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REVIEW

CURRENT
OPINION Updates in management of acute invasive
fungal rhinosinusitis
John R. Craig

Purpose of review
Acute invasive fungal rhinosinusitis (AIFRS) is a rare and often fatal disease, that remains incompletely
understood. Case series and literature reviews constitute most of the literature on AIFRS, and act as the
standards by which we treat these extremely complex patients. This review discusses management of
AIFRS, with focuses on optimal diagnostic and therapeutic strategies.
Recent findings
Mortality rates remain high, around 50% overall, though some recent studies have shown higher survival
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rates with early diagnosis and complete surgical resection. Some recent publications on AIFRS have
focused on the utility of frozen section analysis both to diagnose and potentially guide the completeness of
endoscopic surgical debridement. It was also recently shown that complete endoscopic resection of disease
leads to higher survival than when disease was incompletely resected. Additionally, a new antifungal agent
was recently approved by the FDA, which has a more favorable pharmacologic and side effect profile,
though more studies are necessary to determine its utility.
Summary
Early diagnosis requires identification of sinusitis symptoms in immunocompromised patients, followed by
intranasal biopsy and frozen section analysis. Early surgical debridement and antifungal therapy then
remain the cornerstones of AIFRS management.
Video abstract
See Video, Supplemental Digital Content 1, http://links.lww.com/COOH/A38.
Keywords
aspergillosis, diabetes, invasive fungal sinusitis, mucormycosis, neutropenia

INTRODUCTION symptoms [8,9]. The most common fungi causing


Fungi are ubiquitous in nature, being inhaled into AIFRS include Mucor and Rhizopus spp. from the
the nasal cavity with every breath. Fungal spores are Zygomycetes class/Mucorales order, and Aspergillus
deposited into the sinonasal mucus lining, and form spp. Rarer fungi include Alternaria spp., Candida
part of the normal sinonasal microbiome [1]. In spp., and Fusarium spp. [2]. Both Aspergillus spp.
immunocompetent patients, spores are destroyed and Mucor spp. can be angioinvasive, and whereas
either by tissue macrophages, or through immuno- Mucor spp. has been suggested to be more aggressive
logic cascades that recruit neutrophils for fungal with more frequent neurovascular and orbital inva-
spore removal [2,3]. Although phagocytic cells form sion [10,11], multiple studies have shown that fun-
&& &

the primary defense against fungi, helper and cyto- gus type does not predict survival [12,13 ,14 ].
toxic T cells also play a role [3–5]. In immunocom-
promised patients, spores can germinate into
hyphae, invade the mucosa, and possibly neuro-
Department of Otolaryngology–Head and Neck Surgery, Henry Ford
vascular structures [6,7]. If fungi enter the intravas- Health System, Grand Blvd, Detroit, Michigan, USA
cular space, they can spread and cause both local Correspondence to John R. Craig, MD, Department of Otolaryngology–
and distant tissue ischemia, necrosis or hemorrhage. Head and Neck Surgery, Henry Ford Health System, 2799 W. Grand
Acute invasive fungal rhinosinusitis (AIFRS) is Blvd, Detroit, MI 48202, USA. Tel: +1 313 971 9320;
defined by presence of fungal hyphae within the fax: +1 313 916 7263; e-mail: JCraig1@hfhs.org.
sinonasal mucosa, submucosa, vasculature or bone, Curr Opin Otolaryngol Head Neck Surg 2019, 27:29–36
in the setting of 1 month or less of sinusitis DOI:10.1097/MOO.0000000000000507

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Nose and paranasal sinuses

&&
[12,17,18,19 ,20–24], with most series reporting
KEY POINTS mortality rates greater than 50%. A recent meta-
 Early diagnosis is essential, which requires identifying analysis of 210 AIFRS cases showed a 60% overall
the cardinal symptoms of sinusitis in the following survival, which has not changed significantly over
&
immunocompromised states: poorly controlled diabetes, the last 20 years [14 ]. Multiple series have reported
absolute neutropenia (hematologic malignancy, drug- negative prognostic factors, such as delayed diagno-
induced neutropenia), HIV/AIDS, chronic steroid use, &&
sis [25], orbital [26,27] and intracranial [12,13 ,27]
and iron overload. Nasal endoscopy as well as involvement, diabetes [26,28], neutropenia [24],
computed tomography (CT) is warranted in these &&
advanced age [13 ,29,30] and Mucor species
patients. Magnetic resonance imaging (MRI) improves
diagnostic accuracy and assesses extent of spread. [10,11,22]. There are discrepancies between pub-
lished reports of negative prognostic factors and
 Edema alone can be indicative of early AIFRS; patients overall survival, making it difficult to draw conclu-
would not always have pale or dusky mucosa with sions.
crusting and ulceration.
Turner et al. published the largest systematic
 There should be a low threshold to perform intranasal review of 52 studies and 807 patients, 398 of whom
biopsy with frozen section analysis, based on areas of were used for prognostic factor analysis. They
concern on nasal endoscopy, CT, and MRI; if no overt reported an overall survival rate of about 50%, with
abnormalities are seen but clinical suspicion remains the following factors predicting worsened survival:
high, consider middle turbinate biopsy. If biopsy is
advanced age, aplastic anemia (20%), renal/hepatic
negative, but suspicion remains high, the patient should
be taken to the operating room. failure (24%), intracranial and cavernous sinus
extension (25%), and neutropenia (29%). They
 Management requires a multidisciplinary approach, reported improved survival in patients who were
with the most significant positive predictors of survival diabetic (50%), received liposomal amphotericin B
being surgical debridement and antifungal therapy.
(60%) or underwent open (54%) or endoscopic sinus
&&
 For nasal and sinus disease with orbital and/or surgery (ESS) (64%) [13 ].
intracranial extension, endoscopic sinus surgery with or
without extended endoscopic sinus approaches are
often sufficient for initial surgical management. Risk DIAGNOSIS
versus benefit of disfiguring or morbid operations, such
Early diagnosis is the key to managing AIFRS suc-
as rhinectomy, maxillectomy and orbital exenteration
should be considered on a case-by-case basis, but often cessfully. However, diagnosing AIFRS can be chal-
do not improve survival. lenging because of its rarity and nonspecific clinical
presentation. It is helpful to learn about AIFRS in the
context of the temporal course of the diagnostic
workup and treatment. First, patients usually pres-
Overall, diabetes (50%) and hematologic malig- ent with nonspecific sinonasal complaints that have
nancy (40%) account for 90% of the immunosup- been ongoing for 1 month or less [8]. There is no
pression causing AIFRS, as was reported in a review pathognomonic symptom for AIFRS, but facial pain,
&&
of over 800 patients by Turner et al. [13 ]. Aspergillus facial edema, nasal obstruction and fever have been
spp. and Mucor spp. can both be found in neutrope- reported most commonly, occurring in 50–65% of
nic patients and those who take chronic systemic && &&
patients [2,13 ,19 ]. Particularly worrisome signs
steroids, whereas Mucor spp. has a propensity for and symptoms, though less frequent, are those sig-
diabetic and iron-overloaded patients [2,3]. The nifying neurovascular, orbital or intracranial inva-
mechanisms behind immunosuppression and AIFRS sion: facial numbness, palatal/facial necrosis, vision
risk remain incompletely understood, but absolute changes, proptosis and severe headaches.
and functional neutropenia are major underlying When patients present with ongoing sinonasal
causes of most AIFRS-associated immunocompro- complaints, physicians must consider whether they
mised states. However, patients with HIV/AIDS, iron are immunocompromised. It is case reportable how
overload, protein-energy malnutrition, or trans- rare AIFRS is in immunocompetent patients [31,32].
plant patients on azole prophylaxis are also at risk As diabetes and absolute neutropenia are the main
for AIFRS, so neutropenia is not the only immuno- risk factors for AIFRS, a basal metabolic panel to
logic risk factor [2,15,16]. assess for hyperglycemia/ketoacidosis, and com-
plete blood count with differential to assess the
absolute neutrophil count (ANC) should be
SURVIVAL AND PROGNOSTIC FACTORS checked. Patients with an ANC less than 500/ml
Single-institution and multicenter case series &&
are at risk for AIFRS [19 ,24]. No absolute plasma
have reported mortality rates from 20 to 80% glucose value has been clearly associated with AIFRS,

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Updates in management of AIFRS Craig

but ketoacidosis is not required [33]. If glucose and fat, orbit, brain). Another benefit of contrast-
ANC are normal, physicians should determine enhanced MRI is to assess for loss of mucosal
whether patients are HIV-positive, on chronic ste- enhancement, which can be a sign of ischemia.
roids, or at risk for iron overload. Immunocompro- Groppo et al. [37] found that loss of mucosal
mised patients with sinonasal symptoms warrant enhancement had 64–87% sensitivity and 40–
sinus computed tomography (CT) and nasal endo- 83% specificity.
scopy. Nasal endoscopy is the next component of the
As AIFRS patients are often initially seen by workup and is indicated in any immunocompro-
nonotolaryngologists, sinus CT scans are often mised patient with sinonasal symptoms, or inflam-
obtained next. No imaging findings are 100% sensi- mation on sinus CT [34,38]. Extrapolating from CT/
tive or specific for AIFRS. Multiple studies have MRI studies showing nasal mucosal thickening to be
&&
shown the most common CT finding in 80–100% a very common early finding in AIFRS [19 ,34],
of AIFRS cases to be intranasal or sinus mucosal surgeons should assess the entire nasal cavity for
&&
thickening [19 ,24,34], more commonly unilateral mucosal edema. Some case series have also reported
[24,34]. Absence of sinus inflammation on CT has intranasal edema to be an early endoscopic finding
high sensitivity and NPV [35]. More aggressive CT in AIFRS (Fig. 2a), which may become violaceous
findings of osseous erosion and orbit/brain/skin (Fig. 2b) before turning pale or black from ischemia
invasion are highly specific for AIFRS [35], but are or necrosis (Fig. 3a) [2,22]. Endoscopic findings
less common until late in the disease [24,34]. Peri- consistent with necrosis include discoloration,
antral fat infiltration anterior or posterior to the eschars/crusting and ulceration (Fig. 3b).
maxillary sinus is one of the most specific findings Intranasal biopsy is the next consideration.
for AIFRS (Fig. 1) [35,36]. Groppo et al. [37] analyzed Most AIFRS involves the middle turbinate, nasal
CT and contrast-enhanced MRI findings in 17 AIFRS septum or nasal floor mucosa, so attention should
patients, and found that MRI was more sensitive be paid to these areas for possible biopsy. The max-
than CT for diagnosing AIFRS. MRI is superior to CT illary and ethmoid sinuses are the most common
for distinguishing mucus versus edema, and in sinuses involved, but are not usually accessible for
assessing invasion beyond the sinuses (periantral biopsy in awake patients [12]. The middle turbinate

FIGURE 1. Computed tomography images of right-sided acute invasive fungal rhinosinusitis. (a) Coronal CT bone-window,
showing right-sided maxillary and ethmoid sinus mucosal thickening and partial opacification but no bone erosion around the
maxillary sinus, orbit, or skull base. (b) Axial CT soft-tissue window, showing right pterygopalatine and infratemporal fossae
fat pad obliteration (white arrow). CT, computed tomography.

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Nose and paranasal sinuses

FIGURE 2. (a) Intraoperative endoscopic view showing edema in the left maxillary and anterior ethmoid sinuses (white
asterisks) in a patient with early acute invasive fungal rhinosinusitis. Aspergillus elements had invaded and were identified
within this edematous mucosa. (b) Intraoperative endoscopic view showing violaceous edematous mucosa (white arrows)
along the left lateral wall of the inferior meatus after the invaded inferior turbinate was resected. There was dense mucosal
invasion by Mucor hyphae, but no vascular invasion, so note that there was no pale or black appearance, and the tissue was
bleeding. MS, maxillary sinus.

has been shown to be the most common site of biopsy has 75–86% sensitivity and 100% specificity
&&
fungal involvement in AIFRS (40–90% of cases), for diagnosing AIFRS [19 ,39]. Payne et al. used the
with pallor or necrosis being the most common following criteria for biopsying the middle turbinate
&&
tissue appearance [17,19 ,20,24]. Middle turbinate in 41 AIFRS patients: ANC less than 500/ml, mucosal

FIGURE 3. (a) Intraoperative endoscopic view of a necrotic right middle turbinate with both pale and dusky portions (white
arrow). This had been previously biopsied with the patient awake, and showed dense Mucor hyphal mucosal and vascular
invasion. (b) Intraoperative endoscopic view of focal ulceration and eschar formation over the left anterior septum (white
asterisk), with Alternaria spp. having invaded into the septal mucosa.

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Updates in management of AIFRS Craig

FIGURE 4. Histopathology of Mucor and Aspergillus mucosal and vascular invasion. (a) Angioinvasion by irregular aseptate,
broad-branching hyphae noted within the wall of an artery (black circles), on haemotoxylin and eosin staining. Fungal hyphae
had invaded through the artery’s adventitia and had migrated to the internal elastic lamina (IEL), but had not invaded into the
intravascular space. (b) Histopathology of Aspergillus mucosal invasion on Grocott–Gomori methenamine silver staining. Note
the characteristic septate, acute branching hyphae (white arrows).

abnormalities on nasal endoscopy and CT showing debriding necrotic sinonasal tissue until bleeding is
sinonasal inflammation. They reported an AIFRS- seen, with repeat surgical debridements as needed.
specific mortality rate of 24%, which they attributed Removal of suspicious sinonasal mucosa generally
to their low threshold to biopsy the middle turbi- requires ESS directed at sinuses involved. If turbinates
nate early in the disease, even if no mucosal abnor- are suspected, they too should be removed. Any
&&
mality [19 ]. Although the middle turbinate is necrotic bone should be removed if it can be done
commonly involved in AIFRS, if other subsites safely. Invaded bone may appear discolored or just
appear abnormal, they too should be biopsied. Once significantly thinner and weaker compared with
the biopsy is obtained, it should be taken immedi- healthy bone. Also important to consider is that to
ately to the pathologist for frozen section analysis. remove all the diseased sinus mucosa may require
Frozen section has been shown to have 85% sensi- extended endoscopic approaches. For maxillary dis-
tivity, 70% negative predictive value (NPV) and ease, this could require endoscopic medial maxillec-
100% specificity and positive predictive value tomy [44], endoscopic Denker’s approach [45] or
& &
(PPN) [40 ,41 ,42]. On histopathology, Zygomy- Caldwell-Luc antrostomy [46]. For pterygopalatine
cetes demonstrate irregular, aseptate broad-branch- or infratemporal fossae disease, a transmaxillary
ing hyphae, whereas Aspergillus spp. have septate approach may be required [47]. For frontal disease,
acute-branching hyphae (Fig. 4a and b). an endoscopic Draf III may be necessary [48].
Intraoperative frozen section has been
employed to guide surgical debridement. Although
MANAGEMENT frozen section has 100% PPV for AIFRS, the NPV is
Multidisciplinary management centers on early sur- 70%, so a negative result does not guarantee a clear
gical debridement, antifungal therapy and reversal of margin. Therefore, surgical completion is left largely
the underlying immunodeficiency. Multiple studies to the judgment of the surgeon based on preopera-
have shown that ESS is an independent positive tive imaging, and intraoperative tissue appearance
&& &&
prognostic factor for survival [13 ,23,24,30,43 ]. along with frozen section margins. Roxbury et al.
Potential reasons for improved survival from surgery retrospectively reviewed 54 AIFRS patients to assess
include earlier tissue diagnosis, improved antifungal the effect of complete surgical resection on survival
delivery after necrotic tissue removal, decreased fun- to hospital discharge. Complete resection was
gal burden and improved postoperative sinonasal defined by either negative frozen section margins
monitoring. Intraoperatively, most series suggest or absence of disease seen on postoperative

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Nose and paranasal sinuses

endoscopy. Overall short-term survival was 69.2%. MEDICAL MANAGEMENT


Complete surgical resection resulted in 95.5% sur- Antifungal therapy should be initiated as soon as
vival, as opposed to 42.9% for incomplete resection, AIFRS is diagnosed. The review by Yohai et al. [25]
and 28.6% if no surgery (P ¼ 0.001) [43 ].
&&
showed that survival declined substantially if
Orbital and intracranial extension of AIFRS have amphotericin was delayed 6 days after symptom
generally been found to be poor prognostic factors. onset. Azole agents have replaced amphotericin as
Orbital involvement creates the dilemma of whether the mainstay for aspergillosis, with voriconazole
or not to perform a disfiguring orbital exenteration. being the first-line drug choice [54]. However, vor-
Studies to date have not shown improved survival iconazole requires long-term therapeutic monitor-
&&
with orbital exenteration. Turner et al. [13 ] showed ing, and has various acute and delayed side effects
&
no survival benefit in 80 patients who underwent [55 ]. Amphotericin has remained the mainstay for
&&
orbital exenteration. Roxbury et al. [43 ] showed that mucormycosis, with multiple studies showing it to
&&
15 AIFRS patients with orbital involvement had be an independent predictor of survival [13 ,25,29].
nearly the same survival as patients with disease Its use is limited by nephrotoxicity, and therefore
limited to the sinuses, and only one of those patients when possible, liposomal amphotericin is recom-
had an exenteration. Hargrove et al. performed a mended. Some studies have shown survival benefit
&&
meta-analysis of 224 patients with orbital mucormy- with the liposomal formulation [13 ,30,56,57],
cosis, and reported no survival benefit from orbital though nephrotoxicity can still occur. In patients
exenteration except in patients with fever over who cannot tolerate liposomal amphotericin, pos-
101.5 8F. The authors highlighted that inconsistent aconazole has been recommended as a second-line
data limited the analysis, and presence or absence of agent, as it has activity against Mucor spp. [58,59].
fever should not act as a guide for performing an The Food and Drug Administration (FDA)
exenteration [29]. When patients have intracranial recently approved a new second-generation azole
extension, neurosurgery consultation is necessary. drug, isavuconazole, and it has potential in treating
&&
Studies generally show poor survival [12,13 ,49], both aspergillosis and mucormycosis. The intrave-
though some studies show success with craniotomy nous formulation is water-soluble, less nephrotoxic
[50,51]. Benefits versus risks of craniotomy must be than amphotericin and less hepatotoxic than vor-
weighed on a case-by-case basis. iconazole. It is also available in an oral formulation,
Another issue receiving minimal attention in with excellent bioavailability. It has in-vitro activity
the literature is the effect of time to surgery on against Aspergillus spp. and several Mucor spp.
survival in AIFRS. Multiple series have declared [60,61]. A randomized controlled trial showed it
AIFRS a surgical ‘emergency,’ suggesting ‘immedi- to be noninferior to voriconazole with respect to
ate’ surgery [17,52,53]. However, very little evidence survival in treating aspergillosis, with a lower side-
&
supports this. Yohai et al. reviewed 145 AIFRS cases effect profile [55 ]. A smaller single-arm, open-label
and assessed the effect of delay of amphotericin and trial assessed isavuconazole in 37 mucormycosis
surgery on survival. Delay of medical and surgical patients. A matched case–control analysis showed
treatment more than 6 days was associated with no survival difference between patients receiving
&
decreased survival, with amphotericin delay having isavuconazole and amphotericin [62 ]. The evidence
a more profound effect than delay of surgery. No for isavuconazole use is stronger for aspergillosis,
statistical analysis was reported [25]. More recently but future studies will be important in determining
&
Vaughan et al. [14 ] analyzed 37 mucormycosis its potential role for mucormycosis.
cases, and they found no significant difference in The next component of AIFRS management
survival between patients having surgery 1–30 days is reversing underlying immunosuppression.
after diagnosis (1–6 days: 61%, 7–12 days: 54%, 13– Although immunosuppression is the primary source
30 days: 75%). Declaring AIFRS a surgical urgency of the disease, much of the evidence supporting
versus emergency has important implications. If immunosuppression reversal is indirect. In the set-
AIFRS is diagnosed during nighttime hours, and ting of diabetes, it is intuitive that hyperglycemia
ESS is suggested emergently, risks may be incurred, reversal will be beneficial, but no studies have con-
such as surgeon fatigue or logistical errors because of ducted a quantitative analysis of plasma glucose
the operating room staff being unfamiliar with levels and AIFRS clinical outcomes. Indirect evi-
endoscopic surgeries. Without clear survival benefit dence comes from multiple studies showing
shown for emergent ESS, perhaps in these scenarios, improved survival for diabetic over neutropenic
less risk would be incurred by first initiating anti- patients with AIFRS, presumed to be because of
fungal therapy. ESS could then be performed within the easier reversibility of hyperglycemia compared
&&
24 h, rather than emergently. This question requires with neutropenia [13 ,24,25,39]. Regarding neutro-
further study. penia, Kennedy et al. reviewed 26 bone marrow

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Updates in management of AIFRS Craig

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