Japan Address

Shiroyama Trust Tower, 15FL

Minato-ku
105-6015, Tokyo
Japan

info@btctradinginc.com

Learning your needs and desires

BTC Trading Inc is a privately-owned, full-service broker-dealer and offshore

investment advisor, providing quality investment service to high net worth
individuals and institutions worldwide.

Who we are

Our firm’s disciplined approach to provide outstanding support, cutting-edge

technology, and financial planning services to our clients enables us to
continue focusing on serving our customers’ best interests through highly
effective and customized solutions.

We pride ourselves on the concept of Total Asset Management. We are committed

to learning your needs and desires, assessing safety and risk, and developing
the appropriate strategy to achieve your goals.

To meet our clients’ long-term wealth management objectives, we implement a

conviction based management approach within a streamlined management team and
a deliberately narrow range of funds. Our fund managers are experts in their
respective fields. Each morning, they exchange views and site visit reports
in order to develop their investment strategy.

Our Principles

Three fundamental principles have underpinned our investment method since the
creation of BTC Trading Inc. Our managers, analysts and advisors put them
into practice on a daily basis, thereby contributing to the success and
growth of BTC Trading Inc.

Conviction based – management approach

Conviction-based management on a human scale, rather than index-linked
management determined by mathematical models, reducing crosstalk from market
indices, our fund management favours maximum flexibility in investment
decisions. Our responsible and specialized asset managers, thrive on group
discussion, whilst creating portfolios that are true to our convictions,
unconstrained by sector and geographic limits, often with a long-term vision.

A narrow range
Since our launch, the company has remained faithful to the same principles:
manage only a few funds, but do it well. We strive to ensure that the range
is concentrated on flagship products.

Each new fund is the result of our internal expertise combined with the
identification of new investment opportunities for our clients. Compliance
with this principle, style and adherence to this principle, is the cornerstone
of our management style’s success.

Cross-fertilisation
Our management approach favours teamwork, idea sharing and cultural and
geographic diversity. It is a real shared venture connecting 39 fund managers
and analysts.

The management team boasts a wealth of expertise: equity markets, bonds and
macro-economy. The daily exchange of viewpoints and knowledge is essential.
Each manager benefits from the team’s combined input, which enhances their
individual experience and convictions.

BTC Trading Inc is an offshore investment and private trading company based in
Seoul, South Korea, providing you with the keys to financial freedom by
focusing on foreign investments, stock trading and accounts management.
BTC Trading Inc is here to provide all international investors with trading
support and advice enabling our clients to go that extra mile without stress
in order to create and ensure they have financial freedom no matter what the
changes are in the markets, natural resources and economic status.

What we do

BTC Trading Inc offers trading expertise and support to everyone interested in
trading, full-time or part-time trader.

We give you the knowledge and the tools to help you build your own Portfolio
through Strategic Trading and Investment Protection.

Build the Financial Security that will sustain you and your family for a long
time, where you get the freedom to buy as you desire, save money as you
please.

Have a good Financial Planning and understanding of all the Currency Exchanges
and understand how they influence your community, town, city, state, country
and the rest of the world.

We do all this by giving access and alerts to the latest news. Having our own
groups to share ideas, strategies and news.

Why choose us

BTC Trading Inc, empowered through our independence and transparency, has
maintained a long-held practice of investing responsibly, aware of its
corporate duty to its investors and stewardship as a leader in the offshore
fund/financial management industry.

As Risk Managers, we seek to mitigate as many risk factors as we can identify,

which resolutely includes risks associated with poor governance and
shareholder under representation, irreverence to social issues such as health
and safety, and environmental challenges particularly in respect of fossil
fuel reserves.

When selecting securities, we exclude companies involved in controversial

activities. We also practice negative screening on globally recognized norms-
based conventions and EU sanctions. Regular meetings with our managers
regarding the companies in which we invest, and visits to production sites
around the world, are the most reliable way of assessing how much weight
companies attach to ESG criteria and their promotion of sustainable
development.

The BTC Commitment

Proactive

We will always seek to add value by identifying additional areas or mechanisms

for our clients to improve their wealth-building.

Excellence
We will always execute your instructions with best-of-breed excellence. We
measure our performance, report on it and invite you to rate us on it.

Accountability
We take responsibility for our actions and are fully accountable to our
clients.

Empowerment
Anticipate rather than suffer from market changes.

Integrity
we will always act truthfully in the best interests of our clients and treat
their funds with as much care as we do our own.

Why BTC?

As a firm, we are independent, have a professional approach and strong beliefs

that client confidentiality is critical in building lasting mutually
beneficial relationships.

Get your personal and professionally managed portfolio for the cost of doing
it on your own!

Effective
by investing in multiple assets you can achieve ultimate protection and
growth.

Affordable
With a maximum management fee of just 1% our investors always get great value
for money.We strive to have complete transparency with regards to our
portfolios. There are no initial fees, administration fees, nor performance
fees charged.

Transparent
you know exactly what you’re getting. Our clients have consistently rated us
highly in responsiveness & transparency.

Strategy and Vision

Our Vision
to be a Leading International Off-shore Stockbroking Provider.

How we will get there

Partnering with our clients to create wealth via best-order execution driven
by in-depth research and investment advisory and trading services.

Results in numbers
Corporate

Our key focus is the provision of a full and comprehensive investment service.
We pride ourselves in creating personalized equity investment strategies that
meet the objectives of our clients.

Investment Services

In today’s rapidly changing financial markets, you want to entrust your

investments to a strong partner. We view the safety and security of the assets
in your accounts as a priority equal in importance to the work we do helping
you build, enjoy and share your wealth.. Please speak to your Financial
Advisor for further information about each of the products offered.

Investment Products and Services

Our clients have access to products and services that allow investment
flexibility . These products and services include the following:

One easy-to-manage account : an account that can contain stocks, mutual funds
and other investments.

Retirement plan accounts that range from individual plans (traditional and
Roth IRAs) to business retirement plans.
Fixed-income products, including government, municipal, corporate and
mortgaged-backed securities.

Comprehensive account statements with easy-to-read trade confirmations.

24/7 access to client accounts that provide brokerage information, a market
summary, company profiles, headline news, “most actives” on the market,
quick charts, quotes – things today’s investor need to keep up-to-date.

Please contact your Financial Advisor for further information on the products
offered. Investments should not be made without reading the full disclosure on
each product.

A Dedicated Team of Experts

A passion for markets, bespoke solutions and a wealth of experience define our
expertise.

CASH CORNUCOPIA

What is this product?

The Cash Cornucopia portfolio is designed for investors who want a relatively
safe, low risk investment. The cash is invested in a Money Market or Fixed
deposit account, and structured such that interest will accrue in the
investor’s investment account with BTC Trading Inc on a monthly basis. The
benchmark goal is the Alexander Forbes Money Market Index.
This portfolio is in your own name and is an individual’s personal investment
account.

INCOME CORNUCOPIA

What is this product?

The Income Cornucopia portfolio is an actively managed portfolio constructed

to give you high after-tax yield on cash with large growth in income. The goal
of the portfolio is to outperform a low risk benchmark of the Alexander Forbes
Money Market Index over the medium to long term. The portfolio is a full
discretionary (we manage your investment) portfolio which gives you exposure
to high yielding listed shares, property shares, preference shares and longer-
term fixed deposit accounts.
It is managed by a team of professional portfolio managers and is supported by
our in-house research team. This unique portfolio is not a unit trust or
trading portfolio. It’s in your own name and is an individual’s personal
investment account.

What’s the minimum I can invest?

As a lump sum we accept a minimum of $250,000.

BUILDER CORNUCOPIA

What is this product?

The Builder Cornucopia investment is our flagship portfolio. It’s designed to

protect and grow your wealth over the medium to long term. The goal of the
portfolio is to outperform a medium-risk benchmark of inflation (CPI) + 3%,
after all trading costs. The portfolio is a full discretionary (we manage your
investment) portfolio which gives you exposure to all the major asset classes
and offshore equities, bonds, preference shares and cash.

It is managed by a team of professional portfolio managers and is supported by

our in-house research team. This unique portfolio is not a unit trust or
trading portfolio. It’s in your own name and is an individual’s personal
investment account.

TRADER CORNUCOPIA

What is this product?

The BTC Trader Cornucopia is a full-discretionary, actively managed futures

portfolio, designed to achieve expected higher returns with higher risk. It
uses the international markets to enter long positions in single stocks and
sector indices.
The portfolio is suitable for investors with a high tolerance for risk. The
maximum gearing of the portfolio’s capital value will be 200%, with exposure
to any share not exceeding 20% of the ungeared capital value of the portfolio.
Due to its high risk nature, we use several risk management techniques with
strict procedures for entering as well as exiting positions.

It is managed by a team of professional portfolio managers and is supported by

our in-house research team. This unique portfolio is in your own name and is
an individual’s personal investment account.
EQUITIES CORNUCOPIA

What is this product?

The Equities Cornucopia portfolio is an actively managed portfolio that

attempts to invest in undervalued listed shares with excellent return
prospects. The goal of the portfolio is to outperform a high risk benchmark of
FTSE All Share Total Return Index over the medium to long term. The portfolio
is a full discretionary (we manage your investment) portfolio which gives you
a diversified portfolio with exposure to all international stocks.
It is managed by a team of professional portfolio managers and is supported by
our in-house research team. This unique portfolio is a trading portfolio.
It’s in your own name and is an individual’s personal investment account.

Opening an Account

Thank you for your interest. Our dedicated registration process is the
significant first step on your journey to wealth creation.

Our Client Services team is available to support you on the set up and
administration of your account as well as specific queries relating to trading
instruments, features of the trading platform and technical issues.

A Simple Way to Open your Account with Us

1. Choose the service you require

2. Complete the account opening application form
3. Post or hand deliver the original application together with the required FICA
documentation

Our investment team are readily available to assist you with the process or
any queries

Addressing risks

Although the growth potential of emerging markets is attractive, many

investors have been reluctant to invest in this universe because the
associated economic, political and financial risks are too high. We beg to
differ. We see emerging markets as offering fruitful rewards, as long as the
risks are understood, acknowledged and appropriately managed.
The ability to manage market risks effectively has been a cornerstone of our
investment style for several years. We do not see risk as a source of anxiety
but as a natural part of what we do. Correctly evaluating and understanding
volatility and market pressure gives us the opportunity to deliver the best
possible returns while mitigating the risks inherent with investing.

We do this by actively managing our portfolios’ equity and modified duration

exposures, controlling volatility, diversifying across asset classes and
geographic areas, and implementing hedging strategies when necessary.

Bottom line : Trading can result in losses. The value of your investments can
go down as well as up. Please ensure you understand the risks.

Either an Alternate or Additional Product Line

Institutional Services
• Competent and experienced traders
• Fundamental and Quantitative Research
• Execution – Equities
• Fully serviced Back Office
• Access to global trading algorithms
• Basket trade execution for institutional clients and transition managers
• Diverse sources of liquidity
• Care and DMA orders
• Market updates, trading insights/strategies, technical research
• Regular engagement with clients

Responsive to Independent Thinking

Everyone in our home office understands the independent way of thinking – we
live it every day – so we pride ourselves on being more responsive, solving
problems, and remaining more proactive than any other broker dealer.

Solutions-Oriented Thinking
Our compliance team is committed to finding compliant solutions to achieve the
desired results for each investor. Running a business in a regulated industry
is serious, and we offer solutions and options to ensure our advisors and
brokers play by the rules and maintain good relations with those who regulate.
We believe that just makes good business sense – for us and for our clients.
Ideal Solutions

Trading is easy and simple … you only buy or sell. Markets only move two ways
..they go up or down. Going against them is the only time you lose money . We
confer with our clients regarding risks associated with trading!

BTC Trading Inc can help you design a personal portfolio which suits your
income strategies. and needs. Our hard won knowledge of the stock markets,
combined with the challenges experienced through all good and bad market
times, uniquely positions us to help identify trends, industry sectors and
stocks in our ongoing quest to keep our clients money safe, whilst boosting
their investments.

Private Clients

Personalised equity investment strategies

Our key focus is the provision of a full and comprehensive investment service.
We pride ourselves in creating personalised equity investment strategies that
meet the objectives of our clients.

A managed share portfolio which provides the client with an attractive and
convenient solution, whereby all the investment decisions are taken by our
investment team.
Our aim is to strengthen the performance of our client portfolios according to
their investment objectives.

We have a consistent, comprehensive investment approach.

We carefully ensure that portfolios are diversified among sectors and
companies.

Corporate Clients

Client focused solutions

BTC Trading Inc has an excellent track record having provided a comprehensive
level of stockbroking services to some of the bigger listed corporates for
years.
We manage the share schemes of various listed corporate clients.
We facilitate and provide assistance to corporate clients.
Our aim is to ensure we provide consistent client focused solutions.
Our experienced team of professionals build and maintain relationships through
extensive client contact and communication with institutional investors.

Corporate

BTC Trading Inc has an excellent track record of providing a comprehensive

level of stockbroking services. We have facilitated and provided assistance
with corporate actions. Our aim is to ensure we provide consistent client
focused solutions. Our experienced team of professionals build and maintain
relationships through extensive client contact and communication with
institutional investors.

Emerging Market Portfolio

In recent years, emerging markets have regained their rightful place with
investors as part of the strategic asset allocation of their portfolios.
Investors with a higher risk appetite have increased their exposure to
emerging market equity funds, while more cautious investors have opted for
emerging market debt funds.

Yet, there are growing numbers of investors that require a more all-inclusive
emerging markets proposition, for example, equity investors that would prefer
a more cautious approach within the emerging markets universe, or debt
investors wishing to spice up their emerging markets asset allocation with a
hint of equity holdings.

BTC Trading Inc caters to the needs of both types of investors.

The uniqueness of this Fund lies in its differentiated approach. Not only does
it provide exposure to emerging markets through a diversified allocation
across equities, bonds and currencies, but it also places a particular
emphasis on active risk management.

For this next chapter, we focus on how BTC Trading Inc manages risks in the
emerging universe, and the results of this approach.
Addressing risks in Emerging Markets

The growth potential of emerging markets is attractive.

Many investors have been reluctant to invest in this universe because the
associated economic, political and financial risks are too high.

We beg to differ.

We see emerging markets as offering fruitful rewards, as long as the risks are
understood, acknowledged and appropriately managed.

Risk should be viewed as a natural part of what we do.

The ability to manage market risks effectively has been a cornerstone of our
investment style for several years.

Actively managing our emerging market portfolios, we diversify across asset

classes and geographic areas, evaluating market volatility, understanding
duration exposures and implementing hedging strategies when necessary in our
attempts to mitigate real risks in investing in emerging markets.

HOW TO OPEN YOUR ACCOUNT WITH US

1. Choose the service you require.

2. Complete the account opening application form.

3. Post or hand deliver the original application together with the required
FICA documentation.

Our investment team is readily available to assist you with the process or
with any queries.

Dematerialization of Physical Share Certificates

• Send BTC Trading Inc the physical share certificate together with BTC’s
account opening documentation and the required FICA documents
• Once the account has been opened, the shares will be registered into your
account, and a monthly statement confirming the holding will be sent to you
the account holder.
• In order to facilitate this transaction, you will be required to open a
stock brokering account with BTC Trading Inc.
• Dematerialization (securities) – moving from handling paper securities
certificates to book form, usually electronic.

Portfolios

BTC Trading Inc offers 2 basic types of accounts:

Let Us Invest For You and Trade For Yourself

Let Us Invest For You

Open this type of account and take the stress out of investing by giving one
of our experienced portfolio managers the discretion to manage your investment
according to your predefined investment objectives. BTC Trading Inc offers a
range of model portfolios from which to choose. These options are suitable for
investors who do not have the time or interest to be actively involved in
managing their investments on a daily basis.

Trade For Yourself

By opening this type of account you manage your own investment with BTC
Trading Inc. You decide which shares you want to include in your portfolio.
Your trade decisions can be executed by giving an instruction to one of our
Private Client Traders.
A Trade For Yourself account is suitable for more experienced stock market
investors who want to be more active in managing their own portfolios.

PORTFOLIO PERFORMANCE

No significant changes have been necessary during the past month.

Strategically, portfolios are well positioned and our objective remains to add
incremental value through time.
We expect both the high level of uncertainty in the investment environment and
the high level of financial market volatility to persist. It follows that we
will continue to closely monitor portfolio positioning and risk exposures.
Accounts for Individuals

Account Description Investor Type

Risk Profiled Portfolios Ideal for:

Fully fully managed by a portfolio
Managed Accounts manager Investors who seek professional
portfolio management
You have full discretion
over your account.
Private client traders are Ideal for:
available to provide trading
Personal Service assistance and guidance. Actively involved investors who
Broking Account Personal assistance provided require market guidance when
in setting up your portfolio making decisions regarding
in line with your risk their self-managed investments.
profile and objectives.

Managed Portfolios

High Yield Portfolio

The objective of the High Yield Portfolio is to achieve a high yield and
capital protection. It is suitable for investors who require income, and/or
have a low to medium tolerance for risk of capital loss and an investment time
horizon that typically exceeds one year.

Dynamic Core Portfolio

The objective of the Dynamic Core Portfolio is to achieve consistent, superior

investment performance and capital protection. It is suitable for investors
who require relatively stable growth that exceeds inflation over the longer
term. Investors will typically have a medium tolerance for risk of capital
loss and an investment time horizon that exceeds three years.

Active Growth Portfolio

The objective of the Active Growth Portfolio is to achieve capital

accumulation over the longer term. It is suitable for investors who have a
medium-to-high tolerance of capital loss and an investment time horizon that
exceeds 5 years.
Shariah
A core component of the Islamic system of financial management is compliance
with its legal code (Shariah) and investors no longer have to make a trade-off
between investment returns and adherence to their faith. In this light, BTC
Trading Inc has recently launched managed investment share portfolios that are
based on the principles of Shariah compliance.