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50011-3270, USA
d Department of Food Science and Human Nutrition, Iowa State University, 3397 Food Sciences 536 Farm House Ln,
a r t i c l e i n f o a b s t r a c t
Article history: Expelling and hexane extraction are two typical processes for soybean oil production used
Received 28 July 2017 in industry. The main issues for these two processes are the low efficiency and hazardous
Received in revised form 22 chemical problems respectively. Enzyme assisted aqueous extraction process (EAEP) was
December 2017 proposed to increase the efficiency without using organic solvent, which is replaced by
Accepted 3 January 2018 water. The environmental impact analysis of these three processes are based on their
Available online 3 February 2018 mass flows, energy consumption and global warming potential. For mass flows, the envi-
ronmental impact indices were calculated based on material flow of input and output
Keywords: components. Energy consumption was used to evaluate the carbon dioxide, other green-
Environmental impact house gas (GHG), and criteria pollutants emissions by GREET models. According to our
GHG emissions results, hexane extraction has the highest environmental impact due to the application
Criteria pollutants of organic solvent. Expelling has the highest GHG and criteria pollutants emissions because
Expelling of the high energy requirement for heat pressing processes. EAEP has similar environmental
Hexane extraction impacts to the expelling process, but it also lowers GHG and criteria pollutants emissions.
Enzyme assisted aqueous extraction EAEP has the potential to be a green process adopted by industry although a high energy
process (EAEP) intense pretreatment to produce finer soybean flakes for increasing oil recovery is still a
challenge.
© 2018 Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
∗
Corresponding author.
E-mail addresses: minghsun@iastate.edu (M.-H. Cheng), jasreen@iastate.edu (J.J.K. Sekhon), karosent@iastate.edu (K.A. Rosentrater),
tongwang@iastate.edu (T. Wang), stjung@calpoly.edu (S. Jung), ljohnson@iastate.edu (L.A. Johnson).
https://doi.org/10.1016/j.fbp.2018.01.001
0960-3085/© 2018 Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
Food and Bioproducts Processing 1 0 8 ( 2 0 1 8 ) 58–68 59
1. Introduction transportation sector, the soybean oil has been regarded as a critical
resource for biodiesel production. Therefore, the GHG and air pollu-
The US is the largest soybean producer in the world; around 34% of tants emissions of soybean oil production can be extracted from the
soybean production takes place in the US (Soystats, 2016). Due to its soy-based biodiesel GREET model. However, there were few studies
high oil content (Bernardini, 1983), soybean is the main oilseed used in mainly focused on soybean oil production, especially comparing dif-
edible oil production. In industry, the mechanical pressing-expelling, ferent processes and the alternative extraction methodology.
and hexane extraction are two typically used processes. However, lower This study mainly focuses on the comparison among these three
oil recovery from expelling, and safety and environmental issues (Li extraction processes. The EIA is divided into two sections including
et al., 2004; Oliveira et al., 2013) resulted from hexane extraction are environmental impacts derived from material flows of the process
the main flaws in the soybean oil industry. For improving the oil yield and the GHG and air pollutants emissions from the oil extraction pro-
and mitigating the safety and environment related problems caused by cesses. The environmental impacts will be quantified based on material
expelling and hexane extraction, the enzyme assisted aqueous extrac- balance of the whole process, especially from input and output com-
tion process (EAEP) has been developed and might be a proper method ponents. The total energy consumption, heating agent, and mass flow
for industrial application (Rosenthal et al., 1996). were used to build up an oil extraction pathway via the GREET model.
Before pressing and extraction in mechanical expelling process, a The GHG and criteria air pollutants emissions were investigated by the
series of pretreatment including cleaning, cracking, dehulling, and con- GREET model. According to these criteria, the environmental feasibility
ditioning is required (Fig. 1). These treatments are mainly used to clean of these three processes could be obtained and compared.
crops and reduce particle size to increase the oil recovery (Lamsal et al.,
2006). During the extraction step (Fig. 1), heat and pressure are applied 2. Materials and methods
in the expelling process to denature the oleosins and to break the struc-
ture of oil body to release oil. The solubility of hexane and oil is the
2.1. Boundary definition
principle for the solvent extraction to extract oil from crushed soy-
bean, and the desolvenization is applied to recover free oil and soybean
The assessment boundary of soybean oil extraction includes
meal. Further degumming and refining processes are needed for both
expelling and hexane extraction to remove phospholipids and other
oilseed pretreatment, extracting processes, oil degumming,
impurities. and coproducts handling. The transportation, however, was
As to aqueous extraction (Fig. 1), contrary to solvent hexane extrac- not considered (Fig. 2). Additionally, the land use and the
tion, water is used as the solvent and the insolubility of water oil is generations of primary energies were not considered in this
applied. During the process, the oil in water emulsion is formed. Con- EIA. Steam (assumed to be produced by the natural gas boiler
sequently, the demulsification is conducted to separate the oil from the within the plant) and natural gas were used as the primary
emulsion. The protein is extracted and dissolved in the aqueous frac- source of heat energy. Therefore, the whole boundary can
tion as well, therefore the further degumming process can be exempted be defined as the operation within the plant as well. Also,
(Johnson and Lucas, 1983; Jung et al., 2009; Sekhon et al., 2015). Thus,
these three oil extraction processes are investigated under
the safety and environmental related problems derived from chemical
pilot scale operations, which are 23.3, 31.5, and 15.4 million ton
usages can be avoided. Additionally, this leads to a higher oil recovery
of annual soybean oil production from the expelling process,
than the mechanical expelling process.
In addition to technical improvement and feasibility, the environ- hexane extraction, and EAEP respectively.
mental sustainability is another critical factor to evaluate the feasibility
of the process. As to oil extraction, electricity is the main energy used in 2.2. Environmental impact
facility operations; steam is the heating resource which is mainly gen-
erated from a natural gas boiler built in the plant (Li et al., 2006). Besides Material flow is the basic factor for evaluating the environmen-
energy consumption of the operation, the fossil-derived chemical addi- tal impact. The mass flow is separated into input and output
tion is another critical issue for environmental impact evaluation,
components. The data of the expelling process and hexane
especially for hexane extraction. For EAEP, water is used as the sol-
extraction were collected according to the research from Haas
vent which could mitigate the environmental impact when compared
et al. (2006), Cheng (2017), and Cheng and Rosentrater (2017);
to solvent extraction. However, the demulsification has been regarded
as a critical step for oil recovery in aqueous extraction due to its high and, the EAEP was evaluated based on de Moura’s research
energy requirement, especially on physical (Hagenmaier et al., 1972; (2011). The mass flow of input components, output compo-
Harada and Yokomizi, 2000; McClements, 2005) and chemical methods nents, and the main product are shown in Table 1 and they are
(Menon and Wasan, 1985). the basis for the further environmental indices calculations.
Based on the characteristic of different extraction processes, the
environmental impact assessment (EIA) has been used to investigate 2.2.1. Component classification
the potential environmental impact resulted from the process. The
For input and output components, there are four impact
mass balance, mass flow, and energy consumption are the main objec-
groups for each component individually including the mate-
tives used to evaluate the energy efficiency, greenhouse gas (GHG)
rial property, potential thermal risk, and toxicity. Also, there
and pollutants emissions from the processes (Salomone and Ioppolo,
2012). Heinzle et al. (1998) proposed the quantifying approach to eval-
are several categories which are assigned to each impact group
uate the environmental impacts derived from chemical processing (Heinzle et al., 2006). The hierarchical diagram of EIA is shown
by calculating all input and output components. Also, the Organiza- in Fig. 3.
tion for Economic Co-operating and Development (OECD) proposed As the hierarchy of environmental components shows,
the environmental indicator to assess the sustainability of industrial groups and categories are built and the impact categories
processing in 2001. are allocated into three classifications (A, B and C) based on
There are many computation models which can be used for GHG the level of potential risk and toxicity of a component in the
and air pollutant emission estimation such as Aspen Plus (Morais process (Table 2). The highest class in the referred impact cat-
et al., 2010) and Simapro (Kiwjaroun et al., 2009). The GREET model
egories defines the classification of the impact category for
(the greenhouse gases, regulated emissions, and energy use in trans-
each impact group.
portation model, Argonne National Laboratory) was introduced to
In impact category classification, critical chemical and
evaluate the GHG and criteria air pollutants emissions. Although the
GREET model has the restriction for only investigating biofuels used in complexity are evaluated based on Ullmann’s Encyclopedia
of Industrial Chemistry (Ullmann, 1985); thermal risk and
60 Food and Bioproducts Processing 1 0 8 ( 2 0 1 8 ) 58–68
Fig. 1 – Expelling, solvent, and enzyme assisted aqueous processes of soybean oil extraction.
acute toxicity are referred to the study of Budavaris et al. CH-poison classification, German water hazard class (WGK),
(1989). And these categories are also evaluated according to emergency response planning guideline (ERGP) and immedi-
R-phrase, EU classification, standard system for the identi- ately dangerous to life or health value (IDLH) established by US
fication of the hazards of materials for emergency respond National Institute for Occupational Safety and Health (NIOSH).
established by National Fire Protection Association (NFPA),
Food and Bioproducts Processing 1 0 8 ( 2 0 1 8 ) 58–68 61
j
EFmulti = Gj (3)
Additionally, the air and water/soil impact groups are eval-
1
uated based on their eutrophication potential and organic
carbon pollution potential (Heijungs et al., 1992; Derwent et al.,
G1 + G2 + G3 + G4
1998; UNEP, 2000; Houghton et al., 2001). EFmv = (4)
j
Raw material availability Fossil derived, exhaustion Fossil derived, exhaustion with 30–100 Exclusively renewable or long-term
with 30 years years supply
Critical material used Heavy metal, AOX, PCB Involved in sub-stoichiometric amounts No critical components involved
used or produced in
stoichiometric amounts
Complexity of process >10 stages 3–10 stages <3 stages
Thermal risk R 1–4, 9, 12, 15–17, 44; EU: R 5–8, 10, 11, 14, 18, 19, 30; EU: F, O; NFPA NFPA F + R: 0, 1
F+ , E; NFPA F + R: 3, 4. F + R: 2
Acute toxicity EU: T+ ; R 26–28, 32; EU: T, Xn , Xi , C; R 20–25, 29, 31, 34–39, CH-poison class: 5; NFPA H: 0, 1; WGK
CH-poison class: 1, 2; NFPA 41–43, 65–67; CH-poison class: 3, 4; NFPA 1; ERPG: >1000 mg/m3 ; IDLH:
H:4; WGK 3; ERPG: H: 2, 3; WGK 2, ERPG: 100–1000 mg/m3 ; >1000 mg/m3
<100 mg/m3 ; IDLH: IDLH: 100–1000 mg/m3
<100 mg/m3
Chronic toxicity MAK: <1 mg/m3 ; IARC: 1, MAK: 1–10 mg/m3 ; IARC: 2B, 3; R 33, 40, 62, MAK: >10 mg/m3 ; IARC: 4; CH-poison
2A; R 45–49, 60–61, 64 63; EU: T, T+ , Xn ; CH-poison class: 1, 2 class: 3, 4, 5
Ecotoxicity EU: N; R 50; WGK 3 R 51–58; WGK 2 WGK 1 or no water hazard
GWP >20 <20 N/A
ODP >0.5 <0.5 N/A
AP >0.5 <0.5 N/A
POCP >30 or NOx 2–30 <2 or no effect
Odor Threshold <300 mg/m3 Threshold >300 mg/m3
EP N-content >0.2 or P-content N-content <0.2 and P-content <0.05 No N and P
>0.05
OCPP ThOD >0.2 g O2 /g substrate ThOD <0.2 g O2 /g substrate or no
organic compound
GWP: global warming potential; ODP: ozone depletion potential; AP: acidification potential; POCP: photochemical ozone creation potential; EP:
eutrophication potential; OCPP: organic carbon pollution potential.
Table 3 – Energy requirements for 1 kg soybean oil Table 4 – Classification of impact groups and categories
production. for input components.
Processes Steam (ton) Electricity (kwh) Impact group Impact category Expelling Hexane EAEP
Fig. 11 – GHG and criteria pollutants emissions of soybean oil extraction processes. (a) GHG emissions; (b) criteria pollutants
emissions.
ical step to remove residual hexane from the soybean oil and GHG includes CO2 , CH4 , and N2 O mainly and they are
meal. emitted via burning fossil fuels. Additionally, agricultural and
These results also reflect that the expelling process has industrial activities can emit GHG, especially CH4 and N2 O
the lower energy efficiency and the solvent extraction needs from burning biomass and municipal solid wastes, landfills,
more energy for post-handling indicating the requirement for and fertilizer handling (EPA, 2014). Besides GHG emissions,
desolvenization. On the contrary, EAEP has the lowest elec- other criteria pollutants, which result in global warming
tricity consumption in the post-handling because it is able to effects indirectly, such as CO and NOx . Moreover, SOx , particu-
separate oil and protein simultaneously and there is no meal late matters (PM10 , PM2.5 ), volatile organic compounds (VOC),
production during the process. precursor organic compounds (POC), and black carbon (BC)
generated from the combustion of fossil fuel for electricity
generation and industrial activities could cause impacts to
3.3.2. GHG emissions
human health.
According to the primary energy consumptions of these three
From the results, CO2 is the major GHG emission fol-
oil extraction processes, the GHG emission was evaluated
lowed by CH4 . SOx and is the main criteria air pollutant
based on 1 kg of soybean oil production by the GREET model
emitted from the soybean oil extraction. In this study, Iowa’s
and the results are shown in Fig. 11.
Food and Bioproducts Processing 1 0 8 ( 2 0 1 8 ) 58–68 67
electricity generation mix was applied, and around 58% of bean flakes to improve oil recovery. Conclusively, EAEP has the
electricity is generated from fossil fuels (about 53% from burn- potential to be a green process because it could have lower
ing coal). Therefore, CO2 , CH4 , and SOx take the major GHG and environmental impacts than hexane extraction and reduce
pollutants emissions. total energy consumption leading to the lower GHG and crite-
Among these three oil extraction processes, the hexane ria pollutants emissions than the expelling process. Yet, there
extraction has the lowest GHG emissions about 0.31 kg CO2 is still a challenge for EAEP to lower energy requirements in
and 0.47 g CH4 emitted per 1 kg of soybean oil production pretreatment to be a cleaner and more eco-friendly process.
(Fig. 11a). This also indicates that the hexane extraction is
the most energy efficient approach for oil extraction although
large amounts of steam are required for desolvenization. Acknowledgements
Therefore, that could be the reason to explain why the solvent
extraction is the most common method used in industry. The authors would like to thank USDA-NIFA for providing
For the expelling process, the intense energy required for funding for this project. They would also like to thank Iowa
the pressing is the main reason to have the highest GHG State University for use of facilities and equipment.
emissions (3.52 kg CO2 and 5.27 g CH4 per 1 kg of soybean oil
production). Additionally, the results reflect that the expelling
has lower oil recovery than solvent extraction, and that is the
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