Академический Документы
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Edited by Alan
L. Porter and Scott W. Cunningham
“Tech mining” is our shorthand for exploiting information about emerging technologies
to inform technology management (see the Preface). This chapter anchors tech mining
to technological innovation processes and payoffs. It keys on the contextual forces that
drive the book: “emerging technologies” and the “information economy”. Chapter 2
builds on this to explain what tech mining entails and to the describe the book’s
organization.
Let’s examine the institutions that fund perform research, with an eye toward how
tech mining can further their interests. At least five sources fund research – industry,
government, education, non profit, and cross-national funding. Recent source place
industrial funding of R&D at more than 63% of total (OECD, 2003). In the United
State, the Federal government is the largest single source of R&D funding, “High-
technology” manufactures fund the highest portion of industrial R&D activity.
Service-related R&D spending is much smaller, but a rapidly rising proportion of
the total. Most industrial R&D focuses on “development” related efforts. Notably,
industry is the largest performer of R&D. Most of that is done by the largest
companies (NSF, 2000). Data for 1997 show five leading U.S. companies
contracting for $3 billion or more: GM, Ford, IBM, Lucent and HP.
Companies faces multiples challenges in making those huge R&D investments
(Tassey, 1999). Technology investment is inherently risky, and one’s R&D often
results in spillovers whereby others accrues benefits from it. So, before diving into
an R&D program, the company needs to ascertain what existing knowledge might
be capitalized upon. Tech mining can uncover external research results to save
rediscovering that wheel. It can identify intellectual property (“IP”) land mines
before a substantial technology development program finds itself blocked.
If new development activities need to be initiated, one method of reducing risk is
strategic partnership. This allows individual partners to leverage their resource,
reduced cost and enable activities that might not otherwise have been possible.
Additional benefits corporations may include speeding up the market place (NSF,
2003). Tech mining can find out what R&D others are pursuing and pertinent IP so
that you can determine the best route to your goals, possibly via partnering in some
form.
Academia is a significant source of public science and the dominant generator of
basic research finding. Government also plays a very substantial role – particularly
though defense funding – in the support of new technology development. Industry is
often involved in carrying technological developments to fruition, so it pays to keep
tab on university and governmental lab research activities.
Significant issue for innovators and their institutions include:
- How can recognize and reward new and innovative ideas in our organization?
- How do we capitalize on the strengths of our knowledge to attract new funding?
- Can we attain new knowledge before our competitors?
- Can existing, publicly available knowledge provide us with needs solutions?
Note the extent to which these issues demand knowledge of others science and
technology activities – and tech mining can provide this.
The recognition that new products and processes are central to corporate renewal
underlies these issues and why we care about them (Danneel, 2002). A careful balance
must be sought between exploiting existing competencies and discovering and
developing new competencies. New products close to existing core capabilities have a
greater chance of success. Unfortunately, however, existing competencies can croed out
opportunities for growth – resulting in inflexibility and missed opportunities. Positive
feedbach causes innovative “path dependencies”, that is, technological choice that lock
a firm, agency, or academic unit in or out of specific development trajectories. With
respect to tech mining, we need to track both internal and external technological
capabilities. Procter & Gamble tells a story on itself. After submission of a patent
application, they got back good news and bad. The bad – a patent had already been
issued. The good – they held it. It’s hard to keep track of your own technology, much
less everyone else’s.
The customer is also critical to new product development. New products build on a
match of new ideas to existing competencies. Successful products stem from the
intersection of customer need and technological competencies. Institutions that are
successful in new product development must understand their customers – building
upon the existing customer base and learning about new customers, or formerly
unrecognized needs of old customers. This is another form of intelligence essential to
successful innovation.
March (1991) characterizes the options of building upon old knowledge or
reaching out to find new knowledge as “exploitation” versus “exploration”. Exploitation
is a process of linking – integrating existing knowledge, combining and recombining
core competencies to meet market need. Exploration leveragewhat is known to gain new
knowledge. Tech mining seeks to contribute to both.
Where do you find innovators (largely scientists and engineers)? The United States
has the greatest concentration. Interestingly, nearly one in eight U.S. scientistis or
engineers was born abroad, coming particularly from Asia.
The European Union and Japan also have large scientific and technical work-forces.
An estimated two out of three scientists and engineers today are men; however, this
situation is rapidly changing. By the year 2020, there may be as many women as men
engaged in innovative activities. Most of today’s technology innovators work in
industry, taking on R&D and various other roles. Although hard to categorize (much is
not considered R&D), innovative activities of the advanced service sectors are
ascending rapidly.
In tech mining we often want to kwon “who’s doing what.”Tracking ideas and
individuals provides vital intelligence that serves various innovators (and technology
managers).
The output of successful industrial innovation is reflected in new products,
processes and services. the IP involved may be protected through patenting. Some
sectors patent more than others as discussed in Chapter 12. On average, an industrial
scientist innovator patents once every six year. As we shall see, however, averages can
be misleading – the majority don’t patent at all, whereas a very few patent a very lot.
Industrial researchers are also avid consumers of science and technology information.
Academic innovators contribute to public knowledge mainly through publication
(journal and conference paper). An academic scientist or engineer is 45 times more
likely to publish his/her research than an industrial counterpart. Not surprisingly,
academic research contribute about three-quarters of all publicly available R&D. And
although comparatively infrequent, academic patenting a rapidly growing (Hicks et al,
2001). Academic innovators have traditionally also been the greatest consumers of
science and technology information.
Too often, innovators reproduced solutions that are know elsewhere. One Russian
research, Genrich Althuller, established that roughly 35% of all patent solved problems
well kwon in other disciplines or industries. Less than 1% are merely minor extensions
to established technologies. Less than 1% of all patents involve creation of foundational
knowledge. Altshuller developed tools to simulate invention – TRIZ - that introduce in
Chapter 12.
Finding the science and technology information need to inform R&D present a
vexing challenge to innovators. Innovations are increasingly dependent on new science,
and science such as nanotechnology are increasingly multidisciplinary and therefore
distributed across multiple fields. Observers have called for a device called the
“memex” – a machine that could link and correlate ideas, finding connections and
recommending relevant resources. Today, we have the Internet, but the vision of
seamless network of knowledge seem as distant as it was thee 1930s when the memex
nation was conceived. (discusses further in Chapter 2).
The nature of the emerging technologies of interest is itself changing. Many of our
technology analysis tools were generated for an era of industrial (manufacturing)
technologies dominated by defense interest (during the Cold War era) (Technology
Future Analysis Methods Working Group, 2004). In addition to information
technologies, we see emergence of the “molecular technologies” – biotech, advances
materials, and nanotechnology. Managing these emerging technologies requires
adaptation to “science-based industry” – these are industries whose competitiveness I
rooted in the appropriation of basic research knowledge. Besides challenges in
identifying and fulfill opportunities in the these emerging technologies, there are
corresponding challenges in identifying threats and abating the attendant risks. Cross-
disciplinary and cross-sector knowledge awareness and integration is mandatory
(Rasmussen, 1997). Tech mining can play a major role in forming these integrative
links.
New scientific knowledge is generated primarily in specialist communities. Ins
some ways the quality of this new knowledge can only be assessed by others in the
same community. But the knowledge itself must be utilized and integrated by other who
often have vastly different skills. Rcognizing expert specialist can prove challenging.
Studies of engineers serve as hubs for much of the collaboration. Others are connectors,
individuals who synthesize and integrate knowledge hubs and connectors can be
extremely useful in exploiting the knowledge of the community.
In this section we have presented a broad-brush portrait of the innovators –
particularly researchers and inventors. We recognize that others play essential roles in
achieving innovation, for example, new product developers, software engineers, and
technology managers. Keeping abreast of science and technology information is vital in
creating new knowledge as well as in rediscovering existing solutions to problems.
Challenges arise from science and technology specialization and the increasing volume
of R&D finding.
Innovative individuals and institution face a number of challenges – challenges that
tech mining can help address. Among these challenges, we have identified the
following:
- Innovation is essential, but risk management practices are needed.
- Innovation necessitates identifying both individuals and institution with
complementary knowledge; R&D partnership are commonplace.
- Knowledge is often specialized in character, yet it must be synthesized and
integrated by other nonspecialists.
- Too many organizations “reinvent” the wheel.
- Science-based industries are making very direct connections between basic
knowledge and the marketplace.
These first sections of the chapter have addressed the first of two drives of this book
– “emerging technologies”. The nest sections transitions to the second driver – the
“information economy” Out of confluence of the two comes the hope for exploiting
electronic forms of science and technology information in new and powerful ways –
tech mining.
Yhe massage, implicit in Figure 1-4 is that new capabilities get adopted – first by
lead users them by others. These new capabilities are used – first to do our old tasks
faster, them to do them better, them to do entirely new task. We are now beginning to
make fuller use of electronic information. Information worker productivity is increasing
after decades of investment in IT (Greenspan, 1998). Moreover, we are going beyond
the stage of doing our old task more efficiently, to contriving new tasks that take
advantage of the easily available information. This book is about one such opportunity –
exploiting electronical information resources that pertain to charging technologies in
new and powerful ways.
Technology information is particularly vital to use who would manage better.
Consider the information implication of the fact that we do a lot of R&D; Knowing
about others research (and development) is critical – few companies can do technology
development all by themselves today. We anticipate that by about 2010, virtually all
successful technology managers will avail themselves of empirical, not just intuitive,
knowledge. Those who don’t “get it” will get gone.
Consider the following propositions (which will constitute this chapter “take home
massages”):
- Innovation is significant forces in today’s high-technology organization.
- Technological innovation can be measure and understood.
- Innovation can be tracker – we have the tools to monitor new developments in
science and technology.
- Innovation involves ideas, generated by innovators, and institutions that initiates,
perform, and apply R&D.
- Organization that track science and technology gain significant market
advantages over those who do not.
- The are advantages in tracking innovation for all participants in the innovation
cycle.
Besides R&D, there are standards, press releases, business news, and signpost of
popular acceptance. The information spews out though myriad pipers – print news,
electronic media, human contacts, and the Internet. It can seem like an information
onslaught. Nonetheless, you need to track this technology information and extract
knowledge pertinent to your work. Whether or not you do, tour competitor will.
We’re saying that you need to know about charging technologies and that there
are daunting amount of pertinent technology information pouring forth. Intimidating? It
need not be. Our massage is that you can get at the needed information with powerful
new tools that make this relatively fast, affordable, and easy.
The search for emerging science and technology information is not unbounded.
The are 10.00 publicly accessible databases. Of those, on the order of 400 relate to
technology.
However, 15, or so, key databases filter and compile major segments of key
publication and patent information. Depending on core interest (e.g., pharmaceuticals,
chemicals, aerospace, consumer goods), a competitive technological intelligence and
tech foresight of what they need to know. The world’s leading center of
“scientometrics” the Center for Science and Technology Studies at the University of
Leiden – accomplisher most of its work of profiling national and organizational R&D
publication by using just four databases SCI, INSPEC, El Compendex, and Mediline.
The information contained in such databases is rich and suitable for mining.
Assessment and monitoring of innovation is crucial to success. Innovative
individuals and institution have core challenges in managing R&D. What are needed are
tools to help manage this wealth of science and technology information. In the nest
chapter we introduced a suite of tools to so – tech mining. We’ll show how the
innovation management challenges can be met head on by exploiting publicly available
sources of science and technology information.