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Article history: To cope with the sustainability and conservation needs, window technology is currently under rapid
Received 13 July 2009 evolution. A number of innovations in recent years have given window glazing a revised identity as well
Accepted 7 September 2009 as a wide range of design options. This paper gives a brief overview of the developed as well as emerging
Available online 7 October 2009
advanced window technology for cooling-demand climates. The physical structure and energy
Keywords: performance are discussed and compared through numerical computation. Then the innovative
Water-flow window concept of water-flow window is introduced and the potential areas of application are discussed. Our
Glazing optical properties results indicate that this new design is able to support hot water supply system, reduce air-conditioning
Advanced fenestration system load and enhance thermal and visual comfort.
Building thermal performance
& 2009 Elsevier B.V. All rights reserved.
1. Introduction mass= 1.5) is basically within the wavelength (l) range of 0.3–
2.5 mm [4,5], as against normal thermal infrared within the range
Window glazing serves an important role in buildings – to of 2.5–50 mm. The visible light, at 0.4–0.7 mm, carries about 50% of
enhance high quality of life. In architecture, window glass is the incident solar energy. The ultraviolet (UV), at 0.3–0.4 mm,
prestigious for its carrying positive images such as transparency, carries only a few percent, and the near-infrared (NIR), at 0.7–
natural brightness, modernity, freshness and indoor–outdoor 2.5 mm, holds close to 50%.
interaction. The fenestration technology is under continuous Fig. 1 shows the energy flow paths at a single-pane window
evolution. Highly glazed buildings have become a worldwide glass when solar radiation is incident on it. And in Fig. 2, the same
design trend in modern architecture for whatever climate. This is for the more complicated flow paths in an advanced natural-
has given much pressure on the global environmental issues like ventilated photovoltaic (PV) double-pane window. Solar
energy wastage and global warming deterioration. To cope with irradiance G (including the direct component from the Sun and
the sustainability and conservation needs, window glazing has the diffuse component from the sky, clouds, and surrounding
been given revised identities and a wide range of design options. objects) incident on the window glass is partly transmitted and
[1,2] The advanced fenestration systems now may have change- partly reflected. The remaining portion is absorbed within the
able physical configurations as well as optical and thermal glass material that may include the coatings and/or ingredients if
properties in response to weather condition, occupant preferences there are any. At the center of glass, the absorbed portion will be
and building system requirements [3]. Some actually act as active transmitted inward, as well as outward, by the processes of
solar devices in a way to offset the insulation weakness at the conduction, convection and longwave radiation. In some advanced
building facade. systems, as in Fig. 2, the absorbed radiation can be extracted
The following gives a brief overview of the state-of-the-art through other means such as electricity conversion and natural
solar window technology, in particular its contributions in airflow. The situation is further complicated by the dependence of
limiting the space cooling demand in buildings. Then the such energy distributions on the polarization, frequency spectrum
innovative concept of water-flow window is introduced and the as well as the directions of the incident rays [6]. In principle, at a
potential areas of application are discussed. specific wavelength l, the layer’s transmittance tl, reflectance gl
and absorptance al are linked by the closure equation
0927-0248/$ - see front matter & 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.solmat.2009.09.004
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Tin-tai Chow et al. / Solar Energy Materials & Solar Cells 94 (2010) 212–220 213
absorptivity ae. The absorbed portion will be partly extracted by The governing equation for the energy flow per unit surface
the air streams in contact through natural convection, and partly area at the center of the single-pane glazing shown in Fig. 1 can be
reradiated (or emitted) at the front and back glass surfaces as given by
longwave, far-infrared energy, in a form depending on the surface G ¼ Q1 þ Q2 þQ3 þ Q4 þQ5 þ Q6 þQ7 ð2Þ
condition and temperature. The ability to emit radiant heat is an
important factor of heat exchange at window glazing. The where Q1 = ge1G, is the reflected solar radiation by the glazing
effective bulk optical properties (te, ge and ae) of the entire surface 1 back to the ambient; Q2 = teG, the transmitted solar
glazing system can be determined using rigorous optical methods radiation through the glazing system to the indoor environment;
[7–9] or computational software, such as WINDOW [10]. Q3 =hc,1(Tg,1–Ta), the convective heat flow from the glazing surface
1 back to the ambient; Q4 = hc,2(Tg,2–Tr), the convective heat flow
from the glazing surface 2 to the room space; Q5 = s(e1Y4g,1–eaY4e,a),
the radiative heat flow from the glazing surface 1 to the ambient
environment, where absolute temperature should be used;
Q6 = s(e2Y4g,2–erYe,r
4
), the radiative heat flow from the glazing
ambient room surface 2 to the room surfaces; and Q7 ¼ rg Dg Cg ð@T g =@tÞ, the rate
of heat storage per unit area of the glass pane.
The above equations can be extended for applying to the
ventilated PV double-pane glazing system shown in Fig. 2 as
glass pane follows:
G ¼ Q1 þ Q2 þQ3 þ Q4 þQ5 þ Q6 þQ7 þ Q8 þ Q9 þ Q10 þQ11 ð3Þ
thermal radiation thermal radiation where Q7 and Q8 now are the rates of heat stored at the inner and
from surface 1 from surface 2 outer glass panes per unit surface area, respectively; Q9 ¼ rf Df Cf
ð@T f =@tÞ, the rate of heat gain at the fluid volume between the
glass panes per unit surface area; Q10 = m _ fCf(Tf,out Tf,in), the heat
thermal thermal
convection convection extraction rate by the flowing fluid between the glass panes per
unit surface area; and if p is the packing factor of the PV glass,
angle of
thermal conduction then Q11 = GpZcell, the rate of heat converted to electricity at the
incidence solar cells per unit glazing surface area.
incident solar absorption Similarly, the above energy flow equations can be modified to
solar radiation suit different window systems, and to analyze the energy flows at
different system components once their instantaneous optical/
solar thermal properties and environmental working conditions are
solar transmission known. The ultimate energy performance of a window will also
reflection depend on the quality of the window frame and edge effects, of
which the influence will not be evaluated in the following
discussions.
For a given window system, the total energy transmittance is
quantified by the solar heat gain coefficient (SHGC or g-value),
which is the sum of the direct transmitted solar radiation plus the
inward thermal convection and radiation heat transfer owing to
Fig. 1. Energy flow paths at single-pane glazing. the elevated inner glazing temperature above the room environ-
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214 Tin-tai Chow et al. / Solar Energy Materials & Solar Cells 94 (2010) 212–220
Table 1
Energy performance at center of glass of 5.7-mm-thick single-pane vertical windows (10.5 mm for PV laminated glass) under steady-state summer conditions: G= 1000 W/
m2; y =601; Ta = 33 1C; Tr = 25 1C; ho = 22.7 W/m2 K; hi = 8.29 W/m2 K.
Case no. Glass type VT U-factor SHGC Glass Room heat Remark
temp (1C) gain (W/m2)
glass usually declines more than its SHGC. Combined use with the 3.4. Smart windows
low-e coating with one on top of the other is an alternative. See
the results of S7 for reference. Products like reflective plastic films Smart windows are essentially ‘‘variable tint’’ glazing. They
may be applied to the inner glass surface of an existing window as make use of chromogenic technologies to change optical proper-
a retrofit measure, but they are less durable. ties in response to external stimulus. Examples are: electrochro-
Architects are generally fond of reflective glazing because of its mic (EC), which responds to electrical voltage or charge,
glare control and appealing outside appearance. However, the thermochromic (TC), which responds to temperature, photochro-
usage is limited by its Sun mirror effect that may cause mic (responding to UV light), and gasochromic (responding to
disturbances on traffic roads and nearby buildings. Also in well- reducing or oxidizing gases) [11,13]. Amongst these, the EC
illuminated rooms, the loss of visual privacy and outside views at technology is most mature with commercial products available
night can be a concern to the occupants. [14]. An electrochromic (EC) coating, typically about 1 mm thick,
consists of five layers on glass substrate. A thin metallic coating of
nickel or tungsten oxide is sandwiched between two transparent
3.3. Low-emissivity glazing electrical conductors, through which a distributed electrical field
is set up when a voltage is applied. The glazing switches between
Low-emissivity (low-e) refers to a low emissivity over the long- the clear (bleached) and fully colored (transparent prussian blue-
wavelength portion of the spectrum. Low-e coatings in colors of tinted) states with little degradation in view, and can be
gold, silver or copper offer a range of solar control characteristics. modulated to any intermediate state as well. The switching action
A typical coating (of thickness around 0.1 mm) has three layers, i.e. requires only low-voltage power (0–10 V DC). The upper and
a thin metal layer sandwiched between two dielectric layers. Its lower limits of VT are within the ranges of 0.50–0.70 and 0.02–
application is able to change the original longwave (l 43 mm) 0.25, respectively. The switching speed is tied to the size and
emissivity of around 0.9 to less than 0.1. temperature of the window, typically longer for coloring than
There are two basic coating techniques: pyrolytic and sput- bleaching. The SHGC ranges from 0.10 to 0.50. At the fully colored
tered. In pyrolytic coating, metallic oxide is deposited directly state, its energy performance is similar to the tinted
onto the glass surface when it is still hot. The result is a hard glazing.
surface layer with good durability. The low-temperature sputtered At present, there have been studies suggesting that EC
process produces soft coats that can be deposited both on flat windows cannot provide full control of uncomfortable direct
glass sheets and thin plastic films. But they are less durable and sunlight effects, such as disability glare and high-luminance spots
should be protected against humidity and physical contact. For [15,16]. Other concerns that hinder its commercialization include
low-solar-gain applications [4], the low-e coating at surface 2 of long switching time (in the order of minutes), inadequate colour
the outer glass blocks most of the longwave radiation from the rendering, uncertain reliability and high investment.
outside. In Table 1, the results of Cases S5–S7 (with e =0.04) as
compared to S1–S3 show its effectiveness. The reductions in room
heat gain through the addition of the low-e coating are around 3.5. Photovoltaic (PV) glazing
48%. The SHGC and U-factor values are also reduced, but good
values of VT can be maintained. However, the glass surface PV glazing provides both Sun shading and electricity genera-
temperature is extensive ( 440 1C). Reversing the glass plate (i.e. tion. The majority come as mono-crystalline silicon wafer (c-Si)
with low-e coating at surface 1) is able to reduce the glass solar cells laminated in clear glass panes. The area of the solar
temperature by 5–9 1C (as in S9–S11), but the room heat gain will cells has significant effect on the total heat gain [17]. Other than
be increased by 14–21% as a result. Low-e-coated glazings are using opaque c-Si solar cells, the technology of semi-transparent
popularly used in modern architecture over the world. The market amorphous silicon (a-Si) solar cells on glass has been developed
share is over 30% of the fenestration products installed in the and commercial products are available [18,19]. During the
United States [4]. Nevertheless, the drawback comes from its production process, the a-Si cells are made thin by adding a
relative high production costs. regular pattern of tiny holes. The solar transmittance of the
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216 Tin-tai Chow et al. / Solar Energy Materials & Solar Cells 94 (2010) 212–220
translucent glazing can be adjusted by changing the area of these mance of different combinations of multi-pane windows against
holes. For this reason, the power output reduction is equivalent to the single-pane options, including the effects of sun-shades and
its visual transmittance. The uniformity in visible light transmis- coatings [23–28]. Although detailed results are not shown in these
sion makes it desirable for working environment applications. tables, adding a third or fourth glass pane is able to improve the
Table 1 shows the performance of one commercial product (S8) insulation further, but this is only significant in cold climate rather
with 4.3% a-Si cell efficiency. Compared with the clear glass than in cooling-demand climate. Also sacrificed will be its
shown, a reduction of 54.2% of the room heat gain is achievable, bulkiness and visual transmittance. To overcome this, one
and in addition, an electricity generation of 25.7 W. The SHGC is improvement has been the substitution of thin plastic films for
lowered to 0.28, which is comparable to the reflective on tinted the middle glass panes. These films, while protected from physical
glass performance. scratching and weathering, are specially treated to resist UV
At present, investment cost, output efficiency and life ex- degradation and with VT performance similar to glass. Similar to
pectancy are all drawbacks of PV products. Electricity saving ordinary glass, low-e coating can be bonded to plastic film to bring
through daylight scheme is considered not substantial for down its U-factor.
residential applications [20]. In future, thin film (TF) solar cells
with much improved cell efficiencies are of good potential to
4.2. Gas-filled design
advance its popularity [21].
In summer, buoyant-induced air currents within the double-
glazing cavity carry absorbed heat to the window top along the
4. Double-glazed windows outer pane and consequently, a cool pool developed at the bottom
end of the inner pane [29]. Filling the space with a less conductive
4.1. With air-sealed cavity and more viscous inert gas can minimize the scale of thermal
convection and conduction and thus improve the overall insula-
Using multiple panes of glass incorporated with air-sealed tion characteristics. Manufacturers generally use argon or krypton
cavities makes it possible to increase the window insulation as gas fills. These are non-toxic, nonreactive, clear, and odorless.
significantly. The presence of spacers holds the glass panes apart, The use of other suitable gas mixtures with strong infrared
accommodates thermal stress, and in addition, provides moisture absorption are also studied [30]. The optimal depth of cavity for
barrier and gas-tight seal. Table 2 lists the energy performance of an argon-filled window is found relatively the same as for air, i.e.
double-glazed windows that are built upon the single-glass panes around 12.5 mm. Krypton has better thermal performance and
introduced in Table 1. D1–D8 shows the results of adding a clear thus makes the window thinner, although it is more expensive. A
inner pane to each of S1–S8, with a 12.7 mm sealed air space and mixture of krypton and argon gases can be a compromise between
assuming the same steady-state environmental conditions. It can performance and cost. If advanced low-e coatings are employed,
be seen that the U-factor and SHGC values of the double clear the radiative surface-to-surface heat transfer can be reduced to
glazing are reduced by 32–53% and 22–65%, respectively as below 0.1 W/m2 K. The heat transfer at the gas-filled cavity is then
compared to their single-pane counterparts; but the VT values dominated by gaseous conduction and convection [31]. This
remain reasonably high. remains at around 1 W/m2 K. The results of D9 and D10 show
The application of low-e coating allows significant reduction of that without using the low-e glass panes, the room heat gain will
radiative surface-to-surface heat transfer between the glass be substantially increased (more than double).
panes. In cases D5–D7 of Table 2, it can be seen that the low-e At the moment, to keep long-term quality assurance of gas-
coating reduces considerably the inner glass temperature, and filled windows can be an issue in product promotion. Keeping the
thus thermal comfort is enhanced. On the other hand, the outer gas within the window unit depends largely on the quality of the
glass pane can be a PV integrated one as in D8 [22] and the inner design and construction, materials in use, and assembly, particu-
glazing temperature is again much improved. Many studies have larly the sealing techniques. Alternative filling materials such as
been reported in recent years on comparing the energy perfor- phase change material (PCM) have been proposed [32].
Table 2
Energy performance at center of glass of double-glazed vertical windows with 5.7 mm glass panes (10.5 mm for PV laminated glass) and 12.7 mm cavity space (0.12 mm for
vacuum space), under steady-state summer conditions: G= 1000 W/m2; y = 601; Ta = 33 1C;Tr = 25 1C; ho = 22.7 W/m2 K; hi = 8.29 W/m2 K.
Case Glass type VT U-factor SHGC Outer glass Inner glass Room Remark
no. temp (1C) temp (1C) heat gain
(W/m2)
Table 3
Energy performance at center of glass of ventilated double-glazed vertical windows with 5.7 mm glass panes and 12.7 mm air space, under steady-state summer
conditions: G= 1000 W/m2; y = 601; Ta = 33 1C;Tr =25 1C; ho = 22.7 W/m2 K; hi =8.29 W/m2 K.
Case no. Glass type VT Air stream Glass temp (1C) Heat pick up Room heat Remark
temp rise by air stream gain (W/m2)
(1C) Outer Inner (W/m2)
4.3. Evacuated windows discharge louvers, which affect the overall flow resistance of the
system. Compared with the air-sealed space (D1), the natural flow
An evacuated window consists of two glass panes separated (A2) is able to reduce the room heat gain by 8.9% for clear–clear
by a narrow vacuum space of around 0.12 mm. The depth of this panes and the inner glass pane temperature reduces by 2.5 1C.
separation can be maintained by means of a regular array of These are 8.6% and 2.7 1C in the case of tinted-clear combination
support pillars, typically 0.32 mm in diameter, and distributed at (D2 and A4).
a grid spacing of 25–40 mm. The pillar material, like stainless Emerged from the ventilating cavity concept has been the solar-
steel, possesses high compressive strength and low-conducting screen glazing system, which seeks to limit radiant transfer in
characteristics [33]. The mechanical strengths of the glass panes summer while preserving the benefits of solar heating in winter. The
and edge seal are to be sufficiently strong against thermal stress system consists of a reversible window frame holding two glazing
and wind loads. Current technology allows edge seal employing components: a clear pane (that provides a weatherproof seal) and an
indium wires and epoxy resin be formed at low temperature absorptive pane (having top and bottom vent openings for airflow).
( o 200 1C) [34,35]. The ratio of the heat transfer through the While the airflow may be natural or mechanically driven, the
edge seal to that through the whole evacuated glazing varies occupant may wishfully rotate the window in order to have the
with the window dimensions. A thermal transmittance of 0.4 W/ absorptive pane facing either the room (for space heating in winter)
m2 K is achievable for double-vacuum glazing of 1 m2 area [31]. or the outside (for reducing unwanted heat in summer).
It is essential to use low-e glass panes (at surfaces 2 and 3) to From our results listed for Cases A7 and A8, it can be seen that
reduce the inner-pane radiation heat transfer. D11 of Table 2 the forced/natural flow (as compared to D2) reduces the room heat
shows its excellent performance. Alternatively for the one with gain by 2.3–4.3% only, and lowers the inner glazing temperature by
very low emissivity (e.g. e = 0.02), using only one single low-e not more than 1.3 1C. Cases A5 and A6 are included to demonstrate
glass pane may provide sufficient insulation. that the clear–clear ventilating concept is even less effective (when
Commercial double-vacuum glazing unit has a thermal trans- comparing with D1 results).
mittance of around 1.5 W/m2 K. The production is by keeping the air The potential application of solar-screen windows in different
pressure to less than one millionth of the atmosphere. A higher level locations has been evaluated extensively [37–39]. The findings
of air pressure at around ten times this amount would bring the confirmed that the reversible window frame can be suitable for
thermal transmittance close to the normal double-glazed situation. those locations with distinct heating and cooling seasons. For places
Manufacturing problems encountered are the resistance to wind within the warm climate zone, the absorptive pane should always
pressure, and the long-term quality of the edge seals. set to face outward. Furthermore, innovative dual-airflow window
and natural-ventilated PV double-glazed window systems have been
proposed [40,41]. But so far these proposed concepts remain at the
4.4. Airflow windows R&D stage. Comparatively, the heat extraction capability of flowing
water is much better than flowing air. Introduced in Section 5 is our
Double-pane windows may use cavity airflow as a means of innovative concept of water-flow windows.
improving heat recovery or reducing losses. Upward flow is
typical in order to make full use of the thermal buoyancy effect.
Methodology of assessment and comparison has been developed 5. Water-flow windows
[36]. During the cooling season, an exhaust air window can
extract air from the room to the outdoor space through vent A water-flow window carries a water circuit that allows a
openings. The driving force can be either the pressure differential stream of clean water to flow upward within the entire space
(forced flow) or temperature differential (natural flow). Due to the between two glass panes. Fig. 3 shows the physical configuration
cooling action of this air stream, the temperature of inner glass and the energy flow analysis.
pane is considerably lowered. So, thermal comfort is improved.
Some samples of results are listed as Cases A1–A4 in Table 3 using
clear/tinted glass panes as well as two flow velocities of 1.5 m/s 5.1. The sampled cases
(that represents forced flow) and 0.5 m/s (for natural flow). The
actual flow rates in practice will depend on the construction of the Listed in Table 4 are our numerical results of energy
specific window system including the design of the intake and performance of water-flow windows, which are making use of
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218 Tin-tai Chow et al. / Solar Energy Materials & Solar Cells 94 (2010) 212–220
the cavity space of double-glazing for water delivery at flow heat transfer mostly takes place within the fully developed
velocity of 0.001 m/s (representing natural flow) and at 0.005 m/s laminar flow regime. Three different configurations of glass
(representing forced flow; as illustrated by the insignificant water panes have been studied: clear–water–clear, clear–water–
temperature rise). In a cavity of 10 mm between glass panes, the reflective and tinted–water–clear. These glass types are selected
based on their relative low production costs. In our results of W1–
W6, the amounts of water heat gain are in the same order of
magnitude as the room heat gain. The performance of useful heat
extraction and room load reduction are much better than the air
supply window cases (A5–A8). On the other hand, the VT levels
and inner glass pane temperatures are comparable to those of the
ambient room
other double-glazed and ventilated-glazed cases listed in Tables 2
and 3. This indicates that the water-flow window system is able to
provide similar controlled level of discomfort glare and thermal
comfort to the occupants.
Comparatively, the clear–water–clear cases (W1 and W4) are
water flow to less attractive on room heat gain and water heat gain. However,
glass upper header the VT level is relative high and so the introduction of daylight-
saving scheme will give better return. On the other hand, the
thermal radiation thermal radiation water-filled double-clear glass combination changes very little the
from surface 1 from surface 4 incident natural light spectrum. The effect is different from the
clear–water–reflective cases (W2 and W5), which give the best
reductions in room heat gain and a moderate level of water heat
gain. The disadvantage is the lower VT level, implying the more
thermal
reliance on artificial lighting. Finally the tinted–water–clear cases
convection thermal convection (W3 and W6) show the best water heat gain, an attractive level of
reduction in room heat gain, and a moderate VT level. This
thermal configuration could be the best, at least amongst the three, in
conduction achieving overall electricity saving in terms of air-conditioning,
lighting, and water-heating consumptions.
incident solar
thermal radiation exchange Although in Table 4 the saving levels are found higher in the
radiation
between surfaces 2 and 3 forced flow than the natural flow cases, the level of water
temperature rise favors the use of natural flow design. A sufficient
temperature differential is important whenever a secondary heat
solar exchanger is likely involved. Nevertheless, a complete evaluation
reflection solar has to be on the entire system basis, such as the inclusion of
transmission pumping power and transmission losses.
water
discharged from
lower header solar absorption
5.2. The rationale
Table 4
Energy performance at center of glass of water-flow vertical windows with 5.7 mm glass panes and 10 mm channel space, under steady-state summer conditions:
G= 1000 W/m2; y = 601; Twi = Ta = 33 1C;Tr = 25 1C; ho =22.7 W/m2 K; hi = 8.29 W/m2 K.
Case no. Glass type VT Water Glass temp (1C) Heat pick up Water collector Room heat Remark
temp rise by water stream efficiency (%) gain (W/m2)
(1C) Outer Inner (W/m2)
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