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To think about stories [. . .] is to think about ourselves. To think about animals is to think
about the nature of the human and to reclaim what has been lost to us in the brutality of
the societies we have slipped into.
John Simons, Animal Rights and the Politics of Literary Representation
fable, biography or fantasy. It seems certain that our continued interest in animal life is,
in part, fueled by a desire to better understand ourselves. This inherently human need to
Culture", “[w]e know ourselves as human, only insofar as we live in connection with and
make sense of and relate to other species' experience because we still have no real
knowledge of animal cognition. We must rely on our imaginations to make these links.
considering we share life on the same planet. Yet anthropomorphism, Fawcett contends,
is generally regarded as unscientific, sentimental and heretical in the West (14). This
intimately connected to the way in which they perceive their relationship to nature” and
Western cultures tend to see themselves as distinct from the natural world (14) . Western
human “ ‘dominance over nature and nature valued as a human resource’ ” (14). This
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worldview is, in turn, perpetuated by our literature. Asfrid Svensen identifies this
Scandinavian children's literature. She concludes that we are “taught to believe that
exploited” through our narratives (8). This anthropocentric perspective can only fuel
human disregard for and destruction of animal life. If we are to counter this attitude and
“humans are continuous with nature and not [its] most important member[s]” (Fawcett
15).
the realistic and fantastic animal story I mean to identify the narrative form that can best
support and promote a personalistic worldview. The realistic animal story, or animal
biography, does not prove to be adequate because it only purveys anthropocentrism, due
to its negation of anthropomorphism and the limits of realism as a narrative strategy. The
whether or not it is a human instinct and not merely a sentimental gesture, is central to
instinctively relate to the animal world is an idea that is gradually being re-evaluated by
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the scientific community. Biologist Arne Naess insists that scientists cannot help but
where:
beings we spontaneously also experience our own death in a way, and feel
sentiments that relate to struggle, pain, and death. (qtd. in Fawcett 17)
Humans, therefore, relate to animal experience through the acknowledgment that our
sensory responses are alike. This is not a wishful or romantic deduction, Naess insists,
“[g]iven our biological endowment each of us has the capacity to identify with all living
beings” (qtd. in Fawcett 17). As H.Clark Barrett suggests in his study "Cognitive
Development and the Understanding of Animal Behavior", the ability to empathize with
animals can positively influence science. He proposes that this “[i]magining [. . .] can act
as an excellent predictor for where the animal will feed and the direction in which it may
move” and is a useful analytic tool (Barrett 24). Similarly, Juliet Clutton-Brock’s article
from emerging fields of research such as cognitive ethology, which recognize that
“anthropomorphism does not necessarily disrupt scientific observation but can support
the continuity between humans and animals” (958). New science acknowledges the
instinctive and beneficial nature of anthropomorphism and supports the theory that this
According to Barrett, children necessarily “use humans as the source domain for
inferences about animals” (23). He affirms Jean Piaget’s contention that children relate to
the world this way because they “are ‘animists’: they see agency in the world where there
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is none” (qtd. in Barrett 22). Bruno Bettelheim in his oft-quoted The Uses of
Enchantment clarifies this point, noting that because “the child is self-centered, he
expects the animal to talk about the things which are really significant to him, as animals
do in fairy tales [. . .] A child is convinced that the animal understands and feels with
him, even though it does not show it openly” (46). Children do not distinguish
themselves from animals in the same fashion that adults do and demonstrate a voracious
appetite for information about animal life, as Andrew Balmford and his colleagues
identify in their recent article “Why Conservationists Should Heed Pokemon”. In this
real animal facts with their identification of Pokemon characters from the popular,
fantastic trading-card series. The children display a “tremendous capacity for learning
about creatures whether natural or man-made” yet, the authors contend, their “innate
interest in diversity is nowadays being met by man-made variety” (par. 4, 2). Barrett’s
research also supports this deduction as he notes that in instances “when information
about real animals is impoverished, children may fill their taxonomic knowledge system
the implication of these conclusions: that we are turning to the fantastic to satisfy our
desire for information about animal life as we become increasingly isolated from the
natural world.
Story
A wave of naturalist tales from the late nineteenth and early twentieth centuries
tend to exemplify the realistic animal story as a narrative genre. These stories illustrate
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the particular challenges facing the writer who seeks to promote respect for animal life
without the use of anthropomorphsim. Classic texts of the genre such as Red Fox and
subjects. They tend to highlight distinctions between species rather than promote
communion.
As Sheila Egoff and Judith Saltman note in The New Republic of Childhood,
analysis of character that was based on the influence of environment” alone (90). The
purpose of establishing an “aesthetic distance” between text and reader was to “spare the
reader emotionalism and sentimentalism” (101). Egoff and Saltman suggest that in the
anthropomorphism” (88). This new breed of animal story, “founded upon scientific
sentimentalism and morality in popular animal stories of the period such as Anna
Sewell’s Black Beauty and Margaret Marshall Saunders’ Beautiful Joe (88, 90).
Though writers like Fred Bodsworth may have decried anthopomorphism they do
not succesfully avoid using it in their own work. In Last of the Curlews Bodsworth
purports that the Eskimo curlew’s migration is determined solely by “glandular activity”,
that “[t]here [is] no reasoning or intelligence involved. The curlew [is] merely responding
in the ages old pattern of his race to the changing cycle of physiological controls within
him” (34,35). The suggestion here, that pure physiology motivates a bird's flight cannot
be proven anymore than a proposal that the curlew migrates because it is desperate for a
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scientific distance from his subject is also evident in these descriptions: “The essence of
what the curlew felt now was a nostalgic yearning for home” (80), “The male felt as if he
had been reborn and was starting another life” (86), and “the male began to forget that he
had ever known the torture of being alone” (87). With these references to feelings such as
nostalgia, rebirth and loneliness, Bodsworth appears to acquiese that some ascription of
human emotion to relate animal experience may be unavoidable. It seems impossible for
a reader to connect with animal life without the means of sentimental, or empathetic
association.
It is not only the authors of the realistic animal story who struggle with the problem
introduction to Last of the Curlews, John Stevens first declares: “Highly developed self-
creatures to think and act too much like humans is to drift towards fable” (qtd. in
the curlew and the reader, for it is some form of loneliness and isolation
Stevens allows for human cognitive limitations by admitting that “we can only imagine
the minds of creatures in human terms” (12). With this change he essentially agrees that
portrayals of animal life with: “it takes a sure sense of the limits of credibility to keep the
realistic animal story from being maudlin or […] so confused as to be neither animal
and emotion in the animal character can, in good hands, heighten the emotional impact of
a story” (89). These contradictory statements are problematic because they criticize
humanity into the realistic animal story. When Egoff and Saltman praise the naturalist’s
characterization of animals not as “mere automatons led by blind instinct [but] creatures
that possess the faculty of reason—but not human reason” the reader is again stymied
(90). We are left to ponder what concept of reason if not human reason we are meant to
relate to.
Though scholars often herald naturalists like Ernest Thompson Seton and Charles
G.D. Roberts for their provision of animal stories that do not anthropomorphize, I suggest
genre's near extinction. The naturalist model is not popularly used today nor are copies of
Red Fox and Last of the Curlews readily available in bookstores. Other critics suggest a
direct link between the limitations inherent in realism as a narrative strategy and the
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decline in readership of these stories. As William Magee relates in “The Animal Story”,
plotlines become repetitious and tedious because the realistic narrative restricts plot
development beyond the “daily business of searching for food" (228). The writer’s
inability to “develop a general repertoire of fresh characters and situations for his new
genre” also stifles the story (228). Magee identifies specific instances in which authors
have injected drama into the storyline, albeit natural drama in the form of an animal’s
near starvation or pregnancy, to heighten plots (225). Certainly, Charles G.D. Roberts,
“[i]n casting around for the necessary variety in the development of his plots [...] fell
back more and more on the repertoire of human fiction” (227). The restrictions of
realism and its disavowal of anthropomorphism have certainly limited the narrative’s
appeal for, as Egoff and Saltman note, the number of realistic animal stories produced in
cognition than their naturalist counterparts. Nor are they able to adequately promote
foster respect for animal life, realistic animal texts for children today often employ the
purely moralistic tone that once characterized Margaret Saunders’ Beautiful Joe: “be kind
to dumb animals [. . .] because you ought to, for they were placed on the earth by the
same Kind Hand that made all living creatures” (Hunt , Children's Literature 149). This
can be seen in Sylvia Funston’s Animal Feelings, a recent book of animal facts and
photographs for children that tackles the question of animal emotions. The author
maintains an objective distance, posing questions rather than attempting to posit answers
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and instructs the reader to respect animal life to be on the safe side: “One day we might
know for certain whether animals feel emotions in the same way we do. Until we do, we
should give them the benefit of the doubt and treat all animals kindly” (47). While this
text may work on a primary level by introducing the idea of animal emotion, the realistic
narrative ultimately prevents the author from providing any tangible possibilities for
animal cognition. When Funston relates that elephants often remain with their dead for
days, she can only posit, “Was it grief that kept them there?” (14). This open-ended
question may prompt the reader to consider whether animals feel emotions similar to
humans but cannot encourage our empathetic response to them. Alternatively, Barbara
Gowdy’s animal fantasy The White Bone does enable us to identify with an elephant, by
providing a description of how her heroine experiences grief. When Mud is trapped
under her dead mother and deserted by the rest of her herd, Gowdy imagines her distress
as: “Mud would remember her first hours of life second for second [. . .] Fear was the
shape of the big cows’ feet; craving was the odour of dung [. . .] throughout the day the
air shuddered with thunder, and this was the wound of her entrapment” (11). Because
Gowdy employs a fantastical narrative structure she is free to envision elephant grief
that enables empathy, by allowing us to relate to the possibility of animal grief through
our subjective knowledge of feelings such as fear, loss and abandonement. Recognizing
the value of this kind of association however, means acknowledging the value of
emotional knowledge over rational knowledge, another concept that is a hard sell in the
West.
Adults tend to disparage the use of anthropomorphism and favour the realistic
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instructional tool. Bettelheim suggests that because adults “have become estranged from
the ways in which young people experience the world [...] they object to exposing
adults that they are clarifying the world, despite the fact that these justifications “leave
the young child confused, overpowered and intellectually defeated” (48). As Bettelheim
contends, a child may listen to realistic stories and “maybe get something out of them,
but he cannot extract much personal meaning from them that transcends obvious content”
through the empathetic identification that results from anthropomorphism in the animal
story, is necessary for us to make any real meaning of the factual information about
Ultimately, we cannot look to the realistic animal story to support the goals of
insistence upon the superiority of rational knowledge. The most elemental argument
against this narrative form, however is due to the genre's lack of vision. The case against
that phenomena are guided not only by mechanical forces but that they also move
towards the goals of self-realization “(19). When the realistic animal story perpetuates the
notion that an animal's only purpose in life is mere survival, it refutes the meaning of life
for any organism including humans, a notion that can only alienate “humans from their
experience of life” (19). Alternatively, the animal fantasy does afford for and explore
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teleology. Where Bodsworth purports his curlew only exists to migrate, propogate and
expire, Kenneth Oppel's imagines, in his novel Silverwing, that a bat takes flight on a
migratory journey in order to fulfill a mission of self-discovery. The bat Shade comes to
realize: “It wasn’t enough. He wanted something more, and it surprised him. He
genuinely wanted to see the sun. This thing that they were absolutely forbidden” (Oppel
27). Similarly, Robert O’Brien’s rats in Mrs. Frisby and the Rats of NIMH demonstrate a
desire to change their lot, striving to make themselves self-sufficient to escape the stigma
of a species that steals to survive (157). Works of animal fantasy, in stark contrast to
their realistic counterparts, reflect a teleological philosophy because they grant animals
To Fly by Night and See the Dawn: The Possibilities of Animal Fantasy
There are many kinds of animal fantasy: some introduce imaginary creatures such
as dragons and unicorns, some dress their animal protagonists in human clothes and put
them in human sitcoms demonstrating their troublesome marriage or day at the office.
The animal stories I address here more closely reflect the aims of the realistic animal
Margaret Blount states in Animal Land, the fantasy lies in the composition of societies
wherein “immutable animal laws are made clear by the invoking of a human structure”
Mrs.Frisby and the Rats of NIMH, Silverwing and The White Bone to present animal
society as that which mirrors our own, composed of language, culture, mythology and a
sense of history.
literary genre. In her article “Fantasy, Realism and the Dynamics of Reception: The Case
of the Child Reader” Marisa Bortolussi refutes this perception, asserting that fantasy
“imitates not what we perceive to be, but that which is intuited or imagined possible, not
yet known [and] delves into new and disconcerting, even shocking dimensions of the
already known” (36). She suggests that fantasy challenges the reader to consider a “new
agrees that the genre provides more than mere escapism, revealing the “hidden
possibilities deep within ourselves [...] the secret and often suppressed resources in our
minds and stimulates their development” (8). Reading fantastical texts, she implies, may
prove to be a greater challenge for readers because they must suspend their disbelief and
however, and is “only effective if the child can sustain the feeling of being a participant,
and not a stranger in a totally strange world” (Bortolussi 42). The fantasy writer must
therefore sucessfully incorporate the known and the unknown to keep the reader
committed to the narrative. Many contemporary authors of animal fantasies utilize this
animal potential. In Silverwing, Oppel presents real knowledge of bats’ sonar capabilities
yet extends our understanding, by positing how that sense might inform their culture and
memory. He imagines that bats “see with echoes” and communicate stories and history
by “sing[ing] echo pictures” to each other (Oppel 27). Oppel’s success at melding both
realism and fantasy is evident in this presentation of a " fully imagined nighttime world”
A reconstruction of animal life after dark not only familiarizes the reader with the
unknown but may help allay their fears. Silverwing is often heralded, much like Janell
Cannon’s picture book Stellaluna, for making the bat, a frightening and unpopular
animal, into a dynamic character children can relate to ( Oppel 218). By choosing to
explore bat life, Oppel illuminates the night with all its “hidden depths of slow and
labyrinthine wisdom” (Svensen 6) and familiarizes the reader with the animal lives that
stir while they sleep. This demonstrates the animal fantasy's ability to provide the reader
with more than a description of habitat. By presenting both real knowledge and possible
conceptualizations of animal life the animal fantasy makes us more comfortable in their
world and better able to relate to it. Encouraging familiarity with animal environments is
one way the animal fantasy may promote the values of personalism. Another means
interspecies relationships.
Animal-Animal Connections
For Neil Evernden, personalism is possible only when we “[regard] ourselves less
as objects than as sets of relationships” (qtd. in Fawcett 16). This theory predicates
between animal groups themselves, and/or those between animals and humans. In animal
fantasies partnerships between species are essential to survival. There are often
discussions between animal groups in the text to clarify and justify these bonds, such as :
“Why should a crow be a friend to a mouse?”, “We all help one another against the cat”
(O’Brien 50, 26). In Silverwing Marina, Shade’s companion exclaims: “Who’d have
thought a rat would save our lives?” (Oppel 182). The rat in question aids in their escape
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because he feels some kinship with them. He is more bat than rat, sporting leftover
membranes between his arms and legs, a distinction that has made him an outcast among
his own (179). Fraternity between animal groups is not only presented as a survival
strategy in these texts, but as a means through which animals may enrich their lives. As
[T]the gang life in animal stories is one of their most striking characteristics:
within species, readers are often given the impression of the common purpose
and sympathy that can make life so much easier and more attractive, and across
marriage.”(100)
Inter-species relationships in animal fantasies are depicted as being both harmonious and
disharmonious but utltimately reflect the personalistic view that animals of all kinds must
find a way to live together. John Simons suggests that our continuing fascination with
stories about talking animals is due to the fact that “humans crucially cannot
communicate fully across the inter-species barrier” (138). Fantasy, however, can override
the physical restrictions that separate us from animals and encourage a sense of kinship
connections between humans and animals. Sara Corbett’s book, Animals and Us,
introduces the child reader to the Eastern reverence for Colobus monkeys who are seen as
spiritual messengers from the gods (15). This veneration of animal life is also evident in
India, she relates, where the cow is considered a sacred animal (15). The suggestion that
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humans can have preternatural links with animals is not easily accepted in the West, but
is a personalistic view that can help us better understand the potential for interspecies
connection. To achieve this kind of perspective, Neil Evernden states, we must begin to
environment” meaning that we are “not merely unique individuals all bundled up in our
own needs and feelings. Our very selves extend beyond our bodies, to the beings, human
and non-human, to whom we are connected” (qtd. in Fawcett 16). For Evernden, this
species (16). Phillip Pullman's The Golden Compass is one fantasy that explores the
potential for extraordinary human-animal bonds and clearly illustrates the particular
In The Golden Compass human beings are bound to animal daemons that serve as
companions, protectors and extensions of their spirit. Daemons do not manifest as one
particular animal but rather reflect the form that best represents their human partner’s
emotion at any given time. When Pullman’s heroine Lyra is fearful he relays her distress
miniature lion sprang into her arms and growled” (60). In this world, animal familiars not
only represent emotions but a human’s developing character, settling at last in puberty on
one animal form (167). Daemons and humans are intrinsically linked and to be
physically separated by any distance is incredibly painful. As Lyra describes it, “it [is]
such a strange tormenting feeling when your daemon [is] pulling at the link between you;
part physical pain deep in the chest, part intense sadness and love” (195). Without one’s
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daemon, one cannot survive (218). This profound image of metaphysical connections
between species reinforces a personalistic worldview and reflects the notion that human
one has relationships similar to those within human society” providing us with more
possibilites for human and animal relationships (qtd. in Fawcett 16). Where the realistic
animal story reinforced distances between species and depended on human goodness to
support conservation, the animal fantasy actively engages the reader by emotionally
We do not read animal stories solely for their ability to promote a philosophy of
conservation nor do I suggest they should only be read to that end. However, these
narratives are both timeless and timely and can be utilized to further this goal. The
argument against anthropomorphism invoked by the realistic animal story of the past is
no longer defensible. Texts of this particular genre meant to protect the interests of
science, and scientific attitudes have changed. Today there is an acknowledgement that
conservation”, and one can only gain understanding of the animal as an individual
with animal life. Through anthropomorphism, the animal fantasy familiarizes us with,
and therefore makes us more open to, the exploration of the unknown in animal life.
to animal characters as individuals, the animal fantasy provides the possibility for
profound connections between human and animal life that reflect a teleological
philosophy. We must therefore, look to the animal fantasy to support and encourage the
new and necessary personalistic worldview that directs our ecological attitude; one that
Works Cited
Balmford, Andrew, Lizzie Clegg, Tim Coulson, Jennie Taylor. Why Conservationists
Should Heed Pokemon. 4 May 2005
<www.sciencemag.org/cgi/content/full/295/ss64/23676>
Barrett, H.Clark. Cognitive Development and the Understanding of Animal Behavior. 4
May 2005 <www.anthro.ucla.edu/faculty/barrett/Barrett-osm-distribute.pdf>
Bettelheim, Bruno. The Uses of Enchantment. New York: Alfred A. Knopf, 1976.
Blount, Margaret. Animal Land. London: Hutchinson & Co., 1974.
Bodsworth, Fred. Last of the Curlews. Toronto: McClelland and Stewart, 1963.
Bortolussi, Marisa. “Fantasy, Realism and the Dynamics of Reception: The Case of the
Child Reader”. Canadian Children’s Literature 41 (1986): 32-43
Clutton-Brock, Juliet. “Admitting Sympathy beyond Species” Nature 434 (2005): 958-
959.
Corbett, Sara. Animals and Us. Chicago: Children’s Press, 1995.
Egoff, Sheila and Judith Saltman. The New Republic of Childhood. Toronto: Oxford
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Fawcett, Leesa. “Anthropomorphism: In the Web of Culture.” Undercurrents 1.1 (1989):
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Funston, Sylvia. Animal Feelings. Toronto: Owl Books, 1998.
Gowdy, Barbara. The White Bone. Toronto: HarperCollins, 1998.
Hunt. Peter. Children’s Literature. Oxford: Blackwell Publishers, 2001.
Hunt. Peter. Criticism, Theory and Children’s Literature. Oxford: Blackwell Publishers,
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Magee, William H. “The Animal Story”. Sheila Egoff, G.T Stubbs and L.F. Ashley
(eds). Only Connect: Readings on Children’s Literature. Toronto: Oxford
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O’Brien, Robert C. Mrs. Frisby and the Rats of NIMH. New York: Atheneum, 1976.
Oppel, Kenneth. Silverwing. Toronto: HarperCollins, 1997.
Pullman, Phillip. The Golden Compass. New York: Random House, 1995.
Simons, John. Animal Rights and the Politics of Literary Representation. New York: St.
Martin’s Press, 2002.
Svensen, Astrid. “Opening Windows on to Unreality” International Review of Children’s
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Tucker, Nicholas. The Child and the Book: a Psychological and Literary Exploration.
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