Академический Документы
Профессиональный Документы
Культура Документы
Japan
Canada • Corporate
• Toronto Stock Governance
Exchange Committee Forum of Japan
• Canadian Securities • J-SOX
Committee
• Allen committee Australia/New Zeal
Report • AS/NZS
• COCO 4360:2004
US • Stock Exchange
• Business Round Table Listing
• NYSE listing • New Accounting
Requirements Standards
• Blue Ribbon • Best Practice
Commission Stmt Mgmt
• Sarbanes Oxley Act South Africa
• COSO ERM • Code of Best Practice
Framework • King Report I, II and III Source: RIMS.org
RIMS org
• Stakeholder Communication
• Public Finance Mgmt Act
Risk Assessment
Risk Identification Risk Analysis Risk Evaluation
Treat Risk
Identify control option Select control option Implementation of control
Risk Management
ning
Tools to levera
ec.
Process
saster Re
OOP/Emerg. Plann
perations
Controls
Security
Risk Mgmt. Policy
curity/ Dis
siness Op
nancial C
Ph
Fin
IT Sec
Bus
egration
BC/CO
Risk Assessment
Low High
g
Source: www.knowledgeleader.com
Likelihood (Probability)
4 (Frequent) 8 7 6 5
3 (Probable) 7 6 5 4
2 (Occasional) 6 5 4 3
1 (Remote) 5 4 3 2
0 (Improbable) 4 3 2 1
Source: RIMS.org
Copyright 2010 Assura, Inc. All rights reserved.
Final Thoughts…
g
• Start Small – Document and
obtain agreement on the
Risk Appetite –
“Establishing the Context”
• There are no “right” and
“wrong” answers to every
risk. Make the best
decision you can with the
most available data!
• Engage
E allll parts
t off the
th
organization!