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Vol. 32, No. 6, pp 576Y583 x Copyright B 2017 Wolters Kluwer Health, Inc. All rights reserved.
Background: Adherence to self-care behaviors improves outcomes of patients with heart failure (HF). Caregivers
play an important role in contributing to self-care. Objective: We aimed to explore the relationships among HF
knowledge, perceived control, social support, and family caregiver contribution to self-care of HF, based on the
Information-Motivation-Behavioral Skills Model. Methods: Two hundred forty-seven dyads of eligible patients
with HF and family caregivers were recruited from a general hospital in China. Structural equation modeling was
used to analyze the data obtained with the Caregiver Contribution to Self-care of Heart Failure Index, the Heart
Failure Knowledge Test, the Control Attitudes Scale, and the Social Support Rating Scale. Results: In this model,
caregiver contribution to self-care maintenance was positively affected by perceived control (" = .148, P = .015)
and caregiver confidence in contribution to self-care (" = .293, P G .001). Caregiver contribution to self-care
management was positively affected by HF knowledge (" = .270, P G .001), perceived control (" = .140, P = .007),
social support (" = .123, P = .019), caregiver confidence in contribution to self-care (" = .328, P G .001), and
caregiver contribution to self-care maintenance (" = .148, P = .006). Caregiver confidence in contribution to
self-care was positively affected by HF knowledge (" = .334, P G .001). Conclusions: Heart failure knowledge,
perceived control, and social support facilitated family caregiver contribution to self-care of HF. Targeted
interventions that consider these variables may effectively improve family caregiver contributions to self-care.
KEY WORDS: caregivers, heart failure knowledge, perceived control, self-care, self-efficacy, social support
576
Their decision making also contributed to self-care patients and informal caregivers.21,22 (2) Motivation:
maintenance and self-care confidence of patients with Perceived control and social support were regarded as
HF.13 Therefore, family caregivers are now considered personal motivation and social motivation, respectively,
as the members of healthcare team to assist patients in the hypothesized model. Perceived control was the
with health-promoting behaviors, medication adherence, self-generated belief or perception of control over
and symptom monitoring.14 Subsequently, Vellone et al11 cardiovascular-related health.23 It was found to be an
proposed that caregiver contribution to self-care of heart important contributing factor to lower caregiver burden
failure index (CC-SCHFI) was the extent to which a care- and better psychological status.24,25 Hence, perceived
giver contributed to a patient’s self-care maintenance and control might motivate family caregivers to make
management, as well as the caregiver’s confidence (self- contribution to self-care of HF. Social support was
efficacy) in his/her ability to contribute to the patient’s defined as ‘‘an exchange of resources between at least
self-care. The CC-SCHFI contains 3 dimensions: (1) care- two individuals perceived by the provider or the
giver contribution to self-care maintenance of HF index recipient to be intended to enhance the well-being of
(CC-SCHFI-maintenance), which included monitoring the recipient.’’26 It was reported that family caregivers
patient’s symptoms and adhering to treatment; (2) required social support from families, communities,
caregiver contribution to self-care management of HF and healthcare professionals.27 In addition, social sup-
index (CC-SCHFI-management), which included recog- port perceived by caregivers was significantly associ-
nizing patient’s signs and symptoms of HF exacerbation, ated with CC-SCHFI-management and caregiving
implementing actions, and evaluating implemented treat- burden.28,29 (3) Behavioral skills: Caregiver confidence
ment; and (3) caregiver confidence in contribution to self- in CC-SCHFI was viewed as self-efficacy, and CC-SCHFI-
care of HF index (caregiver confidence in CC-SCHFI), maintenance was viewed as an objective skill in the hypo-
which evaluated caregivers’ confidence in their abilities to thesized model. In a previous study, caregiver confidence
assist patients to engage in each phase of the self-care in CC-SCHFI was the primary determinant of CC-
process. However, there are few studies that have explored SCHFI-maintenance and CC-SCHFI-management.30 (4)
CC-SCHFI with psychometrically sound instruments.15 Behavior: The CC-SCHFI-management represented as
The Information-Motivation-Behavioral (IMB) skills behavior in the ditto model because the self-management of
model is a behavior-specific theoretical framework devel- HF was vital for disease management and prognosis.31
oped by Fisher et al.16 The Information-Motivation- Accordingly, this study aimed to explore the effects
Behavioral model emphasizes that the performance of a of HF knowledge (information), perceived control (per-
behavior requires information, motivation, and behav- sonal motivation), and social support (social motiva-
ioral skills. Information is accurate behavior-specific tion) on CC-SCHFI (behavioral skills and behavior).
knowledge. Motivation is an integrated function of The ditto model is presented in Figure 1.
personal motivation and social motivation. Personal
motivation reflects an individual’s attitude or belief, Methods
and social motivation rests on one’s perception of
Sample and Procedure
social support. Behavioral skills include one’s self-
efficacy and objective skills for performing the behav- A cross-sectional design was used in this study. The
ior. Individuals are more inclined to build behavior convenience sample of 247 dyads of eligible patients
skills with sufficient behavior-specific information and and their family caregivers were recruited from 3
motivation and then to engage in the targeted health cardiovascular units of a general university hospital in
behavior.17 The Information-Motivation-Behavioral China from October 2015 to May 2016. Permission to
model has been applied to predicting health-promoting conduct this study was obtained from the Medical
behaviors, such as diabetes medication adherence, Ethics Committee of the participating site. Each en-
healthy behaviors for metabolic syndrome, and preven- rolled patient and family caregiver received verbal
tion behaviors for sexually transmitted diseases.18Y20 information about the study and signed an informed
Because information, motivation, and behavioral skills are consent form.
also important factors in HF caregiving, the Information- All enrolled patients met the inclusion criteria: (1)
Motivation-Behavioral model could help to explain 18 years or older, (2) had a primary diagnosis of HF,
CC-SCHFI. and (3) had at least 1 primary family caregiver. Patients
According to the Information-Motivation-Behavioral were excluded if they had an acute coronary event in
model, we hypothesized that CC-SCHFI was explained 3 months before enrolment, a life-threatening disease,
by the following: (1) information: HF knowledge served or clear evidence of dementia. Each eligible patient
as information in the hypothesized model. It includes who agreed to participate in this study was asked to
accurate knowledge about HF (eg, pathogen, symptoms, appoint a primary family caregiver. The inclusion
medication, and diet selection), which was reported as a criteria of family caregivers were (1) 18 years or older,
determinant of self-care behavior in the perspective of (2) designated as a primary caregiver, (3) an unpaid
FIGURE 1. Hypothesized model of HF knowledge, perceived control, social support, and CC-SCHFI based on the Information-
Motivation-Behavioral model. Caregiver confidence in CC-SCHFI, caregiver confidence in contribution to self-care of HF
index; CC-SCHFI, caregiver contribution to self-care of HF index; CC-SCHFI-maintenance, caregiver contribution to self-
care maintenance of HF index; CC-SCHFI-management, caregiver contribution to self-care management of HF index; HF,
heart failure.
person who provided the most informal care to the CC-SCHFI showed good internal consistency (9.80) and
patient, and (4) able to provide informed consent. test-retest reliability (9.90).14
All data were collected by a face-to-face interview
during the investigation. Among 247 dyads of eligible Heart Failure Knowledge
patients and family caregivers, 241 dyads completed Family caregivers’ HF knowledge was measured by
valid questionnaires, and 6 dyads were excluded the Chinese version of Heart Failure Knowledge Test.
because of missing data. The response rate was 96.8%. It was developed to assess the understanding of the
etiology of HF, symptoms of worsening HF, low-sodium
Measurements diet selection, medications, and self-management related
Demographic and Clinical Characteristics to weight monitoring, physical activity, and worsening
The demographic information of patients and family symptoms, for example, ‘‘Which of the following was
caregivers (age, gender, marital status, residence, edu- not the symptoms of HF?’’ 32 It consists of 10 single-
cational level, patient’s relationship with family care- choice questions, 2 multiple-choice questions, and 2 fill-
giver, and family caregiver living with the patient or in-the-blank items. One point is given for the correct
not) was obtained from the interview. Clinical charac- answer of each question. The number of correct answers is
teristics of the patients (New York Heart Association the total score. A higher score indicates a higher level of
class and duration of diagnosis) were obtained from HF knowledge, with a range from 0 to 14. In this study,
medical records. the Cronbach’s ! was .63.
The SPSS version 20.0 for Windows (IBM Corp, The pathway of the final model was depicted in Figure 2.
Armonk, New York) was used to perform statistical After modification, the fit indices were acceptable:
analyses. Descriptive statistics were used to summarize # 2 = 8.175, df = 4, # 2/df = 2.044 (P = .085); GFI, 0.989;
the demographics and clinical characteristics. The bi- AGFI, 0.942; TLI, 0.917; CFI, 0.978; and RMSEA, 0.066.
variate analysis provided the preliminary relationships
among construct variables of the hypothesis model. TABLE 1 Characteristics of Patients and Family
Subsequently, structural equation modeling was used Caregivers (N = 241 dyads)
to conduct path analyses of the hypothesis model using
Characteristics Patients Caregivers
SPSS Amos version 21.0. The # 2 test, goodness of fit
index (GFI), adjusted GFI (AGFI), Tucker-Lewis Index Age, mean (SD), y 62.71 (11.04) 48.40 (14.25)
Gender, n (%)
(TLI), comparative fit index (CFI), and root mean square Male 126 (52.3) 108 (44.8)
error of approximation (RMSEA) were calculated as Female 115 (47.7) 133 (55.2)
the fit indices of the final model. A structural model Partnered, n (%)
had good data fit if the # 2 was nonsignificant (P 9 .05); Yes 213 (88.4) 227 (94.2)
the GFI, AGFI, TLI, and CFI approached 1.0; and No 28 (11.6) 14 (5.8)
Education, n (%)
RMSEA was less than 0.08.36 The significance level QHigh school 65 (27.0) 125 (51.9)
was set at .05 with a 2-tailed test. GHigh school 176 (73.0) 116 (48.1)
Residence, n (%)
Rural 114 (47.3) 85 (35.3)
Results Urban 127 (52.7) 156 (64.7)
Sample Characteristics Patient characteristics
NYHA class, n (%)
As shown in Table 1, on average, family caregivers II 148 (61.4)
were approximately 14.3 years younger than patients III 72 (29.9)
IV 21 (8.7)
with HF, and there was a slightly smaller proportion Duration of diagnosis, n (%), y
of men (108, 44.8%) as family caregivers as opposed G0.5 149 (61.8)
to patients (126, 52.3%). Most family caregivers (227, 0.5Y3 44 (18.3)
94.2%) and patients (213, 88.4%) had a partner. 93 48 (19.9)
Family caregivers were more educated than patients, Caregiver characteristics
Living with patient, n (%)
with 51.9% of them having at least high school edu- Yes 154 (63.9)
cation. A higher proportion of family caregivers lived No 87 (36.1)
in urban areas (156, 64.7%), when compared with Relationship with patient, n (%)
patients (127, 52.7%). Most patients (220, 91.3%) Spouse 102 (42.3)
had NYHA class II or III, and 149 patients (61.8%) Adult child 109 (45.2)
Other relationship 30 (12.5)
were given a diagnosis of HF within half a year. More
than half of family caregivers (154, 63.9%) were living Abbreviation: NYHA, New York Heart Association.
Abbreviations: Caregiver confidence in CC-SCHFI, caregiver confidence in contribution to self-care of HF index; CC-SCHFI, caregiver contribution to
self-care of HF index; CC-SCHFI-maintenance, caregiver contribution to self-care maintenance of HF index; CC-SCHFI-management, caregiver
contribution to self-care management of HF index; HF, heart failure.
a
P G .05.
b
P G .01.
The path coefficients were shown in Table 3. As ex- and social support on CC-SCHFI with psychometri-
pected, CC-SCHFI-maintenance was positively influ- cally sound instruments.
enced by perceived control (" = .148, P = .015) and In this study, family caregivers’ HF knowledge had
caregiver confidence in CC-SCHFI (" = .293, P G indirect effects on CC-SCHFI-maintenance, both di-
.001). The CC-SCHFI-management was positively rect and indirect effects on CC-SCHFI-management,
influenced by HF knowledge (" = .270, P G .001), and direct effects on caregiver confidence in CC-SCHFI.
perceived control (" = .140, P = .007), social support A previous study found that HF knowledge was
(" = .123, P = .019), caregiver confidence in CC-SCHFI necessary but insufficient for effective self-care behav-
(" = .328, P G .001), and CC-SCHFI-maintenance (" = iors in patients and caregivers.37 Most patients and
.148, P = .006). Caregiver confidence in CC-SCHFI caregivers expressed that healthcare providers
was positively influenced by HF knowledge (" = .334, explained inadequate knowledge about HF, such as
P G .001). The final model accounted for 24.6% of the its causes, symptoms, and medications, which was one
variance in CC-SCHFI-maintenance, 67.6% of the var- of the barriers to performing HF care.38 Although
iance in CC-SCHFI-management, and 33.4% of the patients could often recall healthcare providers’ self-
variance in caregiver confidence in CC-SCHFI. care information, they were unable to integrate the
practices into their daily lives.39 Therefore, theme-
Discussion based transitional care should include providing patients
To the best of our knowledge, this is the first study to and family caregivers with practical skills and services
find the effects of HF knowledge, perceived control, to promote knowledge and engagement in self-care and
FIGURE 2. The final model of HF knowledge, perceived control, social support, and CC-SCHFI based on the Information-
Motivation-Behavioral model. Caregiver confidence in CC-SCHFI, caregiver confidence in contribution to self-care of HF
index; CC-SCHFI, caregiver contribution to self-care of HF index; CC-SCHFI-maintenance, caregiver contribution to self-
care maintenance of HF index; CC-SCHFI-management, caregiver contribution to self-care management of HF index; HF,
heart failure. Bold lines indicate significant regression paths. Dotted lines indicate nonsignificant regression paths. aP G .05.
b
P G .01. cP G .001.
Abbreviations: b, regression coefficient; ", standard regression coefficient; Caregiver confidence in CC-SCHFI, caregiver confidence in contribution to
self-care of HF index; CC-SCHFI, caregiver contribution to self-care of HF index; CC-SCHFI-maintenance, caregiver contribution to self-care
maintenance of HF index; CC-SCHFI-management, caregiver contribution to self-care management of HF index; HF, heart failure; SE, standard error.
stimulate active communication with healthcare In this study, there was no direct relationship
providers.40 between HF knowledge and CC-SCHFI-maintenance.
Perceived control of family caregivers directly affected However, we found that the relationship was totally
CC-SCHFI-maintenance and both directly and indirectly mediated by caregiver confidence in CC-SCHFI. This
affected CC-SCHFI-management. Caregivers’ perceived finding is of importance because it suggests that inter-
control about their family member’s heart problem was ventions on increasing family caregivers’ HF knowl-
a positive and important factor in the impact of care- edge may improve CC-SCHFI-maintenance through
giving.41 In the previous studies, HF spouses or other strengthening caregiver confidence in CC-SCHFI. To
family members with higher perceived control had our knowledge, this mediating effect of caregiver con-
less caregiver burden, higher emotional well-being, and fidence in CC-SCHFI has not been reported among
less emotional stress (eg, anxiety, depression, and family caregivers of patients with HF.
hostility).24,25,42,43 Therefore, interventions designed We also found that perceived control of family
specifically to increase the degree of perceived control caregivers had no direct effect on caregiver confidence
related to their caregiving tasks, caregiving burden, and in CC-SCHFI. It is not in accordance with a previous
emotional status might improve CC-SCHFI-maintenance study on patients with HF, which reported that the
and CC-SCHFI-management. stronger perception of internal health control, the
Social support of family caregivers only directly higher confidence in the process of the management
influenced CC-SCHFI-management. This was con- of HF.45 It may result from the incongruence in
sistent with that better perceived social support for confidence of patient and caregiver contributions to
caregivers was significantly associated with greater HF self-care.46 Furthermore, the determinants of con-
CC-SCHFI-management.29 Although social support tribution to self-care of HF were not completely
from relatives, friends, and colleagues improved the identical in patient-caregiver dyadic.29,47 In our study,
prognosis of patients with heart disease, their family family caregivers’ social support did not directly influ-
caregivers who experienced mental distress (eg, ence CC-SCHFI-maintenance. It is in line with the
caregiving stress, depression) also need emotional finding that social support was not the significant
support from others.44 In addition, the perceived social determinant of CC-SCHFI-maintenance in family
support of family caregivers effectively reduced the caregivers of patients with HF.29 Family caregivers’
caregiving burden.28 A qualitative study reported that social support was also found to have no direct
family caregivers with lower social support perceived influence on caregiver confidence in CC-SCHFI in the
their caregiver role as more burdensome and boring or current study. It is comparable with the finding that
less rewarding than caregivers with higher social there was no effect of social support on confidence
support.41 for physical activity in family caregivers of cancer
In this study, the caregiver confidence in CC-SCHFI survivors.48 Given the less evidence on CC-SCHFI,
had direct effects on caregiver CC-SCHFI-maintenance further investigation is warranted.
and both direct and indirect effects on CC-SCHFI-
management. This was consistent with that caregiver
Limitations
confidence in CC-SCHFI was the primary determinant of
CC-SCHFI-maintenance and CC-SCHFI-management.30 This study also has limitations. This was an analysis of
In addition, the CC-SCHFI-maintenance had direct ef- cross-sectional data, which allowed only the identifi-
fects on CC-SCHFI-management. These findings indi- cation of correlates or determinants of CC-SCHFI.
cated that the CC-SCHFI-management might be Future studies should use a longitudinal design to
improved through interventions targeted at caregiver identify true predictors of CC-SCHFI. In addition,
confidence and CC-SCHFI-maintenance. the findings are generalized to other countries with
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