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Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

Contents lists available at ScienceDirect

Soil Dynamics and Earthquake Engineering


journal homepage: www.elsevier.com/locate/soildyn

Comparative seismic performance of steel frames retrofitted with


buckling-restrained braces through the application of Force-Based
and Displacement-Based approaches
Amador Terán-Gilmore a,n, Jorge Ruiz-Garcı́a b
a
Universidad Autónoma Metropolitana, México
b
Universidad Michoacana de San Nicolás de Hidalgo, México

a r t i c l e i n f o a b s t r a c t

Article history: This paper presents an analytical study aimed at evaluating the feasibility of using buckling-restrained
Received 23 June 2010 braces as a retrofit scheme for existing multi-bay multi-story steel buildings. For that purpose, the seismic
Received in revised form response of four two-dimensional frame models representative of typical steel buildings designed in a
1 November 2010
region of high seismicity was analyzed prior to and after including buckling-restrained braces as a retrofit
Accepted 3 November 2010
strategy. The braces were designed following Force-Based and Displacement-Based approaches. The
structural performance of the different versions of the frames was evaluated by subjecting each one to a
set of twenty ground motions representative of the design earthquake with 10% exceedance probability in
fifty years. It was observed that buckling-restrained braces allow for an efficient reduction in the peak
drift demands in the retrofitted frames. However, since the beneficial effect of the braces cannot be fully
controlled under a Force-Based design approach, it was concluded that a Displacement-Based design
approach is the best option to achieve optimum structural performance.
& 2010 Elsevier Ltd. All rights reserved.

1. Motivation shows schematically the concept of a buckling-restrained brace


and shows its different components: (A) a ductile steel core that
Several techniques, such as reinforced concrete and steel jacketing, dissipates energy through axial deformation; (B) mortar, concrete
as well as the addition of walls and/or braces, have been used to retrofit or grout fill that restricts buckling of the core; and (C) a steel jacket
buildings that have experienced structural damage as a consequence that confines the mortar, concrete or grout fill and provides further
of moderate or severe earthquake ground shaking, or for the seismic restriction from buckling. Under severe ground motion, only the
upgrading of outdated buildings. Among these techniques, diagonal core of the brace should yield.
steel bracing has been considered an attractive option to enhance the Usually, the steel core is isolated from the mortar, concrete or
lateral strength and stiffness of existing multi-story steel buildings. grout fill in an attempt to minimize or eliminate the transfer of axial
Nevertheless, it should be kept in mind that traditional braces (ductile stresses between both materials. This is done so that the compres-
or not) tend to exhibit global buckling when subjected to compressive sion strength of the brace is similar to its tension strength. Further
strains, which in turn results in local buckling, fracture of the base discussion regarding the concept and use of buckling-restrained
material, and a highly unstable behavior under cyclic loading [1,2]. braces can be found in Black et al. [3] and Uang and Nakashima [4].
Under these circumstances, adequate earthquake-resistance can only Experimental testing on buckling-restrained braces indicates a
be achieved through conservative design, or more rationally, through highly stable behavior under severe cyclic loading.
combining the well-known efficiency of triangular sub-structures Several studies have focused on the use of buckling-restrained
with innovative buckling-restraining mechanisms. braces to provide efficient seismic resistance to moment-resisting
The idea behind a buckling-restrained brace is to fabricate a steel frames, and as a result several Displacement-Based design
structural element that is able to work in a stable manner when methodologies have been formulated [5–8]. Within this context, the
subjected to compressive deformations. Because braces are nor- effects of several parameters have been studied to better explain the
mally able to behave in a stable manner when subjected to tensile dynamic nonlinear response of buildings with dual structural systems
forces, a buckling-restrained brace is capable of dissipating large composed of steel frames and buckling-restrained braces, among
amounts of energy in the presence of multiple yield reversals. Fig. 1 them: (A) the lateral stiffness of the frames relative to that of the
braces; (B) the yield strength of the steel used to fabricate the braces;
(C) the number of stories; and (D) the distribution through height of
n
Corresponding author. braces. Although the studies have been useful in clarifying many issues
E-mail address: tga@correo.azc.uam.mx (A. Terán-Gilmore). in terms of the earthquake-resisting potential of buckling-restrained

0267-7261/$ - see front matter & 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.soildyn.2010.11.003
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A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490 479

Plan View L
Unbonding
agent Steel Core
Steel core

Elevation View
Steel tube
Steel Mortar, concrete
tube or grout fill
A SectionA-A h L

A Lc

Fig. 1. Schematic configuration of buckling-restrained brace (after Tremblay et al. [14]).

braces, some issues still need clarification. Particularly, all methodol- Fig. 2. Notation used for buckling-restrained brace.
ogies referenced above have conformed to a direct Displacement-
Based design format that is based on an equivalent linearization The lateral stiffness that a buckling-restrained brace contributes
approach [9]. Inherent to this format is the use of equivalent damping to a given story (KL) is related to its steel core area (A) through the
to represent the integrated plastic hysteretic energy dissipation following expression [14]:
capacity of frames and braces. In spite of the relative simplicity of
KL Ecos2 y
this approach, the fact is that there is no physical principle that justifies ¼ ð1Þ
the existence of a stable relationship between hysteretic energy
ðA=LÞ g þ Zð1gÞ
dissipation and an equivalent viscous damping [5,10] and, because where L is the total length of the brace, E its Young’s modulus, and y
of this, empirical calibrations need to be carried out with different its inclination angle. g is the ratio of the length of the brace
hysteretic behaviors and structural systems [8,11]. Worldwide, the core segment (Lc according to Fig. 2) to the total brace length L and Z
format of several seismic codes (such as the International Building the ratio of the average axial stress in the brace outside the
Code and the Mexican Building Code) does not allow for the use of brace core to the stress in the brace core. Eq. (1) can be used to
direct Displacement-Based approaches, in such a manner that alter- estimate the required area of braces in a given story as a function of
native approaches need to be considered and developed. An issue that the geometry of the bracing system and the lateral stiffness that it
still needs to be well understood is the relative advantages or should provide to that story.
disadvantages that may result from using steel frames with different Regarding the inter-story drift at yield (IDIy):
structural properties in terms of the structural efficiency and perfor-  
DL fy ½g þ Zð1gÞ
mance of dual systems. IDIy ¼ ¼ ð2Þ
h y E sin y cos y
Although the practical implementation of buckling-restrained
braces was originally focused on providing primary lateral resistance where DL and h are the inter-story displacement and story height,
in new buildings, these structural elements have been employed respectively (Fig. 2); and fy the yield stress of the steel core. The sub-
recently as a retrofit option for existing buildings [12,13]. Within this index y denotes yield.
context, the primary objective of this paper is to study the effec-
tiveness of a system of buckling-restrained braces in adequately
retrofitting a series of steel moment-resisting frames through the 3. Earthquake ground motions
use of a simple Displacement-Based format that characterizes the
nonlinear behavior of the braces through their maximum ductility One set of twenty ground motions, corresponding to the Los
demand. The advantages of using a Displacement-Based approach in Angeles urban area, was considered in this study. The ground motions
lieu of a Force-Based approach during the sizing of the braces are were established for the FEMA/SAC Steel Project [15] and correspond
discussed and illustrated. The examples provided in the paper allow to the design earthquake involving firm soil with 10% exceedance
for an understanding of what the ideal situation is, in terms of probability in fifty years. Fig. 3 shows the elastic mean plus one
structural performance and efficiency, for contribution of steel standard deviation (s) pseudo-acceleration and displacement spectra
frames to the structural properties of dual systems. corresponding to the set of motions. Note that the strength spectrum
has a corner period close to 0.4 s and that the displacement spectrum
shows a practically linear increase in displacement with period.
2. Basis for a Displacement-Based design of low-height
braced frames
4. Existing steel frames
The Displacement-Based methodology used herein is based on
the explicit control of the lateral displacement of the building, in Four regular three-bay frame models having two different
such a manner that there is the need to develop design aids that numbers of stories (4 and 8), as shown in Fig. 4, were considered.
explicitly relate the structural properties of the brace (inclination The frames are considered to be representative of exterior
angle, transverse area, and yield stress) to its global mechanical moment-resisting steel frames found in typical office buildings
characteristics (lateral stiffness and lateral displacement at yield). in California. The steel members of the frames were designed by
The expressions that are offered next have been obtained by Santa-Ana and Miranda [16] according to the lateral load distribu-
neglecting the global flexural deformation of the bracing system tion along height specified in the 1994 Uniform Building Code
(produced by the axial deformation of the columns that support it); (UBC), and their flexural stiffness was tuned to obtain two families
that is, they only consider the global shear deformation due to the of frames: one that comprises stiff frames and a second one that
axial deformation of the braces. This implies that the relations are includes flexible frames. Particularly, the frames were designed to
not applicable to slender or tall buildings. exhibit fundamental periods of vibration that could be considered
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480 A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

2.5 80
70
2 Displacement
60
Strength
1.5 50

Sd (cm)
Sa /g

40
1 30
20
0.5
10
0 0
0 1 2 3 0 1 2 3
T (sec) T (sec)

Fig. 3. Elastic spectra corresponding to the set of motions under consideration.

Fig. 4. Steel moment-resisting frames under consideration [16].

representative of the dynamic properties derived for this type of contemplated for the hysteretic behavior of the steel beams (i.e.,
frames from actual earthquake records [17]. While the family of stiff their moment capacity is progressively reduced as a function of the
frames was intended to provide a realistic upper bound in terms of number of inelastic cycles and the curvature ductility ratio reached
lateral stiffness, the flexible frames were aimed at providing a at the previous cycle). The parameters that characterize the
realistic lower bound. It should be mentioned that all frames satisfy degradation model used the values calibrated experimentally by
the maximum inter-story drift limitations of the 1994 UBC when Filiatrault et al. [19]. The flexural moment capacity of beams and
subjected to the design lateral loads corresponding to Zone 4. It can columns was determined using actual yield strengths of 337.8 and
be said that the two families of frames realistically represent the 399.9 MPa, respectively.
wide variety of frames that can result from the application of the
1994 UBC and that their consideration allows for a comparison of
the seismic performance of retrofitted buildings with the same 4.1. Mechanical characteristics
number of stories but a different balance of lateral stiffness provided
by the original frames and the added buckling-restrained braces. The nonlinear models were used to evaluate the global mechan-
The frames were modeled as two-dimensional centerline non- ical characteristics of the steel frames. Particularly, a triangular
linear models using the computer program RUAUMOKO [18]. A load pattern along height was used to establish their capacity
Rayleigh damping equal to 5% of the critical value was assigned to curves. While Vb and droof denote base shear and roof displacement
the first and second modes in all the frame models. While global in Fig. 5, respectively, W denotes the total reactive weight of the
P D effects were considered during the analyses, local P d effects frames. Table 1 summarizes the elastic fundamental periods of
were neglected. Beams and columns were modeled as frame vibration (Ti) and the corresponding seismic coefficients (Vb/W)
elements that concentrate their inelastic response in plastic hinges estimated from the nonlinear models. In the table, Te denotes the
located at their ends. An elasto-plastic moment–curvature relation- effective fundamental period of vibration [20], Sa/g the spectral
ship was assigned at each end. In addition, the axial load–flexural pseudo-acceleration ordinate corresponding to Te, and C0, C1, C2 and
bending interaction was considered to model the hysteretic beha- C3 modification factors that, respectively, relate or represent [20]:
vior of the steel columns. To account for the possibility of fracture in the spectral displacement of an equivalent single-degree-of-free-
the beam-to-column connections (observed in many steel buildings dom system to the roof displacement of the frame; expected
as a consequence of the 1994 Northridge earthquake), a flexural maximum inelastic displacement to the displacement calculated
strength-degradation model as implemented in RUAUMOKO was for linear elastic response; effect of degrading hysteretic behavior
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A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490 481

1 1
0.8 0.8
4-story stiff 4-story flexible
0.6 0.6
Vb /W

Vb /W
0.4 0.4
0.2 0.2
0 0
0 10 20 30 40 0 10 20 30 40
roof (cm) roof (cm)

1 1
0.8 0.8
8-story stiff 8-story flexible
0.6 0.6
Vb /W

Vb /W
0.4 0.4
0.2 0.2
0 0
0 20 40 60 0 20 40 60
roof (cm) roof (cm)

Fig. 5. Capacity curves of steel frames.

Table 1 the four- and eight-story flexible frames exhibit much larger inter-
Parameters and coefficients involved in the estimation of the roof displacement. story drifts and also develop soft stories. The inter-story drift
demands in the frames plus the fact that the frames form soft
Frame Ti (s) Vb/W Te (s) Sa/g C0 C1 C2 C3
stories indicate the need to rehabilitate them. Within this context,
Four-story stiff 0.71 0.84 0.71 1.29 1.2 1.0 1.0 1.0 it should be considered that static nonlinear analyses of the frames
Four-story flexible 1.24 0.31 1.24 0.90 1.1 1.0 1.0 1.0 indicate that a 1% inter-story drift threshold is associated with their
Eight-story stiff 1.18 0.54 1.18 0.89 1.2 1.0 1.0 1.0 operational performance level (see Fig. 6).
Eight-story flexible 1.95 0.23 1.95 0.47 1.1 1.0 1.0 1.0

5. Retrofit of frames

on maximum displacement response; and the increased displace- The frames were retrofitted, either by a Force-Based or Dis-
ments due to dynamic second order effects. placement-Based Approach, under the consideration that their
Fig. 6 shows in all frames the evolution of the critical plastic central bay was braced with two braces in a chevron configuration
hinge (yp) with respect to the inter-story drift index (IDI) of the (as schematically shown in Fig. 8). As for the nonlinear dynamic
story that accumulates the largest drift demands. Note that all analyses of the braced frames, the buckling-restrained braces were
frames remain elastic with inter-story drifts that do not exceed a modeled as axial spring elements. The axial stiffness of each brace
threshold value of 0.01. was computed as follows:
EA
KAxial ¼ ð3Þ
½g þ Zð1gÞL
4.2. Seismic performance
where all variables have the same meaning as in Eq. (1). Under the
The lateral roof displacement demand in the frames was consideration that Lc is equal to half the value of L (see Fig. 2), and
estimated according to the Coefficient Method established in FEMA that the average area in the brace outside the brace core is equal to
356 (Federal Emergency Management Agency [20]). While Table 1 three times the area of the brace core, the length factor g þ Zð1gÞ
summarizes the values assigned to the different parameters and was assigned a value of 0.667.
coefficients involved in the estimation of the roof displacements, In addition, elasto-plastic axial force–displacement behavior was
Fig. 7 summarizes the maximum inter-story drift demands expected assumed to model the cyclic behavior of each spring. Since
in the frames according to the Coefficient Method (black lines) and experimental research has shown that buckling-restrained braces
nonlinear step-by-step dynamic analyses (gray lines). While the exhibit larger compressive strength than tensile strength, it was
Coefficient Method used the strength spectrum, as shown in Fig. 3a, assumed that the yield compressive strength of each spring is 2%
the results shown for the step-by-step analyses correspond to the larger than its corresponding yield tensile strength. In this study,
mean plus one standard deviation demands obtained for the ground the yield stress associated with the braces was assumed to be 10%
motions under consideration. In order to provide a context of the larger than the corresponding nominal stress of 248.1 MPa.
frames’ performance, FEMA 356 [20] recommendations specify
inter-story drift index thresholds of 0.7%, 2.5% and 5% for the 5.1. Force-Based approach
immediate occupancy, life safety and collapse prevention perfor-
mance levels, respectively. Under the Force-Based approach, the braces were designed to
While the four- and eight-story stiff frames exhibit maximum fully accommodate the design lateral loads [21], in such a way that
inter-story drift index demands close to 2% and develop soft stories, the design process was centered on the definition of core areas in
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482 A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

0.01 0.01
0.008 0.008
p 0.006 0.006

p
4-story stiff 4-story flexible
0.004 0.004
0.002 0.002
0 0
0.000 0.005 0.010 0.015 0.020 0.000 0.005 0.010 0.015 0.020
IDI IDI

0.01 0.01
0.008 0.008
0.006 0.006
p

p
8-story stiff 8-story flexible
0.004 0.004
0.002 0.002
0 0
0.000 0.005 0.010 0.015 0.020 0.000 0.005 0.010 0.015 0.020
IDI IDI

Fig. 6. Evolution of plastic rotation with increasing inter-story drift in steel frames.

5 5
4-story stiff 4-story flexible
4 4
CoefficientMethod
3 StepbyStep 3 FEMA 356
FEMA 356
FEMA 356 LifeSafety Collapse
2 2
Immediate Prevention
Operation
1 1

0 0
0 0.01 0.02 0.03 0.04 0.05 0.06 0 0.01 0.02 0.03 0.04 0.05 0.06

9 9
8 8-story stiff 8 8-story flexible
7 7
6 6
5 5
4 4
3 3
2 2
1 1
0 0
0 0.01 0.02 0.03 0.04 0.05 0.06 0 0.01 0.02 0.03 0.04 0.05 0.06

Fig. 7. Expected performance of steel frames.

the braces that could meet the equivalent lateral load distribution total number of stories, and k a parameter that accounts for
along height. The following two-step procedure was employed: higher modes:

8
<1
> T1 r0:5s
(1) Compute equivalent lateral loads along height in accordance
k ¼ ðT1 þ 0:5Þ=2 0:5 rT1 o 2:5s ð5Þ
with the requirements of FEMA 356 [20]: >
:
2 T1 Z2:5 s
wi hki
Fi ¼ Vb PN ð4Þ where T1 is the fundamental period of vibration of the braced
k
j ¼ 1 wj hj
frame, which can be estimated using empirical or approximate
where Vb is the base shear, wi and hi the weight and the height methods such as those described in FEMA 356 [20]. To determine
measured from the baseline, respectively, of the ith story, N the the static lateral forces, the mean plus one standard deviation
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A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490 483

Steel Frame: Operational


Buckling Restrained Braces: Life Safety Pushover analysis of
Steel Frame

O O
Steel Frame: IDImax ≤ IDISF Establish IDISF

IDIy = f (fy)
max = f (IDIy , IDImax)

Fig. 8. Configuration of bracing system of the four-story frames.

max = f (IDI max )

Table 2
Dynamic properties and core area of buckling-restrained braces (Force-Based
approach).
Sd
Frame TB (s) Area (cm2) max  =5 %
  = max
1 2 3 4 5 6 7 8

Four-story stiff 0.48 11 7 6 3 – – – –


Four-story flexible 0.67 16 10 8 4 – – – – T
Tmax
Eight-story stiff 0.80 12 9 9 8 7 5 4 2
Eight-story flexible 1.16 23 18 16 15 12 10 7 4

strength spectrum shown in Fig. 3a was used. A force modifica- Stiffness-based sizing of
tion factor, R, equal to 8 was employed in the design of the braces
buckling-restrained braces.
(2) Once the equivalent lateral forces were computed, their height- Fig. 9. Preliminary seismic design methodology.
wise distribution of shear forces (Vi) was obtained. Then, from
static equilibrium, the axial force acting in each brace at the ith
story was computed as follows:
establishing response thresholds with the aid of damage indices.
Vi During the third step, the methodology establishes, through the use
Pi ¼ ð6Þ
2 cos y of an appropriate displacement spectrum, the value of the funda-
where y is the inclination angle of the braces. The required area mental period of vibration of the building, which quantifies the
for the braces located at the ith story, Ai, can be established as design lateral stiffness. The sizing of the braces is established
follows: according to the value of this parameter [22].
Regarding the qualitative performance definitions, Life Safety is
Pi
Ai ¼ ð7Þ considered to be satisfied if the braced frame guarantees the
jfy
physical integrity of the occupants of the building and provides
where fy is the yield strength of the steel used to fabricate the for easy structural rehabilitation. Under this context, while the
core of the braces (248.1 MPa) and j a strength-reduction existing steel frame should satisfy the operational performance
factor equal to 0.9. level, the bracing system should develop significant plastic beha-
vior. Life Safety of the braced frame is assumed to be satisfied if its
Table 2 summarizes the actual dynamic properties of the braced maximum inter-story drift index demand (IDImax) is limited in such
frames and the sizes of the braces established through the Force- a way as to result in an operational steel frame. First, a nonlinear
Based procedure. Note that the area of the braces varies from one static analysis of the steel frame should be carried out in order to
story to the next and that, though the stiff and flexible frames estimate the inter-story drift index threshold associated with its
O
should exhibit a similar performance once retrofitted, the funda- operational performance level (IDISF ). To illustrate the concepts in
mental periods of vibration of the flexible braced frames are larger this paper, it will be assumed that a fully operational frame is
than those of their corresponding stiff braced frames. possible if all its structural elements are kept elastic.
The threshold value of the fundamental period of vibration of the
braced frame (Tmax) is established according to Fig. 9. To make this
5.2. Displacement-Based approach possible, IDImax can be used to establish a lateral roof displace-
ment threshold for the frame
The Displacement-Based methodology introduced herein, applic-
IDImax H
able to the retrofit of standard occupation buildings and schemati- dmax ¼ ð8Þ
cally shown in Fig. 9, considers the Life Safety performance level. Its COD
first step involves establishing a qualitative definition of adequate where H is the total height of the building and COD a coefficient of
performance. This is done through the explicit consideration of the distortion that considers that inter-story drift is not constant through-
acceptable levels of damage of the different structural elements out the height of the building [23]. Table 3 summarizes values of COD
within the braced frame (existing steel frame and braces). The second for the preliminary design of structures that exhibit shear-like global
step consists of the quantification of adequate performance through behavior. Because the deflected shapes of low-rise buckling-
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484 A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

Table 3 Table 5
Range of values of COD. Suggested values of b for regular buildings exhibiting large post-yield stiffness.

Global COD Number of Global shear ductility


ductility stories
Regular Irregular mmax ¼2 mmax ¼ 6

1 1.2 1.5 5 1.0 1.0


2+ 1.5 2.0 10 1.0 1.1
20 1.1 1.2
30 1.2 1.3
40+ 1.3 1.4
Table 4
Values of a for regular buildings.
Table 6
Stories a Value of parameters and coefficients involved in the Displacement-Based approach.

m¼1 m ¼ 2+ Frame COD a b IDImax d (cm) d/a (cm) Tmax (s)

1 1.0 1.0 Four-story stiff 1.2 1.2 1.0 0.01 13.7 11.4 0.45
2 1.2 1.1 Four-story flexible 1.2 1.2 1.0 0.01 13.7 11.4 0.45
3 1.3 1.2 Eight-story stiff 1.2 1.2 1.0 0.01 25.9 21.6 0.70
5+ 1.4 1.2 Eight-story flexible 1.2 1.2 1.0 0.01 25.9 21.6 0.70

restrained bracing systems in whom the areas of braces are varied in can be easily adapted to code formats that use behavior or force
every story tend to exhibit a linear deformed shape even in the case of reduction factors R to establish their design spectra. In the particular
plastic behavior [6,24], the values of COD corresponding to a global case under consideration, the frames should remain operational in such
ductility of one in Table 3 can be used in this case. a manner that a single R factor can be used to characterize the seismic
The fundamental period of vibration can be estimated through behavior of the dual system. Under these circumstances, the R factor
the use of the displacement threshold dmax and a design displace- should reflect the plastic hysteretic energy dissipation capacity of the
ment spectrum. For this purpose, dmax should be modified to take braces and the maximum deformation capacity of the frames at the
into consideration multi-degree-of-freedom effects. According to operational performance level.
what is shown in Fig. 9, the roof displacement threshold should be With respect to the application of the Displacement-Based
corrected through the use of parameter a. Based on the recom- methodology summarized in Fig. 9 to the existing frames, the
mendations of FEMA 306 [25] and Teran-Gilmore [26], Table 4 nonlinear static analyses indicate that to achieve an operational
presents values of a for the preliminary design of regular structures performance level with the existing frames, the inter-story drift
that exhibit shear-like global behavior. should be limited to
The design methodology also requires an estimate of the global O
IDISF ¼ 0:01 ð10Þ
maximum ductility demand associated with the bracing system
(mmax) to define the design displacement spectrum. The inter-story Considering that the geometry of the frame is such that
ductility of the braces (mint) is established by normalizing IDImax by g þ Zð1gÞ  0:667 and a E451 and that the steel with which the
IDIy. Then a global value of mmax is assigned to the entire bracing cores of the buckling-restrained braces are fabricated is a type such
system according to that it exhibits a yield stress (fy) of 248.1 MPa (and an overstrength
mint of 10%), Eq. (2) yields
mmax ¼ ð9Þ
b 1:1  248:1  0:667
IDIy ¼  0:002 ð11Þ
196133sin 451 cos 451
where b is a correction factor that depends on the level of structural
irregularity through height and increases with the increasing Note in the above equation that the value of fy should be the actual
number of stories and the maximum ductility to be developed yield stress. Considering that IDImax should be controlled within
O
by the building [27,28]. Table 5 presents values of b for the the threshold established by IDISF , the bracing system should be
preliminary design of regular buildings having a post-yield stiff- able to develop a maximum inter-story ductility close to
ness that is equal or larger than ten percent of the elastic stiffness. IDImax 0:010
According to the acceptable level of damage in the braces for Life mint ¼ ¼ ¼ 5:0 ð12Þ
IDIy 0:002
Safety, the displacement spectrum contemplates a percentage of
critical damping (x) of 5%. Table 6 summarizes the values of COD, a and b used to estimate
Once the value of Tmax is available, the braces are sized the value of Tmax in each frame. Note that the value of COD
accordingly, i.e., the transverse areas of the braces are deemed corresponds to bracing systems that, although developing signifi-
adequate if the actual fundamental period of the building (TA) is cant plastic behavior, vary the sizes of their braces in every story.
equal to or slightly less than Tmax. Once the braces have been sized According to Table 6, b is equal to one in all frames, in such a
for stiffness, the beams and columns of the existing steel frame that manner that according to Eq. (9), mmax ¼ mint ¼5.0. Fig. 10 shows the
will provide support to the braces are revised using capacity design estimation of Tmax of the four- and eight-story frames. Note that the
concepts and adjusted in case it is necessary. design displacement spectrum (mean plus one standard deviation)
Unlike direct Displacement-Based design methodologies that corresponds to 5% of critical damping and mmax of 5. The values of
are based on an equivalent linearization approach (e.g., [5,8]), Tmax of the four- and eight-story frames are summarized in Table 6.
the Displacement-Based methodology under consideration in this Once the value of Tmax is established for a particular frame,
paper uses the maximum inter-story ductility to characterize its braces are sized according to it. Qualitatively, it can be said that
the nonlinear behavior and plastic hysteretic energy dissipating capa- the braces are sized in such a manner as to control the maximum
city of the buckling-restrained braces. In this sense, the methodology inter-story demand in the frame within the 0.01 threshold.
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80 80

70 70

60 μmax = 5 60 μmax = 5
50 50

S d (cm)
Sd (cm)

40 40

30 30 δ roof /α = 21 cm

20 δ roof /α = 11 cm 20

10 10
Tmax = 0.45 sec Tmax = 0.7 sec
0 0
0 0.5 1 1.5 2 2.5 3 0 0.5 1 1.5 2 2.5 3
T (sec) T (sec)

Fig. 10. Estimation of fundamental period of vibration for design of bracing systems.

Under the assumption that the lateral response of the building is Table 7
dominated by global shear effects, it is possible to establish that the Dynamic properties and core area of buckling-restrained braces (Displacement-
Based approach).
braces and the steel frame will work as two parallel systems, in
such a manner that [22]: Frame TAR (s) TA (s) Area (cm2)
1 1 1 1 1 1
þ 2 ¼ 2 ) 2 ¼ 2  2 ð13Þ 1 2 3 4 5 6 7 8
2
TBR TSF Tmax TBR Tmax TSF
Four-story stiff 0.44 0.45 21 12 9 5 – – – –
where TSF is the fundamental period of vibration of the existing Four-story flexible 0.45 0.48 29 19 14 8 – – – –
frame, and TBR is the period that establishes the stiffness require- Eight-story stiff 0.70 0.74 36 22 20 18 16 13 9 5
ments for the braces. Eight-story flexible 0.70 0.77 43 30 28 25 22 18 13 7
The stiffness-based sizing of the braces should result in the
actual fundamental period of vibration of the braced frame (TA)
being close to Tmax. In this context, an alternative for the sizing of
braces starts by establishing with Eq. (4) a preliminary distribution columns that provide support to the braces (i.e., the internal columns,
along height of lateral forces in the braced frame. as shown in Fig. 8) was restricted. Note, by comparing the values
Initial areas are assigned to braces (Aini
BR ). Initially, the only included in Tables 6 and 7, that the proposed methodology yields
condition that should be satisfied by these areas is that they exhibit practically equal values of TAR and Tmax. Nevertheless, the columns of
a variation along height that is proportional to the lateral shear the steel frames undergo axial deformations due to the axial stresses
distribution derived from the force distribution established accord- induced within them by the braces, in such a manner that the frames
ing to Eq. (4). Once the braces have been preliminary sized, the exhibit an overall flexural deformation that is not explicitly con-
period associated with the bracing system can be estimated. For sidered by the methodology. Because of this, the values of TA of the
this purpose, it is reasonable to estimate the lateral drift induced in braced frames are slightly larger than their corresponding values of
the braces with Eq. (1). Once the global drifts in the braces have Tmax. It was considered herein that the difference between the values
been computed, an initial estimate of the fundamental period of of TA and Tmax did not merit a resizing of the braces. Attention should
vibration can be established: be drawn to the eight-story flexible frame. Because of the axial
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Pn flexibility of the frame’s internal columns, a value of 0.86 s was
2
ini i ¼ 1 Wi di obtained for TA when applying directly to it the Displacement-Based
T ¼ 2p P n ð14Þ
g i ¼ 1 Fi di methodology. This value was considered unacceptably high in terms
of the seismic performance of this frame. To reduce the overall flexural
where di is the lateral displacement in the ith story of the braced
deformations in the eight-story flexible frame, the areas of the
frame; Wi and Fi the reactive weight and lateral force corresponding
columns that provide direct support to the buckling-restrained braces
to that story, respectively; and g the acceleration due to gravity.
were increased. Particularly, these areas were increased by 150%
Note that di are estimated from the lateral force distribution
(their final areas are equal to 2.5 times their original areas) and the
established according to Eq. (4), and that for such a purpose an
end result of this was to reduce TA to the value of 0.77 considered for
arbitrary value can be assigned to the base shear. Once T ini is
this frame in Table 7. This clearly exhibits the limitations of the
estimated, the definitive areas for braces (ABR) can be established:
methodology used herein. Teran-Gilmore and Coeto [29] discuss the
 ini 2 adaptations that should be made to the methodology to incorporate
T
ABR ¼ Aini
BR ð15Þ the global flexural deformations into the design of a braced frame.
TBR

Once the braces are sized for stiffness, the columns and beams of
the existing frames need to be revised using capacity design 6. Performance of retrofitted frames
concepts in such a manner that plastic behavior is concentrated
in the braces. It should be mentioned that in terms of strength, the 6.1. Frames braced through a Force-Based approach
existing columns of all the steel frames under consideration
provided adequate support to their respective braces. In order to evaluate the seismic performance of the retrofitted
Table 7 summarizes the actual dynamic properties of the braced frames, a series of nonlinear time-history analyses were carried out
frames and the sizes of their braces. TAR is the fundamental period of using the selected set of earthquake ground motions. Fig. 11 shows
vibration that the frames would have if the axial deformation of the the height-wise distribution of the mean plus one standard
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486 A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

5 5
4-story stiff 4-story flexible
4 4

3 3
Story

Story
2 2

1 1

0 0
0 0.01 0.02 0.03 0.04 0.05 0.06 0 0.01 0.02 0.03 0.04 0.05 0.06
IDI IDI

8 8
7 8-story stiff 7 8-story flexible
6 6
5 5
4 4
Story

3 Story 3
2 2
1 1
0 0
0.00 0.01 0.02 0.03 0.04 0.05 0.06 0.00 0.01 0.02 0.03 0.04 0.05 0.06
IDI IDI

Fig. 11. Expected performance of retrofitted frames using a Force-Based approach.

deviation maximum inter-story drift index demands in the original Fig. 13. Note that the distribution along height of the variability
(gray lines) and braced frames (black lines). becomes more uniform when the frames are braced and that there
As expected, the braces significantly reduce the drift demands in are no significant differences in the values corresponding to the
such a manner that the maximum inter-story drift index demands buildings braced by the Force-Based and Displacement-Based
in the four- and eight-story braced frames are controlled well approaches.
within their corresponding life safety threshold. Particularly, there
is a reduction of about 98% and 138% in terms of the peak inter-
6.3. Evaluation of permanent inter-story drift demands
story drift demand in the four-story stiff and flexible frames,
respectively. In addition, it can be observed that the retrofitted
frames exhibit, with the exception of the four-story flexible frame, a Previous studies have highlighted the fact that steel buildings
more uniform height-wise distribution of inter-story drift index can experience significant lateral residual (permanent) deforma-
demand. This is particularly important in the eight-story frames, tions after an earthquake ground motion [30,31]. In this respect,
which originally developed soft stories in the ground and fifth it is of interest to examine the level of permanent inter-story drifts
stories. In spite of the significant reduction in inter-story drift in the frames under consideration. Fig. 14 shows the height-wise
demands, it should be noted that the Force-Based design of the distribution of permanent inter-story drift index in each unbraced
buckling-restrained braces resulted in inconsistent performance in steel frame (gray lines). As a reference, FEMA 356 [20] specifies a
the braced frames. This is clearly illustrated by the significantly permanent inter-story drift threshold of 0.7% for life safety. Note
different peak inter-story drift index demands in the different that the residual inter-story drift demands in the frames are close to
or in excess of this threshold. Not only does this represent a risk to
frames (ranging from 0.01 to 0.02), which imply performance levels
that, in general terms, go from operational in the braced stiff frames the occupants of the buildings during aftershocks, but would cause
serious difficulties in case an attempt is made to retrofit the frames.
to life safety in the braced flexible frames.
Residual inter-story drift demands over height in the braced
frames are also shown in Fig. 14. While solid black lines are used in
6.2. Frames braced through a Displacement-Based approach the case where the braces were sized according to a Force-Baced
procedure, dashed black lines correspond to the Displacement-
Nonlinear step-by-step dynamic analyses were also carried out Based approach. In general, it can be observed that the addition of
in the braced frames designed according to the Displacement- braces reduces significantly the residual drifts in the frames.
Based approach. As shown in Fig. 12 and unlike the frames Nevertheless, in the case of the four-story frames braced according
retrofitted using a Force-Based approach, the drift demands in to a Force-Based approach, the residual inter-story drift index
all stories of the frames are controlled efficiently by the bracing demands exhibit large variations along height and exceed the
systems within the design threshold. threshold specified by FEMA 356 for life safety. Although the
The variability measured in terms of the standard deviation of residual drift demands corresponding to the eight-story frames
the natural log and involved in the estimation of the maximum IDI retrofitted with a Force-Based approach are significantly smaller,
for the original (black dashed-line) as well as for the braced frames the peak residual inter-story drift demand of 0.0045 in the eight-
(continuous black line for the Force-Based approach and contin- story flexible braced frame indicates an inability of the Force-Based
uous gray line for the Displacement-Based approach) is shown in approach to adequately control residual drifts on the braced frames.
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5 5
4-story stiff
4-story flexible
4 4

3 Design threshold 3

2 2

1 1

0 0
0 0.01 0.02 0.03 0.04 0.05 0.06 0 0.01 0.02 0.03 0.04 0.05 0.06

9 9
8 8-story stiff 8 8-story flexible
7 7
6 6
5 5
4 4
3 3
2 2
1 1
0 0
0.00 0.01 0.02 0.03 0.04 0.05 0.06 0.00 0.01 0.02 0.03 0.04 0.05 0.06

Fig. 12. Expected performance of retrofitted frames using a Displacement-Based approach.

5 5
4-story stiff 4-story flexible
4 4

3 3

2 2

1 1

0 0
0.0 0.2 0.4 0.6 0.8 0.0 0.2 0.4 0.6 0.8
LnIDI LnIDI

8 8
7 8-story stiff 7 8-story flexible
6 6
5 5
4 4
3 3
2 2
1 1
0 0
0.0 0.2 0.4 0.6 0.8 0.0 0.2 0.4 0.6 0.8
LnIDI LnIDI

Fig. 13. Record-to-record variability involved in the estimation of the maximum IDI.

The Displacement-Based approach has given way to braced their residual deformations. A clear tendency can be observed in
frames that exhibit a more uniform distribution along height of the peak residual inter-story drift demand of the frames retrofitted
permanent drifts and that have the ability to adequately control according to the Displacement-Based approach; while a value of
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488 A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490

5 5
4-story stiff
4 4

3 3

Story
Story

2 2

1 1

0 0
0 0.005 0.010 0.015 0.020 0.025 0.030 0 0.005 0.010 0.015 0.020 0.025 0.030
IDI IDI

8 8
7 7
6 6
5 5

Story
Story

4 4
3 3
2 2
1 1
0 0
0.000 0.005 0.010 0.015 0.020 0.025 0.030 0.000 0.005 0.010 0.015 0.020 0.025 0.030
IDI IDI

Fig. 14. Permanent drift demands on original and braced frames.

0.001 or less is observed in the stiff braced frames, demands around obtained with the eight-story frames. This clearly outlines the
0.002 are observed in the flexible braced frames. In any case, all efficiency of the use of braces within a Displacement-Based format
frames braced according to the Displacement-Based approach are to control the lateral response of existing structures, and indicates
in good shape to undertake any possible aftershock. Note that in that their efficiency increases significantly as the flexibility of the
spite of developing inter-story ductility demands close to five, the existing structure increases.
braced frames are able to adequately control their permanent It is interesting to note that due to their large deformation
deformation. This can be explained by the fact that the steel frames capacity, it has been suggested that dual systems composed of steel
remain fully operational (elastic), thus providing an elastic com- frames and buckling-restrained braces can and should undergo
ponent that mitigates residual displacements [32]. Although the significant nonlinear behavior during severe ground motion. Under
larger elastic component provided by the stiff frames results in these circumstances, the residual deformations in the dual system
smaller permanent drifts, the flexible frames provide adequate need to be controlled either by hinging the ends of the structural
control of permanent drifts. Finally it should be mentioned that any members of the frame [5,7], or by using of strong frames to provide
permanent drift in the frames braced according to the Displace- adequate self-centering capacity. For example, Maley et al. [8]
ment-Based approach is related to plastic behavior that concen- considered dual systems where the steel frames provide 40–50% of
trates exclusively in the buckling-restrained braces. Under these the lateral strength and estimated residual inter-story drifts of
circumstances, any permanent drift should be fully recovered by 0.004 and 0.003 when these systems undergo maximum inter-story
the existing steel frames once the braces are replaced. drifts close to 0.02 during ground motion. The results summarized
in this paper allow for the formulation of a design approach that
differs from that offered in previous publications. To understand
7. Discussion this, the weight and inter-story drift demands obtained in the
different four-story buildings should be considered. In the first
It is of interest to compare the weight and seismic performance place, the original (unbraced) four-story stiff frame weighs 25.8 ton
of similar buildings in which the buckling-restrained braces provide and exhibits maximum and residual inter-story drifts of 0.02 and
a different percentage of their lateral stiffness. Take the case of the 0.006, respectively. Second, the braced version of this building
bracing systems of the four-story stiff and flexible frames designed weighs 27.1 ton and has drift demands of 0.01 and 0.001. A first
according to the Displacement-Based approach. In the former case, comparison between these two cases allows for the following
the design approach requires the braces to provide about 60% of the conclusion: while the buckling-restrained braces adequately and
total lateral stiffness of the braced frame; in the latter case, this efficiently control the maximum lateral response of the dual system,
percentage is close to 85%. In terms of the weight of the frames, the the stiff frames (which contribute close to 40% of the lateral stiffness
beams and columns of the stiff and flexible frames weigh 25.8 and of the system) allow for efficient control of the residual displace-
11.2 ton, respectively. The estimated weight of their braces and ments. Nevertheless, note that no benefits are obtained in terms of
connections is 1.3 and 1.9 ton, respectively, in such a manner that structural efficiency by using stiff frames, because no significant
the total weight of the structural elements of the stiff and flexible reduction in weight can be achieved. Consider now the case of the
braced frames is 27.1 and 13.1 ton, respectively. Even though the braced four-story flexible frame that weighs 13.1 ton and exhibits
stiff and flexible braced frames exhibit a 2 to 1 ratio in terms of inter-story drifts of 0.01 and 0.002. Adequate performance is
weight, both result in adequate performance. Similar results can be achieved in terms of maximum and residual displacements with
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A. Terán-Gilmore, J. Ruiz-Garcı́a / Soil Dynamics and Earthquake Engineering 31 (2011) 478–490 489

a frame that contributes about 15% of the lateral stiffness of the dual reviewers for their comments and suggestions, which helped
system. The fact to be outlined within this context is that the braced improve the final version of the paper.
four-story flexible frame is able to achieve this with about half the
structural steel required by the two cases in which the stiff frame
was considered. It can be concluded that in terms of performance References
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