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Article history: In Total Knee Arthroplasty (TKA), the collateral ligament tensioning stage cannot be standardised for all
Received 10 October 2015 patients and relies heavily on the surgeon’s experience and perception. Intraoperative inaccuracies are
Accepted 6 January 2016
practically unavoidable and may give rise to severe postoperative complications, leading to the need for
revision surgery already a few years after primary TKA. This work proposes a novel instrumented tibial
Keywords: component able to detect collateral ligament laxity conditions right after primary TKA and, if needed,
Instrumented knee prosthesis to compensate for them in the postoperative period. A miniaturised actuation system, designed to be
Knee ligament imbalance embedded in the tibial baseplate, was initially evaluated by means of 3D simulations and then fabricated
Actuation system as a full-scale prototype. Stability and force sensors tests carried out on a knee simulator allowed to
Miniaturised mechanical device
assess the effectiveness of the proposed design under normal working conditions and provided valuable
insights for future work and improvements.
© 2016 IPEM. Published by Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.medengphy.2016.01.002
1350-4533/© 2016 IPEM. Published by Elsevier Ltd. All rights reserved.
A. Collo et al. / Medical Engineering and Physics 38 (2016) 326–332 327
Fig. 1. A lax collateral ligament (left) can be properly re-tensioned by lifting the
tibial tray up on the corresponding side (right).
2. Materials
KJ function. If needed, further refinements can be carried out until
2.1. Implant description optimal balance conditions are restored.
Only a continuous accurate monitoring of the evolution of the
The instrumented tibial component presented in this work fur- prosthetic KJ stability combined to the use of the proposed implant
ther develops the smart knee implant previously proposed by our would allow to restore optimal balance conditions after primary
research team [13], which includes two sub-parts: TKA, without the need for revision surgery. To the author’s knowl-
– for the evaluation of collateral ligament laxity conditions, four edge, no other ongoing study copes with the problem of postoper-
PiezoCeramics (PC) elements embedded in the tibial baseplate ative knee ligament imbalance using the same approach proposed
are employed as both force sensors and energy harvesters [14]. in this work.
The collected data are meant to be processed and wirelessly
transmitted to the clinician’s computer by means of a self- 2.3. Actuation system design
powered telemetry system [15]. This allows to define a proper
correcting action for restoring optimal balance conditions; For sake of clarity, the description and the figures reported in
– for the detected imbalance correction, the miniaturised actua- the following refer to the actuation of only one side of the tibial
tion system proposed by Collo et al. [16] is embedded in the platform (Fig. 2). The reader is invited to keep in mind that the
tibial baseplate. In order to re-tension any detected lax collat- instrumented tibial component actuation is achieved by means of
eral ligament, the height and inclination of the tibial tray can two identical systems, one per each side of the tibial baseplate.
be adjusted on the corresponding side (Fig. 1). Such correct- More details are provided elsewhere [16].
ing action aims to reproduce the local adjustments carried out The miniaturised actuation system is based on the translation
by means of spacer blocks during revision TKA [17] and tibial of a wedge whose shape is custom-designed (30 mm wide, 10 mm
osteotomy [18]. long, 4 mm high). The wedge is guided inside a rail grooved in the
tibial baseplate (Fig. 2). Via a threaded hole, the wedge is coupled
2.2. Clinical needs to a leadscrew (ISO M2x0.4 profile: 2 mm pitch diameter, 0.4 mm
pitch) which can only rotate without translating. As in a screw-nut
It is very important to detect any postoperative instability as configuration, any leadscrew revolution produces a corresponding
early as possible; in the aftermath of the rehabilitation period, pe- wedge translation according to the thread pitch; herein, such as-
riodic follow-up visits allow the surgeon to monitor the prosthetic sembly will be addressed as a Wedge-Leadscrew (WL) system.
KJ postoperative function. Any collateral ligament laxity condition A mobile tibial tray is shaped so as to be positioned from above
can be detected after analysing the data collected by four PC ele- onto the baseplate and fit the two WL systems. As depicted in
ments embedded in the tibial baseplate [13]. Accordingly, the sur- Fig. 2, without any actuation the tray is fully contained inside the
geon defines an appropriate correcting action in terms of tibial tray baseplate in a configuration that corresponds to that of conven-
lateral uplift (4 mm maximum, in order not to impair the prosthe- tional tibial platforms. In its starting position, the wedge is aligned
sis alignment to the lower limb mechanical axis [18]). to the center of the baseplate (null translation). As the leadscrew
A progressive fine-tuning correction process is proposed by rotates, the wedge translates laterally, towards the baseplate outer
means of successive stages: actuation is performed a first time and border. By doing this, the wedge slides under the mobile tray and
the tibial tray is locked in the new raised position. Right after, lifts it upwards. The greater the wedge translation, the greater the
the PC elements data are processed again to check the updated mobile tray lateral uplift.
328 A. Collo et al. / Medical Engineering and Physics 38 (2016) 326–332
Fig. 3. The proposed instrumented tibial component fabricated as a full-scale stainless steel prototype.
The leadscrew is held in place by specific supports and is rigidly material was Titanium Vanadium Alloy (Ti-6Al-4V), which repre-
fixed to the shaft of a rotary stepper micromotor (entirely embed- sents a conventional choice for knee prostheses [21].
ded in the tibial baseplate). Once detected the lax collateral liga- The system was considered in a configuration of full actua-
ment, only the microactuator on the corresponding side needs to tion on one side of the tibial baseplate (10 mm wedge transla-
be powered in order to drive the related WL system. tion, 3.6 mm mobile tibial tray lateral uplift). A compression load
L = 2600 N was defined perpendicularly to the mobile tibial tray
2.4. System efficiency upper surface, simulating the peak tibiofemoral force acting inside
the prosthetic KJ during normal gait [20].
The severe constraints imposed by a biocompatible environ- Under the aforementioned settings, static analysis simulations
ment were met by means of smart design choices: the combined were run on the actuated implant. The following two measures
use of a wedge and a screw resulted in an efficient mechanism were taken into account:
able to develop great output forces in face of reduced input ef- – the distribution of Von Mises Stress (VMS), a scalar value (unit:
forts. Efficiency was deemed a key design aspect. The miniaturised MPa) commonly used to predict yielding of materials under any
actuation system was needed to be sufficiently small in order to be user-defined loading condition [22];
embedded in the tibial component and, at the same time, robust – the deformation of the mobile tibial tray (unit: mm) under the
enough to face with the strong KJ cyclic efforts [19,20]. The me- effect of the compression load L.
chanical model of the proposed actuation system was accurately
studied by means of static force analysis. Different design expedi- A buckling analysis was carried out to estimate the maximum
ents were discussed for the minimization of friction losses. static load bearable by the mobile tibial tray before deformation. In
Due to the presence of the embedded actuation system, the tib- order to consider the worst-case postoperative scenario, the load L
ial baseplate is 9 mm thick. According to the wedge translation, the was then simulated as an intermittent tibiofemoral load repeatedly
mobile tibial tray lateral uplift varies in the range 0–3.6 mm and exerted onto the mobile tibial tray (1 Hz frequency). The number
linearly depends on the number of leadscrew revolutions (driven of repeated loads (cycles) that the implant was able to bear before
by the microactuator). Two miniature thrust ball bearings prop- failure was studied by means of a fatigue analysis.
erly fixed at the two leadscrew ends, together with the WL system
threaded profile, provide a robust passive locking system. Thus, the 3.2. Stability tests
mobile tibial tray can be rigidly blocked in the desired actuated po-
sition without the participation of the microactuator. The compo- Considering the extremely complex nature of KJ kinematics, it
nent shape was defined so as to allow only the mobile tray lateral was decided to carry out dynamic analyses by means of a knee
uplift: no undesired rotation with respect to the baseplate is likely simulator. The employed knee simulator (ADL-Force 5 Simulator,
to take place. AMTI Force and Motion) features a wide range of motion and can
As reported by Lahuec et al. [15], the energy harvested by the accurately replicate the KJ kinematics and physiological environ-
four PC elements can represent a power supply only for ultra-low ment associated with daily life activities.
power consumption devices (such as the aforementioned telemetry A full-scale prototype of the proposed tibial component was
system). Therefore, the actuation system was assumed to be pow- fabricated using stainless steel (Fig. 3). Such choice was deemed
ered and wirelessly controlled respectively by means of inductive appropriate for the validation of the proposed actuation system
coupling and radiofrequency techniques. All the microelectronics working principle. Upon satisfactory experimental outcomes, the
components necessary for the microactuator power supply, control fabrication of a titanium alloy prototype was reckoned with as the
and data transmission were assumed to be properly sealed inside next necessary step (currently ongoing).
the hollow tibial stem (available volume: 50 cm3 [16]). The design Mechanical tests were conducted to evaluate the stability of
of an integrated low-power consumption system is currently under the mobile tibial tray under different different physiological load-
development. ing conditions. Fifteen realistic walking scenarios were simu-
lated by progressively modifying the tibial component orienta-
tion on the knee simulator: various Internal-External Rotation (IER)
3. Methods
and Anterior-Posterior Displacement (APD) configurations were se-
lected as per ISO 14243 [20] in order to impair the homogeneous
3.1. 3D simulations
contact among the prosthetic components and replicate subopti-
mal balance conditions. The stability test procedure consisted in
The 3D model of the proposed tibial implant was developed un-
the following steps.
der PTC Creo design software. All the components were defined as
rigid bodies and modeled by means of three-dimensional tetrahe- (1) Before starting any test, the knee simulator was configured
dral meshes for finite element analysis. The selected component following the instructions provided by the manufacturer.
A. Collo et al. / Medical Engineering and Physics 38 (2016) 326–332 329
Fig. 4. The positioning of the two ultra-thin contact piezoresistive force sensors onto the mobile tibial tray upper surface.
(2) The instrumented tibial component was manually set in its internal rotation and 2 mm anterior translation, so as to impair
starting position (null actuation: 0 mm mobile tibial tray lat- the full contact normally experienced at the PE insert-femoral
eral uplift). component interface. In order to allow for a more immediate in-
(3) The orientation of the implant on the knee simulator was set terpretation of the tibiofemoral load distribution, the unit chosen
in order to have full contact between the PolyEthylene (PE) for displaying the data collected by the two force sensors was the
insert and the femoral component (fixed onto the simulator solicitation percentage with respect to their total measurement
condyle holder): such position was saved as Zero Position range (0–4448 N). Herein, such values will be addressed as M%
(ZP) and considered as a reference configuration. and L% respectively for the medial and the lateral force sensors.
(4) 500 successive gait cycles were simulated (2600 N peak To compensate for the simulated imbalance condition, the pro-
tibiofemoral load, 1 s walking cycle [20]). gressive correction procedure defined in Section 2.2 was followed.
(5) IER was set to 15 degrees internal rotation; 500 gait cycles The criterion for optimal restoration of balance conditions con-
were reproduced. sisted in visually matching the recorded graphical representations
(6) IER was set to 15 degrees external rotation; 500 gait cycles of M% and L% . Due to the constraints imposed by the experimen-
were replicated. tal settings, each successive system actuation step (manually per-
(7) The tibial component was oriented again in ZP and subjected formed) was alternated to a series of 50 simulated gait cycles, nec-
to 500 gait cycles. essary to update the data collected by the force sensors.
(8) APD was set to 2 mm anterior translation; 500 gait cycles
were simulated.
4. Results
(9) APD was set to 2 mm posterior translation; 500 gait cycles
were reproduced.
4.1. 3D simulations
(10) The mobile tibial tray lateral uplift was manually set to
1.8 mm and steps (3) to (9) were repeated.
As expected, the first static analysis revealed a VMS concentra-
(11) The mobile tibial tray lateral uplift was manually set to
tion in the regions where the mobile tibial tray thickness was re-
3.6 mm (full actuation condition) and steps (3) to (9) were
duced by the different cuts made to fit the presence of the two WL
repeated.
systems. In particular, higher VMS occurred along the sharp edges
of the Medio-Lateral (ML) and Antero-Posterior (AP) cuts necessary
3.3. Force sensors tests to host the microactuators and the wedges (red-coloured in Fig. 5).
The selected Titanium Vanadium Alloy offers a tensile yield
The implementation of any sensor in the prototype should be strength of 1100 MPa [25]. Such value, being nine times greater
defined very accurately in order not to bias the test dynamics than the maximum VMS computed by the static analysis (121 MPa,
replicated by the knee simulator. Such requirement was met by Table 1), was considered to give a very reliable margin of safety.
positioning two Tekscan FlexiForce B201 sensing devices onto the The maximum material deformation was estimated to be on the
mobile tibial tray upper surface. Symmetrically aligned with re- order of half a micrometre. Therefore, it was concluded that the
spect to the tray geometric center (Fig. 4), the two contact piezore- risk of failure of the mobile tibial tray was not a major concern.
sistive force sensors were individually calibrated and snug fit the However, the stress distribution was further improved by means of
thin spacing between the tray and the PE insert. two design expedients applied locally:
The goal of this experimental stage was to evaluate the varia-
tions in the distribution of tibiofemoral loads on the mobile tibial – the quantity of volume removed by the cuts was minimised by
tray under different actuation system configurations. No standards locally increasing the mobile tibial tray thickness where possi-
exist in terms of knee collateral ligament length and insertion sites, ble. The medial and lateral edges of the tray were thickened by
which strongly vary among individuals [11,23,24]. Therefore, the 1 mm (green-coloured in Fig. 5) while still fitting the presence
proposed actuation system is not intended to tension the collat- of the leadscrews. This allowed to strengthen the tray borders
eral ligaments to specific tension values (which are not accessible), and reduce the risk of deformation;
but rather to restore homogeneous load distribution conditions be- – the ML and AP sharp edges of the mobile tibial tray bottom sur-
tween the two mobile tibial tray compartments [13]. face were smoothed by means of a round fillet (pink-coloured
Any simulated laxity condition results in an uneven solicitation in Fig. 5). On each side, due to the presence of the micromo-
of the two tibial tray compartments. On the prototype, this was tor and the wedge, the sharp edges were rounded off by 3 and
verified by evaluating the force sensors data. The laxity of the lat- 1 mm respectively for the ML and AP cuts. The opportunity to
eral collateral ligament was reproduced on the knee simulator by round off other minor edges was also considered, but turned
taking into account the IER and APD values already considered for out not to give any significant improvement in the distribution
the stability tests. The tibial component was oriented at 15 degrees of the VMS experienced by the implant.
330 A. Collo et al. / Medical Engineering and Physics 38 (2016) 326–332
Fig. 5. The mobile tibial tray bottom surface before (left) and after (right) the optimisation study (A, P, M, L respectively stand for Anterior, Posterior, Medial, Lateral). (For
interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
Table 1
The main optimisation steps.
Fig. 7. Evolution of M% and L% data during the actuation process, shown only for the last 5 simulated gait cycles.
Table 2
Actuation process data.
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