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Adult Traumatic Brachial

Plexus Injuries

Alexander Y. Shin, MD, Abstract


Robert J. Spinner, MD, Adult traumatic brachial plexus injuries are devastating, and they
Scott P. Steinmann, MD, and are occurring with increasing frequency. Patient evaluation
Allen T. Bishop, MD consists of a focused assessment of upper extremity sensory and
motor function, radiologic studies, and, most important,
preoperative and intraoperative electrodiagnostic studies. The
critical concepts in surgical treatment are patient selection as well
as the timing and prioritizing of restoration of function. Surgical
techniques include neurolysis, nerve grafting, neurotization, and
free muscle transfer. Results are variable, but increased knowledge
of nerve injury and repair, as well as advances in microsurgical
techniques, allow not only restoration of elbow flexion and
shoulder abduction but also of useful prehension of the hand in
some patients.

Dr. Shin is Associate Professor,


Department of Orthopaedic Surgery,
Division of Hand Surgery, Mayo Clinic,
Rochester, MN. Dr. Spinner is Associate
B rachial plexus lesions frequently
lead to significant physical dis-
ability, psychological distress, and
lower trunk). Compression injuries
to the brachial plexus usually occur
between the clavicle and the first
Professor, Department of Neurosurgery socioeconomic hardship. These le- rib. Direct blows also may result in
and Department of Orthopaedic sions can result from a variety of eti- injuries to the brachial plexus, espe-
Surgery, Division of Hand Surgery, Mayo ologies, including birth injuries, pen- cially around the coracoid process of
Clinic. Dr. Steinmann is Assistant etrating injuries, falls, and motor the scapula.
Professor, Department of Orthopaedic vehicle trauma. Most are closed in- The exact number of brachial
Surgery, Mayo Clinic. Dr. Bishop is
juries involving the supraclavicular plexus injuries that occur each year
Professor, Department of Orthopaedic
region rather than the retroclavicu- is difficult to ascertain; however,
Surgery, Mayo Clinic.
lar or infraclavicular level. The roots with the advent of increasingly ex-
None of the following authors or the and trunks are more commonly af- treme sporting activities and high-
departments with which they are fected than the divisions, cords, or energy motor sports, as well as the
affiliated has received anything of value terminal branches. Most injuries oc- increasing number of survivors of
from or owns stock in a commercial cur as a result of fracture or compres- high-speed motor vehicle accidents,
company or institution related directly or sion or as a combination of these. In the number of brachial plexus inju-
indirectly to the subject of this article: the supraclavicular region, traction ries continues to rise throughout the
Dr. Shin, Dr. Spinner, Dr. Steinmann, and injuries occur when the head and world.1-6 Most of these injuries occur
Dr. Bishop. neck are violently moved away from in males aged 15 to 25 years.5,7,8 Based
Reprint requests: Dr. Shin, Mayo Clinic, the ipsilateral shoulder, often result- on his experience with 1,068 patients
E14A, 200 1st Street SW, Rochester, ing in an injury to the C5 or C6 roots with brachial plexus injuries during
MN 55905. or upper trunk. Traction to the bra- an 18-year span, Narakas9 developed
chial plexus also can occur second- his rule of “seven seventies.” He re-
J Am Acad Orthop Surg 2005;13:382- ary to violent arm movement; when ported that approximately 70% of
396
the arm is abducted over the head traumatic brachial plexus injuries oc-
Copyright 2005 by the American with significant force, traction oc- curred secondary to motor vehicle
Academy of Orthopaedic Surgeons. curs within the lower elements of accidents; of these, approximately
the brachial plexus (C8-T1 roots or 70% involved motorcycles or bicy-

382 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

Figure 1

Anatomy of the brachial plexus. A, The brachial plexus has five major segments: roots, trunks, divisions, cords, and branches.
The clavicle overlies the divisions. The roots and trunks compose the supraclavicular plexus, and the cords and branches
compose the infraclavicular plexus. B, The relationship between the axillary artery and the cords. The cords are named for their
anatomic relationship to the axillary artery: lateral, medial, and posterior. LC = lateral cord, LSS = lower subscapular nerve,
MABC = medial antebrachial cutaneous nerve, MBC = medial brachial cutaneous nerve, MC = medial cord, PC = posterior
cord, TD = thoracodorsal nerve, USS = upper subscapular nerve. (Adapted by permission of Mayo Foundation.)

cles. Of the cycle riders, approxi- chial plexus intervention surgery.


Anatomy
mately 70% had multiple injuries. However, amputation plus shoulder
Overall, 70% had supraclavicular le- fusion performed within 24 months The brachial plexus is formed from
sions; of those, 70% had at least one of injury resulted in predominantly five cervical nerve roots: typically,
root avulsed. At least 70% of patients good and fair outcomes. Conse- C5, C6, C7, C8, and T1 (Fig. 1). Ad-
with a root avulsion also have avul- quently, in the 1960s, transhumeral ditionally, there may be contribu-
sions of the lower roots (C7, C8, or (above-elbow) amputation, combined tions to the brachial plexus from C4,
T1). Finally, of patients with lower with shoulder fusion in slight abduc- ranging from small branches to larger
root avulsion, nearly 70% will expe- tion and flexion, was advocated.12 contributions, and from T2. A plexus
rience persistent pain. However, loss of glenohumeral mo- with contributions from C4 is called
Treatment recommendations for tion caused by brachial plexus inju- “prefixed.” The incidence of prefixed
complete root avulsions have varied ries limited the effectiveness of body- plexuses ranges from 28% to 62%.
widely over the past 50 years. Follow- powered prostheses (eg, figure-of-8 When contributions from T2 occur,
ing World War II, the standard ap- harness with farmer’s hook). Ad- the plexus is termed “postfixed.” The
proach was surgical reconstruction vances in brachial plexus reconstruc- incidence of postfixed plexuses
by shoulder fusion, elbow bone tion have yielded outcomes superior ranges from 16% to 73%.13
block, and finger tenodesis.10 Yeoman to historical results. A better under- The so-called true form of the bra-
and Seddon11 noted a tendency standing of the pathophysiology of chial plexus was described by Kerr,13
among these patients to become nerve injury and repair, as well as re- who performed detailed anatomic
“one-handed” within 2 years of in- cent advances in microsurgical tech- dissections on 175 specimens. In the
jury, resulting in few successful out- niques, have allowed reliable restora- true form there are five separate sec-
comes regardless of the treatment ap- tion of elbow flexion and shoulder tions of the brachial plexus: roots,
proach. Their retrospective study abduction, in addition to useful pre- trunks, divisions, cords, and terminal
revealed no good results from bra- hension of the hand in some cases. branches. Formed by the coalescence

Volume 13, Number 6, October 2005 383


Adult Traumatic Brachial Plexus Injuries

Figure 2

A, Anatomy of the brachial plexus roots and types of injury. The roots are formed by the coalescence of the ventral (motor) and
dorsal (sensory) rootlets as they pass through the spinal foramen (A). The dorsal root ganglion holds the cell bodies of the
sensory nerves; the cell bodies for the ventral nerves lie within the spinal cord. Three types of injury can occur: avulsion injuries
pull the rootlets out of the spinal cord (B); stretch injuries attenuate the nerve (C); and ruptures result in complete discontinuity
of the nerve (D). B, Intraoperative photograph of a preganglionic injury (root avulsion) as well as a postganglionic injury. The
C5 root is avulsed with its dorsal and ventral rootlets. The asterisk marks the dorsal root ganglion. The C6 root, which is inferior,
demonstrates a rupture at the root level. (Panel A adapted by permission of Mayo Foundation. Panel B reproduced by permission
of Mayo Foundation.)

of the ventral and dorsal nerve root- ery at this time for preganglionic the lateral cord contribution to the
lets, the root passes through the spi- injury. median nerve. The medial cord con-
nal foramen (Fig. 2, A). The dorsal The C5 and C6 roots merge to tributes to the median nerve as well
root ganglion holds the cell bodies of form the upper trunk, and the C8 as to the ulnar nerve.
the sensory nerves and lies within the and T1 roots merge to form the low- A few terminal nerve branches
confines of the spinal canal and fora- er trunk. C7 becomes the middle come off the roots, trunks, and cords.
men. A preganglionic injury is one in trunk. The point at which C5 and The branches off the C5 root include
which the spinal roots are avulsed C6 merge (Erb’s point) marks the lo- a branch to the phrenic nerve, the
from the spinal cord (Fig. 2, B). cation at which the suprascapular dorsal scapular nerve (rhomboid
Preganglionic injuries can be sepa- nerve emerges. Each trunk then di- muscles), and the long thoracic nerve
rated into central avulsions, in which vides into an anterior and a posteri- (serratus anterior muscle) (Fig. 1, A).
the nerve is avulsed directly from the or division and passes beneath the The branches off C6 and C7 also con-
spinal cord, and intradural ruptures, clavicle. The posterior divisions tribute to the long thoracic nerve
in which rootlets rupture proximal to merge to become the posterior cord, (serratus anterior muscle). The
the dorsal root ganglion. An injury and the anterior divisions of the up- branches off the upper trunk include
distal to the dorsal root ganglion is per and middle trunk merge to form the suprascapular nerve (supraspina-
called postganglionic (Fig. 2, B). Dis- the lateral cord (Fig. 1, B). The ante- tus and infraspinatus muscles) and
tinguishing between a preganglionic rior division from the lower trunk the nerve to the subclavius muscle.
and a postganglionic injury is impor- forms the medial cord. The posteri- The lateral cord gives off the lateral
tant when considering the possibility or cord forms the axillary nerve and pectoral nerve, while the posterior
of spontaneous recovery and implica- the radial nerve. The lateral cord and medial cords each have three
tions for surgical reconstruction be- splits into two terminal branches: branches. The posterior cord gives off
cause there is little potential recov- the musculocutaneous nerve and branches (proximal to distal) that in-

384 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

clude the upper subscapular nerve, function and the muscles innervated C7 and innervates the serratus ante-
thoracodorsal nerve, and the lower by the radial nerve. Examination of rior muscle. This nerve, >20 cm
subscapular nerve. The medial cord wrist extension, elbow extension, long, is vulnerable to injury as it de-
gives off the medial pectoral nerve, and shoulder abduction may help de- scends along the chest wall. Injury to
the medial antebrachial cutaneous termine the condition of the posteri- the long thoracic nerve with result-
nerve, and the medial brachial cuta- or cord. ant dysfunction of the serratus ante-
neous nerve. By noting loss of func- The latissimus dorsi is innervated rior muscle causes significant scap-
tion to these muscles, one can gain by the thoracodorsal nerve, which is ular winging as the patient attempts
knowledge on pinpointing the level also a branch of the posterior cord. to forward elevate the arm. The dor-
of brachial plexus injury. This muscle can be palpated in the sal scapular nerve is derived from
The sympathetic ganglion for T1 posterior axillary fold and can be felt C4-C5 and innervates the rhomboid
lies in close proximity to the T1 root to contract when a patient is asked muscles, often at a foraminal level.
and provides sympathetic outflow to to cough. The pectoralis major is in- Careful examination demonstrates
the head and neck. Avulsion of the nervated by the medial and lateral atrophy of the rhomboids and para-
T1 root (a pre-ganglionic injury) re- pectoral nerves, each a branch of the scapular muscles when this nerve is
sults in interruption of the T1 sym- medial and lateral cords, respective- injured. The patient must be ob-
pathetic ganglion, resulting in Hor- ly. The medial pectoral nerve inner- served posteriorly to fully evaluate
ner syndrome, which consists of vates the sternal head of the pectora- the serratus anterior and rhomboid
miosis (small pupil), enophthalmos lis major, and the lateral pectoral muscles.
(sinking of the orbit), ptosis (lid nerve innervates the clavicular head. Neighboring cranial nerves must
droop), and anhydrosis (dry eyes). The entire pectoralis major muscle be considered during motor testing.
can be palpated from superior to in- The spinal accessory nerve that in-
ferior as the patient adducts the arm nervates the trapezius muscle can
Patient Evaluation
against resistance. occasionally be injured with the
Physical Examination Located proximal to the cord lev- neck or shoulder trauma that affects
Brachial plexus injury is often el, the suprascapular nerve is a ter- the brachial plexus. Its integrity is
seen in patients who have sustained minal branch at the trunk level. It important because the spinal acces-
polytrauma; thus, diagnosis of the can be examined by assessing shoul- sory increasingly is used as a nerve
nerve injury necessarily may be de- der external rotation and elevation. transfer.
layed until the patient is stabilized Often, in a chronic situation, the Careful sensory (and/or autonom-
and resuscitated. A high index of posterior aspect of the shoulder dem- ic) examination should include var-
suspicion for a brachial plexus inju- onstrates significant atrophy in the ious nerve distributions (especially
ry should be maintained when ex- area of the infraspinatus muscle. Su- autonomous zones). Sensation of
amining a patient with severe shoul- praspinatus muscle atrophy is hard- root-level dermatomes can be unre-
der girdle injury. On initial er to detect clinically because the liable because of either overlap from
examination, the patient is often ob- trapezius muscle covers most of the other nerves or anatomic variation.
tunded or sedated, and careful obser- supraspinatus muscle. Loss of shoul- The examiner should record ac-
vation is needed as the patient be- der flexion, rotation, and abduction tive and passive ranges of motion as
comes more coherent. also may be caused by a significant well as the presence or absence of re-
A detailed examination of the rotator cuff or deltoid injury. Both flexes. The presence of concomitant
brachial plexus and its terminal axillary nerve function and rotator spinal cord injury should be consid-
branches can be performed in a few cuff integrity should be evaluated ered by examining for lower limb
minutes on an awake, cooperative when testing shoulder function. strength, sensory levels, increased
patient when the examiner is experi- Certain findings suggest pregan- reflexes, and pathologic reflexes. Per-
enced and systematic. The median, glionic injury on clinical examina- cussing the nerve is especially help-
ulnar, and radial nerves are evaluat- tion. For example, the patient should ful. Acutely, pain over a nerve sug-
ed by examining finger and wrist be examined for the presence of Hor- gests a rupture. Lack of percussion
motion. Elbow flexion and extension ner syndrome, which is suggestive of tenderness over the brachial plexus
are examined to determine musculo- a root avulsion at the C8-T1 level. indicates an avulsion. An advancing
cutaneous and high radial nerve Injury to the long thoracic nerve or Tinel sign is sometimes suggestive
function. Examination of shoulder the dorsal scapular nerve suggests a of a recovering lesion.
abduction can determine the func- higher (more proximal) level of inju- Because it is possible also to rup-
tion of the axillary nerve, a branch of ry because both nerves originate at ture the axillary artery at the time of
the posterior cord. Injury to the pos- the root level. The long thoracic significant brachial plexus injury, a
terior cord may affect both deltoid nerve is formed from the roots of C5- vascular examination should be per-

Volume 13, Number 6, October 2005 385


Adult Traumatic Brachial Plexus Injuries

Figure 3 ciated inflammation or edema, and


it can evaluate mass lesions in the
patient with spontaneous non-
traumatic neuropathy affecting the
brachial plexus or its terminal
branches. Despite this, in the acute
setting, CT myelography remains
the primary mode of radiographic
evaluation for nerve root avulsion.

Electrodiagnostic Studies
Electrodiagnostic studies are inte-
gral to both preoperative and intra-
operative decision-making. They
help in confirming a diagnosis, local-
izing lesions, defining the severity of
axon loss and the completeness of a
Presence of a pseudomeningocele (asterisks) indicates greater likelihood of a nerve lesion, eliminating other conditions
root avulsion. A, Anteroposterior myelogram demonstrating multiple root avulsions from the differential diagnosis, and
(asterisks). B, Those avulsions (asterisk) are clearly seen on axial CT myelogram. revealing subclinical recovery or
The arrows on the opposite side of the avulsion demonstrate the normal dorsal and
unrecognized subclinical disorders.
ventral rootlet outline of the uninjured side. These outlines are missing on the injured
Electrodiagnostic studies are an im-
side. (Reproduced by permission of Mayo Foundation.)
portant adjunct to a thorough histo-
ry, physical examination, and imag-
formed. Vascular injuries are not in- angiography may be indicated to ing studies, not a substitute for
frequent findings with infraclavicu- confirm the patency of a previous them.
lar lesions or with even more severe vascular repair or reconstruction. For closed injuries, baseline elec-
injuries, such as scapulothoracic dis- Computed tomography (CT) tromyography (EMG) and nerve con-
sociation. combined with myelography has duction velocity (NCV) studies are
been instrumental in helping to de- best performed 3 to 4 weeks after in-
Radiographic Evaluation fine the level of nerve root jury because wallerian degeneration
After a traumatic injury to the injury.14-16 With an avulsion of a cer- will have occurred by then. Serial
neck or shoulder girdle, radiograph- vical root, the dural sheath heals electrodiagnostic studies can be
ic examination should include views with development of a pseudomen- done every few months in conjunc-
of the cervical spine, shoulder (an- ingocele. Immediately after injury, tion with a repeat physical examina-
teroposterior and axillary views), blood clot is often present in the area tion to document and quantify ongo-
and chest. The spine radiographs of the nerve root avulsion and can ing reinnervation or denervation.
should determine the presence of displace dye from the myelogram. EMG tests muscles at rest and
any associated cervical fractures that Therefore, a CT myelogram should with activity. Denervational chang-
could put the spinal cord at risk. be done 3 to 4 weeks after injury to es (ie, fibrillation potentials) in dif-
Transverse process fractures in the allow time for blood clots to dissi- ferent muscles can be seen in proxi-
cervical vertebrae may suggest root pate and for pseudomeningoceles to mal muscles as early as 10 to 14 days
avulsion at the same level. Clavicle fully form. A pseudomeningocele on after injury (and in 3 to 6 weeks in
or rib fractures (first or second rib) CT myelogram is highly suggestive more distal muscles). Reduced re-
may indicate trauma to the brachial of a root avulsion (Fig. 3). cruitment of motor unit potentials
plexus. Chest radiographs may re- Magnetic resonance imaging can be demonstrated immediately
veal old rib fractures, which are im- (MRI) may be useful in evaluating after weakness occurs from lower
portant should intercostal nerves be patients with a suspected nerve root motor neuron injury. The presence
considered for nerve transfer (rib avulsion,17-19 and it has some advan- of active motor units with voluntary
fractures often injure the associated tages over CT myelogram. MRI can effort and few fibrillations at rest of-
intercostal nerves). Additionally, visualize much of the brachial fers a good prognosis compared with
phrenic nerve injury causes associat- plexus, whereas CT myelography the absence of motor units and
ed paralysis of the hemidiaphragm. demonstrates only nerve root injury. many fibrillations. EMG may help
When vascular injury is suspected, Additionally, MRI can demonstrate distinguish preganglionic from post-
arteriography or magnetic resonance large neuromas after trauma or asso- ganglionic lesions by needle exami-

386 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

nation of proximally innervated Intraoperative electrodiagnostic integrity of a few hundred intact


muscles that are innervated by root studies also may play a part in bra- fibers. The actual state of the ventral
level motor branches (eg, cervical chial plexus surgery. A combination root is not tested directly with this
paraspinals, rhomboids, serratus an- of intraoperative electrodiagnostic technique. Instead, it is inferred from
terior). techniques can be used to maximize the state of the sensory nerve root-
NCV studies are performed along the information gathered before lets, even though perfect correlation
with EMG. In posttraumatic brachial making a surgical decision. These between dorsal and ventral root avul-
plexus lesions, the amplitudes of techniques routinely include nerve sions does not always exist. SSEPs
compound muscle action potentials action potentials (NAPs) and soma- are absent in postganglionic or
(CMAPs) are generally low. Sensory tosensory evoked potentials (SSEPs), combined pre- and postganglionic
nerve action potentials (SNAPs) are as well as CMAPs. NAPs allow the lesions. Motor-evoked potentials
important in localizing a lesion surgeon to test a nerve directly assess the integrity of the motor
as preganglionic or postganglionic. across a lesion to detect reinnerva- pathway via the ventral root. This
SNAPs are preserved in lesions prox- tion months before conventional technique, which uses transcranial
imal to the dorsal root ganglia. Be- EMG techniques would demon- electrical stimulation, has recently
cause the sensory nerve cell body is strate activity and to determine been approved in the United States.21
intact and within the dorsal root gan- whether a lesion is neurapractic CMAPs are not useful intraopera-
glion, NCV studies often demonstrate (negative NAP) or axonotmetic (pos- tively in complete distal lesions be-
that the SNAP is normal, when clin- itive NAP). The presence of a NAP cause of the time required for regen-
ically the patient is insensate in the across a lesion indicates preserved eration to occur into distal muscles.
associated nerve sensory distribution. axons or significant regeneration. However, CMAPs are useful in par-
SNAPs are absent in a postganglionic Primate studies have suggested that tial lesions because the size of the le-
or a combined pre- and postganglionic the presence of a NAP indicates the sion is proportional to the number of
lesion. For example, a patient with a viability of thousands of axons rath- functioning axons.
normal SNAP in the ulnar nerve, er than the hundreds seen with oth-
with an insensate ulnar nerve distri- er techniques.20 The presence of a
Concepts of Surgical
bution, has avulsions (preganglionic NAP suggests that recovery will oc-
Management
injury) of the C8-T1 roots. cur after neurolysis alone without
There are limitations to electrodi- the need for additional treatment The three most important concepts
agnostic studies. The EMG/NCV (eg, neuroma resection and grafting). in the surgical management of bra-
study is only as good as the experi- More than 90% of patients with a chial plexus injuries are patient se-
enced physician who is performing preserved NAP will gain clinically lection, the exact timing of surgery,
the study and interpreting the re- useful recovery.20 NAPs indirectly and the prioritization of restoration
sults. EMG may demonstrate evi- can help distinguish between pre- of function in the upper arm.
dence of early recovery in muscles and postganglionic injury. A faster Surgery should be performed in
(eg, emergence of nascent potentials, conduction velocity with large am- the absence of clinical or electrical
a decreased number of fibrillation plitude and short latency, together evidence of recovery or when spon-
potentials, or the appearance of or an with severe neurologic loss, indicate taneous recovery is impossible. De-
increased number of motor unit po- a preganglionic injury. A flat tracing spite the improvements in electro-
tentials); these findings may predate suggests that adequate regeneration diagnostic studies and imaging,
clinically apparent recovery by is not occurring; this is consistent selecting when and on whom to op-
weeks to months. However, EMG with either a reparable postganglion- erate remains one of the most diffi-
recovery does not always equate ic lesion or an irreparable combined cult decisions in peripheral nerve
with clinically relevant recovery ei- pre- and postganglionic lesion. With surgery. During the observation peri-
ther in terms of quality of regenera- the latter, sectioning the nerve back od, physical therapy should be per-
tion or extent of recovery. EMG re- to an intraforaminal level would not formed to prevent contractures and
covery merely indicates that an reveal good fascicular structure.20 to strengthen functioning muscles.
unknown number of fibers have Intraoperative somatosensory- Timing of surgery or intervention
reached muscles and have estab- evoked potentials (SSEPs) are also depends on the mechanism of injury
lished motor end plate connections. used during brachial plexus surgery. as well as the type of injury. Imme-
Conversely, evidence of reinnerva- The presence of an SSEP suggests diate exploration and primary repair
tion may not be detected on EMG in continuity between the peripheral of the injured portion of the brachi-
complete lesions, despite ongoing re- nervous system and the central ner- al plexus is indicated in sharp open
generation, when target end organs vous system via a dorsal root. A pos- injuries. This facilitates end-to-end
are more distal. itive response is determined by the repair of the injured nerves. When

Volume 13, Number 6, October 2005 387


Adult Traumatic Brachial Plexus Injuries

Figure 4 duction and stability, hand sensibility,


wrist extension and finger flexion,
wrist flexion and finger extension,
and intrinsic function of the hand.

Surgery
Brachial plexus surgery can be divided
into primary and secondary recon-
struction. Primary reconstruction is
the initial surgical management and
may include nerve surgery/recon-
struction (eg, direct repair, neuroly-
sis, nerve grafting, nerve transfers)
and/or soft-tissue procedures (eg, free
functioning muscle transfer). Second-
ary reconstruction may be necessary
to improve function, either to aug-
ment partial recovery or to obtain
function when none has been
achieved. This may include soft-
tissue reconstruction (eg, tendon/
muscle transfer, free muscle transfer)
and bony procedures (eg, arthrodesis,
Intraplexal nerve grafting with donor nerves can be performed in the setting of osteotomy), but typically not nerve
postganglionic injury with viable nerve root stumps available. With postganglionic
surgery. Often a combination of these
injuries on C5, C6, and C7, nerve grafts can be used to target shoulder abduction
techniques can be used, necessitating
(C5 to the suprascapular nerve [A] and posterior division of the upper trunk [B]),
elbow flexion (C6 to the anterior division of the upper trunk [C]), and wrist extension a broad surgical armamentarium.
and elbow extension (C7 to the posterior division of the middle trunk, targeting
radial nerve function [D]). SSN = suprascapular nerve. (Adapted by permission of Primary Reconstruction
Mayo Foundation.) Direct repair of nerve ends can be
done after sharp injuries (eg, lacera-
tions), but it cannot be applied to
the open injury is secondary to a time for spontaneous reinnervation, stretch injuries. External neurolysis
blunt object with avulsion of the but waiting too long before operating is a necessary prerequisite for intra-
nerve, the ends of the lacerated may unnecessarily lead to failure of operative electrical studies. Neurol-
nerve should be tagged and a delayed the motor end plate and thus failure ysis alone may be performed when
repair performed 3 to 4 weeks later. of reinnervation. Early exploration the nerve is in continuity and a NAP
By 3 to 4 weeks, the injured nerve and reconstruction (between 3 and 6 is obtained.22
ends will have demarcated, enabling weeks) is indicated when there is a
better access to the zone of nerve in- high suspicion of root avulsion. Rou- Intraplexal Nerve Grafting
jury. Low-velocity gunshot wounds tine exploration is performed 3 to 6 Nerve grafting can be performed
should be observed because most of months after injury in patients who with ruptures or postganglionic neu-
these injuries are neurapraxic; how- have not demonstrated adequate rein- romas that do not conduct a NAP
ever, high-velocity gunshot wounds nervation. Results from delayed (6 to across the lesion. In such cases, the
are associated with significant soft- 12 months) or late (>12 months) sur- nerve root—because of its connec-
tissue damage and usually mandate gery are poorer because the time for tion to the spinal cord—has main-
surgical exploration. the nerve to regenerate to the target tained viable motor axons that can
For stretch injuries, the exact tim- muscles is greater than the survival be grafted to specific targets. Interpo-
ing of surgery is more controversial. time of the motor end plate after de- sitional grafts (typically using cable
The timing is determined somewhat enervation. grafts of sural or other cutaneous
by the mechanism and type of injury, Most surgeons consider elbow nerves) are coapted between nerve
physical examination and imaging flexion the highest priority when re- stumps without undue tension. For
findings, and surgeon preference. Op- storing function to the flail extrem- example, C5 is targeted for shoulder
erating early may not allow sufficient ity. Next in priority are shoulder ab- abduction (suprascapular nerve, axil-

388 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

Figure 5

Neurotization for shoulder abduction with the spinal accessory nerve29 (A) or the phrenic nerve24 (B) can be performed in the
supraclavicular exposure. (Adapted by permission of Mayo Foundation.)

lary nerve), C6 for elbow flexion ly, using a fascicle of a functioning tralateral C7 and phrenic nerves, but
(musculocutaneous nerve), and C7 ulnar nerve (Oberlin transfer) or the long-term studies are not avail-
for elbow extension and wrist exten- median nerve in patients with intact able.25,27
sion (radial nerve)22 (Fig. 4). C8 and T1 nerves has allowed rapid Neurotization for shoulder abduc-
and powerful return of elbow flex- tion can be easily obtained by nerve
Nerve Transfer (Neurotization) ion, with 94% of patients achieving transfer of either the spinal accesso-
Nerve transfer can be performed M4 strength.23 The phrenic nerve24 ry nerve or the phrenic nerve to the
for preganglionic injury or to acceler- and the contralateral C7 (or hemi- suprascapular nerve.24,26,28 The bene-
ate recovery by reducing the time for contralateral C7)25 nerve also have fit of these two transfers is that no
reinnervation by decreasing the dis- been used to expand the pool of ex- additional interposition nerve grafts
tance between the site of nerve re- traplexal donors and to improve out- are needed, and a direct coaptation of
pair and the end organ. A function- comes. The deep cervical plexus and the nerves is possible (Fig. 5). When
ing nerve of lesser importance is hypoglossal nerve (cranial nerve XII) additional nerve sources are avail-
transferred to the more important have been used, but poor motor re- able, neurotization of the axillary
denervated distal nerve. Ideally, covery has been reported.26 nerve (nerve grafting from C5) is rec-
nerve transfers should be performed The average number of myelinat- ommended to provide further shoul-
within 6 months of injury; however, ed axons in these donor nerves var- der stability and abduction.
even after the preferred 6-month ies. The spinal accessory nerve has Neurotization for elbow flexion
time frame, nerve transfers may be approximately 1,700 axons; the can be performed using either inter-
more suitable than grafting because phrenic nerve, 800 axons; a single in- costal nerves (Fig. 6) directly or the
nerve transfers have faster recovery tercostal motor nerve, 1,300 axons; spinal accessory nerve with an inter-
than grafting. and the contralateral C7 nerve, positional graft29 directly targeting
Several donor nerves are sources 23,780 axons.26 The goal is to maxi- the biceps motor branch (rather than
for neurotization. Some of the more mize the number of myelinated ax- the entire musculocutaneous nerve).
common include the spinal accesso- ons per target function and mini- Separating the biceps motor branch
ry nerve (cranial nerve XI), intercos- mize donor site morbidity. Several from the lateral antebrachial cutane-
tal nerves (motor and sensory), and series have reported an acceptable ous nerve in a retrograde manner al-
medial pectoral nerve. More recent- morbidity with transfer of the con- lows the maximum number of mo-

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Adult Traumatic Brachial Plexus Injuries

Figure 6 tor axons to be transferred directly to This technique is an excellent alter-


the biceps muscle. This also helps native to the intercostal neurotiza-
gain length for the transfer, thus tions or spinal accessory nerve with
eliminating the need for interposi- an interpositional graft.
tional grafts in the case of intercos- The contralateral C7 or a hemi-
tal nerves and shortening the length contralateral C7 nerve can be used
of the graft for the accessory nerve. via a vascularized ulnar nerve graft
Some have advocated using the (in the case of a complete plexus
phrenic nerve with an interposition- avulsion injury) or via sural nerve
al graft to the musculocutaneous grafts to bring a large number of mo-
nerve.24 tor axons to the injured side.25,27
In the event of an upper trunk When used with the vascularized ul-
avulsion injury, two popular options nar nerve graft, the contralateral or
exist for restoring elbow flexion. hemicontralateral C7 nerve can be
The medial pectoral nerve may be used to innervate the median nerve,
transferred to the musculocutane- with the goal of obtaining useful fin-
ous nerve or the biceps branch.26 Al- ger flexion (29% of patients achieved
ternatively, a fascicle from the ulnar M3 or M4 finger flexion) and protec-
nerve (Oberlin transfer) can be trans- tive sensation in the median nerve
ferred to the motor branch of the bi- distribution (81% of patients)27 (Fig.
Neurotization for elbow flexion with
ceps with excellent results (94% of 8).
intercostal nerves. The motor branches patients achieved M4 strength)23
from the intercostal nerves can be (Fig. 7). Before separating the fasci- Outcomes of Nerve Transfers
easily harvested and neurotized to the cles from the ulnar nerve, they are Neurotization for elbow flexion
motor branch of the musculocutaneous tested with a nerve stimulator. Fas- and shoulder stability has been
nerve to the biceps. (Adapted by cicles that stimulate the intrinsic shown to be an effective means of re-
permission of Mayo Foundation.) muscles of the hand are avoided; storing muscle function.28 In a criti-
those that stimulate wrist flexion cal meta-analysis of the English-
(flexor carpi ulnaris) are chosen. language literature, Merrell et al28

Figure 7

A, When the ulnar nerve is normal (ie, upper trunk injury sparing C8 and T1), a fascicle can be transferred to the motor branch
of the biceps to obtain elbow flexion. Top left: Transection (dashed line) of the motor branch to the biceps muscle. Top center:
Fascicle(s) obtained from normal ulnar nerve (dashed line). Top right: Fascicle(s) transferred to the motor branch of the
musculocutaneous nerve. B, Intraoperative photograph demonstrating the fascicle from the ulnar nerve transferred to the motor
branch of the biceps. MC n = musculocutaneous nerve, Transferred fascicle = portion of ulnar nerve, Ulnar n = ulnar nerve.
(Part A adapted by permission of Mayo Foundation. Part B reproduced by permission of Mayo Foundation.)

390 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

Figure 8

Contralateral C7 (or a hemicontralateral C7 [A and B]) nerve transfer via a vascularized ulnar nerve graft (in cases of complete
C5-T1 avulsions) can be used to bring a large number of motor axons into the injured side. The hemicontralateral C7 transfer can
be used effectively with a vascularized ulnar nerve graft to reinnervate the median nerve for finger flexion and sensation. (A) The
portion of the C7 (contralateral) that primarily innervates pectoral function is isolated, and half of the nerve is isolated (B). The
ipsilateral distal ulnar nerve is coapted with the hemicontralateral portion of C7 (C). The proximal ulnar nerve (*) is divided
(dashed line). The injured side median nerve (D) is identified and divided (dashed line). The proximal ulnar nerve is transferred to
the distal median nerve stump of the injured side (E). (Adapted by permission of Mayo Foundation.)

evaluated the results of 1,088 nerve sition nerve graft was used, only 47% nerve was used in 41% of transfers
transfers in 27 studies to determine achieved ≥M3 strength. When the spi- and the intercostal nerves in 26%.
the outcome of nerve transfers of the nal accessory nerve was transferred to The spinal accessory nerve per-
shoulder and elbow. the musculocutaneous nerve, 77% of formed significantly (P < 0.001) bet-
For restoration of elbow flexion, 26 patients had restoration of elbow flex- ter than the intercostals in achieving
studies with a total of 965 nerve ion ≥M3 and 29% had restoration of ≥M3 abduction (98% and 56%, re-
transfers were evaluated. Overall, function ≥M4. Use of the Oberlin spectively). However, even with good
71% of transfers to the musculocuta- transfer (two fascicles of the ulnar results, shoulder abduction reached
neous nerve achieved ≥M3 (antigrav- nerve transferred to the musculocu- only 45°.
ity) flexion on the Medical Research taneous nerve) resulted in 97% ≥M3 Further research is still needed in
Council grading scale, and 37% flexion and 94% ≥M4 flexion.28 the field of outcomes analysis of bra-
achieved ≥M4 (against gravity, not For restoration of shoulder abduc- chial plexus injuries. Unfortunately,
normal) flexion. The two most com- tion, 8 studies with a total of 123 it is not known which treatment pro-
mon donor nerves were the intercos- transfers were evaluated. Overall, duces the best outcomes for C5 and
tal (54%) and spinal accessory (39%). 73% of patients achieved ≥M3 shoul- C6 ruptures or severe neuromas. To
Overall, the intercostal achieved ≥M3 der abduction, and 26% achieved be determined, for example, is
in 72% of patients. When an interpo- ≥M4 abduction. The spinal accessory whether it is best to graft from C5

Volume 13, Number 6, October 2005 391


Adult Traumatic Brachial Plexus Injuries

Figure 9 these late situations, it has been in-


corporated into a strategy for early re-
construction in patients for whom
other donors of tendon transfers are
unavailable.
Most commonly, free muscle
transfer is used to provide reliable el-
bow flexion.5,33-37 A variety of free
functioning muscles can be trans-
ferred, including the latissimus dorsi
(thoracodorsal nerve), the rectus fem-
oris (femoral nerve), and the gracilis
(anterior division of the obturator
nerve). The gracilis has become one
of the most commonly used muscles
in brachial plexus reconstruction be-
cause of its proximally based neu-
rovascular pedicle (which allows ear-
lier reinnervation) and its long tendon
length (which reaches into the fore-
arm for hand reanimation). The gra-
cilis can be used for restoring biceps
function,38,39 wrist extension, or fin-
ger flexion, or as a double muscle
transfer in the two-stage Doi proce-
dure.5,6,40
For elbow flexion, it is desirable to
place the major vascular pedicle of
the gracilis in proximity to the tho-
racoacromial trunk in the infraclavic-
ular fossa. The proximal gracilis ten-
don is passed beneath the clavicle
and secured to its superior border. It
Free gracilis muscle transfer for elbow flexion. The proximal end of the gracilis is is then tunneled subcutaneously to
secured to the clavicle (A). The vascular inflow and outflow is via the the antecubital fossa in preparation
thoracoacromial trunk, and the muscle is powered by the spinal accessory or for securing it to the biceps tendon.
intercostal motor nerves (inset). Distally, the gracilis tendon is woven into the biceps The obturator nerve branch to the
tendon (B). (Adapted by permission of Mayo Foundation.)
gracilis may be repaired to the spinal
accessory nerve or to the two inter-
and C6, or whether nerve transfers nor motor nerve; circulation is re- costal motor nerves, either of which
should be performed closer to the end stored to the transferred muscle via should be harvested at as great a
organ. microsurgical anastomosis of the do- length as possible to allow direct
nor and recipient vessels. Within sev- nerve repair distal to the clavicle.
Free Functioning Muscle eral months, the transferred muscle Distally, the gracilis tendon is woven
Transfer begins to become reinnervated by the into the biceps tendon (Fig. 9).
Advances in microsurgical tech- donor nerve; it eventually begins to Doi et al5 recently described using
niques have led to innovations in sur- contract and then gains independent a double free functioning gracilis
gical reconstruction of the upper ex- function. muscle transfer, which has provided
tremity following brachial plexus Free functioning muscle transfers hope of achieving prehension to pa-
injury. Free functioning muscle were first done either in patients who tients with complete brachial plexus
transfer is the transplantation of a presented late (>12 months after in- lesions. The goals of this two-stage
muscle and its neurovascular pedicle jury) or as a salvage procedure in operation are to restore both elbow
to a new location to assume a new those who had failed earlier nerve flexion and extension as well as wrist
function. The muscle is powered by reconstruction.30-32 Based on the suc- extension and finger flexion. In stage
neurotizing the motor nerve by a do- cess with free muscle transfer in I, the brachial plexus is explored and

392 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

a free functioning gracilis muscle is Figure 10


harvested and neurotized by the spi-
nal accessory nerve (Fig. 10). The gra-
cilis is proximally attached to the
clavicle and routed distally under the
brachioradialis to the radial wrist
digit extensors. The gracilis vessels
are anastamosed to the thoracoacro-
mial artery and venae comitantes or
other available venous outflow.
Stage II is performed approxi-
mately 6 to 8 weeks after stage I (Fig.
11). The second gracilis muscle and
the motor and sensory intercostal
nerves from the third to sixth inter-
costal spaces are harvested. The gra-
cilis is attached proximally to the sec-
ond rib, routed subcutaneously along
the medial side of the arm, and at-
tached to the flexor tendons. It is then
neurotized with two of the motor in-
tercostal nerves, while the sensory in-
tercostals are neurotized to the me-
dian nerve to provide hand sensation.
The gracilis is vascularized by the
thoracodorsal vessels. The remaining
two motor intercostal nerves are neu-
rotized to the radial nerve innervat-
ing the triceps.
At our institution, we have
slightly modified the double free mus-
cle transfer as originally described by
Doi and colleagues.5,6,34,35,37,39-42 We
prefer to secure the stage I gracilis
muscle to wrist extensors rather than Stage I Doi free gracilis muscle transfer.5 A free functioning gracilis is harvested
to finger extensors, believing that this and neurotized by the spinal accessory nerve and anastamosed to the
helps promote finger flexion through thoracoacromial trunk. The gracilis is attached proximally to the clavicle (A) and
routed distally under the brachioradialis and flexor carpi ulnaris pulley (B), then
a tenodesis effect. To create a more ef-
woven into the wrist extensors (C). (Adapted by permission of Mayo Foundation.)
fective pulley with diminished bow-
stringing of the tendon, we route the
gracilis tendon posterior to the biceps ion alone. Seventy-nine percent of of some triceps function to stabilize
tendon and underneath the brachio- the free functioning muscle transfers the elbow during contraction of the
radialis muscle. A more effective pul- for elbow flexion alone (single trans- gracilis muscle. Grasp function also
ley should improve muscle excursion fer) and 63% of similarly innervated relies on adequate muscle strength
and strengthen wrist extension. muscles transferred for combined and the absence of significant adhe-
Using a double free muscle trans- motion (stage I Doi procedure) sions. In the series of Doi et al,5 65%
fer, Doi et al5 restored excellent to achieved ≥M4 elbow flexion (17 patients) achieved >30° of total
good elbow flexion in 96% of pa- strength (P > 0.05). This is not sur- active motion of the fingers with the
tients (25/26). At our institution, prising in that the muscles must use second muscle transfer. Such func-
eight patients have been followed for some of their strength and excursion tion allows only rudimentary grasp
at least 1 year after the stage II trans- to extend the wrist or digits and in- in many patients, but grasp function
fer. Transfer for combined elbow variably lose some effect because of is difficult to achieve with other
flexion and wrist extension lowered bowstringing at the elbow.43 methods. Previous efforts at restor-
the overall results for elbow flexion Grasp function in the double free ing prehension in the setting of a
strength compared with elbow flex- muscle procedure relies on recovery brachial plexus injury have been un-

Volume 13, Number 6, October 2005 393


Adult Traumatic Brachial Plexus Injuries

Figure 11

Stage II Doi free gracilis muscle transfer.5 A, Vascularity is supplied via the thoracodorsal artery and vein. The gracilis muscle is
attached proximally to the second rib. B, The gracilis is neurotized with two of the intercostal motor nerves (1), while the sensory
intercostal nerves are neurotized to the median nerve for hand sensation (2). The remaining two motor intercostals are used
to neurotize the triceps (3). Lat = lateral cord, M = motor intercostal nerve, Med = medial cord, Post = posterior cord, S =
sensory intercostal nerve. C, Intraoperative photograph. Motor and sensory intercostal nerves are harvested from beneath the
third to sixth ribs. (Parts A and B adapted by permission of Mayo Foundation. Part C reproduced by permission of Mayo
Foundation.)

successful because of the long dis- offering the possibility of hand func- the brachial plexus, it is imperative
tance between nerve repair and mo- tion in root avulsion injuries is com- that the patient and his or her fami-
tor end plates and the resultant bining the contralateral C7 nerve ly understand that the recovery of
prolonged reinnervation time. with a vascularized ulnar nerve con- nerve function is a slow and arduous
Therefore, these results must still duit.27 process. The newly reapproximated
be regarded as an advance in these nerve graft or nerve transfer grows at
otherwise irreparable avulsion inju- Postoperative Follow-up rate of 1 mm a day or 1 inch per
ries. The only alternative currently After any surgical intervention of month. For long transfers, such as a

394 Journal of the American Academy of Orthopaedic Surgeons


Alexander Y. Shin, MD, et al

hemicontralateral C7 nerve graft, Shoulder fusion can be performed as 4. Brunelli G, Monini L: Direct muscu-
clinical results may not be seen for 2 a salvage procedure for the persis- lar neurotization. J Hand Surg [Am]
1985;10(6 pt 2):993-997.
to 3 years. The shorter the distance tently painful subluxating shoulder
5. Doi K, Muramatsu K, Hattori Y, et al:
to the target muscle, the more rapid should the nerve surgery fail to re- Restoration of prehension with the
the time to reinnervation. sult in shoulder stability. Shoulder double free muscle technique follow-
It is essential that the patient, fusion as a primary reconstructive ing complete avulsion of the brachial
while waiting for reinnervation, be technique is less frequently done be- plexus: Indications and long-term re-
enrolled in physical therapy to keep cause recent studies have shown sults. J Bone Joint Surg Am 2000;82:
the joints of the upper extremity sup- that patients prefer voluntary shoul- 652-666.
6. Doi K, Kuwata N, Muramatsu K, Hot-
ple and to prevent joint contractures. der abduction when it can be
tori Y, Kawai S: Double muscle trans-
This can be done with custom-made achieved through nerve reconstruc- fer for upper extremity reconstruction
plastic resting splints as well as a tion.44 Other bony procedures, such following complete avulsion of the
daily range-of-motion protocol for as humeral rotational osteotomy, brachial plexus. Hand Clin 1999;15:
the shoulder, elbow, wrist, and digits. thumb axis arthrodesis, bone-block 757-767.
The efficacy of electrical stimulation opponensplasty, or finger joint ar- 7. Malone JM, Leal JM, Underwood J,
in preserving muscle (motor) end throdesis, can improve function. Childers SJ: Brachial plexus injury
management through upper extremi-
plates remains controversial. How-
ty amputation with immediate post-
ever, its use is psychologically bene- operative prostheses. Arch Phys Med
Summary
ficial to patients who like to see mus- Rehabil 1982;63:89-91.
cles contract during the long Injuries to the adult brachial plexus 8. Allieu Y: Evolution of our indications
recovery period. Dedicated follow-up are often intimidating to the ortho- for neurotization: Our concept of
functional restoration of the upper
at 3- to 4-month intervals for a min- paedic surgeon who may be manag-
limb after brachial plexus injuries.
imum of 2 to 3 years (preferably 5 ing concomitant injuries. The injury Chir Main 1999;18:165-166.
years) is recommended to assess for can be devastating to the patient and 9. Narakas AO: The treatment of brachi-
full recovery. is often difficult for the patient and al plexus injuries. Int Orthop 1985;9:
family to comprehend. A thorough 29-36.
10. Hendry AM: The treatment of residu-
Secondary Reconstruction understanding of the anatomy, clin-
al paralysis after brachial plexus inju-
Secondary reconstruction should ical evaluation, radiographic and ries. J Bone Joint Surg Br 1949;31:42-
be considered when there has been electrodiagnostic studies, treatment 49.
no further recovery of motor function options, and proper timing of surgi- 11. Yeoman PM, Seddon HJ: Brachial
or when function can be further im- cal intervention will enable the plexus injuries: Treatment of the flail
arm. J Bone Joint Surg Br 1961;43:493-
proved or refined with a relatively treating surgeon to offer optimal
500.
minor surgical intervention. Second- care. Surgical options include neu- 12. Fletcher I: Traction lesions of the bra-
ary reconstructive options include rolysis, nerve grafting, neurotiza- chial plexus. Hand 1969;1:129-136.
tendon transfer,9 free functioning tion, and free muscle transfers. 13. Kerr AT: The brachial plexus of nerves
muscle transfer,5,36 shoulder arthro- These treatment options offer pa- in man, the variations in its formation
and branches. Am J Anat 1918;23:285-
desis,10 and wrist and hand arthro- tients with brachial plexus injuries
395.
desis.10 the ability to obtain elbow flexion, 14. Carvalho GA, Nikkhah G, Matthies
Tendon transfer is commonly de- limited shoulder abduction with C, Penkert G, Samii M: Diagnosis of
layed until maximal motor recovery shoulder stability, and hope for lim- root avulsions in traumatic brachial
has occurred. Such transfers repre- ited but potentially useful hand plexus injuries: Value of computer-
ized tomography myelography and
sent a spectrum of procedures that function.
magnetic resonance imaging. J Neuro-
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396 Journal of the American Academy of Orthopaedic Surgeons

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