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European Journal of Operational Research 249 (2016) 806–815

Contents lists available at ScienceDirect

European Journal of Operational Research


journal homepage: www.elsevier.com/locate/ejor

An outlook on behavioural OR – Three tasks, three pitfalls, one definition


Kai Helge Becker∗
Science & Engineering Faculty, Queensland University of Technology (QUT), 2 George Street, Brisbane, QLD 4000, Australia

a r t i c l e i n f o a b s t r a c t

Article history: In their recent paper, Hämäläinen, Luoma, and Saarinen (2013) have made a strong case for the importance
Received 15 December 2014 of Behavioural OR. With the motivation to contribute to a broad academic outlook in this emerging disci-
Accepted 28 September 2015
pline, this rather programmatic paper intends to further the discussion by describing three types of research
Available online 3 October 2015
tasks that should play an important role in Behavioural OR, namely a descriptive, a methodological and a
Keywords: technological task. Moreover, by relating Behavioural OR to similar academic endeavours, three potential pit-
Behavioural OR falls are presented that Behavioural OR should avoid: (1) a too narrow understanding of what “behavioural”
Interdisciplinary means, (2) ignorance of interdisciplinary links, and (3) a development without close connection with the core
Social sciences disciplines of OR. The paper concludes by suggesting a definition of Behavioural OR that sums up all points
Organizations addressed.
Hard and soft OR © 2015 Published by Elsevier B.V.

1. Introduction featured the first stream of papers on Behavioural OR. The present
paper intends to make a programmatic contribution that may enrich
Since its inception, Operational Research (OR) has been success- the discussion about the focus and direction that this newborn mem-
ful at finding solutions for a wealth of practical problems, often pi- ber of the family of OR sub-disciplines could take. In particular, it is
oneering novel and sophisticated analytical techniques for difficult motivated by the wish to contribute to a broad academic outlook of
and complex decision problems. For practitioners in the field it has the newly emerging discipline, especially regarding its research ques-
always been obvious that the application of these OR techniques and tions, its research paradigms, and its links with both neighbouring
the implementation of their results in a concrete real-world setting academic disciplines outside OR and other fields within OR. Accord-
poses challenges on its own – challenges that go beyond the analyti- ingly, it brings together a diversity of lines of enquiries, research pro-
cal sophistication of OR methods and are related to the “human fac- grams, perspectives and paradigms from various strands of academia
tor” in decision-making. Only rarely, however, have these behavioural to offer a panorama view on existing and possible future research in
challenges led to research in the field of OR that systematically ad- Behavioural OR and to demonstrate the merits and rich potential of a
dresses them, with the exception of a few single contributions (such broad perspective on Behavioural OR.
as Richels, 1981), some of the papers presented at two conferences on The remainder of the paper is structured into three parts. The next
“OR and the Social Sciences” in 1964 and 1989 (Jackson et al., 1989; section will address three types of research foci that could play an
Lawrence, 1966) and more regular contributions within some OR sub- important role in Behavioural OR. On this basis, the following sec-
disciplines, such as Decision Analysis (based on the seminal results tion relates Behavioural OR to similar academic endeavours in other
of Tversky & Kahneman, 1974, for example) and Problem Structuring academic fields and presents three potential pitfalls that Behavioural
Methods (e.g. Rosenhead & Mingers, 2001). OR should avoid. The paper concludes by suggesting a definition of
Recently, there has been an increased interest in behavioural is- Behavioural OR that sums up all points addressed.
sues related to Operations Research. In a paper in the European Jour-
nal of Operational Research, Hämäläinen, Luoma, and Saarinen (2013) 2. Three tasks of Behavioural OR
have made a strong case for the need of a new sub-discipline Be-
havioural Operational Research that explicitly studies “behavioural as- We will begin by considering the aims of Behavioural OR. The
pects related to the use of Operational Research (OR) methods in study of aspects of human behaviour in general has a long academic
modelling, problem solving and decision support” (Hämäläinen et al., tradition that has led to the emergence of a variety of social sciences,
2013: 623), and the 20th IFORS conference in Barcelona in 2014 such as economics, management studies, psychology, sociology, po-
litical science, anthropology and cultural studies, just to mention a
few. Any serious approach to studying human behaviour in the con-

Tel.: +61 409 340 336. text of OR methods therefore necessarily has an interdisciplinary ori-
E-mail address: Kai.Becker@qut.edu.au, home@kai.de entation and cannot ignore concepts, methods and insights of the

http://dx.doi.org/10.1016/j.ejor.2015.09.055
0377-2217/© 2015 Published by Elsevier B.V.
K.H. Becker / European Journal of Operational Research 249 (2016) 806–815 807

social sciences. The rich history of the social sciences provides a basis empirical insights into the behavioural implications of the use
for a diverse array of potential topics for research in Behavioural OR. of OR techniques. This means first to study the impact of OR
As with all interdisciplinary endeavours, there are two ways in methods on organizations. Given that OR aims at being “The
which an academic discipline A can advance by making contact with Science of Better”, it is surprising how little research there has
a discipline (or set of disciplines) B: been that empirically and critically investigates the question
of the consequences for the functioning of organizations that
(1) discipline A can draw on concepts, methods or insights from disci-
result from applying OR methods. One of the few articles that
pline B by using them within its own core paradigms of research,
can serve as an example for further research is a recent em-
and
pirical study by Cabantous, Gond, and Johnson-Cramer (2010)
(2) researchers of discipline A can step out of the traditional
that looks at the way in which decision analysis imparts ratio-
paradigms of their own discipline and assume the perspective of
nality to organizations. There is a broad variety of useful re-
researchers of discipline B, with the intention to shed light, “from
search questions that are of relevance for the OR practitioner.
the outside”, on problems and concerns that discipline A faces.
Research of this type could, for example, shed light on the be-
For Behavioural OR, approach (1) means developing new analyti- havioural challenges that may result from implementing the
cal methods that incorporate aspects of human behaviour to enable solutions of mathematical models within an organization (see
decision makers to arrive at better decisions. Examples for this type Ackoff, 1960; Geisler, 1966; and Ratoosh, 1966, for early re-
of research can be found in agent-based modelling (e.g. Tesfatsion, search of this type) or could examine the potential behavioural
2003), for example, in game-theoretical approaches from economics consequences (such as a shift in power relations or a change
to analyze decision situations (e.g. Kittsteiner & Molduvanu, 2005), in the distribution of, and the access to, information within a
in the principal-agent models of economics that consider the con- company) that may arise from new quantitative descriptions
sequences of information asymmetries to determine (under certain for aspects of organizational processes that were formerly not
strict Behavioural assumptions) optimal incentive structures (e.g. amenable to quantitative analysis, or it could address the con-
Eisenhardt, 1989), in elaborated ways of modelling preferences to sequences of the tendency of some methods of utility opti-
arrive at better decision analytic methods (Roy, 1996), and in the mization to lead to “postdecision surprises” (Harrison & March,
psychological underpinning of problem structuring methods such as 1984; Smith & Winkler, 2006).
SODA (Eden & Ackermann, 2001). Second, research of this type would study the impact that be-
In approach (2), the operations researcher builds on concepts, havioural aspects have on the use of OR methods, including
methods and insights of the social sciences by assuming the role of a their successes and failures. Also this is a surprisingly under-
social scientist. The relevance of this approach for Behavioural OR lies researched area. For optimizing train schedules in transporta-
in the fact that OR interventions, i.e. the application of OR techniques tion systems, for example, it is relevant to be aware of the fact
in a concrete practical setting, are a type of human behaviour and that people make their travel decisions not only on the basis
therefore susceptible to being studied via the concepts and methods of travel preferences (departure time, travel time, number of
of the social sciences. Carrying out Behavioural OR against the back- connections, etc.), but are also influenced by the design of the
ground of this perspective on OR interventions means studying the map of the public transport system (Guo, 2011). In organiza-
way in which human behaviour and human interactions1 shape and tions, behavioural aspects can prevent OR methods from being
are shaped by the use of OR techniques. used. Loch, Pich, Terwiesch, and Urbschat (2001), for example,
Following this approach (2) is clearly a challenging task. Stepping present a case study that describes a carefully executed OR in-
out of well-known paradigms of one’s own discipline to look at OR in- tervention, in which the resulting Mathematical Programming
terventions via a social science perspective cannot be done casually, model was in the end not used by the organization due to the
but requires serious interdisciplinary work, and as such it is suscepti- organizational change this would have implied. A better un-
ble to all typical problems of interdisciplinary endeavours. However, derstanding of these and other phenomena could help signif-
if the discipline of OR would like to make progress in understand- icantly to improve the benefits of OR. Research of this type
ing the behavioural side of its methods and techniques, it can nei- could also shed light on some “dark spots” in the application
ther hope to be able to develop, one day, a genuinely new perspective of OR methods in organizations, such as the purposeful abuse
on behavioural phenomena on its own, i.e. a perspective that can do of models by exploiting the image of the objectivity of math-
without existing social scientific expertise, nor wait for the social sci- ematical models to support a certain organizational agenda,
ences to carry out this type of research on its behalf – particularly or problems that may be caused by limited quantitative abil-
if this type of research is ultimately intended to foster OR’s agenda ities or the incompetent application of OR methods (cf. Brown,
of modelling, problem solving and decision support. Fortunately, as 2005; Cronin, Gonzales, & Sterman, 2009), or ethical dilemmas
we will see in Sections 3.1 and 3.2, Behavioural OR is not alone with that OR practitioners encounter (cf. Taket, 1994).
this this interdisciplinary challenge; there are role models in some Third, bringing the aspects of the previous two points together,
sub-fields of OR and in closely related disciplines that Behavioural research that aims at investigating on a descriptive level the
OR can follow and draw on. But at first, for the remainder of this sec- behavioural side of the use of OR would also have a lot at how
tion, let us have a look at the three highly relevant tasks or avenues of the process of using OR methods is shaped by the mutual inter-
research for Behavioural OR that this approach of studying OR tech- play between OR techniques and human interaction within an
niques from a social science perspective has to offer to the discipline organizational context. In research on information technology,
of OR as a whole. this is interplay has been studied under the notion of the “du-
ality of technology” (Orlikowski, 1992). For OR, studying the
(i) As OR is concerned with solving real-life decision problems,
“duality of models” would help operations researchers to carry
it is important to gain, on a descriptive level, theoretical and
out OR interventions more effectively. With respect to Prob-
lem Structuring Methods, White (2009) has made a convincing
1
Here and in the following, we will occasionally refer to “human interactions” in case for research that falls into this category.
conjunction with, or in lieu of, the term “human behaviour” to emphasize that Be- (ii) As the application of OR in a real-world organization can be
havioural OR should not only focus on the behaviour of individuals, but also on the
challenging (Mitchell, 1993), OR practitioners would benefit
interactions between several individuals and the interplay between the use of OR tech-
niques and individuals. As OR is primarily carried out in organizations, this wider focus from research that provides, on the level of OR methodology,
is indispensable for the practical relevance of Behavioural OR. concepts that allow for reflecting on the use of OR techniques
808 K.H. Becker / European Journal of Operational Research 249 (2016) 806–815

in concrete practical settings. These concepts would typically 3. Three pitfalls that Behavioural OR should avoid
be grounded in the type of descriptive research addressed in
the previous item (1) and/or on more general concepts and The previous section aimed at providing a broad outlook on Be-
insights from the social sciences. An early example of this havioural OR by addressing various types of research where the
type of research is a study by the German management re- discipline of OR would benefit from taking into account behavioural
searcher Drumm (1984; see also Drumm & Scholz, 1986) who aspects. In this section we will have a look at three pitfalls that
used questionnaires and interviews to determine five criteria could prevent the newly emerging discipline of Behavioural OR from
that are necessary for the acceptance of quantitative methods achieving a broad outlook. We will begin by having a closer look at
in human resource planning (covering aspects such as power, research in the social sciences.
technical competence, how pressing the problem is, and that
new methods may threaten people’s competence). Research of
3.1. Pitfall 1: a too narrow understanding of what “behavioural” means
this type provides OR practitioners with guidelines that help
them to reflect on their praxis and to arrive a successful out-
While the core of the OR discipline has developed primarily in
come of an OR intervention. Another useful example is a re-
close contact with disciplines such as mathematics, statistics, com-
cent article by Franco (2013), who describes, based on two case
puter science and engineering, OR has also always had close ties
studies, the different types of roles and effects that OR models
with the social sciences, among these particularly economics and, to
can have on organizations, highlighting the syntactic, semantic
a much lesser extent, psychology. If, however, we wish to become
and pragmatic aspects of modelling. While focusing on Soft OR
aware of the full potential of Behavioural OR we must not overlook
interventions, the concepts presented in the article are useful
that research about human behaviour is carried out by a variety of so-
for quantitative, “hard” applications of OR, too.
cial sciences other than economics and psychology (such as manage-
(iii) Research in Behavioural OR would not reach its fully potential
ment studies, sociology, political science, anthropology, cultural stud-
if it did not stimulate, on the technological level, the develop-
ies, etc.) not all of which are solely based on historical roots similar to
ment of novel or improved OR techniques. We have already
those of OR. In fact, one of the main characteristics of the disciplines
addressed in approach (1) above the potential for improving
that study human behaviour is that they draw on both of the two
models by incorporating concepts and insights from the so-
intellectual traditions (or “two cultures” in the famous words of the
cial sciences. In the context of items (i) and (ii) of approach
British scientist and novelist Snow, 1959) that constitute academia,
(2) that we are discussing here, there is another way in which
namely the sciences and the humanities, while the roots of OR can
Behavioural OR can lead to improved OR techniques, namely
predominantly, albeit not exclusively, be found in the tradition of the
by taking into account the behavioural consequences that re-
sciences.
search of the type (i) and (ii) sheds light on. This leads to mod-
The position of the social sciences between the sciences and the
els and techniques that are better adapted to the behavioural
humanities opens up a multi-paradigmatic wealth of perspectives
context in which they are used, even when they do not explic-
and fascinating research questions that can enrich our tool set for
itly model human behaviour and interactions.
modelling, problem solving and decision support in OR. To illustrate
Research of this type would lead to OR techniques that
the variety of approaches that can be found within the broad spec-
may focus on aspects such as robustness, convenience of use,
trum of perspectives in the social sciences, this section sketches five
implementability, end-user transparency or technological ac-
different paradigms of studying human behaviour, each of which is
ceptance in addition to analytical precision. The community
of central importance for larger number of disciplines in the social
of Problem Structuring Methods has long been aware of the
sciences. Apart from their general relevance in the social sciences,
importance of the behavioural issues involved in OR inter-
the approaches presented in the following have also been chosen due
ventions, and a major contribution of Behavioural OR could
to their particular relevance for researchers who study management
be to foster systematically the development of corresponding
and organizations and because their diversity serves well at illustrat-
quantitative techniques that take into account that OR is typ-
ing the wide range of approaches to analyzing human behaviour that
ically carried out in a social context (Rosenhead & Mingers,
can be found in the social sciences.
2001). An interesting example in research on vehicle rout-
ing, which, even though it is based on practitioners’ expe-
rience rather than social scientific research, may serve as 3.1.1. Behaviour as choice
an illustration here: optimal mathematical solutions to rout- This approach of conceptualizing human behaviour is probably
ing problems may not find acceptance by practitioners due the most well-known in the OR community. In its classical form, this
to behavioural aspects related to their practical implementa- approach can be found in the large body of work in microeconomics
tion. This has led to the development of OR techniques that that uses quantitative models of rational choice in the utilitarian tra-
yield sub-optimal, but “visually attractive” solutions to routing dition (e.g. Becker, 1976). In these publications, a typical aim is to ex-
problems, i.e. techniques that include additional constraints plain economic (i.e. social) phenomena by referring to the behaviour
to ensure that the solutions are geographically compact, non- of individuals in terms of utility functions, which have a determin-
overlapping and have little intra-route crossover (e.g. Hollis & istic or probabilistic character similar to the quantitative laws in the
Green, 2012). natural, and to “environmental” factors such as other individuals rep-
resented by utility functions or a set of resources that also follow cer-
In total, we have identified and illustrated three tasks for Be- tain quantitative laws. In these models human cognitive processes are
havioural OR: to investigate on a descriptive level the interplay be- reduced to individuals attaching quantitative values (utilities) to par-
tween the use of OR techniques and human behaviour and interac- ticular resources or outcomes, and all social phenomena are to be ex-
tions; to provide, on the methodological level, concepts that allow for plained with recourse to individual decisions (so-called methodolog-
reflecting on the use of OR techniques in concrete practical settings; ical individualism, cf. Rutherford, 1996: 27–50; Berger, 1963). In the
and to stimulate, on a technological level, the development of novel or OR community, this approach of conceptualizing human behaviour
improved OR techniques. In the latter case we have seen that these has frequently been used for modelling, such as in game theoreti-
techniques either may integrate behavioural aspects into the model cal models, or as a normative ideal in Decision Analysis, for exam-
or, not less importantly, may be adapted to the behavioural context in ple, but has also been applied with a stronger behavioural interest,
which they are used. namely as a basis for empirical experiments about the way in which
K.H. Becker / European Journal of Operational Research 249 (2016) 806–815 809

people solve OR problems (see e.g. Schweitzer & Cachon, 2000, for Methodology (e.g. Checkland, 1981; cf. Mingers, 1984, for a critique).
the newsvendor problem). It would be a highly relevant task for further research in Behavioural
This classical approach has been extended significantly over the OR to apply this perspective to studying the interactions between
past decades, mainly due to a better understanding of the bound- people in processes of building and using mathematical models in
aries of rational choice and the insight that human behaviour can- quantitatively-oriented OR interventions.
not be reduced to studying utility functions. Research that follows
the behaviour-as-choice paradigm can roughly be divided into two
3.1.3. Behaviour as shaped by institutions
streams, both of which have their historical origin in the semi-
Another approach, which is known as sociological neo-
nal work by Simon (1949), which was intended to overcome the
institutionalism, analyzes social phenomena (in particular orga-
limitations of the classical economic perspective. One stream fo-
nizations) by studying social institutions, i.e. mechanisms of social
cusses on studying the “boundedness” of human rationality, either
order that comprise of complexes of roles, positions, expectations,
by studying deviations from rational behaviour or by exploring al-
rules and values, to understand how they shape human behaviour.
ternative ways to describe and formalize human decision making
These institutions may have legal components (such as contracts
(see Katsikopoulos, 2014, for an overview). While this first stream
and laws), but primarily consist of normative and cognitive rules and
has strong connections mainly with economics and psychology, the
patterns that provide actors with a framework of how to conceptu-
second stream, within Management Studies, has also taken up ideas
alize reality and of how to act (Scott, 2001). Similar to interpretative
from sociology. Similar to the first stream, it tends to focus on indi-
approaches, with which sociological neo-institutionalism shares
vidual decisions as the main unit of analysis (methodological indi-
some of its intellectual heritage (e.g. Berger & Luckmann, 1966),
vidualism), but right from the outset, this approach also aimed at go-
this strand of research is not interested in finding laws that govern
ing beyond the level of individual behaviour, incorporating insights
human behaviour, but aims at gaining a rich understanding of the
into aspects of management and organizations that transcend indi-
various layers of meaning and interpretation that shape human
vidual actors. Moreover, going beyond the idea of utility functions
behaviour. However, in contrast to interpretative approaches, it does
and optimization models that shapes the first stream, it also takes
not primarily focus on analyzing social phenomena as the outcome
into account the complex meaningful mental processes that under-
of individual decisions or behaviour, but as the result of societal in-
lie decision-making and sheds light on aspects of ambiguity and in-
stitutions that “materialize” in the way organizations are structured.
terpretation involved in decision-making processes (cf. March, 1994:
Research of this type has shown, for example, that certain aspects
chapter 5; Brunsson, 1985), thereby opening this stream of research
of organizations can best be explained by institutionalized norms
to the so-called “interpretative” and “institutional” approaches that
and cognitive schemes that confront organizations with societal
we will consider in the following subsections. Ultimately, this sec-
expectations.
ond stream of research even questions classical notions of bounded
The author of this paper is not aware of any current application
rationality by pointing out, for example, that decisions may follow a
of this (or a similar) perspective within the OR community. However,
“logic of appropriateness” instead of a “logic of consequences” (e.g.
research in accounting that investigated the way in which organiza-
March & Olsen, 1998). Researchers in OR have so far primarily drawn
tions have adopted particular accounting concepts and methods to
on approaches from the first stream of research, namely in the area of
comply with institutionalized expectations of rationality by their en-
decision analysis (e.g. Morton & Fasolo, 2009). Future research could
vironment (see Chapman, Cooper, & Miller, 2009: 12–14, for a brief
study, for example, decision processes in OR interventions in general,
introduction), suggests that approaches in this tradition have a poten-
i.e. beyond decision analysis, and build on this paradigm to add new
tial to guide research in Behavioural OR. Research of this type could,
behavioural components to mathematical models.
for example, shed light on the reasons why organizations seek OR in-
terventions and what the consequences of these are for the form and
3.1.2. Behaviour as the outcome of processes of sense-making
functioning of organizations.
Another approach to studying social phenomena consists in ana-
lyzing human behaviour as the results of processes of sense-making.
Proponents of this approach contend that there is a fundamental 3.1.4. Behaviour as statements within a discourse
difference between human behaviour and the material phenomena Researchers who employ this approach look at the nexus of social
that the natural sciences study because humans, when acting, inter- phenomena as a discourse or text, i.e. as a structured web of inter-
pret the world and impart meaning to it on the basis of the cogni- woven meaningful signs and symbols. In studying written texts, con-
tive schemes and patterns they have become accustomed to. Con- versations and other communicative events, proponents of this ap-
sequently, advocates of these so-called interpretative approaches (cf. proach work on uncovering concepts, paradigms and ideologies that,
David, 2010, and Weick, 1995, for an overview with respect to be- explicitly or implicitly, permeate these discourses and on giving a rich
haviour in organizations) do not aim at finding laws that govern hu- understanding of the semantic forces that drive them. In research on
man behaviour and can explain or even predict it. Instead, they focus management and organizations, for example, there exists a stream of
on adequately describing, analyzing and interpreting the processes research called critical discourse analysis that looks at management
by which human beings make sense of the world and that allow phenomena as part of a textual chain of events by employing various
them to engage in meaningful interactions and deal with the situ- means of linguistic textual analysis. Topics of research in this stream
ations they encounter. By analyzing the mental (i.e. cognitive) pro- include the formation of organizational strategies, collaboration be-
cesses by which individuals create meaning, these approaches con- tween organizations and behaviour in the workplace, for example
tribute to a deeper understanding of the cultural layers of meaning (see Grant, Idema, & Oswick, 2011, for a short introduction).
that can be found in everyday behaviour within and outside organi- This approach of studying social phenomena is, in a certain sense,
zations, in particular in human interactions. diametrically opposed to analyzing human behaviour as a result of
There exists a large variety of interpretative approaches, with in- individual rational choice. Instead of studying individual behaviour,
tellectual roots going back for a century, such as Herbert Blumer’s discourse analysis focuses on analyzing the discourses themselves.
symbolic interactionism, Alfred Schuetz’s sociological phenomenol- In doing so, it studies how these are semantically structured by con-
ogy or Harold Garfinkel’s ethnomethodology, just to name a few. In cepts, ideas, paradigms and ideologies that determine what can be
the OR community, also these ideas have so far been taken up primar- communicated reasonably within a certain discourse and what is ex-
ily in the context of “soft OR”, namely approaches such as Strategic cluded from it. Moreover, the cultural patterns within discourses are
Options Development and Analysis (e.g. Eden, 1989) and Soft Systems even analyzed as a force that shapes actors, their identities and what
810 K.H. Becker / European Journal of Operational Research 249 (2016) 806–815

they perceive as reasonable or rational. In other words, in this ap- 2011). This approach has been used for a while for studying the use
proach management practices are analyzed as being part of a net- of information technology in organizations (e.g. Orlikowski, 2000)
work of semantic events where the individual statements within a and other areas of management (see Nicolini, 2013, for an overview).
discourse are considered as being shaped, to a great extent, by anony- Within the OR community, a recent application of the practice-based
mous, supra-individual cultural patterns, or, in the words of Michel perspective sheds light on the practical challenges of decision ana-
Foucault, one of major theorists that developed this approach, by lytic interventions (Becker, Montibeller, & Barcus, 2015), and, in an-
“great anonymous strategies” (Foucault, 1976: 95). As a consequence, other paper, this approach has led to an analysis of a soft-OR interven-
this approach also has a strong focus on analyzing how discourses tion (Paroutis, Franco, & Papadopoulos, 2015). Further research could
establish and are formed by power relations (Foucault, 1980). analyze, for example, the social practices that are carried out in orga-
Another difference between this approach and a pure rational nizations for building, implementing and actually using OR models.
choice approach consists in the fact that the discourse analytic strand We will end our journey through social scientific approaches
of research does not aim at explaining social phenomena via scientific here, even though there would be many more approaches to explore,
laws. Instead it aims at understanding, by careful textual analysis, the such as neo-institutional microeconomics (e.g. Rutherford, 1996, cf.
relationships among concepts and notions within a discourse and the Cordella, 2006, with respect to information systems), Luhmann’s The-
inter-textual relations of a discourse with other discourses, and at un- ory of Social Systems (e.g. Seidl & Becker, 2005) or Latour’s Actor
covering underlying semantic patterns, such as ideologies, that carry Network Theory (e.g. Latour, 2005), Habermas’ critical theory, which
through various texts. stimulated “emancipatory systems thinking” (e.g. Ulrich, 1983) and
In OR, this perspective and related ones have so far only been “critical systems thinking” (e.g. Jackson, 1985 , 1991; Mingers, 1980 ,
taken notice of in the “soft OR” community (e.g. Brocklesby & Cum- 1992) in OR, or the various methodologies for empirical research that
mings, 1996; Taket & White, 1993). In a thought-provoking text, can be associated with certain theoretical perspectives (e.g. Creswell,
White and Taket (1994) have critically analyzed the notion of OR con- 2014, and Eden & Huxham, 1996; Ormerod, 2014, with a particular
sultants as experts, for example. With its critical interest, in particu- relevance for OR case studies). For us here, it certainly suffices to have
lar by uncovering paradigms of thought or ideologies, research of this obtained an idea of the diversity of perspectives that the position of
type may appear to undermine the very basis of OR praxis; White the social sciences between the sciences and the humanities entails.
and Taket (1994) even advocate the “death” of the OR expert. How- It goes without saying that no researcher in Behavioural OR, and,
ever, what some may perceive as threatening can also be seen as an in fact, no social scientist, can be expected to be well-versed in sev-
invitation to question assumptions on OR praxis that were previously eral of these paradigms of research. And certainly, with OR having
taken for granted and as an opportunity to become a more reflective been shaped more strongly by perspectives that focus on individual
OR practitioner, which may ultimately contribute to a “better” “Sci- behaviour (as in rational choice approaches, for example) and hav-
ence of Better” – even though this may not always be the primary ing a strong interest in formal models, the divide between the two
interest of proponents of these approaches. As the history of the sci- cultures of academia does imply a challenge for Behavioural OR (as
ences and the humanities overwhelmingly demonstrates, academia it does for many a social scientist!). But if Behavioural OR manages
can only benefit from a critical examination of predominant, but un- to be open-minded and to embrace the richness of the social scien-
questioned concepts, ideas and paradigms. An interesting topic for tific traditions it will be rewarded with a multi-paradigmatic wealth
research in Behavioural OR that follows this approach would be to of concepts, methods, insights and research questions that our tool
study the way in which the mathematical OR discourse shapes the set for modelling, problem solving and decision support in OR will
managerial discourse within an organization during a (quantitative) certainly benefit from.
OR intervention.
3.2. Pitfall 2: ignorance of interdisciplinary links
3.1.5. Behaviour as carrying out social practices
The last approach that we will consider here is a family of related Since its inception, OR has been an interdisciplinary endeavour
theories called theories of social practices, which has developed on and has had close contacts with disciplines such as Mathematics,
the basis of various concepts from different theoretical roots in the Statistics, Information Science, Engineering, Economics, Finance, Op-
humanities (cf. Reckwitz, 2002; Nicolini, 2013), with the intention to erations Management and Accounting. The future development of
reconcile extreme paradigmatic positions in the social sciences (cf. Behavioural OR will crucially depend not only on drawing on these
Bourdieu, 1984; Giddens, 1984). The main units of analysis in this ap- established interdisciplinary links, but even on expanding them. For
proach are “practices”, i.e. bundles of routinized behaviour common studying the behavioural aspects related to models and decision sup-
in a particular society or organization, such as the practice of calling a port, Behavioural OR does not have to start at square one. Many of
meeting, of writing an email, or of reading a book. Theories of Social the disciplines that have stimulated OR over the past decades (and
Practices have a strong focus on understanding the layers of meaning that OR has stimulated in return) have in the meantime developed
that are involved in carrying out practices, but they have also taken sub-disciplines that are closely related to the research tasks of Be-
up important aspects from approaches that aim at finding scientific havioural OR and provide a wealth of ideas, concepts, methods and
laws that govern behaviour, which has led to an emphasis on the ma- insights that may give the emerging discipline of Behavioural OR a
terial aspects of human behaviour (e.g. resources) and empirical stud- head start on its journey (see Fig. 1). In the following we will have a
ies with a strong quantitative component, for example. The practice- brief look at these sub-disciplines.
based strand of social theorizing has also tried to find some middle Organization Studies is an interdisciplinary sub-discipline of re-
ground between studying individual behaviour/interactions (as ra- search on management that is concerned with human behaviour, in-
tional choice and interpretative approaches do) and analysing over- cluding decision making, related to the form and functioning of or-
arching cultural mechanisms (as discourse analysis does), namely by ganizations. Due to the fact that OR is typically carried out in orga-
investigating both the micro-activities that result from individual ac- nizations, the insights of Organization Studies are directly relevant
tors carrying out social practices and by studying these practices as for research in Behavioural OR that is interested in how organiza-
the very foundation of what constitutes actors, their identities and tions shape and are shaped by the use of OR methods. Research about
competences in the first place. In fact, the general capability of The- organizations has been conducted for more than a century. During
ories of Social Practices to go beyond traditional social-theoretical this time scholars in Organization Studies have developed a wealth
dichotomies is one of the central aspects that has made them par- of perspectives and methods that draw on both the sciences and the
ticularly innovative in management research (Feldman & Orlikowski, humanities and have fruitfully employed the full spectrum of ap-
K.H. Becker / European Journal of Operational Research 249 (2016) 806–815 811

Management
Mathemacs Philosophy Accounting
Studies

Philosophy/Sociology/Psychology Organizaon Behavioural


of Mathemacs Studies Accounng

Computer Behavioural Behavioural Operaons


Informaon
Science Systems Operaons Operaons Mgmt Management
Research

Behavioural Economic Behavioural Behavioural


Decision Making Sociology Economics Finance

Psychology
Engineering Economics Finance
& Sociology

Fig. 1. Interdisciplinary links of Behavioural OR.

proaches in the social sciences, including all five paradigms of be- cent development and a sub-discipline of Operations Management
haviour sketched in the previous section (see Clegg, 2010; Clegg & that is guided by interests similar to those that have led to the emer-
Bailey, 2008; Hatch & Cunliffe, 2012, for an overview). gence of Behavioural OR. The research undertaken has led to insights
Behavioural Accounting2 is a sub-field of the discipline of Account- into the way in which people deviate from rational behaviour in
ing that emerged in the 1970s on the basis of the insight that ac- the context of typical Operations Management decisions and pos-
counting is not a set of neutral techniques, but involves actual peo- sible ways of dealing with this (e.g. Becker-Peth, Katok, & Thone-
ple in real organizations – an insight that was convincingly made mann, 2013), for example. It has also investigated the question of
by a ground-breaking book by Hopwood (1974). The relation of Be- how rules of operations management affect human behaviour. Given
havioural Accounting to the quantitative techniques of managerial its origin in Operations Management this discipline focusses exclu-
accounting could become a role-model for those researchers in Be- sively on problems in the operations domain of companies. Despite
havioural OR who are interested in studying from the perspective of the obvious overlap between Operations Management and OR, as OR
a social scientist the interplay between human interactions and OR focusses more on techniques that are generally applicable to com-
techniques (see Section 2). In this sense Behavioural Accounting is plex decision problems and not only on those in the operations do-
a direct sister discipline of Behavioural OR, which may draw on the main, we can expect Behavioural OR, in contrast to Behavioural Op-
decades of experience of this discipline, particularly when it is about erations Management, to focus more on the behavioural aspects of
studying the behavioural implications of the methods of “hard OR”. models and decision support in general than on specific organiza-
After an initial focus on behavioural aspects in a fashion similar to tional functions. Currently, research in Behavioural Operations Man-
research on behavioural decision making (see previous subsection), agement is mainly of a type similar to behavioural decision mak-
this discipline has long developed a rich multi-paradigmatic perspec- ing. It remains to be seen whether this young discipline will develop
tive very similar to Organization Studies (see Chapman et al., 2009). a broad outlook similar to Organization Studies and Behavioural
This is reflected in the diversity of publications in the flagship journal Accounting.
Accounting, Organizations and Society, which even includes historical Behavioural Finance and Behavioural Economics are, as the names
research on how areas of society have been transformed by account- suggest, sub-fields of Finance and Economics. They developed, par-
ing practices (see Gendron & Baker, 2005, for insights into the his- allel with the rise of behavioural decision making (see below in this
tory of the journal). Particularly relevant for Behavioural OR is that sub-section), but with a certain temporal delay compared with the
the discipline broadened its scope more recently to studying “calcu- latter discipline (due to predominant paradigms that define what
lative practices” (Miller, 2001), i.e. a behavioural perspective on OR characterizes “proper” research in Economics and Finance), out of the
techniques is, at least in principle, also of interest to researchers in insight that the utility functions in classical models do not adequately
Behavioural Accounting. describe the empirical reality of human behaviour and cannot explain
Behavioural Operations Management, also referred to (in our con- certain observed market inefficiencies (e.g. Bloomfield, 2008; Wilkin-
text misleadingly so) as Behavioural Operations Research, is a very re- son & Klaes, 2012). Focusing on empirical research on deviations from
the model of rational decision making and their consequences, they
have had a strong impact of the development of the much younger
2
Due to the diversity of the field, there exists no generic term that encompasses discipline of Behavioural Operations Management. Due to their inter-
all social-science-related research in accounting. The term “behavioural accounting” is
frequently used by researchers that follow paradigms that are similar to the approach
est in model building these disciplines will be particularly insightful
of analyzing behaviour as choice. Research that employs other paradigms is occasion- for those researchers in Behavioural OR who seek to incorporate be-
ally referred to as “organizational/sociological accounting”, but is often described by havioural aspects directly into their models. Concepts and methods
a more specific term to indicate the particular approach more precisely. Researchers of Behavioural Finance and Behavioural Economics may also be use-
that study “behaviour as statements within a discourse” may use the terms “critical
ful for those interested in conducting quantitative empirical studies
accounting” and “alternative accounting” to refer to their approaches (cf. Gendron &
Baker, 2005; Chapman et al., 2009; Baker 2011). In the following, we will use “be- in the tradition of “behaviour as choice” and/or experimental studies
havioural accounting” as a generic term, for convenience of expression. of human behaviour (e.g. Ockenfels & Sadrieh, 2010).
812 K.H. Becker / European Journal of Operational Research 249 (2016) 806–815

Economic Sociology is the branch of sociology that studies the late to Mathematics, not by using or inventing new Mathematics, but
structure and processes of the economy as a subsystem of society, by studying it as an object of research. In these fields, such as the Phi-
i.e. as being embedded in the wider societal context (e.g. Swedberg, losophy of Mathematics, the Sociology of Mathematics and the Psychol-
2007). For Behavioural OR is may be relevant in so far as it might ogy of Mathematics (e.g. Bockarova et al., 2012; Hersh, 1997; Nesher &
inspire research that considers the wider societal impact of the use of Kilpatrick, 1990; Restivo, 1992), Mathematics is considered a human
OR methods. With the multi-paradigmatic research in Economic So- activity or an object of human activity. Research in Behavioural OR
ciology covering most of the vast spectrum of approaches in the social can draw on the results of this type of research to enrich our under-
sciences (including the five paradigms outlined in the previous sub- standing of what a mathematical model is, what it means to do Math-
section), the contrast between economic sociology and economics ematics and what cognitive processes are involved in using Mathe-
may also be instructive with respect to the way in which different matics, which seems to be a promising perspective for studying the
paradigms lead to different research foci and explanations for empir- behavioural aspects of the application of mathematical models to
ical phenomena. In so far as research in Economic Sociology studies practical problems in OR.
the form and functioning of organizations it complements Organiza- All in all, while being without any guarantee of comprehensive-
tion Studies by focusing less on a managerial perspective on organi- ness, our excursion to various fields in the vast universe of academia
zational phenomena (e.g. Boltanski & Chiapello, 2005). An interesting should have illustrated the huge potential that lies for Behavioural
sociological counterpart to Behavioural Finance is the sub-field called OR in drawing on the concepts, insights and methods of other, longer
Social Studies of Finance, which looks at financial markets from a so- established disciplines. We have seen that for all research tasks dis-
ciological perspective (e.g. Callon, 1998; MacKenzie & Millo, 2003). cussed in Section 2 and all social-theoretical paradigms outlined in
Of particular relevance for Behavioural OR maybe the insights on the previous subsection, there exist several role-models, paths that
the impact of mathematical models on financial markets (MacKenzie, have already been taken, perspectives that are useful for the disci-
2008). pline of OR. Behavioural OR is not the only one of its kind; it is born
Behavioural Decision Making is a sub-discipline of psychology that into a rich intellectual community.
has long studied the various psychological factors that characterize
human behaviour (cf. the description of the “behaviour-as-choice” 3.3. Pitfall 3: developing without a close connection with the core
paradigm in the previous section) and has already found its way into disciplines of OR
OR (e.g. Morton & Fasolo, 2009; von Winterfeldt & Edwards, 1986).
In their article on Behavioural OR, Hämäläinen et al. (2013) discuss There is no guarantee of success for a newly emerging (sub-)
various ways in which the perspective and the results of this sub- discipline. The history of science shows that the acceptance of new
discipline are useful for Behavioural OR. approaches and paradigms does not only depend on their fruit-
Information Systems is a long established discipline that is con- fulness to shed light on previously obscure aspects of reality, but
cerned with the use of information and communication technology also on more mundane aspects, such as the dissemination of re-
(ICT) in the social context of organizations. In contrast to the focus sults, the openness of peers, career options, and – in particularly
of disciplines such as Computer Science, the notion of an information unfortunate cases – even on the passing of their adversaries (see
system goes beyond hardware and software and includes data, proce- Kuhn, 1962).
dures and people. Within the discipline there are two major strands What could be done to ensure that the discipline of Behavioural
of research, namely a descriptive strand that studies the relation be- OR will grow and prosper? Let us consider the situation of two sub-
tween ICT and the organizational and societal context and a design- disciplines related to Behavioural OR: Problem Structuring Methods
focused strand that is concerned with creating information systems and Behavioural Accounting, both of which have been around for ap-
(Hevner, Park, & Ram, 2004). proximately 40 years, have a strong UK background and worked for
With these research interests, the discipline of Information Sys- gaining acceptance in an academic environment dominated by pre-
tems covers the information system counterparts of all research scriptive quantitative approaches. Over these 40 years, the field of
tasks for Behavioural OR that were discussed in Section 2 and, ad- Problem Structuring Methods has, without a doubt, been highly ac-
ditionally, those parts of OR that are concerned with the prac- tive and successful in developing and refining OR methods for the
tical application of OR techniques (as opposed to those parts of analysis of complex decision problems that complement traditional
“pure” research in OR that focus on studying mathematical struc- quantitative approaches in “messy” settings where behavioural as-
tures and developing algorithms for generic problems, as in the pects are not negligible. Due to this research interest it has been a
fields of Combinatorial Optimization and Graph Theory, for exam- pioneer, within OR, for a number of types of research questions and
ple). Moreover, the descriptive strand of research in Information Sys- paradigms that are also relevant for Behavioural OR. And yet, despite
tems has a wide multi-paradigmatic perspective similar to Organiza- an impressive record and its obvious practical relevance, the Prob-
tion Studies and Behavioural Accounting (cf. also Orlikowski & Barley, lem Structuring Methods community is, unfortunately, comparably
2001). small, and Problem Structuring Methods are not widely disseminated
For these reasons, the discipline of Information Systems can serve outside the UK and are, in some circles, even considered as “not real
as an impressive role-model for a comprehensive approach to the OR” (Mingers, 2011: 737), which prevents their publication in some
behavioural aspects related to OR methods. Additionally, due to the top journals. In contrast to this, Behavioural Accounting has a compa-
fact that algorithms (and hence ICT) are an essential part of OR, Be- rably large international community with its own flagship A+ jour-
havioural OR can also directly benefit from various concepts, meth- nal, as acknowledged by major international journal rankings, and
ods and insights of Information Systems, for instance those pertaining behavioural aspects of accounting are even addressed in textbooks
to technology acceptance and implementation problems (e.g. Davis, for the education provided by professional accounting bodies (e.g.
1989), to the intricate interplay of human behaviour and the mate- Kaplan, 2015).
rial reality of ICT (e.g. Leonardi et al., 2012; cf. also Eden, 1992, for The difference in the development of these sub-disciplines can
the impact of portable computers on OR), and to the way in which certainly not be attributed to a difference in quality or effort of re-
technology governs social relationships (e.g. Kallinikos, Hasselbladh, searchers in the fields. Instead there are structural reasons and his-
& Marton, 2013). torical happenstances that have led to the different paths of the two
While it would be futile to attempt at providing a comprehen- disciplines (Mingers, 2011). Behavioural Accounting has developed
sive list of all interdisciplinary endeavours that maybe relevant for in a somewhat easier environment since the degree of mathemat-
Behavioural OR, let us briefly mention some small disciplines that re- ical sophistication expected in Accounting does not reach the level
K.H. Becker / European Journal of Operational Research 249 (2016) 806–815 813

that can be found in OR; it has benefitted from the effort of Account-
ing, Organizations and Society editor Hopwood, who worked hard on Behavioural OR is the sub-discipline of OR that
keeping connections between different research paradigms (Gendron – in carrying forward the interdisciplinary tradition of OR,
and Baker, 2005); it has been helped, luckily, by political decisions in – on the basis of the current level of theoretical, empirical and
the UK in the 1980s that led to a large influx of academics with a methodological insights in the social sciences, understood as
a broad, multi-paradigmatic field,
background in the social sciences and humanities into the field of Ac-
– in close connection with recent problems and results of other
counting (Baker, 2011: 216); and it has been able to fill many open
OR sub-disciplines, including those with a strongly quantita-
positions in Accounting with researchers in Behavioural Accounting tive focus,
as a large number of graduates in classic Accounting disciplines are studies the way in which insights into human behaviour can be
lured away from academia by the salaries paid in the industry. All integrated into OR techniques and the way in which the use of
these circumstances have contributed to a boost for the development OR techniques shapes and is shaped by human interactions,
of the discipline. in order to
Behavioural OR is unlikely to be in such a comfortable position. (a) investigate, on a descriptive level, the consequences of the
Its success and relevance will depend on the benevolence of the es- use of OR techniques in the social context of organizations,
tablished disciplines in OR. As we have seen in the examples given (b) provide, on the level of methodology, concepts that allow
for reflecting on the use of OR techniques in concrete practical
in Section 3.1, so far it has primarily been researchers with an inter-
settings, and,
est in “soft OR” who have drawn on research paradigms in the so- (c) stimulate, on a technological level, the development of
cial sciences to study behavioural aspects of OR interventions. For novel or improved OR techniques that enable organizations
Behavioural OR it is therefore crucial to develop close links with re- to make better decisions;
search in core disciplines of OR with a strong mathematical focus. It thereby contributing to realizing OR’s raison d’être and aspi-
has to make additional efforts in effectively communicating its re- ration of being The Science of Better.
search interests and in actively seeking collaboration beyond sub-
disciplines of OR that are per se comparably open to integrating be-
havioural aspects into their work; it has to follow the methodological It has been demonstrated from various angles throughout this pa-
standards established in the social sciences to become visible also in per that there are fascinating new research questions and insights
top journals of disciplines related to OR and in this way prove the re- that are awaiting researchers in Behavioural OR, insights, which have
spectability of its academic work to colleagues within OR; and it has the potential to lead to a better understanding of what it means to
to demonstrate its relevance particularly for the application of math- do OR, to enrich our approaches to modelling, problem solving and
ematical innovations in OR. decision support, and, ultimately, to better our efforts to solve com-
However, while Behavioural OR is not in the comfortable situation plex real-world decision problems. The success of the endeavour of
of Behavioural Accounting, it can create for itself a fruitful environ- Behavioural OR will depend, to a significant extent, on whether the
ment within OR by seeking a broad outlook regarding the research Behavioural OR community itself will live, also across the inevitable
tasks it sets for itself (cf. Section 2), regarding the perspectives on be- boundaries that constitute it as a sub-discipline, the open-minded,
havioural phenomena it may take (Section 3.1), and regarding the in- broad outlook that hopefully will be shown towards Behavioural OR
tellectual support it can find from closely related disciplines (Section by those who work in one of the traditional core disciplines of OR.
3.2). The diversity of examples and aspects provided in the previous And it will depend on whether the Behavioural OR community will
sections were an attempt at illustrating that Behavioural OR, when be able to communicate to these colleagues that the insights of Be-
being equipped with such a broad outlook, can achieve a degree of havioural OR do matter for their work and its practical relevance. –
openness that ensures that the newly emerging discipline does not This, at least, is the conviction out of which this paper has been writ-
have to shy away from seeking contact with established core disci- ten.
plines of OR, can be open to the problems of applying OR methods to
complex real-world decisions in these disciplines, and can optimisti- Acknowledgements
cally demonstrate its relevance. In this way, and possibly only in this
way, will Behavioural OR be able to achieve the broad outlook within The author is thankful to Florian Gebreiter, Attila Marton, Tobias
OR, on OR itself that may lead to its success as a field of academic en- Scheytt, the two anonymous reviewers, and the editors of this special
quiry. issue for useful comments on earlier drafts of the paper.
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