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Philosophy and Phenomenological Research
Vol. LX, No. 1, January 2000
1
Hans-Georg Gadamer, Wahrheit und Methode: Grundziige einer philosophischen
Hermeneutik, 4th ed. (Tiibingen: J. C. B. Mohr, 1975, originally 1960). Translated as
Truth and Method, 2nd ed., by Joel Weinsheimer and Donald G. Marshall (New York:
Crossroad, 1990). "G" and "E" refer to the German and English editions respectively. I
have modified some of the translatedpassages.
2 The sense of "objectivity"at issue here is roughly this: An interpretationis objective to
the extent that it is not shapedby the historicalsituatednessof the interpreter.
3 When I speak of the "object of understanding,"I do not mean a physical object, but that
toward which our understandingis directed,be it a text, artwork,historicalevent, etc.
4 See Heidegger's three-tiered fore-structureof understanding(Vorhabe, Vorsicht, Vor-
griff), in Sein und Zeit, 15th ed. (Ttbingen: Max Niemeyer Verlag, 1979), p. 150. For
46 DAVID WEBERMAN
these background commitments that Gadamer has in mind when he talks
about tradition,prejudgments(Vorurteile), and the "essential prejudgment-
ladenness (Vorurteilshaftigkeit)of all understanding"(G 254; E 270).5 What
Gadamer means by prejudgments is not so much a set of explicitly held
beliefs that are in place prior to the act of understanding,but ratheran often
inexplicit set of practicaland theoreticalprecommitments(Voreingenommen-
heiten), shaped in large part by cultural traditions, that determine how we
experiencewhatwe experience.
Why is all understanding laden with the prejudgments or historically
specific precommitmentsof the knower?The idea here seems to be a simple
one. Try as we might to leave behind these precommitments in order to
follow the guidelines of reason sub specie aeternitatis, we cannot. Gadamer
writes:
[T]he idea of an absolute reason is not a possibility for historicalhumanity.Reason exists for us
only in concrete, historical terms-i.e., it is not its own master but always remains dependent
on the given circumstancesin which it participates....In fact history does not belong to us; we
belong to it.... The individual's self-reflection is only a flickering in the closed circuits of
historical life. (G 260f.; E 276)
This premise is one that many philosopherswould regardas true. It does not,
however, entail Gadamer'sconclusion that there does not exist any uniquely
correct understandingand hence that objectivity is not a suitable ideal for
humanunderstanding.This is so for the simple reason that even if objectivity
in the form of a total break with historically specific precommitmentsis an
impossibility, one might still hold that it is a suitable regulative ideal for
understanding,i.e., an ideal that permits not realization,but at least approxi-
mation.9It is quite true that the ineliminabilityof serious differences among
interpreters'prejudgmentsmay lead to irreconcilable,substantivedifferences
about what ought to, in a given case, count as an objective interpretation.
But even so, such differences aboutthe actualrealizationof objectivity might
well coexist with a consensus about objectivity as an appropriatemeta-
theoreticalideal.
One might recall here that Gadamerholds that his theory aims to describe
what we "alwaysalready"do wheneverwe understand,not prescribewhat we
ought to do, and hence is not about ideals at all (G 483f.; E 512).1'' Still,
8 Larmore discusses the first reason, but fails to notice the second. See Larmore,
"Tradition,Objectivity and Hermeneutics,"pp. 149, 151.
Larmore makes this point in "Tradition, Objectivity and Hermeneutics," p. 151:
"Although we must recognize that the ideal that at least epistemologically we can com-
pletely neutralize the force of traditionby subjecting all of our beliefs to critical exami-
nation will not be realized, we do not thereby have reason to discard that ideal as one
worth pursuingas far as possible."
1 Gadamer does not consistently abstain from making prescriptions since he puts forth
ideals such as the anticipationof truthand completeness. For a convincing argumentthat
Gadamer cannot abstain from prescriptionswithout making his own theory irrelevantor
incoherent, see Lawrence Hinman, "Quid Facti or Quid Juris? The FundamentalAmbi-
guity of Gadamer'sUnderstandingof Hermeneutics,"Philosophy and Phenomenological
Research 40 (1980): 512-35.
48 DAVID WEBERMAN
even if Gadamer'stheorywere regardedas having no prescriptiveforce what-
ever (which is not very plausible), this fact would still not disarm the criti-
cism. For an objectivist could still maintainthat what we are doing whenever
we seek truly to understandsomething is trying to approximate an under-
standingof the object free of all prejudgmentsand precommitments.Striving
for objectivity, one might argue, is a core feature or even a necessary and
constitutive condition of any genuine act of understanding.I conclude then
that the impossibility of overcoming historical situatedness does not itself
entail that objectivity does not or cannot serve as an ideal. It fails to establish
Gadamer'santi-objectivism.
The idea is that we can understandonly that with which we can, in some
measure, empathize and we can only empathize with that with which we
share, to some extent, a common backgroundof meaningfulness (consisting
of practices, linguistic structures,concepts, beliefs, values, etc.). This is an
50 DAVID WEBERMAN
balancedunderstandingand thatprovidesthe ideal for the one correctinterpre-
tation for which inquirersstrive. If this argumentis correct,then Premise 2 is
compatible with objectivism and the denial of interpretivepluralism. It also
fails to give Gadamerwhat he wants.
[I]n the human sciences.. .the theme and object of research are first constituted by the
motivation of the inquiry. Historical research is thus carried along by the historical movement
of life itself and cannot be understoodteleologically in terms of the object of research.Such an
"object in itself" clearly does not exist at all. While the object of the naturalsciences can be
ideally described as what would be known in a complete (vollendete) knowledge of nature, it
is meaningless to speak of a complete knowledge of history, and precisely for this reason we
cannot makes sense of talk of an "object in itself' toward which historical research is directed.
(G 269: E 284f., emphasis added)
Truly historical thinking must take account of its own historicity. Only then will it cease to
chase after the phantom of a historical object,...but rather learn to see the object as the
counterpartof itself and thus to see both. The true historical object is not an object at all, but
the unity of the one and the other. (G 283; E 299, emphasis in original)12
[T]he horizon of the present cannot be formed without the past. There is no more an isolated
horizon of the present in itself than there are historical horizons which have to be acquired.
Rather, understandingis always the.fusion of these horizonsputatively existing by themselves.
(G 289; E 306; emphasis in original, bold type-face added)'3
52 DAVID WEBERMAN
incompleteness thesis: "Completelyto describe an event is to locate it in all
the right stories, and this we cannot do. We cannot do it because we are tem-
porally provincial with regard to the future.""7Danto's reasoning is as
follows: Historians ineluctably make use of what Danto calls narrativesen-
tences, i.e., sentences thatdescribeone event by referringto one or more later
events, e.g. the sentence "The Thirty Years War began in 1618." Danto cor-
rectly infers that because of the indispensability of narrative sentences to
historical understanding,historianscan never, even in principle, give a com-
plete descriptionof past events since this would presupposeknowledge of all
relevant later events. Danto's position is not quite as strong as Gadamer's.
While Danto insists on the incompleteness of any possible description or
account of historical objects or events, Gadamer is committed to the
incompleteness of the objects and events themselves."8In either case, that
later events and later points of view always bring out new aspects of the
object of understandingleads both thinkers to the idea of incompleteness.
Incompleteness exists because the object of understandingconstantly comes
to have differentrelationalpropertiesfrom those thatit formerlyhad.
Consider, an artworksuch as a Cubist painting by Picasso or Braque, a
text such as the American Constitution, or a historical event such as the
Russian Revolution. Ourunderstandingof these "objects"is quite differentin
virtue of the temporaldistance that separatesus from them. The importance
of temporaldistance here consists not in any alleged growth in impartiality,
but in the way in which more recent events have broughtout new aspects of
or "retrodetermined" the earlierphenomena.In the case of cubism, there is, of
course, the subsequentdevelopment of increasingly abstractpainting. In the
case of the American Constitution,there is the two-hundredyear history of
new issues and cases as well as a continuing traditionof judicial interpreta-
tion and precedent relating to the Constitution's original provisions. In the
case of the Russian Revolution, there is the occurrenceof Stalinist totalitari-
anism, eventual economic stagnation and finally the collapse of Soviet
Communism. The point is that the Cubist paintings, the Constitution and
the Russian Revolution not only appear in a very different light, but have
come to have different relational properties as a result. They have become
phenomenathat bear certainnew (causal and non-causal)relations to objects
and events that came after them. It is in this sense that the object of under-
standing can never be completely grasped.As Danto expresses it, the object
54 DAVID WEBERMAN
Now one might well wonder whether relational properties have the
constitutive role I ascribe to them. A skeptic might contend that relational
propertiesare not ontological propertiesof the object at all, but only episte-
mological items that merely introduce changes in the ways we describe an
ontologically determinateobject. On this view, when a later historical event
leads us to see an earlierhistoricalevent differently,it is only our description
of the earlier event that changes, not the earlier event itself. In effect, this
position denies the ontological reality of relationalproperties.It is mistaken
for the following reason. It is true that our descriptions of earlier events
change as a result of later events. Yet it is not just our descriptions that
change. Relationalpropertiesare not featuresof our descriptivepredilections,
but of the events themselves. Consider that our descriptions sometimes
change because we have changed and sometimes change because the object's
relationalpropertieshave changedand thereis an importantdifferencebetween
these two types of changes. For example, if a person describes the Russian
Revolution differentlybecause she has undergonea political conversion, this
descriptive change is a result of a change in that person's epistemic or attitu-
dinal makeup and not in the event itself. If, however, a person describes the
Russian Revolution differentlybecause the Revolution has come to bear new
relations to new events, then it is not the person that has changed but the
Revolution, insofar as it now has new relationalproperties(e.g., the property
of having led to a 70-year failed alternativeto capitalism). For this reason,
relationalpropertiesmust be regardedas ontologically real; though they may
lead to new descriptions, they are not merely changes in the epistemic
makeupor descriptiveactivities of persons.
This brings me to the third question: Are the only relational properties
that account for the incompletenessof the object of understandingits delayed
relationalproperties?Or might not the object of understandingbe incomplete
due to non-temporalrelationalpropertiesas well? What I have in mind here
are relational propertiesthat derive from the distance between the object of
understandingand the vantagepoint of the interpreterdistinguishednot by its
temporal, but by its cultural specificity. This point certainly goes beyond
Danto's specifically temporal argument as well as the main emphasis in
Gadamer's presentation of his theory. Yet I think that it is implicit in
Gadamer'stheorynonetheless.
Truthand Method does indeed focus on the temporalaxis. Thus, its pre-
occupation with Uberlieferung(traditionor more literally "whatit is handed
down to us") and its formative role and with the temporal distance from
which we look back upon it. Gadamerhas little to say about the distance or
separationoperativein crossculturalor even interpersonalunderstanding.Why
is this so? I would suggest that Gadamer's own interests and especially his
cultural backgroundaccounts for this limitation. Gadameris working from
within a culturally unified German or Europeanhigh culture (more unified
56 DAVID WEBERMAN
that the object of understandingis not complete or in itself but in a state of
constantly being formed, should best be understoodin terms of the object's
changingrelationalproperties,both temporaland nontemporal.
V. Meaning or significance?
I come now to an importantobjection to Gadamer's interpretivepluralism
and to my reconstruction of that position. In an early, widely discussed
response to Gadamer's work, E. D. Hirsch argues that Gadamerfails to pay
attention to the difference between a work's meaning and its significance.
While the significance of a work does indeed shift, its meaning remains
entirely stable.23Or to reformulateHirsch's criticism in terms of my recon-
structionof Gadamer,the changing relationalpropertiesof objects of under-
standing show only that the significance of the object is in flux, not its
meaning.
Hirsch lays out his basic idea in this manner:
It is not the meaning of the text which changes, but its significance... .This distinction is too
often ignored. Meaning is that which is representedby a text; it is what the authormeant by his
use of a particularsign sequence; it is what the signs represent.Significance, on the other hand,
names a relationship between that meaning and a person, or a conception, or a situation, or
indeed anything imaginable.... Significance always implies a relationship, and one constant,
unchanging pole of that relationship is what the text means.... Significance always entails a
relationshipbetween what is in a man's verbal meaning and what is outside it....24
object we are trying to understandis partof the very traditionthat has formed us-hence,
the phenomenonof Wirkungsgeschichte.In crossculturalunderstanding,however, though
we have been formed by our tradition,the object of understandingbelongs to a different
tradition.Thus, the double effect of Wirkungsgeschichtedoes not come into play.
23 E. D. Hirsch, Validity in Interpretation (New Haven: Yale University Press, 1967).
Hirsch regards Gadamer's theory as an instance of what he calls "radical historicism"
(pp. 42, 254ff.).
24 Hirsch, Validityin Interpretation,pp. 8, 63.
25 Hirsch, Validity in Interpretation,p. 57. As Hirsch notes (p. 210) Philip August Boeckh
makes this same distinction in his Enzyklopddie und Methodologie der philologischen
Wissenschaften (1877): "[W]e distinguish interpretationand criticism as separate but
essential elements... [C]riticism is.. that philological performance through which an
object becomes understoodnot by itself nor for its own sake, but for the establishmentof
a relation and a reference to something else, so that the recognition of this relation is
itself the end in view." In The Hermeneutics Reader, ed. Kurt Mueller-Vollmer (New
York: Continuum,1994), pp. 133, 142.
26 Hirsch refers to this view, which he rejects, as "semantic autonomism."It says that "It
does not matterwhat an authormeans-only what his text says." See Hirsch, Validity in
Interpretation,p. 10ff.
27 One might answer Hirsch differently by showing that the distinction between meaning
and significance collapses in the face of interpreters' epistemic inability to keep the
object's relational properties from affecting their understandingof the object's meaning
(whether author's intention or intrinsic properties). But this argument fails for the same
reason that Premise 1 failed. Although it may be that interpreters'historical situatedness
prevents them from working free from significance so as to construe an object's pure
meaning, one might still try to approximate,as far as possible, the ideal of meaning free
of significance.
58 DAVID WEBERMAN
The question of authorialintention has been much discussed. Part of the
debate turns on what is meant by intention, whether something like an inner
mental event or, as Hirsch regardsit, an item that is objective and shareable
(following Husserl's argument about the ideality of meaning in Logical
Investigations). Particulardifficulties attachto either conception of authorial
intention, but both are susceptible to the following criticisms. First, anti-
individualisttheories of mind have shown thatthe identificationof something
like an intentionwill depend on certainfacts aboutthe environmentalcontext
in which that intention is situated. So intentions already involve context.
Second, and more important,it seems altogetherodd to think that the mean-
ing and uniqueness of a work is identical with and exhaustedby the author's
intention. There are (at least) two reasons for thinking that there is more to
the text than what the authorintends.First, as Gadamerwrites,
What expression expresses is not merely what is supposed to be expressed in it-what is meant
by it-but primarilywhat is also expressed by the words without its being intended-i.e., what
the expression, as it were, "betrays".(G 318; E 335f.)
28 Gadamer puts the point in this way (G 280; E 296): "Every age has to understand a
transmittedtext in its own way, for the text belongs to the whole traditionin which it takes
a subject-matter oriented (sachliche) interest." When Georgia Warnke, in Gadamler:
Hermeneutics, Tradition and Reason (Stanford: Stanford University Press, 1987) p. 25,
writes that: "Gadamer'scriticism of a historical intentionalismis.. .that we remain histori-
cally situated even where we are concerned with an agent's intentions, and our descrip-
tion of those intentions will therefore representno more than one perspective on them,"
she misses the deeper reasons for Gadamer's rejection of authorial intentionalism: it is
not our ineluctable prejudgmentsthat make intentionalismwrong but our abiding interest
in the subject-matter("die verbindlicheAllgemeinheit")(G 281: E 297).
29
See H. Jefferson Powell, "The Original Understandingof Original Intent," pp. 53-115
and Paul Brest, "The Misconceived Quest for the Original Understanding,"pp. 227-62 in
Interpreting the Constitution: The Debate over Original Intent, ed. Jack N. Rakove
(Boston: NortheasternUniversity Press, 1990).
30 See William J. Brennan, Jr. "The Constitution of the United States: Contemporary
Ratification" in Interpreting the Constitution, pp. 23-34, here p. 27. For more on this
debate, see Cass Sunstein, The Partial Constitution(Cambridge:HarvardUniversity Press,
1993), Chapter4.
31 In a later article, Hirsch comes somewhat closer to the Gadamerianview. In "Meaning
and Significance Reinterpreted,"Critical Inquiry 11 (1984), pp. 202-25, he writes that:
"If we adhere to the principle that meaning is the aspect of interpretationwhich remains
the same, while significance is what changes, we now find that we must take a more gen-
erous and capacious view of what remains the same. We cannot limit meaning to what
was within an original event.... So the first amendmentI must make in my original expla-
nation of the distinction between meaning and significance is to reject my earlier claim
that future applications of meaning, each being different, must belong to the domain of
60 DAVID WEBERMAN
Consider now the formalist (or semantic autonomistview) that the mean-
ing and uniqueness of a text consists in its intrinsic properties. Here too
similar problems arise. In orderto identify a text's properties(e.g. the mean-
ings of the words and their interrelations)social and linguistic context must
be broughtin. Intrinsicpropertiesare never really wholly intrinsicin the first
place. Second, our intereststypically concern more thanjust a text's intrinsic
properties.Even if it is possible, to some extent, to perform a kind of phe-
nomenological reductionin which we bracketout the ways in which the text
bears relationsto things outside itself in orderto focus exclusively on a text's
intrinsic properties,to do so is to engage in an activity quite different from
the more common and more naturalways in which we understand.What we
usually understand(or strive to understand)when we understandthe meaning
and uniqueness of a text is not the text divorced from but illuminated by its
relations to what lies outside of it.
Let me turn now from texts to historical events. Here the opponent of
Gadamer's view might argue that the historical event consists solely in its
intrinsic properties,i.e., the propertiesit has in virtue of its being what it is
and not in virtue of the relations it bears to events outside of it (especially,
pace Gadamer,events that come after it). But the anti-relationalistposition
seems even weakerhere. Restrictingour understandingof events (and actions)
to intrinsicpropertieswould make it impossible to refer to events in many of
the ways that we typically do. Consider the following examples. We could
not understanda shooting as a killing if the victim were to die some time
after the shooting because the killing involves a relation between the shoot-
ing and anotherevent, the subsequentdeath of the victim. Nor would we be
able to understandthe bombing of Pearl Harboras the immediate cause of
U.S. militaryinvolvement in World War II because this understandingof the
bombing involves relatingit to later events.32
If my argumentis correct,what we understandwhen we understand(texts,
events, etc.) are objects in terms of their intrinsic and relational properties.
To stay with Hirsch's vocabulary, the meaning and uniqueness of the phe-
nomenon of interpretationis always (notwithstanding certain specialized
efforts at grasping intentions and supposedly formal properties) bound up
with its significance. And because relational propertiesvary for the reasons
discussed above, the object of understandingis never once and for all deter-
mined.
significance. This was wrong, because different applications do not necessarily lie out-
side the boundaries of meaning. If you think of your beloved in reading Shakespeare's
sonnet, while I think of mine, that does not make the meaning of the sonnet different for
us, assuming that both understand(as of course we do) that the text's meaning is not lim-
ited to any particularexemplificationbut ratherembraces many, many exemplifications."
(p. 210) Still Hirsch's concession here is restrictedto the relevance of different applica-
tions only insofar as they are in accordancewith the author'sintentions.
32 For a fuller version of this argument,see my "The Nonfixity of the Historical Past."
33 See Larmorepp. 148, 154, where he speaks of the "historicalrelativism that Gadamerin
fact embraces" and that "for Gadamerthe only alternativeto objectivism, or the pursuit
of objectivity, is relativism."See also Hirsch pp. 42, 249. On a point closely relatedto the
worry about relativism, see Habermas'sargumentthat Gadamer'shermeneuticsis bound
to traditionin a way that makes critical distance unlikely if not impossible in his essays in
Hermeneutikand Ideologiekritik,Karl-OttoApel et. al., eds. (Frankfurta. M.: Suhrkamp,
1977).
34 For Gadamer'sinsistence on distinguishinglegitimate from illegitimate prejudgmentsand
interpretationssee G 252, 279, 282, 336; E 267, 295, 298f., 353. For his rejection of
anarchic relativism see "Wahrheit in den Geisteswissenschaften" in Hans-Georg
Gadamer,Kleine SchriftenI: Philosophie Hermeneutik(Tfibingen:J.C.B. Mohr, 1967), p.
42: "But what takes the place [of objectivity] is not a vapid relativism. It is not at all ran-
dom or arbitrarywhat we ourselves are and what we are able to hear from the past." See
also G 90; E 95, where Gadamer rejects as an "untenable hermeneutic nihilism"
Valery's assertion "Mes vers ont le sens qu'on leur prete."
35 Hirsch, Validityin Interpretation,p. 46.
62 DAVID WEBERMAN
Hirsch is right that once we acknowledge that something changes its charac-
teristics, then there is no way to find the true Cinderella,i.e., the one true and
unchangingCinderella.But why should we assume that there is an unchang-
ing Cinderella to begin with? Perhaps Cinderella changes, but this hardly
means, as Hirsch claims, that we no longer have a means for judging whether
we have found Cinderella.The mistake in this argumentis in the following
inference:
The conclusion that Hoy wants to reach is, I believe, the right one. Yet his
account does not make sufficientlyprecisejust what it is that keeps contextu-
36 David Couzens Hoy, The Critical Circle: Literature, History and Philosophical
Hermeneutics (Berkeley: University of CaliforniaPress, 1982), p. 69f.
37 This decisionism about the backgroundset of beliefs is the weakness in the interpretive
pluralism espoused by Stanley Fish in his famous "Is There a Text in This Class?" in Is
Therea Textin This Class? (Cambridge,Massachusetts:HarvardUniversity Press, 1980).
38 The fixity of intrinsic properties explains how Gadamercan maintain that "it is equally
possible that an interpretermisses the point entirely." See Hans-Georg Gadamer,"Reply
to Stanley Rosen," in The Philosophy of Hans-Georg Gadarner,Lewis Edwin Hahn, ed.
(Chicago: Open Court, 1997), p. 221. It also explains how he can hold that there is some-
thing self-same that underliesmultiple interpretations.See G 375; E 398 "[T]o understand
a text always means to apply it to ourselves and to know that, even if it must always be
understoodin different ways, it is still the same text presentingitself to us in these differ-
ent ways."
64 DAVID WEBERMAN
VII. Conclusion
I have arguedthatGadamer'santi-objectivisticinterpretivepluralismprovides
a solid account of the historicityof understandingas long as we understandit
to rest on a thesis aboutthe underdeterminednessof the object of understand-
ing. Interestingly enough, Gadamer's contention that understanding is a
"fusion of horizons"and thatthe object is a sort of phantomconverges in cer-
tain respects with the view made famous by Wilfrid Sellars that the percep-
tually Given is a sort of myth. Both hermeneuticistsand followers of Sellars
hold that the knower plays an ineluctable and constitutive role in the forma-
tion of the object. Both camps also hold that abandoningbelief in the Given
or the phantom object does not entail a relativism (or idealism) that denies
the existence of an extra-mentalreality.39In this new defense of Gadamer's
hermeneutics, the category of relational properties of the object of under-
standing both explains the non-fixed nature of the object and its multiple
interpretationsand helps to underwritethe criteriagoverning the validity and
nonarbitrariness of such interpretations.*
39 See John McDowell, Mind and World (Cambridge, Massachusetts: Harvard University
Press, 1994) for someone who explicitly recognizes the convergence of Gadamer's
"fusion of horizons"with his own post-Sellarsianway of thinking.
For discussion and comments on an earlier draft, I would like to thank Claudia Card,
Charles Guignon, Eric Idsvoog, Sabina Knight, Francis Schrag, Marcus Singer and an
anonymous referee of Philosophy and Phenomenological Research.