117). Both tissue plasminogen activators and
prourokinase have the capacity to convert plasminogen (especially a
plasminogen molecule bound to fibrin) to the serine protease-active form,
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plasmin (118).
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Once plasmin is produced locally on the hemostatic plug, the potential for fibrin
degradation exists. By an intricate balance of the simultaneous forces of
coagulation and platelet aggregation, inhibition of coagulation, profibrinolytic
and antifibrinolytic reactions, and cellular mechanisms for both coagulation and
lysis (in leukocytes as well as in platelets and endothelial cells), the clot is
gradually reduced. The neutral serine protease (elastase) released from the
primary granules of neutrophils also contributes to the local fibrinolytic potential
(126). The surface of the clot may be removed first, revealing fresh surfaces
that are progressively attacked until the process is completed (127).
The entire process involving endothelial cells and platelets, clotting factors and
adhesive proteins, and inhibitory mechanisms of clotting, fibrinolysis, and
platelet aggregation serves to promote the right balance and location of
hemostasis and recovery. This highly developed system of checks and balances
allows a rapid and efficient hemostatic response to bleeding but avoids a
thrombogenic response away from the site of injury or persisting beyond the
time of its physiologic need. Derangement of any portion of the intricate process
can produce an imbalance, sometimes only slight, with a resultant hemorrhagic
or thrombotic clinical disorder. A further complicating feature of this delicate
balance is therapeutic intervention, which must be carefully regulated to correct
a hemostatic defect without upsetting the balance too far and thereby leading to
thrombosis.
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