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SCIENTIFIC ARTICLE

Patient-Rated Outcome of Ulnar Nerve


Decompression: A Comparison of Endoscopic and
Open In Situ Decompression
Adam C. Watts, MBBS, Gregory I. Bain, MD, PhD

Purpose To report patient-rated outcomes after ulnar nerve decompression at the elbow and
to compare the outcome after open in situ decompression with that after endoscopic in situ
decompression.
Methods Patients having ulnar nerve decompression were evaluated using patient-rated
outcome measures. Fifty-five patients were recruited; 3 were lost to follow-up, and 18 were
excluded because they had anterior transposition. Of the thirty-four patients followed up for
12 months, 19 had endoscopic decompression and 15 had open in situ decompression. Patient
demographics, presenting symptoms, range of elbow movement, grip and pinch strength, and
sensation were recorded preoperatively and at 12 months by an independent observer.
Postoperative patient satisfaction, pain, and ongoing paresthesia were recorded using visual
analog scales. Subgroup analysis was performed to compare the outcome of open in situ
decompression with that of endoscopic in situ decompression.
Results At 12 months after surgery, the proportion of patients satisfied with the outcome was
9 of 15 (60%) for open in situ surgery and 15 of 19 (79%) for endoscopic in situ surgery. The
postoperative complication rate was significantly higher after open in situ decompression
than that after endoscopic in situ decompression surgery (10%). Preoperative function scores
were predictive of patient-rated satisfaction and were related to McGowan grade.
Conclusions The patient-reported outcome of surgical treatment of cubital tunnel syndrome is
good but is affected by preoperative symptom severity. Outcomes after open and endoscopic
in situ decompression, including the proportion of patients reporting satisfaction and func-
tional improvement, are equivalent, but more patients reported complications after open
decompression. (J Hand Surg 2009;34A:1492–1498. © 2009 Published by Elsevier Inc. on
behalf of the American Society for Surgery of the Hand.)
Type of study/level of evidence Therapeutic III.
Key words Cubital tunnel syndrome, decompression, endoscopic, outcome, ulnar nerve.

is the second most and women is reported to be 235 and 170 per 100,000,

C
UBITAL TUNNEL SYNDROME
common neuropathy affecting the upper limb, respectively.1 The syndrome has been stratified by
after carpal tunnel syndrome. The annual age- McGowan into three grades2: grade I, sensory alteration
standardized incidence in the United Kingdom for men only; grade II, muscle weakness; grade III, muscle

From Modbury Public Hospital, North Adelaide, SA, Australia; University of Adelaide, Adelaide, SA, Aus- No benefits in any form have been received or will be received related directly or indirectly to the
tralia; Royal Adelaide Hospital, Adelaide, SA, Australia; and the Department of Orthopaedic Surgery, subject of this article.
University of Edinburgh, Edinburgh, United Kingdom.
Corresponding author: Gregory I. Bain, MD, PhD, 196 Melbourne Street, North Adelaide, SA 5006,
The authors would like to acknowledge the important contribution made to this study by Ron Hept- Australia; e-mail: greg@gregbain.com.au.
install, Enid Buckton, and Rob Maurmo.
0363-5023/09/34A08-0017$36.00/0
Received for publication December 21, 2008; accepted in revised form May 19, 2009. doi:10.1016/j.jhsa.2009.05.014

1492 䉬 ©  Published by Elsevier, Inc. on behalf of the ASSH.

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OUTCOME OF ULNAR NERVE DECOMPRESSION 1493

paresis and wasting. Current treatment for patients with


notable persistent symptoms of paresthesia or pain in
the ulnar nerve distribution or weakness with wasting of
the small muscles of the hand due to ulnar nerve en-
trapment at the elbow is surgical decompression.3 There
is controversy in the literature regarding the best surgi-
cal treatment. The options include in situ decompres-
sion, subcutaneous or submuscular anterior transposi-
tion, and medial epicondylectomy. Current evidence
suggests that the results of in situ decompression are
equivalent to nerve transposition.4,5 More recently,
techniques for endoscopic in situ decompression have
been described.6 –10
The aims of this study were to evaluate the outcome FIGURE 1: Patient flow.
after surgery for cubital tunnel syndrome using patient-
reported measures. The secondary aims were to com-
pare the outcomes for open in situ decompression and Open in situ group
endoscopic in situ decompression.
The open group consisted of consenting patients having
surgery prior to the development of the endoscopic
MATERIALS AND METHODS technique, patients who met the exclusion criteria for
With local ethics committee approval, data were col- endoscopic decompression (unstable ulnar nerve or pre-
lected on all consenting patients having ulnar nerve vious surgery), and patients who declined endoscopic
surgery either as an endoscopic or open procedure un- surgery. Open in situ decompression was performed
der the care of a single surgeon between May 1997 and unless the nerve was unstable at the time of surgery,
March 2006. The diagnosis of ulnar nerve entrapment assessed by passively flexing the elbow and observing
at the elbow was made based on a history including the position of the nerve relative to the medial epicon-
paresthesia or numbness in the ulnar nerve distribution, dyle. For the unstable nerve, an anterior transposition
weakness or wasting of the small muscles of the hand, was performed using either subcutaneous or submuscu-
and a positive elbow flexion provocation test. Nerve lar techniques. Patients having subcutaneous and sub-
conduction studies were performed on all patients pre- muscular transposition were excluded from study. No
operatively. A slowed motor conduction velocity in the patients had medial epicondylectomy.
ulnar nerve across the elbow to below 50 m/s supported
the clinical diagnosis. Patients were excluded from the Baseline data
study if nerve conduction studies were normal. Fifty-five patients were recruited to the study. Three
were lost to follow-up: 2 from the endoscopic group
Endoscopic group and 1 from the open in situ group (Fig. 1). Eighteen
The senior author has developed a technique using the patients had anterior transposition and were excluded
Agee device to perform endoscopic in situ ulnar nerve from the study. The mean age of the 34 patients fol-
decompression. After a study demonstrating the safety lowed up for 12 months was 46 years (range, 21–74
and efficacy of this technique in a cadaveric model,6 years). The rest of the baseline data were presented in
patients were offered endoscopic ulnar nerve decom- Table 1. Preoperatively, at the time of consent to inclu-
pression as an alternative to open surgery. Patients sion in the study, data on presenting symptoms were
consenting to endoscopic ulnar nerve decompression recorded. Function was measured using the American
were included in this group. Patients with previous Shoulder and Elbow Society Function Score (Table 2),
surgery at the elbow, with an unstable nerve on exam- with a maximum score of 100 for normal function. An
ination, or who declined endoscopic surgery had an independent observer measured range of elbow move-
open decompression procedure with transposition if the ment with a goniometer, grip strength using a Jamar
nerve was unstable and were allocated to the open dynamometer (Preston, Jackson, MI), pinch strength
group. The nerve was determined to be unstable if it using a Pinch Gauge (North Coast Medical, San Jose,
was felt to subluxate over the medial epicondyle on CA), and sensation using Semmes-Weinstein monofila-
passive elbow flexion. ments (North Coast Medical).

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1494 OUTCOME OF ULNAR NERVE DECOMPRESSION

TABLE 1. Demographics of Subjects by Surgical Group


Endoscopic Open In Situ Decompression Total
Group n ⫽ 19 n ⫽ 15 N ⫽ 34 p Value

Median age in years (range) 49 (22–70) 36 (21–74) 46 (21–74) .158


Number of men (percentage of total) 13 (68) 6 (40) 19 (55) .097
Number with dominant arm involved (%) 7 (37) 6 (40) 13 (38) .851
McGowan grade (%)
Grade I 10 (53) 4 (27) 14 (41) .311
Grade II 5 (26) 6 (40) 11 (32)
Grade III 4 (21) 5 (33) 9 (27)

proportion of patients with a positive test between treat-


TABLE 2. Patient Self-Evaluation: Function
ment groups (p ⫽ .406).
Circle the number that indicates your ability to do the
following activities. Semmes-Weinstein monofilament test
0 ⫽ unable to do; 1 ⫽ very difficult to do; Preoperatively, 5 of 34 patients had normal sensation on
2 ⫽ somewhat difficult; 3 ⫽ not difficult.
monofilament testing of the little finger of the affected
ACTIVITY SCORE limb, 21 had diminished light touch, and 8 had dimin-
1. Do Up Top Button on Shirt 0 1 2 3 ished protective sensation. There were no statistical
2. Manage Toileting 0 1 2 3 differences between the groups in the monofilament test
3. Comb Hair 0 1 2 3 results.
4. Tie Shoes 0 1 2 3
5. Eat with Utensils 0 1 2 3
Subjective outcome assessment
6. Carry a Heavy Object 0 1 2 3 At 12-month follow-up, the patients were asked to com-
7. Rise from Chair Pushing with Arms 0 1 2 3
plete a questionnaire administered by an independent
observer. The primary outcome of this study was patient-
8. Do Heavy Household Chores 0 1 2 3
rated satisfaction, which was recorded using yes/no an-
9. Turn a Key 0 1 2 3
swers and was scored by the patient using a 100-mm
10. Throw a Ball 0 1 2 3
visual analog scale (VAS). Patient-reported persistent
Note: Scores averaged and multiplied by 33 to give a score out of 100. pain, weakness, or numbness in the ulnar nerve distri-
Reprinted with permission from Elsevier. King GJ, Richards RR, bution were recorded using yes/no answers and were
Zuckerman JD, Blasier R, Dillman C, Friedman RJ, et al. A stan-
dardized method for assessment of elbow function. J Shoulder Elbow rated by the patient using a 100-mm VAS. Functional
Surg 1999;8:351–354. Copyright 1999. scores were repeated using the American Shoulder and
Elbow Society Questionnaire (Table 2). Changes in
work and recreational sport status were also recorded.

Nerve conduction studies Objective outcome assessment


The preoperative nerve conduction studies supported The patients were reviewed at 12 months after surgery
the diagnosis of ulnar nerve entrapment at the elbow in by an independent observer. Repeat measures were
all cases included in the study. In the endoscopic group, performed of range of movement of the elbow, strength
the mean motor conduction velocity (MCV) across the of grip and pinch, and sensation using the same meth-
elbow was 39.1 m/s (range, 33.3– 48.0 m/s), and in the ods as at recruitment.
open in situ group it was 34 m/s (range, 30.0 – 40.0
m/s). This difference was not statistically significant Complications
(p ⫽ .127). No patient had an MCV greater than 50 m/s. Patients were invited to report any ongoing complica-
tions of surgery. Patients were specifically asked to
Provocative test results record the presence of pain or numbness at the
Preoperatively, 21 of 34 patients had a positive elbow elbow to identify possible cutaneous nerve injury
flexion test. There was no statistical significance in the secondary to the surgical procedure. Complications

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OUTCOME OF ULNAR NERVE DECOMPRESSION 1495

TABLE 3. Subjective Outcomes by Surgical Group


Endoscopic In Situ Decompression Total
Group n ⫽ 19 n ⫽ 15 N ⫽ 34 p Value

Number of patients satisfied (%) 15 (79) 9 (60) 24 (70) .229


Median VAS score/100, % (interquartile range) 90 (69–100) 60 (50–73) 78 (52–99) .022

of surgery and any subsequent surgical intervention


TABLE 4. Median VAS Scores for Ongoing Hand
were recorded prospectively. Symptoms Preoperatively and Postoperatively by
Surgical Group
Statistical analysis
Statistical analysis was performed using SPSS Package In Situ
Endoscopic Decompression Total
for Windows (version 14; SPSS Inc, Chicago, IL). Data
Group n ⫽ 19 n ⫽ 15 N ⫽ 34
comparisons were made between the endoscopic group
and the in situ decompression group. All patient data Pain (interquartile
were analyzed on an intent-to-treat basis, so patients range)
remained in their initial groups even if the surgery was Preoperative 40 (0–70) 60 (20–73) 56 (0–70)
altered. Comparison of categorical data was performed Postoperative 0 (0–10) 20 (0–50)* 0 (0–43)‡
with the chi-square test. Comparisons of continuous Numbness
variables with normal distribution of data were per- (interquartile
formed with Student’s t-test with the average expressed range)
as means and standard deviation. Continuous data that Preoperative 70 (60–70) 74 (71–95) 70 (60–80)
were not normally distributed were compared using the Postoperative 10 (0–78) 40 (10–70) 29 (0–74)§
Mann-Whitney U test, with averages expressed as me- Weakness
dians and interquartile range. Comparison of normally (interquartile
range)
distributed continuous data recorded before and after
surgery was performed using paired Student’s t-test or Preoperative 50 (50–60) 43 (29–59) 50 (30–60)
Wilcoxon signed ranks test if not normally distributed. Postoperative 0 (0–50) 25 (0–50)† 10 (0–50)
Linear regression analysis was performed to examine Significant reduction in median score from preoperatively on VAS
for factors predictive of patient-rated satisfaction. Dif- ( *p ⫽ .018, †p ⫽ .028, ‡p ⫽ .007, §p ⫽ .047).
ferences were considered statistically significant if the
p value was less than .05.
pain, p ⫽ .982; weakness, p ⫽ .154). Ongoing
RESULTS
numbness in the hand was reported by 12 of 15
Results of subjective assessment patients after open in situ decompression and 10 of
A greater proportion of patients in the endoscopic group 19 patients in the endoscopic in situ decompres-
(15 of 19; 79%) reported that they were satisfied with sion group. Four of 15 patients in the open in situ
the outcome of the procedure at 12 months than that in decompression group had ongoing pain in the ul-
the open in situ decompression group (9 of 15; 60%) nar nerve distribution compared with 5 of 19 pa-
but the difference was not statistically significant (p ⫽ tients in the endoscopic in situ group. Ten of 15
.229) (Table 3). patients reported ongoing weakness in the hand
The degree of self-reported patient satisfaction mea- after in situ decompression, compared with 8 of 19
sured on a VAS was a median of 90 for the endoscopic patients after endoscopic in situ decompression.
decompression group and 60 for the open in situ group. Based on self-reported VAS, there was a significant
The difference between the scores for the endoscopic improvement in pain scores (p ⫽ .018) and weakness
and open in situ groups was statistically significant (p ⫽ scores (p ⫽ .028) from preoperative to 12-month post-
.022). operative assessments for the open in situ decompres-
There were no statistically significant differences in sion group only (Table 4). Improvements were seen in
outcome using patient self-reported measures of ongo- the endoscopic in situ group but did not reach statistical
ing symptoms in the hand (numbness, p ⫽ .096; significance (pain, p ⫽ .141; weakness, p ⫽ .496).

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1496 OUTCOME OF ULNAR NERVE DECOMPRESSION

Given the sample size of 19 patients and the change in


TABLE 5. Complications by Surgical Group
the means, the study had 84% power to detect a differ-
ence in the pain scores and 9% power for the weakness In Situ
scores. Endoscopic Decompression Total
Group n ⫽ 19 n ⫽ 15 N ⫽ 34
Function scores improved overall from 79 of 100
(interquartile range, 63–92) up to 93 of 100 (interquar- New elbow pain 1 1 2
tile range, 78 –100), but this did not reach statistical Scar tenderness 0 2 2
significance (p ⫽ .053). The improvements in the en- Numbness at elbow 0 3 3
doscopic (92 of 100 to 97 of 100, p ⫽ .462) and open Hematoma requiring 1 0 1
in situ (69 of 100 to 83 of 100, p ⫽ .065) groups were decompression
not statistically significant. Infection 0 0 0
Total (%) 2 (11)* 6 (40) 8 (24)
Results of objective outcome assessment
For the endoscopic group, grip strength improved from *Significantly lower overall postoperative complication rate when
compared with open in situ decompression (p ⫽ .044).
86% of the contralateral unaffected side (interquartile
range, 57% to 107%) to 91% (interquartile range, 84%
to 100%). In the open in situ group, grip strength
improved from 76% (interquartile range, 42% to
neural adhesions prevented safe endoscopic decompres-
90%) to 91% (interquartile range, 47% to 102%).
sion. This patient had a good outcome with 100%
These improvements were not statistically significant
satisfaction and no complications and remained in the
(endoscopic, p ⫽ .176; open, p ⫽ .735). Pinch
endoscopic group for data analysis.
strength did not change significantly for any group:
Postoperative complications included pain or scar
endoscopic 90% (interquartile range, 66% to 113) to
91% (interquartile range, 64% to 100%; p ⫽ .753); tenderness at the elbow that had not been reported
open in situ 94% (interquartile range, 50% to 105%) preoperatively (4 patients), numbness around the elbow
to 93% (interquartile range, 52% to 106%; p ⫽ .249). (3 patients), and need for further surgery (1 patient; this
The monofilament test scores in the little finger of patient in the endoscopic group had open in situ decom-
the affected hand improved by 1 level for 8 of 34 pression performed 4 weeks postoperatively because of
patients. One patient’s score changed from diminished an exacerbation of symptoms thought to be due to
light touch to diminished protective sensation, and 1 hematoma). There were significantly fewer postopera-
patient’s score changed from diminished protective sen- tive complications in the endoscopic group compared
sation to loss of protective sensation. with the in situ decompression group (Table 5, p ⫽
No significant changes in range of elbow movement .044). There were no infections and no ulnar nerve
as a percentage of the contralateral side were observed injuries.
in any group before and after surgery (endoscopic, p ⫽
.655; open, p ⫽ .500). Analysis of potential confounding variables
Employment and recreation status No considerable differences in outcome criteria were
identified between genders.
At 12-month follow-up, 15 of 34 patients were still
The differences in McGowan grade severity between
employed in their original employment, 5 of 34 patients
the groups were not statistically significant (p ⫽ .311).
had changed their jobs, and 13 of 34 patients were not
Linear regression analysis was performed to examine
working. Data were not available for 1 patient. Sixteen
which factors influenced the primary outcome of pa-
of 34 patients were participating in their usual sport or
tient-reported satisfaction. The single factor that pre-
recreation, 9 of 34 patients were participating at a lower
level, 1 patient was unable to play his usual sports, 6 of dicted the reported satisfaction was the preoperative
34 patients were not participating in any sport, and data function score (R ⫽ .637, p ⫽ .19). There was signif-
were not available for 2 patients. There were no signif- icant correlation between functional scores preopera-
icant differences between treatment groups (work, p ⫽ tively (p ⫽ .015) and postoperatively (p ⫽ .050) and
.680; sport, p ⫽ .569). McGowan grade of cubital tunnel syndrome. Both pre-
operative and postoperative median function scores de-
Complications of surgery creased with increasing McGowan grade, but the
There was 1 patient in the endoscopic group who was amount of improvement in functional score at 1 year
converted to open in situ decompression because peri- after surgery was similar for all grades (Fig. 2).

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OUTCOME OF ULNAR NERVE DECOMPRESSION 1497

tissue dissection, which decreases the vascular insult to


the nerve and improves the cosmetic appearance of the
scar. Open decompression techniques are routinely per-
formed through a longitudinal incision centered on and
posterior to the medial epicondyle. Anatomic studies
have demonstrated the proximity of the medial antebra-
chial cutaneous nerve,26 particularly the posterior
branch, to the dissection, and these nerves may be
inadvertently injured during surgical dissection. Persis-
tent elbow pain, numbness around the elbow, and scar
tenderness are recognized complications of the open
techniques and may be related to injury to these cuta-
neous nerves. Three of the 8 patients reporting compli-
FIGURE 2: Preoperative and 12-month median functional cations at 12 months in this study were complaining of
scores by McGowan grade. Error bars indicate 75th percentile. symptoms directly attributable to cutaneous nerve in-
jury, and a further 4 patients had scar tenderness or
persistent elbow pain. All but one of these complica-
DISCUSSION tions were reported in patients who had an open tech-
The optimal treatment for cubital tunnel syndrome is nique. A potential drawback of the endoscopic tech-
widely debated. Some authors argue that the primary nique is the management of the unstable ulnar nerve
problem is nerve compression by overlying structures11 after decompression. No cases of instability were ob-
and that the syndrome is best treated by decompression served in this study, but preoperative assessment was
of the nerve without removing it from its bed, therefore performed, and patients with an unstable nerve were
causing minimal disruption to the vascular supply. Oth- excluded from endoscopic decompression.
ers argue in favor of ulnar nerve transposition or medial The literature reports an 80% to 90% success rate for
epicondylectomy,12–14 citing evidence that the nerve is open cubital tunnel surgery.3 The rates of satisfaction
under tension with elbow flexion15 that can only be reported here appear relatively low, especially for open
relieved by placing the nerve anterior to the medial decompression; however, it is important to emphasize
epicondyle. If transposition is performed, the surgeon that the outcomes in this study are patient-rated and not
must decide whether to leave the nerve in a subcutane- based on the surgeon’s perspective. Previous studies
ous plane16,17 where it may be prone to repeated trauma have recorded patient self-reported satisfaction of 83%
or to bury it beneath muscle, which is a more techni- after medial epicondylectomy,27 and 19 of 20 young,
cally demanding procedure. 18 –20 Recent meta- healthy military personnel were satisfied with the out-
analyses of available evidence suggest that in situ come after submuscular transposition.28 The number of
decompression has outcomes comparable with ante- patients reporting ongoing symptoms of numbness is
rior transposition but is associated with a lower risk high, but this is in keeping with reviews of previously
of complication.4,5 This is supported by a detailed published literature.29 This figure of up to 80% may be
decision analysis model that favors in situ decom- higher than many surgeons appreciate and certainly
pression.21 needs further attention.
With the acceptance of in situ decompression as an The weaknesses of this project include a relatively
effective treatment for cubital tunnel syndrome, meth- small study sample, nonrandom allocation of patients to
ods for minimally invasive22 and endoscopic-assisted the 2 treatment arms of the study, and differences in
ulnar nerve decompression have been investigated. A preoperative symptom severity between groups. Al-
technique for endoscopic in situ decompression was though the McGowan grades were not significantly
first described by Tsai et al.9 Subsequently, alternative different on statistical analysis (p ⫽ .311), these differ-
techniques have been described,7,8,10,23 with supporting ences may have affected the results because functional
anatomic studies.6 The outcome of endoscopic decom- scores, which were predictive of patient satisfaction,
pression has been shown to be good in cohort stud- were related to McGowan grade. Taking account of
ies7,8,22 and appears equivalent to the reported outcome these drawbacks, the results of this study indicate that
with open techniques.24,25 the outcome of open in situ decompression and endo-
The advantage of endoscopic release is a smaller scopic in situ ulnar nerve decompression are equivalent
skin incision, approximately 3 cm, and minimal soft 1 year after surgery. The proportion of patients experi-

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1498 OUTCOME OF ULNAR NERVE DECOMPRESSION

encing persistent complications was significantly lower 14. Craven PR Jr, Green DP. Cubital tunnel syndrome. Treatment by
medial epicondylectomy. J Bone Joint Surg 1980;62A:986 –989.
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sible advantage of this method. The patient reports of FP Jr, Bindra RR, et al. Changes in interstitial pressure and cross-
ongoing symptoms and functional deficit appear to be sectional area of the cubital tunnel and of the ulnar nerve with flexion
related to preoperative syndrome severity. This should of the elbow. An experimental study in human cadavera. J Bone
Joint Surg 1998;80A:492–501.
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