Test Report Iec 62040-1 PDF

Test Report issued under the responsibility of:
TEST REPORT
IEC 62040-1
Uninterruptible power systems (UPS) –
Part 1: General and safety requirements for UPS
Report Reference No...................... : 1924400-3335-0065 / 180170 CB / DE1-52330
Date of issue .................................... : 2013-06-03
Total number of pages ...................... 172
CB Testing Laboratory ..................... : VDE Testing and Certification Institute
Address ............................................ : Merianstraße 28, D-63069 Offenbach
Applicant’s name............................ : American Power Conversion (APC)
Address ............................................ : 85 Rangeway Road Bldg #2, N.Billerica, MA, 01862
Test specification:
Standard ........................................... : IEC 62040-1 : 2008 (1st Edition)
DIN EN 62040-1 (VDE 0558-510):2009-06
EN 62040-1:2008
Test procedure ................................. : CB
Non-standard test method…………..: N/A
Test Report Form No...................... : IEC62040_1A
Test Report Form(s) Originator ........ : TÜV Rheinland Japan Ltd.
Master TRF ...................................... : Dated 2009-11
Copyright © 2009 IEC System for Conformity Testing and Certification of Electrical Equipment
(IECEE), Geneva, Switzerland. All rights reserved.
This publication may be reproduced in whole or in part for non-commercial purposes as long as the IECEE is acknowledged as
copyright owner and source of the material. IECEE takes no responsibility for and will not assume liability for damages resulting from
the reader's interpretation of the reproduced material due to its placement and context.
If this Test Report Form is used by non-IECEE members, the IECEE/IEC logo and the reference to the CB
Scheme procedure shall be removed.
This report is not valid as a CB Test Report unless signed by an approved CB Testing Laboratory and
appended to a CB Test Certificate issued by an NCB in accordance with IECEE 02.
Page 2 of 172 VDE Report No.: 1924400-3335-0065
Test item description .....................: Uninterruptible Power Supply (UPS)

Trade Mark ....................................... :
Manufacturer .................................... : APC

Model/Type reference ...................... : 2G Smart UPS Online
SRT6KXLI/SRT6KRMXLI,
SRT5KXLI/SRT5KRMXLI,
SRT5KRMXLW-HW
Serial number : --
Rating(s) : Input: AC 220V/230V/ 240 V, 50/60Hz, max. 30A
Output: AC 220V/230V/ 240 V, 50/ 60 Hz,
Max. 6000VA, 6000 W
(For SRT6KXLI/SRT6KRMXLI).

Output: AC 220V/230V/ 240 V, 50/60 Hz,
Max. 5000 VA, 4500 W
Rating(s) : Input: AC 208/220V/230V/ 240 V, 50/60Hz, max. 24A

Output: AC 208/220V/230V/ 240 V, 50/ 60 Hz,
Max. 5000 VA,4500 W
(For SRT5KRMXLW-HW).
Ambient 40°C
Model Matrix:
See ratings for more informations
TRF No. IEC62040_1A

TRF No. IEC62040_1A

TRF No. IEC62040_1A

Summary of testing:
Tests performed (name of test and test see table on next page
clause):
Testing location: American Power Conversion (I) Pvt. Ltd.

Kalyani Platina, Block 1, No 24, EPIP Zone,
Phase II, Whitefield, Bangalore – 560 066
and
American Power Conversion Corp
85 Rangeway Road Bldg. #2 , North Billerica, MA
01862, USA
TMP (TDAP File no. 1924400-9501-0001)
TMP
(TDAP File no. 2515400-9501-0001 and 1924400-9501-
0001)
Summary of compliance with National Differences: none
TRF No. IEC62040_1A

Summary of testing:
Clause 4.5 Components ....................................................................................... : Pass N/A
Clause 4.6 Power interface ................................................................................... : Pass N/A
Clause 4.7 Markings and instructions ................................................................... : Pass N/A
Clause 5.1 Protection from electric shock and energy hazards ........................... : Pass N/A
Clause 5.2 Requirements for auxiliary circuits...................................................... : Pass N/A
Clause 5.2.2 Telephone network voltage circuits – TNV ......................................... : Pass N/A
Clause 5.2.3 Limited current circuits Pass N/A
Clause 5.3 Provisions for earthing and bonding ................................................... : Pass N/A
Clause 5.5 Overcurrent and earth fault protection ................................................ : Pass N/A
Clause 5.6 Protection of personnel – Safety interlocks ........................................ : Pass N/A
Clause 2.9 Electrical insulation ............................................................................. : Pass N/A
Clause 5.7 Clearances, creepage distances and distances through insulation : Pass N/A
Clause 6.3 Wiring terminals for external power conductors ................................. : Pass N/A
Clause 6.2 Connection to power ........................................................................... : Pass N/A
Clause 3.3 Wiring terminals for connection of external conductors...................... : Pass N/A
Clause 5.4 AC and d.c. power isolation ................................................................ : Pass N/A
Clause 5.2.4 External signalling circuits .................................................................. : Pass N/A
Clause 7 Physical requirements ........................................................................ : Pass N/A
Clause 7.5 Resistance to fire ................................................................................ : Pass N/A
Clause 7.7 Temperature rise ................................................................................ : Pass N/A
Clause 8 Electrical requirements and simulated abnormal conditions .............. : Pass N/A
Clause 8.1 earth leakage ...................................................................................... : Pass N/A
Clause 8.2 Electric strength .................................................................................. : Pass N/A
Clause 8.3 Abnormal operating and fault conditions ............................................ : Pass N/A
Annex A Tests for resistance to heat and fire ................................................... : Pass N/A
Annex B Motor Tests under abnormal conditions ............................................. : Pass N/A
Annex C Transformers ...................................................................................... : Pass N/A
Annex G Alternative Method for determining minimum clearances .................. : Pass N/A
Annex M Ventilation of battery compartments Pass N/A
Annex U Insulated winding wires for use without interleaved insulation ........... : Pass N/A
Annex V AC Power Distribution Systems Pass N/A
TRF No. IEC62040_1A

This test report includes the following Appendices:

Appendix No. Description Page(s)
1 Pictures 51-55
nd
2 IEC 60950 – 1 2 Test Report 56-116
3 Schematics & Layouts 117-142
4 Transformer Information 143-146
5 Backfeed Protection 147-157
6 Manual 158
7 Test Instruments Reference List 159
8 Component Datasheet 160-166
9 Mechanical Drawings 167-172
Factory (for information only)

Name ......... : American Power Conversion Corperation (A.P.C.) B.V.
Address ..... : CAV 1, 2nd Street, PEZA, Cavite Economic Zone, ROSARIO, CAVITE, PHILIPINES

Address ..... : CAV 2, Lot 10, Block 16, Phase IV, PEZA, ROSARIO, CAVITE, PHILIPINES
Address ..... : CAV 3, Lot 3, Block 14, Phase III, PEZA, ROSARIO, CAVITE, PHILIPINES
Name ......... :
Address ..... :
TRF No. IEC62040_1A

Test item particulars .................................................. :

Equipment mobility .................................................... : [ ] movable [x] stationary [ ] for building-in
Connection to the mains............................................ : [ ] pluggable equipment [x] permanent connection
[] detachable power supply cord
[ ] non-detachable power supply cord
Operating condition ................................................... : [x] continuous
[ ] rated operating / resting time:
Access location ........................................................ : [x] operator accessible
[ ] restricted access location
Over voltage category (OVC) ................................... : [ ] OVC I [x] OVC II [ ] OVC III [ ] OVC IV
[ ] other:
Mains supply tolerance (%) or absolute mains supply - 10 % / +6%
values ....................................................................... :
Tested for IT power systems .................................... : [ ] Yes [x] No
IT testing, phase-phase voltage (V) ......................... :
Class of equipment ................................................... : [x] Class I [ ] Class II
[ ] Not classified
Considered current rating (A) ................................... :
Pollution degree (PD) ............................................... : [ ] PD 1 [x] PD 2 [] PD 3
IP protection class .................................................... : IP--
Altitude during operation (m) .................................... : 0-3000 m
Altitude of test laboratory (m) ................................... : --- m
Mass of equipment (kg) ............................................ : >55 kg
Possible test case verdicts:
- test case does not apply to the test object ................. : N/A
- test object does meet the requirement ....................... : P (Pass)
- test object does not meet the requirement................. : F (Fail)
Testing ......................................................................... :
Date of receipt of test item ............................................ : 2013-05-02
Date(s) of performance of tests .................................... : 2013-05-02 – 2013-06-14
General remarks:
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing testing
laboratory.
"(see Enclosure #)" refers to additional information appended to the report.
"(see appended table)" refers to a table appended to the report.
Throughout this report a comma (point) is used as the decimal separator.

Standard IEC 62040-1:2008 is to be used in conjunction with IEC 60950-1:2005, which is referred to in this
TRF as "RD".
TRF No. IEC62040_1A

General product information:

Complete details of construction and testing as well as supporting documentation such as photographs and
schematics are included in the attachment
The UPS provides reinforced insulation between primary and secondary circuits.
Conditions of Installation:
The units are suitable for a maximum manufacturer’s recommended ambient operating temperature (Tmra)
of 40 °C.
Unit is designed and approved for use in installation category II.
Unit intended for continuous operation while charging.
UPS is Class 1 and designed for Pollution Degree 2.
Unit could be used as stand alone (tower) or rack mounted version.
VDE approved appliance outlets are used, permanently connected input
Model differences:
All models use the same enclosure. The power rating (VA) is included within the model number.
Model Smart - UPS 2G SRT Series are rack mounted or floor standing and are permanently connected to
the mains.
Model Smart – UPS 2G SRT5kVA and SRT6kVA are identical except for Input and Output power ratings
and the quantity of power and PDU.
Model Smart – UPS 2G, SRT6kVA contains Metal enclosure, Power board, Output filter board, LPS.
Communication ,control boards , display ,2 battery modules, PDU and NMC card.
TRF No. IEC62040_1A

IEC 62040-1
Clause Requirement + Test Result - Remark Verdict
4 GENERAL CONDITIONS FOR TESTS P
4.5 Components P
Comply with IEC 62040-1 or relevant component (see appended table 4.5) P
standard
1.5.2/RD Evaluation and testing of components Certified components are used P
in accordance with their ratings
and certifications, and they
comply with applicable parts of
this standard. Components not
certified are used in
accordance with their ratings
and they comply with
applicable parts of IEC 60950-
1 2nd and the relevant
component standard.
Components, for which no
relevant IEC-Standard exists,
have been tested under the
conditions occurring in the
equipment, using applicable
parts of IEC 60950-1 2nd
1.5.3/RD Thermal controls No thermal controls N/A
1.5.4/RD Transformers See annex C for details P
1.5.5/RD Interconnecting cables Interconnecting cables are not N/A
used in this application
1.5.6/RD Capacitors bridging insulation Certified to IEC60384-14 2nd P
Edition. See Components List
for details.
Y2 capacitors used between
Lines and Ground and one Y1
between SELV and Primary
circuits
X2 capacitors used between
Line and Neutral.
See clause 2.4 RD for details
of requirements and
compliance of limited current
circuits.
1.5.7/RD Resistors bridging insulation N/A
1.5.7.1/RD Resistors bridging functional, basic or functional insulation only N/A
supplementary insulation
1.5.7.2/RD Resistors bridging double or reinforced insulation N/A
between a.c. mains and other circuits
1.5.7.3/RD Resistors bridging double or reinforced insulation N/A
between a.c. mains and antenna or coaxial cable
TRF No. IEC62040_1A

IEC 62040-1
1.5.8/RD Components in equipment for IT power systems N/A
4.6 Power interface P

1.6.1/RD AC power distribution systems TN-System / IT-System P
1.6.2/RD Input current (see appended table 4.4) P
4.6 Neutral conductor Neutral is insulated from earth P
1.6.4/RD with basic insulation.
Components connected
between phases and earth are
rated and certified for a
minimum working voltage of
250 V. See Components List
4.7 Marking and instructions P

4.7.1 General P
4.7.2 Power rating Refer to copy of rating label P
Input rated voltage/range (V) ........................... : See page 2 P
Input rated current/range (A) ............................ : See page 2 P
Input symbol for nature of supply (d.c.) ........... : AC Unit P
Input rated frequency/range (Hz) ..................... : See page 2 P
1.7.1/RD Number of Input phases and neutral ................ : One phase P
Output rated voltage/range (V) ........................ : 220/230/240 V P
Output rated current/range (A) ........................ : Max rated 30A P
Output rated power factor, (if less than unity, or See page 2 P
active power and apparent power or active
power and rated current) ................................. :
1.7.1/RD Number of output phases and neutral............. : One phase P
Output rated active power (W) ........................ : Max. 6000W, See page 2 P
Output rated apparent power (VA) .................. : Max. 6000 VA, See page 2 P
Output symbol for nature of supply (d.c.) ........ : N/A
Output rated frequency/range (Hz) .................. : 50/60 Hz P
Ambient operating temperature range (C) ..... : 40 °C P
Manufacturer’s name or trademark or APC P
identification mark ........................................... :
Type/model or type reference .......................... : See page 2. P
Symbol for Class II equipment only ................ : Class I equipment N
Other symbols ................................................. : P
Certification marks .......................................... : VDE GS P
TRF No. IEC62040_1A

IEC 62040-1
Instructions Risk of electric shock hazardous live See Safety Instructions P

part inside this UPS are energized from batter
supply even when Ac input is disconnected .
4.7.3 Safety instructions See Safety Instructions P
4.7.3.1 General See Safety Instructions P
4.7.3.2 Installation ........................................................ : Unit is an auto-ranging type N/A
Location in a restricted access location only ... : N/A
Permanent connector UPS .............................. : Refer to appendices P
Pluggable type A or Pluggable type B UPS .... : Hardwire N/A
4.7.3.3 Operation.......................................................... : P
4.7.3.4 Maintenance ..................................................... : P
4.7.3.5 Distribution related backfeed............................ : P
4.7.4 Main voltage adjustment ................................. : Select by software, P
1.7.4/RD
Methods and means of adjustment; reference to Unit is an auto-ranging type N/A
installation instructions .................................... :
4.7.5 Power outlets.................................................... : Max outlet current label on N/A
1.7.5/RD each oulet group.
4.7.6 Fuse identification (marking, special fusing P
1.7.6/RD characteristics, cross-reference) ..................... :
4.7.7 Wiring terminals Protective earth symbol is P
1.7.7/RD used at terminal block
1.7.7.1/RD Protective earthing and bonding terminals ...... : UPS, provided with P
permanently connected, refer
to critical component list for
further details)
1.7.7.2/RD Terminals for a.c. mains supply conductors UPS, provided with P
permanently connected, With L
& N label
1.7.7.3/RD Terminals for d.c. mains supply conductors P
4.7.8 Battery terminals ............................................. : Polarized battery connector is P
used
4.7.9 Controls and indicators P
1.7.8/RD
1.7.8.1/RD Identification, location and marking ................. : P
1.7.8.2/RD Colours ........................................................... : P
1.7.8.3/RD Symbols according to IEC 60417 ..................... : No multiple power sources P
1.7.8.4/RD Markings using figures ................................... : No adjustable thermal devices N/A
employed
TRF No. IEC62040_1A

IEC 62040-1
4.7.10 Isolation of multiple power sources ................. : Safety label P

1.7.9/RD
4.7.11 IT power systems Equipment is not evaluated for N/A
1.7.2.4/RD use on IT Power systems
4.7.12 Protection in building installation P
4.7.13 High leakage current (mA) .............................. : N/A
5.1/RD
4.7.14 Thermostats and other regulating devices N/A
1.7.10/RD
4.7.15 Language(s) .................................................... : 
1.7.2.1/RD
and
1.7.8.1/RD
4.7.16 Durability of markings P
1.7.11/RD
4.7.17 Removable parts No marking placed on P
1.7.12/RD removable part
4.7.18 Replaceable batteries Replaceable Lead Acid Battery P
1.7.13/RD Module
Language(s) .................................................... : English,-- 
4.7.19 Operator access with a tool.............................. : Cannot access hazardous part P
1.7.2.5/RD
4.7.20 Battery Replacable Battery Modules P
Clearly legible information ............................... : P
Battery type ..................................................... : Sealed Lead Acid P
Nominal voltage of total battery (V) ................. : P
Nominal capacity of total battery (optional) ..... : P
Warning label .................................................. : P
Instructions ...................................................... : P
2.1.1.5/RD Protection against energy hazards P
4.7.21 Installation instructions P
1.7.2.4/RD
5 FUNDAMENTAL DESIGN REQUIREMENTS P

5.1 Protection against electric shock and energy hazards P
5.1.1 Protection for UPS intended to be used in No operator access to P
2.1.1/RD operator access areas hazardous parts.
All user accessible outputs
fulfill SELV Requirements.
2.1.1.1/RD Access to energized parts P
TRF No. IEC62040_1A

IEC 62040-1
Test by inspection ........................................... : P

Test with test finger (Figure 2A) ...................... : P
Test with test pin (Figure 2B) .......................... : P
Test with test probe (Figure 2C) ..................... : P
2.1.1.2/RD Battery compartments No TNV Circuit N/A
2.1.1.3/RD Access to ELV wiring N/A
Working voltage (Vpeak or Vrms); minimum (see appended table 5.7) 
distance through insulation (mm)
2.1.1.4/RD Access to hazardous voltage circuit wiring See Caluse 2.1.1.1 P
2.1.1.5/RD Energy hazards ............................................... : Battery connectors are P
protected
2.1.1.6/RD Manual controls P
2.1.1.7/RD Discharge of capacitors in equipment See Test Results for details P
Measured voltage (V); time-constant (s) .......... : 
2.1.1.8/RD Energy hazards – d.c. mains supply N/A
a) Capacitor connected to the d.c. mains supply N/A
......................................................................... :
b) Internal battery connected to the d.c. mains N/A
supply .............................................................. :
2.1.1.9/RD Audio amplifiers ............................................... : N/A
5.1.2 Protection for UPS intended to be used in P
2.1.1.5 c) service access areas,
/RD
Hazardous energy level, N/A
5.1.3 Protection for UPS intended to be used in N/A
2.1.1.5 c) restricted access areas
/RD
Hazardous energy level
5.1.4 Backfeed protection, (see appended table 5.7) 
Shock hazard after de-energization of a.c. input Output is not grounded, P
for UPS, Relays with 1.4 mm contact
gap are provided
Measured voltage (V); time-constant (s) .......... : 
Description of the construction ........................ : Four relays contacts P
5.1.5 Emergency switching device P
5.2 Requirements for auxiliary circuits P

5.2.1 Safety extra low voltage circuit - SELV 2.2.3.1 – 2.2.3.3/RD P
2.2/RD
TRF No. IEC62040_1A

IEC 62040-1
2.2.1/RD General requirements P

2.2.2/RD Voltages under normal conditions (V) ............. : (See appended table ) P
2.2.3/RD Voltages under fault conditions (V) ................. : (See appended table ) P
2.2.4/RD Connection of SELV circuits to other circuits .. : P
5.2.2 Telephone network voltage circuits - TNV No TNV circuit N/A
2.3/RD
2.3.1/RD Limits N/A
Type of TNV circuits ......................................... : 
2.3.2/RD Separation from other circuits and from N/A
accessible parts
2.3.2.1/RD General requirements N/A
2.3.2.2/RD Protection by basic insulation N/A
2.3.2.3/RD Protection by earthing N/A
2.3.2.4/RD Protection by other constructions .................... : N/A
2.3.3/RD Separation from hazardous voltages N/A
Insulation employed ......................................... : 
2.3.4/RD Connection of TNV circuits to other circuits N/A
2.3.5/RD Test for operating voltages generated externally N/A
Test with test probe (Figure 2C) ..................... : N/A
5.2.3 Limited current circuits N/A
2.4/RD
2.4.1/RD General requirements N/A
2.4.2/RD Limit values 
Frequency (Hz) ................................................ : 
Measured current (mA) .................................... : 
Measured voltage (V) ....................................... : -- 
Measured circuit capacitance (nF or µF) ......... : -- 
2.4.3/RD Connection of limited current circuits to other N/A
circuits
5.2.4 External signalling circuits N/A
3.5/RD
3.5.2/RD Types of interconnection circuits ..................... : N/A
3.5.3/RD ELV circuits as interconnection circuits N/A
3.5.4/RD Data ports for additional equipment N/A
TRF No. IEC62040_1A

IEC 62040-1
5.2.5 Limited power source See Test results for details P

2.5/RD
a) Inherently limited output P
b) Impedance limited output N/A
c) Regulating network limited output under N/A
normal operating and single fault condition
d) Overcurrent protective device limited output N/A
Max. output voltage (V), max. output current (A), 
max. apparent power (VA) ............................... :
Current rating of overcurrent protective device (A) 
5.3 Protective earthing and bonding P

5.3.1 General P
2.6/RD Provisions for earthing and bonding P
2.6.1/RD Protective earthing Accessible metal parts are P
reliably earthed, refer to
installation instructions
2.6.2/RD Functional earthing P
2.6.3/RD Protective earthing and protective bonding permanently connected, see P
conductors user manuell
2.6.3.1/RD General P
2.6.3.2/RD Size of protective earthing conductors Construction is designed for P
the expected current.
Rated current (A), cross-sectional area (mm2), 
AWG ................................................................. :
2.6.3.3/RD Size of protective bonding conductors, See 2.6.3.2 P
AWG ................................................................. :
Protective current rating (A), cross-sectional 
area (mm2), AWG ............................................ :
2.6.3.4/RD Resistance of earthing conductors and their (see appended table 2.6.3.4) P
terminations; resistance (), voltage drop (V),
test current (A), duration (min) ......................... :
2.6.3.5/RD Colour of insulation .......................................... : Green/Yellow used only for P
protective earthing
2.6.4/RD Terminals P
2.6.4.1/RD General Due to sufficient bonding of P

ground conductors and
terminal block, as per
EN60950-1
TRF No. IEC62040_1A

IEC 62040-1
2.6.4.2/RD Protective earthing and bonding terminals. See 2.6.4.1 and 2.6.5.7 P
Rated current (A), type, nominal thread diameter 
(mm) ..................................................................
2.6.4.3/RD Separation of the protective earthing conductor P
from protective bonding conductors
2.6.5/RD Integrity of protective earthing P
2.6.5.1/RD Interconnection of equipment P
2.6.5.2/RD Components in protective earthing conductors None P
and protective bonding conductors
2.6.5.3/RD Disconnection of protective earth P
2.6.5.4/RD Parts that can be removed by an operator P
2.6.5.5/RD Parts removed during servicing P
2.6.5.6/RD Corrosion resistance P
2.6.5.7/RD Screws for protective bonding P
2.6.5.8/RD Reliance on telecommunication network or cable No TNV circuit N/A
distribution system
5.3.2 Protective earthing See Clause 2.6.1/RD P
2.6.1/RD
2.10/RD Clearances, creepage distances and distances P
through insulation
4.2/RD Mechanical strength
5.2/RD Electric strength
5.3.3 Protective bonding P
5.4 AC and d.c. power isolation P

5.4.1 General P
3.4/RD Disconnection from the mains supply P
3.4.1/RD General requirement Disconnect device will be a part P
of the installation, see
installation instructions and
manual for details
3.4.2/RD Disconnect devices Circuit breaker P
3.4.3/RD Permanently connected equipment See 3.4.1 P
3.4.4/RD Parts which remain energized P
3.4.5/RD Switches in flexible cords. N/A
3.4.6/RD Number of poles - single-phase and d.c. P
equipment.
3.4.7/RD Number of poles - three-phase equipment N/A
TRF No. IEC62040_1A

IEC 62040-1
3.4.8/RD Switches as disconnect devices N/A

3.4.9/RD Plugs as disconnect devices. N/A
3.4.10/RD Interconnected equipment. N/A
3.4.11/RD Multiple power sources N/A
5.4.2 Disconnect devices P
5.5 Overcurrent and earth fault protection P

5.5.1 General Fuses or circuit breakers are P
used, see schematics and
component list for details on
position and ratings
2.7.3/RD Short-circuit backup protection See 5.5.1 P
2.7.4/RD Number and location of protective devices ..... : See schematics and P
component list for details
2.7.5/RD Protection by several devices N/A
2.7.6/RD Warning to service personnel .......................... : N/A
5.5.2 Basic requirements P
5.5.3 Battery circuit protection P
5.5.3.1 Overcurrent and earth fault protection P
5.5.3.2 Location of protective device P
5.5.3.3 Rating of protective device P
5.3.1/RD Protection against overload and abnormal (see appended table 8.3) P
operation,
5.6 Protection of personnel – Safety interlocks N/A

5.6.1 Operator protection N/A
2.8/RD Safety interlocks N/A
2.8.1/RD General principles N/A
2.8.2/RD Protection requirements N/A
2.8.3/RD Inadvertent reactivation N/A
2.8.4/RD Fail-safe operation N/A
2.8.5/RD Moving parts N/A
2.8.6/RD Overriding N/A
2.8.7/RD Switches and relays N/A
2.8.7.1/RD Contact gaps (mm) .......................................... : N/A
2.8.7.2/RD Overload test N/A
TRF No. IEC62040_1A

IEC 62040-1
2.8.7.3/RD Endurance test N/A

2.8.7.4/RD Electric strength test (see appended table 8.2) N/A
2.8.8/RD Mechanical actuators N/A

5.6.2 Service person protection P
5.6.2.1 Introduction P
5.6.2.2 Covers P
5.6.2.3 Location and guarding of parts P
5.6.2.4 Parts on doors N/A
5.6.2.5 Component access P
2.8.3/RD Inadvertent reactivation N/A
5.6.2.6 Moving parts P
5.6.2.7 Capacitor banks N/A
5.6.2.8 Internal batteries P
5.7 Clearances, creepage distances and distances through insulation P

2.10/RD
2.10.1/RD General Over voltage Category II is P
assumed for this unit.
2.10.1.1/RD Frequency ....................................................... : Considered P
2.10.1.2/RD Pollution degrees ............................................ : Pollution Degree 2 considered. P
2.10.1.3/RD Reduced values for functional insulation Functional insulation provided, P
unit meets criteria for
functional insulation as per
5.3.4 a) or c).
2.10.1.4/RD Intervening unconnected conductive parts No such connector provided. N/A
2.10.1.5/RD Insulation with varying dimensions No applied N/A
2.10.1.6/RD Special separation requirements N/A
2.10.1.7/RD Insulation in circuits generating starting pulses No starting pulses N/A
2.10.2/RD Determination of working voltage Max. 240 Vrms P
2.10.2.1/RD General (see appended table 2.10.3 P
and 2.10.4)
2.10.2.2/RD RMS working voltage 240Vrms P
2.10.2.3/RD Peak working voltage P
2.10.3/RD Clearances (see appended table 2.10.3 P
and 2.10.4)
TRF No. IEC62040_1A

IEC 62040-1
2.10.3.2/RD Mains transient voltages Overvoltage Category II P

a) AC mains supply ......................................... : Between the phases AC 240 V P
2500 V transient
b) Earthed d.c. mains supplies ........................ : N/A
c) Unearthed d.c. mains supplies .................... : N/A
d) Battery operation ......................................... : N/A
2.10.3.3/RD Clearances in primary circuits (see appended table 2.10.3 P
and 2.10.4)
2.10.3.4/RD Clearances in secondary circuits (see appended table 2.10.3 P
and 2.10.4)
2.10.3.5/RD Clearances in circuits having starting pulses (see appended table 2.10.3 N/A
and 2.10.4)
2.10.3.6/RD Transients from a.c. mains supply .................. : (see appended table 2.10.3 P
and 2.10.4)
2.10.3.7/RD Transients from d.c. mains supply .................. : N/A
2.10.3.8/RD Transients from telecommunication networks P
and cable distribution systems ........................ :
2.10.3.9/RD Measurement of transient voltage levels Transient levels not measured. N/A
a) Transients from a mains supply N/A
For an a.c. mains supply ................................. : N/A
For a d.c. mains supply ................................... : N/A
b) Transients from a telecommunication network . N/A
2.10.4/RD Creepage distances (see appended table 2.10.3 P
and 2.10.4)
2.10.4.2/RD Material group and comparative tracking index IIIa , 175 ≤ CTI < 400 P
CTI tests ........................................................... : 
2.10.4.3/RD Minimum creepage distances (see appended table 2.10.3 P
and 2.10.4)
2.10.5 /RD Solid insulation P
2.10.5.2/RD Distances through insulation (see appended table 2.10.5) P
2.10.5.3/RD Insulating compound as solid insulation See clause 2.10.5.4 P
TRF No. IEC62040_1A

IEC 62040-1
2.10.5.4/RD Semiconductor devices All Optoisolators have either a P

distance through insulation of
0.4 mm, which has been
tested for 5000 VAC Electric
Strength and for compliance of
clause 2.10.5.5, or an internal
creepage distance of > 4 mm
and a Thermal Cycling Test to
clause 2.10.10 has been
performed to fulfil the
requirements for Pollution
Degree 1. All
Optoisolators are also certified
to VDE 0884 and/or IEC
60747-5-5
See critical component list for
details on Optoisolators
2.10.5.5/RD Cemented joints See 2.10.5.4 and 2.10.6.3 P
2.10.5.6/RD Thin sheet material – General N/A
2.10.5.7/RD Separable thin sheet material N/A
Number of layers (pcs) .................................... : 
2.10.5.8/RD Non-separable thin sheet material Not used N/A
2.10.5.9/RD Thin sheet material – standard test procedure See 2.10.5.10 N/A
Electric strength test (see appended table 8.2) 
2.10.5.10 Thin sheet material – alternative test procedure Alternative test procedure N/A
/RD used
2.10.5.11 Insulation in wound components Refer Tx-hipot report P
/RD
2.10.5.12 Wire in wound components P
/RD
Working voltage .............................................. : >71V P
a) Basic insulation not under stress ................ : No stress P
b) Basic, supplementary, reinforced insulation : 0.4mm P
c) Compliance with Annex U ........................... : N/A
Two wires in contact inside wound component; N/A
angle between 45 and 90 ............................. :
2.10.5.13 Wire with solvent-based enamel in wound N/A
/RD components
Routine test N/A
TRF No. IEC62040_1A

IEC 62040-1
2.10.5.14 Additional insulation in wound components P

/RD
Working voltage .............................................. : P
- Basic insulation not under stress .................. : P
- Supplementary, reinforced insulation ........... : P
2.10.6/RD Construction of printed boards P
2.10.6.1/RD Uncoated printed boards (see appended table 2.10.3 P
and 2.10.4)
2.10.6.2/RD Coated printed boards (see appended table 2.10.3 N/A
and 2.10.4)
2.10.6.3/RD Insulation between conductors on the same Compliance with clause P
inner surface of a printed board 2.10.5.5 “c)”,
2.10.6.4/RD Insulation between conductors on different P
layers of a printed board
Distance through insulation (see appended table 2.10.5) P
Number of insulation layers (pcs) ................... : P
2.10.7/RD Component external terminations N/A
2.10.8/RD Tests on coated printed boards and coated Coating not applied. N/A
components
2.10.8.1/RD Sample preparation and preliminary inspection N/A
2.10.8.2/RD Thermal conditioning N/A
2.10.8.3/RD Electric strength test (see appended table 5.2) N/A
2.10.8.4/RD Abrasion resistance test N/A
2.10.9/RD Thermal cycling See clause 2.10.5.4, 2.10.5.5, N/A
2.10.6.3
2.10.10/RD Test for Pollution Degree 1 environment and All PCB are UL listed P
insulating compound
2.10.11/RD Tests for semiconductor devices and cemented See clause 2.10.5.4, 2.10.6.3 N/A
joints
2.10.12/RD Enclosed and sealed parts Optoisolators have an internal P
Creepage distance of >4mm.
All Optoisolators are also VDE
0884 certified
See critical components list for

details on
optoisolators(Table1.5.1 )
6 Wiring, connections and supply P

6.1 General P
TRF No. IEC62040_1A

IEC 62040-1
6.1.1 Introduction P
3.1/RD General P
3.1.1/RD Current rating and overcurrent protection Internal wiring is adequate for P
the current. Protection is
adequate for the application
3.1.2/RD Protection against mechanical damage Wires do not touch sharp P
edges and heat sinks that
could damage the insulation
and cause hazard.
3.1.3/RD Securing of internal wiring Wires are adequately fixed to P
prevent excessive strain or
damage of the conductors'
insulation.
3.1.4/RD Insulation of conductors The insulation of the individual P
conductors is suitable for the
application and the working
voltage.
(see appended table 5.2)
3.1.5/RD Beads and ceramic insulators Beads or ceramic insulators N/A
are not used
3.1.6/RD Screws for electrical contact pressure Electrical and earthing P
connections engage at least
two complete threads into
metal.
No screws of insulating
material are used for electrical
and earthing connections.
3.1.7/RD Insulating materials in electrical connections Current carrying and protective N/A
earthing connections are metal
to metal.
Screws with star/spring
washer are used for the
connection between ground
trace (PWB) and chassis
3.1.8/RD Self-tapping and spaced thread screws Thread cutting or space thread N/A
screw not used for current
carrying electrical connections.
3.1.9/RD Termination of conductors Conductors are suitable P
terminated, creepage and
clearances maintained,
second securing for soldered
terminations provided.
10 N pull test 10 N applied to relevant P
conductors.
TRF No. IEC62040_1A

IEC 62040-1
3.1.10/RD Sleeving on wiring Sleeving if safety related P

reliably kept in position.
6.1.2 Dimensions and rating of busbars and insulated P
conductors
6.2 Connection to power P

6.2.1 General provisions for connection to power P
3.2.2/RD Multiple supply connections N/A
3.2.3/RD Permanently connected equipment Terminal block VDE approved P
Number of conductors, diameter of cable and 
conduits (mm) ................................................. :
3.2.4/RD Permanently connecteds The permanently connected N/A
3.2.5/RD Power supply cords N/A

3.2.5.1/RD AC power supply cords See 3.2.5 P
Type ................................................................ : L6-30P 
Rated current (A), cross-sectional area (mm²), 
AWG ................................................................ :
3.2.5.2/RD DC power supply cords Power cord for external N/A
batteries are not part of this
investigation
3.2.6/RD Cord anchorages and strain relief Cord anchorages provided P
Mass of equipment (kg), pull (N) .................... : > 4 kg,100N 
Longitudinal displacement (mm) ..................... : 
3.2.7/RD Protection against mechanical damage No sharp points or cutting P
edges that may damage the
power supply cord.
3.2.8/RD Cord guards Cord guard used for XLT P
module
Diameter or minor dimension D (mm); test mass 
(g) .................................................................... :
Radius of curvature of cord (mm) .................... : 
6.2.2 Means of connection ....................................... : P
More than one supply connection ................... : N/A
6.3 Wiring terminals for external power conductors P

3.3/RD Wiring terminals for connection of external P
conductors
3.3.1/RD Wiring terminals VDE Certified Terminal Block P
TRF No. IEC62040_1A

IEC 62040-1
3.3.2/RD Connection of non-detachable power supply N/A

cords
3.3.3/RD Screw terminals VDE Certified Terminal Block P
3.3.4/RD Conductor sizes to be connected P
Rated current (A), cord/cable type, cross- 
sectional area (mm2) ....................................... :
3.3.5/RD Wiring terminal sizes VDE Certified Terminal Block P
(mm) ................................................................ :
3.3.6/RD Wiring terminal design VDE Certified Terminal Block P
3.3.7/RD Grouping of wiring terminals P
3.3.8/RD Stranded wire N/A
7 Physical requirements P
7.1 Enclosure P
7.2 Stability P
4.1/RD
Angle of 10 P
Test force (N) .................................................. : P
7.3 Mechanical strength P

4.2/RD
4.2.1/RD General Outer enclosure shows P
sufficient strength to withstand
expected handling conditions.
4.2.2/RD Steady force test, 10 N Applied to relevant parts. P
No hazard.
4.2.3/RD Steady force test, 30 N Applied to relevant parts. P
No hazard.
4.2.4/RD Steady force test, 250 N 250N applied to top, bottom, P
and sides of the outer
enclosure.
4.2.5/RD Impact test Test performed on the top, P
bottom and on the side of the
unit. No hazard.
Fall test P
Swing test P
4.2.6/RD Drop test; height (mm) .................................... : N/A
TRF No. IEC62040_1A

IEC 62040-1
4.2.7/RD Stress relief test N/A

4.2.8/RD Cathode ray tubes No CRT’s N/A
Picture tube separately certified ...................... : (see separate test report or N/A
attached certificate)
4.2.9/RD High pressure lamps No High Pressure Lamps N/A
4.2.10/RD Wall or ceiling mounted equipment; force (N) . : Unit is not intended for wall or N/A
ceiling mounting
7.4 Construction details P

7.4.1 Introduction P
4.3.1/RD Edges and corners All edges and corners were P
judged to be sufficiently well
rounded as to not constitute a
hazard.
4.3.2/RD Handles and manual controls; force (N) .......... : No handles and manual N/A
controls
4.3.3/RD Adjustable controls No adjustable controls N/A
4.3.4/RD Securing of parts No loosening of parts impairing P
creepage distances or
clearances is likely to occur
4.3.5/RD Connection by plugs and sockets All outlets are IEC approved P
4.3.7/RD Heating elements in earthed equipment Not direct plug-in equipment N/A
4.3.11/RD Containers for liquids or gases 
4.4/RD Protection against hazardous moving parts P
4.4.1/RD General Unit is provided with one DC P
fan
4.4.2/RD Protection in operator access areas ............... : Unit is provided with fan P
guards
4.4.3/RD Protection in restricted access locations ......... : Not intended for restricted N/A
areas.
4.4.4/RD Protection in service access areas P
4.5/RD Thermal requirements P
4.5.1/RD General P
4.5.2/RD Temperature tests Insulation is not exposed to oil, N/A
grease, etc.
Normal load condition per Annex L ................. : Equipment does not produce N/A
dust
4.5.3/RD Temperature limits for materials No such a container N/A
4.5.4/RD Touch temperature limits P
TRF No. IEC62040_1A

IEC 62040-1
4.5.5/RD Resistance to abnormal heat .......................... : (see appended table 7.4) N/A
7.4.2 Openings P
7.4.3 Gas Concentration P
7.4.4 Equipment movement P
7.5 Resistance to fire P

4.7/RD
4.7.1/RD Reducing the risk of ignition and spread of flame Risk of ignition due to high P
temperatures minimized by
design and components
Materials with the required
flammability classes are used.
Safety relevant components
used within their specified
rating.
Electrical parts are not likely to
ignite nearby materials.
Temperatures see 4.5.1
Method 1, selection and application of (see appended table 7.5) P
components wiring and materials
Method 2, application of all of simulated fault (see appended table 7.5) N/A
condition tests
4.7.2/RD Conditions for a fire enclosure Enclosure is entirely made of P
metal
4.7.2.1/RD Parts requiring a fire enclosure P
4.7.2.2/RD Parts not requiring a fire enclosure P
4.7.3/RD Materials P
4.7.3.2/RD Materials for fire enclosures Metal Enclosure P
4.7.3.3/RD Materials for components and other parts Front Bezel rated HB P
outside fire enclosures (decorative only), Bezel for
Display is rated V-0
4.7.3.4/RD Materials for components and other parts inside All internal materials are rated P
fire enclosures V-0 or better, or are mounted
on printed wiring boards rated
V-0 or better
4.7.3.5/RD Materials for air filter assemblies No air filter assemblies N/A
4.7.3.6/RD Materials used in high-voltage components No high-voltage components N/A
7.6 Battery location P
TRF No. IEC62040_1A

IEC 62040-1
7.6.1 Battery location and installation See manual, additional P

batteries data available on
request
7.6.2 Accessibility and maintainability P
7.6.3 Distance P
7.6.4 Case insulation P
7.6.5 Wiring P
7.6.6 Electrolyte spillage P
7.6.7 Ventilation P
7.6.8 Charging voltage P
7.7 Temperature rise P

4.5/RD Thermal requirements P
4.5.1/RD General P
4.5.2/RD Temperature tests 
Normal load condition per Annex L ................. : (see appended table 7.7) P
4.5.3/RD Temperature limits for materials (see appended table 7.7) P
4.5.4/RD Touch temperature limits P
4.5.5/RD Resistance to abnormal heat .......................... : (see appended table 4.5.5) N/A
Based on the physical
characteristic of the
thermoplastic materials
employed in the power supply,
this test was not considered
necessary
8 Electrical requirements and simulated abnormal conditions P

8.1 General provisions for earth leakage P
5.1.1/RD General P
5.1.7/RD Equipment with touch current exceeding 3,5 mA N/A
8.2 Electric strength P

5.2/RD
5.2.1/RD General (see appended table 8.2) P
5.2.2/RD Test procedure (see appended table 8.2) P
8.3 Abnormal operating and fault conditions P

8.3.1 General P
TRF No. IEC62040_1A

IEC 62040-1
5.3.1/RD Protection against overload and abnormal (see appended table 8.3) P
operation
5.3.2/RD Motors (see appended Annex B) P
5.3.3/RD Transformers (see appended Annex C) P
5.3.4/RD Functional insulation ........................................ : P
5.3.5/RD Electromechanical components N/A
5.3.9/RD Compliance criteria for abnormal operating and P
fault conditions
8.3.2 Simulation of faults P
8.3.3 Conditions for tests P
9 Connection to telecommunication networks N/A

6/RD
6.1/RD Protection of telecommunication network service persons, and users of other N/A
equipment connected to the network, from hazards in the equipment
6.1.1/RD Protection from hazardous voltages N/A
6.1.2/RD Separation of the telecommunication network N/A
from earth
6.1.2.1/RD Requirements N/A
Supply voltage (V) ........................................... : 
Current in the test circuit (mA) ...................... : 
6.1.2.2/RD Exclusions ....................................................... : N/A
6.2/RD Protection of equipment users from overvoltages on telecommunication networks N/A
6.2.1/RD Separation requirements N/A
6.2.2/RD Electric strength test procedure N/A
6.2.2.1/RD Impulse test (see appended table 9) N/A
6.2.2.2/RD Steady-state test (see appended table 9) N/A
6.2.2.3/RD Compliance criteria N/A
6.3/RD Protection of the telecommunication wiring system from overheating N/A
Max. output current (A) ................................... : 
3.5/RD Interconnection of equipment N/A
3.5.2/RD Types of interconnection circuits ..................... : N/A
3.5.3/RD ELV circuits as interconnection circuits N/A
3.5.4/RD Data ports for additional equipment N/A
2.1.3/RD Protection in restricted access locations N/A
2.3.1/RD Limits N/A
TRF No. IEC62040_1A

IEC 62040-1
Type of TNV circuits ......................................... : 

2.3.2/RD Separation from other circuits and from N/A
accessible parts
2.3.2.1/RD General requirements N/A
2.3.2.2/RD Protection by basic insulation N/A
2.3.2.3/RD Protection by earthing N/A
2.3.2.4/RD Protection by other constructions .................... : N/A
2.3.3/RD Separation from hazardous voltages N/A
2.3.4/RD Connection of TNV circuits to other circuits N/A
2.3.5/RD Test for operating voltages generated externally N/A
2.6.5.8/RD Reliance on telecommunication network or cable N/A
distribution system
2.10.3.3/RD Clearances in primary circuits (see appended table 5.7) N/A
2.10.3.4/RD Clearances in secondary circuits (see appended table 5.7) N/A
2.10.4/RD Creepage distances N/A
2.10.4.1/RD General N/A
2.10.4.2/RD Material group and comparative tracking index N/A
CTI tests ........................................................... : 
2.10.4.3/RD Minimum creepage distances N/A
M/RD ANNEX M, CRITERIA FOR TELEPHONE RINGING SIGNALS (see 2.3.1/RD) N/A
M.1/RD Introduction N/A
M.2 /RD Method A N/A
M.3/RD Method B N/A
M.3.1/RD Ringing signal N/A
M.3.1.1/RD Frequency (Hz) ............................................... : 
M.3.1.2/RD Voltage (V) ...................................................... : 
M.3.1.3/RD Cadence; time (s), voltage (V) ........................ : 
M.3.1.4/RD Single fault current (mA) ................................. : 
M.3.2/RD Tripping device and monitoring voltage .......... : N/A
M.3.2.1/RD Conditions for use of a tripping device or a 
monitoring voltage
M.3.2.2/RD Tripping device N/A
M.3.2.3/RD Monitoring voltage (V) ..................................... : N/A
TRF No. IEC62040_1A

IEC 62040-1
A/RD Annex A, Tests for resistance to heat and fire N/A

A.1/RD Flammability test for fire enclosures of movable N/A
equipment having a total mass exceeding 18 kg,
and of stationary equipment (see 4.7.3.2/RD)
A.1.1/RD Samples ........................................................... : 
Wall thickness (mm) ......................................... : 
A.1.2/RD Conditioning of samples; temperature (C) ..... : N/A
A.1.3/RD Mounting of samples ....................................... : N/A
A.1.4/RD Test flame (see IEC 60695-11-3) N/A
Flame A, B, C or D .......................................... : 
A.1.5/RD Test procedure N/A
A.1.6/RD Compliance criteria N/A
Sample 1 burning time (s) ................................ : 
A.2/RD Flammability test for fire enclosures of movable equipment having a total mass N/A
not exceeding 18 kg, and for material and components located inside fire
enclosures (see 4.7.3.2/RD and 4.7.3.4/RD)
A.2.1/RD Samples, material ............................................ : 
Wall thickness (mm) ......................................... : 
A.2.2/RD Conditioning of samples; temperature (°C) ..... : N/A
A.2.3/RD Mounting of samples ....................................... : N/A
A.2.4/RD Test flame (see IEC 60695-11-4) N/A
Flame A, B or C ............................................... : 
A.2.6/RD Compliance criteria N/A
A.2.7/RD Alternative test acc. to IEC 60695-11-5, cl. 5 and N/A
9
A.3/RD Hot flaming oil test (see 4.6.2/RD) N/A
A.3.1/RD Mounting of samples N/A
TRF No. IEC62040_1A

IEC 62040-1

A.3.3/RD Compliance criterion N/A
B/RD Annex B, Motor tests under abnormal conditions (see 4.7.2.2/RD and 5.3.2/RD) P
B.1/RD General requirements DC fans used P
Position ............................................................ : 
Manufacturer ................................................... : 
Type ................................................................ : 
Rated values .................................................. : 
B.2/RD Test conditions N/A
B.3/RD Maximum temperatures N/A
B.4/RD Running overload test N/A
B.5/RD Locked-rotor overload test N/A
Test duration (days) ........................................ : 
Electric strength test: test voltage (V) ............. : 
B.6/RD Running overload test for d.c. motors in Fans are VDE or TÜV certified P
secondary circuits to IEC/EN60950-1
B.6.1/RD General See B.6 P
B.6.2/RD Test procedure See B.6 P
B.6.3/RD Alternative test procedure See B.6 P
B.6.4/RD Electric strength test; test voltage (V) ............. : See B.6 P
B.7/RD Locked-rotor overload test for d.c. motors in Fans are VDE or TÜV certified P
secondary circuits to IEC/EN60950
B.7.1/RD General See B.7 P
B.7.2/RD Test procedure See B.7 P
B.7.3/RD Alternative test procedure See B.7 P
B.7.4/RD Electric strength test; test voltage (V) ............. : See B.7 N/A
B.8/RD Test for motors with capacitors (see appended table 5.3) N/A
B.9/RD Test for three-phase motors (see appended table 5.3) N/A
B.10/RD Test for series motors N/A
Operating voltage (V) ...................................... : 
C/RD Annex C, Transformers (see 1.5.4/RD and 5.3.3/RD) P

Position ............................................................ : See IEC 60950 -1 Test Report 
Manufacturer ................................................... : 
TRF No. IEC62040_1A

IEC 62040-1
Type ................................................................ : 
Rated values .................................................. : 
Method of protection ........................................ : 
C.1/RD Overload test N/A
C.2/RD Insulation P
Protection from displacement of windings ....... : P
D/RD Annex D, Measuring instruments for touch current tests (see 5.1.4/RD) P
D.1/RD Measuring instrument N/A
D.2/RD Alternative measuring instrument P
E/RD Annex E, Temperature rise of a winding (see 1.4.13/RD) N/A
F/RD Annex F, Measurements of clearances and P

creepage distance (see 2.10/RD and Annex
G/RD)
G/RD Annex G, Alternative method for determining minimum clearances N/A

G.1/RD Clearances N/A
G.1.1/RD General N/A
G.1.2/RD Summary of the procedure for determining minimum clearances N/A
G.2/RD Determination of mains transient voltage (V) N/A
G.2.1/RD AC mains supply ............................................. : N/A
G.2.2/RD Earthed d.c. mains supplies ............................ : N/A
G.2.3/RD Unearthed d.c. mains supplies ........................ : N/A
G.2.4/RD Battery operation ............................................. : N/A
G.3/RD Determination of telecommunication network N/A
transient voltage (V) ........................................ :
G.4/RD Determination of required withstand voltage (V) N/A
G.4.1/RD Mains transients and internal repetitive peaks : N/A
G.4.2/RD Transients from telecommunication networks . : N/A
G.4.3/RD Combination of transients N/A
G.4.4/RD Transients from cable distribution systems N/A
G.5/RD Measurement of transient voltages (V) N/A
For an a.c. mains supply N/A
TRF No. IEC62040_1A

IEC 62040-1
For a d.c. mains supply N/A

b) Transients from a telecommunication network N/A
G.6/RD Determination of minimum clearances ............ : N/A
H Annex H, Guidance on protection against ingress of water and foreign objects N/A
(see IEC 60529)
I Annex I, Backfeed protection test P

I.1 General See appendix 5 for back feed P
scope shots
I.2 Test for pluggable UPS P
I.3 Test for permanently connected UPS N/A
I.4 Load-induced change of reference potential Refer to appendices P
I.5 Solid-state backfeed protection P
(see clause 7.1-7.5 of IEC 62040-2 and clause
7.1-7.2 of IEC 62040-3)
J/RD Annex J, Table of electrochemical potentials (see 2.6.5.6/RD)

Metal(s) used ................................................... : 
K/RD Annex K, Thermal controls (see 1.5.3/RD and 5.3.8/RD) N/A

K.1/RD Making and breaking capacity N/A
K.2 /RD Thermostat reliability; operating voltage (V) ... : N/A
K.3/RD Thermostat endurance test; operating voltage N/A
(V) .................................................................... :
K.4/RD Temperature limiter endurance; operating N/A
voltage (V) ....................................................... :
K.5/RD Thermal cut-out reliability N/A
K.6/RD Stability of operation N/A
L Annex L, Reference loads P

L.1 General P
L.2 Reference resistive load P
L.3 Reference inductive-resistive load 
L.4 Reference capacitive-resistive loads N/A
L.5 Reference non-linear load N/A
L.5.1 Test method N/A
TRF No. IEC62040_1A

IEC 62040-1
L.5.2 Connection of the non-linear reference load 
M Annex M, Ventilation of battery compartments N/A

M.1 General Refer to test data, none N/A
ventilation batteries
M.2 Normal conditions N/A
M.3 Blocked conditions N/A
M.4 Overcharge conditions N/A
N Annex N, Minimum and maximum cross-sections of copper conductors suitable N/A

for connection (see 6.3)
U/RD Annex U, Insulated winding wires for use without interleaved insulation P
(see 2.10.5.4/RD)
T1601 Transformer is using 
VDE approved triple insulated
wires (Furukawa TEX-E)
V/RD Annex V, AC POWER DISTRIBUTION SYSTEMS (see 1.6.1/RD) N/A

V.1/RD Introduction N/A
V.2/RD TN power distribution systems N/A
TRF No. IEC62040_1A

IEC 62040-1
4.5 TABLE: list of critical components :SRT5KRMXLI,SRT5KXLI,SRT6KRMXLI,SRT6KXLI, P

SRT5KRMXLW-HW
object/part No. manufacturer/ trademark type/model technical data standard mark(s) of
conformity1)
PCB POWER KINWONG 640-5660C 640-5660B UL94V-0
BOARD
640-5660B
PCB CONTROL KINWONG 640-5662D 640-5662D UL94V-0
BOARD
640-5662D
PCB OUTPUT KINWONG 640-5663A 640-5663A UL94V-0
FILTER BOARD
640-5663A
PCB KINWONG 640-5665A 640-5665A UL94V-0
COMMUNICATION
BOARD
640-5665A
PCB DISPLAY KINWONG 640-5666A 640-5666A UL94V-0
BOARD
640-5666A
PCB 5KVA PDU XLI KINWONG 640-5669 640-5669 UL94V-0
BOARD
640-5669
PCB 6KVA PDU XLI KINWONG 640-5672 640-5672 UL94V-0
BOARD
640-5672
PCB 5KVA PDU KINWONG 640-5675 640-5675 UL94V-0
HW BOARD
640-5675
PCB 6KVA PDU KINWONG 640-5676 640-5676 UL94V-0
HW BOARD
640-5676
PCB FUSE KINWONG 640-0195A 640-0195A UL94V-0
BATTERY
640-0195A
3U FRONT BEZEL ATLAS METAL 876-0550 3U FRONT UL94-HB
876-0550 PROD.MFG.CO. INC. BEZEL,
APPROX 3mm
THICK
4U FRONT BEZEL ATLAS METAL 876-0551 4U FRONT UL94-HB
876-0551 PROD.MFG.CO. INC. BEZEL, ,
APPROX 3mm
THICKN
HEATSINK SHIANG SHANG 876-0705 HEATSINK UL94V-0
SHROUD ELECTRONICS SHROUD,
876-0705 APPROX
2.5mm THICK
TRF No. IEC62040_1A

IEC 62040-1

SRT5KRMXLW-HW
conformity1)
TOP PANEL OF SHING HUNG PLASTICS 876-0963 TOP PANEL UL94-HB
DISPLAY MODULE CO. INC. OF DISPLAY
876-0963 MODULE,
APPROX
1.5mm THICK
BASE PANEL OF SHING HUNG PLASTICS 876-0964 BASE PANEL UL94-HB

DISPLAY MODULE CO. INC. OF DISPLAY
876-0964 MODULE,
APPROX
1.5mm THICK
C13 CONNECTOR ELCOM EMO-16G-1-W 10A,250VAC IEC 60320-1, VDE

(770-0330)
C19 CONNECTOR ELCOM EMO-182-1-W 16A,250VAC IEC 60320-1, VDE
(770-0331)
CIRCUIT BREAKER MECHANICAL PRODUCTS 1600-144-200 1P 20A IEC 60934 VDE, TUV
(530-0002A-001) INC. 250VAC
RONG FENG INDUSTRIAL RFLB-203-00DNN-B-A
CO LTD
CIRCUIT BREAKER MECHANICAL PRODUCTS 1600-144-150 1P 15A IEC 60934 VDE, TUV
(530-0008A-002) INC. 250VAC
RONG FENG INDUSTRIAL RFLB-153-00DNN-B-A
CO LTD
OPTOCOUPLER TOSHIBA CORPORATION TLP781(D4-Y,F) 50-150% CTR DIN EN60747- VDE
5-2
(312-0080-Z)
IC1607
OPTOCOUPLER AVAGO TECHNOLOGIES 6N137-360E (for Tube) Single IEC60747-5-5 VDE
(349-0137-Z-002) 6N137-560E (for Tape channel,1000V
and Reel) /us, 630V
IC2110,IC2111,IC21
17,IC2118
OPTOCOUPLER VISHAY SFH615A-4X001 60mA 160% EN 60747-5-5 VDE
(312-0615-Z-001) SEMICONDUCTOR 5.3kV (VDE 0884)
IC1702,IC1801,IC18 SFH615A-4X
02 ISOCOM COMPONENTS
2004 LTD.
TRF No. IEC62040_1A

IEC 62040-1

SRT5KRMXLW-HW
conformity1)
CAPACITOR KEMET R46.KR.4100.00.M1.M 1uF 275VAC IEC-60384-14 ENEC,UL,CS
(232-0105-Z-01) 20% X2 A,VDE
C1203 KEMET R46KR4100JPM1M
VISHAY/ROEDERSTEIN F1772-510-2200
KEMET PHE840MF7100M OR
PHE840MZ7100M OR
PHE840EF7100M OR
PHE840EZ7100M
CAPACITOR CAMEL ELECTRONICS MPX333M5K421 33nF 250VAC IEC-60384-14 UL,CSA,VDE
(232-0333-Z-001) INDUSTRIAL CORP 20% X2
C2603 EPCOS (ZHUHAI FTZ) CO., B32921C3333M
LTD
CAPACITOR KEMET (EVOX-RIFA, INC.) PME271Y447M OR 4.7nF 250VAC IEC-60384-14 UL,CSA,VDE
(232-0472-Z) PME271YA4470M 20% Y2
C3131,C3132
CAPACITOR EPCOS ELECTRONIC B32926C3475M N 2 4.7uF 275VAC IEC-60384-14 UL,VDE
(232-0475-Z) COMPONENTS, S.A. 20% X2
C1201
KEMET R46KW447000M1M
ILLINOIS CAPACITOR 475MKP275KJ
EUROPTRONIC
ELECTRONIC (SHEZHEN) MPX2 475K30B37L5
CO., LTD
CAPACITOR JYA NAY CO LTD JN15E472MY02 X1Y1 Y5U 60384-14 VDE
(221-0472-Z)
C2607,C1204,C120 APEX INTEC PHILIPPINES DA2GYE472MK61
5 CO. LTD., INC. 7
20% 400V
CAPACITOR MURATA ERIE / NO. DE2E3KY222MN2AM0 X1Y2 2.2nF VDE
(HUA32618) AMERICAN 1F 250VAC
C3061,C3062,C306
5,C3066,C3068,C30
69
TRF No. IEC62040_1A

IEC 62040-1

SRT5KRMXLW-HW
conformity1)
CAPACITOR(221- JYA NAY CO LTD JY12E472MD5R1 250V, Y2, IEC VDE
0001-Z) 4700pf 60384-14
C3001,C3002,C300 APEX INTEC PHILIPPINES DA2GYE472MU823
3,C3004,C3005,C30 CO. LTD., INC.
06,C3063
VY2472M49Y5US6TK
VISHAY/DRALORIC 5
MOV MAIDA D6944Z0V301RA80T1 300VAC ZINC 42000/42201 & UL,VDE
(380-0005-Z) N OXIDE 175J IEC 1051
MV1203,MV1204,
MOV MAIDA D65ZOV511RA190 510VAC ZINC 42000/42201 & UL,VDE
(380-0511-Z) OXIDE 470J IEC 1051
MV1201,MV1202,M
V1205
TRANSFORMER FALCO ELECTRONICS E42002 FLYBACK Class B UL
(433-0040-Z) INDIA TRANSFORM Insulatoin
ER 50W system
T1601
RELAY SONG CHUAN PRECISION 832HA-1C-F-C-B-24 SPDT FLUX UL Class F UL

(450-0137-Z) LTD VDC TIGHT 24V
RY1201,RY1202,RY
1203,RY1204,RY12
51,RY1252,RY1253,
RY1254,RY1301,RY
2601,RY2602,RY26
03,RY2604,RY2605,
RY2606
RELAY AMERICAN ZETTLER AZ733W-2A- 8A/240V 12V UL, TUV,VDE
(450-2150A-Z) 12DE(209) DPST
RY1701 OMRON MALAYSIA SDN. G2RG-2A4 DC12
BHD
FUSE COOPER BUSSMANN BK/GBH-V030A6FR 30A, 500V UL
(515-1030A-Z)
F2601,F2602,F1201 LITTELFUSE, INC. 505030.MXEP
,F1202,F1203 ,F1,F
2
BATTERY CSB BATTERY OF HR1221WF2 12V 5.1AH UL
910-6003 AMERICA CORP.
BB Battery BP5-12
TERMINAL BLOCK MOLEX 39910-0103 3P, 600V,65A UL
(740-0067-Z)
J3131
TRF No. IEC62040_1A

IEC 62040-1

SRT5KRMXLW-HW
conformity1)
TERMINAL BLOCK WECO ELECTRICAL 327-HDS/03-PHS 3P 600V UL,CSA
740-0076A CONNECTORS INC.
FAN NMB TECHNOLOGIES, 4715KL-05W-B40-E01 120mm UL,VDE

0N-9790 INC. 118CFM 24V
Connector Anderson APC-SBS75XWHT- 75A UL,TUV

726-0128-003 BK
TRF No. IEC62040_1A

IEC 62040-1
4.6, TABLE: Electrical data (in normal conditions)

1.6.2/RD
U (V) I (A) Irated (A) P (W) Fuse # Ifuse (A) Condition/status
Supplementary information: refer to IEC 60950-1 Test Report (appendix 2)
5.1.1 and TABLE: discharge of capacitors in the primary circuit

2.1.1.7/RD
Condition  calculated  measured t u 0V Comments
(s) (s) (s)
refer to IEC 60950-1 Test Report

(appendix 2)
Note(s):
5.2.1 and TABLE: SELV measurement (under normal conditions) P

2.2.2/RD
Component Location Voltage (max.) (V) Voltage Limitation
Component
V peak V d.c.
T1601(+24Viso&SG Pin 10 & Pin1 ( D1603) 25.60 D1603 of +24Viso
nd)
J1802 (+24Viso and Pin 2 & Pin 6 30 IC1803
+5V Ref)
J1803 (+24Viso Pin 1 & 4 26.80 R1805 &R1809
&SGnd)
Supplementary information:
5.2.1 and TABLE: SELV measurement (under fault conditions) P

2.2.3/RD
Location Voltage (max.) (V) Comments
T1601 (+24Viso &SGnd,Pin 10 & 0.8V Shorted D1603
Pin1 ( D1603) )
J1802 (+24Viso and +5V 1.2 Shorted Pin 2&6 (+24Viso and +5V Ref)
Ref,Pin2 &6)
J1803 (+24Viso &SGnd,Pin 1 &4) 0.8 Shorted Pin 1 and 4
TRF No. IEC62040_1A

IEC 62040-1
5.2.3 and TABLE: Limited current circuit measurement N/A

2.4.2/RD
Location Voltage Current Freq. Limit Comments
(V) (mA) (kHz) (mA)
5.2.5 and TABLE: Limited power source measurement P

2.5/RD
Limits Measured Verdict
According to Table 2B/2C (normal condition)
current (in A) 8 0.82 P
apparent power (in VA) 100 3.198 P
According to Table 2B/2C (single fault condition)
current (in A) 8 0.82 P
apparent power (in VA) 100 4.723 P
Supplementary information: Display 5V supply from J2109 pin 3 to 4 , shorted the Reg IC2301, Applicable
for Model :SRT6KXLI/SRT6KRMXLI.
5.3.1 and TABLE: Resistance of earthing measurement

2.6.3.4/RD
Location Resistance measured (m) Comments
refer to IEC 60950-1 Test Report
(appendix 2)
TRF No. IEC62040_1A

IEC 62040-1
5.5 and TABLE: Abnormal operating and fault conditions P

8.3
Ambient temperature (°C) ...................................... : 
Power source for EUT: Manufacturer, model/type, 
output rating ........................................................... :
Component Fault Supply Test Fuse # Fuse Observation
No. voltage time current
(V) (A)
5.7 and Table: Working voltage measurement P

2.10.2/RD
Location RMS voltage (V) Peak voltage (V) Comments
Supplementary information:refer to IEC 60950-1 Test Report (appendix 2)
5.7 and TABLE: Clearance and creepage distance measurements P

2.10.4/RD
Clearance (cl) and creepage U peak U r.m.s. Required cl Required cr
distance (cr) at/of/between: (V) (V) cl (mm) (mm) cr (mm) (mm)
Functional:
Basic / supplementary:
Reinforced:
TRF No. IEC62040_1A

IEC 62040-1
5.8, TABLE: Distance through insulation measurements P

2.1.1.3/RD
and
2.10.5.1
/RD
Distance through insulation (DTI) at/of: U peak U r.m.s. Test Required DTI
(V) (V) voltage DTI (mm)
(V) (mm)
6, 8.2 and TABLE: Electric strength tests, impulse tests and voltage surge tests P
9
Test voltage applied between: Voltage shape Test voltage Breakdown
(AC, DC, (V) Yes / No
impulse, surge)
Functional:
Basic / supplementary:
Reinforced:
7.4, TABLE: Ball pressure test of thermoplastic parts N/A

4.5.5/RD
Allowed impression diameter (mm) .................. :  2 mm 
Part Test temperature Impression diameter
(°C) (mm)
7.4.2, Table: Enclosure opening measurements P

Location Size (mm) Comments
TRF No. IEC62040_1A

IEC 62040-1
7.5 Table: Resistance to fire P

Part Manufacturer of Type of material Thickness Flammability Evidence
material (mm) class
7.7 TABLE: Temperature test P

Supply voltage (V) ........................... : 
Ambient Tmin (C) ............................. : 
Ambient Tmax (C) ............................ : 
Maximum measured temperature T of part/at:: T (C) Allowed
Tmax (C)

Temperature T of winding: t1 (°C) R1 () t2 (°C) R2 () T (C) Allowed Insulation
Tmax (C) class
8.1 TABLE: earth leakage current P

Condition L terminal A N  terminal Limit Comments
(mA) A (mA)
(mA)
Supplementary information: refer to IEC 60950-1 Test Report (appendix 2).
C.2/RD Safety isolation transformer P

Construction details: refer to IEC 60950-1 Test Report
(appendix 2)
Manufacturer: See appended table 4.3

Type: See appended table 4.3
TRF No. IEC62040_1A

IEC 62040-1
Recurring peak voltage

Required clearance for reinforced
insulation (from table 2H and 2J)
Effective voltage rms

Required creepage distance for reinforced
insulation (from table 2L)
Measured min. creepage distance

Location inside (mm) outside (mm)
Measured min. clearances

Location inside (mm) outside (mm)
Construction:
Pin numbers
Prim.
Sec.
Bobbin
Material
Thickness
Electric strength test

With AC 3000V after humidity treatment
TRF No. IEC62040_1A

IEC 62040-1
Result Pass
M Ventilation of battery compartments N/A

The required dimension for the ventilation openings will be calculated with the
following formula:
A > K1 * Q
with Q = (0.054 m³/Ah) * n * I * C
where:
K1 : constant factor of 28 h * cm²/m³
Q : airflow in m³/h
n : number of battery cells
I : constant factor (0,2A/100Ah for valve regulated lead acid
batteries)
C : nominal capacity of the battery
With the specific data for the UPS the following dimension for the ventilation
openings is required:
n :?
C :?
A > 28 h * cm²/m³ * (0.054 m³/Ah) * n * 0.2 A/100 Ah * C
A > ? cm²
Verdict
The size of ventilation openings in battery cabinet exceeds the required airflow by
far (as well as the UPS).
refer to IEC 60950-1 Test Report (appendix 2).Battery has no ventilation
openings
TRF No. IEC62040_1A

List of test equipment used:

(Note: This is an example of the required attachment. Other forms with a different layout but
containing similar information are also acceptable.)
Clause Measurement / Testing / measuring equipment / Range used Calibration
testing material used date
Supplementary information: refer to appendix 7
TRF No. IEC62040_1A

Appendix 1- Pictures Page 50 of 172 VDE Report No.: 1924400-3335-0065
TRF No. IEC62040_1A

TRF No. IEC62040_1A

Main Power Board/Output Filter Board
TRF No. IEC62040_1A

PDU/Communication board /Display Boards
TRF No. IEC62040_1A

TRF No. IEC62040_1A

Appendix 2 – IEC 60950 Test Report Page 56 of 172 VDE Report No.: 1924400-3335-0065
Test item description .................... : Uninterruptible Power Supply (UPS)

Trade Mark ....................................... :
Manufacturer .................................... : APC

Model/Type reference....................... : 2G Smart UPS Online
(SRT6KXLI/SRT6KRMXLI,SRT5KXLI/SRT5KRMXLI,
SRT5KRMXLW-HW).
Serial number : --
Output: AC 220V/230V/ 240 V, 50/ 60 Hz, max.
Max. 6000VA, 6000 W

Output: AC 220V/230V/ 240 V, 50/ 60 Hz, max.
Max. 5000 VA, 4500 W
Rating(s) : Input: AC 208/220V/230V/ 240 V, 50/60Hz, max. 24A

Output: AC 208/220V/230V/ 240 V, 50/ 60 Hz, max.
Max. 5000 VA,4500 W
(For SRT5KRMXLW-HW).
TRF No. IEC62040_1A

Summary of testing:
Clause 1.5 Components ........................................................................................ : Pass N/A
Clause 1.6 Power interface ................................................................................... : Pass N/A
Clause 1.7 Markings and instructions ................................................................... : Pass N/A
Clause 2.1 Protection from electric shock and energy hazards ............................ : Pass N/A
Clause 2.2 SELV circuits ....................................................................................... : Pass N/A
Clause 2.3 TNV circuits ......................................................................................... : Pass N/A
Clause 2.4 Limited current circuits ........................................................................ : Pass N/A
Clause 2.5 Limited power sources ........................................................................ : Pass N/A
Clause 2.6 Provisions for earthing and bonding ................................................... : Pass N/A
Clause 2.7 Overcurrent and earth fault protection in primary circuits ................... : Pass N/A
Clause 2.8 Safety interlocks .................................................................................. : Pass N/A
Clause 2.9 Electrical insulation ............................................................................. : Pass N/A
Clause 2.10 Clearances, creepage distances and distances through insulation : Pass N/A
Clause 3.1 Wirings ................................................................................................ : Pass N/A
Clause 3.2 Connection to an a.c. mains supply or a d.c. mains supply ................ : Pass N/A
Clause 3.3 Wiring terminals for connection of external conductors ...................... : Pass N/A
Clause 3.4 Disconnection from the mains supply ................................................. : Pass N/A
Clause 3.5 Interconnection of equipment .............................................................. : Pass N/A
Clause 4.1 Stability ................................................................................................ : Pass N/A
Clause 4.2 Mechanical strength ............................................................................ : Pass N/A
Clause 4.3 Design and construction...................................................................... : Pass N/A
Clause 4.4 Protection against hazardous moving parts ........................................ : Pass N/A
Clause 4.5 Thermal requirements ......................................................................... : Pass N/A
Clause 4.6 Openings in enclosures....................................................................... : Pass N/A
Clause 4.7 Resistance to fire ................................................................................ : Pass N/A
Clause 5.1 Touch current and protective conductor current ................................. : Pass N/A
Clause 5.2 Electric strength .................................................................................. : Pass N/A
Clause 5.3 Abnormal operating and fault conditions............................................. : Pass N/A
Clause 6 Connection to telecommunication networks ....................................... : Pass N/A
Clause 7 Connection to cable distribution systems ............................................ : Pass N/A
Annex B Motor Tests under abnormal conditions.............................................. : Pass N/A
Annex C Transformers ....................................................................................... : Pass N/A
Annex G Alternative Method for determining minimum clearances ................... : Pass N/A
Annex M Criteria for telephone ringing signals .................................................. : Pass N/A
Annex U Insulated winding wires for use without interleaved insulation ........... : Pass N/A
Annex V AC Power Distribution Systems Pass N/A
Annex W Summation of Touch Currents Pass N/A
Annex X Maximum Heating Effect in Transformer Test Pass N/A
Annex Y Ultraviollet Light Pass N/A
Annex Z Overvoltage Categories Pass N/A
Annex AA Mandral Test Pass N/A
Annex BB Changes in the secondary Edition Pass N/A
TRF No. IEC62040_1A

Test item particulars ......................................:

Equipment mobility .................................................... : movable hand-held Floor Standing
fixed transportable Rack mount
Connection to the mains ............................................ : pluggable equipment direct plug-in
permanent connection for building-in
Operating condition ................................................... : continuous short-time intermittent
Over voltage category .............................................. : OVC I OVC II OVC III OVC IV
Mains supply tolerance (%) ....................................... : -10 / +6 %
Tested for IT power systems .................................... : Yes No
IT testing, phase-phase voltage (V) ......................... : --
Class of equipment ................................................... : Class I Class II Class III
Not classified
Mass of equipment (kg) ............................................. : >18kg
Pollution degree ........................................................ : PD 2 PD 3
IP protection class .................................................... : IP test not part of this investigation
Possible test case verdicts

- test case does not apply to the test object ................ : N/A (Not Applicable)
- test object does meet the requirement ...................... : P (Pass)
- test object does not meet the requirement ................ : F (Fail)
Testing ......................................................................... :
Date of receipt of test item............................................ :
Date(s) of performance of tests.................................... :
General remarks:
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing testing
laboratory.
"(see Enclosure #)" refers to additional information appended to the report.
"(see appended table)" refers to a table appended to the report.
Throughout this report a comma / point is used as the decimal separator.
TRF No. IEC62040_1A

Factory (for information only)

Address...... : CAV 1, 2nd Street, PEZA, Cavite Economic Zone, ROSARIO, CAVITE, PHILIPINES

Address...... : CAV 2, Lot 10, Block 16, Phase IV, PEZA, ROSARIO, CAVITE, PHILIPINES
Address...... : CAV 3, Lot 3, Block 14, Phase III, PEZA, ROSARIO, CAVITE, PHILIPINES
Name ......... :
Address...... :
TRF No. IEC62040_1A

General product information:

Complete details of construction and testing as well as supporting documentation such as photographs
and schematics are included in the attachment of the IEC 62040-1 Main Test Report.
The UPS provides reinforced insulation between primary and secondary circuits.
This UPS is designed and approved for use in Installation Category II
Outputs meet the requirements for SELV.
Conditions of Installation:
The units are suitable for a maximum manufacturer’s recommended ambient operating temperature
(Tmra) of 40 °C.
UPS are Class 1 and designed for Pollution Degree 2.
permanently connected to the mains
The product has been tested according to standard IEC 60950-1:2005 (2nd Edition) / EN 60950-1:2006
and those deviations taken into account of
CENELEC common modifications United Kingdom
Finland Denmark Ireland
Sweden Germany Spain
Norway Switzerland
These tests fulfil the requirements of standard EN ISO/IEC 17025.
This test report includes the following Appendices: none

Appendix No. Description Page(s)
This Test Report itself is an Appendix (2) to the IEC 62040-1 Main Test Report.
TRF No. IEC62040_1A

1 GENERAL 
1.5 Components P
1.5.1 General P
Comply with IEC 60950 or relevant component (see appended table 1.5.1) P
standard
1.5.2 Evaluation and testing of components Certified components are P
used in accordance with their
ratings and certifications, and
they comply with applicable
parts of this standard.
Components not certified are
used in accordance with their
ratings and they comply with
applicable parts of IEC 60950
and the relevant component
standard. Components, for
which no relevant IEC-
Standard exists, have been
tested under the conditions
occurring in the equipment,
using applicable parts of IEC
60950-1 2nd
1.5.3 Thermal controls No thermal controls N/A
1.5.4 Transformers See annex C for details P
1.5.5 Interconnecting cables Interconnecting cables are not N/A
used in this application
1.5.6 Capacitors bridging insulation Certified to IEC60384-14 2nd P
Edition. See Components List
for details.
Y2 capacitors used between
Lines and Ground and one Y1
between SELV and Primary
circuits
X2 capacitors used between
Line and Neutral.
See clause 2.4 for details of
requirements and compliance
of limited current circuits.
1.5.7 Resistors bridging insulation NA
1.5.7.1 Resistors bridging functional, basic or N/A
supplementary insulation
1.5.7.2 Resistors bridging double or reinforced insulation N/A
between a.c. mains and other circuits
1.5.7.3 Resistors bridging double or reinforced insulation N/A
between a.c. mains and antenna or coaxial cable
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

1.5.8 Components in equipment for IT power systems Not for use on IT-system N/A
1.5.9 Surge suppressors Unit is provided with: One P
MOV , located before
Common Mode choke
between phase to Neutral at
AC-input on main PCB.
Two MOV’s, located after
Common mode chokes
between line and neutral.
see component list for details
1.5.9.1 General MOV’s are in compliance with P
Annex Q.
1.5.9.2 Protection of VDRs MOV’s are protected by P
circuit breaker in the Line &
Neutral
1.5.9.3 Bridging of functional insulation by a VDR Functional insulation is P
bridged by MOV’s.
1.5.9.4 Bridging of basic insulation by a VDR Basic insulation is not N/A
bridged by MOV’s
1.5.9.5 Bridging of supplementary, double or reinforced Supplementary, double or N/A
insulation by a VDR reinforced insulation is not
bridged by MOV’s.
1.6 Power interface P

1.6.1 AC power distribution systems TN-System / P
1.6.2 Input current (see appended table 1.6.2) P
1.6.3 Voltage limit of hand-held equipment Equipment is not hand-held N/A
1.6.4 Neutral conductor Neutral is insulated from earth P
with basic insulation.
Components connected
between phases and earth
are rated and certified for a
minimum working voltage of
250 V. See Components List
1.7 Marking and instructions P

1.7.1 Power rating Refer to copy of rating label P
Rated voltage(s) or voltage range(s) (V) : See page 2 P
Symbol for nature of supply, for d.c. only ............... : AC Unit N/A
Rated frequency or rated frequency range (Hz) .... : See page 2 P
Rated current (mA or A): See page 2 P
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

Manufacturer’s name or trade-mark or See page 2 P

identification mark ................................................... :
Model identification or type reference ..................... : See page 2 P
Symbol for Class II equipment only ........................ : Class I equipment N/A
Other markings and symbols ................................. : UL P
1.7.2 Safety instructions and marking Provided with each unit P
1.7.2.1 General P
1.7.2.2 Disconnect devices P
1.7.2.3 Overcurrent protective device P
1.7.2.4 IT power distribution systems See instructions N/A
1.7.2.5 Operator access with a tool UPS P
1.7.2.6 Ozone N/A
1.7.3 Short duty cycles Equipment is intended for N/A
continuous duty
1.7.4 Supply voltage adjustment ................................... : Unit is an auto-ranging type N/A
Methods and means of adjustment; reference to N/A
installation instructions.......................................... :
1.7.5 Power outlets on the equipment ........................... : Power outlets are marked P
with the max. output
1.7.6 Fuse identification (marking, special fusing All fuses / circuit breaker are P
characteristics, cross-reference) .......................... : marked with ratings or
symbols like F1
1.7.7 Wiring terminals Unit is permanently P
connected for input
1.7.7.1 Protective earthing and bonding terminals UPS, permanently P
connected, refer to critical
component list for further
details
1.7.7.2 Terminals for a.c. mains supply conductors UPS permanently connected, P
refer to critical component list
for further details
1.7.7.3 Terminals for d.c. mains supply conductors P
1.7.8 Controls and indicators P
1.7.8.1 Identification, location and marking ...................... : P
1.7.8.2 Colours.................................................................. : No indicators with colours N/A
1.7.8.3 Symbols according to IEC 60417 ........................ : P
1.7.8.4 Markings using figures ......................................... : N/A
1.7.9 Isolation of multiple power sources...................... : No multiple power sources N/A
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

1.7.10 Thermostats and other regulating devices .......... : No adjustable thermal N/A
devices employed
1.7.11 Durability P
1.7.12 Removable parts No marking on removable P
parts
1.7.13 Replaceable batteries .......................................... : Replaceable Lead Acid P
Battery Module
Language(s) .........................................................: 
1.7.14 Equipment for restricted access locations ........... : Not evaluated for use in a N/A
restricted access area
2 PROTECTION FROM HAZARDS 
2.1 Protection from electric shock and energy hazards P

2.1.1 Protection in operator access areas No operator access to P
hazardous parts.
All user accessible outputs
fulfil SELV Requirements.
2.1.1.1 Access to energized parts See clause 2.1.1 P
Test by inspection ................................................. : P
Test with test finger (Figure 2A) ............................ : See clause 2.1.1 P
Test with test pin (Figure 2B) ................................ : See clause 2.1.1 P
Test with test probe (Figure 2C) ........................... : P
2.1.1.2 Battery compartments P
2.1.1.3 Access to ELV wiring No ELV circuits N/A
Working voltage (Vpeak or Vrms); minimum (see appended table 2.10.5) 
distance through insulation (mm)
2.1.1.4 Access to hazardous voltage circuit wiring No access to hazardous N/A
voltage circuit wiring
2.1.1.5 Energy hazards ..................................................... : Battery terminals are protected P
2.1.1.6 Manual controls See 2.10 P
2.1.1.7 Discharge of capacitors in equipment (see appended table 2.1.1.7) P
Measured voltage (V); time-constant (s) ............... : 
2.1.1.8 Energy hazards – d.c. mains supply AC Unit N/A
a) Capacitor connected to the d.c. mains supply .. : N/A
b) Internal battery connected to the d.c. mains N/A
supply .................................................................... :
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

2.1.1.9 Audio amplifiers .................................................... : No Audio Amplifiers N/A

2.1.2 Protection in service access areas N/A
2.1.3 Protection in restricted access locations Not evaluated for use in a N/A
restricted access area
2.2 SELV circuits P

2.2.1 General requirements Data Circuits fulfil SELV P
Requirements.
SELV circuits considered as
safe touchable under normal
operating conditions and after
a single fault.
2.2.2 Voltages under normal conditions (V) .................. : Less than or equal to 42.4 P
Vpk or 60 Vdc
2.2.3 Voltages under fault conditions (V) ....................... : Less than or equal to 42.4 P
Vpk or 60 Vdc.
Max. voltage under fault
condition less than 71 Vpk or
120 Vdc for not longer than
0.2 sec.
There are no single faults
which can cause voltage
levels on the outputs to
exceed the SELV limits
2.2.4 Connection of SELV circuits to other circuits ...... : SELV circuits are considered P
to be connected only to SELV
or safety earth.
2.3 TNV circuits N/A

2.3.1 Limits N/A
Type of TNV circuits .............................................. : No TNV circuits 
2.3.2 Separation from other circuits and from accessible N/A
parts
2.3.2.1 General requirements N/A
2.3.2.2 Protection by basic insulation N/A
2.3.2.3 Protection by earthing N/A
2.3.2.4 Protection by other constructions ......................... : N/A
2.3.3 Separation from hazardous voltages N/A
Insulation employed ............................................... : 
2.3.4 Connection of TNV circuits to other circuits N/A
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

Insulation employed ............................................... : 

2.3.5 Test for operating voltages generated externally N/A
2.4 Limited current circuits N/A

2.4.1 General requirements P
2.4.2 Limit values 
Frequency (Hz) ...................................................... : See table 2.4.2 
Measured current (mA) .............................................. : See table 2.4.2 
Measured voltage (V) ............................................ : See table 2.4.2 
Measured circuit capacitance (nF or µF) ............... : -- 
2.4.3 Connection of limited current circuits to other N/A
circuits
2.5 Limited power sources P

a) Inherently limited output P
b) Impedance limited output N/A
c) Regulating network limited output under normal P
operating and single fault condition
d) Overcurrent protective device limited output N/A
Max. output voltage (V), max. output current (A), 
max. apparent power (VA) ..................................... :
Current rating of overcurrent protective device (A) 
2.6 Provisions for earthing and bonding P

2.6.1 Protective earthing Accessible metal parts are P
reliable earthed.
Unit is provided with
Permanently connected’s for
input
2.6.2 Functional earthing Functional earthing not N/A
provided
2.6.3 Protective earthing and protective bonding VDE certified permanently P
conductors connected
2.6.3.1 General P
2.6.3.2 Size of protective earthing conductors Construction is designed for P
the expected current.
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006


AWG ...................................................................... :
2.6.3.3 Size of protective bonding conductors See 2.6.3.2 P
AWG ...................................................................... :
2.6.3.4 Resistance of earthing conductors and their (see appended table 2.6.3.4) P
terminations; resistance (), voltage drop (V), test
current (A), duration (min) ...................................... :
2.6.3.5 Colour of insulation ................................................ : Green/Yellow used only for P
protective earthing
2.6.4 Terminals Unit is provided with Terminal P
Block for input.
2.6.4.1 General N/A
2.6.4.2 Protective earthing and bonding terminals Unit is provided with Terminal P
Block for input
(mm) ....................................................................... :
2.6.4.3 Separation of the protective earthing conductor P
from protective bonding conductors
2.6.5 Integrity of protective earthing P
2.6.5.1 Interconnection of equipment P
2.6.5.2 Components in protective earthing conductors and There are no switches or P
protective bonding conductors fuses in the earthing
conductor
2.6.5.3 Disconnection of protective earth P
2.6.5.4 Parts that can be removed by an operator P
2.6.5.5 Parts removed during servicing P
2.6.5.6 Corrosion resistance P
2.6.5.7 Screws for protective bonding P
2.6.5.8 Reliance on telecommunication network or cable N/A
distribution system
2.7 Overcurrent and earth fault protection in primary circuits P

2.7.1 Basic requirements Fuses or Circuit Breakers are P
used, see schematics and
component list for details on
position and ratings.
Instructions when protection relies on building UPS P
installation
2.7.2 Faults not simulated in 5.3.7 All faults covered by 5.3.7 P
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

N/A for “CENELEC”

2.7.3 Short-circuit backup protection Protective devices have P
adequate breaking (rupturing)
capacity to interrupt the max.
fault current (including short
circuit), see 2.7.1
2.7.4 Number and location of protective devices ........... : See schematics and P
component list for details
2.7.5 Protection by several devices N/A
2.7.6 Warning to service personnel ................................ : N/A
2.8 Safety interlocks N/A

2.8.1 General principles No Safety Interlocks N/A
2.8.2 Protection requirements N/A
2.8.3 Inadvertent reactivation N/A
2.8.4 Fail-safe operation N/A
2.8.5 Moving parts N/A
2.8.6 Overriding N/A
2.8.7 Switches and relays N/A
2.8.7.1 Contact gaps (mm) ............................................... : N/A
2.8.7.2 Overload test N/A
2.8.7.3 Endurance test N/A
2.8.7.4 Electric strength test (see appended table 5.2) N/A
2.8.8 Mechanical actuators N/A
2.9 Electrical insulation P

2.9.1 Properties of insulating materials Natural rubber, asbestos or P
hygroscopic materials are not
used.
2.9.2 Humidity conditioning P
Relative humidity (%), temperature (°C) ............... : 95 %, 25 °C 
2.9.3 Grade of insulation All applicable requirements of P
FUNCTIONAL, BASIC,
SUPPLEMENTARY, and
REINFORCED insulations
are considered.
Basic insulation between
primary input and earth.
Reinforced or double
insulation between primary
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

input and SELV circuits.

Functional insulation between
lined ahead of the primary
fuses.
2.9.4 Separation from hazardous voltages See above P
Method(s) used ..................................................... : 
2.10 Clearances, creepage distances and distances through insulation P

2.10.1 General Installation Category II is P
assumed for this unit.
2.10.1.1 Frequency ............................................................. : Considered P
2.10.1.2 Pollution degrees .................................................. : PD2 considered. P
2.10.1.3 Reduced values for functional insualtion Functional insulation P
provided, unit meets criteria
for functional insulation as
per 5.3.4 a) or c).
2.10.1.4 Intervening unconnected conductive parts Considered P
2.10.1.5 Insulation with varying dimensions Considered P
2.10.1.6 Special separation requirements Considered P
2.10.1.7 Insulation in circuits generating starting pulses No starting pulses N/A
2.10.2 Determination of working voltage (see appended table 2.10.3 P
and 2.10.4)
2.10.2.1 General (see appended table 2.10.3 P
and 2.10.4)
2.10.2.2 RMS working voltage (see appended table 2.10.3 P
and 2.10.4)
2.10.2.3 Peak working voltage (see appended table 2.10.3 P
and 2.10.4)
2.10.3 Clearances (see appended table 2.10.3 P
and 2.10.4)
2.10.3.1 General P
2.10.3.2 Mains transient voltages Overvoltage Category II P
a) AC mains supply ............................................... : Between the phases AC250V P
2500 V transient
b) Earthed d.c. mains supplies ............................. : N/A
c) Unearthed d.c. mains supplies ......................... : N/A
d) Battery operation .............................................. : N/A
2.10.3.3 Clearances in primary circuits (see appended table 2.10.3 P
and 2.10.4)
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

2.10.3.4 Clearances in secondary circuits (see appended table 2.10.3 P

and 2.10.4)
2.10.3.5 Clearances in circuits having starting pulses N/A
2.10.3.6 Transients from a.c. mains supply ........................ : (see appended table 2.10.3 P
and 2.10.4)
2.10.3.7 Transients from d.c. mains supply ........................ : N/A
2.10.3.8 Transients from telecommunication networks and N/A
cable distribution systems ..................................... :
2.10.3.9 Measurement of transient voltage levels Transient levels not N/A
measured.
For an a.c. mains supply ....................................... : N/A
For a d.c. mains supply ......................................... : N/A
b) Transients from a telecommunication network : N/A
2.10.4 Creepage distances (see appended table 2.10.3 P
and 2.10.4)
2.10.4.1 General P
2.10.4.2 Material group and caomparative tracking index P
CTI tests................................................................. : Material group IIIb is 
assumed to be used
2.10.4.3 Minimum creepage distances (see appended table 2.10.3 P
and 2.10.4)
2.10.5 Solid insulation P
2.10.5.1 General P
2.10.5.2 Distances through insulation (see appended table 2.10.5) P
2.10.5.3 Insulating compound as solid insulation See clause 2.10.5.4 P
2.10.5.4 Semiconductor devices All Optoisolators have either a P
distance through insulation of
0.4 mm, which has been
tested for 5000 VAC Electric
Strength and for compliance
of clause 2.10.5.5, or an
internal creepage distance of
> 4 mm and a Thermal
Cycling Test to clause 2.10.10
has been performed to fulfil
the requirements for Pollution
Degree 1.
All Optoisolators are also
certified to VDE 0884 and/or
IEC 60747-5-5
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

See critical component list for

details on Optoisolators
2.10.5.5. Cemented joints See 2.10.5.4 and 2.10.6.3 P
2.10.5.6 Thin sheet material – General N/A
2.10.5.7 Separable thin sheet material N/A
Number of layers (pcs) .......................................... : 3 layers, see annex C 
2.10.5.8 Non-separable thin sheet material Not used N/A
2.10.5.9 Thin sheet material – standard test procedure See 2.10.5.10 N/A
Electric strength test (see appended table 2.10.5) 
2.10.5.10 Thin sheet material – alternative test procedure Alternative test procedure N/A
used
2.10.5.11 Insulation in wound components VDE certified Triple Insulated P
Wire is used in transformer
T1601
2.10.5.12 Wire in wound components P
Working voltage .................................................... : >71V P
a) Basic insulation not under stress ...................... : P
b) Basic, supplemetary, reinforced insulation ....... : P
c) Compliance with Annex U ................................. : See 2.10.5.11 P
Two wires in contact inside wound component; See main transformer P
angle between 45 and 90 ................................... :
2.10.5.13 Wire with solvent-based enamel in wound Not used N/A
components
Routine test N/A
2.10.5.14 Additional insulation in wound components N/A
Working voltage .................................................... : (see appended table 2.10.5) N/A
- Basic insulation not under stress ........................ : N/A
- Supplemetary, reinforced insulation ................... : N/A
2.10.6 Construction of printed boards P
2.10.6.1 Uncoated printed boards (see appended table 2.10.3 P
and 2.10.4)
2.10.6.2 Coated printed boards (see appended table 2.10.3 N/A
and 2.10.4)
2.10.6.3 Insulation between conductors on the same inner Compliance with clause P
surface of a printed board 2.10.5.5 “c)”,
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

2.10.6.4 Insulation between conductors on different layers Temperatur >60°C, P

of a printed board Creepage distances inner
layers min. of 2 mm
Distance through insulation P
Number of insulation layers (pcs) .......................... : P
2.10.7 Component external terminations (see appended table 2.10.3 P
and 2.10.4)
2.10.8 Tests on coated printed boards and coated Coating not applied. N/A
components
2.10.8.1 Sample preparation and preliminary inspection N/A
2.10.8.2 Thermal conditioning N/A
2.10.8.3 Electric strength test (see appended table 5.2) N/A
2.10.8.4 Abrasion resistance test N/A
2.10.9 Thermal cycling See clause 2.10.5.4, N/A
2.10.5.5, 2.10.6.3
2.10.10 Test for Pollution Degree 1 environment and All PCB UL Listed P
insulating compound
2.10.11 Tests for semiconductor devices and cemented See clause 2.10.5.4, 2.10.6.3 N/A
joints
2.10.12 Enclosed and sealed parts P
3 WIRING, CONNECTIONS AND SUPPLY 
3.1 General P
3.1.1 Current rating and overcurrent protection Internal wiring is adequate for P
the current. Protection is
adequate for the application
3.1.2 Protection against mechanical damage Wires do not touch sharp P
edges and heat sinks that
could damage the insulation
and cause hazard.
3.1.3 Securing of internal wiring Wires are adequately fixed to P
prevent excessive strain or
damage of the conductors'
insulation.
3.1.4 Insulation of conductors The insulation of the P
individual conductors is
suitable for the application
and the working voltage.
3.1.5 Beads and ceramic insulators Beads or ceramic insulators N/A
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

are not used

3.1.6 Screws for electrical contact pressure Electrical and earthing P
connections engage at least
two complete threads into
metal.
No screws of insulating
material are used for
electrical and earthing
connections.
3.1.7 Insulating materials in electrical connections Current carrying and N/A
protective earthing
connections are metal to
metal.
Screws with star/spring
washer are used for the
connection between ground
trace (PWB) and chassis
3.1.8 Self-tapping and spaced thread screws Thread cutting or space N/A
thread screw not used for
current carrying electrical
connections.
3.1.9 Termination of conductors Conductors are suitable P
terminated, creepage and
clearances maintained,
second securing for soldered
terminations provided.
10 N pull test 10 N applied to relevant P
conductors.
3.1.10 Sleeving on wiring Sleeving if safety related P
reliably kept in position.
3.2 Connection to a mains supply P

3.2.1 Means of connection Permanently connected VDE P
approved
3.2.1.1 Connection to an a.c. mains supply Permanently connected VDE P
approved
3.2.1.2 Connection to a d.c. mains supply Connection for external P
Batteries uses a special
connector, see component
list for details
3.2.2 Multiple supply connections Only one supply connection N/A
3.2.3 Permanently connected equipment P
Number of conductors, diameter of cable and 
conduits (mm) ....................................................... :
3.2.4 Permanently connecteds N/A
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

3.2.5 Power supply cords AC Power Cord was not part N/A
of this investigation
3.2.5.1 AC power supply cords See 3.2.5 N/A
Type ...................................................................... : 
2
Rated current (A), cross-sectional area (mm ), 
AWG ..................................................................... :
3.2.5.2 DC power supply cords Power cord for external N/A
batteries are not part of this
investigation
3.2.6 Cord anchorages and strain relief N/A
Mass of equipment (kg), pull (N) .......................... : > 4 kg, 100 N 
Longitudinal displacement (mm) ........................... : 
3.2.7 Protection against mechanical damage P
3.2.8 Cord guards N/A
Diameter or minor dimension D (mm); test mass 
(g) .......................................................................... :
Radius of curvature of cord (mm) .......................... : 
3.2.9 Supply wiring space P
3.3 Wiring terminals for connection of external conductors P

3.3.1 Wiring terminals VDE Certified Terminal used P
for input
3.3.2 Connection of non-detachable power supply cords N/A
3.3.3 Screw terminals VDE Certified Permanently P
connected
3.3.4 Conductor sizes to be connected P
Rated current (A), cord/cable type, cross-sectional 
area (mm2) ............................................................. :
3.3.5 Wiring terminal sizes P
(mm) ...................................................................... :
3.3.6 Wiring terminal design P
3.3.7 Grouping of wiring terminals P
3.3.8 Stranded wire N/A
3.4 Disconnection from the mains supply P

3.4.1 General requirement Disconnect device will be the P
Circuit breaker, see
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

installation instructions and

manual for details
3.4.2 Disconnect devices P
3.4.3 Permanently connected equipment See 3.4.1 P
3.4.4 Parts which remain energized P
3.4.5 Switches in flexible cords N/A
3.4.6 Number of poles - single-phase and d.c. See 3.4.1 P
equipment
3.4.7 Number of poles - three-phase equipment See 3.4.1 P
3.4.8 Switches as disconnect devices N/A
3.4.9 Plugs as disconnect devices N/A
3.4.10 Interconnected equipment N/A
3.4.11 Multiple power sources N/A
3.5 Interconnection of equipment P

3.5.1 General requirements Interconnection of the P/S P
outputs (SELV) with other
circuits is to be evaluated in
end-use product
3.5.2 Types of interconnection circuits .......................... : SELV circuits P
3.5.3 ELV circuits as interconnection circuits No ELV interconnection N/A
3.5.4 Data ports for additional equipment P
4 PHYSICAL REQUIREMENTS 
4.1 Stability P
Angle of 10 P
Test force (N) ........................................................ : P
4.2 Mechanical strength P

4.2.1 General P
4.2.2 Steady force test, 10 N Applied to relevant parts. P
No hazard.
No hazard.
No hazard.
4.2.5 Impact test Applied to relevant parts. P
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

No hazard.
Fall test Applied to relevant parts. P
No hazard.
Swing test Applied to relevant parts. P
No hazard.
4.2.6 Drop test; height (mm) .......................................... : N/A
4.2.7 Stress relief test N/A
4.2.8 Cathode ray tubes No CRT’s N/A
Picture tube separately certified ........................... : (see separate test report or N/A
attached certificate)
4.2.9 High pressure lamps No High Pressure Lamps N/A
4.2.10 Wall or ceiling mounted equipment; force (N) ...... : Unit is not intended for wall or N/A
ceiling mounting
4.3 Design and construction P

4.3.1 Edges and corners All edges and corners were P
judged to be sufficiently well
rounded as to not constitute a
hazard
4.3.2 Handles and manual controls; force (N) ............. : No handles and manual N/A
controls
4.3.3 Adjustable controls No adjustable controls N/A
4.3.4 Securing of parts No loosening of parts P
impairing creepage distances
or clearances is likely to occur
4.3.5 Connection by plugs and sockets P
4.3.6 Direct plug-in equipment Not direct plug-in equipment N/A
Torque .................................................................. : 
Compliance with the relevant mains plug standard: N/A
4.3.7 Heating elements in earthed equipment No Heating Elements N/A
4.3.8 Batteries See IEC/EN62040-1-1 report P
for details
- Overcharging of a rechargeable battery P
- Unintentional charging of a non-rechargeable N/A
battery
- Reverse charging of a rechargeable battery P
- Excessive discharging rate for any battery P
4.3.9 Oil and grease Insulation is not exposed to N/A
oil, grease, etc.
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

4.3.10 Dust, powders, liquids and gases Equipment does not produce N/A
dust
4.3.11 Containers for liquids or gases No such a container N/A
4.3.12 Flammable liquids ................................................ : No liquids N/A
Quantity of liquid (l) .............................................. : N/A
Flash point (C) .................................................... : N/A
4.3.13 Radiation No ionizing radiation N/A
4.3.13.1 General N/A
4.3.13.2 Ionizing radiation N/A
Measured radiation (pA/kg) ................................. : 
Measured high-voltage (kV) ................................. : 
Measured focus voltage (kV) ............................... : 
CRT markings ...................................................... : 
4.3.13.3 Effect of ultraviolet (UV) radiation on materials Unit is not subjected to UV N/A
radiation.
Part, property, retention after test, flammability N/A
classification ......................................................... :
4.3.13.4 Human exposure to ultraviolet (UV) radiation ...... : No UV radiation source. N/A
4.3.13.5 Laser (including LEDs) LEDs only for operation P
control with diffuse light
emission under normal and
abnormal conditions remains
in laser class 1
Laser class ........................................................... : 
4.3.13.6 Other types .......................................................... : N/A
4.4 Protection against hazardous moving parts P

4.4.1 General Unit is provided with a DC fan P
4.4.2 Protection in operator access areas .................... : UPS. Fan guards provided P
4.4.3 Protection in restricted access locations ............. : N/A
4.4.4 Protection in service access areas P
4.5 Thermal requirements P

4.5.1 General P
4.5.2 Temperature tests P
Normal load condition per Annex L ..................... : 
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

4.5.3 Temperature limits for materials (see appended table 4.5) P

4.5.4 Touch temperature limits (see appended table 4.5) P
4.5.5 Resistance to abnormal heat ............................... : (see appended table 4.5.5) P
Based on the physical
characteristic of the
thermoplastic materials
employed in the power
supply, this test was not
considered necassary
4.6 Openings in enclosures P

4.6.1 Top and side openings Unit is intended to be for floor P
satnding / rack mount
All openings comply with the
5° rule and are in compliance
with fig. 4C
Dimensions (mm) ................................................. : 
4.6.2 Bottoms of fire enclosures No bottom openings P
Construction of the bottom, dimensions (mm) ..... : Metal enclosure 
4.6.3 Doors or covers in fire enclosures UPS no doors or covers N/A
4.6.4 Openings in transportable equipment N/A
4.6.4.1 Constructional design measures See 4.6.4 N/A
Dimensions (mm) ................................................. : 
4.6.4.2 Evaluation measures for larger openings See 4.6.4 N/A
4.6.4.3 Use of metallized parts No metallized parts N/A
4.6.5 Adhesives for constructional purposes Adhesives for constructional N/A
purposes not used.
Conditioning temperature (C), time (weeks) ....... : 
4.7 Resistance to fire P

4.7.1 Reducing the risk of ignition and spread of flame Risk of ignition due to high P
temperatures minimized by
design and components
Materials with the required
flammability classes are
used.
Safety relevant components
used within their specified
rating.
Electrical parts are not likely
to ignite nearby materials.
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IEC 60950-1:2005 / EN 60950-1:2006

Temperatures see 4.5.1

Method 1, selection and application of (see appended table 4.7) P
components wiring and materials
Method 2, application of all of simulated fault (see appended table 5.3) N/A
condition tests
4.7.2 Conditions for a fire enclosure Enclosure is entirely made of P
metal
4.7.2.1 Parts requiring a fire enclosure P
4.7.2.2 Parts not requiring a fire enclosure P
4.7.3 Materials P
4.7.3.1 General P
4.7.3.2 Materials for fire enclosures P
4.7.3.3 Materials for components and other parts outside Front Bezel rated HB P
fire enclosures (decorative only), Bezel for
Display is rated V0
4.7.3.4 Materials for components and other parts inside All internal materials are rated P
fire enclosures V-0 or better, or are mounted
on printed wiring boards rated
V-0 or better
4.7.3.5 Materials for air filter assemblies No air filter assemblies N/A
4.7.3.6 Materials used in high-voltage components No high-voltage components N/A
5 ELECTRICAL REQUIREMENTS AND SIMULATED ABNORMAL CONDITIONS 
5.1 Touch current and protective conductor current P

5.1.1 General P
5.1.2 Configuration of equipment under test (EUT) P
5.1.2.1 Single connection to an a.c. mains supply P
5.1.2.2 Redundant multiple connections to an a.c. mains N/A
supply
5.1.2.3 Simultaneous multiple connections to an a.c. N/A
mains supply
5.1.3 Test circuit Fig. 5A P
Fig. 9 /10 / 12 (IEC60990)
5.1.4 Application of measuring instrument D2 P
5.1.5 Test procedure P
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5.1.6 Test measurements U2/500 P

Supply voltage (V) ............................................... : 254 VAC between lines and 
Neutral
Measured touch current (mA) .............................. : (see appended table 5.1) 
Max. allowed touch current (mA) ......................... : 3.5 
Measured protective conductor current (mA) ...... : (see appended table 5.1) 
Max. allowed protective conductor current (mA) .. : --- 
5.1.7 Equipment with touch current exceeding 3,5 mA N/A
5.1.7.1 General ................................................................ : N/A
5.1.7.2 Simultaneous multiple connections to the supply N/A
5.1.8 Touch currents to telecommunication networks N/A
and cable distribution systems and from
telecommunication networks
5.1.8.1 Limitation of the touch current to a N/A
telecommunication network or to a cable
distribution system
Supply voltage (V) ............................................... : 
Measured touch current (mA) .............................. : 
Max. allowed touch current (mA) ......................... : 
5.1.8.2 Summation of touch currents from N/A
telecommunication networks
a) EUT with earthed telecommunication ports ..... : N/A
b) EUT whose telecommunication ports have no N/A
reference to protective earth
5.2 Electric strength P
5.2.1 General (see appended table 5.2) P
5.2.2 Test procedure P
5.3 Abnormal operating and fault conditions P

5.3.1 Protection against overload and abnormal (see appended table 5.3) P
operation
5.3.2 Motors (see appended Annex B) P
5.3.3 Transformers (see appended Annex C) P
5.3.4 Functional insulation ............................................. : Short circuit tests. P
5.3.5 Electromechanical components N/A
5.3.6 Audio amplifiers in ITE ......................................... : See separate test report N/A
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IEC/EN 60065
5.3.7 Simulation of faults (see appended table 5.3) P
5.3.8 Unattended equipment Thermostats, Temperature N/A
Limiters and Thermal Cut-
Outs not used.
5.3.9 Compliance criteria for abnormal operating and No fire propagated beyond P
fault conditions the equipment.
No molten metal was emitted.
Electric strength test primary
to SELV passed.
5.3.9.1 During the tests See 5.3.9 P
5.3.9.2 After the tests See 5.3.9 P
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IEC 60950-1:2005 / EN 60950-1:2006

6 CONNECTION TO TELECOMMUNICATION NETWORKS 
6.1 Protection of telecommunication network service persons, and users of other N/A
equipment connected to the network, from hazards in the equipment
6.1.1 Protection from hazardous voltages N/A
6.1.2 Separation of the telecommunication network from earth N/A
6.1.2.1 Requirements No TNV circuits N/A
Supply voltage (V) ............................................... : 
Current in the test circuit (mA) ........................... : 
6.1.2.2 Exclusions ............................................................ : N/A
6.2 Protection of equipment users from overvoltages on telecommunication networks N/A

6.2.1 Separation requirements N/A
6.2.2 Electric strength test procedure N/A
6.2.2.1 Impulse test (see appended table 5.2) N/A
6.2.2.2 Steady-state test (see appended table 5.2) N/A
6.2.2.3 Compliance criteria N/A
6.3 Protection of the telecommunication wiring system from overheating

Max. output current (A) ........................................ : 
Current limiting method ........................................ : 
7 CONNECTION TO CABLE DISTRIBUTION SYSTEMS 
7.1 General Not connected to Cable N/A

Distribution Systems
7.2 Protection of cable distribution system service N/A
persons, and users of other equipment connected
to the system, from hazardous voltages in the
equipment
7.3 Protection of equipment users from overvoltages N/A
on the cable distribution system
7.4 Insulation between primary circuits and cable N/A
distribution systems
7.4.1 General N/A
7.4.2 Voltage surge test (see appended table 5.2) N/A
7.4.3 Impulse test (see appended table 5.2) N/A
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IEC 60950-1:2005 / EN 60950-1:2006

A ANNEX A, TESTS FOR RESISTANCE TO HEAT AND FIRE 

A.1 Flammability test for fire enclosures of movable N/A
equipment having a total mass exceeding 18 kg,
and of stationary equipment (see 4.7.3.2)
A.1.1 Samples ................................................................ : 
Wall thickness (mm) ............................................. : 
A.1.2 Conditioning of samples; temperature (C) ......... : N/A
A.1.3 Mounting of samples ............................................ : N/A
A.1.4 Test flame (see IEC 60695-11-3) N/A
Flame A, B, C or D ............................................... : 
A.1.5 Test procedure N/A
A.1.6 Compliance criteria N/A
Sample 1 burning time (s) ..................................... : 
A.2 Flammability test for fire enclosures of movable equipment having a total mass not N/A
exceeding 18 kg, and for material and components located inside fire enclosures
(see 4.7.3.2 and 4.7.3.4)
A.2.1 Samples, material ................................................. : 
Wall thickness (mm) ............................................. : 
A.2.2 Conditioning of samples; temperature (°C) ......... : N/A
A.2.3 Mounting of samples ............................................ : N/A
A.2.4 Test flame (see IEC 60695-11-4) N/A
Flame A, B or C ................................................... : 
A.2.6 Compliance criteria N/A
A.2.7 Alternative test acc. to IEC 60695-11-5, cl. 5 and 9 N/A
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IEC 60950-1:2005 / EN 60950-1:2006

A.3 Hot flaming oil test (see 4.6.2) N/A
A.3.1 Mounting of samples N/A

A.3.3 Compliance criterion N/A
B ANNEX B, MOTOR TESTS UNDER ABNORMAL CONDITIONS (see 4.7.2.2 and P

5.3.2)
B.1 General requirements DC fans used P
Position ................................................................ : See Components List 
Manufacturer ........................................................ : See Components List 
Type ..................................................................... : See Components List 
Rated values ....................................................... : See component list 
B.2 Test conditions N/A
B.3 Maximum temperatures (see appended table 5.3) N/A
B.4 Running overload test N/A
B.5 Locked-rotor overload test N/A
Test duration (days) ............................................. : 
Electric strength test: test voltage (V) .................. : 
B.6 Running overload test for d.c. motors in secondary Fans are VDE certified to P
circuits IEC/EN60950-1
B.6.1 General See B.6 P
B.6.2 Test procedure See B.6 P
B.6.3 Alternative test procedure See B.6 P
B.6.4 Electric strength test; test voltage (V) .................. : See B.6 P
B.7 Locked-rotor overload test for d.c. motors in Fans are VDE certified to P
secondary circuits IEC/EN60950-1
B.7.1 General See B.7 P
B.7.2 Test procedure See B.7 P
B.7.3 Alternative test procedure See B.7 P
B.7.4 Electric strength test; test voltage (V) ................. : See B.7 N/A
B.8 Test for motors with capacitors (see appended table 5.3) N/A
B.9 Test for three-phase motors (see appended table 5.3) N/A
B.10 Test for series motors N/A
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IEC 60950-1:2005 / EN 60950-1:2006

Operating voltage (V) ........................................... : 
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IEC 60950-1:2005 / EN 60950-1:2006

C ANNEX C, TRANSFORMERS (see 1.5.4 and 5.3.3) P

Position T1601 
Manufacturer Falco 
Type 433-0040 
Rated values Class B, See Appendices 
Method of protection 
C.1 Overload test (see appended table 5.3) N/A
C.2 Insulation See Appendices P
Protection from displacement of windings P
NOTE: This transformer provides Basic and reinforced insulation, using triple
insulated wire for the secondary winding
See attached drawings (Appendix 4) for details.
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IEC 60950-1:2005 / EN 60950-1:2006

D ANNEX D, MEASURING INSTRUMENTS FOR TOUCH-CURRENT TESTS P

(see 5.1.4)
D.1 Measuring instrument Considered P
D.2 Alternative measuring instrument P
E ANNEX E, TEMPERATURE RISE OF A WINDING (see 1.4.13) P
F ANNEX F, MEASUREMENT OF CLEARANCES AND CREEPAGE DISTANCES P

(see 2.10 and Annex G)
G ANNEX G, ALTERNATIVE METHOD FOR DETERMINING MINIMUM 

CLEARANCES
G.1 Clearances Not used N/A
G.1.1 General N/A
G.1.2 Summary of the procedure for determining N/A
minimum clearances
G.2 Determination of mains transient voltage (V) N/A
G.2.1 AC mains supply .................................................. : N/A
G.2.2 Earthed d.c. mains supplies ................................. : N/A
G.2.3 Unearthed d.c. mains supplies ............................ : N/A
G.2.4 Battery operation ................................................. : N/A
G.3 Determination of telecommunication network N/A
transient voltage (V) ............................................. :
G.4 Determination of required withstand voltage (V) N/A
G.4.1 Mains transients and internal repetitive peaks .... : N/A
G.4.2 Transients from telecommunication networks ..... : N/A
G.4.3 Combination of transients N/A
G.4.4 Transients from cable distribution systems N/A
G.5 Measurement of transient voltages (V) N/A
For an a.c. mains supply N/A
For a d.c. mains supply N/A
b) Transients from a telecommunication network N/A
G.6 Determination of minimum clearances ................ : N/A
H ANNEX H, IONIZING RADIATION (see 4.3.13) N/A
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IEC 60950-1:2005 / EN 60950-1:2006

J ANNEX J, TABLE OF ELECTROCHEMICAL POTENTIALS (see 2.6.5.6) P

Metal(s) used ....................................................... : 
K ANNEX K, THERMAL CONTROLS (see 1.5.3 and 5.3.8) N/A

K.1 Making and breaking capacity N/A
K.2 Thermostat reliability; operating voltage (V) ........ : N/A
K.3 Thermostat endurance test; operating voltage (V) N/A
.............................................................................. :
K.4 Temperature limiter endurance; operating voltage N/A
(V) ........................................................................ :
K.5 Thermal cut-out reliability N/A
K.6 Stability of operation (see appended table 5.3) N/A
L ANNEX L, NORMAL LOAD CONDITIONS FOR SOME TYPES OF ELECTRICAL P

BUSINESS EQUIPMENT (see 1.2.2.1 and 4.5.2)
L.1 Typewriters N/A
L.2 Adding machines and cash registers N/A
L.3 Erasers N/A
L.4 Pencil sharpeners N/A
L.5 Duplicators and copy machines N/A
L.6 Motor-operated files N/A
L.7 Other business equipment P
M ANNEX M, CRITERIA FOR TELEPHONE RINGING SIGNALS (see 2.3.1) N/A

M.1 Introduction N/A
M.2 Method A N/A
M.3 Method B N/A
M.3.1 Ringing signal N/A
M.3.1.1 Frequency (Hz) .................................................... : 
M.3.1.2 Voltage (V) ........................................................... : 
M.3.1.3 Cadence; time (s), voltage (V) ............................. : 
M.3.1.4 Single fault current (mA) ...................................... : 
M.3.2 Tripping device and monitoring voltage ............... : N/A
M.3.2.1 Conditions for use of a tripping device or a N/A
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IEC 60950-1:2005 / EN 60950-1:2006

monitoring voltage
M.3.2.2 Tripping device N/A
M.3.2.3 Monitoring voltage (V) .......................................... : N/A
N ANNEX N, IMPULSE TEST GENERATORS (see 1.5.7.2, 1.5.7.3, 2.10.3.9, N/A

6.2.2.1, 7.3.2, 7.4.3 and Clause G.5)
N.1 ITU-T impulse test generators N/A
N.2 IEC 60065 impulse test generator N/A
P ANNEX P, NORMATIVE REFERENCES 
Q ANNEX Q, Voltage dependent resistors (VDRs) (see 1.5.9.1) P

a) Preferred climatic categories ........................... : P
b) Maximum continuous voltage .......................... : P
c) Pulse current .................................................... : P
R ANNEX R, EXAMPLES OF REQUIREMENTS FOR QUALITY CONTROL 

PROGRAMMES
R.1 Minimum separation distances for unpopulated N/A
coated printed boards (see 2.10.6.2)
R.2 Reduced clearances (see 2.10.3) N/A
S ANNEX S, PROCEDURE FOR IMPULSE TESTING (see 6.2.2.3) N/A

S.1 Test equipment N/A
S.2 Test procedure N/A
S.3 Examples of waveforms during impulse testing N/A
T ANNEX T, GUIDANCE ON PROTECTION AGAINST INGRESS OF WATER N/A

(see 1.1.2)
See separate test report 
U ANNEX U, INSULATED WINDING WIRES FOR USE WITHOUT INTERLEAVED P

INSULATION (see 2.10.5.4)
Triple Insulated Wire used in 
Transformer T1601 is VDE
certified to Annex U of IEC
60950-1 2nd
V ANNEX V, AC POWER DISTRIBUTION SYSTEMS (see 1.6.1) P
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IEC 60950-1:2005 / EN 60950-1:2006

V.1 Introduction Considered P

V.2 TN power distribution systems Considered P
W ANNEX W, SUMMATION OF TOUCH CURRENTS 

W.1 Touch current from electronic circuits Considered P
W.1.1 Floating circuits Considered P
W.1.2 Earthed circuits Considered P
W.2 Interconnection of several equipments N/A
W.2.1 Isolation N/A
W.2.2 Common return, isolated from earth N/A
W.2.3 Common return, connected to protective earth N/A
X ANNEX X, MAXIMUM HEATING EFFECT IN TRANSFORMER TESTS P

(see clause C.1)
X.1 Determination of maximum input current Considered P
X.2 Overload test procedure Considered P
Y ANNEX Y, ULTRAVIOLET LIGHT CONDITIONING TEST (see 4.3.13.3) N/A

Y.1 Test apparatus ..................................................... : N/A
Y.2 Mounting of test samples ..................................... : N/A
Y.3 Carbon-arc light-exposure apparatus .................. : N/A
Y.4 Xenon-arc light exposure apparatus .................... : N/A
Z ANNEX Z, OVERVOLTAGE CATEGORIES (see 2.10.3.2 and Clause G.2) P
AA ANNEX AA, MANDREL TEST (see 2.10.5.8) N/A
BB ANNEX BB, CHANGES IN THE SECOND EDITION N/A
EN 60950-1:2006 – COMMON MODIFICATIONS

Contents Add the following annexes: P
Annex ZA (normative) Normative references to international publications with
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

Clause Requirement + Test Verdict
their corresponding European publications

Annex ZB (normative) Special national conditions
Annex ZC (informative) A-deviations
General Delete all the “country” notes in the reference document according to the following P
list:
1.4.8 Note 2 1.5.1 Note 2 & 3 1.5.7.1 Note
1.5.8 Note 2 1.5.9.4 Note 1.7.2.1 Note 4, 5 & 6
2.2.3 Note 2.2.4 Note 2.3.2 Note
2.3.2.1 Note 2 2.3.4 Note 2 2.6.3.3 Note 2 & 3
2.7.1 Note 2.10.3.2 Note 2 2.10.5.13 Note 3
3.2.1.1 Note 3.2.4 Note 3. 2.5.1 Note 2
4.3.6 Note 1 & 2 4.7 Note 4 4.7.2.2 Note
4.7.3.1 Note 2 5.1.7.1 Note 3 & 4 5.3.7 Note 1
6 Note 2 & 5 6.1.2.1 Note 2 6.1.2.2 Note
6.2.2 Note 6. 2.2.1 Note 2 6.2.2.2 Note
7.1 Note 3 7.2 Note 7.3 Note 1 & 2
G.2.1 Note 2 Annex H Note 2
1.3.Z1 Add the following subclause: P
1.3.Z1 Exposure to excessive sound pressure
The apparatus shall be so designed and constructed as to present no danger
when used for its intended purpose, either in normal operating conditions or under
fault conditions, particularly providing protection against exposure to excessive
sound pressures from headphones or earphones.
NOTE Z1 A new method of measurement is described in EN 50332-1, Sound system
equipment:
Headphones and earphones associated with portable audio equipment - Maximum sound
pressure level measurement methodology and limit considerations - Part 1: General method
for “one package equipment”, and in EN 50332-2, Sound system equipment: Headphones
and earphones associated with portable audio equipment - Maximum sound pressure level
measurement methodology and limit considerations - Part 2: Guidelines to associate sets
with headphones coming from different manufacturers.
1.5.1 Add the following NOTE: P
NOTE Z1 The use of certain substances in electrical and electronic equipment is restricted
within the EU: see Directive 2002/95/EC
1.7.2.1 Add the following NOTE: P
NOTE Z1 In addition, the instructions shall include, as far as applicable, a warning that
excessive sound pressure from earphones and headphones can cause hearing loss
2.7.1 Replace the subclause as follows: P

Basic requirements
To protect against excessive current, short-circuits and earth faults in PRIMARY
CIRCUITS, protective devices shall be included either as integral parts of the
equipment or as parts of the building installation, subject to the following, a), b) and
c):
a) except as detailed in b) and c), protective devices necessary to comply with the
requirements of 5.3 shall be included as parts of the equipment;
b) for components in series with the mains input to the equipment such as the
supply cord, appliance coupler, r.f.i. filter and switch, short-circuit and earth fault
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IEC 60950-1:2005 / EN 60950-1:2006

protection may be provided by protective devices in the building installation;

c) it is permitted for PLUGGABLE EQUIPMENT TYPE B or PERMANENTLY
CONNECTED EQUIPMENT, to rely on dedicated overcurrent and short-circuit
protection in the building installation, provided that the means of protection, e.g.
fuses or circuit breakers, is fully specified in the installation instructions.
If reliance is placed on protection in the building installation, the installation
instructions shall so state, except that for PLUGGABLE EQUIPMENT TYPE A the
building installation shall be regarded as providing protection in accordance with
the rating of the wall socket outlet.
2.7.2 This subclause has been declared ‘void’. P
3.2.3 Delete the NOTE in Table 3A, and delete also in this table the conduit sizes in P
parentheses.
3.2.5.1 Replace “60245 IEC 53” by “H05 RR-F”; P
“60227 IEC 52” by “H03 VV-F or H03 VVH2-F”;
“60227 IEC 53” by “H05 VV-F or H05 VVH2-F2”.
In Table 3B, replace the first four lines by the following:
| Up to and including 6 | 0,75 a) |
b)
| Over 6 up to and including 10 | (0,75) 1,0 |
| Over 10 up to and including 16 | (1,0) c) 1,5 |
In the conditions applicable to Table 3B delete the words “in some countries” in
condition a).
In NOTE 1, applicable to Table 3B, delete the second sentence.
3.3.4 In Table 3D, delete the fourth line: conductor sizes for 10 to 13 A, and replace with P
the following:
| Over 10 up to and including 16 | 1,5 to 2,5 | 1,5 to 4 |
Delete the fifth line: conductor sizes for 13 to 16 A.
4.3.13.6 Add the following NOTE: P
NOTE Z1 Attention is drawn to 1999/519/EC: Council Recommendation on the limitation of
exposure of the general public to electromagnetic fields 0 Hz to 300 GHz. Standards taking
into account this Recommendation which demonstrate compliance with the applicable EU
Directive are indicated in the OJEC.
Annex H Replace the last paragraph of this annex by: P

At any point 10 cm from the surface of the OPERATOR ACCESS AREA, the dose
rate shall not exceed 1 μSv/h (0,1 mR/h) (see NOTE). Account is taken of the
background level.
Replace the notes as follows:
NOTE These values appear in Directive 96/29/Euratom.
Delete NOTE 2.
Bibliography Additional EN standards. 
ZA NORMATIVE REFERENCES TO INTERNATIONAL PUBLICATIONS WITH 

THEIR CORRESPONDING EUROPEAN PUBLICATIONS
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IEC 60950-1:2005 / EN 60950-1:2006

ZB SPECIAL NATIONAL CONDITIONS 

1.2.4.1 In Denmark, certain types of Class I appliances (see 3.2.1.1) may be provided N/A
with a plug not establishing earthing conditions when inserted into Danish socket-
outlets.
1.5.7.1 In Finland, Norway and Sweden, resistors bridging BASIC INSULATION in N/A
CLASS I PLUGGABLE EQUIPMENT TYPE A must comply with the requirements
in 1.5.7.2.
1.5.8 In Norway, due to the IT power system used (see annex V, Figure V.7), capacitors P
are required to be rated for the applicable line-to-line voltage (230 V).
1.5.9.4 In Finland, Norway and Sweden, the third dashed sentence is applicable only to N/A
equipment as defined in 6.1.2.2 of this annex.
1.7.2.1 In Finland, Norway and Sweden, CLASS I PLUGGABLE EQUIPMENT TYPE A N/A
intended for connection to other equipment or a network shall, if safety relies on
connection to protective earth or if surge suppressors are connected between the
network terminals and accessible parts, have a marking stating that the equipment
must be connected to an earthed mains socket-outlet.
The marking text in the applicable countries shall be as follows:
In Finland: "Laite on liitettävä suojamaadoituskoskettimilla varustettuun
pistorasiaan"
In Norway: “Apparatet må tilkoples jordet stikkontakt”
In Sweden: “Apparaten skall anslutas till jordat uttag”
1.7.5 In Denmark, socket-outlets for providing power to other equipment shall be in N/A
accordance with the Heavy Current Regulations, Section 107-2-D1, Standard
Sheet DK 1-3a, DK 1-5a or DK 1-7a, when used on Class I equipment. For
STATIONARY EQUIPMENT the socket-outlet shall be in accordance with
Standard Sheet DK 1-1b or DK 1-5a.
2.2.4 In Norway, for requirements see 1.7.2.1, 6.1.2.1 and 6.1.2.2 of this annex. N/A
2.3.2 In Finland, Norway and Sweden there are additional requirements for the N/A
insulation. See 6.1.2.1 and 6.1.2.2 of this annex.
2.3.4 In Norway, for requirements see 1.7.2.1, 6.1.2.1 and 6.1.2.2 of this annex. N/A
2.6.3.3 In the United Kingdom, the current rating of the circuit shall be taken as 13 A, not N/A
16 A.
2.7.1 In the United Kingdom, to protect against excessive currents and short-circuits in N/A
the PRIMARY CIRCUIT of DIRECT PLUG-IN EQUIPMENT, tests according to 5.3
shall be conducted, using an external protective device rated 30 A or 32 A. If these
tests fail, suitable protective devices shall be included as integral parts of the
DIRECT PLUG-IN EQUIPMENT, so that the requirements of 5.3 are met.
2.10.5.13 In Finland, Norway and Sweden, there are additional requirements for the N/A
insulation, see 6.1.2.1 and 6.1.2.2 of this annex.
3.2.1.1 In Switzerland, supply cords of equipment having a RATED CURRENT not N/A
exceeding 10 A shall be provided with a plug complying with SEV 1011 or IEC
60884-1 and one of the following dimension sheets:
SEV 6532-2.1991 Plug Type 15 3P+N+PE 250/400 V, 10 A
SEV 6533-2.1991 Plug Type 11 L+N 250 V, 10 A
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

SEV 6534-2.1991 Plug Type 12 L+N+PE 250 V, 10 A

In general, EN 60309 applies for plugs for currents exceeding 10 A. However, a 16
A plug and socket-outlet system is being introduced in Switzerland, the plugs of
which are according to the following dimension sheets, published in February
1998:
SEV 5932-2.1998 Plug Type 25 3L+N+PE 230/400 V, 16 A
SEV 5933-2.1998 Plug Type 21 L+N 250 V, 16 A
SEV 5934-2.1998 Plug Type 23 L+N+PE 250 V, 16 A
3.2.1.1 In Denmark, supply cords of single-phase equipment having a rated current not N/A
exceeding13 A shall be provided with a plug according to the Heavy Current
Regulations, Section 107-2-D1.
CLASS I EQUIPMENT provided with socket-outlets with earth contacts or which
are intended to be used in locations where protection against indirect contact is
required according to the wiring rules shall be provided with a plug in accordance
with standard sheet DK 2-1a or DK 2-5a.
If poly-phase equipment and single-phase equipment having a RATED CURRENT
exceeding 13 A is provided with a supply cord with a plug, this plug shall be in
accordance with the Heavy Current Regulations, Section 107-2-D1 or EN 60309-2.
3.2.1.1 In Spain, supply cords of single-phase equipment having a rated current not N/A
exceeding 10 A shall be provided with a plug according to UNE 20315:1994.
Supply cords of single-phase equipment having a rated current not exceeding 2,5
A shall be provided with a plug according to UNE-EN 50075:1993.
CLASS I EQUIPMENT provided with socket-outlets with earth contacts or which
are intended to be used in locations where protection against indirect contact is
required according to the wiring rules, shall be provided with a plug in accordance
with standard UNE 20315:1994.
If poly-phase equipment is provided with a supply cord with a plug, this plug shall
be in accordance with UNE-EN 60309-2.
3.2.1.1 In the United Kingdom, apparatus which is fitted with a flexible cable or cord and N/A
is designed to be connected to a mains socket conforming to BS 1363 by means of
that flexible cable or cord and plug, shall be fitted with a ‘standard plug’ in
accordance with Statutory Instrument 1768:1994 - The Plugs and Sockets etc.
(Safety) Regulations 1994, unless exempted by those regulations.
NOTE ‘Standard plug’ is defined in SI 1768:1994 and essentially means an approved plug
conforming to BS 1363 or an approved conversion plug.
3.2.1.1 In Ireland, apparatus which is fitted with a flexible cable or cord and is designed to N/A
be connected to a mains socket conforming to I.S. 411 by means of that flexible
cable or cord and plug, shall be fitted with a 13 A plug in accordance with Statutory
Instrument 525:1997 - National Standards Authority of Ireland (section 28) (13 A
Plugs and Conversion Adaptors for Domestic Use) Regulations 1997.
3.2.4 In Switzerland, for requirements see 3.2.1.1 of this annex. N/A
3.2.5.1 In the United Kingdom, a power supply cord with conductor of 1,25 mm2 is N/A
allowed for equipment with a rated current over 10 A and up to and including 13 A.
3.3.4 In the United Kingdom, the range of conductor sizes of flexible cords to be N/A
accepted by terminals for equipment with a RATED CURRENT of over 10 A up to
and including 13 A is:
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

• 1,25 mm2 to 1,5 mm2 nominal cross-sectional area.

4.3.6 In the United Kingdom, the torque test is performed using a socket outlet N/A
complying with BS 1363 part 1:1995, including Amendment 1:1997 and
Amendment 2:2003 and the plug part of DIRECT PLUG-IN EQUIPMENT shall be
assessed to BS 1363: Part 1, 12.1, 12.2, 12.3, 12.9, 12.11, 12.12, 12.13, 12.16
and 12.17, except that the test of 12.17 is performed at not less than 125 °C.
Where the metal earth pin is replaced by an Insulated Shutter Opening Device
(ISOD), the requirements of clauses 22.2 and 23 also apply.
4.3.6 In Ireland, DIRECT PLUG-IN EQUIPMENT is known as plug similar devices. Such N/A
devices shall comply with Statutory Instrument 526:1997 - National Standards
Authority of Ireland (Section 28) (Electrical plugs, plug similar devices and sockets
for domestic use) Regulations, 1997.
5.1.7.1 In Finland, Norway and Sweden TOUCH CURRENT measurement results N/A
exceeding 3,5 mA r.m.s. are permitted only for the following equipment:
• STATIONARY PLUGGABLE EQUIPMENT TYPE A that
○ is intended to be used in a RESTRICTED ACCESS LOCATION where
equipotential bonding has been applied, for example, in a
telecommunication centre; and
○ has provision for a permanently connected PROTECTIVE EARTHING
CONDUCTOR; and
○ is provided with instructions for the installation of that conductor by a
SERVICE PERSON;
• STATIONARY PLUGGABLE EQUIPMENT TYPE B;
• STATIONARY PERMANENTLY CONNECTED EQUIPMENT.
6.1.2.1 In Finland, Norway and Sweden, add the following text between the first and N/A
second paragraph of the compliance clause:
If this insulation is solid, including insulation forming part of a component, it shall at
least consist of either
- two layers of thin sheet material, each of which shall pass the electric
strength test below, or
- one layer having a distance through insulation of at least 0,4 mm, which
shall
pass the electric strength test below.
If this insulation forms part of a semiconductor component (e.g. an optocoupler),
there is no distance through insulation requirement for the insulation consisting of
an insulating compound completely filling the casing, so that CLEARANCES and
CREEPAGE DISTANCES do not exist, if the component passes the electric
strength test in accordance with the compliance clause below and in addition
- passes the tests and inspection criteria of 2.10.11 with an electric strength
test of 1,5 kV multiplied by 1,6 (the electric strength test of 2.10.10 shall be
performed using 1,5 kV), and
- is subject to ROUTINE TESTING for electric strength during
manufacturing,
using a test voltage of 1,5 kV.
It is permitted to bridge this insulation with a capacitor complying with
EN 132400:1994, subclass Y2.
A capacitor classified Y3 according to EN 132400:1994, may bridge this insulation
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

under the following conditions:

- the insulation requirements are satisfied by having a capacitor classified
Y3
as defined by EN 132400, which in addition to the Y3 testing, is tested with
an impulse test of 2,5 kV defined in EN 60950-1:2006, 6.2.2.1;
- the additional testing shall be performed on all the test specimens as
described in EN 132400;
- the impulse test of 2,5 kV is to be performed before the endurance test in
EN 132400, in the sequence of tests as described in EN 132400.
6.1.2.2 In Finland, Norway and Sweden, the exclusions are applicable for N/A
PERMANENTLY CONNECTED EQUIPMENT, PLUGGABLE EQUIPMENT TYPE
B and equipment intended to be used in a RESTRICTED ACCESS LOCATION
where equipotential bonding has been applied, e.g. in a telecommunication centre,
and which has provision for a permanently connected PROTECTIVE EARTHING
CONDUCTOR and is provided with instructions for the installation of that
conductor by a SERVICE PERSON.
7.2 In Finland, Norway and Sweden, for requirements see 6.1.2.1 and 6.1.2.2 of this N/A
annex.
The term TELECOMMUNICATION NETWORK in 6.1.2 being replaced by the term
CABLE DISTRIBUTION SYSTEM.
7.3 In Norway and Sweden, there are many buildings where the screen of the coaxial N/A
cable is normally not connected to the earth in the building installation.
7.3 In Norway, for installation conditions see EN 60728-11:2005. N/A
ZC A-DEVIATIONS (informative) 
1.5.1 Sweden (Ordinance 1990:944) P
Add the following:
NOTE In Sweden, switches containing mercury are not permitted.
1.5.1 Switzerland (Ordinance on environmentally hazardous substances SR 814.081, P
Annex 1.7, Mercury - Annex 1.7 of SR 814.81 applies for mercury.)
Add the following:
NOTE In Switzerland, switches containing mercury such as thermostats, relays and level
controllers are not allowed.
1.7.2.1 Denmark (Heavy Current Regulations) N/A
Supply cords of CLASS I EQUIPMENT, which is delivered without a plug, must be
provided with a visible tag with the following text:
Vigtigt!
Lederen med grøn/gul isolation
må kun tilsluttes en klemme mærket
eller
If essential for the safety of the equipment, the tag must in addition be provided
with a diagram, which shows the connection of the other conductors, or be
provided with the following text:
“For tilslutning af de øvrige ledere, se medfølgende installationsvejledning.”
1.7.2.1 Germany (Gesetz über technische Arbeitsmittel und Verbraucherprodukte P
TRF No. IEC62040_1A

IEC 60950-1:2005 / EN 60950-1:2006

(Geräte- und Produktsicherheitsgesetz – GPSG) [Law on technical labour

equipment and consumer products], of 6th January 2004, Section 2, Article 4,
Clause (4), Item 2).
If for the assurance of safety and health certain rules during use, amending or
maintenance of a technical labour equipment or readymade consumer product are
to be followed, a manual in German language has to be delivered when placing the
product on the market.
Of this requirement, rules for use even only by SERVICE PERSONS are not
exempted.
1.7.5 Denmark (Heavy Current Regulations) N/A
With the exception of CLASS II EQUIPMENT provided with a socket outlet in
accordance with the Heavy Current Regulations, Section 107-2-D1, Standard
Sheet DK 1-4a, CLASS II EQUIPMENT shall not be fitted with socket-outlets for
providing power to other equipment.
1.7.13 Switzerland (Ordinance on chemical hazardous risk reduction SR 814.81, Annex N/A
2.15 Batteries)
Annex 2.15 of SR 814.81 applies for batteries.
5.1.7.1 Denmark (Heavy Current Regulations, Chapter 707, clause 707.4) N/A
TOUCH CURRENT measurement results exceeding 3,5 mA r.m.s. are permitted
only for PERMANENTLY CONNECTED EQUIPMENT and PLUGGABLE
EQUIPMENT TYPE B.
TRF No. IEC62040_1A

1.5.1 TABLE: list of critical components P

Object/part No. Manufacturer/ Type/model Technical data Standard Mark(s) of
trademark (Edition / conformity
1
year) )
See Main test report table 4.5 for critical components
1.6.2 TABLE: electrical data (in normal conditions) P

fuse # Irated (A) U (V) P (W) I (A) Ifuse (A) condition/status
Model: SRT6KXLI/SRT6KRMXLI
-- 30 230.0 6745 29.3 -- Recharge Mode
-- 30 230.1 6385 27.76 -- Normal Mode
-- 30 229.96 6544 28.46 -- Bypass Mode
Model: SRT5KRMXLW-HW/SRT5KRMXLI
-- 24 229.21 5372 23.49 Recharge Mode
-- 24 229.39 4822 21.09 Normal Mode
-- 24 229.29 5202 22.84 Bypass Mode
--
Note: See Page-2 for Input rating label
2.1.1.7 TABLE: Discharge of capacitors in equipment P

Measurement Location Fuse Switch V0 37 % V0 Vtc
Position (Vpk) (Vpk) (Vpk)
In Out
Model: SRT6KXLI/SRT6KRMXLI/ SRT5KRMXLW-HW/SRT5KRMXLI
Phase to Ground ON N/A N/A NA
Phase to Neutral ON 344 127.2 20
Phase to Ground OFF N/A N/A N/A
Phase to Neutral OFF 352 130.2 20
Note: The voltage at the external point of disconnection did decay to less than 37 percent of its original
value in 1.0 second).
N/A  since Capacitor value is less than 0.1UF.
TRF No. IEC62040_1A

Line & Neutral ( Switch ON +ve )
TRF No. IEC62040_1A

Line & Neutral ( Switch OFF +ve )
TRF No. IEC62040_1A

2.4.2 TABLE: limited current circuit measurement on --- N/A

current frequency
Location voltage (V) limit (mA) comments
(mA) (kHz)
Normal condition:
Fault condition
2.6.3.4 TABLE: Resistance of earthing conductors and their terminations P

Test Point Test Point Current Time Required Measured
(from) (to) (A) (minutes)
Voltage Drop (V) Voltage Drop (V)
Resistance (Ω) Resistance (mΩ)
Input TB Chassis, Front 100 6 < 2.5V 0.197
Ground screw
Input TB Chassis, rear 100 < 2.5V
Ground screw 6 0.292
Input TB Top enclosure 100 < 2.5V

Input TB Battery door 100 < 2.5V

Input TB NMC Card 100 < 2.5V

Ground Screw 6 0.242
Input TB Battery handle 100 < 2.5V

Ground 6 0.182
Model: SRT5KRMXLW-HW/SRT5KXLI/SRT5KRMXLI
Input TB Chassis, Front 80 6 < 2.5V 0.235
Ground screw
Input TB Chassis, rear 80 6 < 2.5V 0.347
Ground screw
Input TB Top enclosure 80 6 < 2.5V 0.237
Ground screw
Input TB Battery door 80 6 < 2.5V 0.334
Ground screw
Input TB NMC Card 80 6 < 2.5V 0.244
Ground Screw
Input TB Battery handle 80 6 < 2.5V 0.286
Ground
Note: Tests performed at model SRT6KXLI/SRT6KRMXLI
TRF No. IEC62040_1A

2.10.3 and 2.10.4 TABLE: clearance and creepage distance measurements

P
Clearance Cl and Creepage

Distance Dcr At/Of: U R.M.S. Required Required
Up (V) Cl (mm) Dcr (mm)
(V) Cl (mm) Dcr (mm)
From To
SELV
VMID 17V 2.8V 2 5.7 0.4 5.7
GND
SELV 22 22
AC_NEU 13V 0.8V 2 0.4
GND
SELV 5.5 5.5
AC_IN 360V 238V 2 2.5
GND
SELV 5.5 5.5
AC_IN_NEU 22V 2.66V 2 0.4
GND
HALF_AC_IN_NE SELV 95 95
GND 12V 2.36V 2 0.4
U
SELV 5.5 5.5
AC_IN_PH 360V 238V 2 2.5
GND
SELV 76 76
HALF_AC_IN_PH 244V 157V 2 1.6
GND
SELV 5.5 5.5
AC_IN_PH1 360V 238V 2 2.5
GND
HALF_AC_IN_PH SELV 25 25
GND 244V 158V 2 1.6
1
SELV 63 63
VIN_RECT_POS 368V 174V 2 2.0
GND
SELV 46.5 46.5
VIN_RECT_NEG 354V 162V 2 2.0
GND
VIN_RT_NEG_MI SELV 60 60
GND 14V 2.99V 2 0.4
D
SELV 18 18
POS_DC 428V 428V 3.2 5.0
GND
SELV 18 18
NEG_DC -362V -362V 2 4.0
GND
SELV 66 66
VEPO_1 254V 254V 2 3.2
GND
SELV 51 51
VEPO_2 26.5V 3.20V 2 0.4
GND
SELV 9 9
POS_BATT 258V 258V 2 3.2
GND
SELV 57 57
POS_BATT_MID 138V 138V 2 1.6
GND
SELV 47 47
+VIN 358V 174V 2 2.0
GND
SELV 76 76
+VIN_MID 235V 115V 2 1.5
GND
SELV 5.5 5.5
PFC_PH 512V 512V 3.2 6.3
GND
SELV 28.8 28.8
PFC_NEG_PH 458V 201V 3.2 2.5
GND
TRF No. IEC62040_1A

U R.M.S. Required Required

From To Up (V) Cl (mm) Dcr (mm)
(V) Cl (mm) Dcr (mm)
SELV 33 33
PFC_BB 244V 244V 2 2.5
GND
SELV 10 10
INV_MID_PH1 436V 212V 3.2 2.5
GND
SELV 10 10
INV1_SW_MID 448V 287V 3.2 3.2
GND
SELV 33 33
INV2_SW_MID 424V 286V 3.2 3.2
GND
SELV 63 63
HALF_POS_DC 132V 132V 2 1.6
GND
SELV 75 75
HALF_NEG_DC -170V -170V 2 2.0
GND
SELV 43 43
CHGR_MID1 426V 176V 3.2 2.0
GND
SELV 32 32
CHGR_MID2 250V 250V 2 2.5
GND
SELV 37 37
RECT_VOLT 358V 175V 2 2.0
GND
SELV 63 63
PRI_BIAS 358V 162V 2 2.0
GND
SELV 63 63
PRI_BIAS 352V 162V 2 2.0
GND
SELV 25 25
DRAIN_TSW 414V 414V 2 5.0
GND
HALF_RECT_VO SELV 50 50
GND 238V 117V 2 1.5
LT
HALF_RECTVOL SELV 49 49
GND 102V 75.4V 2 1.3
T_1
SELV 70 70
HALF_PRI_BIAS 103V 103V 2 1.5
GND
SELV 107 107
VMID 24.5V 24.5V 2 0.5
GND
SELV 180 180
POS_BATT 254V 254V 2 3.2
GND
SELV 210 210
PB1 222V 222V 2 2.5
GND
SELV 193 193
INV_MID_OUT 430V 285V 3.2 3.2
GND
SELV 76 76
INV_OUT 342V 230V 2 2.5
GND
SELV 106 106
RECT_IN 358V 240V 2 2.5
GND
SELV 73 73
AC_OUT_FILT 346V 230V 2 2.5
GND
Note: Spacing must be considered in both modes; on-line and on inverter. The battery is not isolated from
Primary and is considered as hazardous secondary (this is termed a non-isolated design). The battery
terminals and leads are either not accessible to user or provided with double insulation, the only SELV is
the User accessable connector(USB,RJ45 etc). On line the whole unit, except the SELV circuit are
considered Primary. On inverter the supply cord is considered accessible when removed from the wall. The
accessible parts of the cord are isolated from hazardous secondary by the relay.
TRF No. IEC62040_1A

2.10.5 TABLE: Distance through insulation measurements P

Distance through insulation (DTI) at/of: U peak U rms Test volt- Required DTI DTI
(V) (V) age (mm) (mm)
(V)
Optoisolator Pri to SELV
312-0615-Z-001 354 250 5300 0.4 >0.4
312-0080-Z 354 250 5000 0.4 >0.4
349-0100-Z-004 354 250 5300 0.4 >0.4
349‐0137‐Z‐002 354 250 3750 IEC 60747-5- IEC
5 60747-5-
5
Note: For opto required to meet the IEC60747 requirement.
Heating Test
198V/ 50Hz
Maximum Measured Temperature, °C
Method
Thermocouple Location
Mode
Normal Discharge Recharge Bypass
Common mode Choke L1201 78.09 66.13 84.31 70.67
Differential Mode Choke L2002 63.58 50.59 65.13 51.94
Battery Filter Choke L1251 57.66 82.49 64.17 51.82
Output filter Choke L2601 107.72 105.18 108.38 41.82
PC board near L2601 78.66 76.77 71.89 45.37
(+)PFC Choke L1301 75.54 75.84 79.15 44.96
(-)PFC Choke L1302 75.34 112.32 79.45 45.37
Charger Choke L1501 67.19 66.49 124.22 108.85
PFC Current Xmfr CT1301 60.29 67.97 63.09 45.10
Main LPS Xmfr T1601 61.80 72.65 66.03 58.51
AC sense Xmfr T1701 57.14 74.28 58.19 47.60
Current Xmfr CT2601 65.22 67.99 66.97 45.73
Current Xmfr CT2602 63.67 65.00 64.98 52.18
Bypass Relay RY2605 59.36 58.96 60.12 58.99
Relay RY1201 69.49 52.54 71.09 61.83
TRF No. IEC62040_1A

Relay RY1204 72.90 60.69 75.33 60.44

Relay RY1252 67.64 74.34 69.46 53.39
Relay RY1253 74.28 65.58 77.18 49.48
Relay RY2602 68.35 73.57 70.47 59.28
Relay RY2604 79.28 79.20 80.27 44.68
Thermistor TH1201 62.64 56.62 64.04 43.27
Thermistor TH1251 62.73 66.55 65.08 49.23
Fuse F1202 72.42 52.45 74.97 42.36

Method
Mode
Battery Fuse F2601 54.22 76.88 57.89 47.33
PFC IGBT Q1303 79.30 113.06 82.83 42.82
Inverter IGBT Q1403 82.74 79.33 83.22 41.42
Rectifier Diode D1202 79.90 62.73 81.12 42.13
PFC Diode D1307 64.08 83.90 66.91 43.72
Inverter Diode D1407 73.43 68.50 73.92 41.46
Filter Capacitor C1257 60.65 69.52 62.67 44.35
INV heatsink 71.65 63.81 72.44 41.17
PFC heatsink 58.04 79.49 61.10 44.01
Charger heatsink 53.53 66.58 63.41 56.55
Bypass PWB Trace 79.15 76.06 80.02 67.22
Vout_AC_RTN_ Trace_w2602 61.49 69.30 63.92 55.18
AC_IN_PH_Trace_W1201 62.34 60.16 66.33 56.72
Output PDU Postive Trace(Sog 2) 62.25 65.43 62.33 64.66
Output Circuit Breaker case 52.83 55.52 52.59 51.83
Heatsink Shroud 47.10 48.66 47.56 41.23
Top cover 42.98 44.46 43.31 41.91
(+) Battery Wire And. Connector 41.91 41.92 41.19 40.58
AC Outlet IEC Connector Inner Case 49.52 54.12 50.85 48.00
Front Bezel 40.97 41.57 41.01 40.50
UUT Internal Ambient 49.44 56.37 50.52 42.05
TRF No. IEC62040_1A

Battery Voltage(VDC) 211.39 173.15 209.78 199.81

Ambient 40.11 40.24 40.20 40.05
Test duration, h 04.40 04.08 05.40 03.30
230V/50Hz
Method
Mode
Common mode Choke L1201 70.58 64.42 74.27
Differential Mode Choke L2002 60.01 50.37 60.78
Battery Filter Choke L1251 55.13 77.60 59.44
Output filter Choke L2601 106.90 100.51 107.22
PC board near L2601 76.52 75.23 70.18
(+)PFC Choke L1301 68.10 73.35 71.77
(-)PFC Choke L1302 66.51 109.43 68.83
Charger Choke L1501 73.53 57.52 125.28
PFC Current Xmfr CT1301 56.85 66.08 58.93
Main LPS Xmfr T1601 59.80 70.41 62.54
AC sense Xmfr T1701 55.67 72.12 56.58
Current Xmfr CT2601 63.43 67.10 65.02
Current Xmfr CT2602 62.20 64.35 63.53
Bypass Relay RY2605 58.28 58.65 59.23
Relay RY1201 66.70 52.10 67.92
Relay RY1204 70.10 59.88 72.27
Relay RY1252 66.10 72.39 68.26
Relay RY1253 70.49 63.98 74.14
Relay RY2602 66.63 72.44 68.20
Relay RY2604 78.11 78.72 79.33
Thermistor TH1201 60.08 56.11 61.20
Thermistor TH1251 60.98 65.02 63.20
Fuse F1202 66.19 52.13 66.88
TRF No. IEC62040_1A


Method
Mode
Battery Fuse F2601 52.10 72.42 54.52
PFC IGBT Q1303 69.95 104.78 71.94
Inverter IGBT Q1403 82.06 79.24 82.96
Rectifier Diode D1202 76.67 62.62 78.04
PFC Diode D1307 60.09 79.99 62.26
Inverter Diode D1407 72.40 68.42 73.09
Filter Capacitor C1257 58.66 67.72 60.61
INV heatsink 70.01 63.74 71.63
PFC heatsink 54.62 75.95 56.53
Charger heatsink 51.23 64.28 59.06
Bypass PWB Trace 77.94 72.28 78.71
Vout_AC_RTN_ Trace_w2602 59.57 67.77 61.15
AC_IN_PH_Trace_W1201 58.01 58.66 60.30
Output PDU Postive Trace(Sog 2) 61.45 64.88 62.21
Output Circuit Breaker case 52.01 54.96 53.15
Heatsink Shroud 46.38 48.32 47.02
Top cover 42.61 44.30 42.85
(+) Battery Wire And. Connector 41.47 41.83 41.14
AC Outlet IEC Connector Inner Case 48.61 53.45 49.02
Front Bezel 40.78 41.55 40.85
UUT Internal Ambient 47.80 55.38 48.37
Battery Voltage(VDC)
212.99 191.38 209.81
Ambient
40.124 40.26 40.65
Test duration, h
03.08 07.36 08.53
264V/50Hz
Method
Mode
TRF No. IEC62040_1A

Common mode Choke L1201 65.77 61.74 70.57

Differential Mode Choke L2002 57.88 49.73 58.98
Battery Filter Choke L1251 53.21 68.39 59.61
Output filter Choke L2601 105.75 100.10 106.37
PC board near L2601 75.89 75.01 70.06
(+)PFC Choke L1301 63.23 66.59 66.82
(-)PFC Choke L1302 60.63 108.71 63.03
Charger Choke L1501 69.32 56.16 121.95
PFC Current Xmfr CT1301 54.48 62.96 56.98
Main LPS Xmfr T1601 58.21 66.46 62.43
AC sense Xmfr T1701 54.74 68.50 55.76
Current Xmfr CT2601 62.29 65.22 64.00
Current Xmfr CT2602 61.21 63.02 62.58
Bypass Relay RY2605 57.59 57.75 58.52
Relay RY1201 64.96 51.27 66.34
Relay RY1204 68.41 58.52 70.92
Relay RY1252 65.07 68.74 67.55
Relay RY1253 68.01 60.83 71.70
Relay RY2602 65.38 70.20 67.47
Relay RY2604 77.28 77.72 78.56
Thermistor TH1201 58.41 55.02 59.70
Thermistor TH1251 59.75 62.44 62.63
Fuse F1202 62.23 51.44 63.22

Method
Mode
Battery Fuse F2601 63.23 64.37 54.06
PFC IGBT Q1303 60.63 88.54 64.27
Inverter IGBT Q1403 59.36 78.90 82.44
Rectifier Diode D1202 54.48 62.25 75.75
PFC Diode D1307 58.21 72.34 59.84
Inverter Diode D1407 54.74 68.10 72.27
TRF No. IEC62040_1A

Filter Capacitor C1257 62.29 65.14 59.63

INV heatsink 61.21 63.42 70.50
PFC heatsink 57.59 69.06 54.77
Charger heatsink 64.96 59.89 62.18
Bypass PWB Trace 76.13 71.97 76.47
Vout_AC_RTN_ Trace_w2602 65.07 64.84 60.44
AC_IN_PH_Trace_W1201 68.01 56.04 58.32
Output PDU Postive Trace(Sog 2) 65.38 63.56 61.81
Output Circuit Breaker case 77.28 53.75 52.68
Heatsink Shroud 58.41 47.69 46.60
Top cover 59.75 43.72 42.68
(+) Battery Wire And. Connector 62.23 41.56 41.17
AC Outlet IEC Connector Inner Case 47.95 52.03 48.51
Front Bezel 40.82 41.26 40.92
UUT Internal Ambient 46.59 53.49 47.17
Battery Voltage(VDC)
212.55 235.90 209.80
Ambient
40.08 40.17 40.61
Test duration, h 04.11 04.11 07.08
TRF No. IEC62040_1A

4.3.8 TABLE: Batteries N/A

The tests of 4.3.8 are applicable only when appropriate battery data is not available
Is it possible to install the battery in a reverse polarity position? Yes No
Non-rechargeable batteries Rechargeable batteries
Discharging Un- Charging Discharging Reversed charging
Meas. Manuf. intentional Meas. Manuf. Meas. Manuf. Meas. Manuf.
current Specs. charging current Specs. current Specs. current Specs.
Max.
current
during N/A N/A N/A N/A N/A N/A N/A N/A N/A
normal
condition
Max.
current
during N/A N/A N/A N/A N/A N/A N/A N/A N/A
fault
condition
Test results: Verdict

- Chemical leaks N/A
- Explosion of the battery N/A
- Emission of flame or expulsion of molten metal N/A
- Electric strength tests of equipment after completion of tests N/A
Note: Refer to component list for details. Approbiate battery data is available on request.
4.5.5 TABLE: Ball pressure test of thermoplastic parts N/A

Allowed impression diameter (mm) ..................... :  2 mm 
Part Test temperature Impression diameter
(C) (mm)
4.7 TABLE: Resistance to fire P

Part Manufacturer of Type of material Thickness Flammability Evidence
material (mm) class
See Critical Component List in Main Test report(Table 4.5)
TRF No. IEC62040_1A

5.1 TABLE: Touch current and protective conductor current P

Terminal A (Switch “s”) EUT Power EUT Power EUT Power EUT Power Load Switch (e)
of Measuring Instrument Switch ON Switch ON Switch OFF Switch OFF
Connected to: Normal Reverse Normal Reverse
(mA r.m.s.) (mA r.m.s.) (mA r.m.s.) (mA r.m.s.)
Model: SRT6KXLI/SRT6KRMXLI Test Voltage (V): 240VAC
AC Power Distribution System: TN
Input to Chassis 1.63 2.05 0.5 2.8 Normal Open
Input to Chassis 0.4 0.43 0 0 Discharge Open
1.64 1.91 0.52 2.66 Recharge Open
1.7 2.01 0.5 2.65 Bypass Open
Model: SRT5KXLI/SRT5KRMXLI Test Voltage (V): 240VAC
Input to Chassis 1.64 2.48 0.52 3.02 Recharge Open
Input to Chassis 1.67 2.45 0.52 3.03 Bypass Open
Touch Current Max. allowed touch current (mA): 3.5
Conductor current Max. allowed conductor current (mA): ---
Note: Tested at 60Hz Frequency
Model: SRT5KRMXLW-HW Test Voltage (V): 240VAC
Input to Chassis 0.95 1.76 0.52 2.19 Recharge Open
Input to Chassis 0.97 1.75 0.52 2.17 Bypass Open
Touch Current Max. allowed touch current (mA): 3.5
Conductor current Max. allowed conductor current (mA): ---
Note: Tested at 60Hz Frequency
TRF No. IEC62040_1A

5.2 TABLE: Electric strength tests, impulse tests and voltage surge tests P
Test voltage applied between: Voltage shape Test voltage Breakdown
(AC, DC, (V) Yes / No
impulse, surge)
Unit Primary to Chassis Gnd DC 2121 No
Unit Secondary to Chassis Gnd DC 2121 No
Battery DC terminal to Chassis Gnd DC 2121 No
Unit Primary to SELV DC 4242 No
PWB Primary to Chassis Gnd DC 2121 No
PWB Primary to SELV DC 4242 No
Supplementary information:Same is Applicable for Model:SRT5KXLI/SRT5KRMXLW-HW
5.3 TABLE: fault condition tests P

Ambient temperature (C) ................................... : 25°C 
Model/type of power supply ................................. : 
Manufacturer of power supply ............................. : 
Rated markings of power supply ......................... : See equipment list 
Component Fault Input Test Test Fuse Fuse Result
No. Voltage time No. current
(V) (A)
Model SRT6KXLI/SRT6KRMXLI
1 Output s-c 230 15 -- -- EUT shutdown immediately (current
(Normal mins limiting mode), no hazards.
Mode)
2 Output s-c 2mins -- -- EUT shutdown immediately (current
Reserve limiting mode), no hazards
Mode.
3 DC Battery s-c Reserve 2 mins -- -- EUT shutdown immediately ,Battery
Circuit Mode. fuse failed(F2601 and F2602),no
hazards
TRF No. IEC62040_1A

4 Output o-l 230 11 hrs -- -- The maximum load is 26 A. Loaded with 110%
load (28.4A) Unit went Bypass mode
(Normal immediately.
Mode) With 100% Load:
L1201: : 81.5°C, L2002:59.3 : °C
L1251:62.3: °C, L2601:126.2
L1301:82.1 : °C, L1302:83.9 : °C,
L1501:70.3 : °C, T1601:65.0 °C,
T1701:56.2 : °C,CT2601:71.2°C
CT2602:68.8°C, CT1301:65.3°C
In bypass mode-The output was loaded to

135% of the protector rating for 1hour,then
110% until thermal stability .no hazards.
L1201: 119.2°C, L2002:72.3 °C
L1251:47.4°C, L2601:48.6°C,
L1301:44.8 °C, L1302:43.5 °C,
L1501:44.6 °C, T1601:56.8 °C,
T1701:65.2 °C, CT2601:48.1°C
CT2602:85.4°C, CT1301:44.3°C
5 Output o-l Reserve 15 -- -- EUT overloaded to 6600W (110%), it

Mode. mins shutdown immediately, no hazards
6 Forced Fan 230 7 Hrs -- -- Temperatures of magnetic
Ventilation Rotor (Normal components stabilized, No hazards.
Block Mode) L1201: 59.8°C, L2002:49.3 °C
L1251:53.0 °C, L2601:50.6°C,
L1301:44.6 °C, L1302:44.6 °C,
L1501:46.9 °C, T1601:66.5 °C,
T1701:60.8°C, CT2601:55.3°C
CT2602:48.1°C, CT1301:45.3°C
7 Voltage Input 240 7 Hrs -- -- Output selector switch was set to

Missmatch voltage (Normal 208V,Input test voltage is 240V.
changed Mode) Unit reached stabilization without
240V fault.
from
208V
8 Q1202 s-c 230 1 min -- -- unit shutdown immediately(current
limiting mode),No hazards.
9 Q1253 s-c 230 1 min -- -- unit shutdown immediately, PFC

Disabled fault,No hazards.
10 Q1501 s-c 230 3 Hrs -- -- Charger is not working,Charger fuse

F1501 failed,Unit is working in
Normal mode.No hazards.
11 Q1302 s-c 230 15min -- -- Unit shutdown, Battery module fuse
failed, No hazards.
TRF No. IEC62040_1A

12 Q1502 s-c 230 50min -- -- Charger is not working,Charger fuse

F1502 failed,Unit is working in
Normal mode.No hazards.
13 Q1401 s-c Reseve 1min -- -- Unit shutdown immediately, Q1403
Mode and Q1404 failed,No hazards
14 Battery Input Normal 15min -- -- The charging current at 243.8V did
Over Charge Voltage Mode not exceeded the charging current at
Changed 230V.No hazards.
to 230V:163mA,
243.8V
243.8V:164mA.
from
230V
TRF No. IEC62040_1A

Appendix 3 –Schematics Page 115 of 172 VDE Report No.: 1924400-3335-0065
Power Schematic
TRF No. IEC62040_1A

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Output Filter Schematic
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TRF No. IEC62040_1A

Communication Schematic
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Display Schematic
TRF No. IEC62040_1A

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TRF No. IEC62040_1A

TRF No. IEC62040_1A

Appendix 4 –Transformer
Information
T1601, LPS Transformer (433-0040) Data sheet
TRF No. IEC62040_1A

Information
TRF No. IEC62040_1A

Information
TRF No. IEC62040_1A

Information
TRF No. IEC62040_1A

Appendix 5-Backfeed Protection Page 146 of 172 VDE Report No.: 1924400-3335-0065
Test Data Sheet

Author: Bill Burke
Data Sheet:
BACKFEED PROTECTION TEST (Abnormal Test # ___) Page ___ of ___
Test A16: IEC 62040-1-1, Clause 5.1.4 & Annex L, and IEC 60950-1, Annex D.
Model SRT6KXLI was connected to a 240 V, 50 Hz source and was

operating in its normal mode with no load connected to the UPS's output.
The input powercord was disconnected from the branch circuit to simulate a power
outage, causing the unit to operate in its battery mode. Leakage current was
measured between all pins of the powercord using a Voltmeter and the Touch
Current Measuring Circuit of IEC 60950-1, Annex D.
The tests were then repeated with the UPS supplying maximum power to a resistive
load with 22 nF capacitors connected from phase to ground and neutral to ground.
All testing was then repeated with a single fault applied after the unit was set
to its battery mode.
Leakage Current (mA)
Ø - N Ø - Gnd N - Gnd Load Test
Condition
0.06 0.34 0.348 None No Fault
0.078 0.424 0.426 Full load with No Fault

22 nF caps
0.08 0.818 0.808 None Line Relay
Fault
0.004 0.29 0.262 Full load with Line Relay
22 nF caps Fault
0.068 0.81 0.816 None Neutral Relay
Fault
0.0036 0.304 0.316 Full load with

22 nF caps Neutral Relay
Fault
Pass/Fail Criteria:
Leakage current between any pairs of input terminals of the UPS shall be less
than 3.5 mA:
- within one second of the powercord's disconnection or application of a fault
for pluggable equipment, or
- within 15 seconds of the disconnection of the input AC power supply for
permanently-connected equipment.
NOTE: Oscilloscope photographs of the following voltage waveforms required:
Transfer Time, Retransfer Time, Backfeed Protection Time(s).
Comments:
_________________________________________________________________________
____________________________________________________________________________
UL File#: ___________ UL Project#: ____________ Lab Temp 27°C & 39.6 %RH
TRF No. IEC62040_1A

Equipment ID & Range:

Equipment Model Range Sl no Cal due
AC source Chroma 6490 45A,300V 649038000112 N/A
Tek DSO DPO4034 4CH,350MHZ C022239 30.05.2013
Leakge current (IEC60990, -- MN JIG-1 19-06-2013
measuring circuit Aneex D)
Tested by: Chokkareddy _________Date Tested: 25 -04-2013 Report#: __________
Reviewed by: Rajeev B [Pass][Fail]: ____________________ Data Sheet Rev 6

(10/20/08)
Line‐Neu Voltage at 90 Deg , Input 240Vac with No Load
Line-Gnd Voltage at 90 Deg , Input 240Vac with No Load
TRF No. IEC62040_1A

Neu-Gnd Voltage at 90 Deg , Input 240Vac with No Load.
Line-Gnd Voltage at 90 Deg , Input 240Vac with Full Load.
TRF No. IEC62040_1A

Neu-Gnd Voltage at 90 Deg , Input 240Vac with Full Load.
TRF No. IEC62040_1A

Line- Neu Voltage at 270 Deg , Input 240Vac with Full Load.
Line-Neu Voltage at 90 Deg with Line relay fault (RY1201) , Input 240Vac with No Load.
Line-Gnd Voltage at 90 Deg with Line relay fault (RY1201) , Input 240Vac with No Load.
TRF No. IEC62040_1A

Neu-Gnd Voltage at 270 Deg with Line relay fault (RY1201) , Input 240Vac with No Load
Line-Neu Voltage at 270 Deg with Neutral relay fault (RY1203) , Input 240 Vac with No Load.
TRF No. IEC62040_1A

Line-Gnd Voltage at 90 Deg with Neutral relay fault (RY1203) , Input 240 Vac with No Load.
Neu-Gnd Voltage at 90 Deg with Neutral relay fault (RY1203) , Input 240 Vac with No Load.
TRF No. IEC62040_1A

Line-Neu Voltage at 90 Deg with Neutral relay fault (RY1203) , Input 240 Vac with Full Load.
Neu-Gnd Voltage at 270 Deg with Neutral relay fault (RY1203) , Input 240 Vac with Full Load.
TRF No. IEC62040_1A

Line-Gnd Voltage at 270 Deg with Neutral relay fault (RY1203) , Input 240 Vac with Full Load.
Line-Neu Voltage at 90 Deg with Line relay fault (RY1201) , Input 240 Vac with Full Load.
TRF No. IEC62040_1A
Line-Gnd Voltage at 270 Deg with Line relay fault (RY1201) , Input 240 Vac with Full Load.
Neu-Gnd Voltage at 90 Deg with Line relay fault (RY1201) , Input 240 Vac with Full Load.
TRF No. IEC62040_1A

TRF No. IEC62040_1A

Appendix 6–User manual Page 157 of 172 VDE Report No.: 1924400-3335-0065
Installation Manuell
TRF No. IEC62040_1A

Appendix 7-Test equipment list Page 158 of 172 VDE Report No.: 1924400-3335-0065
Regulatory Compliance Equipment

Equipment Sl. Calibration
Name of equipment Manufacture name Model
No. due on
Hipot tester Chroma 19073 190730001312 24.08. 2013
Leakage current tester ED & D LT-952HC H07400207 25.09.2013
Measuring network for leakage
In-house IEC60990, Fig 4 MN-JIG-01 19.06.2013
current
Power meter Yokogawa WT230 91K942184 29.05.2013
Programmable AC source Chroma 6490 649038000112 N/A
DC Power supply Power Ten-Inc 163D-60166 1010996 N/A
Climatic chamber Weiss C1000/40 54626000610010 15.02.2014
Clamp meter Motwane DCM-39A Z00067A10 05.04.2013
DSO,4CH,350MHZ Tektronix DPO4034 C022239 30.05.2013
High voltage differential probe Tektronix P5205 B025228 30.05.2013
High voltage differential probe Tektronix P5205 B034770 30.05.2013
CRO voltage probe(10X) Tektronix P5050 02641010 24.08.2013
High voltage probe (1000X) Tektronix P6015A C065181 24.08.2013
TCPA300 /
Current probe AC/DC Tektronix B012133 30.05.2013
TCP303
Digital Multimeter Yokogawa 73303 T1F7086 05.04.2013
Digital multimeter (5 1/2 digit) Agilent 34401A MY41001803 05.04.2013
Data logger Agilent 34970A US37032709 28.05.2013
Data logger Agilent 34970A MY44026575 28.05.2013
Shunt Empro 100A/50mV 12 13.06.2013
Shunt Empro 100A/50mV 16 13.06.2013
Digimatic Caliper Mitutoyo CD-6''CS 02097962 05.06.2013
Digi weighing scale Essae-Teraoka ltd DS215 2150654629 22.02.2013
Stop watch Voyager SPORT TIMER SW1 13.06.2013
Jointed finger Probe Ergonomics Inc JFP10 508 25.07.2013
Unjointed finger Probe Ergonomics Inc UFP20 215 25.07.2013
IEC test pin probe 15mm, Ergonomics Inc TPP15 276 26.07.2013
Mark-10 Force Gauge,50 lb Mark-10 MG50 3392879 25.07.2013
30mm Disk Ergonomics Inc MGP30 43 25.07.2013
Impact test ball 50mm Ergonomics Inc ITB15 296 25.07.2013
Sharp edge tester Ergonomics Inc SE200K 476 07.08.2013
TRF No. IEC62040_1A

Appendix 8- Component
Datasheets
Relay 40A,240Vac,24Vdc.PCB Type (450-0137)
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Datasheets
TRF No. IEC62040_1A

Appendix 9-Mechanical
Drawings
TRF No. IEC62040_1A

Drawings
TRF No. IEC62040_1A

Drawings
TRF No. IEC62040_1A

Drawings
TRF No. IEC62040_1A

Drawings
PWB Layers:
TRF No. IEC62040_1A

Drawings
TRF No. IEC62040_1A

Drawings
TRF No. IEC62040_1A

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Test Report issued under the responsibility of:

Test item description .....................: Uninterruptible Power Supply (UPS)

Manufacturer .................................... : APC

Rating(s) : Input: AC 220V/230V/ 240 V, 50/60Hz, max. 24A

Rating(s) : Input: AC 208/220V/230V/ 240 V, 50/60Hz, max. 24A

See ratings for more informations

TRF No. IEC62040_1A

TRF No. IEC62040_1A

TRF No. IEC62040_1A

Testing location: American Power Conversion (I) Pvt. Ltd.

TRF No. IEC62040_1A

TRF No. IEC62040_1A

This test report includes the following Appendices:

Factory (for information only)

Name ......... : American Power Conversion Corperation (A.P.C.) B.V.

Name ......... : American Power Conversion Corperation (A.P.C.) B.V.

TRF No. IEC62040_1A

Test item particulars .................................................. :

Throughout this report a comma (point) is used as the decimal separator.

TRF No. IEC62040_1A

General product information:

TRF No. IEC62040_1A

4 GENERAL CONDITIONS FOR TESTS P

TRF No. IEC62040_1A

1.5.8/RD Components in equipment for IT power systems N/A

4.6 Power interface P

4.7 Marking and instructions P

TRF No. IEC62040_1A

Instructions Risk of electric shock hazardous live See Safety Instructions P

TRF No. IEC62040_1A

4.7.10 Isolation of multiple power sources ................. : Safety label P

5 FUNDAMENTAL DESIGN REQUIREMENTS P

TRF No. IEC62040_1A

Test by inspection ........................................... : P

5.2 Requirements for auxiliary circuits P

TRF No. IEC62040_1A

2.2.1/RD General requirements P

TRF No. IEC62040_1A

5.2.5 Limited power source See Test results for details P

5.3 Protective earthing and bonding P

2.6.4.1/RD General Due to sufficient bonding of P

TRF No. IEC62040_1A

5.4 AC and d.c. power isolation P

TRF No. IEC62040_1A

3.4.8/RD Switches as disconnect devices N/A

5.5 Overcurrent and earth fault protection P

5.6 Protection of personnel – Safety interlocks N/A

TRF No. IEC62040_1A

2.8.7.3/RD Endurance test N/A

2.8.8/RD Mechanical actuators N/A

5.7 Clearances, creepage distances and distances through insulation P

TRF No. IEC62040_1A

2.10.3.2/RD Mains transient voltages Overvoltage Category II P

TRF No. IEC62040_1A

2.10.5.4/RD Semiconductor devices All Optoisolators have either a P

TRF No. IEC62040_1A

2.10.5.14 Additional insulation in wound components P

See critical components list for

6 Wiring, connections and supply P

TRF No. IEC62040_1A

TRF No. IEC62040_1A

3.1.10/RD Sleeving on wiring Sleeving if safety related P

6.2 Connection to power P