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European Journal of Radiology 82 (2013) 127–138

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European Journal of Radiology


journal homepage: www.elsevier.com/locate/ejrad

Review

Biomechanics of the spine. Part II: Spinal instability


Roberto Izzo a,∗ , Gianluigi Guarnieri a , Giuseppe Guglielmi b , Mario Muto a
a
Neuroradiology Department, “A.Cardarelli” Hospital, Napoli, Italy
b
Department of Radiology, University of Foggia, Foggia, Italy

a r t i c l e i n f o a b s t r a c t

Article history: Spine stability is the basic requirement to protect nervous structures and prevent the early deterioration
Received 3 July 2012 of spinal components. All bony and soft spinal components contribute to stability, so any degenerative,
Received in revised form 20 July 2012 traumatic or destructive lesion to any spinal structure gives rise to some degree of instability.
Accepted 21 July 2012
Degenerative instability is considered a major cause of axial and radicular pain and is a frequent indica-
tion for surgery. Nevertheless the assessment of instability remains difficult in both clinical and imaging
Keywords:
settings.
Spine
All static imaging modalities, even conventional MR, the most accurate technique, are unreliable in
Biomechanics
Spinal instability
assessing instability and chronic pain due to degenerative spine.
Spinal degeneration Dynamic-positional MR is considered the most sophisticated imaging modality to evaluate abnormal
Spinal trauma spinal motion and instability.
Spinal tumours In spinal traumas, as multi-detector CT yields high-resolution reconstructions in every spatial plane, it
CT, MR will detect even the tiniest fractures revealing potentially unstable lesions, often avoid the routine use
of MR. Nevertheless, MR remains the only modality that will directly and routinely assess soft tissue
changes. Unfortunately the objectivity of MR in assessing the integrity of ligaments is not rigorously
defined and its use in routine protocols to clear blunt spinal injuries remains controversial.
There are no evidence-based guidelines currently available to assess the risk of spinal instability in the
setting of neoplastic spinal disease, so predicting the risk of a pathological fracture or the timing of a
collapse remains challenging even when the lesions are well-characterized by neuroimaging.
Diagnostic difficulties lead to controversy in the choice of the best treatment in all forms of spinal
instability.
© 2012 Elsevier Ireland Ltd. All rights reserved.

1. Introduction sophisticated imaging tool to assess instability but the high cost
involved hampers its widespread availability so that conventional
Traumatic, neoplastic and degenerative instability are impor- dynamic radiographs remain the simplest and most widely used
tant cause of spinal pain and disability. diagnostic reference [2].
Degenerative instability, in particular, is considered a major Traumatic spinal injuries affect a complex structure consist-
cause of axial and radicular acute and chronic pain and is a fre- ing of soft and bony components having different susceptibility
quent indication for surgery. Nevertheless, an accurate definition and healing potential: this complexity contributes to difficulties
of instability and the best diagnostic approach remain matters of in classifying traumas and in assessing instability and the efficacy
debate and have given rise to controversy in the choice of the best of various treatments.
treatment. Conventional radiology is inadequate to assess the stabil-
Even though MR is the most accurate imaging modality to ity of fractures [3]. As multi-detector CT yields high-resolution
study the degenerative spine, conventional recumbent imaging reconstructions in every spatial plane, it will detect even the
is often not reliable in assessing instability and the source of tiniest fractures revealing potentially unstable lesions. While
acute and chronic pain [1]. Positional-upright MR is the most conventional radiology and CT can only indirectly evalu-
ate lesions affecting discs and ligaments and are of limited
value for prognosis and therapy, MR is the only imaging
modality that directly and routinely assesses changes in liga-
∗ Corresponding author at: Neuroradiology Department, “A.Cardarelli” Hospital,
ments.
Viale Cardarelli 9, 80131 Napoli, Italy. Tel.: +39 0817473116.
E-mail addresses: roberto1766@interfree.it (R. Izzo),
Nevertheless, the objectivity of MR in assessing the integrity of
gianluigiguarnieri@hotmail.it (G. Guarnieri), g.gugliemi@unifg.it (G. Guglielmi), ligaments and predicting mechanical instability remains contro-
mutomar@tiscali.it (M. Muto). versial [4,5].

0720-048X/$ – see front matter © 2012 Elsevier Ireland Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.ejrad.2012.07.023
128 R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138

Even more in the setting of spinal tumours the definition and


management of instability are still debated as the restoration or
maintenance of spinal stability is an important objective in the
surgical or conservative management of patients with neoplastic
spinal disease [6].
The biomechanical effect of spinal tumours and the mecha-
nisms of vertebral neoplastic collapse are not fully understood
[7]. A comprehensive classification system to define neoplastic
spinal instability has recently been proposed to guide the decision-
making process [8].
This paper is an overview of the current concepts on the spinal
stability, focusing on the basis of degenerative, traumatic and onco-
logic instability and the how the different imaging modalities can
contribute to their assessment.

2. Degenerative instability

Spinal degeneration represents a major public health problem


and an enormous economic burden on society. Degenerative insta-
bility is also a common cause of axial and radicular pain and a
frequent indication for surgery. Degenerative instability has been
defined as a change in vector forces in the relations between the
functional units of the spine (FSU), generating abnormal, imbal-
anced, paradoxical movements.
A degenerative primum movens, generally a disc derangement,
triggers disorders of movement which, in turn, increase the original
bony, articular and biomechanical abnormalities and extend them Fig. 1. Parasagittal FSE T2-weighted (TR/TE = 2200/120 ms) MR image showing
first centrifugally to other joints of the same level (three-articular extended Modic-type I changes involving the endplates and subchondral areas of
L2 and L3 vertebral bodies. When extensive, Modic I changes are often associated
complex) and then to those of adjacent segments transforming a
with segmental instability and painful disc.
segmental into a regional pathology.
The degenerating disc undergoes progressive biochemical and
structural changes that impair the biomechanical properties. While
the disc becomes increasingly fibrous, the interspace progressively
and its site, as well as aggravating activities and movements in
collapses [9]. Owing to disc collapse the annulus and ligaments
specific directions and space quadrants.
become lax and redundant favouring canal stenosis, anterior, pos-
Several microinstability patterns have been described: in flex-
terior and vertical subluxation of the vertebral bodies and raising
ion, extension, lateral bending and multidirectional types [13].
of the superior subjacent facets towards the superior foramina up
Unfortunately, the directional nature of instability, well-defined
to eventual neoarthrosis with the peduncles [10]. Neoarthrosis of
for other joints, remains poorly defined in the spine because the
the raised facets with the peduncles promotes facet remodelling
motion is three-dimensional and includes coupled movements. The
and osteophytosis eventually leading to further foraminal stenosis
site and type of injury within the motion segment again influences
[10]. This creates a vicious circle by which the disease is cyclically
the pattern of instability, but movement dysfunction tends to occur
self-sustaining (self-induced degenerative disease).
in multiple directions [13].
Instability is not an all-or-nothing phenomenon, but is always
Spondylolisthesis is considered a special type of instability
present in different degrees and forms in degenerative disease, con-
because the degree of forward displacement can progress over
ditioning its symptoms and evolution. Kirkaldy-Willis and Farfan
time [14]. While forward subluxation is primarily a pathology of
[11] distinguish three main biomechanical and clinical phases in the
the posterior joints and is most common at L4–L5, retrolisthesis is
evolution of degenerative instability forming a so-called “degener-
primarily a disorder of the disc space and prevails at L3–L4.
ative cascade”, without a clear-cut division:
Disc degeneration can also lead to segmental instability and ver-
tebral shift in the coronal plane. Lateral listhesis and angulation can
2.1. Dysfunction, instability, and restabilization be associated with lateral wedging of the vertebral body and asym-
metric degeneration of the facet joints resulting in degenerative
The first phase of dysfunction is marked by the appearance of scoliosis.
intermittent nonspecific low back pain coinciding with the ini- Acquired isthmic spondylolisthesis can also occur as a com-
tial changes in the discs and facet joints. During the instability plication of degenerating processes, brought on by the opposite
phase, disc degeneration is of intermediate degree and disc space colliding action of the vertically slipped facets upon an interposed
narrowing leads to laxity of the annulus, capsules and ligaments isthmus abutting a stress fracture [10]. Isthmic defects compromise
resulting in abnormal movement of the motion segment up to the ability of the posterior elements to stabilize the FSU, generating
anterolisthesis or retrolisthesis. At this stage pain becomes more instability.
persistent. At lumbar level segmental instability may be purely Several imaging findings can be found in a unstable spine includ-
a movement syndrome, with no apparent bony lesions (microin- ing endplate oedema (Modic-type 1 changes) (Fig. 1), peduncle and
stability) in which directional patterns of motion develop with isthmus oedema (Fig. 2) [10], traction spurs (Fig. 3) [15], extended
impaired muscle control generating symptoms, or may be asso- discal vacuum associated with mild disc space narrowing, joint
ciated with antero-retrolisthesis [12]. effusion or vacuum along with facet joint gapping over 1 mm [16],
The syndromes of microinstability have been defined on the synovial cysts (Fig. 4), annular tears, anterolisthesis, and retrolis-
basis of clinical observations, the supposed mechanism of injury thesis (Fig. 5) [11].
R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138 129

Fig. 4. Axial FSE T2-weighted (TR/TE = 2340/130 ms) MR image showing a synovial
cyst complicating a mild spondylolisthesis of L5 secondary to hypertrophic remod-
elling and subluxation of the facets with joint effusion on the left. The cyst worsens
the spinal canal stenosis.

Fig. 2. Parasagittal FSE STIR (TR/TE/TI = 2730/120/150 ms) MR image showing type
I hyperintense oedematous vertebral marrow changes involving the pedicles, pars
interarticularis and articular facet processes at L4 and L5 levels secondary to degen-
erative unstable lishthesis.

Fig. 5. Sagittal lateral FSE T2-weighted (TR/TE = 2400/110 ms) image. Spondyloly-
sis and spondylilysthesis of L5 with oedema of the endplates. Lytic anterolisthesis
does not modify central canal size but provokes deformation and stenosis of the
intervertebral foramina with eventual compression of the nerve ganglion between
the posterolateral disc annulus and the advanced pars interarticularis. The degree of
foraminal stenosis can differ side to side, namely in case of rotational, asymmetrical
listhesis.

Modic type-I changes are more common in case of painful insta-


bility, tend to convert into more stable types II–III after fusion, and
may persist or reappear in case of pseudarthrosis (Fig. 1). The asso-
ciation with instability partly explains why the most severe type-I-
Modic changes (involving from 25% up to 50% and more of vertebral
Fig. 3. Sagittal midline FSE T2-weighted MR image (TR/TE = 2450/120 ms) show-
ing retrolisthesis of L3 and L4 associated with traction spurs. Traction spurs start body height) have been considered valuable indicators of symp-
2–3 mm away from the vertebral edges and have a more horizontal orientation, tomatic disc pathology with a positive predictive value of 100%
unlike claw osteophytes which develop closer to the endplate and have a pro- [17].
nounced curved shape, directed toward the opposite endplate. Rarely, endplate osteochondrosis can have an aggressive evolu-
tion simulating infectious or tumoral processes (Fig. 6).
Traction spurs are considered to be due to increased tensile Patients with degenerative spondylolisthesis have significantly
stresses exerted by the anterior longitudinal ligament (ALL) and larger facet joint effusions with the probability of anterolisthe-
Sharpey’s fibers upon bone insertions in case of increased abnor- sis being proportional to effusion size [16]. The most significant
mal motion [15]. Traction spurs typically develop 2–3 mm apart association can be found in subjects with a mobile, intermit-
from vertebral edges with a purely horizontal orientation, unlike tent, low-grade antelisthesis in comparison to manifest and more
claw osteophytes which develop closer to the endplate and have advanced cases [16].
a curved shape, directed towards the opposite endplate (Fig. 3). While intermittent slippages cause increased movement of the
Claw osteophytes occur in more advanced stages of degenerative articular processes between the standing posture and the supine
processes where they serve to self-stabilize the motion segment. position, the oldest forms undergo a stabilization because of the
130 R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138

Fig. 7. Axial CT scan. ‘Wrap around bumper’ osteophytes develop along the capsu-
lar attachments of the facet joints in the advanced stages of degenerative lumbar
spine and in long-standing degenerative spondylolisthesis as an attempt of self-
restabilization. Notice also the hypertrophy and sclerosis of the facet processes.

cases comparing supine and flexion position, in 22.4% passing from


supine to extension position, and in 28.2% between flexion and
extension [19].
An unstable slip will also lead to nerve root compression in
case of unstable degenerative or isthmic spondylolisthesis since the
foramen is increasingly narrowed with worsening listhesis giving
rise to stretching of the already constricted nerve root [20].
By using positional MR in patients with spondylolysis and
spondylolisthesis Niggemann et al. described a third form of insta-
bility (out of anterior and angular instabilities) defined as posterior,
not detectable by flexion–extension radiographs, due to move-
ments in the spondylolytic cleft [20]. Posterior instability may lead
Fig. 6. (a and b) A 40-year-old man complaining of worsening low back pain. Sagittal to protrusion in the neuroforamen of a bony spur, flava ligaments
midline reformatted CT (a) and FSE axial T1-weighted fat-sat (TR/TE = 400/20 ms) (b).
or a cyst arising from the cleft itself with nerve root compression
MR image after gadolinium administration (b) show large erosion and geographic
lytic changes of the L4 inferior endplate and vertebral body along with oedema,
[20].
vascular congestion responsible for intense contrast enhancement, and sclerosis. As spinal degeneration further progresses, in the final phase
There are no disc signal modifications or contrast enhancement. A needle biopsy of “restabilization”, the fibrosis of the joint capsules, the forma-
demonstrated the benign inflammatory nature of the lesion. tion of osteophytes, the marked discal collapse and the radial
expansive remodelling of vertebral bodies lead to an overall
development of osteophytes, capsule fibrosis and disc collapse with reduction of mobility and increased stiffness [11]. During the
reduced joint effusions. restabilization, the final evolution of the degenerative process,
In the absence of measurable translation on supine MRI, the functional limitation, stiffness, immobility, spinal pain can eventu-
largest facet effusions (>1.5 mm) are highly predictive of degen- ally fade or again the irritation or impairment of nervous structures
erative spondylolisthesis at L4–L5. A facet effusion >1 mm would lead to pain and deficits of varying severity [11]. The resta-
still be an indication for dynamic radiographs or MR to diagnose bilization phase is generally associated with imaging findings
an occult degenerative spondylolisthesis that can be missed with different from those of instability, such as significant disc col-
supine positioning [16]. lapse, radial remodelling of vertebral bodies [10], claw osteophytes,
Nevertheless, the specificity and the clinical relevance of all ‘wrap around bumper’ osteophytes (Fig. 7) [21] Modic type-3
findings discussed for diagnosing instability are not consistent in changes, facet sclerosis, and neoarthrosis between the spinous
the different reports and need to be established definitively [18]. processes [22].
Conventional imaging findings are in effect only indirect signs of Claw and ‘wrap around bumper’ osteophytes develop along the
instability and even though MR is the most accurate modality for insertions of the disc and the facet capsule respectively to enlarge
the study of degenerative spine, conventional recumbent imaging the joint surfaces. The radial enlargement in the horizontal plane
cannot be reliable in assessing instability and chronic pain. of the vertebral body between two adjacent collapsed interverte-
Open MR systems allow positional-dynamic studies in either bral disks also contribute to self-stabilize the motion segment but
standing or seated positions to detect increased and abnormal may result in sagittal stenosis of the central spinal canal and lateral
intersegmental movements [2]. A comparison of the relative rota- recesses [10].
tion and translation of adjacent motion segments in neutral, Pseudoarthrosis between spinous processes of adjacent verte-
extended and flexed position may disclose dysfunctional move- bral levels (typically L4–L5) develops with advanced collapse of the
ments which can worsen or uncover a central canal, lateral recesses intervertebral disk and spondylolisthesis. At least in the early stages
and/or foraminal stenosis, disc protrusion or extrusion correlating the spinous processes could have a dynamic supportive function for
with increased levels of pain [2,19]. the articular facets and disc, forming a fourth functional column
Weishaupt et al., in a cohort of patients studied by functional (the extreme column) for acceptance and transmission of loads,
MRI, reported a change in diagnosis in the form of disc hernia- which tends to block further vertical movement of the facets and
tion, nerve root impingement or foraminal stenosis in 26.3% of horizontal slippage of the vertebral body [22].
R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138 131

In agreement with Kirkaldy-Willis and Farfan, Murata et al. secondary to instability AL-imaging may guide the treatment
found that patients with back pain who underwent dynamic [27,28].
radiographs and MRI presented linear or angular hypermobility The assumption of a close relationship between movement
associated with normal or only mildly degenerative discs and hypo- abnormalities and pain is the basis of fusion and stabilization
mobility in the case of advanced disc disease [23]. surgery. Surgery currently offers a variety of techniques and devices
A spontaneous tendency to restabilization may occur even in that aim to block the abnormal movements of the FSU considered
case of spondylolisthesis whose presence does not always imply symptomatic or to restore FSU stability by means of flexible fixers
actual instability [11,24]. Disc collapse and osteophytes may block or discal replacement prostheses.
the progression of slippage, often with secondary improvement Despite the advantages of axial-loading and positional MRI,
of pain. In effect, despite widespread opinion, spondylolisthesis is dynamic radiographs remain the most commonly used reference
not always associated with increased motion. A 10-year follow-up in view of surgery because of the ease of execution, the wide avail-
study found progression of slippage only in 30% of cases and 65% of ability and lower cost [29].
patients who were initially neurologically normal did not worsen A variety of methods have been proposed to assess instability
and could be treated conservatively [25]. Since disc collapse makes on dynamic radiographs. On flexion–extension lateral radiographs
the progression of listhesis less likely, an instrumented fusion is of the lumbar spine a global anterior translation over 4.5 mm in the
recommended to prevent progression of listhesis only when the sagittal plane and a global sagittal plane rotation >15◦ from L1–L2
preoperative disc height is greater than 2 mm [26]. to L3–L4, >20◦ at L4–L5 and >25◦ at L5–S1 from extension to flexion
By using an open MR system, McGregor et al. investigated the seem to provide a good degree of accuracy [30].
kinematics of the lumbar spine in 14 subjects with degenerative In order to avoid errors due to image magnification or distor-
and 15 with isthmic spondylolisthesis without detecting signifi- tion, sagittal translation can be better expressed as a percentage of
cant angular or translational hypermobility compared to subjects vertebral width and the area of an angular movement must always
with no history of low back pain [24]. The lack of hypermobility be carefully located in the central radiographic beam [29].
was partly attributed to a potentially increased activity in the erec- More indicative of instability would be the progression over
tor spinae and multifidus muscles that may stabilize and brace the time of deformation and misalignments. Despite the common
spine around the level of the defect [24]. acceptance and clinical impact of these radiologic signs, the role of
Even though positional MRI combines the benefits of conven- plain functional radiographs remains debated due to several impor-
tional MRI and functional radiography, dynamic imaging with an tant limitations including poor accuracy and sensitivity, lack of any
open MR device presents several drawbacks including the reduced standardization in technical execution and measurement methods
signal/noise ratio due to the lower field strength, the limited pos- as well as the wide individual variability in motion characteristics
tures that the patient may hold without moving or experiencing and the wide overlap of patterns among symptomatic and nor-
pain, and possible underestimation of the extent of disease in the mal subjects [31]. The optimal patient position to disclose maximal
seated position compared with the standing position [2]. Nev- motion of the lumbar spine has also been a topic of debate: while
ertheless, when spinal canal stenosis is strongly suspected and many authors prefer to take measurements in the sitting position,
conventional MR–CT findings and clinical symptoms suggesting others use lateral decubitus or traction-compression in lieu of the
surgery are discordant, reimaging with dynamic MR is recom- classical standing position to maximize the abnormal motion [14].
mended to search for major canal stenosis [2]. Whatever the patient’s decubitus, functional plain radiographs
Comparing the results of traditional and functional MR in a small show just the static relations of FSUs in the positions of maximal
cohort of patients, Smith reported abnormal findings detected only flexion and extension with no insights into the quality of ongoing
by dynamic studies in 52% of patients with appropriate successful movement. For this reason Brunton et al. claimed cineradiogra-
treatment in all cases [27]. phy to be the most accurate technique for recognition of instability
Axial-loaded CT (AL-CT) and MR (AL-MR) simulate the weight- [32]. Kanayama et al. investigated cervical and lumbar motion pat-
bearing upright position and depict several findings referred to as terns in normal and pathologic spines using the cineradiographic
elementary modifications such as the appearance of or increase technique and observed that normal cervical and lumbosacral seg-
in disc bulging, vacuum sign disappearance or appearance, facet mental motions occur not simultaneously but stepwise, starting
underslipping, longitudinal hypermobility associated with thick- from the upper levels and transmitted in a well-regulated way to
ening of the flava ligaments, appearance of or increase in listhesis, the lower segments [33]. In pathological spines, however, motion
vertebral rotational movements around the vertical (Z) axis, and initiates at the unstable segments.
the appearance or increase of canal and/or foraminal stenosis Unfortunately the cineradiography has no routine clinical appli-
[22]. These findings can be observed alone or coexist in vari- cation.
ous patterns referred to as complex dynamic modifications (CDM) Compared to cineradiography, greater levels of precision in
[22]. movement measurements in lateral flexion–extension radiographs
Normally the loaded lumbar spine exhibits a slight increase in are afforded by distortion-compensated roentgen analysis (DCRA),
lordosis, minimal bulging of discs and posterior discal wedging, an advanced noninvasive imaging method [34]. To date, however,
without significant changes in interspinous spaces or facet gaps. none of the routine clinical radiographic techniques and measure-
Out of this normal findings abnormal motion patterns tend to ments proposed has a statistically proved specific association with
evolve in a quite stereotyped way up to degenerative listhesis clinical symptoms.
[22]. Unfortunately axial-loading imaging cannot reflect postural Despite all the efforts made in recent years, there is no gold
changes related to muscle tone and physiological loads that are standard for diagnosis or a clear correlation between symptoms
not uniform at different levels but increase in the caudal direction and imaging: abnormal movements and degenerated discs are
along the lumbar spine, so upright/positional MR is considered to very often present in asymptomatic individuals. Therefore, the
outweigh axial-loaded MR and CT [28]. biomechanical pattern and radiographic findings must be always
AL-CT is considered superior to AL-MR in showing complex correlated with the patient’s clinical history and physical examina-
tridimensional movements of the posterior arches thanks to 3D tion to establish a diagnosis of spinal instability.
reconstructions. It is preferred in postoperative imaging and in the Patients with lumbar spine instability often complain of chronic
late stages of instability where abnormal movements are expected or recurrent pain localized in the low back or radiating to the lower
to be globally reduced. In case of suspected spinal canal stenosis extremities, with a mechanical–postural basis, being worsened by
132 R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138

lifting, standing, sitting, bending or twisting and relieved by lying


supine. Typical signs of altered movement control within the neu-
tral zone are a good range of spinal mobility but with a “painful arc”
and the inability to return to erect posture from bending without
assistance [11]. Patients tend to develop compensatory movements
to stabilize the dysfunctional motion segment through the acti-
vation of torque-producing muscles which provide global trunk
stabilization. High levels of intra-abdominal pressure are generated
even during low-load tasks.
Through different mechanisms degenerative spondylolisthesis
can generate three pain patterns including mechanical pain, radic-
ular pain or neurogenic claudication. Neurogenic claudication is
provoked by severe canal stenosis with increased epidural pres-
sure, compression of the vessels for the cauda equina and oxygen
deprivation of the nerve roots. Pain along the buttocks and both Fig. 8. Three-column concept of spinal stability by Denis. This model emphasizes the
legs brought on by walking is often associated with tingling, numb- pivotal role of the middle column and the PLL. Abbreviations: SSL = supraspinous lig-
ness, and leg weakness and is relieved by resting. Unlike vascular ament; PLL = posterior longitudinal ligament; ALL = anterior longitudinal ligament.

claudication, pain in neurogenic claudication is also provoked by


standing. Pain presents along with segmental sensory loss after proposed a model formed by three vertical columns which divides
walking a variable distance and is relieved by flexing the spine. Holdsworth’s anterior column into an anterior column including
Abnormal movements detectable in a degenerative spine are not the anterior halves of the bodies and disks with the adjacent ALL and
necessarily the cause of pain. a middle column including the posterior half of the bodies and discs
According to Mulholland, instability is often a myth and conse- with posterior longitudinal ligament (PLL) (Fig. 8). The posterior
quently fusion surgery is not always the correct choice [35]. In many column, like that of Holdsworth, consists of neural arches and the
cases spinal pain is not linked to dysfunctional movement, but also posterior ligamentous complex (PLC) including the supraspinous
and more to an abnormal irregular distribution of loads between (SSL), interspinous (ISL), flava ligaments (FL) and facet joint cap-
joint surfaces. In fact there exists a poor correlation between clinics sules [37].
and imaging, and pain may persist even after technically successful From his clinical observations Denis concluded that only the
fixations or unexpectedly resolves in cases of pseudarthrosis. While simultaneous failure of at least two columns created situations of
the most rigid fixation has not improved the pain control the flexi- instability [37]. The middle column became pivotal in the deter-
ble stabilization techniques are successful [35]. In fact pain seems to mination of spinal stability [37]. Denis redefined burst fractures as
be often elicited primarily from load stresses caused by the posture unstable because of the concomitant damage to both anterior and
or powerful muscle contraction such as that of the erector muscles middle columns [37]. Denis’s model is useful in evaluating instabil-
during lifting tasks rather than by movement itself [35]. ity in all major traumatic mechanisms on both bone and soft tissue,
As in other load-bearing joints, an altered distribution of loads and remains among the most accepted references today.
can generate pain in nociceptive endings widely present in degen- Kifune et al. assessed the response of fresh human spine
erated discs, vertebral bodies and facet joints. Dynamic stabilizers specimens to incremental impacts produced by axial and compres-
provide an intermediate solution between conservative treatment sion/flexion loads in a high-speed trauma apparatus [38]. Flexibility
and traditional fusion surgery and often consent a minimally inva- and load–displacement curves were measured before and after
sive approach. Their general action consists in redistributing loads each impact and range of motion (ROM), neutral zone (NZ), elastic
within motion segments, eliminating or reducing any noxious con- zone (EZ) instabilities were defined as motion before/motion after
centration and restoring the normal range of motion. impact ratios [38]. Endplate, wedge and burst occurred after an
average impact energy of 57, 84 and 104 N m, respectively. While
endplate fractures produced no significant changes in motion pat-
3. Traumatic instability terns, the first changes occurred in wedge fractures. Burst fractures
showed the largest changes in instabilities, dramatic in comparison
Spinal traumas affect a complex structure composed of soft with those of wedge fractures [38].
and bony components having different traumatic susceptibility and While a considerable amount of energy is required to pro-
healing potential. This complexity hampers the classification of duce the first injury in a vertebra, a relatively smaller additional
traumas and the assessment of instability and treatment outcomes. amount is sufficient to transform an initially stable injury into an
However, unlike degenerative instability, the relationship between unstable lesion [38]. From a clinical point of view, only a small incre-
imaging findings and clinical symptoms tends to be more direct. mental trauma is necessary to convert a stable fracture requiring
The definition of instability in the spinal fractures is the topic of conservative treatment to an unstable fracture requiring surgical
ongoing research. Although fractures are traditionally divided into stabilization [38]. Among all motion parameters the NZ was the
stable and unstable, all spinal components contribute to stability. most sensitive in defining instability [38]. The types of injuries
Damage to any spinal structure gives rise to some degree of insta- occurring in the cervical, thoracic and lumbar spine differ because
bility which is not an all or nothing phenomenon, while complete of segmental structural, biomechanical and failure mechanisms
instability is rare. peculiarities.
A number of biomechanical studies have analysed the contribu- Spinal traumas with spinal cord injuries have a severe impact
tions of bony and soft structures to spinal stability and the effects on society as well as the individual. The cervical spine is the most
of trauma. Holdsworth proposed a two-vertical-columns model frequently injured part of the vertebral column and most cervical
consisting of a pressure-resistant ventral column of vertebral bod- spinal cord injuries occur from unstable cervical spine fractures [39]
ies and discs and a posterior column of neural arches subject to (Fig. 9). Only a third of spinal trauma victims initially present with
tensile stresses [36]. Holdsworth’s model is based on the con- neurological deficits [40]. Patients with clinically occult unstable
cept that traumatic failure of the posterior arc ligaments would be cervical fractures may subsequently develop neurological deficits
sufficient to create instability in flexion [36]. Denis subsequently in up to 10% of cases [41].
R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138 133

can be useful to assess delayed instability two to four weeks after


trauma.
Multi-detector CT (MDCT) can yield high-resolution reformat-
ting in every spatial plane starting from isotropic image voxels
to detect even the tiniest fractures in the middle and posterior
columns revealing potentially unstable lesions [43]. MDCT also
allows an excellent evaluation of vertebral alignment and the spa-
tial position of dislocated bone fragments, and overcomes MR in
the detection of fractures involving the neural arc and C0–C2 joints
[43].
However, the effective clinical value of subtle incomplete frac-
tures of the vertebral body not detected by radiography and of
isolated lesions involving the transverse or spinous process and
laminae awaits to be defined [39].
In obtunded patients the concern for occult cervical lesions
undetected on initial imaging is particularly critical and the risks
of passive physician-assisted dynamic radiographs considered too
high. Hogan et al. reported on the capability of MDCT to predict soft
tissue injuries and the eventual added value of MR in 366 obtunded
[44]. They found a negative predictive value for CT of 98.9% for
ligamentous lesions and 100% predictive value for unstable cervi-
cal spine injuries with only four cases of undetected ligamentous
lesions, none of which was judged unstable. Their conclusion was
that a normal MDCT study alone may exclude unstable cervical
injuries [44].
Wadhwa et al. assessed the results of incorporating
flexion–extension CT into the trauma protocol of a cohort of
77 patients with blunt cervical trauma, obtaining a sensitivity of
100% for clinically unstable injuries and a far superior visualization
of the cervico-thoracic junction compared with conventional
dynamic radiographs [45].
Due to the greater accuracy, higher speed and reduced patient
manipulation, critical during the golden hour, MDCT is the pre-
ferred imaging modality in acute multi-trauma patients. Despite
the intrinsic higher cost, the appropriate use of CT can even be cost-
effective, related in part to the high percentage of inadequate plain
radiographs leading to additional imaging, but also to the greater
sensitivity to fractures which avoids the catastrophic consequences
Fig. 9. (a and b) Midline sagittal reformatted CT scan (a) and axial CT (b) images of of a missed injury in either the cervical and thoracolumbar spine
a car accident victim. Typical tear-drop fracture of C4 with posterior displacement [46].
and rotation of the posterior vertebral body fragment, spinal cord compression and Thoracic and lumbar burst fractures often result in an abrupt
double fracture of laminae. The extension of bony damage is far better depicted by change in the patient’s quality of life, and, with persistent pain,
CT while MR (not shown) assessed the state of the ligaments.
can result in functional loss leading to chronic complications over
time [47]. Burst fractures are characterized by the failure of both
the anterior and middle columns [37]. Daffner et al. indicated the
The traditional initial approach for evaluating the acutely disruption of the posterior vertebral body cortical line as a reliable
injured cervical spine has been with conventional radiographs. conventional sign in predicting a lesion in the middle column and
However, conventional radiology is inadequate for the assessment a burst fracture with a reported sensitivity in case of pure burst
of fracture stability [3]. Cross-table lateral, AP and open-mouth fractures of 100% [48]. According to Ballock et al., however, about
odontoid views in a large cohort of patients with cervical spine 20% of thoracolumbar burst fractures are under-classified as simple
injuries missed 61% of all fractures, 36% of subluxations and dis- wedge compression fractures, so CT is indicated even in the case of
locations and gave false-negative results in 23% of the patients, mild vertebral body compression and deformation [49].
half of whom with unstable injuries [3]. Flexion–extension lat- In fact, in one comparative study, while up to two thirds of
eral radiographs have been advocated in the acute setting after all unstable thoracolumbar fractures were missed by conventional
blunt trauma, but to date no large clinical studies have identi- radiographs, the sensitivity of MDCT reached 97.2% [50].
fied and definitively validated criteria to assess instability due to A yet unsolved question is which types of burst fracture can
wide motion variations between different levels of the same sub- be treated conservatively and which must be treated by surgery to
ject, between normal subjects and with respect to gender and age avoid post-traumatic kyphotic deformity. The different parameters
[42]. However, since pure ligamentous cervical spine injuries are used to evaluate the final result (radiologic, clinical and functional)
rare, and in the acute phase can be masked by neck pain and mus- contribute to the debate on the ideal treatment of these frac-
cle spasm limiting motion, flexion–extension radiographies are tures. Moreover, most studies have failed to establish a correlation
considered to add little or nothing in the assessment of unstable between the degree of spinal canal narrowing and the severity of
lesions. the neurological deficit, the stenosis being rather only correlated
Even though a relative sagittal translation of more than 2 mm is with the likelihood of neurologic dysfunction [51]. Since patients
generally considered significant, a clinical validation for this crite- with normal neurological status and those with complete neuro-
rion is also lacking [42]. In rare cases, dynamic plain radiographs logical deficit often present a similar degree of narrowing, at the
134 R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138

time of the trauma, a greater degree of displacement of bone frag- Abnormalities such as anterior or diffuse disc collapse and deep
ments probably occur and causes more severe lesions than those central disc herniation, namely when associated with high LSC
would be caused by the same bone fragment in its definitive resting scores, require an anterior or combined surgical approach and
position after the accident. exclude any conservative choice or short posterior fixation given
By using the classic three-column concept of instability the the high risk of implant failure and progressive kyphosis [56].
division of burst fractures into stable and unstable lesions can be The McCormack classification is effective for detecting fractures
difficult [52]. that may lead to correction loss but does not account for disrup-
One study proposed an increased interspinous gap, kyphosis tion of ligaments whose integrity is also of paramount importance
over 20◦ , sagittal displacement, a body height decrease over 50%, in the maintenance of spinal stability. Missed ligament and disc
and facet fractures as radiological hallmarks of mechanical instabil- lesions can provoke instability and eventual neurologic damage
ity in burst fractures. However, fractures may be unstable despite as well as relapsing kyphosis and chronic pain in patients treated
the absence of these signs because of injury to the posterior liga- conservatively, or cause surgical failure.
ments [52]. Magerl’s classification of thoracolumbar fractures includes three
The surgical approaches to burst fractures can be anterior, pos- main group of fractures referred to as A, B and C types, corre-
terior or combined. They do not always prevent the worsening sponding to increasing degrees of instability. The crucial finding
of thoracolumbar kyphosis neither ensure a better outcome than distinguishing more stable Magerl A (compression) from more
conservative treatment. To date a gold standard therapy to pre- unstable B (distraction) type fractures is the state of the posterior
vent progressive kyphosis after a burst fracture is lacking. Kyphosis ligaments [57]. The status of posterior ligaments after an injury is of
occurs gradually under physiological stresses under the influence of great importance for the stability of the injured spine [58]. In burst
persistent occult instability with symptoms related to loss of spinal fractures the condition of the posterior column, rather than the
alignment and compensatory adjacent level adjustments. middle column, a pivotal component of Denis’s concept, is thought
Relapsing kyphosis or instrumentation failure occur most fre- to be a better indicator of burst fracture instability which increases
quently after short posterior fixations which in recent years have remarkably in the case of lesions to the posterior ligaments [58].
been widely performed owing to the reduced morbidity and better Posterior ligament failure is far more common than was esti-
residual flexibility of the spine, most important in young patients mated in the past and in case of missed diagnosis of a lesion
[53]. to these ligaments unsuitable conservative treatment or anterior
McCormack et al. claimed that the extension of lesions to the surgery can have drawbacks such as instability, progressive defor-
vertebral body and adjacent disk, reflecting the residual load- mity, chronic pain, and disability. Leferink et al.’s retrospective
bearing capacity of the anterior spinal column, can be predictive study comparing the surgical and imaging records of 160 patients
of the outcome of the conservative and surgical approaches and with type A and type B spinal fractures reported that about 30% of
the risk of instrumentation failure [54]. According to McCormack type B fractures are under-diagnosed as type A since ligamentary
et al., the principle that osteosynthesis load-sharing between host lesions are often not recognized in plain X-rays and CT scans [59].
bone and implant in long bone fractures ensures the correct union Determination of the distance between the spinous processes
avoiding pseudarthrosis and implant failure and is also valuable in can be misleading if a reduction of distraction has occurred.
the management of acute spinal fractures [54]. Knowledge of the state of the posterior ligaments is crucial for an
McCormack et al.’s load-sharing classification (LSC) [54] is a appropriate treatment strategy as the destabilizing effects of injury
three-point score ranging from a minimum of three up to nine to the posterior ligaments can be annulled with a posterior rather
points based on: than anterior fixation.
MR is the only imaging modality that directly and routinely
- the amount of damaged vertebral body (on CT sagittal reconstruc- assesses changes in ligaments. Lee et al. reported the accuracy of MR
tions); in detecting lesions to the ISL, SSL and FL as 97%, 90.9% and 87.9%,
- the horizontal scattering of fracture fragments (on CT axial scans); respectively, and recommend the routine use of fat-suppressed T2-
- the degree of kyphosis correction and secondary gap in the ante- weighted sagittal sequences [4] (Fig. 10).
rior column after surgery. Similarly, using both discontinuity of the black stripe and
hyperintensity in T2-weighted images as morphological criteria in
Either an excessive radial displacement of fragments, prevent- diagnosing ISL and SSL injury, Haba et al. obtained intra-operatory
ing fracture healing, or a residual gap in the anterior column after confirmation in 94.6% of cases [60]. However, in a prospective study
instrumentation, being inevitable in the most severe kyphoses, on 47 patients with acute cervical spine injury analysed by MR, Jef-
tend to eliminate the load-sharing of the anterior column under- frey et al. reported a low specificity, ranging from 56% for the facet
going instrumentation to maximal mechanical stress and failure capsules to 67% for the interspinous ligament, as well as a tendency
risk [54]. High-scoring patients having undergone short posterior to over-read injuries to the PLC with consequent risks of unneces-
fixation or conservative management tend to develop relapsing sary surgery because of too many false-positives. Among posterior
kyphosis and eventual device mobilization and failure, whereas ligaments the facet capsules were the most difficult to assess [61].
low-scoring patients can avoid the risks of the greater morbidity Furthermore, the ALL and PLL, critical components of Denis’s
of long-segment instrumentation. anterior and middle columns respectively, are often impossible to
Jeffrey et al. reported that the more unstable LSC high-scoring resolve as separate structures and visualize in a complete form,
cases (seven or more points) only evolve satisfactorily after a namely in the case of spondylosis, so any apparent discontinuity of
combined anterior and posterior surgical approach, while the low- the corresponding black line does not necessarily indicate a loss of
scoring fractures could be appropriately treated by posterior short integrity.
instrumentation [55]. Another factor favouring relapsing kypho- Although MRI has improved our understanding of spinal injuries
sis, possibly even more important than BONE damage, seems to and is guiding the decisions for treatment, the literature reports
be disc collapse adjacent to the fractured endplate [56]. Serial MR shortcomings that require a critical reassessment of its role in
controls after thoracolumbar fractures suggest that disc collapse is the prediction of spinal instability. While an evident discontinu-
mainly due to settling and herniation through the damaged end- ity or avulsion of a ligament may be considered a reliable sign of
plates rather than degeneration since most disks retain a normal a lesion, the real significance of signal modifications occurring in
signal [56]. and around apparently continuous ligaments remains to be defined.
R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138 135

Several trauma centres which have adopted protocols that use


MRI in association with radiography and high-resolution CT, did not
obtain results that justify its routine inclusion in standard protocols
[62].
To date, the objectivity of MR in assessing the integrity of lig-
aments is not yet rigorously defined and its role in predicting
mechanical instability and its routine use in protocols to assess
blunt spinal injuries remains debated [62]. All these arguments
emphasize not only the need for controlled prospective trials to
prove the real value of MRI in the assessment of spinal soft tis-
sue injuries through further comparisons with surgical findings,
not done in most studies, but also the need to develop new MRI
techniques to improve current imaging capabilities.

4. Neoplastic instability

The restoration or maintenance of spinal stability is an impor-


tant objective in the surgical or conservative management of
patients with spinal tumours. However, the definition and manage-
ment of instability are controversial in this setting too [6]. The Spine
Oncology Study Group (SOSG) defines neoplastic spinal instability
as the loss of spinal integrity associated with movement-related
pain, symptomatic or progressive deformity, and/or neural com-
promise under physiologic loads [8].
The biomechanical effect of spinal tumours and the mechanisms
of vertebral neoplastic collapse remain unsettled [7]. There are no
evidence-based guidelines currently available to assess the risk of
spinal instability in the setting of neoplastic spinal disease, so pre-
dicting the risk of a pathological fracture or the timing of a collapse
remains challenging even when the lesions are well-characterized
by neuroimaging [7].
While the role for surgery in the setting of neurologic deficit
and spinal cord compression with metastatic disease is well-
established, it is important in patients with no deficit to recognize
which situations are unstable or may lead to spinal instability and
neurologic injury to prevent an impending collapse.
Conservative treatments can reduce the tumour mass and pro-
mote the reparative process with calcification or ossification in the
metastatic lesion, but they cannot provide immediate spinal sta-
bility in cases of impending or progressive collapse for which only
surgical treatment guarantees immediate stability. The classical
clinical indications for the stabilization of vertebral lesions include
vertebral body collapse greater than 50%, metastatic involvement
of the pedicle, involvement of one-half of the body (Fig. 11) or of
the anterior and posterior elements [63]. However, direct evidence
in support of these criteria is lacking because there are no stud-
ies specifically designed to assess the natural history of metastatic
spinal diseases.
In the absence of obvious vertebral body collapse or defor-
mity, segmental instability is suspected when axial or mechanical
pain is present [7]. Activity-related or postural axial spinal pain
is an important feature of neoplastic instability so that clinical
Fig. 10. (a and b) A 29-year-old male victim of a high speed trauma. Midline refor- and symptom-related criteria have been used as bases of the
matted CT scan (a) and sagittal FSE STIR-weighted (TR/TE/TI = 2740/130/150 ms) MR “NOMS” (neurologic, oncologic, mechanical instability, systemic
scan (b). Burst fracture of L2 vertebral body with migration of a rotated bony frag- disease) classification system [64]. However pain cannot be the
ment in the spinal canal. Horizontal fracture splitting the neural arch traversing
only feature in defining oncologic instability and this system
the spinous process, laminae and peduncles. MR with signal fat suppression bet-
ter demonstrates associated injuries to the supraspinous, interspinous and flava which does not account for radiological findings failed to receive
ligaments. Notice the extended hematoma along paraspinal muscles. validation.
Mechanical pain differ from pain due to periosteal stretching
or compression of neural elements regarding severity, worsening
Furthermore, there is a problem of grading the signal changes and during recumbency and response to steroids.
interobserver reliability [5]. On the contrary, a ligament must not The three-column concept proposed by Denis for spinal frac-
necessarily be torn to become biomechanically ineffective, and the tures is not always applicable to tumours where the patterns
absence of signal modifications cannot always exclude instability of bone destruction, ligamentous involvement, and neurologic
[5]. manifestations are completely different and the quality of the
136 R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138

due to the rib cage integrity which enlarges the transverse dimen-
sion of the thoracic spine, increasing its moment of inertia and
stiffening the spine versus any kind of rotatory force. Destruction
of the costovertebral joint would favour vertebral body collapse
more than the extension of metastatic tumour within the ver-
tebral body [66]. In fact, neurologic signs often long precede
pain in the thoracic spine whose stability can be preserved until
tumour involvement progresses sufficiently to cause neurologic
deficits, whereas cervical and lumbar metastases lose stability and
become painful even several months before the onset of neurologic
deterioration.
McGowan et al. attempted to find a correlation between the
extent of a pure cancellous defect and the strength of the vertebral
body, and a critical fracture threshold using the cross-section area
of provoked defects as a measure of vertebral compromise [67].
While a linear correlation between vertebral body strength and
the cross-sectional area of cancellous defects was demonstrated
through a wide range of defect sizes, no parameter was found to
determine a distinct fracture threshold [67].
Dimar et al. investigated the combined effects of bone min-
eral density and lytic defects in an experimental study on 54
cadaveric spine specimens subjected to compressive loading after
central drilling of both cortex and spongy bone to better simulate
the indiscriminate destructive tumour action [68]. While defect
size alone did not reliably predict the critical fracture threshold,
its combination with bone mineral density gave a more accu-
rate fracture-related factor and serves as a vertebral stability
index [68].
For the purposes of creating guidelines for clinical decision-
making the SOSG developed a spine instability neoplastic score
(SINS) based on factors including spine tumour location (rigid,
semi-rigid, mobile, junctional), spinal alignment between the
motion segment affected by the tumour (normal versus sublux-
ation or de novo deformity assessed with serial radiographs or
Fig. 11. (a and b) Axial (a) and reformatted sagittal (b) CT scans. Metastatic lytic
destruction of more than 50% of the L5 vertebral body is considered an indication for
by comparing supine and upright radiographs), bone lesion qual-
surgery. In the lumbar spine the size of the lytic defect, expressed as a percentage of ity (lytic, blastic versus mixed) degree of vertebral body collapse,
tumour occupancy, is considered the most important factor predisposing to collapse. involvement of posterior elements (none, unilateral versus bilat-
Pre-existing spondylolysis with light listhesis. eral), and mechanical and/or postural pain [8]. In this score system,
ranging from a minimum of 2 to a maximum of 18, the radi-
surrounding bone and the ability to heal are generally poor ological findings making the highest contribution to scoring are
requiring a specific and different set of criteria for stability subluxation–translation, vertebral collapse over 50%, and bilateral
assessment [7]. neural arc involvement [8]. Scores of 0–6 denote “stability,” scores
Nevertheless, just referring to Denis’s concept, Krishnaney et al. of 7–12 indicate “indeterminate (possibly impending) instability”,
suggested that the effects of vertebral body destruction by a while scores of 13–18 define “instability.” Patients with SINS scores
tumour could best be assessed by dividing the vertebral body of 7–18 need surgical consultation [8]. After further validation tests,
involved into 27 identically shaped adjacent cubes [65]. Destruc- the SINS could become the first reference to guide spine surgeons
tion of all bone cubes contained in the middle axial third of the and other clinicians in patient care and to facilitate communica-
vertebral body results in gross instability and impending col- tion among specialists dealing with primary and secondary spinal
lapse by complete failure of both anterior and middle columns, tumours.
whereas bone loss in the middle sagittal vertical one third does
not provoke destabilization because of limited disruption of two
columns [65]. 5. Conclusions
Using a multivariate logistic regression model in 53 patients
with metastatic spines, Taneichi et al. attempted to define the prob- The assessment of stability in degenerative and neoplastic spine
ability of vertebral collapse and the critical point of impending and in trauma patients is a challenging problem in everyday medi-
collapse detecting significant differences in the timing and inci- cal practice. An insufficient correlation between clinical symptoms
dence of vertebral body collapse between thoracic and lumbar and diagnostic imaging in the degenerative spine hampers not only
spine [66]. While the most important predisposing factor to col- preoperative planning but also surgery itself as it is difficult to
lapse in the thoracolumbar and lumbar vertebrae was the size of compare pathologic findings with radiological reports.
the lytic defect expressed as a percentage of tumour occupancy, The poor accuracy of all static imaging modalities including MR
destruction of the costovertebral joint proved to be the over- in patients complaining of mechanical spinal pain is in part due
coming risk factor in the thoracic spine [66]. In case of lesions to the different positions in which patients experience pain dur-
confined within the vertebral body, impending collapse occurred ing loading and muscular activity and when undergo recumbent
when the vertebral body involvement was 50–60% in the tho- imaging studies.
racic spine and 35–40% in the thoracolumbar and lumbar spine Even though it remains unsettled, dynamic changes may deter-
[66]. The greater resistance to collapse of the thoracic spine is mine or significantly affect symptoms in both degenerative and
R. Izzo et al. / European Journal of Radiology 82 (2013) 127–138 137

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