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Abstract: An experimental and computational study of an 80-percent scale precast concrete 3D beam-column joint subassembly designed
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with high force-to-volume (HF2V) dampers and damage-protected rocking connections is presented. A prestress system is implemented
using high-alloy high-strength unbonded thread-bars through the beams and columns. The thread-bars are posttensioned and supplemental
energy dissipation is provided by internally mounted lead-extrusion dampers. A multilevel seismic performance assessment (MSPA) is con-
ducted considering three performance objectives related to occupant protection and collapse prevention. First, bidirectional quasi-static cyclic
tests characterise the specimen’s performance. Results are used in a 3D nonlinear incremental dynamic analysis (IDA), to select critical
earthquakes for further bidirectional experimental tests. Thus, quasi-earthquake displacement tests are performed by using the computation-
ally predicted seismic demands corresponding to these ground motions. Resulting damage to the specimen is negligible, and the specimen
satisfies all performance objectives related to serviceability, life-safety, and collapse prevention. DOI: 10.1061/(ASCE)ST.1943-541X
.0000329. © 2012 American Society of Civil Engineers.
CE Database subject headings: Damping; Seismic effects; Damage; Earthquakes; Dynamic analysis; Precast Concrete; Frames.
Author keywords: High force-to-volume damper; HF2V; Lead extrusion damper; Multi-level seismic performance assessment; Damage
avoidance design; Quasi-earthquake displacement testing; Incremental dynamic analysis.
device to creep back to near zero force over time providing a reus- was designed to support one-way precast flooring. The other two
able device with no maintenance required following an earthquake. seismic beams were designed for predominantly seismic forces. It
More importantly, HF2V devices can provide the same resistive is important to note that the specific tendon drape utilized for the
capacity every response cycle. gravity beam must be modified to avoid having an end eccentricity
Historically, lead-based damping devices were quite large limit- that cannot be permitted. The dimensions of the prototype members
ing applications to locations like base isolation (Cousins and Porritt were 875 mm square columns, 700 × 500 mm beams, and a 3.6-m-
1993). Recent research has developed volumetrically small devices storey height. The prototype moment capacity of the beam-end at
with the same force capacity capable of direct placement in beam- the column face was 500 kNm. The subassembly was scaled to
column joints (Rodgers et al. 2007; Rodgers et al. 2008b). As these 80% of the prototype framed structure. The column was scaled
devices have some unique manufacture and assembly attributes, to 700 mm square and the beams scaled to 560 by 400 mm.
they are referred to in this paper as a high force-to-volume Fig. 1(a) shows a schematic of the building from which the speci-
(HF2V) damper. men was derived. Fig. 1(b) shows the experimental setup, where
On the basis of lead-extrusion damper (Cousins and Porritt further details on the specimen dimensions and design details
1993; Robinson and Greenbank 1976) and HF2V damper (Rodgers may be found in Solberg (2007), Bradley et al. (2008), and Li
et al. 2008a) tests, the velocity exponent, α ≈ 0:11–0:13, where: (2006). Fig. 1(c) illustrates the reinforcing layout for the structural
F ¼ C α vα ð1Þ members, in which the target longitudinal reinforcement ratio is
0.01. Note that in Fig. 1(c) both the seismic beams are shown.
where F = the damper force; v = the velocity of the shaft; C α = a These beams are identical but both are shown to provide additional
constant dependent on the device architecture; and α = the velocity section views. These members were designed to remain elastic
exponent. More detailed velocity dependence studies can be found under the expected rocking connection strength from the HF2V de-
in Mander et al. (2009), and Rodgers (2009). vice and prestress forces. Four D20 (f y ¼ 500 MPa) rolled
This research incorporates the findings from previous studies threaded, low-strength reinforcing bars (Reidbar™) are used for
(Bradley et al. 2008; Li et al. 2008; Rodgers et al. 2007; Rodgers longitudinal reinforcing at the top and bottom of the beam to pro-
et al. 2008b) and focuses on the development of cost effective reli- vide a moment capacity of ϕM n ¼ 260 kNm. Because of the axial
able energy dissipation and detailing schemes. Previous work re- prestress load, minimal transverse steel requirements governed.
lated to external dissipation devices. This research places the HF2V Thus, HR12 (f y ¼ 500 MPa) stirrups were provided in the beam
dampers directly inside the concrete beam-end-zone providing at a spacing of half the beam depth (250 mm) and a closer
reliable energy dissipation and an architecturally pleasing finish. 100-mm spacing at the ends. Additional transverse reinforcement
Detailing of the beam-ends that frame into the column is modified was provided top and bottom 1.2 m from the beam-ends to confine
to accommodate the devices. A dual experimental-computational the concrete in these high compression (burstingstress) zones.
study investigates the seismic capacity of the proposed jointed pre- Fig. 1(c) also illustrates the column reinforcing layout. A
cast concrete frame system versus the seismic demands expected longitudinal reinforcement ratio of 0.01 was provided by 12
from a variety of adverse earthquake scenarios. D20 (f y ¼ 500 MPa) rebars and transverse steel consisting of
HR12 (f y ¼ 500 MPa) stirrups at a 250-mm spacing. The stirrups
were doubled and the spacing was halved within the joint region.
Subassembly Development Shear resistance was primarily provided by the core concrete attrib-
uted to the axial load in the column. The stirrups were designed
considering the expected overstrength of the jointed/rocking
Construction Considerations
connection.
Special attention was given to potential construction issues. The Two 45-mm longitudinal PVC ducts spaced 200 mm apart were
beam and column elements were designed to be precast with lim- provided for the prestress system at the seismic beam vertical cen-
ited concrete placement required on-site. A cast in situ ‘closure trelines. Two 26.5-mm (MacAlloy, f y ¼ 1;100 MPa) thread-bars
pour’ was provided at one end of each beam. The other end provided prestress in the seismic direction utilizing a straight pro-
was considered to be a “dry-joint.” Hence: (1) the closure pour pro- file to ease congestion in the column and provide a more construct-
vides an access point for coupling the prestress thread-bars and the ible solution. The thread-bars in the gravity beam were draped to
damping devices; and (2) high performance concrete can be used in provide “load-balancing” for the gravity loading from the one-way
the high stress zone at the beam-end. The closure pour, thus, be- floor panels; hence, this thread-bar crosses the joint’s centreline at a
comes the primary focus for on-site erection. Within this region, the 30-mm eccentricity.
HF2V damper in each beam can be coupled to a threaded rod anch- A 300-mm cast in situ ‘wet’ joint was provided at the column
ored in the column, the prestress thread-bars would be coupled to connection end of each beam. The detailing strategy in the seismic
100
00 E S
00
100 96
00 00 N W
96
100 00
00 96
(a) (b)
A
A
5@100
5@100 HR12 @250
HR12 @250 4@200
4@200 4@100
4@100 400
400
2@100
2@100
(4) D20 LOW-STRENGTH
560
560
ROLLED THREADED
LONGITUDINAL
REINFORCING BARS
(4) D20 TM
REIDBAR
(REIDBARS ), TYP
HR12@250
3850
3850 300
300
HR12 @250
LONGITUDINAL, TYP
1625
1625
SECTIONAL
A-A VIEW
SECTIONAL VIEW
REIDBAR COUPLER
EAST EAST
SEISMIC BEAM
SEISMIC BEAM
B
B A
A
A-A
A-A
REIDBAR COUPLERNUT,
NUT, TYP
TYP
4@100 4@200 HR12 INCLINED POST-
4@100 4@200 HR12 @250
@250 5@100
5@100
180x75x20.9
180x75x20.9STEEL
STEEL TENSIONING DUCTS
CHANNEL,
CHANNEL,TYP
TYP (GRAVITY DIRECTION)
3200
26.5mm HIGH
3200
PRESTRESSING THREAD-
STRENGTH THREADED TENSIONING DUCTS
BARSROD
IN 45mm PVC,
PVC,TYP
2x4@100
IN 45mm TYP (SEISMIC DIRECTION)
2x4@100
560
(4) 18mm DIAMETER 300 3850
560
300 3850
SECTIONAL
B-B VIEW
SECTIONAL VIEW
THREADED
ANCHOR RODS TO
280
280
RODS FOR WEST SEISMIC
WEST SEISMIC BEAM
BEAM B-B
LOCATELE HF2V DAMPER
DAMPER, 18mm B-B
BB
CAST
CAST INSITU
INSITU WETJOINT
WET JOINT
4@100 4@200 HR12 @250 5@100
3@250
4@100 4@200 H R 12 @250 5@100 400
3@250
CENTERLINE ROD TO 400
CENTERLINE OF PRESTRESSING
BOTTOM OF BEAM
THREADBAR AT MIDPOINT:
TO BOTTOM OF
230
250
1015
230
250
1015
180mm
BEAM @AT
RADIUS = 16.5m
MIDPOINT:
560
560
4@100
4@100
100
100
300
300 3850
3850
GRAVITY BEAM
GRAVITY BEAM END ELEVATION 700
700
COLUMN
COLUMN
(c)
Fig. 1. Subassembly development and reinforcing detail: (a) prototype structure showing the location of subassembly [Reprinted with permission
from Solberg (2007)]; (b) photograph of the subassembly in experimental test apparatus; inset: Specimen Orientation (image by authors); (c) re-
inforcing details of the beams and column; Note that the column has horizontal posttensioning ducts in one direction and inclined ducts in the
orthogonal direction resulting from draped tendon profile in the gravity beam
direction is shown in Fig. 2(a). The joint was designed to accom- concept prevents the large compression forces at the rocking edge
modate 150 × 150 mm HF2V devices at midheight in the causing localized crushing of the concrete.
beam-end-zone in the seismic beams and at a 50-mm vertical offset The channels also serve as a means of mechanically developing
from midheight in the gravity beam. This offset prevents interfer- the longitudinal reinforcing, by providing cuts on the interior
ence between the damper anchor rods from the two orthogonal di- flange, whereby, the threaded longitudinal steel could be locked
rections in the column. The dampers are intended to be included in into the channel by using nuts. These nuts also provided a means
all beam-end-zones that connect to exterior columns. A 180-mm of ensuring the channel is flush with the column face during on-site
parallel flange channel was used top and bottom of the beams fabrication. Four 25 × 10 × 500-mm rods were welded in the cor-
to armor the contact surfaces and prevent crushing of the concrete ners of each flange to help stiffen the joint region and ensure rigid
at the rocking edge. The channel was provided to carry the concen- rocking behavior. Finally, four 1-m threaded rods were spaced at
trated load at the rocking edge and mechanically distribute this 100-mm centers to provide attachment and anchoring points for the
force through the reinforcing bars into the beam. This armoring HF2V devices.
Fig. 2. Joint region detailing: (a) closure pour region at beam-end-zone; (b) column detailing at the joint region
102
Predicted Response
The analytical prediction method assumes members remain elastic
and that once gap-opening of the beam-to-column joints occurs,
145 displacements can be determined from rigid-body kinematics. Tak-
ø48
ø30
Shaft Motion ing the internal moment arm (ePS , ediss ) from the rocking edge and
summing each contribution yields
X X
Endcap
M¼ M PS þ M diss ð3Þ
Lead Flow
Lead Filled where M PS = moment in the thread-bars (¼ PPS ePS ); and M diss =
Chamber moment in the dissipation device (¼ Pdiss ediss ). The force in the
(b)
thread-bars is then obtained from
400
APS E PS
HF2V Damper Force (kN)
(2008, 2009). A more detailed derivation of Eq. (8) can be found tional model of the specimen. Details of the development of the 3D
in either Li (2006) or Rodgers (2009). analytical model are given in Bradley et al. (2008). Elastoplastic
and bilinear elastic springs represent the dampers and prestress
at the joint, respectively. The natural period of the full structure
Experimental Setup was found to be 1.5 s.
To perform a Multi-Level Seismic Performance Assessment
The experimental test setup shown in Fig. 1(b) is closely similar to (MSPA), the earthquake records to be used must be preidentified.
that in Bradley et al. (2008). The column was pinned to the floor Dhakal et al. (2006) proposed a methodology on the basis of In-
using a universal joint. Additional pins were on stiff struts near cremental Dynamic Analysis (IDA), in which an IDA is conducted
the end of each beam. Actuators A and B were located at the using multiple earthquake ground motions and the IDA results are
top of the east and south face of the column, inducing displace- probabilistically processed to select records that give medium and
ments in the seismic (east-west) and gravity (north-south) high confidence at desired levels of seismic intensity. Performing
directions, respectively, as shown in Fig. 1(b). Actuator C was an IDA involves conducting nonlinear dynamic analyses of a com-
orthogonal to the side face of the gravity beam in-line with the grav- putational structural model subjected to a suite of earthquake
ity beam support strut and was used primarily to stabilize the speci- ground motion records scaled to different intensity measures
men. Rotary potentiometers were installed against the opposite face (IMs) (Vamvatsikos and Cornell 2002). For each analysis, an en-
of each actuator. An additional actuator at midheight of the gravity gineering demand parameter (EDP) is monitored, producing an
beam simulates the precast one-way floor panels with a constant IDA curve (i.e., a plot of IM versus EDP) for each earthquake
120 kN load spread over a 1.5 m timber block. record.
At one end of each prestress thread-bar anchor, load cells mea- A reliable computational model of the structure yields displace-
sure the forces in the thread-bars. Four 32-mm high-strength ment profiles at nodes of interest for use in physical testing. This
thread-bars along the longitudinal column axis were stressed to task required the identification of earthquakes likely to represent
500 kN for a 2000 kN total axial load (0:1f 0c Ag ), simulating gravity various levels of demand considering both rare and relatively fre-
forces. A total of 24 potentiometers measured localized displace- quent earthquakes. The procedure described by Dhakal et al. (2006)
ments. Within the joint, each coupler connecting the HF2V shaft to was adopted to define three key earthquake records representing
the threaded rod in the column was converted to a load cell con- multiple levels of seismic demand, by performing an IDA
sisting of eight strain gauges compensating for bending and tem- (Vamvatsikos and Cornell 2002) to identify the structural response
perature effects. Four strain gauges were placed on the top and from various earthquakes. Earthquakes representing percentile
bottom web of the beam armoring channels to detect any potential levels at various intensities can then be identified and used for
yielding upon gap-opening. subsequent analysis.
Assuming a firm soil site in Wellington, New Zealand (a high
seismic zone), three levels of demand were identified following
Test Methods Dhakal et al. (2006). These demand levels were: (1) a 90th percen-
tile design basis earthquake (DBE); (2) a 50th percentile maximum
Displacement-controlled uni- and bidirectional testing was per- considered earthquake (MCE); and (3) a 90th percentile MCE. The
formed. Both quasi-static testing using cyclic loading patterns DBE and MCE were defined as earthquakes with return periods of
and quasi-earthquake displacement (QED) tests (Dutta et al. 475 years (10% in 50 years) and 2475 years (2% in 50 years), re-
1999) using load patterns from computational simulation of the full spectively. For the site of interest, this corresponds to a peak ground
10-storey prototype structure were employed. The QED method is acceleration (PGA) of approximately 0.4 g for the DBE and 0.8 g
intended to produce realistic displacement demands representative for the MCE, on the basis of the seismic hazard model in Stirling
of an expected seismic response (Dhakal et al. 2006). et al. (2002). For each demand level, a performance level related to
serviceability and life-safety was defined. For the 90th percentile
Quasi-Static Displacement Profiles
DBE, it corresponds to a high level of confidence that the structure
Preliminary low drift level quasi-static tests were used to character- remains operational. After the MCE the structure is expected to be
ize the specimen for use in a computational model for the QED test repairable with a moderate level of confidence (50th percentile
(Solberg 2007). Owing to the damage-free nature of the specimen, MCE) and is not expected to collapse with a high level of confi-
it was possible to conduct preliminary tests (both uni- and bidirec- dence (90th percentile MCE).
tional) without damaging the specimen. Further quasi-static testing Earthquake records were selected from a suite of 20 recorded
was carried out following the QED testing regime, consisting of ground motions from the SAC project (Somerville et al. 1997).
uni-directional tests in each direction to a maximum drift of 3% The spectral acceleration (Sa ) at the fundamental period of the
100
LATERAL LOAD (kN)
LATERAL LOAD (kN)
50
50
0 0
-50
4%
-100 2%
-50
0%
-150
-2% -100
-200 -4%
-4% -2% 0% 2% 4%
-250 -150
-4% -3% -2% -1% 0% 1% 2% 3% 4% -4% -3% -2% -1% 0% 1% 2% 3% 4%
(a) DRIFT EW (b) DRIFT NS
Fig. 6. Uni-directional testing to 3 percent drift: Force-displacement response from experimental testing and the hand method prediction: (a) east-
west direction; (b) north-south direction; inset in (a) is the overall clover-leaf pattern resulting from the bidirectional loading
100
350
0
300 -100
-200
250
-300
200 -400
-100 -50 0 50 100 0 1 2 3 4 5 6 7 8
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(a) COLUMN TOP DISPLACEMENT (mm) (b) GAP OPENING AT COLUMN CENTRELINE (mm)
Fig. 7. Response of: (a) the prestress; (b) the in-service performance of the HF2V dampers in the east beam
east-west direction and is attributed to the increase in prestress fric- cracks, approximately 50-mm in length and less than 1-mm in
tion from the draped tendon profile. Differential friction forces re- width, were observed in the beam corners from the end of the chan-
sulting from reversed cyclic loading contribute to this effect. nel’s flange. They formed when this region was in compression
These frictional effects are evident in Fig. 7(a), which shows the from connection opening. Beyond 2% drift, some additional cracks
change in prestress force for a given column displacement. It is were observed but were minor. No cracks were observed around the
evident that friction between the duct and prestress thread-bars armoring in the column, nor were any diagonal shear cracks ob-
leads to some energy dissipation that is not considered in the origi- served across the joint. No crushing was observed around the steel
nal design. This effect is minimized in the east-west direction where armoring the column. Upon the completion of testing, a prestress
the straight ducts result in less tendon-duct friction. Fig. 7(b) shows loss of 4% per thread-bar in the east-west and north-south direction
the in-service response of the HF2V damper in the east beam. The occurred.
apparent in-service stiffness of the damper was reduced compared Results from bidirectional testing are given as individual east-
to the damper tests alone. It is very important to note that the dis- west and north-south direction plots in Fig. 6, with the bidirectional
placement in Fig. 7(b) is not directly measured but is, rather, an clover-leaf displacement-controlled loading pattern shown inset in
inferred displacement measured across the joint at the beam mid- Fig. 6(a). The specimen exhibited stable and highly dissipative hys-
height by a potentiometer attached to the column face. It, therefore, teresis loops over multiple cycles of different sizes with negligible
records the midheight gap-opening displacement and includes all stiffness or strength degradation. The bidirectional rocking caused
sources of flexibility from axial stretching of the connecting ele- some additional 50–100 mm minor crack propagation to the beams
ments to take-up in the threaded coupler nuts. Because of the em- near the joint interface. These cracks appeared when the specimen
bedded device design, direct in-service device displacements were was displaced concurrently in the east-west and north-south (diago-
unavailable. These additional sources of flexibility and slack re- nal) direction, resulting from significant force concentration at the
duced the contribution of the damper to the overall hysteretic per- rocking corner of the beams. Comparing the uni- and bidirectional
formance on smaller cycles. For example, the HF2V device should
hysteresis loops indicates that the specimen performed essentially
“yield” at approximately 1 mm of elongation but was not observed
the same as in uni-directional loading. Very minor strength loss
until ∼2:5 mm. The revised stiffness of the HF2V devices consid-
from the bidirectional testing is noticeable at the 3-percent drift
ering the added freedom in the connecting elements is ∼80 and
amplitude.
50 kN=mm for the gravity and east-west joints, respectively.
Fig. 8 shows the compression force in two of the dampers over
Although improved detailing of the damper connecting ele-
time, recorded after quasi-static testing to 3% drift. In the first 8 h,
ments will reduce the effects of added flexibility, these effects will
always be present and can have a notable influence on the damper 240
contributions to the overall subassembly response. The sources of 220 Damper - Seismic Beam
flexibility are not discussed here but are discussed in detail in 200 Damper - Gravity Beam
HF2V Damper Force (kN)
0 0 0
1% 1% 1%
DRIFT NS
DRIFT NS
DRIFT NS
0% 0% 0%
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STEP
STEP
400 400 400
0 0 0
1% 1% 1%
DRIFT EW
DRIFT EW
DRIFT EW
0% 0% 0%
STEP
STEP
Fig. 9. Quasi-earthquake displacement test results: (a) east-west direction results: (left) 90% DBE; (centre) 50% MCE; (right) 90% MCE; (b) north-
south direction results: (left) 90% DBE; (centre) 50% MCE; (right) 90% MCE