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y ^n
S
x
z
where (n̂ • π)dS = π n dS is a vector that describes the force exerted by the
fluid on the negative side of dS onto the fluid on the positive side of dS as
illustrated in Figure 2.7.
The reader should be aware of a different convention with regard to the
total stress tensor. In applied mechanics and mechanical engineering a stress
tensor σ is commonly used, where π = −σ T . With the convention described
in these notes, compressive pressure is positive and tension is negative. Thus,
this pressure is the same as the pressure encountered in the study of thermo-
dynamics. With the σ convention tensile stresses are positive and compres-
sive forces are negative. (Why would this convenient in applied mechanics?)
Body forces may be present due to a variety of effects, such as gravi-
tational, electrical, or magnetic. Traditionally, these are represented in a
generic balance simply as ρg. Other forces may be substituted as the partic-
ular problem requires.
Transport Phenomena 19
π dS = (n
^ π) dS
n
Thus, the momentum balance which was described in words can now be
stated mathematically as:
d
ρvdV = − (n̂ • ρv v)dS − n̂ • π dS + ρgdV (2.22)
dt V S S V
where π is the total stress tensor and g is the sum of the body forces present
in the volume. Since the volume V is arbitrary, the Gauss divergence theorem
may be used to transform this integral to a differential form of the equation
of motion:
∂
(ρv) = −[∇ • ρv v] − ∇ • π + ρg . (2.23)
∂t
It is conventional for the total stress tensor π to be divided into two parts:
π = Pδ + τ (2.24)
where P is a scalar called the hydrostatic pressure, τ is the “stress tensor,”
and δ is the unit or identity tensor,
1 0 0
δ=
0 1 0 . (2.25)
0 0 1
Transport Phenomena 20
a function of space and time? We require information that relates the stress
tensor τ to the velocity field. In physical terms, we must be able to relate the
stresses in the material to its deformation and/or rate of deformation. For
a perfectly elastic solid, such as a Hookean material, the stresses are related
to the deformation. For a completely viscous fluid, such as a Newtonian
liquid, the stresses are related to the rate of deformation. For materials
which exhibit intermediate behavior, such as viscoelastic fluids, we may need
to consider both the magnitude and rate of deformation.
The stresses in many materials during polymer processing operations can
be accurately related to their rate of deformation, as quantified by the rate
of deformation tensor γ̇. This tensor is constructed from gradients of the
velocities. These gradients are captured by the velocity gradient tensor, ∇ v,
which is the dyadic product of ∇ and v. (The dyadic product is defined in
the Operations with Vectors and Tensors supplementary notes.) The veloc-
ity gradient tensor may be decomposed into two parts:
1
∇v = γ̇ + ω (2.29)
2
where γ̇ is the rate of deformation (also called rate of strain) tensor and ω is
the vorticity tensor. These are each defined as
γ̇ = ∇ v + (∇ v)T (2.30)
ω = ∇ v − (∇ v)T (2.31)
where the superscript T indicates the transpose of the tensor. The vorticity
tensor is concerned primarily with rotational motions which are not associ-
ated with deformation of a body.
For simple shearing flows, such as steady shear between infinite parallel
plates indicated in Figure 2.8, γ̇ reduces to:
0 1 0
γ̇ = 1 0 0
γ̇ (2.32)
0 0 0
where γ̇ is the shear rate. The shear rate is a scalar related to the second
invariant of the rate of deformation tensor:
1
γ̇ = γ̇:γ̇ (2.33)
2
Transport Phenomena 22
V
y
H v (y)
x x
Now that we have quantitative expressions for the stresses τ and rates of
deformation γ̇ within a material, we may write constitutive relationships in
equation form. The simplest fluid is a Newtonian fluid of constant viscosity,
for which:
τ = −µγ̇ (2.34)
where µ is the shear viscosity. For a Newtonian fluid of constant viscosity
and constant density, the equation of motion reduces to:
Dv
ρ = −∇P − ∇2 v + ρg (2.35)
Dt
which is the Navier-Stokes equation. ∇2 is, of course, the Laplacian operator.
This equation is given in expanded form in the three primary coordinate
systems in Tables 2.6, 2.7 and 2.8 at the end of this section.
Another important type of fluid is the power law fluid. The constitutive
relation for a power law fluid is:
τ = −mγ̇ n−1 γ̇ (2.36)
1. Solid-Fluid Interfaces
Consider the three situations illustrated in Figure 2.9. Figure 2.9a illus-
trates a sphere of radius R of component B inside a matrix of component
A. In this case, both principal radii of curvature are R and the centers of
curvature are both inside B. Thus,
2Γ
PB − PA = (2.43)
R
and the pressure is higher in the B domain. Exchange the labels on the com-
ponents and rework the problem to obtain the same answer to demonstrate
Transport Phenomena 25
A A A
B B
B
field so that we can understand the stresses and deformation rates that the
material experiences as it moves through the process. Designers of the die
itself will want to know the forces exerted by the flowing polymer on the die
to ensure that it is mechanically robust enough the contain the flow without
deforming.
P P
2 y 1
H
CL
x
z
is not nearly so frightening when eight of its nine components are zero. Note
also the use of ordinary derivatives instead of partial derivatives when it
becomes clear that this is appropriate. Thus, the rate of deformation tensor
is:
0 dv x
dy
0
x
γ̇ = dv
dy
0 0 . (2.47)
0 0 0
Transport Phenomena 28
Based on the constitutive equation for a power law fluid (Equation 2.36) and
the definition of the shear rate (Equation 2.33), we obtain τxx = 0 and
dvx
τxy = τyx = −mγ̇ n−1 (2.48)
dy
where
dv
x
γ̇ = . (2.49)
dy
The absolute value has been used because the shear rate in Equation 2.33 is
specifically the positive square root.
The equation of motion may thus be rearranged to:
dP d dvx
=m γ̇ n−1 . (2.50)
dx dy dy
The most direct procedure for solution of this equation is to recognize that
the left hand side is a function of x only while the right hand side is a function
of y only. In order for the equality to hold throughout the entire flow domain,
each side must be equal to some constant, C1 . Thus,
dP
= C1 . (2.51)
dx
Integration and application of the appropriate boundary conditions yields an
explicit expression for the pressure:
x
P (x) = P2 − ∆P . (2.52)
L
This result may now be substituted into the other side of the original differ-
ential equation:
d n−1 dvx ∆P
m γ̇ =− (2.53)
dy dy L
allowing another integration:
dv n−1 dv ∆P
x x
dy
=− y + C2 (2.54)
dy mL
In order to simplify the solution, we will now take advantage of the sym-
metry of the problem and limit our analysis to the regime y ≤ 0. Since
Transport Phenomena 29
Due to symmetry, dv x
dy
= 0 at y = 0 so that C2 = 0. Rearranging and
normalizing the y coordinate by H/2 gives:
1/n 1/n
dvx H ∆P 2y
= − . (2.56)
dy 2 mL H
Integration of this equation and application of the no-slip boundary condition
( vx (y = −H/2) = 0 ) to determine the constant of integration provides an
explicit expression for the velocity field:
1/n 1 +1
nH H∆P 1 −
−2y n
.
vx = (2.57)
2(1 + n) 2mL H
Expanding this result over the entire flow regime leads to the final result:
1/n 1 +1
nH H∆P 2y n
vx = 1 − . (2.58)
2(1 + n) 2mL H
0.8
v*
x
0.6
n=0.1
0.4 n=0.3
n=0.7
0.2 n=1
n=1.5
0
0 0.2 0.4 0.6 0.8 1
y*
majority of shear toward the walls has numerous implications for polymer
processing flows and heat transfer.
The relationship between the pressure drop and flow rate is obtained
by integration of the velocity across the height of the flow regime. The
volumetric unit per unit width
H/2
Q
= vx dy (2.61)
W −H/2
where W is the width of the die (into the cross-section of Figure 2.10). The
result of this integration is simply provided here:
1/n
Q H2 H∆P
= 1 . (2.62)
W 2 n +2 2mL
The shear rate varies across the channel, however, the nominal shear rate for
Transport Phenomena 31
this type of flow is usually taken to be the shear rate at the wall:
1/n
dvx H ∆P
= . (2.63)
dy y=H/2 2 mL
since explicit expressions for the pressure and velocity are known. Because
we are interested in the force exerted by the flowing fluid upon the die wall,
we select ŷ as the outward pointing normal, Figure 2.12. The force per unit
area exerted by the fluid on the wall is simply (just like in Figure 2.7)
dv n−1 dv
ŷ • π = −m
x x
x̂ + [P (x)] ŷ + [0] ẑ . (2.65)
dy dy
The x̂ term is the shear force, the ŷ term is the normal force, and there is
^
y
CL
Figure 2.12: Selection of the outward pointing normal for calculation of forces
on the die.
no force in the z-direction. Are the signs of the terms consistent with the
directions of the forces you expect? How does the answer change if we select
Transport Phenomena 32
−ŷ as the outward pointing normal at the lower lip of the die? How would
you obtain the total force on the die surfaces rather than just the force per
unit area? How would the approach be different if we were to calculate the
force exerted by the die surface on the polymer melt? Can you see a faster
way to calculate these forces based on the simple geometry of this particular
problem?
Ro
R(t)
L Patm
P1(t)
R(t)
R(t) >> H(t)
Patm z L(t) >> R(t)
P (t) ρ = constant
1 cylindrical coord.
r
H(t)
Figure 2.14: Sketch of problem geometry.
yielding
R0
H(t) = H0 . (2.66)
R0 + V0 t
The equation of continuity in cylindrical coordinates for an incompressible
fluid with zero θ and z velocities reduces to:
∂ 1
(rvr ) + = 0 . (2.67)
∂r r
dR(t)
R(t)vr |R(t) = R(t) = R(t)V0 . (2.68)
dt
Application of this boundary condition yields:
R0 + V0 t
vr = V0 . (2.69)
r
The velocity gradient tensor for the current flow is:
∂vr
0 0
∂r
∇v =
0
vr .
0
r
0 0 0
Substitution of the velocity field obtained above yields the rate of deformation
tensor:
R0 + V0 t
−2V 0 0 0
r2
γ̇ = R0 + V0 t .
0 2V0 0
r2
0 0 0
This is an extensional flow since the only nonzero components of the rate of
deformation tensor are along the diagonal. The scalar shear rate is:
R0 + V0 t
γ̇ = 2V0 . (2.70)
r2
Transport Phenomena 35
P1 (t)
4 µ Vo H o
2
Ro
Patm
0 t
Figure 2.15: Blow pressure as a function of time.
η shear thickening
Newtonian
shear thinning
.
γ
Figure 2.16: Qualitative behavior of three fluids with the same zero shear
viscosity.
Transport Phenomena 37
P1 (t)
thinning
Newtonian
thickening
Patm
t
Figure 2.17: Qualitative differences in the required blowing pressures antici-
pated for different types of fluids.
2.3.6 Problems
1. The Rate of Deformation Tensor. For any arbitrary deformation
of an incompressible fluid, what is the sum γ˙11 + γ˙22 + γ˙33 ?
P1
P2
V
2 Ro
2 Ri
(c) Reduce the equation of motion to the form appropriate for the
flow field.
(d) State the boundary conditions in physical and mathematical terms.
(e) Solve for the velocity profile within the flow channel. Sketch the
velocity distribution.
(f) What is the thickness of the coating produced on the central cylin-
der (the wire)?
(g) What is the force required to pull the central cylinder at velocity
V ? (The effects of interfacial tension are negligible.)
(h) Rework the problem for the case of P1 = P2 .
(i) Rework the problem for the case where the inner cylinder is ro-
tated at a constant angular velocity Ω0 .
(j) Rework the problem for the case where the fluid is a power law
fluid.
r
z
L(t)
R(t)
(a) Using the continuity equation, show that the velocity field within
the stretching cylinder is:
Ur Uz
vr = − ; vz =
2L(t) L(t)
What is R(t)?
(b) Give the components of γ̇ for this flow. What kind of flow field is
this?
(c) Neglecting surface tension and inertial effects, calculate the force
F required to pull the cylinder for a Newtonian fluid of viscosity
µ.
(d) If instead, F is a constant (and thus U is a function of time), how
does L change with time?
(e) How must L be programmed, i.e. give L(t), such that the com-
ponents of γ̇ are independent of time. Is this result true only for
Newtonian fluids? Why or why not?
(f) Neglecting surface tension and inertial effects, calculate the force
F (t) required to pull the cylinder at constant velocity U for a
power law fluid of power law exponent n and prefactor m. If
instead F is constant, how does L change with time?
4. Biaxial Stretching of a Sheet. Biaxial orientation of polymer sheet
or film is commonly used to improve mechanical properties. Consider
Transport Phenomena 40
z
y
H(t)
L(t)
(a) Using the equation of continuity, show that the velocity field
within the stretching sheet is:
x y z
vx = 2V ; vy = 2V ; vz = −4V
L(t) L(t) L(t)
What is H(t)?
(b) Give the components of γ̇ for this flow. What kind of flow field is
this?
(c) Neglecting surface tension and inertial effects, calculate the force
F (t) that the clamps must exert on each edge of the sheet in
order to impose the specified deformation if the polymer melt is
a Newtonian fluid of constant viscosity µ.
(d) If instead F is held constant at F0 (and thus V is a function of
time), how does H change with time?
Transport Phenomena 41
(e) How must V be programmed, i.e. give V (t) such that the com-
ponents of γ̇ are independent of time? Is this result true only for
Newtonian fluids? Why or why not?
(f) Neglecting surface tension and inertial effects, calculate the force
F (t) required to stretch the sheet at constant velocity V for a
power law fluid of power law exponent n and prefactor m. If
instead F is a constant, how does H change with time?
∂vx ∂vx ∂vx ∂vx ∂P ∂τxx ∂τyx ∂τzx
ρ + vx + vy + vz =− − + + + ρgx
∂t ∂x ∂y ∂z ∂x ∂x ∂y ∂z
(2.72)
∂vy ∂vy ∂vy ∂vy ∂P ∂τxy ∂τyy ∂τzy
ρ + vx + vy + vz =− − + + + ρgy
∂t ∂x ∂y ∂z ∂y ∂x ∂y ∂z
(2.73)
∂vz ∂vz ∂vz ∂vz ∂P ∂τxz ∂τyz ∂τzz
ρ + vx + vy + vz =− − + + + ρgz
∂t ∂x ∂y ∂z ∂z ∂x ∂y ∂z
(2.74)
∂vr ∂vr vθ ∂vr vθ2 ∂vr
ρ + vr + − + vz =
∂t ∂r r ∂θ r ∂z
∂P 1 ∂ 1 ∂τrθ τθθ ∂τrz
− − (rτrr ) + − + + ρgr (2.75)
∂r r ∂r r ∂θ r ∂z
∂vθ ∂vθ vθ ∂vθ vr vθ ∂vθ
ρ + vr + + + vz =
∂t ∂r r ∂θ r ∂z
1 ∂P 1 ∂ 2 1 ∂τθθ ∂τθz
− − 2 (r τrθ ) + + + ρgθ (2.76)
r ∂θ r ∂r r ∂θ ∂z
∂vz ∂vz vθ ∂vz ∂vz
ρ + vr + + vz =
∂t ∂r r ∂θ ∂z
∂P 1 ∂ 1 ∂τθz ∂τzz
− − (rτrz ) + + + ρgz (2.77)
∂z r ∂r r ∂θ ∂z
∂vr ∂vr vθ ∂vr vφ ∂vr vθ2 + vφ2
ρ + vr + + − =
∂t ∂r r ∂θ r sin θ ∂φ r
∂P 1 ∂ 1 ∂
− − 2 (r2 τrr ) + (τrθ sin θ)
∂r r ∂r r sin θ ∂θ
1 ∂τrφ τθθ + τφφ
+ − + ρgr (2.78)
r sin θ ∂φ r
∂vθ ∂vθ vθ ∂vθ vφ ∂vθ vr vθ vφ2 cot θ
ρ + vr + + + − =
∂t ∂r r ∂θ r sin θ ∂φ r r
1 ∂P 1 ∂ 1 ∂
− − 2 (r2 τrθ ) + (τθθ sin θ)
r ∂θ r ∂r r sin θ ∂θ
1 ∂τθφ τrθ cot θ
+ + − τφφ + ρgθ (2.79)
r sin θ ∂φ r r
∂vφ ∂vφ vθ ∂vφ vφ ∂vφ vφ vr vθ vφ
ρ + vr + + + + cot θ =
∂t ∂r r ∂θ r sin θ ∂φ r r
1 ∂P 1 ∂ 1 ∂τθφ 1 ∂τφφ
− − 2 (r2 τrφ ) + +
r sin θ ∂φ r ∂r r ∂θ r sin θ ∂φ
τrφ 2 cot θ
+ + τθφ + ρgφ (2.80)
r r
∂vx ∂vx ∂vx ∂vx ∂P ∂ 2 vx ∂ 2 vx ∂ 2 vx
ρ + vx + vy + vz =− +µ + + +ρgx
∂t ∂x ∂y ∂z ∂x ∂x2 ∂y 2 ∂z 2
(2.81)
∂vy ∂vy ∂vy ∂vy ∂P ∂ 2 vy ∂ 2 vy ∂ 2 vy
ρ + vx + vy + vz =− +µ + + +ρgy
∂t ∂x ∂y ∂z ∂y ∂x2 ∂y 2 ∂z 2
(2.82)
∂vz ∂vz ∂vz ∂vz ∂P ∂ 2 vz ∂ 2 vz ∂ 2 vz
ρ + vx + vy + vz =− +µ + + + ρgz
∂t ∂x ∂y ∂z ∂z ∂x2 ∂y 2 ∂z 2
(2.83)
∂vr ∂vr vθ ∂vr vθ2 ∂vr
ρ + vr + − + vz =
∂t ∂r r ∂θ r ∂z
∂P ∂ 1 ∂ 1 ∂ 2 vr 2 ∂vθ ∂ 2 vr
− +µ (rvr ) + 2 2 − 2 + + ρgr(2.84)
∂r ∂r r ∂r r ∂θ r ∂θ ∂z 2
∂vθ ∂vθ vθ ∂vθ vr vθ ∂vθ
ρ + vr + + + vz =
∂t ∂r r ∂θ r ∂z
1 ∂P ∂ 1 ∂ 1 ∂ 2 vθ
− +µ (rvθ ) + 2 2
r ∂θ ∂r r ∂r r ∂θ
2
2 ∂vr ∂ vθ
+ 2 + + ρgθ (2.85)
r ∂θ ∂z 2
∂vz ∂vz vθ ∂vz ∂vz
ρ + vr + + vz =
∂t ∂r r ∂θ ∂z
∂P 1 ∂ ∂vz 1 ∂ 2 vz ∂ 2 vz
− +µ r + 2 2 + + ρgz (2.86)
∂z r ∂r ∂r r ∂θ ∂z 2
∂vr ∂vr vθ ∂vr vφ ∂vr vθ2 + vφ2
ρ + vr + + − =
∂t ∂r r ∂θ r sin θ ∂φ r
∂P 2 2 ∂vθ 2
− + µ ∇2 v r − 2 v r − 2 − 2 vθ cot θ
∂r r r ∂θ r
2 ∂vφ
− 2 + ρgr (2.87)
r sin θ ∂φ
∂vθ ∂vθ vθ ∂vθ vφ ∂vθ vr vθ vφ2 cot θ
ρ + vr + + + − =
∂t ∂r r ∂θ r sin θ ∂φ r r
1 ∂P 2 ∂vr vθ
− + µ ∇2 v θ + 2 − 2 2
r ∂θ r ∂θ r sin θ
2 cos θ ∂vφ
− 2 2 + ρgθ (2.88)
r sin θ ∂φ
∂vφ ∂vφ vθ ∂vφ vφ ∂vφ vφ vr vθ vφ
ρ + vr + + + + cot θ =
∂t ∂r r ∂θ r sin θ ∂φ r r
1 ∂P vφ 2 ∂vr
− + µ ∇2 v φ − 2 2 + 2
r sin θ ∂φ r sin θ r sin θ ∂φ
2 cos θ ∂vθ
+ 2 2 + ρgφ (2.89)
r sin θ ∂φ