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Hematol Oncol Stem Cell Ther (2017) 10, 22– 28

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ORIGINAL RESEARCH REPORT

Central nervous system infection following


allogeneic hematopoietic stem cell
transplantation
Ryo Hanajiri, Takeshi Kobayashi, Kosuke Yoshioka, Daisuke Watanabe,
Kyoko Watakabe, Yutaka Murata, Takeshi Hagino, Yasushi Seno,
Yuho Najima, Aiko Igarashi, Noriko Doki, Kazuhiko Kakihana,
Hisashi Sakamaki, Kazuteru Ohashi *

Hematology Division, Tokyo Metropolitan Cancer and Infectious Diseases Center, Komagome Hospital, Tokyo, Japan

Received 11 October 2015; accepted 29 August 2016


Available online 17 September 2016

KEYWORDS Abstract
Allogeneic hematopoietic Objective/background: Here, we described the clinical characteristics and outcomes of cen-
stem cell transplantation;
tral nervous system (CNS) infections occurring after allogeneic hematopoietic stem cell trans-
Central nervous system
plantation (allo-HSCT) in a single institution over the previous 6 years.
infections;
Human herpesvirus 6 Methods: Charts of 353 consecutive allogeneic transplant recipients were retrospectively
reviewed for CNS infection.
Results: A total of 17 cases of CNS infection were identified at a median of 38 days (range, 10–
1028 days) after allo-HSCT. Causative pathogens were human herpesvirus-6 (n = 6), enterococ-
cus (n = 2), staphylococcus (n = 2), streptococcus (n = 2), varicella zoster virus (n = 1), cytome-
galovirus (n = 1), John Cunningham virus (n = 1), adenovirus (n = 1), and Toxoplasma gondii
(n = 1). The cumulative incidence of CNS infection was 4.1% at 1 year and 5.5% at 5 years.
Conclusion: Multivariate analysis revealed that high-risk disease status was a risk factor for
developing CNS infection (p = .02), and that overall survival at 3 years after allo-HSCT was
33% in patients with CNS infection and 53% in those without CNS infection (p = .04).
Ó 2016 King Faisal Specialist Hospital & Research Centre. Published by Elsevier Ltd. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-
nd/4.0/).

* Corresponding author at: Hematology Division, Tokyo Metropolitan Cancer and Infectious Diseases Center, Komagome Hospital, 3-18-22
Honkomagome, Bunkyo-ku, Tokyo 113-8677, Japan.
E-mail address: k.ohashi@cick.jp (K. Ohashi).

http://dx.doi.org/10.1016/j.hemonc.2016.08.008
1658-3876/Ó 2016 King Faisal Specialist Hospital & Research Centre. Published by Elsevier Ltd.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
CNS infection following allogeneic HSCT 23

Introduction diagnosed and graded according to previously established


criteria. Tosufloxacin and fluconazole were orally adminis-
tered 14 days before allo-HSCT for prophylaxis against bac-
Allogeneic hematopoietic stem cell transplantation (allo-
terial and fungal infection, respectively. For patients with a
HSCT) recipients are at a high risk for several central ner-
high risk of invasive fungal infections, voriconazole was
vous system (CNS) complications [1]. These complications
administered instead of fluconazole. Trimethoprim and sul-
arise either from the primary disease for which the patient
famethoxazole were administered to prevent Pneumocystis
is undergoing allo-HSCT or as a consequence of immunosup-
pneumonia. Acyclovir was administered to prevent herpes
pressive treatments, infection, or hemorrhage that may
simplex virus infection until the end of administration of
develop following allo-HSCT [2–4]. Although CNS infection
immunosuppressive drugs. Cytomegalovirus (CMV) disease
usually results in a dismal outcome, early diagnosis and
monitoring using an antigenemia assay for pre-emptive gan-
immediate treatment intervention may improve prognosis
ciclovir therapy was performed.
[5,6]. The incidence of CNS infection ranges from 0.8% to
15% [7–14], and various causative pathogens, including bac-
Diagnostic procedure for CNS infection and
teria [15], fungi [9,14], viruses [7,16–20], and protozoa
[21], have been identified, but the full spectrum of patho- statistical analysis
gens is not known. Multiple factors, including severe graft-
versus-host disease (GVHD) or use of high doses of an According to the standard operating procedure at our insti-
immunosuppressive drug, such as alemtuzumab, were iden- tution, symptomatic patients with an altered mental status
tified as risk factors for CNS infection. However, little is or convulsions, particularly those without any other identi-
known about the precise clinical characteristics of CNS fied causes of neurological dysfunction, such as hemorrhage
infection, as clinical manifestations may be difficult to dis- [4], metabolic disorder, or drug toxicity, were classified as
tinguish from other conditions that cause neurological possibly having CNS infection. These patients immediately
symptoms [8,11–13,22,23]. This study described the clinical underwent cerebrospinal fluid (CSF) examination with stan-
course of 17 cases of CNS infection among 353 allogeneic dard culturing, staining for bacterial, viral, and protozoan
transplant recipients over the previous 6 years at a single pathogens, and polymerase chain reaction (PCR) testing
institution and reviewed their clinical outcomes. for human herpesvirus virus 6 (HHV-6), varicella zoster virus
(VZV), herpes simplex virus, CMV, and adenovirus. When
progressive multifocal leukoencephalopathy was consid-
Materials and methods
ered, PCR for John Cunningham (JC) virus in the CSF was
employed.
Patient demographics Descriptive statistics were provided for patient-baseline
characteristics. Patient-, disease-, and transplant-related
We retrospectively reviewed 353 patients (210 men and 143 variables were compared using Fisher’s exact test for cate-
women; median age, 43 years; range, 16–73 years) with gorical variables and the Mann-Whitney U test for continu-
various diseases who underwent allo-HSCT at our institu- ous variables. The probability of CNS infection was
tion. Between January 2005 and December 2011, 261 calculated using the cumulative incidence-function method
patients underwent bone marrow transplantation (82 and considering death without CNS infection as a competing
related, 179 unrelated), 48 underwent related peripheral- event. To evaluate the association between pretransplant
blood stem cell transplantation, and 44 patients underwent clinical factors and CNS infection, a logistic regression
unrelated cord-blood stem cell transplantation. Clinical model was used. Overall survival (OS) was calculated using
characteristics of patients are summarized in Table 1. the Kaplan-Meier method and compared with the log-rank
test. OS was calculated from transplantation to death
Transplantation procedure regardless of cause. Multivariate analyses were performed
using the Cox proportional-hazards model. The following
Preparative treatment was performed according to the pri- covariates were included in the multivariate analysis: age,
mary disease and type of transplant. Generally, patients sex, disease risk, stem cell source, donor type, conditioning
with lymphoid malignancy were conditioned using a total regimen, GVHD prophylaxis, and the development of CNS
body irradiation (TBI)-containing regimen (12 Gy) that infection. Variables with p < .10 in the univariate analyses
included cyclophosphamide (CY) at 120 mg/kg with or with- were subjected to multivariate analysis. Development of
out cytarabine at 8 g/m2. Conversely, patients with myeloid CNS infection was treated as a time-dependent covariate.
malignancy were conditioned using a non-TBI-containing All p-values were two-sided, and a p < .05 was considered
regimen that included oral busulfan (BU) at 16 mg/kg or statistically significant.
intravenous BU at 12.8 mg/kg and CY at 120 mg/kg. Plasma
concentrations of BU were not monitored. Patients with Results
severe aplastic anemia were also conditioned using a total
lymphoid irradiation-containing regimen. Reduced- Clinical features of CNS infection following allo-
intensity conditioning regimens consisted of fludarabine-
HSCT
based regimens with or without low-dose TBI. Cyclosporine
or tacrolimus plus short-term methotrexate were used for
prophylaxis. Tacrolimus was used in cases of unrelated or The charts of 353 allo-HSCT recipients were retrospectively
mismatched transplantation. Acute and chronic GVHD were reviewed for CNS infection. Table 1 summarizes the charac-
24 R. Hanajiri et al.

Table 1 Patient characteristics.


Variable No CNS infection (n = 336) CNS infection present (n = 17) p
Age (y) Median 48 43 .51
Range 16–73 25–64

Sex Male 201 9 .62


Female 135 8

Primary disease AML 151 8 .60


ALL 70 6
MDS 48 1
CML 27 1
SAA 18 0
ML 14 0
Others 8 1

Disease riska Low 169 3 .01


High 167 14

Stem cell source BM 250 11 .09


PBSC 47 1
CB 39 5

Donor type Related 93 3 .58


Unrelated 243 14

Conditioning regimen Myeloablative 268 16 .21


Reduced intensity 68 1

GVHD prophylaxis CyA based 164 6 .33


FK based 172 11
Note. ALL = acute lymphoid leukemia; AML = acute myeloid leukemia; BM = bone marrow; CB = cord blood; CML = chronic myeloid leu-
kemia; CNS = central nervous system; CyA = cyclosporine; FK = tacrolimus; GVHD = graft-versus-host disease; MDS = myelodysplastic
syndrome; ML = malignant lymphoma; PBSC = peripheral blood stem cell; SAA = severe aplastic anemia.
a
Disease risk was classified into two categories: high risk included acute leukemia not in remission, myelodysplastic syndrome with
excess blast count, or chronic myelomonocytic leukemia and the others were classified as low risk.

teristics of these 353 patients. Of these patients, 17 eventu-


ally developed CNS infection at a median of 38 days (range,
10–1028 days) after allo-HSCT. The median age at the time 1.0
of CNS infection was 43 years (range, 25–64 years), and nine Low risk
Cumulative incidence of CNS infection

patients were men (53%). Most patients underwent unre- High risk
lated HSCT with a myeloablative-conditioning regimen 0.8
(Table 1). No patients with CNS infections received anti-
thymocyte globulin as a conditioning regimen. The cumula- 0.6
tive incidence of CNS infection was 4.1% at 1 year and 5.5%
at 5 years after allo-HSCT. High-risk-disease status was a
significant clinical factor for CNS infection according to uni- 0.4
variate analysis (p = .01), and this factor remained signifi-
cant according to multivariate analysis (relative 0.2
risk = 4.56; 95% confidence interval, 1.28–16.2; p = .02).
The 5-year cumulative incidence of CNS infection in patients
with high-risk-disease status was 8.8%, whereas the inci- 0
dence was 1.8% in patients with low-risk-disease status
(Fig. 1). 0 1 2 3 4 5 6
Of the 17 patients who developed CNS infection (Table 2), Years after transplantation
the types of CNS infection were meningitis (n = 5),
encephalitis (n = 3), meningoencephalitis (n = 6), brain Figure 1 Cumulative incidence of the development of CNS
abscess (n = 2), and progressive multifocal leukoen- infection following allo-HSCT. The incidences for patients with
cephalopathy (n = 1). The causative pathogens were HHV-6 high-risk-disease status versus those with low-risk-disease
(n = 6), enterococcus (n = 2), staphylococcus (n = 2), strep- status are shown. Note. Allo-HSCT = allogeneic hematopoietic
tococcus (n = 2), VZV (n = 1), CMV (n = 1), JC virus (n = 1), stem cell transplantation; CNS = central nervous system.
CNS infection following allogeneic HSCT
Table 2 Clinical characteristics and outcomes of CNS infection.
Case Age (y) Sex Primary disease Stem cell source Conditioning GVHD prophylaxis Clinical findings
Type of CNS infection Causative pathogen Onset (day after transplantation) Prior steroid use Altered mental status Convulsions
1 55 F CML UBM CA+CY+TBI CyA+sMTX Meningoencephalitis HHV-6 Day 49 Yes Yes No
2 51 F MDS RBM BU+CY FK+sMTX Meningoencephalitis HHV-6 Day 36 Yes Yes No
3 42 M ATL CB CA+CY+TBI FK+sMTX Meningoencephalitis HHV-6 Day 27 No Yes No
4 48 M AML CB CA+CY+TBI FK+sMTX Meningoencephalitis HHV-6 Day 25 No Yes No
5 64 M ALL UBM Flu+Mel+TBI FK+sMTX Meningoencephalitis HHV-6 Day 19 No Yes No
6 34 M AML UBM BU+CY FK+sMTX Meningoencephalitis HHV-6 Day 21 Yes Yes Yes
7 34 F ALL UBM CY+TBI FK+sMTX Meningitis VZV Day 509 Yes No No
8 58 M ALL UBM CA+CY+TBI FK+sMTX Encephalitis CMV Day 38 Yes Yes No
9 55 F AML UBM BU+CY FK+sMTX PML JCV Day 1028 No Yes No
10 39 M ALL RPB CY+TBI CyA+sMTX Encephalitis ADV Day 121 Yes Yes No
11 58 F AML RBM BU+CY FK+sMTX Encephalitis Toxoplasma Day 101 Yes Yes No
12 37 M ALL CB CA+CY+TBI FK+sMTX Meningitis Enterococcus Day 13 Yes No No
13 45 F AML CB CA+CY+TBI CyA+sMTX Meningitis Enterococcus Day 11 No No No
14 50 F AML UBM BU+CY FK+sMTX Brain abscess S capitis Day 843 No Yes No
15 55 F ALL UBM CA+CY+TBI CyA+sMTX Brain abscess S capitis Day 150 Yes Yes No
16 25 M AML RBM BU+CY CyA+sMTX Meningitis S pneumonia Day 307 Yes Yes No
17 31 M AML CB CA+CY+TBI CyA+MMF Meningitis S haemolyticus Day 10 No Yes No

Case Laboratory findings Radiologic findings Treatment outcomes


WBC (/lL) Platelets (/lL) CSF Brain CT Brain MRI (abnormal lesions) Treatment modality Response Survival status at the last follow-up Cause of death
(days after onset of CNS infection)
Cell count (mm 3) Protein (mg/dL)
1 3600 2.2 3 57.0 Normal Left medial temporal lobe DHPG ? Foscarnet Improved Dead (234) Unknown
2 1100 2.2 41 59.0 Normal Medial temporal lobe DHPG ? Foscarnet Improved but persistent memory impairment Alive (1737+) NA
3 2600 1.9 0 37.9 Normal Normal DHPG ? Foscarnet No response Dead (78) Sepsis
4 50 0.8 0 0.0 ND Normal Foscarnet Improved but persistent disorientation Dead (81) Disease progression
5 2300 2.6 1 76.5 ND Normal Foscarnet Improved Dead (41) Pneumonia
6 3900 1.5 3 23.0 Normal Medial temporal lobe Foscarnet Persistent disturbance of consciousness Dead (141) Pneumonia
7 8300 11.0 283 125.4 Normal Normal ACV Improved Alive (1055+) NA
8 6100 2.6 364 362.0 ND ND Foscarnet Improved with exacerbation Dead (41) CNS infection
9 6100 15.2 2 26.0 ND Cerebellum Mefloquine No response Dead (107) CNS infection
10 2800 3.2 2 216.0 ND ND ND NA Dead (11) CNS infection
11 700 4.2 1 63.0 Normal Basal ganglia ST No response Dead (10) CNS infection
12 10 0.6 4 40.1 Normal ND VCM ? LZD No response Dead (14) CNS infection
13 20 2.6 0 20.4 Normal Meningeal enhancement VCM ? LZD Improved but persistent memory impairment Alive (1258+) NA
14 6900 6.0 ND ND ND Frontal lobe MEPM+VCM No response Alive (16+) NA
15 5100 2.3 61 138.3 ND Right frontal lobe VCM Improved Alive (475+) NA
16 12,600 12.3 4208 62.4 Normal Sinusitis CTRX+VCM Improved Alive (1284+) NA
17 30 1.1 7 41.0 ND Normal VCM No response Dead (15) CNS infection

Note. ACV = acyclovir; ADV = adenovirus; ALL = acute lymphoid leukemia; AML = acute myeloid leukemia; ATL = adult T cell leukemia; BU = busulfan; CA = cytarabine; CB = cord blood;
CML = chronic myeloid leukemia; CMV = cytomegalovirus; CNS = central nervous system; CSF = cerebrospinal fluid; CT = computed tomography; CTRX = ceftriaxone; CY = cyclophosphamide;
CyA = cyclosporine; DHPG = ganciclovir; F = female; FK = tacrolimus; GVHD = graft-versus-host disease; HHV-6 = human herpesvirus 6; JCV = John Cunningham virus; LZD = linezolid;
M = male; MDS = myelodysplastic syndrome; MEPM = meropenem; MMF = mycophenolate mofetil; MRI = magnetic resonance imaging; NA = not applicable; ND = not done; PML = progressive
multifocal leukoencephalopathy; RBM = related bone marrow; RPB = related peripheral blood stem cell; sMTX = short-term methotrexate; ST = trimethoprim/sulfamethoxazole; TBI = total
body irradiation; UBM = unrelated bone marrow; VCM = vancomycin; VZV = varicella zoster virus; WBC = white blood cell; S capitis = Staphylococcus capitis; S haemolyticus = Staphylococcus
haemolyticus; S pneumonia = Streptococcus pneumoniae.

25
26 R. Hanajiri et al.

adenovirus (n = 1), and Toxoplasma gondii (n = 1). All 10


1.0
cases of viral infections were diagnosed with a PCR assay
of CSF, and the six cases of bacterial infections were diag- No CNS infection
nosed with bacterial culture of CSF or abscess. Toxoplasmo- CNS infection
0.8
sis was diagnosed following a brain autopsy. At the onset of

Overall survival
CNS infection, 10 patients (59%) were receiving steroids for
GVHD treatment. Fourteen patients (82%) developed an 0.6
altered mental status, and one patient developed convul-
sions. Seven patients (41%) showed fever (>38 °C), and high 0.4
blood pressure (systolic blood pressure > 160 mmHg or dias-
tolic blood pressure > 90 mmHg) was observed in five
patients. Engraftment had been achieved in 12 patients 0.2
(71%) at the onset of CNS infection. Lumbar puncture was
performed in 16 patients, and cell counts were elevated in
0
five of these patients (31%). Median cell counts were
3 mm 3 (range, 0–4208 mm 3), and protein levels were ele- 0 1 2 3 4 5 6
vated in nine patients (53%). Cranial computed tomography Years after transplantation
was performed in nine patients, but the results were essen-
tially normal in all of the patients. Magnetic resonance Figure 2 OS following allo-HSCT for patients with and
imaging was performed in 14 patients, and nine patients without CNS infection. Note. Allo-HSCT = allogeneic hematopoi-
(64%) displayed abnormal findings (Table 2). Abnormalities etic stem cell transplantation; CNS = central nervous system;
in the medial temporal lobe were observed in three of the OS = overall survival.
six patients with HHV-6 infection. The median onset time
of HHV-6 infection seemed to be earlier as compared with nucleus, basal ganglia, thalamus, hippocampus, cerebrum,
that of other CNS infections, although the difference was cerebellum, midbrain, and pons, with abundant Toxoplasma
not statistically significant (26 days vs. 121 days; p = .18). gondii cysts and free tachyzoites (trophozoites). Toxo-
(see Table 3) plasma cysts were also visualized in the lung, thyroid, stom-
ach, uterus, ovary, and peritoneum. For the six patients
with bacterial meningitis, a bulk dose of antibiotics was
Treatment and outcome
intravenously administered. Two patients responded com-
pletely, and one patient improved with persistent memory
A summary of treatments for CNS infection is presented in
impairment.
Table 2. The probability of an overall response was 53%;
As shown in Fig. 2, OS in patients with CNS infection was
however, minor neurological symptoms remained in four
significantly inferior to that observed in those without CNS
patients (data not shown). Foscarnet was administered to
infection (33% vs. 53% at 3 years; p = .04). Only six patients
all six patients with HHV-6 infection. Of these patients,
were alive at a median follow-up of 39 months (range, 1–58
two improved completely, but the remaining four improved
months) after diagnosis of CNS infection. The median OS
with minor neurological symptoms or did not respond to the
after the onset of CNS infection as determined using the
treatment. We were able to analyze sequential HHV-6 PCR
Kaplan-Meier method was only 107 days. Only four patients
values in three patients (Cases 1, 2, and 6), and in each
simultaneously developed systemic infection documented
patient, HHV-6 copy number in CSF decreased after initia-
by blood culture or autopsy. Causative pathogens for sys-
tion of foscarnet treatment (Case 1: HHV-6 PCR positive
temic infection were enterococcus (Cases 12 and 13), Strep-
to negative; Case 2: 3000 copies/mL to undetectable; and
tococcus pneumoniae (Case 16), and Toxoplasma gondii
Case 6: from 77,000 copies/mL to 150 copies/mL). For VZV
(Case 11). The main cause of death was CNS infection in
meningitis (Case 7), CMV encephalitis (Case 8), and progres-
six patients, other infections in three patients, and disease
sive multifocal leukoencephalopathy due to JC virus (Case
progression in two patients (Table 2).
9), acyclovir, foscarnet, and mefloquine were administered,
respectively. The patient with toxoplasmosis (Case 11)
developed respiratory failure with diffuse bilateral infil- Discussion
trates at the onset. Pneumocystis pneumonia was initially
suspected, and, therefore, sulfamethoxazole-trimethoprim In our series, 4.8% of allo-HSCT recipients developed CNS
was administered. At autopsy, the brain of the patient infection at a median of 38 days after transplantation.
showed widespread necrotizing tissue in the caudate The incidence of CNS infection varies from 0.8% to 15%

Table 3 Multivariate analysis of adverse factors for overall survival.


Factors RR 95% CI p
CNS infection (yes vs. no) 2.27 1.20–4.28 .01
Disease risk (high vs. low) 2.57 1.80–3.68 <.01
Donor type (unrelated vs. related) 1.86 1.24–2.77 <.01
Note. CI = confidence interval; CNS = central nervous system; RR = relative risk.
CNS infection following allogeneic HSCT 27

[7–14], with the discrepancy in these incidences possibly convulsions [27]. Thus, the initial manifestation of CNS
due to differences in study design, patient population of infection may be very similar to that of other disorders,
the studies, definition of CNS infection, or prophylactic such as cerebrovascular disease, metabolic disorder, and
strategies for infections. In a retrospective study of 2628 drug toxicity [5,10,23,25]. Therefore, a positive diagnostic
patients undergoing allo-HSCT, Schmidt-Hieber et al. [7] strategy, including PCR testing of CSF for virus infection
reported that the incidence of viral encephalitis was 1.2%, and magnetic resonance imaging rather than computer
a result comparable with ours. Regarding the risk factors tomography, may be needed to reach an accurate diagnosis,
for CNS infection, in a retrospective study of 655 patients although not all positive cultures or PCR-testing results are
who underwent allogeneic or autologous transplantation, reflective of the true infection and results should be inter-
Maschke et al. [11] revealed that severe GVHD or the use preted with caution.
of high doses of immunosuppressive drugs may induce a risk This study had a limitation due to its retrospective nat-
for developing toxoplasma encephalitis. In our study, a high- ure. Additionally, we may have overlooked some patients
risk-disease status was an independent risk factor for CNS with CNS infection, despite detailed database analysis and
infection, which may be attributed to the immunosuppres- extensive chart review. Nevertheless, our aim was to review
sive status due to multiple courses of intensive chemother- the clinical outcomes of 353 allogeneic transplant patients
apy before transplantation. The prognosis of patients with after CNS infection over a 6-year period and to provide use-
CNS infection after allo-HSCT is extremely poor. Schmidt- ful insights into this phenomenon.
Hieber et al. [7] reported that the median survival after
the onset of viral encephalitis was only 94 days, with higher Conflicts of interest
mortality in patients with rather than those without viral
encephalitis. In our study, the median OS after the onset
There are no competing financial interests.
of CNS infection was 107 days, and OS at 3 years after
allo-HSCT was 33%, similar to a report by Maschke et al.
[11] Although in four cases it appeared that CNS disease
was secondary to a systemic infection, most of the patients Acknowledgment
developed sole manifestation of the pathogen. Therefore,
the worse 3-year OS observed among patients with CNS We would like to thank the nursing staff of Tokyo Metropoli-
infections was a direct consequence of CNS infection. tan Cancer and Infectious Diseases Center, Komagome
Among our 17 cases of CNS infection, viruses accounted Hospital, Tokyo, Japan for their excellent patient care.
for 58%, bacteria for 36%, and protozoa for 6%; however,
no fungal CNS infection was observed in our series. Maschke
et al. [11] reported that cerebral aspergillosis was the sec-
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