Академический Документы
Профессиональный Документы
Культура Документы
To cite this article: Terence Lee (1988) The evolution of water management in Latin America, International
Journal of Water Resources Development, 4:3, 160-168, DOI: 10.1080/07900628808722386
Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”)
contained in the publications on our platform. However, Taylor & Francis, our agents, and our
licensors make no representations or warranties whatsoever as to the accuracy, completeness, or
suitability for any purpose of the Content. Any opinions and views expressed in this publication are
the opinions and views of the authors, and are not the views of or endorsed by Taylor & Francis.
The accuracy of the Content should not be relied upon and should be independently verified with
primary sources of information. Taylor and Francis shall not be liable for any losses, actions, claims,
proceedings, demands, costs, expenses, damages, and other liabilities whatsoever or howsoever
caused arising directly or indirectly in connection with, in relation to or arising out of the use of the
Content.
This article may be used for research, teaching, and private study purposes. Any substantial
or systematic reproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or
distribution in any form to anyone is expressly forbidden. Terms & Conditions of access and use can
be found at http://www.tandfonline.com/page/terms-and-conditions
The evolution of water
management in Latin America
Terence Lee
This article examines the state of water management in Latin America within the
context of both its historical development and current practice. Emphasis is placed
on those factors which have inhibited the adoption of efficient management
practices. Suggestions are made for improvement in water management through
Downloaded by [University of Cambridge] at 09:23 01 January 2015
In the quest for growth, for higher levels of income Morever, there is criticism that in many water
and improved standards of living, the peoples of control projects heavy costs have been incurred at
Latin America have given considerable attention to the expense of alternative environmental opportuni-
the harnessing of the water resource. Since 1945, for ties, costs not justified by the benefits really being
example, the volume of water held in reservoirs, a obtained. The perception of the environmental
useful if imprecise index, has increased more than quality-development paradigm is very different in
twentyfold (ECLAC, 1985). Similar growth has Latin America from that commonly found in Europe
occurred in the area of land under irrigation, in the and North America (Gómez-Pompa, 1983). Such
generation of hydroelectricity and in the supply of criticism is not new, but took on renewed force with
water to population and industry. In general, the the advent of recession in most countries in the early
regulation and control of river flows has increased to 1980s.
such an extent that now even the largest river Outside the confines of water management, in the
systems are subject to considerable modification of discussion of policies to overcome the currently
their natural regimes. unfavourable economic situation much emphasis is
After such a major expansion in the effort to being placed on the need to increase the effective-
benefit from the large natural endowment in water ness of the management of, and the rate of return
of the region, a stocktaking has begun, in most from, investments already made, particularly public
countries, of the effectiveness of the management of sector investments. Public sector investment and the
the systems that have been built. There is a concern role of government in the economy have grown until
that the gains anticipated from this investment have very recently in most Latin American countries
not been realized to the extent originally proposed (Figure 1). Investments in the control and regulation
and expected. This is to say, water systems are not of river flows have expanded parallel to, and as part
efficient in the sense that, from the viewpoint of of, the general expansion of the public sector.
society as a whole, the use of water is not such as to Investments in water-related projects have formed a
maximize present net benefits. large proportion of total public investment. The
crisis perceived in public sector management is
therefore of considerable relevance to the manage-
Terence R. Lee is with the United Nations Economic
Commission for Latin America and the Caribbean, ment of the water resource. Equally, the size of
Santiago, Chile. water-related investment means that improvement
in the performance of water-related projects could
This paper is based on a recent study undertaken by the Economic have an important impact on the performance of the
Commission for Latin America and the Caribbean with support
from the Federal Republic of Germany. public sector as a whole.
Nicaragua
most recent are shown in Figure 2, but the
Chile
inheritance from earlier periods cannot be ignored if
Mexico
the present situation is to be seen in perspective.
Venezuela
Social control of the use of the water resource in
Costa Rica fff Latin America considerably predates the arrival of
Uruguay ffff European colonizers in the 15th century. The
Argentina
control of water use in pre-Columbian societies was
Brazil
a significant public activity which formed a fun-
damental part of the instutional structure of these
Haiti societies. The Spanish colonizers gave importance to
El Salvador ^ffffffffff* the social control of water use, but replaced
Dominican Rep. pre-Columbian norms with methods brought from
Ecuador 1972 Spain based on the Roman and Moorish traditions.
Guatemala 1983
The idea of water management is far from new,
Paraguay therefore, in many parts of the region. There exist
Bolivia traditions of social control of the water resource
Downloaded by [University of Cambridge] at 09:23 01 January 2015
began with the consolidation of institutions and the althought the founding of the Departamento Gener-
adoption of formal constitutions following independ- al de Irrigacion, in Mendoza, was the final act in a
ence. These constitutions did not, of themselves, process which began much earlier.
give institutional form to modern notions of water Neither institution was originally intended to be
management, but they did give consideration to responsible for water management in the modern
jurisdiction over the water resource and, therefore, sense, but both were water institutions marked from
lay the foundation. One early example is the the beginning by the application of scientific and
Argentinian constitution of 1853 in which it was technological knowledge in their work. The original
established that the right of dominion over water objectives and functions of both institutions were
belonged to the provinces with the exceptions of limited to specific aspects of the use of water.
interprovincial river navigation and transport, the The founding of these two institutions, if marking
use of water in mines and the definition of the legal a new stage in the history of water management in
nature of water under the Civil Code. The provinces Latin America, was not a harbinger of any
were provided, therefore, with ample powers within regionwide change in water management practice.
which water management institutions could be In general, specific water resource institutions were
developed. However, only one province, Mendoza, not founded until 30 years later when the influence
Downloaded by [University of Cambridge] at 09:23 01 January 2015
took early advantage of this circumstance (Lopez, of multilateral and international instututions began
1975). In contrast with Argentina, in Mexico the to be important. Emphasis, even then, was placed
constitution of 1917 gave dominion over all water on the formation of institutions to develop and
resources to the federal government, leaving to the administer specific water uses, particularly the
provinces the right to legislate over only those water generation of hydroelectricity and water supply,
resources not defined as pertaining to the federal rather than on institutions with more comprehensive
government (Lopez, 1975). In the early water laws, objectives for the development of the resource.
both in the case of the unitary states such as Chile,
Peru and Bolivia, as well as in the federal states, a
clear distinction was made between public and The institutionalization of water
private rights, a distinction inherited from the management
original Spanish and Portuguese legislation and Until the 1920s in Latin America water resource
reinforced by the promulgation of civil codes institutions were typically local and restricted in
drawing heavily on the Napoleonic Code (Lopez, function. The most common examples are the
1975). Only in Brazil was the principal of riparian municipal water supply company, the association of
rights followed. The 1917 Mexican constitution water users using the same water course as a source
created another exception, allocating significant of irrigation, and, by the end of the 19th century, the
rights to the ejido, the particular agricultural private hydroelectric power company. In the 1920s
property form established in Mexico after the these local institutions, whether municipal or pri-
revolution. Despite these variations, the constitu- vate, began to be supplemented or supplanted by
tions of the independent countries of Latin America public institutions with wider geographic, often
establish a clear right of public intervention in the national, responsibilities.
management of the water resource. An early example can be seen in the Comision
The constitutional establishment of the right of Nacional de Irrigacion of Mexico, founded in 1926
public intervention in the 19th century was not and charged with the construction of large-scale
immediately followed by the formation of institu- irrigation works and the related large dams. Ten
tions specifically charged with water management. years later the Comision Federal de Electricidad was
Such institutions are, in general, of much more established to undertake the construction of large
recent origin. Two institutions can be identified, generating plants. These two institutions remained
however, as marking early significant steps in the the dominant water institutions until the late 1940s
evolution of water management in the region and laid the foundation for the emergence of a
although not specifically acting as models for the tradition of public water administration at the
region as a whole. These institutions are the federal level of government in Mexico.
Inspetoria de Obras Contra as Secas, the forerunner In most countries of the region, and for most uses,
of the Departamento Nacional de Obras Contra as the consolidation of single-purpose water manage-
Secas (DNOCS) of Brazil and the Departamento ment institutions is a much more recent phenome-
General di Irrigacion (DGI) of the province of non. In Argentina, for example, the founding of
Mendoza, Argentina. The founding of both institu- national agencies responsible for water resources did
tions dates from the beginning of this century not occur until the later 1940s. In other countries the
formation of national institutions was not consoli- influence of the newly founded international finan-
dated until the 1960s. cial and development institutions the governments
The process of forming national single-purpose of the countries of Latin America began to use
institutions was not completed before other influ- public investments in water projects as means of
ences in the organization of water management were achieving economic development. Not surprisingly,
felt and the nature of the emerging institutionality the new view of the place of water projects in
changed. For example, in Argentina the consolida- government and the adoption of a much larger role
tion of federal single-purpose institutions was for government in the different national economies
reversed as a strong decentralization policy was led to changes in the perception of the nature of the
adopted, transferring responsibility back to the institutions required for the administration of water
provinces. As a result, single-purpose provincial resource development projects.
institutions now dominate water management in The first specifically designated water manage-
Argentina. In other countries, however, the process ment institution founded at the national level was
of forming single-purpose national institutions still the Mexican Secretaria de Recursos Hidraulicas
continues, for example in Brazil, although in some (SRH), founded in 1948. The SRH had from its
cases it accompanies the- introduction of other initiation very wide competence over the water
Downloaded by [University of Cambridge] at 09:23 01 January 2015
modalities of water management. resource, having responsibility for all water uses,
Foreign influences over water management be- with the exception of the generation of hydroelec-
came significant to the evolution of policy with the tricity, and possessing authority for the planning of
re-establishment, on a very different scale, of the the use of water, the operation of water resource
international and regional financial and develop- systems and the concession of water rights or
ment agencies following the Second World War. The licences for the whole of Mexico. Many other
activities of these agencies began to reach a countries have created similar institutions, but the
significant scale and level of influence by the early SRH has remained the most powerful of all the
1950s and accompanied a new stage in the develop- water management institutions in the region. Its
ment of water management in Latin America. political pre-eminence has not been emulated in
other countries, not even in those with the most
centralized unitary governments. The absence of
Water management as a means for achieving similar institutions in other countries of the region
economic growth serves to underline the special nature of institutional
If there is one point on which the countries of Latin developments in Mexico. Only Cuba, again a very
America can be seen to have reached some special case, has created such a centralized agency,
agreement, it is in the use of water management as a but with a lesser area of competence than the SRH.
tool to achieve economic development and the need, In most countries the tendency to form special
therefore, for formal institutional systems for water institutions charged with the management of specific
within the public sector. Water resource projects tasks continued. Some of these, following the model
have played a prominent role in efforts to increase of the Tennessee Valley Authority, were established
productivity, either directly through irrigation or as river basin authorities. Early examples include the
indirectly through the generation of hydroelectricity. Comisfon de Santiago Lerma-Chapala in Mexico, set
It has been this need which has led to the up in 1950, and the Superintendencia del Valle de
establishment of technically competent use-oriented Sao Francisco in Brazil, founded in 1948. The
institutions. The institutional structures which have majority, however, were charged with the manage-
been built up in the attempt to achieve technical ment of a specific use, such as irrigation or water
competence show considerable variation among the supply, for the whole country or for a particular
countries of the region. Some variation can be region.
expected in a region which includes countries as During the two decades after 1950, following the
disparate as Belize and Brazil. The differences, in models advanced by the international agencies,
part, can be ascribed to variations in the scale and centralized single-purpose institutions were consoli-
complexity of the water management problem. Part dated throughout the region with responsibility for
of the explanation lies in the variations to be specific water uses: hydroelectricity, irrigation and
anticipated between federal and unitary states. Part drinking water supply and sanitation. Other institu-
must be ascribed, however, to the eclectic adoption tions were created with responsibility for water
of foreign influences in the formation of national resource assessment, water quality and, perhaps,
systems of public institutions. some form of coordination device. The rate of
After the end of the Second World War, under the institutional change and development among coun-
tries was unequal and some went further in the can be expected to control directly from external
adoption of these new institutional arrangements happenings, whether natural events or changes in
than others. In some countries, most notably the general economic and social climate.
Colombia, river agencies have been adopted as a
management form, but with limited powers or for External factors
very special situations. The most important external factors which have
There are few, if any, genuine examples of been observed to affect the management of water
institutions possessing a multipurpose viewpoint or systems are the overall nature and stability of
an interest in the resource itself, rather than in the government policies, above all economic policies
use to which it may be put. This is not surprising in influencing the use of water, especially in irrigation,
societies where the prime social goal remains the instability in administrative structures, and natural
raising of productivity. It is the force of this reality events such as droughts and floods. Obviously, the
which has prevented the foreign ideas of resource- relative importance of each of these factors varies
oriented and multipurpose management, brought in among water systems, but the influence of all of
through the activities of the international agencies, those enumerated is probably felt in all water
having more than very limited influence. This systems in the region.
Downloaded by [University of Cambridge] at 09:23 01 January 2015
(i) irrigation in the province of Mendoza, Argen- remain to be resolved and that there remains much
tina; room for improvement in management practices.
(ii) water management and regional development
in the Rio Bogota valley, Colombia;
The state of water management
(iii) the Tinajones irrigation project, Lambay-
eque, Peru; There is no evidence that there is a crisis in water
(iv) water management in the valley of the Rio resource administration in Latin America. Water
Limari. resource administration has made and continues to
make progress. The present state of water manage-
The outstanding characteristics of the management ment is far from optimal, however, and many issues
of these systems can be described as follows: inherent in water system operation are being poorly
(i) vagueness in the decision-making system, handled, even ignored, in the standard running of
commonly resulting in excessive slowness in the systems. This is commonly the situation, for
reacting to management issues; example, in respect to the maintenance of infrastruc-
(ii) reductionism, or a tendency to reduce the ture, but other aspects of system operation and
definition of the water management system to management are as seriously disregarded.
Downloaded by [University of Cambridge] at 09:23 01 January 2015
the construction of physical water control and It must be recognized, as has been observed, that
distribution works; many factors which impinge on operations are
(iii) a preoccupation with the solution of immedi- external to any reasonable definition of the area of
ate, short-run and local issues at the cost of a direct responsibility of water system management.
longer view of operational and economic At the same time the impact of many of these
efficiency; 'external factors' can be mitigated or magnified by
(iv) the adoption of a generally passive manage- management action. Only too often management
ment style; actions, or the lack of them, have magnified rather
(v) the maintenance of inappropriate or obsolete than reduced the influence of unfavourable external
management structures and practices; conditions.
(vi) a need to fully consider, particularly in Water system managers, for example, cannot be
irrigation projects, that water systems are expected to have any significant influence over
important social institutions as well as pro- economic policies which result in the extremely high
ductive enterprises; rates of inflation characteristic of the last 25 years in
(vii) the absence of internal dynamism in the many countries of the region. Management may be
management systems. no more responsible for inflation than it is for wet or
dry years, but it has a responsibility to protect the
Clearly, this set of observations does not cover all water system from negative external impacts. Too
aspects of the issues normally considered to be often, however, water managers remain passive in
currently facing water management in Latin Amer- respect of the impact of inflation on revenues and
ica. The cases studies were chosen and the operations. In the face of the threats posed by
evaluations were structured, however, so as to external forces to the effective operation of the
emphasize the characteristics of management prac- water system, the passive attitude has very often
tice, not the efficiency of the use of resources, or the been one of the serious lapses of management which
impact of management actions on the environment, has brought in its train considerable difficulties for
etc. system operation. In particular, inflation not only
Despite the use of a negative turn of phrase in reduces financial planning to a theoretical exercise,
defining the issues, the case studies showed many but can reduce operations to little more than
examples of good management. Neither is it attempting to maintain salaries as inflation destroys
intended to negate the benefits that have been the value of revenues.
gained from water systems. The history of the The combination of such a passive attitude with
development of water systems in Latin America other characteristics of management widens the
shows large areas of successful achievement. The impact of any particular decision. The results are
very existence of management water systems is, never restricted to the immediate negative effects on
itself, an eloquent testimony of what has been operations, but always have repercussions of a more
achieved and in each case there is ample evidence of general significance for the authority and repute of
the economic and other benefits generated by the the management institutions.
operation of the system. Equally, however, there is Even accepting that there are factors over which
ample evidence that many issues of management water managers have no direct control does not
mean management should be passive towards them. The observed difference of performance among
It appears to be true that the managements of water water systems seems to be due, not to organizational
systems are rarely passive in response to the impact structure, but to the dynamism with which the
of natural events on water systems, although the management institutions operate. In general,
damage caused is not always repaired. Equally, however, the management institutions in the case
management cannot be passive in the face of studies do not demonstrate a dynamic style of
indifferent or short-sighted policies and decisions of management. Water management may not be in
government. crisis, but some means must be sought by which the
Putting to one side the influences on optimal management can be made systematically more
water system operation arising from 'external dynamic, more susceptible to change and more
factors', there still remain many other important interested in the issues that challenge management,
characteristics of mangement which are clearly such as sustainability, productivity and user par-
internal even to the most reduced definition of water ticipation. This is undoubtedly the major challenge
management. In both the making of decisions and in presently facing water management in Latin
their implementation, the institutions of the sector America.
have not always acted effectively or responded well
to the opportunities available. Again, this suggests a
Downloaded by [University of Cambridge] at 09:23 01 January 2015
management as the basis for water management be trained in management situations normally
policy. It is not surprising, therefore, that the case encountered in the region from continual adjust-
study findings raise doubts as to the immediate ment in the methods of operation to changing
benefits to water management of the adoption of circumstances, although users often respond more
either a systems approach or the river basin as the rapidly to change than system management. One of
basic organization unit. Without coincidence in the the major characteristics of existing water manage-
definition of boundaries, the system cannot be ment is just such resistance to the recognition of the
defined. Moreover, in water resources management need for continual adjustment of administrative
in particular, it hampers system definition if the methods.
limits do not respect hydrologic boundaries. There is an obvious need to improve manage-
It is not suggested that the adoption of a systems ment. Currently the management of water systems,
approach as the basic concept underlying water whether responsible for the resource or its use, is too
management policy is seen as a panacea which would often failing society. If organizational reform is not
resolve all problems. The question raised is whether the solution, then we must look elsewhere. More
the advice to apply such an approach is a logical attention could be given to the quality of manage-
response to the contemporary, issues facing water ment (Motta, 1983). In particular, more attention
Downloaded by [University of Cambridge] at 09:23 01 January 2015
management in Latin America. As a guide for the could be given to the relation between good
direction in which to direct efforts to achieve reform, management and the preparation and training of
the integrated river basin management model, of managers.
which the systems approach is a part, is of
unquestionable utility. Its application other than as a
general guide, however, does not seem possible as Raising the quality of management
yet. The basic conclusion reached in this exploration of
Moreover, the confusion that reigns in the matter the issues confronting the exercise of water manage-
of the definition of the subject matter of water ment in Latin America is the need to improve the
management raises further doubts as to the possibil- quality of management. Among all the problems and
ity of obtaining improvement in management difficulties in the general review of the evolution of
through a systems approach. There is a tendency in management, it is the question of obtaining and
the region, amply illustrated in the case studies, to maintaining the quality of management which
confuse water management, in the sense of the appears to be the most elusive. It has been even
integrated management of all uses of the resource, more difficult to achieve than the perennial cause for
and the management of the uses of water. The clear lament, sufficient financial resources.
separation of interests and understanding of the This conclusion is reached, not because every
difference between water management and the other kind of reform and innovation has been
management of individual uses is a necessary already applied in one water system or another, but
prerequisite to the understanding of the problematic because good management appears to be a broad-
of water management. ranging solution to many of the current inefficien-
A similar conclusion can be reached on the cies. It is recognized that good management is
possibility of the introduction of the river basin as perhaps more easily obtained if there are sufficient
the basic organizational unit for water management. resources to support management and if there is an
The countries of Latin America, with a few encouraging external environment. Nevertheless
exceptions, are highly centralized and the use of the there is ample evidence that good management,
river basin unit to organize water management even in the face of resource restrictions and an
would require almost a revolutionary change within unfavourable external environment, can produce
the organization of government. The imposition of efficient use of the water resource and that poor
the river basin unit has not worked where it has been management can dissipate the advantages of even
attempted, with the possible exception of Colombia. the most favourable circumstances.
Even in Colombia the reality falls short of the The challenge that is raised, if it is accepted that
model. there is a need for improvement in the quality of
In respect of other possible organizational management, is how to achieve such improvement.
changes, it has already been argued that there is no How can good-quality management be institutional-
evidence to support any one form over another. This ized? In some ways it is possible that this can never
is not to suggest that in any particular case benefit be done. There would seem to be little doubt,
might not result from reform of the prevailing however, that improvement could be made on the
organization or methods of work. There is much to situation prevailing in most of the countries of the
institutions, whether public or private, was the most America, Westview Press, Boulder, CO.
important need in water management in Latin Lopez, Joaquín (1975). 'El Derecho y la Administraci6n
America identified in the study on which this paper de Aguas', in Iberoamerica, International Conference
is based. The creation of a training system will on Global Water Law Systems, Valencia.
require not only considerable national efforts but an Motta, Paulo Roberto (1983). 'The Incompatibility of
expansion of the existing international activities in Good Planning and Bad Management: Implementation
Problems in Development Administration', in Alfred
this field. At the same time there is a need to study H. Saulniers (ed), The Public Sector in Latin America,
the demand for different types of management Institute of Latin American Studies, The University of
training and to compare this demand with the Texas at Austin, pp 49-60.
existing course offerings. By this means it should be United Nations (1958). Integrated River Basin Develop-
possible to identify the needs to adjust or expand the ment, UN, New York.
supply and also to evaluate the potential for
international action.