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This chapter begins with a consideration of transience and mourning as a way of thinking
about what a failure of imagination might be. It then considers why the ‘fundamental
rule’ of psychoanalysis is truly fundamental: not only for psychoanalytic method, but also
for understanding why Freudian psychoanalysis is of philosophical significance. The
fundamental rule opens up a new meaning of speaking one’s mind. The chapter argues
that the psychoanalytic method is a deployment of reason, properly understood. For it is
that activity of mind through which reason comes to an understanding of the mental
activities—the thinkings—of non-rational and unconscious parts of the human psyche. It
thus illuminates Socrates’ claim in the Republic that reason ought to take the lead in
organizing human life because it has insight into the whole psyche. The chapter examines
what it is for the unconscious to function as a fate.
Keywords: imagination, reason, method, mourning, psychoanalysis, fate, melancholia, fundamental rule
Jonathan Lear
On Transience
IN November 1915, Sigmund Freud published an article on the fleeting nature of all
things—ourselves included. The paper, ‘On Transience’, records ‘a summer walk through
a smiling countryside in the company of a taciturn friend and of a young but already
famous poet’. The countryside was smiling, but neither poet nor friend smiled back.
The poet admired the beauty of the scene around us but felt no joy in it. He was
disturbed by the thought that all this beauty was fated to extinction, that it would
vanish when winter came, like all human beauty and all the beauty and splendour
that men have created or may create. All that he would otherwise have loved and
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admired seemed to him to be shorn of its worth by the transience which was its
doom.
Freud thought the poet was right about the transience of the world. He rejected as
wishful the idea that there must be some eternal ground lying behind the beautiful
appearances. He nevertheless thought that something was going importantly wrong in
the poet’s reflective evaluation of the situation. The sense of transience, Freud thought,
ought to increase the value and joy in our experience. But, what really impressed Freud
about this conversation was that his arguments with his companions seemed to go
nowhere. Reason did not really seem to engage. (p. 222)
My failure [to convince them] led me to infer that some powerful emotional factor
was at work which was disturbing to judgement, and I believed later that I had
discovered what it was. What spoilt their enjoyment of beauty must have been a
revolt in their minds against mourning. The idea that all this beauty was transient
was giving these two sensitive minds a foretaste of mourning over its decease;
and, since the mind instinctively recoils from anything that is painful, they felt
their enjoyment of beauty interfered with by thoughts of its transience.
But what is wrong with that? Usually we use the phrase ‘failure of imagination’ to mean
the person is not being imaginative enough; but in this case Freud seems to think his
companions were being too imaginative, and imaginative in the wrong sort of way. But
what about this imagining makes it the wrong sort of way? It cannot simply be leaping
ahead to the future in order to inform the present. A similar imaginative leap could be
used to enhance the sense of joy in the light of beauty’s transience—and, in Freud’s view,
this would be an altogether healthy imaginative move. Nor can their problem be simply
that their imaginings brought them a wistful lack of joy in the world’s beauty. The failure
does not consist simply in a failure to produce pleasure—though pleasure and pain may
be involved in explaining the psychodynamics. What makes this revolt a failure, in
Freud’s opinion, rather than just a movement of imagination is that it disturbed his
companions’ judgement. Basically, the movement of imagination is disturbing the proper
function of reason in two related ways. First, his companions are thoughtfully and
reflectively drawing the wrong conclusion about the meaning of transience. Second, they
are unresponsive to the salient conditions that ought to be the basis for changing their
minds.
Freud says that what is going wrong is ‘a revolt in their minds against mourning’. It is not
clear what this means. He is no doubt drawing on our familiar experiences of mourning,
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and perhaps ideas are percolating that will emerge a couple years later in his essay
‘Mourning and Melancholia’; but Freud could not simply have meant a passing
psychological state. For, he is trying to account for an organized way of life. The young
poet and the taciturn friend were not fleeing mourning a particular dead loved one.
Rather, the ‘revolt’ showed up in a stable way of life: a resolute refusal to take joy in the
world’s beauty (ostensibly due to its transience). Freud suggests a dynamic psychological
account of how this works: a ‘foretaste’ of mourning triggers a ‘recoil’ from painful
feelings. Still, what he is trying to explain is not an isolated psychological response, but a
stable, character-like formation: this is how the poet lives with the beauty of the world.
From Freud’s perspective, it is actually a character-deformation: the poet and his friend
are not living well with respect to the world’s beauty.
But then what would living well with transient beauty consist in? Freud says that our
sense of the transience of the world’s beauty ought to increase the joy we take in it
(Freud 1915b: 305-306). Now if what is getting in the way of this response is a revolt
(p. 223) against mourning, this would suggest that a healthy response—joy in transient
We do not yet know the marks and features of mourning when it is used in this broad
sense. We have thus far isolated it via paradigm cases and an invitation to expand our
conception of it in certain directions. But it is clear that for Freud the capacity to mourn
is an important aspect of living well with the transience of things. And since we ourselves
are transient beings living in a world of transient beings, it would seem that the capacity
to mourn (broadly understood) is a virtue or a human excellence in Aristotle’s sense. For
what it is for creatures like us to live well is to live well with transience, separation, and
loss—and Freud is isolating a psychic capacity whose function is to do just that.
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to live a meaningful life? Does failure to mourn disfigure reason in its proper activities? It
would seem so if it is the task of reason to distinguish appearance from reality about the
most fundamental matters. And if so, is there anything to be done about this? In my
opinion, one needs psychoanalytic insight to be able to address these questions. And one
needs a philosophical outlook to grasp their deeper significance.
The injunction to say whatever comes to mind without inhibition or censorship gives us
one sense of what we might mean by the free flow of self-conscious thinking. But it is an
unusual sense. The analytic situation as structured by the fundamental rule both
facilitates and enjoins a certain spontaneity of mind. A person is encouraged to let her
mind wander wherever it will go and simply to say out loud whatever comes next. This is
obviously not the ‘freedom’ of rational thinking in the familiar sense, of thinking
according to the constraints of logos. Indeed, with the fundamental rule, the normal
constraints of logos are ruled out as a reason for not speaking. But the situation is more
complex than just the encouragement of this form of spontaneity. It is not merely that the
analysand is saying out loud what is coming to mind, but analysand and analyst are also
listening together to what is being said and not said. The analysand in particular is
apperceptively attending to the movements of her thought, but it is a special mode of
apperception.2 On the one hand, the attention being paid is informed by logos in the
familiar sense that the person is attuned to what makes more or less sense; but, on the
other hand, the person is freed of the normal responsibilities that usually attend
apperceptive consciousness. There is no burden to explain or defend what ‘I think’—
certainly, not in a reasonable account. As a result, the analysand is freed to develop a
capacity to attend to the workings of her own mind; a capacity that tends to be
underdeveloped when one focuses on the flow of rational thought. The analytic situation
then is not a moment in which irrationality is promoted for its own sake. It is more like a
Sabbath moment in which the familiar constraints of rationality—the inhibition and
censorship of ‘silly’ or ‘bad’ thoughts, the giving of reasons and so on—are encouraged to
take a rest (Lear 2016). The overall aim is the development of one’s rational capacity—in
the sense of one’s capacity to distinguish appearance from reality, both about the world
and about oneself. In this sense the fundamental rule encourages a teleological
suspension of the rational for the sake of the rational.
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In effect, the analytic situation as structured by the fundamental rule sets up an intimate
space for reason and the workings of the imagination to meet and interact in fine-grained
detail. As the analysand lies down and attempts to ‘free associate’, the associations tend
of their own accord to become looser, at least by the standards of ordinary conscious
thought. It is not an accident that in such an environment, analysands tend to remember
their dreams. Dream memories come to mind because the analytic situation becomes
dreamy.
It is a surprising and remarkable empirical discovery that no one can follow the
fundamental rule. As Freud said, ‘there comes a time in every analysis when the patient
(p. 225) disregards it’ (Freud 1913: 135n). In my experience that time comes almost
immediately and recurs throughout the analysis. This means that the fundamental rule
gives occasion for analyst and analysand to attend together both to the mind’s
spontaneous wanderings and to the internal resistance to any such opportunity. Attending
to both makes possible a very rich and textured understanding of a person’s imaginative
life (including fantasy) and of how that imaginative life intersects with her self-conscious
understanding.
And so, while the fundamental rule does encourage the free flow of self-conscious
understanding in the sense of a self-conscious sense of the mind’s spontaneous
wanderings, it also facilitates the freedom of self-consciousness in the deeper sense of the
development of a capacity of mind. That is, psychoanalysis is the development of a
psychic capacity to attend to the imaginative workings of one’s own mind as well as to
internal efforts to disrupt them, and then to thoughtfully and effectively intervene simply
through the self-conscious thinking one is doing. One develops a capacity of mind to
change the structure of one’s mind, immediately and directly, through the very
understanding that brings about the change. In the remainder of this chapter, I shall try
to make this claim clear.
Unconscious Fate
We are in a position to formulate a thought that is not explicitly in Freud, though there
are suggestions of it throughout his work. The thought is this: even at the level of the
unconscious our being is an issue for us. Unbeknownst to us for the most part, our
imaginations are actively thinking through what kind of creature we are and what kind of
world we inhabit. Issues of transience and omnipotence, power and vulnerability have
long been on our minds, but in a manner that we do not easily recognize. Freud showed
that this imaginative thinking has a peculiar form: a form that justifies us in
conceptualizing it as a form of thinking, albeit one not constrained by the normal
demands of rationality. If we are to come to grips with how our imagination works, we
need to understand how ontological debate is possible at the level of the unconscious.
Freud saw that repetition was a hallmark of neurotic modern life—and he took that to be
a hallmark of modern life. People were caught up in unhappy-making routines, often
stretching far back in life, with myriad variations. And modern society did not have any
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particular interest in undoing such structures. He tried to think through what this could
mean.
some imagined third party was involved. So, for example, Ms M’s partner has an old
girlfriend with whom he remained friends. This was an occasion for Ms M to form angry
fantasies about that relationship. She would express her fury in small gestures—like
leaving dirty dishes in the sink—that could be denied if challenged. And if a fight did
break out, Ms M would assume the posture of the pure voice of objective reason,
wondering out loud why her partner was getting so angry. This would enrage him further,
and Ms M would secretly enjoy his frustration. There is much to be said about this case,
but I want to consider the broad structure. Freud focused on repetition—and that is how
it appears when one looks consciously at the phenomena—but he also had the genius to
recognize that the unconscious is a mode of imaginative life that has its own form.3
The idea that we experience our unconscious as fate is sometimes not that far from
conscious awareness. People may enter analysis with an inchoate worry that they are
somehow destined never to have an intimate relationship, for example; or, that they will
never quite express the creativity of which they are capable. Freud showed that in an
important sense they are right.
In the case of Ms M, the fate was that life shall be frustrating. This fate hung timelessly
over her life—and uncannily informed the daily events of which Ms M was consciously,
temporally aware. (In Aristotelian terms, it functioned like a formal and final cause.) Ms
M was painfully, angrily aware of life’s frustrations; yet unaware of how active she was in
shaping her life to fit this fate. She would focus on real-life slights; but she also would
construe ambiguous moments so as to trigger her sense of frustration. Occasionally she
would surreptitiously provoke colleagues to stand in her way. In her imagination she
would set up triangles: one person purportedly favouring another over Ms M. So on those
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occasions when she was blocked in some way, she would feel defeated in a competition.
She did not realize she was doing this. But having succeeded in arousing opposition, she
would then be filled with rage and fantasies of revenge. It was as though Ms M lived
inside a geodesic dome of frustration and anger that she mistook for the world.5 (p. 227)
The dome was made up of petite triangles—shaped around two others—made up of
rivalry, frustration, anger, and revenge. They each looked like discrete problems, but they
had a similar shape and together they made up a world. That is, although there was no
conscious overall act of will, Ms M’s mode of living otherwise took the form of a resolute
refusal to take joy in the beauty of the world.
Freud also said of the unconscious that it was indifferent to contradiction.6 The point is
not that the unconscious allows us to believe contradictions because the beliefs reside in
different parts of our mind.7 Rather, our unconscious imaginings are basically not
troubled by contradictory evidence. Ms M was adept at passing over things that were
seemingly ‘going right’ in her life. And she was creative in interpreting these apparently
good events as mere appearance. That is, she was adept at creating and maintaining a
false appearance–reality distinction. To put it in philosophical terms, her imagination
distorted her capacity for reason. Sometimes she would subvert an event that was going
her way. For example, she would on occasion instigate a fight—all the while thinking it
was her partner who spoiled things. The fight would excite her, though it left her feeling
angry, frustrated, and alienated from her partner.
Now, the point about these unconscious fates is that they are akin to a philosophical claim
about our finite condition. That life shall be frustrating: We are creatures who consciously
recognize that we are not omnipotent, that we inhabit a world that to a significant extent
exists independently of us, that we have desires and longings that we are unable to
satisfy. From this perspective, fate seems like a claim about who we are and what is
possible for us. It is as though the unconscious is working in a philosophical direction—
what is it like to be the finite creatures we are?—only it lacks reason.
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What I think Freud means by this last statement is that the characteristic of being
repressed may no longer be the primary concern of those aspects of unconscious mental
functioning that emerge for us in psychoanalysis. We need to grasp how these fate-like
ego strategies work. For Ms M, the insistence on life’s frustration had almost the opposite
of its official meaning. It was a way of taking control. The world could not inflict
frustration on her because, in fantasy, she would get there first, and inflict it on herself.
By insisting upon frustration, Ms M protected a hidden sense of invulnerability. This came
out in dreams and daydreams of being all-powerful: able, for instance, to rip out the heart
of an opponent and devour it or shred her enemy with sabre-like fingernails. The
frustration and anger that Ms M consciously felt covered over omnipotent fantasies of
revenge. She also felt omnipotent when, in a fight, she took up the position of
unemotional reason looking down objectively on her opponent: wondering out loud in an
‘unemotional voice’ why his problem would get him so upset.
Rather than focus on the content of Ms M’s fantasies, consider their structure: one level
of unconscious ego inflicts a fate that life shall be frustrating, and a level of unconscious
fantasy wishfully expresses omnipotence. This broad-scale structure has many variants
and I suspect it is not unusual in contemporary urban bourgeois life. It is an unhappy-
making solution, but one compatible with managing the social and work demands of
readers of the New York Times (or the Guardian). Within the psyche of the high-
functioning neurotic there is in some sense an ongoing ontological conflict: one side
insisting on the person’s finite nature, the other claiming omnipotence. In Ms M’s case,
the conflict culminates in a standoff in which Ms M expresses both her sense of finiteness
and her sense of omnipotence in an unhappy but triumphant compromise of frustration.
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Ms M is stuck because she is stuck in falsity—and in two related ways. First, in Ms M’s
case reason has not merely been influenced by imagination, it has been subverted by it.
Her capacity thoughtfully to distinguish appearance from reality has been distorted, so
that she has become adept at interpreting any purported successes as mere appearance.
She similarly interprets apparent failures immediately as a real-life basis for frustration.
She is stuck in a false conception of reality. And any attempts at further reflection only
feed through this short-circuited loop. Second, she is stuck in a false understanding of
self and world because she is unknowingly entangled in a poor solution to psychic
conflict. She repeatedly experiences the world as frustrating because, almost
unbeknownst to her, her imagination is taken up with childish fantasies of omnipotence.
These fantasies of course present significant challenges in adult life. If they are not
worked through and modified through further imaginative work, they threaten to break
through in demands and claims that disrupt one’s position in the social world. They can
drive one crazy. The ‘solution’ that Ms M hit upon—probably early in life—is to cover over
those fantasies with an omnipotent insistence on life’s frustrations. So the falsity here is a
false understanding of oneself, and a false sense of where one’s frustration is coming
from.
This is, I think, what Freud means when he says that the neurotic is withdrawn from
reality. Ms M cannot experience the variety of life’s events—and thus their liveliness—
because she has already interpreted them in the frame of frustration. All other beings are
and must be frustrating beings. In this way, a largely unconscious ontological stance is
held in place by a conflicted, but fairly stable psychological formation. And although Ms
M may exercise imaginative creativity in enforcing this world view, it is wearying (p. 230)
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Transference
Freud came to see that these forms of imagining attempt to structure the entire analytic
situation. He called this phenomenon transference, and said of it:
As is well known, Freud had an interest in the repetition of forgotten scenes from the
past. But there is also in his work a strain of thinking that the significant repetition is not
so much of a past scene, but the re-enactment of a past form of imaginative life. The
purported past scene—whether or not it actually happened—functions as symbolic
representation of this imaginative form of life. The best way to understand this, I think, is
not in terms of repetition or reproduction, but as the self-maintaining imaginative activity
of an unconscious teleological structure.
In his first serious reflection on transference—in the aftermath of his painful failed
treatment with the patient known as Dora—Freud said that dealing with transference was
‘by far the hardest part of the whole task’:
There are, I think, two reasons Freud found dealing with transference so difficult. First,
in transference there is a weird undertow in which the analyst is pulled by the currents of
another person’s imagination. One finds oneself in the midst of an intermingling of
subjectivities that still needs to be better understood. And it is especially difficult to grasp
what is happening if, as with Freud, one’s self-image is of a doctor taking an objective
stance towards a patient whose subjectivity is over there, firmly inside the patient.
Second, it is emotionally demanding to be drawn into a melancholic imaginative
structure. One is assigned a rigid role, and one can come to feel that if it were up to the
analysand, one would be stuck there forever.
It is Freud’s genius to recognize that the way to get unstuck is to learn how to play with
the transference. Freud put it this way:
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The main instrument … for curbing the patient’s compulsion to repeat and for
turning it into a motive for remembering lies in the handling of the transference.
We (p. 231) render the compulsion harmless, and indeed useful, by giving it the
right to assert itself in a definite field. We admit it into the transference as a
playground in which it is allowed to expand in almost complete freedom and in
which it is expected to display to us everything in the way of pathogenic instincts
that is hidden in the patient’s mind. Provided only that the patient shows
compliance enough to respect the necessary conditions of the analysis, we
regularly succeed in giving all the symptoms of the illness a new transference
meaning and in replacing his ordinary neurosis by a ‘transference-neurosis’ for
which he can be cured by the therapeutic work. The transference thus creates an
intermediate region between illness and real life through which the transition
from one to the other is made.
I would like to take seriously the idea that working with the transference consists in
analyst and analysand learning to play together. I will give a brief clinical vignette that
illustrates what I mean by this, and then discuss why it matters. I hope to show how play
is an imaginative activity of special philosophical and psychological significance.
After a few years of analysis, Ms M became more aware of her tendency to feel frustrated
and angry with colleagues and friends, and with her partner. She was weary of it, but she
also felt despondent about ever breaking out of the cycle. She still had angry feelings, she
still had vengeful fantasies, but she was now able to notice them consciously in the
moment, and keep them to herself rather than just act them out. In that way, Ms M felt
her life was much less self-destructive than it had been: she was still in her relationship,
for example, rather than having one more explosive break-up. But she continued to feel
frustrated and angry.
In the transference, Ms M was regularly angry with me: for my silences, for what she
experienced as my spare analytic comments (which I experienced as a friendly but
definite analytic stance). She experienced me, at least at times, as withholding from her,
and accused me of being a ‘silent, passive-aggressive type, just like my mother’. This was
not all she felt towards me, but these angry feelings of frustration would recur. It also
made her angry when I pointed out that she was using our analytic relation to set up a
situation of frustration. She would then turn her anger on herself: she must not know at
all how to do analysis. She said she felt helpless and confused. In the transference I
became a parent who would not come to her aid, and left her ‘in the crib with dirty
diapers’. And yet, there was also something unreal about all this for her. It was as though
she was starting to wake up to the dream-like status of her waking life. This was a sign
we were in the ‘intermediate region’ Freud talked about.
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what I was thinking now. One day she mentioned that she had seen a notice that I would
be giving a lecture in Chicago. She moved quickly on, to talking about a frustration in her
work situation. It was as though bare mention was enough. I drew her attention to the
brevity of her mention—and asked her if she might have felt the need to move away from
it. She became angry with me for bringing it up. But she did say that if I hadn’t said
anything, she would have interpreted that as me tacitly giving her permission to go. Now
(p. 232) that I had brought it up, that must mean I did not want to her to go. Either way I
This led to a wealth of associations from childhood. She had spent much of her youth
sneaking around looking for clues, afraid to state her desire openly. In her pre-teens her
mother had become worried about Ms M gaining weight and had put her on a diet. Ms M
would sneak around for food. My not speaking much reminded her of not being fed. If she
got caught—or if she refused to eat the ‘disgusting’ food her mother did give her—she
would be sent to the basement as punishment. It is there that she remembers having her
first violent fantasies of revenge. So, in the moment I was the fantasy mother—in the
playground of the analytic situation. In asking her about her brief mention of my
upcoming talk I had caught her sneaking around. And, by supposedly giving her hints that
she shouldn’t go I was forcing her on a diet, keeping her ravenously hungry, preventing
her from being fed by me outside the confines of the analytic situation.
But though the feelings were strong, we could both feel we were in an intermediate zone,
an arena in which the reality or unreality of events is held in a weird kind of abeyance.
Ms M circled through many associations but came back to her experience of me getting
in the way of her coming to my lecture. A voice welled up from deep inside her, a plaint: ‘I
have never heard you speak!’
I said, ‘Can you hear me now?’ (My comment was earnest but as I hope you can see, also
playful. My mind had associated to a well-known mobile phone ad in which the person
repeatedly tests whether there is still a communicative link.) I do not want to exaggerate
the efficacy of any single moment and I cannot say with absolute confidence what
happened. But this seemed to me a significant moment. Ms M was at first taken aback,
slightly shaken. She laughed, she sighed, she fell silent, her body relaxed. After a moment
she said, ‘Yes, I can hear you now’.
Ms M began to draw links between various meanings of I have never heard you speak!
The official voice of the ego was the voice of frustration and complaint: because she was
in analysis with me, she was prevented from going to hear me in a lecture or a classroom.
But Ms M had been in analysis long enough that when she paid attention, she could hear
another voice just below the surface: a voice of omnipotent, victorious triumph. I have
never heard you speak! That is, ‘I have absolute, unassailable right to go whether you like
it or not!’ But then there was also a voice of dawning recognition. I have never heard you
speak! That is, ‘I have spent this time hearing you in a false role, speaking indirectly to
me passively denying me permission’. It was also a voice of mourning: ‘I have spent these
years in analysis so busy listening for clues whether you endorse what I am saying or
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whether you deny me permission that I have only dimly heard your analytic voice—which
you have been speaking all along’.
It would take a paper of its own to explain what happened in the analysis to make it
possible at this later stage for Ms M to hear my comment ‘Can you hear me now?’ as
something other than just another frustrating remark. That is all it would have been or
could have been in the opening phase of the analysis. We should have to describe how
working together Ms M and I created a ‘playground’ in which Ms M felt safe enough to
play. In particular, she felt safe enough to ‘play’ with me as being someone other than a
frustrating figure in her life.
This is crucial: playing is playing with ontology. It is a different way of being with
(p. 233)
the being of things. In his discussion of child’s play, the psychoanalyst Donald Winnicott
famously introduced the terms ‘transitional object’ and ‘transitional phenomena’ to
describe a child’s play with, say, a teddy bear. Play, according to Winnicott, provides a
resting place from the standard tasks of distinguishing subjective from objective, inside
from outside, me from not-me. In play the issue of whether teddy is part of me or not—
whether, for instance, teddy simply knows what I am thinking or I simply know what he is
thinking—is left in abeyance. It is the ontological status of the teddy that is played with.
This kind of play is precious to our living; and Winnicott suggests that, with children,
‘good enough’ parents have an intuitive sense to protect the play space.
Of the transitional object [that is, teddy] it can be said that it is a matter of
agreement between us and the baby that we will never ask the question: ‘Did you
conceive of this or was it presented to you from without?’ The important point is
that no decision on this point is expected. The question is not to be formulated.
In a ‘good-enough’ environment children have freedom to play with the issues of their
being and the being of things around them; for example: Is teddy part of me? Or: Is teddy
up to me? But they are able to do so because, with the help of a parental, supporting
environment, certain defining questions are left unasked. To ask them is to dissolve the
play space.
The analytic situation is a recreation in adult life of a play space. Analysts are sometimes
caricatured as not saying very much; but one benign way to understand this is in terms of
a reluctance to ask the questions that would inevitably bring play to an end. As we have
seen, Ms M was able to start playing with me as a figure in her life. In particular, were
there other ways of hearing me say ‘Can you hear me now?’ It was the play that put her
in a position where she could then effectively ask a question about the frustrating figure
who would not let her go to the lecture. Was that figure really located over there, in me?
Or was it a figment of her imagination? It was play in the analytic space that enabled her
to raise imaginative possibilities—and then gingerly try them out: questions about the
manner of her being and the manner of mine.
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This immediate and direct efficacy of psychoanalysis has not been sufficiently
appreciated. To put it in psychoanalytic and philosophical terms: the ego can develop
itself by developing a practical capacity with respect to its own functioning. This is a
startling accomplishment: not just the capacity to change how one’s mind functions, or
even to change it on the basis of conscious understanding of how it functions, but to be
able to (p. 234) change it immediately and directly through the efficacy of self-conscious
thinking itself. On this occasion, when Ms M says, ‘I can hear you now’, she is actually
creating the condition of hearing me. This is a remarkable power: the capacity for self-
consciousness to take up and practically influence the workings of the whole psyche via
its understanding of those workings. We need to understand much better than we do how
this all works. In particular, what does influencing the workings of the whole psyche
consist in? We typically see in such moments a move in the direction of wholeheartedness
—as though the person’s emotional life and will are coming together. But how does this
work? It seems to me that we still lack an adequate answer.
Socrates says it is appropriate for reason to rule. The Greek is to logistikon, which
literally refers to our capacity to exercise and deploy logos. Our capacity for logos is a
shared human capacity in which we attempt to react to reality by giving an account of it
in language, an account we try to make adequate, one to which we hold ourselves and
each other answerable, one which requires us to take responsibility even for the norms of
adequacy. It is in terms of this logos-making capacity that we try to formulate a
distinction between truth and appearance, both about the world and about ourselves. The
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Now Socrates says it is appropriate for reason to rule, but we should not be
(p. 235)
I want to read Socrates and Plato as speaking beyond themselves. I see them as laying
down constraints on what an adequate account of reason will turn out to be. To
understand what reason is we need to figure out what the appropriate relations are
between our logos-informed capacity to understand and the (non-logos-constrained)
imaginative workings in our soul. What would it be for our capacity for logos to be wise
and exercise foresight with respect to our imaginations? It seems to me that
psychoanalysis is the attempt to work out what those appropriate relations are, in the
therapeutic context of actually encouraging the development of those relations (not
simply understanding theoretically what they should be). So understood, psychoanalysis
is itself an exercise of human reason.11 It is the activity of listening to the imaginative
voices, the promptings and workings of the non-rational soul, and engaging them
effectively with logos-informed understanding.
For Socrates in the Republic and Aristotle in the Nicomachean Ethics one of the central
questions, if not the central question, was how reason, to logistikon, could exercise
appropriate influence over the non-rational part of the soul. This is a question for which
they could only provide a partial answer. I believe psychoanalysis ought to be understood
as taking up that heritage and opening new paths for providing an answer.
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An Unusual Meal
Let me conclude with a clinical example that illustrates this point. About four months
before the end of her analysis Ms M came in and reported a dream she had the night
before.
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I had to give a presentation. It has music in it. I wanted to make Thai food—that’s
somehow connected to the music. I’m excited about it. I have a recipe. I am going
to go shopping for the ingredients. It will be spicy. Then later in the dream I’m
anxious that I’m not prepared.
She comments that she is excited by the idea of making music and Thai food. She
(p. 237)
is not an expert, but is really interested in it. But she is anxious that as she goes shopping
for ingredients she might not be able to find her way back. Then she asks:
Why Thai food? The word ‘Thai’ could be significant, it has to do with a connection
to music, but that is not clear.
She continues, ‘I can’t believe in the dream how much I’m enjoying my life’.
Then she says something that surprises me: ‘I can see the Thai dish in front of me. But it
is one someone else made. I have to get the things to make my own.’ This is the first time
I have heard about another person, so I ask her, ‘There is someone else who has already
done it?’ She says yes, and then after a pause says ‘I wonder whether you think that is
you, and all I am going to do is copy you’. I say, ‘What do you think?’ She said, ‘It feels
like my idea. I can bring the Thai food into my presentation and connect it to the music. It
feels right.’
This was the second time she said that she could connect Thai food to the music. So I
said: ‘You seem to think that Thai food would tie things to the music’. She responded, ‘The
Thai food is a tie—it could tie everything together—though I don’t know how it will work
out exactly. I have to go far away for the ingredients, but the food will be interesting,
spicy, taste good, be unfamiliar to me.’ She also wondered whether this would make a tie
between the two of us, after the analysis ended. She would have to go off on her own to
find her own ingredients and put them together.
I do not think it is too much of a stretch of the imagination to hear this as a dream-like
comment on the end of the analysis. In her youth, she had been kept on a strict food
regimen by her mother and this had led, in her own mind, to terrible feelings of
frustration and anger; to sneaking and peeking; to hidden gluttony and purging; to
getting caught and punished and having violent fantasies of revenge. In the dream, this
structure is opened up. She is going to be able to make, eat, and present an exotic new
dish—Thai food. It is not something with which she is familiar, but she is excited by the
prospect. It feels fresh and new; a challenge. She has some anxiety that she might get
lost as she looks for the spicy ingredients, but that does not dampen her sense of
excitement.
And then through the loose associations of primary processes of the unconscious, Thai
food is linked to tie-food. A heap of meanings are condensed into that image. In the
dream, Ms M ties Thai food together with making music. She ties that together with her
capacity to make a new kind of public presentation. The dream seems to be summing up
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the meaning of the analysis for her in dream-like terms. The analysis has fed her. But it
has fed her with a capacity to make her own tie-food. She can now make music for others.
We can see the truth of the dream demonstrated in the analytic session. As Ms M
associates, she is able to tie her dream to her conscious thoughts about her dream. She is
able to put her dream into logos-filled conscious thoughts that tie together in unusual
ways the rational and non-rational parts of her soul. All of this—the dream and the later
analysis of it—are playful and mournful anticipations of the end of the analysis. Ms M is
(p. 238) anticipating the end, trying to sum it up as a way of getting ready to say goodbye.
She is dealing with the transience of the analysis itself. Notice how lacking her goodbye is
in the familiar structure of frustration and anger. This means that Ms M is not just
mourning the end of the analysis, she is saying goodbye to a way of life that had for so
long been her way of life. It is by thinking through her life in a psychoanalytic manner,
interweaving reason and the imaginative workings of the non-rational parts of her soul,
that she has been able to undo its false structure. This is the activity of reason taking
appropriate lead of the whole soul. And note the imaginative hopefulness here for a
future that cannot yet be comprehended. This open-ended hopefulness is integral to the
willingness to give up hitherto imprisoning structures, however comfortable they once
were. And it is a joy Ms M can now experience in the transience of life.12
References
Berlin, I. (2013). The Hedgehog and the Fox: An Essay on Tolstoy’s View of History.
Princeton, NJ: Princeton University Press.
Freud, S. (1900). The Interpretation of Dreams. In J. Strachey (ed. and trans.), The
Standard Edition of the Complete Psychological Works of Sigmund Freud, Vols 4–5.
London: Hogarth Press.
Freud, S. (1910a). ‘Five lectures on psycho-analysis’. In J. Strachey (ed. and trans.), The
Standard Edition of the Complete Psychological Works of Sigmund Freud, Vol. 11 (pp. 9–
55). London: Hogarth Press.
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Freud, S. (1913). ‘On the beginning of treatment’. In J. Strachey (ed. and trans.), The
Standard Edition of the Complete Psychological Works of Sigmund Freud, Vol. 12 (pp.
123–144). London: Hogarth Press.
Freud, S. (1915a). ‘The unconscious’. In J. Strachey (ed. and trans.), The Standard
(p. 239)
Edition of the Complete Psychological Works of Sigmund Freud, Vol. 14 (pp. 166–215).
London: Hogarth Press.
Freud, S. (1915b). ‘On transience’. In J. Strachey (ed. and trans.), The Standard Edition of
the Complete Psychological Works of Sigmund Freud, Vol. 14 (pp. 305–307). London:
Hogarth Press.
Freud, S. (1917). ‘Mourning and melancholia’. In J. Strachey (ed. and trans.), The
Standard Edition of the Complete Psychological Works of Sigmund Freud, Vol. 14 (pp.
243–258). London: Hogarth Press.
Freud, S. (1923). ‘The ego and the id’. In J. Strachey (ed. and trans.), The Standard
Edition of the Complete Psychological Works of Sigmund Freud, Vol. 19 (pp. 12–66).
London: Hogarth Press.
Freud, S. (1925). ‘An autobiographical study’. In J. Strachey (ed. and trans.), The Standard
Edition of the Complete Psychological Works of Sigmund Freud, Vol. 20 (pp. 7–74).
London: Hogarth Press.
Lear, J. (2016). ‘The Freudian sabbath’. In J. Kreines and R. Zuckert (eds), Hegel on
Philosophy in History (pp. 230–247). Cambridge: Cambridge University Press.
Lear, J. (2017). Wisdom Won From Illness: Essays in Psychoanalysis and Philosophy.
Cambridge, MA: Harvard University Press.
Mann, T. (1937). ‘Freud and the future’. In Essays of Three Decades. New York: Alfred A.
Knopf.
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Notes:
(1) See Freud 1913: 134–5; Freud 1900: 101–2; Freud 1910a: 31–2; Freud 1925: 40–1;
Freud 1910b: 144; Freud 1912: 115. I discuss the importance of the fundamental rule in
Lear 2017: 1–49.
(2) I discuss this mode of apperception in Lear 2016. See also Pippin 2014.
(3) ‘To sum up: exemption from mutual contradiction, primary process (mobility of
cathexes), timelessness, and replacement of external by psychical reality—these are the
characteristics which we may expect to find in processes belonging to the system Ucs.’
Freud 1915a: 187.
(4) For a thought-provoking discussion of fate in psychoanalysis, see Mann 1937: 3–45.
(5) See also the case of Ms A, in Lear 2017: 11–29. The broad-scale difference was that
Ms A’s world was one of disappointment and resignation; Ms M’s was one of frustration
and rage, passive aggression, and emotional explosions.
(7) This is the route Davidson (1982) took and the problem he set out to solve. The
solution is ingenious but I have argued (Lear 2015: 29–60) that it is not adequate to the
psychological phenomena that show up in psychoanalysis.
(8) See Berlin (2013) for an account of the use of this phrase.
(9) ‘Is there anything in addition to your songs that you want to say to people?
—Good luck.
—Oh, yes I do, every song tails off with ‘Good Luck,—I hope you make it.’
(‘Bob Dylan Gives Press Conference in San Francisco, Part II’, Rolling Stone, 20 January
1968).
(10) Plato (2003, 2004), Republic 441e. I use the English words ‘soul’ and ‘psyche’
interchangeably as translations of the Greek word ‘psyche’. And thus by ‘soul’ I mean
basically what Aristotle meant: that the soul is the principle of life in a living being.
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(12) I would like to thank Matthew Boyle, Gabriel Lear, Anselm Mueller, Edna
O’Shaughnessy, and the editors of this volume for comments on a previous draft; and
Isabela Ferreira for copy-editing and comments.
Jonathan Lear
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